HomeMy WebLinkAboutOCSD 98-34 (REPEALED)·-,
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RESOLUTION NO. OCSD 98-34
ESTABLISHING GUIDELINES FOR EMPLOYEE RELATIONS
A RESOLUTION OF THE BOARD OF DIRECTORS OF ORANGE
COUNTY SANITATION DISTRICT ADOPTING RESOLUTION NO.
75-127 BY REFERENCE, A JOINT RESOLUTION OF THE
BOARDS OF DIRECTORS OF COUNTY SANITATION
DISTRICTS NOS. 1, 2, 3, 5, 6, 7, 11, 13AND 14 OF ORANGE
COUNTY, CALIFORNIA, ESTABLISHING GUIDELINES FOR
EMPLOYEE RELATIONS
WHEREAS, former County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and
14 of Orange County, California (the "Predecessor Districts"), were nine individual
county sanitation districts organized pursuant to the County Sanitation District Act
(California Health & Safety Code Sections 4700 et seq.). By action of the Boards of
Directors of the Predecessor Districts, pursuant to specific legislation enacted by the
California State Legislature in 1996, an application was submitted to the Orange
County Local Agency Formation Commission to legally consolidate the nine
Predecessor Districts into one single sanitation district for all purposes. The
application was approved, with an effective date of July 1, 1998. As of July 1, 1998,
the Predecessor Districts cease to exist, and one single consolidated county sanitation
district, known as the "Orange County Sanitation District" (the "District"), comes into
existence in place of the Predecessor Districts. The District is formed to carry on the
functions, and by operation of law, succeeds to all of the rights, title and obligations of
the Predecessor Districts; and,
WHEREAS, pursuant to the provisions of California Government Code Sections
3500 et seq. relating to public employee organizations, more commonly referred to as
the "Meyers-Milias-Brown Act", the Predecessor Districts adopted Resolution No.
75-127, establishing guidelines for employee relations; and,
WHEREAS, the Board of Directors of District has determined the necessity to
continue the provisions of the Predecessor District's Employer-Employee Relations
Resolution in effect.
NOW, THEREFORE, the Board of Directors of Orange County Sanitation
District,
2090-300
64722_1
DOES HEREBY RESOLVE, DETERMINE AND ORDER:
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REPEALED BY
OCSD 99-24
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Section 1: Resolution No. 75-127, a Joint Resolution of the Boards of
Directors of County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange
County, California, Establishing Guidelines for Employee Relations, attached hereto
and incorporated herein by reference, is hereby adopted as the "Employer-Employee
Relations Resolution of the Orange County Sanitation District.
2090-300
64722_1
PASSED AND ADOPTED at a Special Meeting held July 1, 1998.
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Chair
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RESOLUTION NO. 75-127
A JOINT RESOLUTION OF THE BOARDS OF DIRECTORS
OF COUNTY SANITATION DISTRICTS NOS. l. 2. 3,
5. 6, 7, AND ll, OF ORANGE COUNTY, CALIFORNIA.
ESTABLISHING GUIDELINES FOR EMPLOYEE RELATIONS
AND REPEALING RESOLUTION NOS. 69-99 AND 71-4
The Boards of Directors of County Sanitation Districts
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Nos. l. 2, 3, s. 6. 7, and 11, of orange County, California
hereby resolve as follows:
SECTION l. TITLE OF RESOLUTION
This resolution shall be known as the Empfoyer-Employee
Relations Resolution of the cou~ty Sanitat;ion Dis.tricts Nos.
l, 2, 3. s. 6, 7, and 11, of Orange County, California.
SECTION 2. PURPOSE
· The purpose of this resolution is to implement chapter
10, Division 4, Title· 1 of the Government Code of the State of
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California (Sections ~500 et seq.). captioned "Public Employee
Organizations". by providing orderly procedures for the admin-
istration of employer-employee relations between the Districts
and its employees and for resolving dispu~es regarding wages,
hours and other terms and conditions of empl~yment. This re-
. solution is intended to establish uniform and orderly methods
of communication between the Districts and their employees.
SECTION 3. DEFINITIONS
(A) DISTRICTS --means ~ounty sanitation Districts Nos.
l, 2, 3, 5, 6. 7, and 11, of orange County, Calif-
ornia, acting individually or in concert through
the Joint J\dministrati.ve Organization.
(D) EMPLOYEE --means any person regularly employed by
the Districts except elected officials • .
(C) EMl'LO'..."EE, CONF.IDENTIAL --means any employee who,
in the regulnr course of his duties, has access to,
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the Districts' management, affecting emp~oyer-
employee relations.
(D) EMPLO'YEE, MANAGEME~T means any employee who
formulates, determines, or adrn~nisters management
policies and programs including, but not limited to,
all employees listed in.Exhibit A, attached hereto •
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(E) EMPLOYEE, PROFESSIONAL --means any employee engaged
in work requiring scientific or specialized knowledge
or skills attained through a recognized course of
study and instruction. ·
(F) ~MPLOYEE, SUPERVISORY. --means any employee having
authority to hire, transfer, suspend, lay off, recall,
promote, discharge, assign, reward, or discipline
other employees, or responsibility to direct'them,
or to adjust their grievances, ·or effectively to
reconunend such action, if in connection with the
foregoing the exercise of such authority is not of
a merely routine or clerical nature, but requires
the use of independent judgment, including, but not
limited to, all employees listed"on Exhibit B,
attached hereto.
(G) EMPLOYEE ORGANIZATION means any organization
which includes employees of the Districts and which
has as one of its pr~mary purposes representing such
employees in their employer-employee relations.
(H) . EMPLOYER-EMPLOYEE RELATIONS -~ means the relation-
ship between the Districts and its employees· or their
employee organizations concerning wages, hours, and
other terms and conditions of employment • .
(I) IMPASSE --means a deadlock in the discussions
between a recognized employee organization and the
Districts over any matter concerning, which they are
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required to meet and confer in good faith, or over
the_ scope of such subject matter.
(J) MEDIATION means the effort of an impartial third
person functioning as an_ intermediary, to assist the
parties in reaching a voluntary resolution to an .
impasse, through interpretation, suggestion and advice.
(K) MEET AND CONFER IN GOOD FAITH --means the perfor-·
mance by Districts, or its duly authorized represen-
tatives, and representatives of recognized employee
organizations of their mutual obligation to meet .
and confer in order to exchange freely information,
opinions, and proposals, and to endeavor to reach
agreement on matters within the scope of represen-
tation. This does not compel either party to agree
to a proposal or to make a concession.
(L) RECOGNITION --means acknowledgement by the Districts
General Manager that an employee organization is the
exclusive representative of all the employees in an
appropriate unit, except employees in such unit who
have elected to represent themselves.
(M) RECOGN!Z~D EMPLOYEE ORGANIZATION --means an employee
organization which has been granted recognition by
the Districts General Manager and the employee or-
ga.nization which has the right to meet and confer in
good faith as the exclusive organizational rcpresen-
tative of all members of an appropriate unit except
those members in such unit who elect to represent
themselves.
(N) SCOPE OF REPRESENTATION --means all matters relating
to employment conditions and employer-employee re-
lations, inch1ding, but not limited to, wages, hours
·and other terms and conditions of employment.
Districts' rights, as defined in Section 5 herein,
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are excluded from the scope of representation.
SECTION 4. EMPLOYEE RIGHTS
(A) Employees have the right to form, join and participate
i~ the activities of employee organizations of their
own choosing for the purpose of repre~entation on all
matters of employee relations.
(B) Employees have the right tQ refrain from joining or
participati~g in the activities of employee organi-
zations.
(C) Employees have the right at any time to represent
themselves individually in their employee relations.
(D)· Neither the Districts, nor any employee organization,
nor any employee, shall interfere with, intimidate,
restrain, coerce, or discriminate against any employee
or employees because of the rights guaranteed here-
under.
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(E) Managerial and confidential employees who are members
o~ a recognized· employee organization_which represents
emp~oyees who are not managerial or confidential
employees shall not: ..
(1) represent the employee organization on matters
... _within .the scope of representation, or
(2) serve on committees of a recognized employee
organization which. represents ·employees who
are not managerial or confidential employees at
the times such committee considers matters under
which this employee has managerial control or
has knowledge about as a confidential employee.
(F) Supervisory employees who are members of a recognized
employee organization which repre~ents employees _who
are not.supervisory employees shall not serve as
representatives of such organizations in any stage of
the grievance procedure.
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'G) Professional employees have the ···ri.ght to be represented
separately from non-professional employees by a pro-•
fessional employee organization consisting of such
professional employees.
(H) Nothing herein shall be construed to give. employees
the right to strike, and any employee who encourages,
causes or participates in any strike, walkout, stoppage
or retarding of work; or any other interference with
the conduct of the Districts' operations, shall be
subject to inunediate discharge or other disciplinary
a~tion in th~ sole discretion of the District.
SECTION 5. DISTRICTS' RIGHTS
Except as otherwise specifically.provided in this Resolu-
tion, or subsequent ones, the Districts ha ye and re ta in, the sole
and exclusive rights and functions of managements, including,
but not limited to, the following: ..
· (A) To determine the nature and extent of services to be
performed, as well as the right to determine and
implement its public function and =esponsibility.
(B) To manage all facilities and operations of the
Districts, including the methods, means and personnel
by which the Districts' operations are to be conduct-
ed.
(C) -To schedule working hours, allot and assign work.
(D) To establis'h, ·modify or change work schedu·les or
standards.
(E) To direct the working forces, inc~uding the right to
hire, promote, demote,· or transfer any employee.
(F) To dete=mine the location of all plants and facilities.
(G) To determine the layout and the machinery, equipment
or materials to be used.
(H) ·To determine processes, techniques, methods and means
of all operations, including changes o= adjustmcnes
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of any machinery o~ equipment.
(I) To detertl\ine the size and composition of the working
force.
(J) To determine policy and procedures affecting the
selection or training of new empioyees.
(K) To establish, assess and implement employee perfor-
mance standards, including, but not limited to,
quality and quantity standards: the assessment of
employee performances; and the procedures for said
assessment.
(L)
·(M).
(N)
To control and determine the use and location of
Districts' property, material, machinery or equipment.
To schedule the operation of and to determine the
number and duration of shifts.
To determine safety, health and property protection
measures.
(0) To ~ransfer work from one job to another or from one
plant or unit to another.
(P) To introduce new, improved or different methods of
op~rations, or to change existing methods.
(0) To lay off employees from duty for lack of work or
other reasons deemed legitimate by management.
(R) To reprimand, suspend, discharge or otherwise
discipline employees for cause.
(S) To establish and determine job classifications.
·(T) To take such other and further . action as may be nec-
essary to organize and operate the Districts in the
most efficient and economical manner and in the
best interest of the public it serves.
(U) To .contract or subcontract construction, services,
maintenance, distribution or any other work with
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outside public or private en~ities. .
(V) The exercise of management rights shall not preclude
employees or recognized employ~e organizations from
presenting grievances concerning.the effect of said
action upon tbe employees: provided, however, the
basic right of management to act hereunder or make
such decisions is unimpaired.
SECTION 6. PETITION FOR RECOGNITION. THE RIGHT TO MEET AND
CONFER IN GOOD FAITH. ~
(A) An· employee organization that seeks recognition for
the purpose of meeting and conferring in good faith
as the representative of all the employees in an
appropriate unit shall fl·le a petition with the
DistrictsGeneral Ma.nager containing the following
information and documentation:
(1) Name and address of the emp1oyee"organiz~tion •
. C2) Names and titles of its officers.
(3) Names of employee organization representatives
who are authorized to speak on behalf of its
members.
(4) A statement that the employee organization has,
as one of its primary purposes~ representing
employees in their employment relations with the
Districts.
(5) A statement whether the employee organization
is a chapter or local of, or affiliated directly.
or indirectlr in any manner with, a regional,
state, national or international organization
and, if so, the name and address of each such
regional, state, national or international or-
9anizatiori.
(6) certified copies of the employee organization's
constitution and by-laws.
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(7) A designation of those persons, not exceeding
two in number, and their addresses,· to whom
notice by regular United States mail will be
deemed suffi'cient notice on the employee or-
9anization for any purpose ••
(8) A statement that the employee organization
recognizes that the provisions of Section 923
• o~ the California Labor Code are not applicable
to Districtsemployees, and that the organization
does no~ and will not assert the right to call,
engage in, encourage, assist or condone, in any
manner, any strike, work stoppage, slow down,
sick in, or other concerted refusal to work by
employees of the Districts;
(9) A statement that the employee organization has
no rest~iction on membership based on race, color,
creed, sex, age or national origin.
(10) . The job classifications or titles of employees
in the unit claimed to be appropriate and the
number of member employees therein.
(11). A statement that the employee organization has
in its possession written proof, dated within
six months of the date upon which the petition
is filed, to establish that a majority of the
employees in the unit claimed to. be appropriate,
have designated the employee organization to
represent all employees in such unit in their
~mployment relations with the Districts. Such
written pr'oof shall be submitted for confirmation
.to the Districts General Manager.
(lZ) A"request that the Districts General Manager
recognize the employee organization as the
representative of ull of the employees in the
unit claimed to be appropriate for the purpose ··•··
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of meeting and conferring in good faith on all
matters within the scope of representation.
(B) Upon the determination by the Districts General
Manager that an employee organization has complied
with the requirements of (A) above and (F) below,
he may grant recognition for purposes of meeting and
conferring in good faith after determining the majority .
status of the petitioner by either:
(1) Having a secret ballot election conducted by
the St~te of California Conciliation Service, or
(2) By any other reasonable method based upon written
proof exe~uted within the preceding six -months.
(C) Only one employe~ organization shall be granted re-
cognition as the recognized employee organization, ·
entitled to meet and confer in.good faith within the
scope of representation, for employees in an appro-
priate unit ~ith the exception of self-represented
employees.
(D) DURATION OF RECOGNITION. When an employee organization
has been recognized,. such recognition shall remain in
effect until such time as the recog.nized employee
or~anization is decertified or the appropriate unit
represented by such recognized employee organiz~tion
is modified, as provided in Section 8.
(E") RESTRICTION ON. REPRESENTATION. No employee shall be
represented by more than one recognized employee
organization.
(F) APPROPRIATENESS OF UNITS. The Districts General
Manager, after reviewing the petition filed by an
employee organization seeking recognition, shall
determine whether the proposed unit is an appropriate
unit. The principul criterion in making this determin-
ation is whether there is a community of interest
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among such employees. The following factors among
others, are to be considered in maxing such·determin-
ation:
(l) Which unit will assure employees the fullest
freedom in the exercise of rights set forth
under this resolution.
(2) The history of employee relations in the unit,
among other employees of the Districts and in
similar public employment.
(3) The.effect of the un~t on the efficient operation
of the Districts and sound employ~r-employee
relations.
(4) The extent to which employees have common skills,
working conditions, job duties or similar
.educational requirements •.
(5) ·The effect on the existing classification ..
structure of dividing a single classification
among two or more units.
Provided, however, no unit shall be es-
tablished solely on the basis o! the extent to which employees
in the proposed unit have organized.
SECTION 7. DECERTIFICATION O~ RECO~ZED EMPLOYEE ORGANIZATIONS.
(A) A petition for decertification alleging that a recog-
niz~d employee organization is no longer entitled to
represent all of the employees· in an appropriate unit
may be fil~d with the Districts General Manager. The
petition for dece~tification may be filed by an
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employee, a group of employees or their representatives,
or an employee organization. The petition, including
all accompanying documents, shall be verified. It
may be accompanied by a petition for recognition by
a challenging organization. The petition for dec'?r-
tification shall con~a~n ·the following information:
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(1) The name, address and telephone number of the
petitioner and a designated representative
authorized to receive notice or requests for
further infoi:ma ti on·.
(2) The name ~f the recognized e~ployee organization.
(3) An allegation that the recognized employee
organization is no longer entitled to represent
all of the employees in the appropriate unit,
and any other relevant and material facts.
(4) Written proof that at least thirty percent of
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the employees in the.unit do. not desire to be
represented by the recognized employee organi-
zation. such written proof shall be dated within
six months of the date upon which the petition
is filed and shall be submi~ted for confirmation
to the Districts General Manager or to a mutually
agreed· upon disinterested third party.
(B} MOD.IFICATION OF ESTABLISHED UNIT. A petition for
modification of an established unit may be filed by
an employee organization with the Districts General
Manager during the same period for filing a petition
for ~ecertification, and petition for modification
shall contain the following information:
(1) .The name, address and telephone number of the
petitioner and a designated representative author-
ized to receive notices or requests for further
information. .
. (2) The name of the recognized employee organization
that currently represents the employees in the
established unit.
(3) An allegation that the established unit is no
longer appropriate and all rclcv~nt facts in
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support of such allegations.
(4) Written proof that at least thirty percent of
the employees within the proposed unit have .
designated the petitionin9 e~ployee organization
to represent them in their employment relations
with the Districts.
Tbe Districts General Manager shall determine the appropriate
unit which may be the existing, the proposed-modified unit, or
some other appropriate unit. \ .
After the Districts General Manager determines the appropriate
.unit arising out of the operation of this section, he shall then
follow the procedures set forth in Section 6 for determining
recognition rights in ·such unit.
(C) There shall be no more than one election in any one
•• unit in any twelve month period .• ·
(D) In any election held pursuant to .this ·resolution, the ..
result thereof shall be determi~ed by a majority of all
employees in the unit eligible to vote in such election.
SECTION 8. MEMORANDUM OF AGREEMENT
(A) TERMS AlID CONDITIONS. All matters of employer-
employee rela.tions within the scope of representa~ion
for, all employees· in any unit represented by a
recognized employee organization, or any individual
emp~oyee representing himself, shall remain the same
from year to year unless on. or before September 1 of . .
the calendar year 1975, and September of each calendar
year thereafter, proposals in writing identifying the
areas ~ithin the scope of representation to be covered
in negotiations are filed with the Districts General
Manager by such recognized employee organization, or
such individual employee •
. (B) APPROVAL OF. If agreement is reached by arid between
the Districts General Manager and the recognized
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SECTION 9.
employee organization, on matters within the scope
of representation, they shall jointly prepare a
written memorandum of agreement, which shall then be .
submitted to the Districts Boards of Directors. Said
agreement shall not be binding, nor of any force or
effect. unless and until approved by the Districts
Boards of Directors.
IMPASSE
(A) If, after a reasonable period of time, ~he Districts
General Manag~r and the representatives of the re-
cognized 'employee organization have. exh~usted a~l.
possible means of reaching agreement, either party
'may~ by written communication to the other, request
mediation. Within ten calendar days after receipt of
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· the written request, the parties. shall request the
California State Conciliation Service to appoint.a ..
mediator. If the mediator is un~le to resolve. the
impasse, all unresolved issues shall be submitted to
the Districts Boards of Directors which retains the
right and responsibility of final decisions regarding
wages, fringe.benefits, hours, and all other terms
and conditions of employment.
SECTION 10. NOTICE
(A) Exce~t in cases of emergency, the Districts shall
give reasonabl~. written notice to each recognized
employee organization of any ordinance, rule, resolu-
tion or regulatior.. directly relating to matters
within the sco~e of representation ·proposed to be
adopted by the Districts, and shall provide such
recognized employee organization the opportunity to
meet with the Districts.
SECTION 11. PEACEFUL PERFORMANCE
(A) Any employee organization which, directly or indirectly
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by any means whatsoever, engages in, induces, condones
or encourages any e~ployee to engage in ~ strike, sick
in, walkout, stoppage~ or retarding of work, or any
other interference with the conduct of the Districts
operations, shall lose all rights hereunder, including
but not limited to, suspension or ~evocation of
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recognition, cancellation 0£ payroll deductions, pro-
• hibition of access to work or duty stations and
bulletin boards.
SECTION 12. CONSTRUCTION
(A) The Districts Boards of Directors may adopt such rules
and regulations necessary or conven~ent to implement
the provisions of this resolution and of Chapter 10, -.
Division 4, Title l of the Government Code of the
State of California. N~thing i~ this resolution shall
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be construed tp deny any person o~ employee any rights
granted by Federal or State laws. The rights, powers
and authority of the Districts Boards of ?irectors in
all -matters., including the right to maintain any legal
~ction, shall not be modified or restricted by this
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resolution.
(B} If any provision or portion thereof contained in this
resolution, or the application thereo:, to any person
-·-· -·-·-or circumstance is held .to be unconstitutional, invalid,
~r unenforceable, the remainder of this resolution and
the.application of such provision, or portion t.~ereof,
to other persons er circumstances shall be deemed
severable, shall ~ot be affected, and shall· remain
in full force and effect.
(C} The provisions of this resolution shall supersede and
take precedence over the provisions of any prior
resolutions, minute orders or statements of policy
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by the Districts Boards of Directors dea~in9 with the
same subjects and matters as are covered herein,
including, but not limited to, Resolution Nos:
69-99 and 71-4.
(D) Whenever written notice is required by this resolu-
tion, sue~ notice shall deem to have been received on
the day immediately following the day on which it was
·mailed (.excl~ding Saturdays, 'undays and holidays on
which the offices of the Districts are closed) pro-
vided the same.was sent by first class or certified
mail, postage prepaid to the Districts at 10844 Ellis
Avenue, Fountain Valley, California 92708, or to any
employee organization at its last address furnished
to the Districts.
SECTION 13. DISTRICT ··s REPRESENTF>.T:VE DESIGNATED
(A) The Districts Boards of Directors hereby designates
the ·nistricts General Manager, or his duly authori:ed
repre_sentative,. as the District's principal repre-
sent~tive in all matters of employer-employee re-
lations, with authority to meet and confer in good
faith on matters within the scope or representation.
SECTION 14.
The Secretary of the Boards of Directors is hereby
directed to certify to the passage .of this resolution and there-
upon and thereafter the same shall be in full force and effect.
PASSED AND ADOPTED at a regular· meeting held
September 10, 1975.
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EXHIBIT "A"
MJ\N~GERI~L EMPLOYEES
General Manager •
Chief Engineer
Director of Finance
Superintendent
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SUPERVISORY EMPLOYEES
~rocuremcnt and Property Chief
Princip"l Accountant
Senior Engineer
Operations Engineer
Chief of Industrial Waste
'Resources Management Engineer
Senior Facilities Supervisor
Senior Accountant
Systems Accountant
Associate Engineer
Chief Operator
Facilities Supervisor
Laboratory Director
Purchasing· Supervis.or
Assistant Engineer
Environmental Specialist
Plant Maintenance Supervisor
Senior Engineering .Associate
EXHIBIT •a•
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STATE OF CALIFORNIA )
) SS.
COUNTY OF ORANGE )
I, J. WAYNE SYLVESTER, Secretary of the Boards of Directors of
County Sanitation Districts Nos·. 1, 2, 3, S, "6, 7, and 11 of Orange
County, California, do hereby certify that the above and foregoing
Resolution.No. 75-127 was regularly passed and adopted at a
regular meeting of said Boards on the 10th day of· September , 19 75 ,
by the following vote, to wit:
AYES: Di.rectors Donald Winn "(Chairman), Lowell AJJJ.o, Robe.rt
Battin, John Burton, Edward Byrne, _Michael .Callahan., --··-
Dale Chaput, Ralph Clark,. Phillip Cox, Norman Culver,
Jesse Davis, J.ulan Dostal, Henry Duke, Vernon Evans,
Donald Fox, Alice Frankiewith, John Garthe, Norma
Gibbs, Francis Glockner, Beth Graham, Miriam Kaywood,
Leonard MacKain~ Don Mclnnis, Thomas McKnew, Bob Perry,
Thoma.S Riley, Donald Saltarelli, Laurence Schmit, George
Scott, Donald Shipley, John Store, Bernie Svalstad, Jess
Perez, Frances Wood, J.lartha Weishaupt. and Robin Young
NOES: None
ABSENT: Directors James Jackman, Kerm ~ima and Howard Rogers
IN WI'INESS WHEREOF, I have hereunto set my hand this 10th day
of September , 19 75 •
S-101
J. Wayne Sylvester, Secretary,
Boards of Directors, County
SanitationCnistricts Nos. 1, 2,
~, s:·6, 7, and 11 of Crance
County, California