HomeMy WebLinkAboutOCSD 09-15RESOLUTIONNO. 0t.5"a oq-15'
BOARD OF DIRECTORS
OF THE
ORANGE COUNTY SANITATION DISTRICT
A RESOLUTION APPROVING THE FORM OF AND AUTHORIZING THE
EXECUTION AND DELIVERY OF A PURCHASE AND SALE AGREEMENT
AND RELATED DOCUMENTS WITH RESPECT TO THE SALE OF THE
SELLER'S PROPOSITION 1A RECEIVABLE FROM THE STATE; AND
DIRECTING AND AUTHORIZING CERTAIN OTHER ACTIONS IN
CONNECTION THEREWITH
WHEREAS, pursuant to Section 25.5 of Article Xlll of the California Constitution and
Chapter 14XXXX of the California Statutes of 2009 (Assembly Bill No. 15), as amended (the
"Act"), certain local agencies within the State of California (the "State") are entitled to receive
certain payments to be made by the State on or before June 30, 2013, as reimbursement for
reductions in the percentage of the total amount of ad valorem property tax revenues allocated to
such local agencies during the State's 2009-10 fiscal year (the "Reimbursement Payments"),
which reductions have been authorized pursuant to Sections 100.05 and 100.06 of the California
Revenue and Taxation Code;
WHEREAS, the Orange County Sanitation District, a local agency within the meaning of
Section 6585(t) of the California Government Code (the "Seller"), is entitled to and has
determined to sell all right, title and interest of the Seller in and to its "Proposition 1A
receivable", as defined in Section 6585(g) ofthe California Government Code (the "Proposition
1A Receivable"), namely, the right to payment of moneys due or to become due to the Seller
pursuant to Section 25.5(a)(1)(B)(iii) of Article XIII of the California Constitution and Section
100.06 of the California Revenue and Taxation Code, in order to obtain money to fund public
capital improvements or working capital;
WHEREAS, the Seller is authorized to sell or otherwise dispose of its property as the
interests of its residents require;
WHEREAS, the California Statewide Communities Development Authority, a joint
exercise of powers authority organized and existing under the laws of the State (the
"Purchaser"), has been authorized pursuant to Section 6588(x) of the California Government
Code to purchase the Proposition 1A Receivable;
WHEREAS, the Purchaser desires to purchase the Proposition 1A Receivable and the
Seller desires to sell the Proposition 1A Receivable pursuant to a purchase and sale agreement by
and between the Seller and the Purchaser in the form presented to this Board of Directors (the
"Sale Agreement") for the purposes set forth herein;
WHEREAS, in order to finance the purchase price of the Proposition 1A Receivable from
the Seller and the purchase price of other Proposition lA Receivables from other local agencies,
the Purchaser will issue its bonds (the "Bonds") pursuant to Section 6590 of the California
Government Code and an Indenture (the "Indenture"), by and between the Purchaser and Wells
Fargo Bank, National Association, as trustee (the "Trustee"), which Bonds will be payable solely
·,
from the proceeds of the Seller's Proposition 1A Receivable and other Proposition 1A
Receivables sold to the Purchaser by local agencies in connection with the issuance of the
Bonds;
WHEREAS, the Seller acknowledges that (i) any transfer of its Proposition 1A
Receivable to the Purchaser pursuant to the Sale Agreement shall be treated as an absolute sale
and transfer of the property so transferred and not as a pledge or grant of a security interest by
Orange County Sanitation District to secure a borrowing, (ii) any such sale of its Proposition 1A
Receivable to the Purchaser shall automatically be perfected without the need for physical
delivery, recordation, filing or further act, (iii) the provisions of Division 9 (commencing with
Section 9101) ofthe California Commercial Code and Sections 954.5 to 955.1 of the California
Civil Code, inclusive, shall not apply to the sale of its Proposition 1A Receivable, and (iv) after
such transfer, the Seller shall have no right, title, or interest in or to the Proposition 1A
Receivable sold to the Purchaser and the Proposition 1A Receivable will thereafter be owned,
received, held and disbursed only by the Purchaser or a trustee or agent appointed by the
Purchaser;
WHEREAS, the Seller acknowledges that the Purchaser will grant a security interest in
the Proposition 1A Receivable to the Trustee and any credit enhancer to secure payment of the
Bonds;
WHEREAS, a portion of the proceeds of the Bonds will be used by the Purchaser to,
among other things, pay the purchase price of the Proposition 1A Receivable;
WHEREAS, the Seller will use the proceeds received from the sale of the Proposition 1A
Receivable for any lawful purpose as permitted under the applicable laws of the State;
NOW THEREFORE, the Board of Directors of the Orange County Sanitation District
hereby resolves as follows:
Section 1. All of the recitals set forth above are true and correct, and this Board
of Directors hereby so finds and determines.
Section 2. The Seller hereby authorizes the sale of the Proposition 1A Receivable
to the Purchaser for a price equal to the amount certified as the Initial Amount (as defined in the
Sale Agreement) by the County auditor pursuant to the Act. The form of Sale Agreement
presented to the Board of Directors is hereby approved. An Authorized Officer (as set forth in
Appendix A of this Resolution, attached hereto and by this reference incorporated herein) is
hereby authorized and directed to execute and deliver the Sale Agreement on behalf of the Seller,
which shall be in the form presented at this meeting.
Section 3. Any Authorized Officer is hereby authorized and directed to send, or
to cause to be sent, an irrevocable written instruction to the State Controller (the "Irrevocable
Written Instruction") notifying the State of the sale of the Proposition 1A Receivable and
instructing the disbursement pursuant to Section 6588.6( c) of California Government Code of the
Proposition 1A Receivable to the Trustee, on behalf of the Purchaser, which Irrevocable Written
Instruction shall be in the form presented at this meeting.
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Section 4. The Authorized Officers and such other Seller officers, as appropriate,
are hereby authorized and directed, jointly and severally, to do any and all things and to execute
and deliver any and all documents, including but not limited to, if required, appropriate escrow
instructions relating to the delivery into escrow of executed documents prior to the closing of the
Bonds, and such other documents mentioned in the Sale Agreement or the Indenture, which any
of them may deem necessary or desirable in order to implement the Sale Agreement and
otherwise to carry out, give effect to and comply with the terms and intent of this Resolution; and
all such actions heretofore taken by such officers are hereby ratified, confirmed and approved.
Section 5. All consents, approvals, notices, orders, requests and other actions
permitted or required by any of the documents authorized by this Resolution, whether before or
after the sale of the Proposition lA Receivable or the issuance of the Bonds, including without
limitation any of the foregoing that may be necessary or desirable in connection with any default
under or amendment of such documents, may be given or taken by an Authorized Officer
without further authorization by this Board of Directors, and each Authorized Officer is hereby
authorized and directed to give any such consent, approval, notice, order or request, to execute
any necessary or appropriate documents or amendments, and to take any such action that such
Authorized Officer may deem necessary or desirable to further the purposes of this Resolution.
Section 6. The Board of Directors acknowledges that, upon execution and
delivery of the Sale Agreement, the Seller is contractually obligated to sell the Proposition lA
Receivable to the Purchaser pursuant to the Sale Agreement and the Seller shall not have any
option to revoke its approval of the Sale Agreement or to determine not to perform its obligations
thereunder.
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Section 7. This Resolution shall take effect from and after its adoption and
approval.
Attest:
Clerk of the Board
Approved as to form :
SELLER'S COUNSEL
By /~h/kr
Dated: t cJ /z 5! I cJ q
' I
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Authorized Officers:
APPENDIX A
ORANGE COUNTY SANITATION DISTRICT
James D. Ruth, General Manager
Robert P. Ghirelli, Assistant General Manager
Lorenzo Tyner, Director of Finance and Administrative Services
any designee of any of them, as appointed in a written certificate of
such Authorized Officer delivered to the Trustee.