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HomeMy WebLinkAbout2006-09-27 b ORANGE COUNTY SANITATION DISTRICT September 20, 2006 phone: (714)962-2411 NOTICE OF MEETING taa (714)962J 56 .new.oc.E.mm m.111,ed2i+v: BOARD OF DIRECTORS Valley.Qk ORANGE COUNTY SANITATION DISTRICT 9272E-6127 m..c a4mess: 10844 Me A. Fkalnse'nwI'W C' WEDNESDAY, September 27, 2006 — 7:00 P.M. 92708-7018 Waage, Pleaded. DISTRICT'S ADMINISTRATIVE OFFICES • 10844 Ellis Avenue Fountain Valley, California 92708 Anana;m Bre9 Buena Park Cypress �antweneStc, The Regular Meeting of the Board of Directors of the Orange County Sanitation Garden Genre Whangton Beach District will be held at the above location, time and date. Irene La Heide La Pabra Los Mahe!s rt Newport Beach Lkange Atli �q ° Placentia oard Se etary Banta A. Beal Beach Sam. Tustin V,IIa Park rant. bhod OMTS COMMITTEE -Wednesday, October 4,2006 at 5:00 p.m. County 0 Orange PDC COMMITTEE -Thursday,October 5,2006 at 5:00 p.m. sanitarr District. GWR SYSTEM STEERING COMMITTEE -Monday,October 9,2006 at 5:30 p.m.@OCWD Caste Mesa Medway Ow LEGISLATIVE AFFAIRS -Tuesday, October 10,2006 at 8:00 a.m. Water Districts Irnne Ranch FAHR COMMITTEE -Wednesday, October 11,2006 at 5:00 p.m. BOARD WORKSHOP -Wednesday, October 18,2006 at 5:00 p.m. STEERING COMMITTEE - Wednesday,October 25, 2006 at 5:00 p.m. To malntam world-class leadership m wastewater and water resource management. BOARD MEETING DATES October 25, 2006 'November 15, 2006 'December 20, 2006 January 24, 2007 February 28, 2007 March 28, 2007 April 25, 2007 May 23, 2007 June 27, 2007 *July 18, 2007 August 22, 2007 September 26 2007 'Meetings are being held on the third Wednesday of the month H:MepMAPubIIC ARaimMOSSAgendaQ006 Meeting NofimNN092.dm ROLL CALL BOARD OF DIRECTORS ORANGE COUNTY SANITATION DISTRICT MEETING DATE &TIME: 09/27/06 @ 7:00 p.m. ��y�r (SIMONIAN) .....................ANDERSON................... ✓ — Ai ' — (SHANKS) ........................ANTOS ......................... ✓ mm — (WILSON) ........................BANKHEAD................... " —� — (DUMITRU).......................CAVECCHE................... — (GARCIA)..........................CHRISTY..................... 100 — — (COLLINS)........................CRANDALL................... v " — — (ROSEN)...........................DALTON....................... e — (KAWASHIMA)..................DAVERT...................... v ° — (WINDER).........................DUVALL...................... — (UNDERHILL)...................ECKENRODE................. — (SCHAFER) ......................FERRYMAN................... r r (FAUTEUX).......................FRESCHI .............. ..... — (CHOI)...............................KANG.......................... 0— (SONDHI)..........................LUEBBEN..................... ✓ v — (DOW)...............................MARSHALL.................. ✓ w — (REINHART).....................MILLER ......................... ✓ — (BEAUMAN)......................MOORE........................ = r — (KIRKPATRICK-PILGER) .NEUGEBAUER.............. a — (DRISCOLL)......................PARKER....................... v (WEBB) ............................RIDGEWAY................... v — (DONAHUE) .....................SHAWVER.................. �Law0 — (HERNANDEZ) .................SIDHU.......................... (CORREA)........................SILVA........................... _. qaD (COOK) ............................SULLIVAN...................... v — (RODRIGUEZ)..................WALDMAN.................... — STAFF: �aveaFe �'* D Ov 83g13 Arhontes Colson ✓ s. 4� Ik 1, 43gpt 43h��t 33gglt Ch° Ghirelli Herberg ✓ A 1 aCztaO m wwn Kovac ✓KyleLud �" x ry l fr33s7, 131WFt 8399 &377q . Miles v Ruth Torres ✓ Tyner ✓ OTHERS: Ho in ✓ 08/30/06 Wdephaomin%BSIDIRECTOROMetae Roll Call.oec SIGN-IN SHEET ORANGE COUNTY SANITATION DISTRICT Oct .12ZI/xp BOARD MEETING NAME ORGANIZATION/FIRM leaseprint) leaseprint) G �/t`f- PF z Cos7•t M�s� ��T lw C " -. 1 _ 1 H.XWP.DTAWDMINIBSIFORMS\SIGN-IN FORM.00C Santa Ana Regional Interceptor Line 42K7 I 1 a arbon Canyon PS ❑ iSARI i; Yo / i GetB.j E na f Yorba Linda Full n ti I wn YonW L da Water me ........:...............; Mataingp i Faeilit�r Anaheim aheim VIII \\ Orene P \\ Gard rove � Fou I Santa Ma Valli Pla Mo.1 Distributed at OMTS Meeting 1 w^n+ro+n a, 'N,tpvM Same Ana aaar Ssat�a�iW laleraaalar aa A A e ted Earthquake SARI or washout scenario r Gate Yorba LI a Connectl ns Yorba Linda v X 91 ••••� •. r Metering Facility • FUTURE Anaheim Anaheim Connections 4 2 Santa Ana Regional Interceptor Line #2C r I a ari on 1 Can PS Yor / i Gate j ntl f Yorba Linda Full on 1 I cen Yoram da Waler Dim ........e...........Wll :Metering; i Feellity i ................. Anaheim ahelm VIII ♦♦ Oran P % Garde rove Fou I Santa Ana Vall PIe No.t .yFle spd [ Santa Anaateet 5ea�1��1e1 ( tatemamor "rv.e.w y. } V` F azce� It Rented Earthquake SARI t or washout t scenario Gate Yorba LI a Connect] his Yorba Linda X 91 ••••� r Metering -- Facility FUTURE Anaheim Anaheim Connections ti z September 6, 2006 MEMORANDUM rod b TO: Steering and OMTS Committee members Orangee County Sanitation District FROM: Jame D. Ruth Interim General Manager, Orange County Sanitation District SUBJECT: OCSD/OCWD Joint Laboratory Concept At a recent meeting attended by members of the Orange County Sanitation District (OCSD) and Orange County Water District (OCWD) Board as well as our respective staff, an inquiry was made relative to the feasibility of the Sanitation District's participation with the Water District on the development of their laboratory. We have reviewed this matter with OCWD staff and believe that such participation by OCSD is not feasible due to the timing of this project. However, there remain excellent possibilities for collaboration between our respective agencies once the new facilities are built. I concur with staffs recommendation, which is attached for your review and consideration. JDR:gg N:Weqgm\11Ut10 b,IMAUIM NMESGurp 3tt@p808C85G&OMf$fom111ee MJ=tUbG lJM rtemOd= cc: Bob Ghirelli,Acting Assistant General Manager Ed Torres,Acting Director of Technical Services Attachment September 5, 2006 MEMORANDUM TO: Jim Ruth Interim General Manager FROM: Edward M. Torres P///" Acting Director of Technical Services THROUGH: Robert P. Ghirelli, D.Env. Acting Assistant General Manager SUBJECT: OCSD & OCWD Joint Laboratory Concept On August 28, 2006, District staff met with Virginia Grebbein and Water District staff to discuss the possibility of a joint laboratory for GWRS. The purpose of this memorandum is to communicate the outcome from the meeting. In summary, it is the Water Districts position that they need the proposed new laboratory and plan on proceeding with construction. They also want to work with District staff to evaluate opportunities for collaboration between the two laboratories. District staff supports this position. We reviewed notes from a previous meeting held on August 24, 2006, where District laboratory staff and I met with Mike Wehner, from the Water District, to discuss opportunities for collaboration between the two laboratories. Both agencies agreed that there was an opportunity for collaboration. As an example, the Districts laboratory routinely analyzes for microbiology, BOD, and oil &grease analysis while the Water District currently contracts to outside laboratories for these analysis. We concluded the meeting with both agencies agreeing to share with each other the test methods and frequencies of analysis in order to better understand opportunities for further collaboration. Additionally, District staff will review a design memorandum (DIM) on the concept of a joint laboratory prepared by CDM as part of the GWRS preliminary design to make sure that we are considering all possibilities for collaboration. Jim Ruth Page 2 September 5, 2006 Virginia and her staff stated that their proposed laboratory, as designed, will meet their needs to support GWRS. Both agencies felt it was important to continue to explore opportunities for collaboration, but felt that any collaboration would be minor, relative to the overall scope of the Water District laboratory. Therefore, because of these reasons Water District staff did not feel it was justified delaying construction of their new laboratory building, especially in light of GWRS scheduled to come on line in one year and the laboratory design being complete and ready to bid. With the Water Districts direction to proceed with construction of a new laboratory, I recommend that we proceed with the refurbishment of the Districts laboratory as planned and budgeted under project J-97. Please let me know if you have any questions. ET:rm Memo to Jim Ruth summary of meeting with OCWS 5-28-06(2) cc: J. Herberg D. Ludwin Executive Summary The Orange County Sanitation District(Sanitation District)collects and conveys approximately 250 million gallons of wastewater per day from local lines managed in a 471 square mile service area of North and Central Orange County. Since April 26,2002, the Sanitation District has been subject to the General Waste Discharge Requirements (WDR)Order No. R8-2002-0014. The Order requires that the Sanitation District provide adequate capacity to convey wastewater flows. To comply with the Order,the Sanitation District must maintain a System Evaluation and Capacity Assurance Plan for its collection system. To comply with this mandate,the Sanitation District initiated the development of a hydraulic model of the regional wank sewer system and an evaluation of the trunk system capacity. The resulting study,completed under Job No.J-101 Collection System Model and Strategic Plan Update,replaces the collection system element of the 1999 Strategic Plan. Volume I of the study(Strategic Plan Update) documents the results of the capacity evaluation and the recommendations for assuring trunk system capacity through the year 2030. Volume 2(Computer Model Documentation and Procedures Manual)provides additional details on the development and use of the hydraulic model. Evaluation of Trunk System Capacity A hydraulic model of the Sanitation District trunk sewer system was developed using sewer network information from the Sanitation District's geodatabase and flow monitoring information from the Long-Term Flow Monitoring Project(Job No.J-73-2). Census information and demographic data provided by the Center for Demographic Research was used to project wastewater flows. The hydraulic model was used to simulate flow scenarios for 2005,2010,2020 and 2030 under dry and wet weather conditions. The wet weather scenarios were based on a storm event that is estimated to occur once every ten years. The model identifies where, under wet weather conditions, surcharging will occur in the sewer system. The model was also used to identify new sewer projects to eliminate significant wet weather capacity deficiencies and potential overflows. Recommended Capacity Improvement Projects Based on the evaluation of trunk system capacity,fifteen capital improvement projects are recommended to address capacity deficiencies projected to occur through 2030. Project locations are shown in Figure ES-1 and the projects are listed in Table ES-1.The total planning-level capital cost for the recommended projects is$99.8 million (in 2005 dollars). Two of the projects,one on the Bristol Trunk in Santa Ana and the other on the Dover Trunk in Newport Beach are recommended for immediate assignment to the Program Management Office(PMO), with an estimated concoction date of 2009. The other 13 projects are recommended for focused sewer studies and field investigations to confirm priorities and scheduling and to evaluate potential alternatives prior to assignment to PMO. Orange County Sanitation District ES-1 Strategic Plan Update Job No.1-101-Volunr 1 April,2006 Table ES-1 Recommended Capacity Improvement Projects Project Trigger Capital Coat it) Trunk C'1ty Scenario ($Million Recommendation in 2005 BXA 01 Fairview Road Cosm Mew 2005 WWF $7.20 Pa5orw sewer nudy BPr_01 Diode,6 NNeewwpon Bach,Costs 2005 WWF $ISI PMormse ,aody Ia CST 01 I .Ave Hundngton Beach 2005 W WP $3.40 Pedboo uwu vWy sup-01 Euclid gents Ma.Pounain 2W5 WWF $17.17 PMam ewer study Volk W.meas. ade EUB_OI Old Fullawn Bra Rum. 2005 W WP $0.67 Pedosm sexy study HATMI Browning lad.and udsO.C. 2005 WWF $2.80 Pertolm rower awdy xNT01 WaaiLe Raid UPalmean1 Cypress 20(el $4.40 PMan,ewer oudy KNT_02 Bach Read,Knou Buena Puk 2005DWF $13.00 Palo.sewerswdy MI.R_01 Miaa-Holder Buenalm 2005 WWF $6.87 Rdormuwerswdy RPP01 Doves or Newport Beach 2005 W WF $5.13 Design end cona at sm-ol Bristol Santa Ave 2005)VWF $1.20 Deign end constwa sAR_02 Taft Blanch Innate, 2B05 WWP SO.46 Pmf wwcr study SUN_01 Van Karmen Wine 2005 WWF $0.22 Perform uweraody NHP 01 Rolling M11 F.Honon 20M WWP $1.90 Pod..special wwa nudy orb.tinder PS NHP_02 PCk Ave,Newhope- Pbllenon,Anaheim 2011 W WF $33.86 PM�,u Sxwa study Toul Copied Con of all Reamnanded Pojeon $99.79 0 scenario Nat uiggea nod for projuh OW.dry wemher flow;WWF.wm w er now Field investigations,consisting of pipe inspections,condition assessments and flow monitoring,are recommended for most of the projects. The sewer studies will include coordination with the appropriate member agencies to identify opportunities for reducing Infiltration and Inflow (W) and to address the capacity problems of both the member agency and the Sanitation District. The projects will be validated as prescribed by the Sanitation District Asset Management Guidelines. For planning purposes,the projects have been assigned construction dates ranging from 2009 to 2013. A special study is recommended for the two projects on the Rolling Hill,Cypress and Newhope-Placentia Trunk Sewers associated with the proposed abandonment of the Yorba Linda Pump Station. Due to the complexity and high cost of this project, the evaluation of alternatives will include consideration of life-cycle costs. The study of the Euclid Interceptor project, another high-cDst project, will evaluate an option to upsize the new sewer to provide inline storage for attenuating peak flows at Plant No. 1. Orange County Sanitation District ES-3 Strategic Plan Update Job No.J-101 -Volume 1 April,2006 The total capital cost for the recommended projects,$99.8 million,is less than the$182 million capital costs projected for capacity related projects in the fiscal year 05-06 budget book. Prior estimates of capital costs for capacity related projects were based on the 1999 Strategic Plan. The 1999 study projected higher flows and greater capacity needs than the current study. The new hydraulic model,developed under Job No.J-101 with additional flow monitoring data and updated population projections,indicates that additional capacity will not be required in much of the Santa Ana Interceptor as previously anticipated. Continued Use of the Trunk System Model The computer model developed to perform the capacity evaluation should continue to be a valuable tool for the Sanitation District. The model will be used to perform the trunk- specific sewer studies and to update the cost,priority,and schedule of recommended capacity improvement projects on an ongoing basis. In addition,the model could be used to help achieve operating goals in both the trunk sewers and at the treatment plants. The diversion structures provide the Sanitation District with considerable flexibility to route flows through different trunk sewers and to the two treatment plants. The ability to simulate alternative routing scenarios with the model could provide staff with information to respond to both planned and unplanned outages of sewers and pump stations, as well as to treatment plant incidents. Some of the diversion structures will be actively controlled,allowing for changes to be made in real time in response to rainfall events or treatment plant needs. The development of Dry and Wet Weather Operations Plans is recommended as a way to identify immediate operational improvements and begin the process of integrating the new model into Sanitation District operations. Orange County Sanitation District ES4 Strategic Plan Update Job No.J-101 —Volume 1 April,2006 -7 - N>- IX rFi A OCSD Strategic Plan Update Figure ES-1 Recommended Capacity Improvement Projects Legend Rio. F(9ur&Ea2.=d P,.je. Major OCSD Sewers M.Ir SI1..1 oM Hlhw., ocso se,— ea MWH 0 1 2 4 6 8 nommozzz:=:� Mies Orange County Sanitation District ES-2 Strategic Plan Update Job No.J-101 -Volume 1 April,2006 Driving Directions from 10844 Ellis Ave,Fountain Valley,CAM 1095 Tulare Dr.tbata... ' asuasoi r Aw71 Mr BYd ' W `F ! 11Ma F aaeweM �_ W a"aw—ex le!rAw f 1 ff7ffJ// a� isees, _ ]1 Sis ! it L A B � a isZ pai releases —r Start: End: 10844 Ellis Ave 1095 Tulare Or Fountain Valley, CA 92708-7018, US Costa Mesa, CA 92626-2112, US hVtsh: �`/ 10yn MAtiM.1�T..fy I Al Y—.rm t o l Ellis Ave wfa C - .fg c civsvmR aeimHe tl a 3 j .f 'iy s vw.., w � 4rWsm eroa u.rowu wa ,.s� awns«AviFO olxs u.ov,.µ ts.: I �i�0ltovlEi Directions Distance Total Est.Time: 5 minutes Total Est. Distance:2.68 miles ® 1: Start out going EAST an ELUS AVE toward EUCUD ST. <0.1 miles LM2: Merge onto 1-405 S via the ramp on the 1EFT toward SAN DIEGO. 1.6 miles ® 3: Take the FAIRVIEW RD exit. 0.2 miles © 4: Tom LEFT onto FAIRVIEW RD. 0.2 miles OSs Tom RIGHT onto SOUTH COAST DR. <0.1 miles O6: Tom LEFT onto WIMBLEDON WAY. <0.1 miles ® T: Tom RIGHT onto SAUNAS AVE. 0.1 miles O8: Turn RIGHT onto TULARE DR. 0.1 miles ® 9: End at 1099 Tulare Or Costa Mesa,CA 92526-2112, US Total Est.Time: S minutes Total Est.Distention 2.68 miles STATE OF CALIFORNIA) ) SS. COUNTY OF ORANGE ) Pursuant to California Government Code Section 54954.2, 1 hereby certify that the Notice and Agenda for the Regular Board Meeting of Orange County Sanitation District to be held on ",z,a ? , 2006, was duly posted for public inspection in the main lobby of the Districts' offices on 2006. IN WITNESS WHEREOF, I have hereunto set my hand this �day of ' 2006. ��� �� Penny M. K e, Secretal Board of Directors Orange County Sanitation District HADEPT\HMPUBLIC AFFAIRS\3MBS\F0PMS\AGEN0A CENTIFICATION.DOC a September 20, 2006 MEMORANDUM " TO: Chair and Members of Board of Directors Orange CountySanitation District FROM: Jame3D. Ruth Interim General Manager, Orange County Sanitation District SUBJECT: September Status Report 1. Organizational Change The Acting Assistant General Manager has assumed his expanded responsibilities and is in the process of establishing more specific goals and accountabilities for his new reports—Public Information Office (PIO), Safety and Health, and Board Services. 2. Joint Campus Study Staff has reviewed the consultants' reports and recommendations relative to the Open Campus proposal between Orange County Sanitation District(OCSD)and Orange County Water District(OCWD). A staff response has been prepared addressing the traffic, risk, and safety issues as well as-proje-led costs and time schedule. A joint meeting between our respective staffs will b- held on Wednesday, September 20 to address mitigation issues. A report to the Steering Committee and Board is schedule for the October meeting. 3. Benefits Consultant—JohnBartel Mr. Bartel met with members of the FAHR Committee to review benefit options and provide some historical and legal perspective on benefit trends and what is happening in the market place. Staff will have a follow-up meeting with Mr. Bartel to consider what options we may have to contain costs and limit our long term financial liability. 4. New Board Members Orientation Staff is presently updating our New Board Member Orientation program and is targeting the last Wednesday in January 2007 to conduct the training. 5. Management Training The"Professional of Management training program was initiated on Wednesday, September 13. A second session was held on September 20 with 16 managers participating. The goal is to build the bench and teach sound basic fundamentals of management. Board of Directors Page 2 September 20, 2006 6. SARI Line A draft Memorandum of Understanding (MOU) between OCSD and the OCFCD, OCWD, SAWPA, and Riverside County Flood Control and Water Conservation District is under review by our respective staffs and should be presented for Board action in October. The agreement defines roles and responsibilities of participating agencies, establishes coordination with Federal and State agencies, and spells out the approach to managing the project and securing the necessary funding. 7. Succession Plan A draft document of the Succession Plan has been distributed to the Labor Management Committee, EMT, business representatives, and all employees on intranet for review, input, and discussion. The project is on track. A report to the FAHR Committee is scheduled for October 11. 8. Performance Evaluation System All Department Heads and Managers goals and work plans have been completed along with work unit measurements. Works plans are to be reviewed semi-annually to evaluate work progress. 9. IT Strategic Plan Nine proposals were received. Staff has narrowed the list to three and will complete their evaluation in September with a recommendation going to the Board in November. 10. Labor Negotiations have scheduled meetings with the Union representatives to consider potential time frames in which formal negotiations would take place. Follow-up meetings with our consultant, John Bartel, and the FAHR and Steering Committees will provide the structure and parameters to begin these negotiations. I have a list of qualified and experience labor negotiators should we need to take that approach. My intent is to enter into these negotiations with a staff team in hopes that we can avoid bringing in an outside negotiator. 11. Nepotism Policy I previously informed the Board that I intended to review our Nepotism policy to make sure we are in compliance with industry standards. Staff has revised our policy, provided clarification, and expanded our definition and authority and approval process. The FAHR Committee approved this revised policy at our September 13 meeting. JDR:gg H:Weprgm 11011100 ftnWUTH JMES Wtvs Reports NpeWp2 JDR Stales re on memo to Boeel.doc ORANGE COUNTY SANITATION DISTRICT T� Date: September 20, 2006 To The Chair and Board of Directors 0141962-2411 Orange County Sanitation District to.: (7141992d959 From: James D. Ruth t'a° a.d... Interim General Manager malle,address: P0. 8.8127 Subject: Board Letter Fountain valley,CA 92]28-8121 Avenue .",p Ellis add...: Orange County Sanitation District Receives Budget Document Award 10. Pountein Valley,cA The Sanitation District's two year budget beginning July 1, 2006 was recognized with 92708-7018 a Distinguished Budget Presentation Award by the Government Finance Officers Association of the United States and Canada (GFOA). The award represents a Member significant achievement on our part and reflects our commitment to meeting the Ag..also e highest principles of governmental budgets. cities Approximately 1,000 entities receive this award from the 14,000 government finance Anne.. professionals represented by GFOA throughout North America. Budget documents Brea are rated on how well the serve as a financial Ian, a policy document, an e°and Ban: Y P P Y cypress operations guide, and a communications device. Congratulations to the entire Flaunted Valley AccountingDivision of the Finance and Administrative Services Department. inlaid P Gorden Grove Hunnogtoo Beach OCSD Receives Special Achievement in GIS Award Irene L. Hoar. We are proud to announce that OCSD's Enterprise Geographic Information Systems L.Patine -(GIS) has received the Special Achievement in GIS (SAG)award at the 26"Annual cos AI°,much Environmental Systems Research Institute ESRI International User Conference in Newport such Y ( ) Grange August. About 14,000 users from around the world attended the Conference this cocoons year. The award is resented to 150 ESRI user organizations each year, out of over Santa Ana Y P 9 Y Saar B...h 100,000 user sites world-wide. scouted T.snn Win Perk The award was given for the enterprise-wide deployment, training, and growing yarn.ands understanding of GIS among OCSD staff, utilizing ESRI software. GIS technology is County of Orange now used in every department at our agency. Some of the programs GIS supports are asset management; fats, oils, and grease; source control inspector assignments; sanitary ontrlete point-source pollutant tracking; underground service alerts; hydraulic modeling; and ocean monitoring. Cesto Mese Midway City Additional information maybe found at Water metrltt. htto://events.esri.com/uc/2006/sag/lisVindex.cfm?fa=detail&SID=362 Irvine R°neh National Water Research Institute (NWRI) Update Attached is an update on NWRI activities. OCSD is a member of this organization that was founded in 1991 with the support of Joan Irvine Smith. NWRI is dedicated to creating new sources of water through research and technology, and protecting the freshwater and marine environments. Director Norm Eckenrode is the Sanitation District's representative on the NWRI board of directors. To maintain w°rld class IeatlersNp m wes[ewater and water resource management Board of Directors Page 2 September 20, 2006 Support for Private Lateral Inspection Legislation Being Sought The Central Valley Clean Water Association (CVCWA) is currently working to see if the Bay Area Clean Water Association (BACWA) and the California Association of Sanitation Agencies (CASA) would like to support a statewide effort to pass a law requiring that all private sewer laterals be tested upon the sale of a home or structure. If the three organizations sign on, it is expected that CASA will take the lead in asking the State Legislature to write and pass such a law. To minimize problems and impacts on sewers and treatment facilities, some agencies in California already have lateral inspection ordinances in place. Several Lake Tahoe sanitation agencies and the city of Berkeley have adopted ordinances that could serve as a model for a statewide law. Other agencies in California, including the city of Santa Barbara, have recently tried to enact similar laws but have had them defeated or stalled by local real estate boards. This issue is more likely to be supported by the Stale Legislature and the Governor if there is support by the major associations. We have not yet seen any participation from the League of California Cities in the discussion at this time. Also, o our knowledge, there are currently no such ordinances in any cities or special districts in Orange County or OCSD's service area. We'll continue to monitor progress and work with our Legislative Affairs staff if a plan emerges. For more information, contact Patrick McNally in the RA&S Department at (714) 593-7163 or by email at: Pmcnellv(cDocsd.com. Kern County Biosolids Update On June 6, nearly 83 percent of Kern County voters approved Measure E on the Kern County ballot banning importation and land application of Class A biosolids in unincorporated Kern County. The ban went into effect on July 22, and requires all land application to cease by January 22, 2007. The initiative has provisions for extensions of the termination of land application for the two farms that use biosolids for six months upon a"hardship" showing to the County. OCSD manages approximately 25% of its biosolids in Kern County pursuant to a contract with Tule Ranch. Tule Ranch's request for a hardship extension was denied by Kern County staff on August 4. Tule Ranch has appealed staff's decision to the Kern County Board of Supervisors. The Board of Supervisors has until October 181" to rule on the appeal. In anticipation of litigation, the Los Angeles City Council approved the request for $800,000 to hire two outside legal firms, Washington, D.C.-based law firm Beveridge & Diamond and Bingham McCutchen, to sue Kern County over the ban. The City of Los Angeles (which sends 99.9 percent of its biosolids to 4,700 acres of land it owns in Kern County)supported by several co-plaintiffs including the California Association of Sanitation Agencies (CASA), the Los Angeles County Sanitation Districts and OCSD filed a lawsuit in federal court on August 15, 2006, challenging Kern County's ban on the import and land application of biosolids. Board of Directors Page 3 September 20, 2006 In the lawsuit, the plaintiffs asked the Federal Court to invalidate Kern County's ban via several legal causes of action. This would effectively validate the Environmental Protection Agency's regulations that encourage and allow biosolids to be beneficially reused through land application. A preliminary injunction was filed on September W. Counsel for the City of Los Angeles anticipates the court will rule on the request for an injunction by late November. EPA Issues Partial Consent Decree for San Diego Collection System On August 15, U.S. Department of Justice issued an $82 million partial consent decree with the city of San Diego on an action brought by the EPA, Surfrider Foundation and San Diego Baykeeper. In this action, the United States seeks penalties and injunctive relief to address sanitary sewer overflows ,other violations of the Clean Water Act, and the city of San Diego's National Pollutant Discharge Elimination System Permit. The draft consent decree was lodged with the U.S. District Court for the Southern District of California and posted on Department of Justice website htti)://www.usdoi.gov/enrd/Consent Decrees.html and published the in the Federal Register on September 11 http://epa.gov/EPA-WATER/2006/September/Day-11/. San Diego's Municipal Wastewater Collection System collects wastewater from approximately 1.2 million residents over 330 square miles. The system has an estimated 2,800 miles of sewer lines and 84 pumping stations. The outcome of this ruling and final terms and conditions could possibly establish future regulatory precedence for collection system programs in other cities and agencies in California. With this in mind, RA&S staff will follow the activities and analyze the final settlement document. Contact Patrick McNally in RA&S at (714) 593.7163 or at email address pmcnelly0ocsd.com if you want additional information. Contractor Open House Is a Big Success OCSD is planning on bidding projects totaling more than $600 million over the next 12 months. However, due to a building boom throughout the nation, finding contractors to fulfill the current demand for our Capital Improvement Program is expected to be difficult. In fact, many public agencies in southern California are experiencing less than an optimal number of bids on public works projects. Several projects bid by OCSD earlier this year saw only two or three contractors bidding for work. Experience indicates that as the number of bidders decrease (usually below 3) the low bid generally increases (by as much as 10% to 25%). This has the potential to significantly impact the finances of OCSD for many years to come. To induce more contractors to bid on our work and thereby get better prices, OCSD is working on several strategies. One such strategy was to conduct an open house for contractors in late August to inform them of upcoming projects and introduce OCSD's business policy. Board of Directors Page 4 September 20, 2006 The event exceeded original expectations and was a success with approximately 80 people attended representing 63 different companies. Of those companies, To date, seven new companies have submitted vendor applications expressing interest in bidding on an upcoming CIP project. Articles of interest I have also included several additional published articles that you might find interesting. If you would like additional information on any of the above items, please call me. James D. Ruth Interim General Manager JDRJDR�q It%OMBOARD LETTERUW0`ABIMP BOARD LTR.DDC Attachment _AcztivnaQ Valet Reseawk ✓institute '— W W W.NWRI-USA.0Tg NWRI to Hold Short Course on Membrane Bioreactors November 14-15, 2006, in Anaheim, California hdund Empire Utilities Agency. N WRI has teamed up with Cranfield University and MWH to provide a 2-day Short Course on Membrane Bioreactors(MBAs) Irvine Ranch Water District for engineers,regulators,and water agency personnel involved in the design and/or implementation of MBRs for wastewater Las Angeles Department treatment and reuse. of Water and Puwer The course is unique in providing expert instruction,as well as state-of-the-art Orange County Sanitation District knowledge,in all aspects of MBRs. It is supplemented by a group assignment on the design and operation of MBRs. Orange County Water District West Basin'Municipal As part of the short course,participants will receive a complimentary hardcover Water District copy of The MBR Book.Principles andApplicatiomfor Water and Wastewater Treatment by Simon Judd.Published in August 2006,this 256-page book is valued at$170.00. eattla t V4 The cost of registration for NWRI's Member Agencies is$600.00,which is dis- NWRI counted from the regular rate of$1,200. For more information or to register, 10500 Ellis Avenue please visit NWRI's website at www.nwri-usa.ore. P.O Box 20865 Fountain Valley.CA 92728 Tel:(714)3783278 New Officers Elected to NWRI's Board of Directors Fax:(714)378-3375 Congratulations to the following individuals who were elected as Jeff Mosher officers on NWRI's Board of Directors. Acting Executive Director jmosherramwri-esa.org Norman Eckemode of Orange County Sanitation District was Temme Russo elected Board Chair. 0 Administrative Coordinator N.Eckemode trussoggn vri-usa.org a Wyatt Troxel of Inland Empire Utilities Agency was elected Vice Chair. Christina Fuller Administrative Assistant In addition,Darryl Miller was appointed to NWRI's Board of Direc- dullerfi;m,ri-usa.org tors,representing Irvine Ranch Water District. He is replacing John Gina Mclm Withers,who served as a member of NWRI's Board for over 6 years Communications Specialist and as Board Chair for the last 3 years W T.W gmelin'a nori-usuorg'. September 2006 NWRI Supports West Basin's Eighth Annual Water Harvest Festival NWRI has contributed S4,000 to the Eighth Annual Water Harvest Festival,a free educational event held every October by the West Basin Municipal Water District. The Water Harvest focuses on hands-on educational,conservation-type activities geared towards children and their parents. Examples of activities include making your own desalinated water,interactive water trivia,and raffles and giveaways. At least 3,000 people are expected to attend the event,which will be held from 10:00 am to 2:00 pm on Saturday, October 28,2006,at the West Basin Water Recycling Facility in El Segundo,California. NWRI's Corporate Associate Program Calendar of Events Gains New Members and Helps Funds ' September 10-I3,2006 Graduate Fellowships NWRI information booth in the WateReuse NWRI's Corporate Associates Program has been redes- Association's 21st Annual Symposium igned to encourage consulting firths and manufacturers to October 2006 support graduate-level university research through NWRI's '.'NWRI Independent Advisory Panel forthe Los Fellowship Program. ' Osos Community Services Districts Wastewater (;Management Plan Update. So far,this year's Corporate Associates include: t' j -October 19,2006 • Boyle Engineering NWRI Board of Directors Meeting • Cargill,Inc. • Carollo October 25-27,2006 CDM NWRI Independent Adtisory Panel on the Irvine Co. Orange County Water District's Groundwater Kennedy/Jenks Consultants Replenishment System r MWH • Malcolm Punic,Inc. r October 27-29,2006 WithNWRI Research Advisory Board Meeting Withthe gracious support of these Corporate Associates, NWRI is now funding four new Fellows: November 2-3,2006 NWRI Independent Advisot,% Panel for the • Ana Baas,North Carolina State University— County of Orange's Nitrogen and Selenium Antimicrobial Removal Using Photochemical and Management Program Biological Oxidation Processes • Sandra Connelly,Miami University— November 14,2006 • Solar UV-Induced Change in Pathogens NWRI Independent Advisory Panel for the Orange County Water District's Santa Ana River • Melissa Kenney,Duke University—Water Body Monitoring Program • Impairment Criteria to Help Inform Decision Makers Katherine Meierdierchs,Princeton University— November 14-I5,2006 Impacts of Urban Sprawl on Watershed Hydrology NWRI Short Course on Membrane Bioreactors N WRI will also bold an invitation-only Graduate Student To Be Determined Research Conference in April 2007 that will bring together NWRI Independent Advisory Panel for the NWRI's member agencies,Research Advisory Board,and Orange County Sanitation District's Full Secon- Corporate Associates to hear from and interact with these dart'Treatment Efforts young researchers. September 2006 6� AGENDA f BOARD OF DIRECTORS ORANGE COUNTY SANITATION DISTRICT DISTRICT'S ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CA 92708 REGULAR MEETING September 27, 2006 — 7:00 P.M. 1. Invocation and Pledge of Allegiance (Board of Supervisors— Director Silva) 2. Roll Call 3. Consideration of motion to receive and file minute excerpts of member agencies relating to appointment of Directors, if any. City/Agency Active Director Alternate Director Orange Carolyn Cavecche Jon Dumitru 4. Appointment of Chair pro tem, if necessary 5. Public Comments 6. The Chair, General Manager and General Counsel present verbal reports on miscellaneous matters of general interest to the Directors. These reports are for information only and require no action by the Directors. a. Report of Chair; consideration of Resolutions or recommendations, presentations and awards b. Report of General Manager C. Report of General Counsel 7. Ratifying payment of claims of the District, by roll call vote, as follows: ALL DISTRICTS 08/15/06 08/31/06 Totals $19.628,166.52 $24,509,685.16 DIRECTORS: Pursuant to Government Code Section 84308, you are required to disclose any campaign contribution greater than $250 received in the past twelve months from any party to a contract involving OCSD. This requires that you identify the contributor by name. Further, you may not participate in the decision making process to award a contract to such party. For reference, you are directed to the Register of Warrants as to all current contractors/vendors with OCSD. For the specifics of Government Code Section 84308, please see your Director's Handbook or call the office of General Counsel. 09/27/06 Page 2 ;t CONSENT CALENDAR 8. Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follows: a. Order the minutes for the regular meeting held on August 23, 2006, to be filed and deemed approved, as mailed b. (1) Receive and file petition from Charles J. Walker requesting annexation of 1.988 acres to Orange County Sanitation District in the vicinity of Brier Lane and Highcliff Drive in an unincorporated area of Orange County; and, (2)Adopt Resolution No. OCSD 06-19, authorizing initiation of proceedings to annex said territory to OCSD (Proposed Annexation No. OCSD 57—Walker Annexation). C. (1) Receive and file petition from Michael and Virginia Rue requesting annexation of 1.06 acres to Orange County Sanitation District in the vicinity of Skyline Drive and Reservoir Road in an unincorporated area of Orange County; and, (2)Adopt Resolution No. OCSD 06-20, authorizing initiation of proceedings to annex said territory to OCSD (Proposed Annexation No. OCSD 58—Rue Annexation). d. Adopt Resolution No. OCSD 06-24, Levying Assessment Installments in lieu of the Payment of Sewer System Capital Facilities Capacity Charges Incidental to the Connection of Assessor's Parcel No. 503-301-04 and 502-232-06 to the Sewer System END OF CONSENT CALENDAR 9. Consideration of items deleted from Consent Calendar, if any. COMMITTEE REPORTS AND RECOMMENDED ACTIONS 10. STEERING COMMITTEE Consent Calendar ' a. Order draft Steering Committee Minutes for the meeting held on August 23, 2006, to be filed. b. Adopt Resolution No. OCSD 06-21, Declaring Support of Proposition 1 E. Non-Consent Calendar C. Consideration of items deleted from Steering Committee Consent Calendar, if any 1 09/27/06 Page 3 11. OPERATIONS, MAINTENANCE AND TECHNICAL SERVICES COMMITTEE (OMTS) OMTS Consent Calendar a. Order draft Operations, Maintenance and Technical Services Committee Minutes for the regular meeting held on September 6, 2006, to be filed. b. (1) Ratify approval of Amendment No. 1 to the sole source agreement with UC Riverside for the project titled "Seasonal Evaluation of Reproductive Status and Exposure to Environmental Estrogens in Homyhead Turbot at the Municipal Wastewater Oudall of Orange County" for an additional amount of$50,000 for year two of the contract, for a total amount not to exceed $100,000; and, (2)Approve an extension to the contract for year three for said project for an additional amount of$50,000, for a total amount not to exceed $150,000. C. (1)Authorize the General Manager to accept a $76,098 credit for Trunkline Chemical Treatment Strategy in the Miller-Holder, Knott and Baker-Gisler Tmnklines from U.S. Peroxide, LLC; and, (2)Authorize the General Manager to utilize up to$60,100 of the$76,098 credit for the relocation of the chemical dosing tank to be completed by U.S. Peroxide, L-C. d. Approve a Consulting Services Agreement with TMV Systems Engineering, for Process Control System Historical Replacement, Specification No. CS-2006-281 BD, providing technical consulting, implementation support and software purchase, in the amount of$357,902, and a contingency of$17,098 for a total amount not to exceed $375,000. e. Authorize the re-appropriation of$450,000 from Biosolids Production Siting Study, SP-105; Environmental Compliance Assessment Program, SP-104; and, Odor Control Study, Job No. P2-95, approved projects in the FY 06-07 CIP, to fund the FY 06-07 Research Program projects not included in the current CIP. OMTS Non-Consent Calendar f. Consideration of items deleted from OMTS Calendar, d any. 12. PLANNING, DESIGN AND CONSTRUCTION COMMITTEE (PDC) PDC Consent Calendar a. Order draft Planning, Design and Construction Committee Minutes for the regular meeting held on September 14, 2006, to be filed. b. Receive and file the Collection System Strategic Plan Update dated April 2006, prepared by MWH Americas, Inc. for the Collection System Model and Strategic Plan Update, Job No. J-101. C. Item removed. 09/27/06 Page 4 d. (1) Ratify Change Order No.1 to Plant No. 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3,with Denboer Engineering and Construction, Inc., authorizing an addition of$37,762 and 159 calendar days, increasing the total contract amount to$1,360,762; and (2)Accept Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. e. (1)Approve plans and specifications for 66-Inch Ellis Avenue Trunk Sewer, Contract No. 1-10A, on file at the office of the Board Secretary; (2)Approve Addenda Nos. 1, 2, 3, 4, and 5 to the plans and specifications; (3) Receive and file bid tabulation and recommendation; and (4)Award a construction contract to Barnard Soletanche, a joint venture, for 66-Inch Ellis Avenue Trunk Sewer Contract No. 1-10A, for an amount not to exceed $32,232,600. f. (1) Ratify Change Order No. 4 to Plant Utilities Rehabilitation and Refurbishment, Job No. P2-82, with Olsson Construction, authorizing an addition of$1,040, and an additional 457 calendar days, increasing the total contact amount to $2,883,385; and, (2)Accept Plant Utilities Rehabilitation and Refurbishment, Job No. P2-82, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. g. Ratify Change Order No. 10 to Secondary Treatment Facilities Process Upgrades at Plant No. 2, Job No. 132-47-3, with Morrow-Meadows Corporation, authorizing an addition of$295,560, increasing the total contract amount to $7,640,167. h. (1) Ratify Change Order No. 1 to Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, with Sancon Engineering, Inc., authorizing an addition of $583,821, increasing the total contract amount to $2,103,021, and 79 additional calendar days; and, (2)Approve a budget amendment for Sunflower Interceptor Manhole Rehabilitation, Job No. 7-21, in the amount of$278,000, for a total budget of $3,572,000. I. Ratify Change Order No. 2 to Rehabilitation of theta Street Pump Station, Contract No. 5-51, and Rehabilitation of the"A" Street Pump Station, Contract No. 5-52, with Kiewit Pacific Company, authorizing an addition of$256,079 and 14 calendar days, increasing the total contract amount to$12,095,223. 09/27/06 Page 5 j. (1) Ratify Change Order No. 11 to Gisler-Redhill Trunk Improvements, Reach "A", Contract No. 7-36; Orange Trunk Improvements, Contract No. 7-39; Gisler-Redhill North Trunk Improvements, Contract No. 7-41; and City of Tustin Project Nos. 6106 and 6151, with ARB, Inc., authorizing an addition of$400,676, increasing the total contract amount to $22,003,110; (2) Decrease Phase 4 of Contract No. 7-41 budget by $1,300,000 for a total project budget amount of$15,460,857; and, (3) Increase Phase 4 of Contract No. 7-36 budget amount by$1,300,000 for a total project budget amount of$8,357,433. k. Ratify Change Order No. 28 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of$83,637, increasing the total contract amount to $72,760,157. I. Ratify Change Order No. 20 to Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4, with Steve P. Rados, Inc., authorizing an addition of$151,375, increasing the total contract amount to $30,679,877. M. Approve a Professional Design Services Agreement with The Austin Company to prepare a Feasibility Study for Laboratory Refurbishment at Plant No. 1, Job No. J-97, for an amount not to exceed $122,400. n. (1)Approve Amendment No. 5 to the Professional Services Agreement with Camp, Dresser, & McKee for Rehabilitation of Odor Control Facilities, Job No. J-71-8, providing for an adjustment to the burdened labor rates for an additional amount of$109,668, increasing the total amount not to exceed $5,028,372. 0. Approve Amendment No. 8 to the Professional Service Agreement with Tran Consulting Engineers for additional construction support services for Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, for an additional amount of$7,625, increasing the total amount not to exceed $1,270,697. P. Approve a Settlement Agreement with Parsons Engineering Science for Area Classification Study Implementation Plan, Plant Nos. 1 and 2, Job No. J-35-2,for a reimbursement amount of$610,667, PDC Non-Consent Calendar q. Consideration of items deleted from PDC Consent Calendar, if any. 13. FINANCE ADMINISTRATION AND HUMAN RESOURCES COMMITTEE (FAHR) FAHR Consent Calendar a. Order draft Finance,Administration and Human Resources Committee Minutes for the meeting held on September 13, 2006, to be filed. b. Adopt Resolution No. 06-22, amending Resolution No. OCSD 98-33, amending Human Resources Policies and Procedures Manual. 09/27/06 Page 6 C. Adopt Resolution No. OCSD 06-23,Adoption of District's 2006 Conflict of Interest Code, and Repealing Resolution No. OCSD 04-24. d. Receive and file report of General Manager approved purchases in amounts exceeding $50,000 in accordance with Board purchasing policies. e. Receive and file the FY 2005-06 Quarterly Financial Report for the period ended June 30, 2006. f. Approve revisions to SAFETY-POL-101, Injury and Illness Prevention Program Policy, as provided for in Resolution No. OCSD 02-5 regarding the District's Injury and Illness Prevention Program. FAHR Non-Consent Calendar g. Consideration of items deleted from FAHR Consent Calendar, if any. 14. LEGISLATIVE AFFAIRS COMMITTEE Legislative Affairs Consent Calendar a. Order Legislative Affairs Committee Minutes for the meeting held on September 12, 2006 to be filed. Legislative Affairs Non-Consent Calendar b. Consideration of items deleted from Legislative Affairs Consent Calendar, if any. 15. GWR SYSTEM STEERING COMMITTEE (GWRSSC) GWRSSC Consent Calendar a. Order Joint Groundwater Replenishment System Steering Committee Minutes for the meeting held on September 11, 2006, to be filed. b. Approve a Professional Services Agreement with Faubel Public Affairs for one year of outreach support services for the Groundwater Replenishment System, Job No. J-36, for an amount not to exceed $255,850 to be cost shared equally (OCSD's portion $127,925) with the Orange County Water District. GWRSSC Non-Consent Calendar C. Consideration of items deleted from GWRSSC Consent Calendar, if any. 09/27/06 Page 7 NON-CONSENT CALENDAR 16. Closed Session CLOSED SESSION: During the course of conducting the business set forth on this agenda as a regular meeting of the Board,the Chair may convene the Board in closed session to consider matters of pending real estate negotiations, pending or potential litigation, or personnel matters, pursuant to Government Code Sections 54956.8, 54956.9, 54957 or 54957.6, as noted. Reports relating to (a) purchase and sale of real property; (b) matters of pending or potential litigation; (c)employment actions or negotiations with employee representatives; or which are exempt from public disclosure under the California Public Records Act, may be reviewed by the Board during a permitted closed session and are not available for public inspection. At such time as the Board takes final action on any of these subjects, the minutes will reflect all required disclosures of information. a. Convene in closed session, if necessary b. Reconvene in regular session C. Consideration of action, if any, on matters considered in closed session 17. Other business and communications or supplemental agenda items, If any 18. Matters which a Director may wish to place on a future agenda for action and staff report. 19. Future Meeting Date:The next Board of Directors regular meeting is scheduled for October 25, 2006, at 7:00 p.m. 20. Adjournment ogrnfos Page 8 Agenda Posting: In accordance with the requirements of California Government Code Section 54954.2,this agenda has been posted in the main lobby of the District's Administrative offices not less than 72 hours prior to the meeting date and time above. All written materials relating to each agenda item are available for public inspection in the office of the Board Secretary. Items Not Posted: In the event any matter not listed on this agenda is proposed to be submitted to the Board for discussion and/or action,it will be done in compliance with Section 54954.2(b)as an emergency item or because there is a need to take immediate action,which need came to the attention of the Board subsequent to the posting of agenda,or as set forth an a supplemental agenda posted in the manner as above,not less than 72 hours prior to the meeting date. Public Comments: Any member of the public may address the Board of Directors on specific agenda items or matters of general interest. As determined by the Chair, speakers may be deferred until the specific item is taken for discussion and remarks may be limited to three minutes. Matters of interest addressed by a member of the public and not listed on this agenda cannot have action taken by the Board of Directors except as authorized by Section 54954.2(b). If you wish to speak,please complete a Speaker's Form(located at the table outside of the Board Room)and give it to the Board Secretary. Consent Calendar:All matters placed on the Consent Calendar are considered as not requiring discussion or further explanation and unless any particular item is requested to be removed from the Consent Calendar by a Director,staff member or member of the public in attendance,there will be no separate discussion of these items. All items on the Consent Calendar will be enacted by one action approving all motions,and casting a unanimous ballot for resolutions included on the consent calendar. All items removed from the Consent Calendar shall be considered in the regular order of business. Members of the public who wish to remove an item from the Consent Calendar shall, upon recognition by the Chair,state their name,address and designate by number the item to be removed from the Consent Calendar. The Chair will determine if any items are to be deleted from the Consent Calendar. Items Continued: Items may be continued from this meeting without further notice to a Committee or Board meeting held within five(5)days of this meeting per Government Code Section 54954.2(b)(3). Meeting Ac ioumment: This meeting may be adjourned to a later time and items of business from this agenda may be considered at the later meeting by Order of Adjournment and Notice in accordance with Government Code Section W55(posted within 24 hours). Accommodations for the Disabled: The Board of Directors Meeting Room is wheelchair accessible. If you require any special disability related accommodations, please contact the Orange County Sanitation District Board Secretary's office at(714)593-7130 at least 72 hours prior to the scheduled meeting. Requests must soecif t the nature of the disability and the tvoe of accommodation requested. ` 09/27/06 Page 9 _ —. ......__._ .. ..._........ ... .........._.............._..__......_...._.............................................___.: 'NOTICE TO DIRECTORS: To place items on the agenda for the Regular Meeting of the Board of .Directors, items shall be submitted to the Board Secretary no later than the close of business 14 days .preceding the Board meeting. The Board Secretary shall include on the agenda all items submitted by 'Directors,the General Manager and General Counsel and all formal communications. Interim General Manager James D. Ruth (714)593-7110 iruth(dlocsd.wm ;Acting Assistant General Manager Bob Ghirelli (714)593-7400 rahirelli(a)ocsd.wm .Board Secretary Penny Kyle (714)593-7130 okvle(afocsd.com 'Director/Engineering David Ludmn (714)593-7300 dlualmn(a)ocsd wm ;Director/Finance 8 Admin Services Lorenzo Tyner (714)593-7550 ItvnerOocstl xi :Director/Information Technology Patrick Miles (714)593-7280 pmilesemsd.wm Director/Operations 8 Maintenance Jim Herberg (714)593-7020 iherbera(a)ocsd.com :Acting Director/Technical Services Ed Tortes (714)593-7080 etorres(c0ocsdwm :Director/Regional Assets 8 Services Nick Amontes (714)593-7210 namonles(docs6com .General Counsel Brad H m 714 564-2606 bh m s-lawwm ........ ... ..._°9 .................... ...( ..__�_—__ �......__ . H:Weptlagenda�and Agendasr20B6 Board Agendas\092793 agenda.doo BOARD OF DIRECTORS Meeting Date rosei7f�r. AGENDA REPORT Rem Number item Number Orange County Sanitation District FROM: Lorenzo Tyner, Director of Finance and Administrative Services Originator: Lenora Crane, Executive Assistant SUBJECT: PAYMENT OF CLAIMS OF THE ORANGE COUNTY SANITATION DISTRICT GENERAL MANAGER'S RECOMMENDATION Ratify Payment of Claims of the District by Roll Call Vote. CONFLICT OF INTEREST NOTIFICATION Pursuant to Government Code Section 84308, you are required to disclose any campaign contribution greater than $250 received in the past twelve months from any party to a contract involving the Orange County Sanitation District. Further, you may not participate in the decision making process to award a contract to such party. For reference, you are directed to the Register of Warrants as to all current contractors/vendors with the District. In general, you must disclose the basis of the conflict by identifying the name of the firm or individual who was the contributor. For the specifics of Government Code Section 84308, please see your Director's Handbook or call the office of General Counsel. SUMMARY See attached listing. PRIOR COMMITTEEIBOARD ACTIONS N/A PROJECT/CONTRACT COST SUMMARY NIA C.Dxumanla end$ntlYgWwa„\Lwl$ .n,t\T...e Innvnn Flbs\CLK78M.7 Cis—Pald.Jx n—'W OIIO11. Page 1 BUDGET IMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. Copies of Claims Paid reports from 08/01/06 to 08/15/06 and 08/16/06 to 08/31/06 C"pFursYs stl SviigfYsmYml Sm S%T ry ery Na F��K/8 TClam PyJ,Ox e.m..e. mm.me Page 2 Claims Paid From 08101/06 to 08/15/06 Warrant No. Vendor Amount Description Account;Payable-Warrants 83237 BiOMerieux Vitek,Inc. S 64.650.00 Instrument Paris&Supplies 83238 Black&Veatch Corporation 498,964.07 Engineering Services P1.76&P1-102 83239 City of Fountain Valley 35,E62.13 Water Use 83240 Propips 21.258.65 Se surllne Video Inspections 83241 Southern Calibrates Edison 225,311.38 Power 83242 US Premises,L.L.C. 75,16818 Odor&Corrosion Coniml Treatment far Call.Sys.:Hydrogen Peroxide&Ferrous Chbrtde 83243 J R Filanc Construction 2,376,151.90 Canebudlon P1412&P146 63244 Carib and Ceula 62,754.28 Clalm Settlement 83245 Carlin and Cowls Trust 67,245.72 Claim Settlement 83246 LA Chemical 1,50.37 Bleach 53247 A-1 E.Notai es.Inc. 1.408.00 Finding SU48 AlMas Safety,Inc 725.05 Safety Supplies 83249 American Fidelity Assurance Company 578.80 Employee Voluntary Cancer Insurance 83250 ASCE Continuing Education 985.00 Training Registration 83261 ABBE American Society of Safety Engineers 140.111) Membership 83252 AssurX.Inc. 5.513.00 Bowers Maintenance&Support-CATSWES 83253 AT&T Unhrersal Biller 1,08.52 Telephone Service 83254 American Telephone&Telegraph Corp. 465.61 Telephone Service 83255 DEC-Building Electronic Controls,Inc. 931.30 Fire Alarm System Maintenance 93256 Bell Pipe If Supply Co. 518.38 Mechanical Parts&Supplies 83257 Count Trustee 98.62 Wage Garnishment 83258 California Hazafdoue Services.Inc. 1.600.00 Underground Stange Tank Testing 83258 California Relocation Services,Inc. 262.50 Office Files Moving0 elocatton Services 83260 Cagukrr Whereas Airtlme 394.57 Wireless Services 83261 City of Tustin 1,031.30 Water Use 83262 Click Tracks Ansytics,Inc. 7,034.00 Maintenance B Support-Bronze Server 83263 Columbia Analytical Services.Inc. 16,4B4.00 Analysis al Wastewater,Industrial Wastewater 8 Bios011ds 83284 Compressor Components Of Cellfomla 19,837.69 Maintenance B Repair Servfoes-Cooper Compressor&LSVB Ignition Colin 83265 Corporate Express 2.367.86 Office Supplies 83206 Cross Current Corporation 1,200.00 Professional Services-Network Penetration Testing 83267 CWEA Annual Conference 125.00 Training Registration(California Water Envhonment Association) 83268 CWEA Membership 235.00 Membership&Training Registration(Calif.Water Environment Assoc.) 83269 Dan Grayson,Ph.D.,Consulting 9,455.72 Professional Services,-OCSD&IT Management Revises 83270 Ecology Control Industries 12.099.37 Hazardous Waste Disposal 83271 Electra Bond,Inc. 1.578.54 Repair&Maintenance Servces-Fusion Bond Coating of Pump Pans 83272 Electrical Reliability Services 7.084.00 Pobasional Services-Electrical RefrablOy Testing for Capital Pmlecis 83273 Employee Benefits Specialists,Inc. 10,394.99 Reimbursed Prepaid Employee Medical&Dependent Care 83274 EaulpCo 366.47 Instrument Msint. $3275 Court Order 420.00 Wage Garnishment 83276 Fades Corporation 375.80 Freight Services 83277 First American Real Estate Solutions 450.00 On-Line Orange County Property Information 83278 Fountela Valley Rancho Hand Wash 1.099.99 Vehicle Washing&Waxing Services 83279 Franchise Tax Board 134.94 Wage Garnishment 83280 Gerard Daniel WoriOwids 82.45 Mechanical Pans&Supplies 83281 Goldenwest Window Service 1.680.00 Groundskeeping Services 83282 Guarantee Records Management 286.30 Off-Site Records Storage 83283 Hdrs Bast Service 624.44 Englm Oil Change Service-Ocean Monitoring Vessel Honace 83284 Home Depot 6.87 Misc.Repah&Maintenance Material H WepNSQBxCELNeV1QAPSWETMiM$Par RepartC6eKiaims Pad Re an EXHIBIT A aw2101c Page 1 of 91124006 Clothes Paid From OB/01108 to 08115/08 Warning No. Vendor Amount conscription 83285 Hub Auto Supply 401.82 Vehicle Pena B Supplies 83286 Human Capital Institute,Inc. 199.00 Membership 83287 City of Huntington Beach 16,700.75 Wafer Use 83288 Industrial Metal Supply 2,148.06 Metal 83289 Inrladine Engineering 4,541.08 Sewertine Video Inspecllona 83290 Internal Revenue Service 125.00 Wage Garnishment 83291 In0.Union of Oper.Eng.AFL CIO Local 501 4.449.78 Dues Deduction 83292 IPI Ghtmntch,Inc. 16.410.00 PIT Server Maintenance-Silver 83293 Iron Mountain 100.00 Storage Fact-Bid Documents Pl-37 63294 Keith Boger 990.00 Training Registration 83295 Keys Productivity Center 199.00 Training Registration 83296 Korme Kim Fine An 233.82 Picture Framing San" 83297 Liabert Cassidy 8.200.50 Professional Service-Human Resources 83298 Court Older 150.00 Wage Garnishment 83299 Lotmon Education Services 578.00 Training Registration 83300 M.J.SOW and Associates,Inc. 1.251 Professional Services-Current Testing B Reporting 83301 Maintenance Technology Corp. 1.097.23 Mechanical Pads 8 Supplies 83302 Malcolm Pill Inc. 9,463.43 Professional Services 1-24 83303 MBC Applied Environmental Sciences 2.957.21 Aerial Survey of Kelp Beds-Newport Harbor Entrance to Venture County 833" McMaster Can Supply Co. 1.471.89 Mechanical Pads B Supplies 83305 Mesa Consolidated Water District 17.91 Water Use 83306 Midway Mfg.B Machining Co. 2,709.75 Repair B Maintenance Services-Impellar 83307 MK Electric,Inc. 13,800.00 Construction FE0542 8 FE0540 83308 Court Older 225.00 Wage Garnishment 83309 Municipal Information Systems 125.00 Application Fee-Excellence In Information Technology Precious Certlficadon Program 83310 Municipal Water District of O.C. 6.255.00 OCSD Share of Harald Mitigation Plan 8 Meeting Registration-Division 610 83311 National Bond 8 Trust 1.960.28 U.S.Savings Sonds Payroll Deductions 83312 OCEA 592.28 Dues Dedudlon 83313 Orade Corporation 10,21874 Software Maintenance-Internet Developer Suite 83314 Oxygen Service Company 238.20 Specialty Gases 83315 Pecker Supply Company 797.42 Mechanical Pads B Supplies 83316 Peace Officers Coundl of CA 1.521.00 Dues Deduction,Supervisors B Professionals $3317 Primary Source Office Furnishings,Inc. 10.340.44 Office Furniture 8 Futures,Installation B Office Reconfiguration Services 83318 Project Management Institute 154.00 Membership 83319 Quest Software 2,955.24 Software Maintenance 83320 Red Wing Shoes 139.64 Safety Shoes 83321 RPM Electric Meters 1,419.07 Motor 83322 Scott Specialty Gases,Inc. 58.19 Cylinder Rentals 8 Demurrage 83323 Scosel Vol.&Data,Inc. 2.284.79 Telephone System Maintenance 83324 Scalped,Seminars 199.00 Training Registration 83325 Court Order 721.50 Wage Gamishment 83326 Southern Chill Edison 33.64 Powar 83327 Spalkleft6 1.758.41 Drinking WalmlCooler Rentals BM28 Standard and Poors Corp. 5,000.00 COP Contract Service 83329 Summit Steel 14170.27 Metal 83330 Telminix International $50.00 Pest Control 83331 Thermo Electron North Americe,L.L.C. 2.249.65 Lab Pads B Supplies 83332 Thompson Industrial Supply,Inc. 8,703.64 Mechanoal Pena 8 Supplies 83333 Time Warner Communication 51.07 Cable Services X WepllaeGE%CEL.tlI&tNAPSIUgEILWna Paid Repvrt/JSeACkem Paid Report-MlI EXHIBIT A Indic Page 2 of 8 vtXlpa5 Claims Paid From O81BU06 to 05115/00 Warrant No. Vendor Amount Description 83334 UC Regents 1,200.00 Training Registration 83335 Unlled Parcel Service 27.19 Parcel Services 83336 United Stales Postal Service 5,000.00 Postage 83337 United Way 160.00 Employee Contributions 83338 Xerox Corporation 21,024.811 Xerox Phaser Printer,Maintenance&Cost Per Copy Expenses 33339 Court Oder 507.50 Wage Garnishment 83340 Zimmerman Yacht Maintenance 201.00 Repair&Maintenance Service-Ocean Monitoring Vessel Nerissa 83341 James E.Witch 338.99 McetinglTraining Expense Reimbursement 83342 Lille Kovac 6.76 Meeting raining Expense Reimbursement 83343 Cann Q.Nguyen 683.05 Meeting/Training Expense Reimbursement 83344 Fred J.O'Brien 44.52 Mee0ng/7relning Expense Reimbursement 83346 Edmund L.Pendleton 105.00 Meeting/Training Expense Reimbursement 83346 George L.Robertson 170.00 Meetingrtralning Expense Reimbursement 83347 Henry R.Salgado 43.56 Meeting/Training Expense Reimbursement 83348 Alexander Shaaban 558.18 MeetingRrsining Expense Reimbursement 53349 John W.Swindler 217.66 Mesting7Relning Expense Relmbursement 83350 Robert J.Thistle 38.58 Meeting/Reining Expense Reimbursement 83351 Waller W.Williams 48.00 McethitTralning Expense Reimbursement 83352 Ken H.Wong 53.00 Meeting/Training Expense Reimbursement 83353 City of Fountain Valley 220.00 Encroachment Permit Re Relocation of Pit.1 Garfield Ave.Entrance 83354 Disneyland Resoud-Group Tickets 2,325.00 Reimbursed Employee Activities 83355 Employee Activity Connotes 10.000.00 Service Award Expense-06107 83356 Basic Chemical Solutions,L.L.C. 31,319.84 Sodium Bisullte&Sodium Hydroxide 83367 Black&Veatch Corporation 175,106.28 Engineering Servicas Pl-76,J-77 A J-79.1 83358 Blue Crass of California 406,231.50 Medical Insurance Premium 83359 Brown&Caldwell 800,827.33 Proessional Services P241.PI.37,P2.90,and Notices&Ads 8330o Camillo Engineers 235.625.47 Professional Services P248&P1-71 83351 Dena Dental 57.942.52 Dental Insurance Plan 83362 Earth Tech,Inc. 34,205.27 Prof esaknel Services P2-79&Pl-108 83363 GHD.L.L.C. 42,361.90 Professional Services-Asset Management Program 83364 Hill Brothers 35.064.56 Chemicals-Odor&Corrosion Control-Newport Trunkline 83365 IPMC cJo Parsons 1.291.084.00 Engineering Servlcas-Integrated Program/Project Management,Temporary Slatting.Matt.If Supplies 83365 Keicer Foundation Health Plan 57,015.56 Medical Insurance Premium 83367 Kemiron Companies,Inc. 199,428.14 Ferric Chloride 83365 Lee&Ro,Inc. 158,397.60 Prolesslonel Services 549,5.50,P247-3 83359 MDS Consulting 39,280.00 Professional Surveying Services 144 83370 NALCO Company 32,080.53 Anlonlc Polymer 83371 Occidental Energy Marketing.Inc. 86,715.20 Natural Gas for CBnGen/COGen 83372 Pioneer Amedcas,Inc. 261,075.05 Sodium Hypochlege 83373 Potters,Inc. 64,996.13 Cetlonlc Polymer MO 3.1142 83374 RMS Engineering&Design.Inc. 26.771,45 Edit naemg Services-Evaluation of North County Property Acquisition 83375 Southern California Edison 106,556.57 Power 83375 Synagm West,Inc. 320,959.46 Residuals Removal MO 3.29-96 83377 Tule RanchrMagan Farms 247,521.26 Residuals Removal MO 349-05 63378 US Peroxide.L.L.C. 183,910.05 Odor&Cmroslon Control Treatment for Coll.Sys;Hydrogen Peroxide&Ferrous Chloride 83378 Waters Corporation 229,871.59 Lab Instrument-Liquid Chromoograph Triple Quadrupole Mass Spectrometer&Training 83380 MrdruB Smuggle B Sped 117,151.20 Legal Services MO 7.20.95 83381 World rce Software.Inc. 37,393.00 Professional Services-J-1 04 83382 ARB,Inc. 611,107.45 Construction 736&741 H Wedi edlE%CEL0r122xAAP5HAREWlvlM Pad RepdAID-0 lrhh Pad Room-Ob15e9 EXH IBITA lidlmc Page 3 of 8 anon. Claims Paid From 08101106 in 0W16106 Warranted. Vendor Amount Description 83383 Klein Pacific Co. 255,477.30 Construdbn 5-51&5.52 83384 Steve P.Rados,Inc. 1,109,134.80 Construction Q2 83365 Union Bank of California 32,163.55 Cdnslmction 741&7-36.Retention 83386 Union Bank of California 123237.20 Construction 1-24,Retention 83387 Wells Fargo Bank Mac C730D-012 31,719.70 Consimction 5.51&5-62.Retention 83388 Chicago Title Company 150.000.00 Escrow Installment for Garden Grove Property Purchase 83389 A&G Eleciropolish 3.822.07 Instrument Pads&Supplies 83390 A W Chesle ftm 644.30 Mechanical Paris&Suppose 83391 A-1 Enterprises,Inc. 774.00 Fencing 83392 Absolute Standards,Inc. 538.00 Lab Pads&Supplies 63393 ACS Hydreutics,Inc. 497.92 Motor Repairs 83394 Advance Boo..Graphics 552.79 Printing Services-No.10 Envelopes w/Logo 83395 AETC 3.406.53 Instrument Pads&Supplies(Advance Engine Technology Corp.) 83396 Agilent Technologies,Inc. 601.90 Lab Pads&Supplies 83397 Airgas Safety,Inc. 3.574.83 Safely Supplies 83398 American Airlines 1,485.40 Travel Services 83389 AMPS Abundant 1.946.50 Instrument Pads&Supplies 53400 Amlech Elevator ServMas 1.400.00 Monthly Elevator Maintenance at Pit .1&2 83401 Apak Batteries 1.080.61 Battery Packs 83402 Applied Industrial Technology 185.35 Mechanical Pads&Supplies 83403 Aquarium Doctor 116.21 Human Resources Aquarium Service 83404 Ashbrook Corporation 6,395.82 Wnklepress Parts&Supplies 83405 AT&T Calilomi&M1CI 37.52 Telephone Service 83406 ATCC 57.20 Lab Pads&Supplies(American Type Culture CoIMUion) 83407 Austria&Trophies Company 69.82 Awards&Trophies 83408 Barrel Accessories and Supply Company 61.45 Valves 83409 Battery Specie0ies 282.39 Rafted.. BU10 Bee Man Pest Control,Inc. 425.00 Pest Control 1IN11 M.Medeux Vdek,Inc. 575.57 lab Pads It Supplies SM12 Birquip Products 1.591.86 Stooge Cabinet,Drawers&Inserts for Lab Maly $3413 SOC Edwards,Inc. 51.31 lab Pan&Supplies 83414 Bornemenn Pumps,Inc. 8.464.84 Pumps U415 Burlington Safety Laboratory,of CA,Inc. 571.50 Safety Testing&Recertification of Hot Gloves-Div.860 83416 California Auld Collision 1,904.73 Vehicle Repair 6 Repainting-V430 $3417 California Relocation Services,Inc. 112.50 Office Files Moving/Rel calbn Services 83418 CASA 11.200.00 2006 Litigalidn Pledge&Meeting Registration-DMSIon 110 83419 City of Huntington Beach 2,841.00 Coastal Development Permit 83420 CLE International 498.00 Training Registration 83421 Cale Farmer Instrument Co. 334.35 Lab Pads&Supplies 83422 CompEd Solutions 199.00 Training Re9lsnsfibn SM23 Consolidated Elect Distributors,Inc. 599.48 Electrical Pads If Supplies 83424 Consumers Pipe&Supply Co. 1.13031 Plumbing Pads&Supplies BU25 Control Factors Seattle,Inc. 1,040.00 Filter 83426 Controlled Motion Solutions 62.85 Pump BU27 Corporate Express 5,887.05 Office Supplies 83428 Cane Veyor Corp. 3,122.32 Maintenance Agreement-Cody.Inspections,CedMwgon 8 Ouadrennial Testing 83429 Computational Systems.Inc.(CSI) 276.82 Repair&Maintenance Material U43D D.R.McNally&Associates 1.195.00 Training Registration 83431 DAE Instruments 631A5 Electrical Pads&Supplies H U.pAndN NCELaM3NNPSHARlnCIeima Pad AsPon)H1MleMe Pak ReW-MISCS EKHIBITA IN210,ic Page 4 of 8 9I12R006 Claims Paid From OSAMINS to 08115106 Warrant No. Vendor Amount Description 83932 Dapper Tire Co. 2.870.96 Track Tires 83433 David's Tree Service 1,525.00 Tree Maint.Service 83434 Desert Pumps&Pads,Inc. 12.991.43 Pump Pelts&Supplies 83435 Dexulik Water Controls 1,191 Mechanical Parts&Supplies 83436 Dlonex Corporation 6xi Lab Paris&Supplies 83437 Dlskeeper Corporation 1,107.50 Software Maintenance-VAX&VMS 83438 Dunn Edwards Corporation 169.94 Paint Supplies 83439 Easy Frame Sign Company,Inc. 2,961 Signs&EMS Decals with Logos BU40 Electrical Reliability Services 6,801 Prafaeslanal Services-Electrical Reliability Testing for Capital Projects 83441 Employers Group 81 On-Slle Training-Nate Taking Training OM42 Enchanter,Inc. 3.001 Ocean Monitoring&Outfall Inspection&Maintenance 83443 Environmental Resource Association 2,340.N Lab Pods&Supplies 834" Environmental Sconce Associate(ESA) 18,236.60 Professional Services 5.58&1.24 SM46 Ewing Irrigation Industrial 287.66 Landscape Irrigation Pads If Supplies 83448 FEOEX Condemned 118.29 Freight Services 83447 Ferguson Enterprises,Inc. 916.22 Valves BU48 Fisher Scientific 15.671.03 Lab Paris&Supplies 83449 Flat&Vertical,Inc 220.50 Care Drilling SU50 Franklin Covey 422.45 Office Supplies 83451 Fuller Track Accession 2,127.94 Track Paris&Supplies 83452 City of Fullerton 208.93 Weser Use f1i Garland Manufacturing Co. 8,316.00 Mechanical Pads&Supplies-Treatment Tank Wear Rails 834U Garreft Callahan Company 11.618.32 Chemicals 83455 Gales Fiberglass Inflation 4,909.25 Removal and Replacement of Fiberglass Blest Damper 83456 Geomatdx Consultants,Inc. 3.961 Salle.Concrete&Other Materials Testing 83457 Gieriich-Mitchell,Inc. 14,834.11 Mechanical Pads&Supplies 83458 Glendale Adventist Occupational 20.025.00 OnSie Medical Services-Audiometric Testing 83459 Govemmenl Finance Officers Assocaton 65.00 Books&Publications BU60 Grainger,Inc. 1.137.00 Mechanical Pads&Supplies 63461 Green Panel 114.43 Meeting Supplies 83462 GTSI Corporation 9.767.05 (3)Computers&Hardware/Software 83463 Hach Go Fonror Indurhks 14AI Lab Parts&Supplies 83484 Harrington Industrial Plastics,Inc 1.783.14 Mechanical Parts&Supplies 83465 Nekh&Klrk.Inc. 2,401 Mechanical Parts&Supplies 83466 MDR Engineering,Inc. 7.966.00 Professional Service P2412 83467 Hewlett Packad!Company 312A8 Computer HeMwere/Software-(2)HP JeOnect Cells 83468 Home Depol 1.045.26 Mi..Repair&Maintenance Material 83469 Hose Express.L.L.C.plus Pidfk Santa Ana 3,907.38 Mobile He.Service 83470 Idnx 2,57220 Lab Pads&Supplies BU71 Industrial Distribution Gmup 91 Mechanical Pads,Toils&Point 83472 Innerilde Engineering 15.51630 Saunders Video Inspections 83473 Inplent Sales.L.L.C. 2.637.34 Mechanical Pads&Supplies 63474 Irorman Paris&Services; 195.24 Mechanical Pals&Supplies 83475 JG Tucker And Son,Inc. 81 Traffic Road Canes 83476 Jamison Engineering Contractors.Inc 4.852.00 RemowuReplace Manhole Covers for CCTV Contractor Inspection of lnlendlant Lines 83477 Jays Catering 2.81 Meeting Expenses 83478 JEM Industries 3.360.00 Repair&Maintenance Services-Fueling System at Pit.2 83479 Johnstone Supply g30.09 Mechanical Pads&Supplies BU80 Keith Boger 395.00 Training Registration Hwepltv4,EXCELdw17211NPBHMEZv—Palo aeartaii TCrehns fine Repaid-08-15,06 EXHIBIT auzlpr Page 5 of 8 9"nore Claims Paid From 08101m6 to O8H5106 Warrant No. Vendor Amount Description 83481 Klorce,Ix. 2,402.40 Temporary Emphryment Services 83482 Kissel Environmental Lab 360.00 Outside Laboratory Services 83483 Kharfeldm,,Inc. 3.323.00 Sulk.Concrete 8 Other Mandate Testing 5-52 8 2-24-1 83484 LBN Image Apparel 49.18 OCSD Windbreaker-w&og08"Security l.e0ering 83485 Lerman Education Services 299.00 Traloing Registration 83486 Luccl's Gourmet Food.,Inc. 407.45 Mail Expense 83487 Massachusetts Mutual Life Insurance 145.41 Executive Disability Plan Premium 83488 Maintenance Superintendents Assoc. 0.00 Membership 83488 Makelm Plate,Inc. 14,244.22 Professional Services 1-24 83490 Manpower Professional 3,876.OD Temporary Employmenl Services 83491 Matheson TO Gas.Inc. 156.42 Lab Paris 8 Supplies 83492 MOO Applied Environmental Sciences 3,191.34 Amod Survey of Kelp Beds-Newport Harbor Entrance to Ventura County 83493 Mc Junkln Cap, 55.43 Plumbing Supplies 83494 McMaster Can Supply Co. 2,050.90 Mechanical Pil Supplies 83495 Medlin Console Co. 341.02 Instrument Pads 8 Supplies 83496 Mid West Assodale t 407.51 Pump Paris 8 Supplies 83497 Mina Safely Appliances Company 319.74 Calibration Services 83488 Mooring Systems,Inc. 2,74640 Open Tripod for Mooing Program 83499 MM Amences,Inc. 14,103.07 Professional Services P2-74 83500 National Institute of Standards 8 Technology 558.00 Lab Pods 8 Supplies 83501 Nellonal Plant Services.Inc. 3.920.00 Vacuum Track Services 53502 Neal Supply Co. 26.71 Plumbing Supplies 83503 New Horizon,C.L.C.of Santa Ana 3.500.00 Training Registration 83504 Nadal Communications 910.61 Cellular Precise 8 Air Time 83505 NRG Thermal Services,L.L.C. 794.55 Mechanical Pans 8 Supplies 83506 Numatic Engineering-Remit 196.6E Mechanical Pans B Supplies 83507 COS Reprographics 248.09 Printing Service-MO IQ6100 83508 Office Depot Business Services Division 4.852.82 ONce Supplies 83509 Olympus Arteries.Inc. 1.377.74 Replacement Lena for VideOecepa SWID Omega Industrial Supply,Inc, 1,134.16 Janitorial Supplies 83511 OMNI Western Incorporated 34.70 Hrttlwere 83512 orange County water District 522.10 Meeting Expense 83513 Orange Courier 132.48 Courier Services 83514 Orange Fluid System Technologies,Inc. 1.376.82 Plumbing Pans 8 Supplies 83615 Oxygen Service Company 1,455.90 Lab Pane 8 Supplies 83516 Pacific Mechanical Supply 252,95 Plumbing Pens B Supplies 83517 Pak-She, 681.50 Meaing B Travel Registrations-GWRS Project-Division 110 83618 PCG Industries 145.00 Repair B Maintenance Services-Gearbox Shaft 83519 PCS Express,Inc. 411.85 Cruder Service 83520 PerklnElmer Lae 366.00 Lab Pella B Supplies 83521 Pi.Hawn Company,Inc. 4,129.04 Electrical Parts B Supplies 83522 Plumbers Oepot.Inc. 3.195.87 Mechanical Parts B Supplies 33523 Pod Supply 13.78 Monitoring Vessel Pads 8 Supplies-Normans 83524 Praxas,Inc. 54.04 Lab Pads 8 Supplies 83525 Primary Source Office Furnishings.Inc. 5.163.80 Office Furniture B MMures,Installation 8 OMce Recenegurallin Services 83526 Project Management Institute 119.00 Membership 83527 Pmplpe 4,e71.58 Bernadine Cleaning-City or Tusgn B UnincorpOreled County Property 83628 Prudential Overall Supply 5,929.58 Uniforms 8 Related Articles 83529 R L Abboft B Associates 3.ODO.00 Kern County Blosolids Consulting Services H WptWNE%CELtlb i1PAPSHAREW9Wmr two apamedTCeia.Pe0 agpl-Oeu6 EXHIBIT A horhook Page 6 of 8 WAAH10e Claims Paid From 081011116 W 08118108 Wensnt No. Vendor Amount Description SM30 Resource Trends,Inc. 4,000.00 Prafessbnel Services-Biosdids EMS Values Study&dependent, 83531 Restek Corp. 274.08 Lab Paris&Supplies 83532 Rockhurst College Continuing Education 179.00 Training Registration 83533 Royale Cleaners 6.00 Dry Cleaning Services 83534 RPM Electric Motors 4,615.05 Motor if Motor Repairs 83535 RSA SuIter Sail Pmduds 1,541M Soil Materials 835M Rulland Tool If Supply 148.51 Mechanical Pads&Took 83537 Soil If Plant Laboraery,Inc 972.50 Soil Sample Analysis 835M Safely-Kleen 485.95 Pads,Washer Lease.&Service 83539 Senn Engineering,Iro. 14,205.00 Construction-Manhole Rehabilitation Projed 83W Santa Ana River Flood Protection Agency 1,200.00 FY 2006-07 Membership 83541 Schneider Automa0ion.Inc. 518.28 Computer Maintenance Agreement 63542 Sea Coast Designs,Inc. 714.38 Lob Paris&Supplies 83543 City of Seal Beach Finance Dept. 279.54 Vaster Use 835" SETAC 820.00 Membership&Training Registration 83545 Setun Name Plans 397.44 Outdoor Safety Mirror 83546 Sigma Aldrich,Inc. 42.91 Lab Parts&Supplies 83547 Smith Emery Company 230.00 Sails,Concrete&Other Marketed Testing I-24 83548 Smith Pipe&Supply,Inc. 65.17 Landscape Initiation Supplies 83549 Soulledi Valve&Equipment 1.743.32 Mechanical Pads&Supplies 83550 Spec Services,Inc. 7,283.55 Engineering Services J-33-1 83551 The Staywell Company 1.174.43 Training Supplies-First Aid/CPRIAED 83552 Stratetiic HR 325.00 Training Registration 83553 Sunset Industaal Pads 100.06 Mechanical Pads&Supplies 83554 T&D Communications 1,833.90 Tele00mmun10010115 Cabling Service-Repair CopperiFiber lntrastrocture 83555 TekSystems 6.216.00 Temporary Employment Services 83556 The Standard Insurance Company 197.00 Executive Disability Insurance 83557 Thompson Industrial Supply,Inc. 1.949.10 Mechanical Pads&Supplies 83558 Tony's Lock Is Safe Service&Sakes; 171.06 Lacks&Keys 83559 Truck&Auto Suppy,Inc. 2.633.34 Automotive Pads&Supplies 83560 US Filer Corp. 150.00 Service Agreement-DI Water Systems at Plank 1 &2 83561 UUne 231.91 Truck Parts&Stooges 83562 U.S.Geological Surrey 15.497.40 Professional Services-Deployment Current Meter Off Huntington Beach 07-06 to 10-06 83563 Ultra Scientific 414.66 Lab Pan&Supplies 05U Underground Service Alen of So.Calif 1,609.60 Membership-Underground Utility IdentlficetionlNoti cation Service M505 The Unkoune Corporation 671.07 Office Supplies 83556 United Panel Service 15.96 Parcel Services 83567 Vapex,Inc. 714.00 Instrument Pans&Supplies 83568 Venison Caliemie 714.22 Telephone Services 83569 Vernon Wheless 307.87 Mature Telephone Services 83570 Vemes Plumbing 1.920.00 Service Contract-Testing&Can.Barkflow Devices at PITS.1&2&Pump Se. 83571 Vision Service Plan CA 9.874.58 Vision Service Premium 83572 VAIR Scientific Products 11.289.09 Lab Pads If Supplies 83573 The Wackenhut Corporation 4.131.13 Security Guards 83574 Warlaila Automation 3.688.15 Mechanical Parts&Supplies 83575 Waste Markets Corp. 8.084.02 Malnt.Agree.-Grit&Screenings Removal&Digester Mi Removal 835M Waxie Sanitary Supply 1,866.06 Janilonal Supplies 835T7 West Madnei Discount Marine 113.44 Mechanical Parts&Supplies 83578 Wright Way Developments 320.00 Instrument Repair&Maintenance Services H Wepn:SiE%CEL.a1N1MNP5lNRElclame Paid R ypnlCBaTClrina Paid Rini-Ili EXHIBITA mM1RIpeC Page 7 of 8 0i2a006 Claims Paid From e8mtroe to 0811SI08 Wament No. Vendor Amour Demphyton 83579 Xyon Business Solutions,Inc. 7,560.00 Temporary Employment Services 83580 Teotimo C.Able 58.00 Meetin0/7raining Expanse Reimbursement 83581 Emilio Arislon 100.00 Mesting/rmining Expense Reimbursement 83582 Rafkumar Begun 54.00 MeefineRmining Expense Reimbursement 83583 Jln K.Chang 53.00 Mesting/7ralnln9 Expanse Reimbursement 835M Kimberly A.Erickson 48.33 Meedne/7raining Expense Reimbursement 83585 Mike J.Heeera 84.00 Meelingffouning Expense Reimbursement 83586 Larry E.Le2wek 58.00 Meefing Training Expense Reimbursement 83587 Denise M.Medinex 35.07 Meaiing/7ralnin9 Expanse Reimbursement 83588 Jeffrey L.Pearson 55.00 Meeling/7raining Expense Reimbursement 83588 Wills.F.Pierce 48.00 MeaiingRreining Expense Reimbursement 83590 South Coast Air Quality Management Dist. 1,541.34 Permit Fee-Portable Odor Control System 83591 David A.Usher 53.00 Meelin9/rralning Expense Relmbumement 83582 Corm,International 8,415.00 Legal Samoa-Conslrucllan Management P2.60 83593 Employee Acliely Committee 108.00 IDEA Award Expense-10%of Award 83594 Orange County Sanitation District 14,337.76 Workers Comp,Relmb. 83595 South Coast Air Dually Management Diet. 844.59 Employee Commute Reduction Program 83595 The Standard Insurance Company 2663.68 Executye Disability Insurance Total Accounts Payable-Warrants 3T .58f.765.79- Payroll OlabumemanU 33897 - 33991 Employee Paychecks $ 130,413.50 Biweekly Payroll08/02/06- 33996 - 33998 Employee Paychecks 826.88 Interim Payroll 08103MO 34075 - 34079 Employee Paychecks 1,480.00 Inmdm Payroll 0811S108" 128954 -129516 IXract Deposg Statements 1,098,232.42 Shoreeky Payroll 08102/O8 Total Payroll Dbibunemunb _rTu ,B31T.W .Phnwp oul W m"no,on 072age W OMM payroll one -P/vxed out d ioq m on owl wrong our bxnokp payroll on,d 0wunn, Wiro Transfer Pavmenh OCSD Payroll Taxes&Contributions S 837,862.45 Biweekly Permit 08102M6 De m the Bank 461.031.42 Series 2006 Certificates of Participation July summer Payment Lloyds TSP Bank plo 51.754.53 Bad..2001 CON Standby Purchase Agreement Commitment Fee(05101106-011MI106) Chas.Manhattan Bank 68,582.48 Series 2000 Refunding COPS Standby Pureness Agreement Commitment Fee(05/O1AW07131/O8) JP Morgan Chase Bank 5.191.542.53 Series 1993 Refunding Certificates of Participation July Internet 8 Principal Payment Deter Bank 56.071.90 Series 2006 Certificates of Participation Commitment Fee(05/01106.0791/06) Societe Generale,W Branch 53.083.93 Series 1993 Refunding COPS Standby Leger of Credit Commissl0n$11/06 Total Win Transfer Payments Toms Claims Paid 08101106-0811 BIDS $19,628,186.52 H WepNeSE%CELcnQ2MPSHANE%Calmv PeM RopmaCSUTCW,ms Pad Report-08-15M EXHIBIT A Inter, Page 8 0l 8 wlt/1009 Claims Paid From 08116106 to 08131106 Warrant No. Vendor Amount Description Accounts Payable-Warrants 83597 Hewlett Packard Company 5 57,687.78 (1)Printer,(1)Server,anal(50)PCs 53598 Pacific Investment Management Co. 132,458.83 hwestment Management Servtoe Res. 83599 Sunset Beach Sanitary District 333,594.99 CoopamOve Projects Rebnbumement Pm9mm $3600 So Cal Gas Company 38.098.18 Natural Gas 836D1 UBS Financial Services,Inc. 26,306.88 Remarketing Fee-1992 Advanced Refunding COPS 83602 County of Orange Addict Conlroller 45,480.60 County Assessor's Property Attributes 2006-07 Roll Year 83603 Amedcen Mier Wort Association 150.00 Membership $3604 Accurate Environmental Services,Inc. 4,000.00 Services-Relative Accuracy Test Audit lor(3)CGS Engines 83605 Alrgas Safety,Inc. 241.61 Freighl Charges 836H American Express 19218.91 Purchasing Card Program,Miss.Supplies 8 Services 83607 Arch Wireless Operating Company,Inc. 1.022.14 Wireless Services 83608 AT 8 T Universal Biller 1,957.84 Telephone Service 83609 AT&T CalifmnieNCI 758.55 Telephone Service 83610 American Telephone B Telegraph Corp. 32.17 Telephone Service 83611 Awards 8 Trophies Company 64.12 Awards 8 Plaques 83612 Balance Consulting,Inc. 1,090.00 Training Registration 83613 Basic Chemical Solutions,L.L.C. 23.591.57 Sodium Bisulm B Sodium Hydroxide BM14 Bell Pipe B Supply Co. 2.167,84 Mechanical Pads B Supplies BM15 Bernell Bowan Lighthouse 191.73 Repair B Maintenance Services-Slosystems Monitors 53616 Bergmann Associated,Inc. 1,077.50 Software Maintenance-Dig Smart 83617 BandtogMix,L.L.C. 2.000.00 Prof.Serv.-Preparation of Interim Arbitrage Rebate Report Re 1992 Series COPS 83618 Srithinee Electric 728.75 Electrical Parts 8 Supplies 83519 City of Tus0n 5.000.00 Permit Fees 7-37 BM20 Court Trustee 98.62 Wage Garnishment 83621 California Auto Collision 546.50 Track Body Repair-V440 83622 Cad Warren&Co. 1.407.92 Insurance Claims Administrator 83623 CASA 100.00 Meating Registration-Division 660 83624 Charter, 3285.00 OCSD Hats for O 8 M 83625 Complexes Components of California 14.998.30 (24)LSVB Pitt Fuel Check Valves 83826 County of Orange Auditor Controller 3500 Encroachment Permit 7J9 83627 County of Orange Auditor Controller 105.00 Encroachment Permit 7.36 83628 County of Orange Auditor Controller 3.140.00 Massacre Preliminary 200647 Roll&Cross-Reference File 83629 County of Orange Health Care Agency 4.571.00 Underground Storage Tank,Hazardous Material,8 State Fees 83630 County of Orange Health Care Agency 1.056.00 Underground Storage Tank,Hazadous Material,&State Fees 83631 County of Orange Health Care Agency 4,803.00 Underground Storage Tank,Hazardous Material,&State Fees 83632 County of Orange Health Cam Agency 559.00 Underground Storage Tank,Hazardous Material,8 State Fees 83633 County of Orange Health Care Agency 559.00 Underground Storage Tank,Hazardous Material,8 State Fees 83634 CSAC Excess Insurance Authority 3,166.62 Employee Asslatance Program 83635 Culligan of Orange Cauny 48.15 Malnt.Agreement-Can Gen Water Softener System 83636 CWEA Membership 220.00 Membership(Celif.Water Environment Assoc.) BM37 D.R.McNally 8 Associates 2,590.00 Training Registration 83638 Deal.Technical Products 16,975.00 Repair B Maintenance Services-Pit.2 Junction Box Spur Gale SM39 DHL Express USA,Inc. 39.98 Freight Servces 03840 Edfund 310.49 Wage Garnishment 83641 Employee Bennis Specialists,Inc. 10,479.60 Reimbursed Prepaid Employee Medical&Dependent Care 83642 Court Order 420.00 Wage Garnishment H WepllesNE%CEL dl.@].PSHAREICIaIms PeIE.ePc a0aaTc.-Pad Report-00.1f dfi EXHIBIT B Iwelonc Pape 1 of 11 9nyooll Claims Paid From OBI16106 to 08131106 Warrant No. Vendor Amount Description 83643 Pretax Corporation 74.27 Freight Services 83644 Franchise Tax Board 118.55 Wage Garnishment 83645 Frye Electronics 377.11 Computer Supplies 83645 Green Parrot 119.08 Meeting Supplies P2-80 83647 GTSI Corporation 33.70 Computers&Hardwme/Software 83648 Hill Brothers 4.715.16 Chemicals-Odor B Corrosion Control-Newpon Trunkline 83 19 Internal Revenue Service 125.00 Wage Garnishment 83650 Intl.Union of Oper.Eng.AFL CIO Local 501 4,440.78 Dues Deduction 83651 Irvine Ranch Water Distdcl 6.75 Water Use 83652 Kelly Paper 131AO Paper 83653 Klemfemer,Inc. 5,843.00 Sells.Concrete&Other Materials Tasting 83654 L&N Undo m Supply Co.,Inc. 1,314.19 Polo Shins 83655 Lance SoR and Lungherd 12,82340 Professional Services-Internal Auditors 836M Court Order 150.00 Wage Garnishment 83057 Lamer,Education Services 1,734.00 Training Registration 83668 M.J.Schiff and Associates,Inc. 8,46BAO Engineering Services J-106 BM59 McGraw Hill Companies,DBA ENR 15,432.00 Notices&Ads-Various Jobs FY OB-07 83660 McMaster Can Supply Co. 248.37 Mechanical Parts It Supplies 83661 Midway Mfg.&Machining Co. 17,132.25 Repair&Mamlenance Services-Belimar Bell Press Drive Roller 83662 Court Order 225.00 Wage Garnishment $3663 Municipal Water District of O.C. 10,000.00 Water Emergency Response Organization of Orange County(WEROC)Funding 06-07 83664 WA Architects 237.50 Professional Services-North County Yard Preferred Site Evaluation 83665 National Bond&Trend 1,960.28 U.S.Savings Bonds Payroll Deductions 83666 OCEA 601.53 Dues Deduction 83667 Onesourca Distributors,Inc. 64.78 Electrical Pads&Supplies 83668 Orange Courier 21.57 Courier Services 83669 PBS&J 17.575.00 Professional Services 241 83670 PCG Induetdes 800.00 Pump Repairs 63671 Peace ONcers Council of CA 1,530.00 Dues Deduction,Supervisors&Professionals 83672 PerldnElmer Las 2,300.00 Training Registration 83673 Pitney Bowes 508.31 Repair Service-Automated Electronic Mall Opener 83674 Platinum Advisors 20.000.00 Legislative Advocacy Efforts&Participation in Legislative Affairs Committee Meetings 83075 Primavera Systems,Inc. 8,309.00 Selassie Maintenance 83676 Process 295.00 Software Maintenance 83677 Public Resources Advisory Group 1,232.32 Fmencial Advisory Services 83678 R.F.MacDonald!Cc 60.41 Repair&Maintenance Services-Cleaver Brooks Boiler 83678 Science Application International 18.505A7 Ocean MonBaing MO 6-8-94 83680 Bondi Voice&Dale.Inc. 2,284.79 Telephone System Maintenance 83681 Smith Pipe&Supply,In. 2,668.73 Landscape Irrlgetlon Supplies B3882 Court Order 721.50 Wags Garnishment 83683 Southern California Edison 2.970.20 Power 83684 Summit Steel 851.31 Metal 83685 Systems Solution Company 3.797.80 Installation of Access Control Card Reatler far Purchasing Contracts Management Trailer 83686 Thomas V.Gedinger 2,730.00 Lab Analyses 83687 Thompson Industrial Supply,Inc. 4,05520 Mechanical Pans&Supplies 83688 T-Moblfe 108.33 Wreless&ir Time 83689 Tri-State Seminar On-the-River 315.00 Training Registrslion X Pad PepM,eaeTCWmr Pad Rapid-08J31 a EXHIBIT f vrH"' Page 2 of 11 at77&N9 Claims Paid From 08116/06 to 0W1108 Warrant No. Vendor Amount Description 83690 United Parcel Service 113.75 Parcel Services 83691 United Way 160.00 Employee Contributions 83692 US Peroxide,L.L.C. 11.896.57 Odor&Corrosion Control Treatment W Cat.Sys.;Hydrogen Peroxide&Ferrous Chloride 83693 Verizon 77.53 Telephone Service 83694 Verizon Catlome 118.77 Telephone Services 83695 Vortex Corp. 1.099.96 BI-Annual Maintenance on R.IWp Doors at Plant 1 83696 Met Environment Federation 182.00 Membership 83697 Wesson Solutions,Inc. 14.055.00 Outside Laboratory Services-Core Ocean Monitoring Program 83698 Ye0.Transpntalipn,Inc. 1,098.34 Freight Charges 83699 Court Order 597.50 Wage Garnishment 83700 1-000- onlsrence(R) 425.86 Telephone Conference Calls 83701 David!Andrade 94A0 MeelinglTraming Expense Reimbursement 83702 Nicholas J.Amentes 20.00 MeelingfRraining Expense Reimbursement 83703 Emltlo Adston 73.00 Meeting/Training Expense Reimbursement $3704 Layne T.BarolOi 583.30 MeelinglTratoing Expense Reimbursement 83705 Thames M.Blends 188.16 Mestingf7relning Expense Reimbursement 83708 James L.Be., 150.00 MeetingfTmming Expense Reimbursement 93707 William D.Cassidy 520.32 Meelingr7raming Expense Reimbursement 83708 Olga Cervanlea 52.00 Meeling/Tramin9 Expense Reimbursement 83709 Victoria L.Francis 270.16 Meeting/Training Expense Reimbursement 83710 Richard Gallegos 131.76 MeetinglTraming Expense Reimbursement 83711 Thomas S.Handy 698.98 Meeting/Training Expense Reimbursement 83712 Shaven E.Howard 1,183.09 Meetingrlreintog Expense Reimbursement 83713 Jeffrey L.Key 63.00 Mwtingf7mintog Expense Reimbursement 83714 Petrick W.McNally 48.00 Meetingffminin9 Expense Reimbursement 83715 Tom B.Meregillano 30.00 MeetingfTraining Expense Reimbursement Will Michael D.Moore 486.90 MeetingRraining Expense Reimburwmenl 83717 Adam A.Nazeroff 1,165.41 MeetnBfrreinmg Expense Reimbursement 83718 Mal Talebi 1,532.40 MeelingRrainmg Expense Reimbursement 83719 Robyn A.Mcce, 173.00 Meetngffrelning Expense Reimbursement 8372D Ken H.Wong 4.81 MeetingRreining Expense Reimbursement 83721 City of Malmmals, 295.00 Encroachment Permit 03-58 03722 City of Anaheim 2,859.00 Permk&Inspeamon Foes 03-58 83723 City of Fullerton 2,638.00 Peri&Inspedon Fees 03-58 83724 Gentian Grave.CRY of 305.00 Permil&Inspeclion Fees 03ZB 83725 County of Orange 260.00 Permit&Inspection Fees J-77 83726 CWEA 125.00 Training Registration 83727 Taw Industries 119.82 Mechanical Paris&Supplies 83728 Yvonne L.Schwab 80.00 Claim Settlement 83729 Tires Wrehouw 3,898.39 Tires 83730 Air Products&Chemicals,Inc. 25,829.07 O&M Agreement Day.Gen.Sys.MO 8-8419 83731 AKM Conaulling Engineers 29.317,50 Professional Services-Part-Time Dig Atort Technician 83732 ALFA-LAVAL INC. 53,713.38 Spiral Heat Exchanger for Digester No.16 83733 Basic Chemical Solutions,L.L.C. 43,961 12 Sodium Bisulfk&Sodium Hydroxide 83734 Brown&Caldwell 538.213.13 Professional Services P2-90&P2-91 83735 Camp Dresser&Nicked,Inc. 122,005.78 Engineering Service J-71-S 83736 Kemiron Companies,Inc. 159.932.32 Femc Chloride N\tlap0esolEXCEL tlie\]ANPSXME\Claims Paid RepwW Claims Pail RepuD rodIUS EXHIBIT nerzmna Page 3 of 11 wimm Claims Paid From 08116/06 to OB101109 Warrant No. Vendor Amount Description 83737 Lee&Ro,Inc. 28.574.87 Professional Sim Aces 5.50.5-61&5.52 83738 Melcebn Pima,Ina, 403,605.62 Professional Services J-79,11-26,410 S P2-50 83739 MetLlfe Life Insurance Company 36,575.6t Group Life,Manager Addl.Life.Short&Long-Term DIsa008y&Optional Tenn Life Ins. 83740 OceidanWl Energy Marketing.Inc. 183,549.97 Natural Gas for CenGer?CoGen 83741 Orange County Water Dennis 3,869,358.95 Joint GWRS Project J-36 83742 Pioneer Americas,Inc. 242,390.87 Sodium HypocAlodte 83743 Polidyne.Inc. 39.918.76 Cationic Polymer MO 3-11A2 83744 RBF Consulting 38.653.12 Engineering Services 241&7.38 83745 SAWPA 649,120.M FEW Project Grant Funding 2414 83746 Southern California Edison 314283.39 Power $3747 TWO RanelUMagan rams 255.739.97 Residuals Removal MO 3.29-95 83748 Voided Check - - 83749 Helix Electdc,Inc. 286A93A9 Consimctlon SP-81 83750 J F Siva Construction,Inc. 4,989,151.18 Construction P246 83751 J R FHanc Construction 1.489.470.30 Construction P142 83752 Mergers Conelmctiou.Inc. 387A00.00 Conatrucllon P 147 83753 Mike Bubalo Conduction Cc,Inc. 610,821.00 Construction l-24A 83754 Union Bank of California 31.832.61 Construction SP41,Retention $3755 South Coast Air Quality Management DISL 27,009.92 Permit Fees-Annual Emission,Operation 8 MIso.Fees 83756 J F Shea Consauchar,Inc. 327,769.00 Construction J-77 83757 California Business Bank 278.63220 Construction 1-2M,Retention 83758 Ken Thompson,Inc. 144.627.30 Construction 24148 83759 Absolute Standards,Inc. 1AD0.00 Lab Parts&Supplies 83760 Accu Sludge 458.76 Lab Pens&Supplies 03761 A.Standard 2.125.72 Lab Parts&Supplies 83762 Agilem Technologies,Inc. 4M.79 Lab Parts 8 Supplies 83763 Almas Safety,Inc. 3AW.79 Safety Supplies 83764 Alrgas-West 9.30 Demurrage 83765 American Fidelity Assurance Company 5W.00 Employee Voluntary Cancer Insurance 83766 AppleOne Employment Service 6,843.41 Temporary Employment Services 83767 Applied Industrial Technology 451.18 Mechanical Pans&Supplies 83768 Aquatic Bioassay and Consulting Labs,Inc. 1,130.00 Mote Effluent Toxicity Testing 83769 AT&T Universal Biller 2.058.35 Telephone Service N770 AT 8 T CWr1mmalMCI 2,737.87 Telephone Service $3771 American Telephone S Telegraph Cory. 25.02 Telephone Service 83772 AWSI 220.00 Department ofTmnsponeBon Program Management B Testing 83773 Bar Tech Telecom,Incorporated 450,22 Telephone Equipment 83774 Battery Specialties 38.14 Batteries 83775 Bee Men Pest Control,Inc. 575.00 Pest Control 83776 Bel Pipe&Supply Co. 1,256.19 Mechanical Pans 8 Supplies 83777 Ben Meadows Company,Inc. 133.31 Lab Parts&Supplies 83778 SlaMedeux VIVA,Inc. 1,437.52 Lab Pans B Supplies W779 Black B Veatch Corporation 18,780.08 Engineering Services Pl-76 83750 Boyle Engineering Corporaton 18,865.96 Professional Services 1-24 83781 Buckram B Associates,Inc. 2,818.00 Professional Services-Pavement Management 83782 California HB26rdDUa Services,Inc. 1,500.00 Underground Storage Tank CenlBcetion 83783 California Relocation Services.Inc. 941.25 Office Flies Moving/Relocation Services H%6pt1RLXCEL.tlaV3GUP$HAREClsms Pad neponWi WMS Pak Reporl-0031( EXHIBIT uwzlonc Pape 4 of 11 vlzaoce Claims Paid From 08116106 to 08131MS Wamenl Np. Vendor Amount Description 837M Callon Assix: es, nc. 3.759.50 Investment Advisor 83785 Cameron Compression Systems 1,278.10 Mechanical Pads&Supplies 83786 Cameron WBMbg Supply 432.79 Welding Paris&Supplies 83787 Cardlock Fuel Systems.Inc. 21,710.22 Fuel Card Program-District Vekcbs&Monitoring Vessel 83788 Cincinnati Incorporated 680.00 Repair&Maintenance Senices-Press Break 83789 Circular Wireless Asmara 5.04355 Wheless Services 83790 CMAA 55.00 Training Registration 83791 Compressor Components of Cardlinda 4,480.00 Repair&Maintenance Senices-(32)LSVB Pilot Fuel Valves 83792 Computer Protection Technology,Inc. 6.193.31 Computer Batteries Maintenance Agreement 83793 Consumers Plan&SuppN Co. 120.95 Plumbing Paris&Supplies 83794 Comorale Express 6,37327 Office Supplies 83795 Corporate Image Maintenance,Inc. 168.00 Custodial Services Spec.No.989M9 83796 County Wrmleeale Electric Co. 271.65 Electrical Pads&Supplies 83797 CR&R.Inc 1.905.00 Container Rentals 83798 David's Tyre Service 8.030.00 Tree Maint.Senbe 83799 DOB Engineering,Inc. 1312.96 Professional Services-Grant Management 83800 Della Packaging Products,Inc 147.58 Lab Pads&Supplies 83801 Dlonex Corporation 412.88 Lab Pads&Supplies 83802 E.Sam Jones Distributors,Inc. 473A7 Electrical Pads&Supplies 83803 Elect Air 574.74 Value 838M Electrical Reliability SeMces 1210.50 Professional Senices-Electrical Reliebsty Testing for Capital Projects Bulls Emergency Management Network.Inc. 7,700.00 OnSde Fire Extinguisher Safety Training 83806 Employers Group 4,375.00 OnSile Training-Supervisory Training 83807 Enchanter,Inc. 6,500.00 Oman Monitoring&Outfalf Inspection&Maintenance 83808 Enuimramntal Compliance Inspection Svm. 920.00 Professional Services-Fats,OII Grease(FOG Program)Inspeclions SM09 Ewlo9 litigation Industrial 2,21222 Latmsmm litigation Pads&Supplies 83810 FEDEX Corporation 178.16 Freight Senices 83311 First American Real Estate Solutions 345.00 Online Orange County Property Information 83812 Fisher Scientific 3,319.47 Lab Paris&Supplies 83813 Flat&Vertical,Inc. 1,529A0 Core Drilling 83814 Fb Systems,Inc. 939.84 Pump Paris&Supplies SM15 Fountain Valley Rancho Hand Wash 1.052.00 Vehicle Washing&Waxing Senices 83816 Fmndn Covey 184.23 Office Supplies 83617 Fuller Truck Accessories 1.035.19 Track Pads&Supplies Buis Gailey Associates.Inc. 1,854.54 Imesligation Services Buis Garlahl Lumber Company 1,564.58 Lumber/Hardware 83820 Games Callahan Company 1,104.87 Chemicals 83821 G.E.Supply 4,45722 Elmtdml Pads&Supplies 83SU George Yardley Co. tA97.25 Instrument Paris&Supplies 0823 Gun ichlditchell,Inc 11,615.45 Medtaniml Pads&Supplies 83824 GaMenwest Wndow Service 730.0) Gummiskeeping Senices 83825 Grainger,Inc. 340.38 Mechanical Pads&Supplies&Fixtures 83826 Graphic Distributors 212.91 Photographic Supplies 83827 Grayber Electric Company 44.90 Electrical Pads&Supplies 83828 Great Westem Sanitary Supplies 20.90 Janitorial Supplies 83829 GTSI Corporation 6,504.70 (2)Panasonic Toughbook Computers&Misc.HardwareSoBware 83830 Guarantee gamma Management 670.78 Off-Site Records Storage sl leepiw E%CELftQ2uAP5RFRE%Clams Pact Rixio L Cxms Pao Repot-W31A5 EXHIBIT unalmk Page 5 of 11 9`122001 Claims Paid From 081118106 to 08131106 Warfare No, Vendor Amount Description 83831 Hiker Equipment Company 1.599.06 Misc.Vehicle,Parts,Repairs&Service 83832 Hach do Ponton Industries 913.05 Lab Pads&Supplies 83833 Harold Primrose ice 240.00 Ice For Samples 838M Hill Brothers 21,873.17 Chemicals-Odor&Conoslon Control-Newport Trunklina 83835 Home Depol 1,181.19 Wec.Repair&Maintenance Material 83836 Hub Auto Supply 826.44 Vehicle Paris&Supplies 83837 Industrial Dlsin uAlmi Group 2,162.81 Mechanical Pads.Supplies.Locks&Tools 83838 Industrial Filler Mandaclurem,Inc. 1,008.53 Filled; 83838 Industrial Metal Supply 1,117.37 Metal 83840 Information Handling Sarni 2.770.00 Software Maintenance&Support-NFPA Data Pages 83841 Interstate Batteries of Cal Coast 493.11 Batteries for Vehicles&Cana 83842 Iron Mountain 100.00 Storage Fee-BM Documents PI-37 83843 ISI,Inc. 1.661.80 Software Maintenance&Support-Inlodel for Windows 1000 with Polling Software&Rate Table Updates $3844 J&L Industrial Supply 115.80 Tools 83845 JG Tueker and Son,Inc. 1.460.01 (35)Flag Bracket Kits for Mounting Flags on Traffic Control Signs 83846 Jardson Engineering Contractors,Inc. 23.844.80 Rep.&Maint.Sire.-Fla.1&2-Gate,Antennas,Fen Modlf.,Trickling Filtene,Leak&Sampling Line 83847 Jaya Catering 489.00 Meeting Expenses 83848 Johnson&Associates,L.L.C. 5,000.00 Professlanel Sarvlcas-20060CSD Market Survey $3849 Kfocx.In. 1,716.00 Temporary Empt"menl Services 83850 Kissel Endronrniontel Lab 360.00 Outside Laboratory Services 83851 Klelntefoen Inc. 15.507.90 Soils,Concrete&Other Mandate Testing 83852 L&N Image Apparel 79.09 OCSD Stan Jackets wA-No-Metlkal Team 83853 Llferam Safely,In. 2,202.84 Specialty Ceases 83854 Lorman Education Sarvkea 339.00 Training Registration 83855 Luccfs Gourmet Foods,Inc. 315.05 Meeting Expanse 83856 Maintenarroa Products,Inc. 5,333.63 Mechanical Pads&Supplies 83857 Mandic Motors 155.00 Towing Services 83858 Manpower Profestlonal 5,376.00 Temporary Employment Sendoes 83859 Marvac Electronics 50.81 Electrical Paris&Supplies 83860 McMahan Business Intends 5,043AI Miscellaneous Office Furniture 83861 McMaster Can Supply Co. 08.39 Mechanical Pads&Supplies 83862 Medlin Controls Co. 172.72 Mechanical Pads&Supplies 83863 Morgan Company 1.751.09 Auto Pads B Supplies-Inslallalion of Rear-Mounted Winch on V-552 83864 Molion Industries.Inc. 47.71 Electrical Pads&Supplies 83865 Greater IA Chapter Nat'l.Safety Council 825.00 Membership Mile Neal supply Co. 36.09 Plumbing Supplies 83867 New Horizons,C.L.C.of Santa Ana 600.00 Training Registration 83868 Nickey Petroleum Co.,Inc. 25SA4 Grease 83869 NRG Thermal Sarvkes.L.L.C. 6.66 Mechanical Pads&Supplies 83870 No Way Least Engraving 2,222.84 Asset Tags 83871 GOB Reprographics 22,856.92 Printing Service-M01126100 83872 Office Depot Business Services Division 6,711.74 Office Supplies 83873 Onescurce Distributors,Inc. 2,606.35 Electrical Pads&Supplies 83874 Orange County lose Company 237.53 Hydraulic Hose Supplies&Pads 83875 Orange County Vector Control Disldd 383.20 Peat Commit 83876 Orange Fluid System Technologies,Inc. 8.45 Plumbing Pads&Supplies 83877 Oxygen Servfoe Company 825.40 Specialty Gases antl Lab Parts&Supplies H begWdBJILEL.NaUUMPSH REUChxmr Pep R,xxwxs0MIai,m Pet FepW-pealDe EXHIBIT B fv Im Page 6 of 11 w120oro Claims Paid From 08116106 to 08131106 Warrant No. Vendor Amount Description 83078 Pacific Mechanical Supply 311.81 Plumbing Supplies 83879 Parker Supply Company 1,766.69 Fillers 83888 Persons Water&Infrastructure,Inc. 13,677.88 Professional Services J-35-1 83881 Pa chat Video Productions 21.55 Video&Ed01ng Services 83882 FOG Industries 4,550.00 Repair&Maintenance Services-Pump Shag 83883 Peripheral Manufacturing,Inc. 57.25 Back-Up Tapes&Degaussing of OLT Tapes 83884 PL Hewn Company,Inc. 125.42 Electrical Paris&Supplies 83885 PlaBnum Advisors 5,000.00 Legislative Advocery 83886 Pon Supply 42.55 Beata for Employee Assigned to Ocean Monitoring Activities 83887 Preaalr,Inc. 303.86 Lab Pans&Supplies 83888 Pre-Paid Legal Services,Inc. 881.85 Employee Voluntary Legal Service Insurance Premium 83889 Primary Source Office Furnishings,Inc. 6,536.94 Once Furniture&Misr.Equipment 83890 Propipe 5,576.67 Sewerine Video Inspections 83891 Prudential Overall Supply 2,132.12 Uniforms&Related Articles 83892 OAir Calif.-DN.Pump Engineering 1.549A7 Air,Oil&Separator Fillers 83893 ReBestar Life insurance Company 8,056.98 Voluntary Life,Center&Supplemental Shad-Term Disability Insurance 83894 Rae Systems,Inc. 608.79 Instrument Repels 83885 Rainbow Disposal Co. 3.104.33 Trash Removal 83896 Restate Corporation 822.61 Lab Pam&Supplies 83897 RMS Engimering&Design,Inc. 1.497.50 Engineering Services-Design Services for Ph.t Scrubber Complex Draining Pipe Repairs 83888 Rockwell Engineering&Equipment Co. 6,757.08 Pump Pam&Supplies 83899 RPM EtecMc Motors 10.136.29 Motor Repalrs 83900 RuBand Tool&Supply 310.60 Mechanical Parts&Tools 83901 Safe T Rack Systems,Inc. 513.00 Lab Pans&Supplies 83902 Sancon Engineering,Inc. 5,325.00 Construction-Manhole Rehab.Project 83903 Science Applications International 19.282.81 Ocean Mon08riig&Strategic Process Studies 83904 Scott Specially Gases,Inc. 60.12 Demurrage $3905 Sheshuno0 454.95 Publication 83906 Shureluck Sales&Engineering 1.030.55 Mechanical Pam&Supplies $3907 Siemens Water Technology Carp. 1.182.58 Service Agreement-O1 Water Systems at Plants 1 &2 B3908 Skater,Inc. 3.293.87 Lab Pam,Supplies&Instrument Maintenance 83909 Society for Human Resource Management 160.00 Membership 83910 SOOchom,Corp. 6.488.91 Software 83911 Southern California Edison 33.26 Power 83912 Southern California Trans Service 4.110.03 Mechanical Pam&Supplies 83913 Southern Counties Lubricants 8,445.10 Oil&Grease 83914 Spaddeds 2.914.94 Drinking Water/Cooler Rentals 83915 St.Croix Sensory,Inc. 1.640.00 OOectometry Testing Services 83916 Slanley Steamer International,Inc. 368.00 Ceget Cleaning Services 83917 Seven Trent Laboratories,Inc. 700.00 Oulaltle Laboaory Services 83018 Sunset lMushial Pam 18.18 Mechanical Paris&Supplies 83919 Technical Service Group,Inc. 1.361.60 SCADA System VAX Service Agreement 83920 Syttagro West,too. 982.48 Residuals Removal MO 129-95 83921 TekSystems 7,770.00 Temporary Employment Services 83922 Termin'a Intemalimad 984.00 Peal Control 83923 The Jankavich Company 1,604.83 Oil 83924 Thermo Forma,Inc. 3,244.47 Maintenance Services- (3)Laboratory Incubators H d,ri drXCEL tluV20UPSHARE1Clmms Pad RaPam06LTClama Paid Rapa4-0adt-06 EXHIBIT s,vaono Page 7 of 1 9a24005 Claims Paid From 08116106 re 0W31MS WemeMNo, Vendor Amount Description 83925 Thompson Industrial Supply,Inc. 6,917.47 Mechanical Pans&Supplies 83926 Times Community News 150.00 Notices&Ads 83927 Todd Painting,Inc. 1,820.00 Painting Services 83928 Tony's Lack&Safe Service&Sales 500.46 Locks&Keys 83929 Townsend Public Affairs 5,000.00 Legislative&Executive Advocate for Grant Funding 83930 Tri-State Seminar On-Ihe-River 45.00 Training Registration 83931 Truck&Auto Supply.Inc. 303.68 Automotive Pads&Supplies 83932 Ulire Sclenll8c 390.30 Lab Pads&Supplies 83933 Unffed Paciflc Services,Inc. 19,617.51 Landscape Maintenance at Plants 1 &2 and Pump Stations 83934 United Parcel Service 1,762.05 Parcel Services 83935 Unhrersiy of Soulhem California 350.00 Training Registration 83936 US Equipment Co.,Inc. 286.98 Air Fibers 83937 Veriaun California 81.95 Telephone Services $3938 Vernes Plumbing 2,040.00 Service Contract-Tes0ng&Cad.BsckBow Devices at Pits.1&2 It Pump Sla. 83939 Village Nurseries 160.46 Landscaping Supplies 83940 Vortex Corp. 4.995.87 Repair,Malnt.&Testing Syria.-PII.2 Enlranca Gets,Pit.2 Ro01n9 Steal Doom,&Engrg.Trailer Gale 83941 V WFt SCIen88c Products 10.968.16 Lab Pads&Supplies 83942 The Wackenhut Corporation 8.075.11 Security Guards 83943 Waste Markets Cam. 22,314.95 Maint.Agree.-Gril&Screenings Removal&Digester Mat'l Removal 83944 WEF 144.00 Membership-Water Environment Federation 83945 "is Supply Co. 24735 Mechanical Pads&Supplies 83946 Westcuff Medical Labs 235.00 Lab Servkas-Work Related Injuries 83947 Western States Controls 1,584.87 Podabto Calibrator 83948 XEROX Comore9on 16,918.37 Shimmery&OBke Supplies 93949 Yale/Chase Materials Handling.Inc. 134A3 Electric Cart&Cad Pads 83950 Voided Chack - - 83951 Deirdre E.Bingman 815.58 Meelin9Rrelnin9 Expense Reimbursement 83952 Marc A.Brown 107.21 Meetingrfmining Expense Reimbursement 83963 Areas E.Colston 36.00 Mee0ng/fralning Expense Reimbursement 83954 Robed P.Ghirelll 1.090.03 Meetingrfralning Expense Reimbursement 83955 Ingrid G.Helmbrand 119.57 MeetinglTrelning Expense Reimbursement $3956 Pemry M.Kyle 34.25 Mee0ngrfmining Expense Reimbursement 83957 Kathleen T.Millea 673AS MeetngfTralning Expense Reimbursement 83958 John Mirkovlch 55.00 MeetingRralning Expense Reimbursement 83959 Adam A.Naearoff 108.10 Meeting?relning Expense Reimbursement 83900 Guynh D.Nguyen 290.59 Meetingrfmining Expense Reimbursement 83MI Fred J.O'Brien 182.99 Meeting/Training Expense Relmbursement 83962 Posts,Gilbed 48.00 Meabini fraini g Expense Reimbursement 83963 Joan E.PaAsr-Frey 124.85 Meelingffrainirg Expense Reimbursement 83964 Jamison M.Guests 141.66 Meaiingrfmining Expense Reimbursement 93965 Mark S.Roberts 101.00 Meetingrfralning Expense Reimbursement 83966 Richert E.Schlegel,Jr. 1.306.03 MeeOnglTr lining Expense Reimbursement 83967 Aendema Instruments 4.601.37 Coastal Monimdng Buoy Preparation&Deployment 83968 Orange County Sanitation District 1,835.41 Petly Cash Relmb. 83969 South Coast Air Duality Management Dist. 17.528.74 Permit Fees-Annual Emission,Operation&Mist.Fees 83970 Raceway Ford 36.866.70 (1)Ford F250 Super Cab 4X4 XLT with Lilly Body 83971 Southern Celilomla Edison 105,545.43 Power X VnPOesnrXCEL.dtaV PSMRE1Cbima Paid RryOM%064TClalms Pad Fepm-aeJ1-06 EXHIBIT n„rztmc Page 8 of 11 a".. Claims Paid From 00110RI8 to 0813IMS Warrant No. Vendor Amount Description 83972 Synagm West,Inc. 300,49SA6 Residuals Removal MO 129-95 83973 Woodruff Simple 8 Smart 130,126.10 Legal Services MO 7.26415 83974 Amemn International 1,427,052.40 Consirocdon 1.24 83975 Mike Prllch S Sons 64,737.00 Construction FEO5-20 $3076 Morrow Meadows Corp. 85,500.00 Consmtmion FE02.59 FE02-60 83977 Garden Grove Sanitary District 225,591.02 Cooperative Projects Reimbursement Program 83978 Acrylic Designs,Inc. 215.03 Brochure Boxes for OCSD Consmadimn Likeness 83979 Air Cleaning Solutions 215.39 Air Fillers 83980 Airtime Safety,Inc. 2,405.85 Safety Supplies 83981 Adds,Inc. 690.00 Software-Was Package Sludfe Professional-AUP 83982 AT B T CallfornlelMCI 105.51 Telephone Service 83983 American Telephone&Telegraph Corp. 233.6e Telephone Service 83964 Aurora Pictures,Inc. 1,528.00 Safety Videos 83985 Autcdesk University/Enterprise Event 4.035.00 Meeting Registration-Division 740 83986 Bask Chemical Solutions,L.L.C. 24,948.95 Sodium Slaulfde S Sodium Hydroxide 83987 BMC Business Machines Consultants,Inc. 126.50 Maintenance Service-HP9000 Multifunctional Copkr/Scanner 83988 CA Emissions Program 5.36 Vehicle Emissions Program 83989 California Municipal Statistics,Inc. 300.00 Debt Statement for Comprehensive Annual Financial Report W30M 83990 Cando Engineers 3,286.87 Prolessmmal Services-Annual Rate Study 83991 CH2M Hill 14.951.10 Engineering Services-Needs Asseeamenl for Environmental Compliance Awareness Program 83992 OMAA 85.00 Training Regtsiratlon 83993 Compressor Components of California 1,248.00 Repair a Maintenance Sorvlces-(32)Coils LSVB Ignition 83994 Conrad&Associates,L.L.P. 14.028.00 Professional Services-Financial Audldng Services 83995 County Of Orange Auditor Controller 70.00 Encroachment Permit P2-68 83995 DieMdcMPosl 1.476.08 Hanging Plans Cabinet and Clamps 83997 Docusource,L.L.C. 2,367.00 Phone S Software Updates Annual Subscription 83998 Ecology Control Industries 5,386.90 Hazardous Waste Disposal 83999 Edend 137.66 Wage Garnishment 64000 Employee Benefits Specialists,Inc. 10,535A5 Reimbursed Prepaid Employee Medical B Dependent Care 84001 Feder Corporation 320.51 Freight Services 84002 Fllnek Conference Headquarters 1,095.00 Training Registration 840D3 First American Real Estate Solutions 450.00 On-Lim Orange County Property Information 840N Franchise Tex Board 558.94 Wage Garnishment 84005 Fresco Profles 768.75 Human Resources Background Checks 84006 Dailey Associates,Inc. 2.034.00 Investigation Sendoes M007 Hill Brothers 17,365.29 Chemicals-Odor B Corrosion Control-Norwood Trankline 84008 City of Huntington Beach 16,184.16 Water Use 84009 Industrial Threaded Products,Inc. 300.22 Inventory Fasteners 84010 annual Revenue Service 125.00 Wage Garnishment 84011 Irvine Ranch Water District 8.57 Water Use 84012 IRWD-Remitted Permit Fees 1,570.00 Reconciliation User Fee Refund Program 64013 Keys Producilv9y,Center 179.00 Training Registration 84014 Kissel Environmental Lab 360.00 Outside Laboratory Services 84015 Lam Lighting,Inc 109.54 Reconciliation User Fee Refund Program 84016 LA Testing 16.00 Asbestos Analyses 84017 Leads Nexis Matthew Bender 15615 Books&Publications 84018 M.J.Schiff and Associates,Inc. 6,905.64 Temporary Employment Services H ldopnesTE%CR&u 20NPSHARE%ClaIms Pad Rspa ACIvims Pad RePW-0&3%d EXHIBITS mvztoep Page 9 of 11 rotazoos Claims Palo From 08116106 to 0801106 Warrant No. Vendor Amount Description BM19 McMaster-Can 43SAI Fiberglass Ladders adHardware 84020 McGrew Hill Companies,DBA ENR 5.144.00 Notices&Ads-Various Jobs FY 06417 M21 McMaster Can Supply Co. 2.874.77 Mechanical Paris&Supplies 84022 Mid West Associates 4.882.17 Motor W23 Midwry Mfg.&Machining Co. 2,215.34 Mechanical Pads If Supplies U024 Mission Uniform Service 38.73 Uniform Rehabs 84025 Morgan Company 624.95 Mechanical Pans&Supplies 84026 NASSCUPACP 50.00 books&Publications 84027 National Bond It Trust 1,924.04 U.S.Savings Bonds Payroll Deductions 84028 City M Newport Beach WA7 Werter Use W29 O C Tanner Recognition Company 1,258.83 Employee Service Awards Program 84030 OCS Reprogaphicv 651.11 Printing Service-MO V26I00 84031 OCEA 61028 Dues Deduction U032 Parker Supply Company 797.42 Stein Step Covers If Yellow Safety Stripe M033 Pioneer Americas.Inc. 19.681.54 Sodium Hypochlunte 84034 Polydyna.Inc. 660.28 Cationic Polymer M03-1142 84035 Sanc0n Engineering,Inc. 13.010.00 Construction-Manhole Rehab.Pmject&Fold 84036 SBC Long Distance 1,365.49 Lang Distance Telephone Services U037 Schneider Automation,Inc. 6.133.14 Computer Maintenance Agreement 84038 Stanford Center for Professional Dev. 3,950.01) Training Registration 84039 The Stairwell Company 849.53 Twining Supplies-First Akl1CPR 84040 Summit Steal 54.45 Metal 84041 Toluca Racing Development p2 1,570.11D Reconciliation User Fee Refund Program 84D42 Terminus international 50.OD Peal Central 84043 Time Warner Communication 51.07 Cable Services 840" Tn late Seminar 0n-Ilse-Riser 90.00 Twining Registration 84045 UC Regards 1.250.00 Membership-Environmental Engineenrg Affiliates 84046 United Panel Service 14.44 Parcel Services U047 United Way 50.00 Employee Contributions 84048 US Peroxide,L.L.C. 3,198.89 Odor&Corrosion Control Treatment for Coll.Sys.:Hydrogen Peroxide&Ferrous Chloride 84049 Version Wreless 30223 Wireless Telephone Services 840M 4Imprint.Inc. 7,605.63 Promotional Products 84051 Margate Construction.Inc. 13,684.50 Construction J47 84052 Shabblr S.Baswi 923.81 Meeting/Tralmrg Expense Reimbursement 64053 Jude Brooks 140.89 Meetingrlwding Expense Reimbursement 84054 Caine M.Chaudhry 139.65 MeetingRreining Expense Reimbursement 84065 James E.Colston 156.49 Meetingrfaining Expense Reimbursement 84056 Dairy G.Covanubias 165.00 Meeting/Twining Expense Reimbursement 84057 John Dunaghan 20.00 Meetingrrraining Expense Reimbursement 64056 Mike J.Herrera 714.86 Meetirprfralning Expense Reimbursement 84059 Dean R.Kernels 43.00 Meetingfrmining Expense Reimbursement 84060 Paul Loehr 18.87 MeeOnglTraming Expense Reimbursement 84061 Robed D.Michaels 1,066.60 Meetingrfaming Expense Reimbursement 84062 Anthony P.Mowery 710.26 MeetingRaming Expense Reimbursement 84063 Subash Mysore 107.00 Meethng(Training Expense Reimbursement 84064 Jegadish C.Omganb 99.00 Meeting/Treining Expense Reimbursement 84065 John W.Swindler 122.66 Meeting/Training Expense Reimbursement H:Weptla EXCEL EIeV PSHARBClaimr Ped RepOd� Clams pad RspM-e 1JM EXHIBIT sncW, Page 10 of 11 wi7rzpp5 Claim Pam From OVISIO8 to 08131106 Warrant No, Vendor Amount Description 84066 South Coast Air Dually Management Dist. 336.46 Odor Control System at Weatside Pump Station 3,52 84067 Orlando A.Tampa 62.00 MeelingRroining Expense Reimbursement 8408E Bobby L.Unwell 62.00 MeetingfTralning Expense Reimbursement 84089 Joanne Ward 72.00 MeelingRreining Expanse Reimbursement 84070 Paul Ward 749.79 Meeling7ralning Expense Reimbursement 84071 Bryan Willa 23177 Meepngrtreining Expense Reimbursement 84072 City of Fountain Valley 1,071.94 Permit Fee Pt-102 W73 County of Orange Auditor Conboller 226.00 Administrative Fee-Adlmhnents m PropeM Tax BIOS W74 County of Orange Auditor Controller 315.00 Administrative Fee-Adjustments to Property Tax Bills U075 Michael Ford 1,163.84 Reconciliation User Fee Refund Program 84075 Dorothy Schultz 1.505.33 Rewncilletion User Fee Refund Program 84077 South Coast Air Dually Management Dist. 1,095.47 Odor Control System at Ellis Pump Stalmn J41.8 Total Accounts Payable-Warrants 9 19,807,929.79 Payroll Disbursements 33999 - 34074 Employee Paychecks 8 128.411.50 Biweekly Payroll-0811SMS 34080 - 34661 Employee Paychecks 96759,25 Interim Penrod-Reissues&Penn)Range Adjustments-08fl7R)"W23me' 34662 - 34740 Employee Paychecks 143.032.88 Biweekly Payroll-08130108 34741 - 34744 Employee Paychecks 4.884.59 Interim Payroll-o8124106 129517 - 130070 Direct Deposit Statements 1,151,682.21 Biweekly Payroll 08119N8 130071 - 130624 Direct Deposit Statements 1,214,120.86 Biweekly Payroll 011MOM6 Total Payroll 01e1tursomonts It 2,738,791.29 'PrMIM M W.ear 4.is War.payroll WWI woc Wire Transfer Paymonts COED Payroll Taxes&Contributions S 658.159.65 Biweekly Payroll 08116/06 OCSD Payroll Taxes&Contributions 750,220.73 Bhveekiy,Payroll 08MOM6 US Bank 554.583.70 Series 2000 A&B Refunding COPS August Interest Payment Total Wire Transfer Payments & 1,962,954.00 Total Claims Paid out 6106-08U1106 S 24,509,605.16 M Weplla,&EXCEL.6W2F PSHARE1Cle.ms PBN Repotl1InOM n.Pawl R.,-Cull. EXHIBIT rW21Mc Page 11 of 11 WI.W e t i Orange County Sanitation District MINUTES BOARD MEETING August 23, 2006 �oJN� SARITgr�oy Q � m O y VWV HE ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CALIFORNIA 92708-7018 Minutes for Board Meeting 08/23/06 Page 2 ROLL CALL A regular meeting of the Board of Directors of the Orange County Sanitation District was held on August 23, 2006 at 7:00 p.m., in the District's Administrative Offices. Following the Pledge of Allegiance and invocation the roll was called and the Secretary reported a quorum present as follows: ACTIVE DIRECTORS ALTERNATE DIRECTORS X James M. Ferryman, Chair Arlene Schafer X Doug Davert, Vice Chair Tony Kawashima X Steve Anderson Steve Simonian X Charles Antos Gordon Shanks X Don Bankhead Leland Wilson X Carolyn Caveoche Vacant X Alberta Christy Mike Garcia X Larry Crandall John Collins X Bill Dalton Mark Rosen X Michael Duvall Jim Winder X Norman Eckenrode Constance Underhill X Richard Freschi Bob Fauteux X Sukhee Kang Steven Choi X Phil Luebben Lydia Sondhi X Patsy Marshall Jim Dow A Darryl Miller Douglas Reinhart X Roy Moore John Beauman X Joy Neugebauer Vivian Kirkpatrick-Pilger X Ken Parker Catherine Driscoll X Tod Ridgeway Don Webb A David Shawver Brian Donahue X Harry Sidhu Bob Hernandez X Jim Silva Lou Correa X Dave Sullivan Debbie Cook X Mark Waldman Ralph Rodriguez STAFF MEMBERS PRESENT: Jim Ruth, Interim General Manager; Penny Kyle, Board Secretary; Nick Arhontes; Dave Ludwin; Patrick Miles; Lorenzo Tyner; Life Kovac; Simon Watson; Jeff Reed; Michael Gold; Juanita Skillman; Karen Ramirez OTHERS PRESENT: Brad Hogin, General Counsel; 1 Minutes for Board Meeting -i 08/23/06 Page 3 PUBLIC COMMENTS There were no public comments. REPORT OF THE CHAIR Chair Ferryman reported that Bob Ghirelli,Acting Assistant General Manager, was recovering from emergency surgery and would be returning to work in a few weeks. The committee calendar was reviewed for the month of September. The PDC meeting will be held at Plant 2 on September 14 immediately following a tour of construction sites. The tour will begin promptly at 4:30. It was also noted that the CIP Workshop would be rescheduled for a future date. REPORT OF THE GENERAL MANAGER Jim Ruth, Interim General Manager, briefed the Directors on the last month's accomplishments and referred to his monthly report. He recognized Dave Ludwin, Director of Engineering, who reported on the highlights and success of a Contractors' Open House outreach that staff had held earlier that week. REPORT OF THE GENERAL COUNSEL General Counsel did not give a report. APPROVAL OF MINUTES MOVED, SECONDED AND DULY CARRIED: The Chair ordered that the minutes of the regular meeting held July 19, 2006, be deemed approved. RATIFICATION OF PAYMENT OF CLAIMS MOVED, SECONDED AND DULY CARRIED: Ratify payment of claims set forth on exhibits "A" and "B", attached hereto and made a part of these minutes. ALL DISTRICTS 07/15/06 07/31/06 Totals $8,923,313.72 $37.917,554.06 Director Cavecche abstained from discussion and voting on Warrant No. 83057. Director Davert abstained from discussion and voting on Warrant Nos. 82858, 83016 and 883168. Abstentions were pursuant to California Government Code Section 84308. CONSENT CALENDAR 9. Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follows: r r Minutes for Board Meeting 08/23/06 Page 4 a. MOVED, SECONDED AND DULY CARRIED:Adopt Resolution No. OCSD06-18, Adopting Policies and Procedures for Providing Priority Services to Affordable Housing Projects (Government Code Section 65589.7). b. Item removed from consent calendar. END OF CONSENT CALENDAR 10. Consideration of items deleted from Consent Calendar, if any: c. Directors questioned why the Sanitation District allowed a credit of$90,000 for the quitclaim of easement. Dave Ludwin reported the sale price was determined using an appraisal which valued the property including the liability of abandoning the existing OCSD sewer estimated at$90,000. MOVED, SECONDED AND DULY CARRIED: Approve the execution of a Purchase and Sale Agreement and Quitclaim Deed with Sakioka Farms and Marjack, LLC (collectively, Sakioka Farms)for 0.6112 acres of sewer easement located near the intersection of Sunflower Avenue and Anton Boulevard in the City of Costa Mesa, for$890,000, in a form approved by General Counsel. COMMITTEE REPORTS AND RECOMMENDED ACTIONS 11. STEERING COMMITTEE A verbal report was presented by Chair Ferryman re the August 23, 2006 meeting. He noted that he had met with Congressman John Campbell earlier that week. Congressman Campbell expressed support for the Sanitation District's federal priorities and a willingness to support requests for additional money for secondary treatment, GWRS and the SARI line. Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Steering Committee Minutes for the meeting held on July 19, 2006, to be filed. b. Item moved to non-consent calendar. C. Item moved to non-consent calendar Non-Consent Calendar Michael Gold, Legislative Liaison, responded to Directors questions regarding bills listed on the matrix and the Sanitation District's position. b. MOVED, SECONDED AND DULY CARRIED: Adopt positions on legislation as listed on the Legislative Bill Tracking Matrix, dated August 10, 2006. Minutes for Board Meeting r 08/23/06 Page 5 + C. MOVED, SECONDED AND DULY CARRIED: Amend Legislative Platform to include new procedures for taking positions on legislation. 12. PLANNING DESIGN AND CONSTRUCTION COMMITTEE PDC Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Planning, Design and Construction Committee Minutes for the regular meeting held on August 3, 2006, to be filed. b. MOVED, SECONDED AND DULY CARRIED: (1) Ratify Change Order No. 1 to Plant No. 1 Water Distribution System Modifications, Job No. FE05-20, with Mike Prlich & Sons, Inc., authorizing an addition of$71,930 and 69 calendar days, increasing the total contact amount to $268,308; and, (2)Accept Plant No. 1 Water Distribution System Modifications, Job No. FE05-20, as complete, authorizing the execution of the Notice of Completion and approving the Final Closeout Agreement. C. Item pulled to be considered after closed session. d. MOVED, SECONDED AND DULY CARRIED: (1) Ratify Change Order No. 3 to Peak Flow Management, Job No. J-67, with Margate Construction, Inc., authorizing an addition of$15,205, and 159 calendar days, increasing the total contract amount to$1,387,903; and, (2) Accept Peak Flow Management, Job No. J-67, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. e. MOVED, SECONDED AND DULY CARRIED: Ratify Change Order No. 2 to Ellis and Bushard Intersection, Contract No. I-2-4A, with Mike Bubalo Construction Company, Inc. authorizing a deduction of$815,658, decreasing the total contract amount to$10,375.842. f. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 2 to the Professional Services Agreement with Malcolm Pimie, Inc. for Primary Treatment Rehabilitation/Refurbishment, Job No. P2-80, providing for additional engineering services for an additional amount of$793,641, increasing the total amount not to exceed $7,402,143. g. MOVED, SECONDED AND DULY CARRIED: (1)Approve a budget increase of $10,000,000 to the construction budget for Trickling Fitters at Plant No. 2, Job No. P2-90, for a total increased construction budget of$200,000,000; and, Approve plans and specifications for Trickling Filters at Plant No. 2, Job No. P2-90. r Minutes for Board Meeting O8/23/06 Page 6 h. MOVED, SECONDED AND DULY CARRIED: (1)Approve a Budget Amendment of$300,000 for the Cooperative Project Grants Program, Job No. J- 73, for a total budget of$2,300,000 for Fiscal Year 2006-07; (2)Approve time extensions to Cooperative Projects Contract Agreements: Contract No. 0302 with the City of Anaheim, Contract No. 0404 with the City of Fountain Valley, Contract No. 0409 with Garden Grove Sanitary District, Contract No. 0126 with the City of La Habra, and Contract No. 0417 with the City of Villa Park; and, (3)Approve grant funding for Midway City Sanitary District projects: (a) $519,750 for the replacement of approximately 3,780 lineal feet of sanitary sewer within Basin 22; and (b) $410,000 for sewer repairs at 48 locations for a total amount of $929,750. PDC Non-Consent Calendar No items were considered. 13. LEGISLATIVE AFFAIRS COMMITTEE Legislative Affairs Committee Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order Legislative Affairs Committee Minutes for the meeting held on August 8, 2006 to be filed. Legislative Affairs Committee Non-Consent Calendar No items were considered. 14. GWR SYSTEM STEERING COMMITTEE (GWRSSC) GWRSSC Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order Joint Groundwater Replenishment System Steering Committee Minutes for the meeting held on July 10, 2006, to be filed. b. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 7 to the Professional Services Agreement wtth MWH Americas, Inc., providing for the annual cost of living adjustment in accordance with the agreement for the Groundwater Replenishment System, Job No. J-36, for an additional amount of $102,908, increasing the total amount not to exceed $13,888,359 to b equally shared with the Orange County Water District. GWRSSC Non-Consent Calendar No items were considered. Minutes for Board Meeting 08/23/06 Page 7 ` 15. CONVENE IN CLOSED SESSION PURSUANT TO GOVERNMENT CODE SECTIONS 54957(b)(1)and 54956.9(b): The Board convened in closed session at 7:46 p.m. pursuant to Government Code Sections 54957(b)(1)and 54956.9(b). Confidential minutes of the Closed Session held by the Board of Directors have been prepared in accordance with California Government Code Section 54957.2 and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. RECONVENE IN REGULAR SESSION: The Board reconvened in regular session at 8:04 p.m. 16. MOVED, SECONDED AND DULY CARRIED: Approve a time extension until June 30, 2007, to Interim General Manager James Ruth's contract. Item pulled from PDC to be considered after closed session: 12. c. MOVED, SECONDED AND DULY CARRIED: Ratify Change Order No. 10 to Gisler-Redhill Trunk Improvements, Reach "A", Contract No. 7-36; Orange Trunk Improvements, Contract No. 7-39; Gisler-Redhill/North Trunk Improvements, Contract No. 7-41; and City of Tustin Project Nos. 6106 and 6151, with ARB, Inc., authorizing an addition of$67,483, increasing the total contract amount to $21,602,434. ADJOURNMENT: The Chair declared the meeting adjourned at 8:05 p.m. / /d( Penny M. KVIe Secretary to the Bo id of Directors of Orange County Sanitation District KWepllsgendMBoard Mlnules12006 Board Minules=2306 minules.dw Claims Paid From 07101106 to O7115I06 Warren No. Vendor Amount Descriptlan Accounts Payable-Werrents 82541 City of Vi0a Park S 28.014.25 Ceopeci Projects Reimbursement Program 82542 Me -ifs Life Insurance Company 35.930.75 Group Life,Manager Add'I.Use.Short&Long-Term Disability&Optional Term Life Ins. 82543 Orange County Mum District 58,196.06 GAP Water Project 82644 Southern California Edison eT,awlst Poser 82US VOMnuff Spradlin&Smart 83,254.18 Legal Services MO 7-26-95 82W Southern Connecting Company, 34.574.00 Construdion J43-1A 82MT Chicago Title Company 50.000.00 Noah County Collections Yard Project 15-04-Initial Purchase Deposit 82MB Air Products&Chemicals.Inc. 21,881.06 0 Is M Agreement Ox,Gen.Sys.MO 9-049 82549 AhMed,Inc. 395.45 Ergorromic Computer Supplies 82550 All American Asphalt 6.800.00 Installation&Adjustment of(8)Manhole Frames&Covers 82551 American Chemical Society 294.00 Membership 82552 Amerioon Fidelity Assurance Company 344.40 Employee Voluntary Cancer Insurance 82553 American Sigma,IncJHach do Position 617.63 Instrument Parts&Supplies 825M Anteroom Society for Quality Consul 119.00 Membership 82555 Authentic Promotions.Com 2.368.53 Promotional Items for FOG(Fala,Oils&Grease)Program-Tin Cams 82556 Brown&Caldwell 200.00 Notices&Ads-Jobs Mbsile Postings 82557 Court Trustee 98.62 Wage Gamishment 82558 CjWuIar N8rele6s Airtime 399.19 Wireless Services 82M Consolidated Elect Distributors.Inc. 916.96 Electrical Pets&Supplies 82560 Consumers Pipe&Supply Co. 1.551.70 Plumbing Paris&Supplies 82551 County V11hol0aee Electric Co. 126.38 Mechanical Parts&Supplies 82562 CVfEA Annual Conference 100.00 Membership(Calif.Water Enwoxn.Assoc) 82563 Davids Tee Service 4.900.00 Tree Maint.Service 82SW Department of Child Support Services 300.00 Wage Garnishment 82565 Department of Transportation 1,000.00 Purchase&Sale Agreement-Real Property al Bitter Point Pump Station 82566 DureWo.L.L.C. 390.50 Vehicle Deices WN? Ecology Control Industries B,BSg.31 H cxmdpus more Disposal 82568 Edinger Medical Group.Inc. 420.00 Medical Screenings 82569 Employee genetics Specialists.Inc 10,864.56 Reimbursed Prepaid Employee Nautical&Dependent Care 82570 ENS Resources.Inc. 10,000.00 Professional Services-Lagisialiva Advocate 82571 Court Order 420.00 Wage Gamishment 82572 Fedex Corporation 69.03 Freight Services 825" Fast Metro Appraisals 4,500.00 Appraisal Senece-Proposed North County Pmperty $2574 French se Tax Board 134.BB Wage Garnishment 82575 Frsnchise Tax Board 1W.00 Wage Garnishment 825M Furling&Rigging Cap, 193.84 Mechanical Parts&Supplies 825" Golden State Water Comps ,, 77.51 Weer Use 82578 HDR Engineering,Inc 1,000.50 Profesonal Services P2-82 82579 Internal Revenue Seneca 12&00 Wege Garnishment 8258D Intl.Union of Oper.En,AFL CIO Local 501 4.567.35 Dues Deduction 82581 Keys Productivity Center 199.00 Training Registration 82582 Court Order 150.00 Wage Garnishment 82583 M.J.Schiff and Associates,Inc. 14,898.73 Engineering Services J-106 82584 Managed Health NOFxoA 1,434S.44 Employees Assisteaa Program 82585 McMaster Can Supply Co. 76.28 Fibers 82586 MMway Mfg.&Machining Co. 1,T93.15 Mechancal Pens,Supplies a Repairs 82687 Court Order 225.00 Wage Garnishment 02M NASSCOIPACP M5.00 Spoke&Publications 82M National Bund&Truse 2.460.28 U.S.Savings Bond.Payton Deductions NwplwrPFZC¢.eraowPswa&v]atvnPmaeparmowanruwN Bepwr-w-l5ao E)(HIBITA manse Page of 7 yllcepy Claims Paid From 07M1106 to 07115106 Warrant No. Vendor Amount Description 82590 and Supply Co. 254.14 Pfumbing Supplies 82591 NRG Thermal Services.L.L.C. 1,903.80 Mechanical Parts&Supplies 82592 OCB Reprogmphka 13703.62 Printing Service-MO M6000 82593 OCFA 513.03 Dues Deduction 82SU Orange County Slane 85.00 Wage Garnishment 82695 PCS Express,Inc. 461.49 Coumr S.M. 82596 Peace Omcers Council of CA 1.521.00 Dues Deduction,Supervisors&Professionals 82597 Pre-Paid Legal Services,Inc. sell Employee Voluntary Legal Service Insurance Premium 82598 Pdmary Source Office Fuddshints,Inc. 5,000.88 Office Furniture&Misc.Equipment 82599 PROPIPE 3,151.10 Seuarline Cleaning-City of Tustin&Unincorporated County Property B2600 R L Abbolt&Associates 3,000.00 Kent County Boeolirk Consulting Services $2601 Rory Rea 58.00 Meelingrreining Expense Reimbursement 82602 Rotation Life Insurance Company 7p43S4 Voluntary Life.Cancer&Supplemental Shod-Term Disability Insurance 82603 Ruten&Talon, L.L.P. 175.00 Legal Services Re Placentia Reimbursement Agreement 82604 Scott Specially Gases,Inc. 6.009.04 tab Paris&Supplies 82605 Court Order 721.50 Wage Garnishment 82606 South Coast Air Quality Man rgemeM Dial T72.51 Permit Fees-Annual Emission,Operation&Miso.Fees 82607 Thompson Industrial Supply,Inc. 181.00 Mechanical Pads&Supplies 82608 Townsend Wblo AKeim 5,000.00 Legislative&Executhre Achecete for Grant Funding 82609 TO-Slate Seminar OnOre-River 45.00 Training Registration 82610 United Way 150A0 Employee Contributions 82611 Verizon Wneleas Sol Wreless Telephone Services 82612 Vortex Cory. 209.30 Door Repairs in Gas Compressor Basement 82513 V WR Scientific Products 11.23 Lab Paris It Supplies 82614 WEFTEC 1.350.00 Meeting Registration-Divisions 420&860 82616 Court Order 59T.W Wage Garnishment 52616 Cognomina Bank&Trust 2.446.00 Comtuddsw J-33-1&Retention 82617 Karen I.Baroldi 166.01 Meetingrraining Expense Reimbursement 82618 Victoria L.Francis 58.00 Meafingrreini g Expense Reimbursement 82519 Michael T.Haworth 170.00 Mcefingrrsosg Expense Reimbursement 82620 VledlmirA Kogan 1.448.49 Mse6ngrminiW Expense Reimbursement 82621 Ellen Ray 865.75 Meelingrrsiniig Expense Reimbursement 82622 Roxam Botesh 1,595.33 User Fee Refund Regardmg Septic Tanks 82623 County of Orange Author Consular 315.00 Administrallve Fee-Adjustments In Property Tex Bills 82624 County of Orange Auditor Coduater 480.00 AdministraBve Fee-Adjustments W Property Tax Bilk 82625 Wemn E.Dunn 1,163.85 Used Fee Refund Regarding Sal Tanks 82626 Vernon Lee Martin 484.18 User Fee Refund Regarding Septic Tarts 82627 Josefins Napolea 1.163.85 User Fee Refund Regarding Seplic Tanks 82628 (force,Inc. 5,148.00 Temporary Employment Seoncas 82628 Manpower Prokxional 5,376.00 Temporary Employment Service. 02630 Xyon Business Solutions,Inc. 3,900.00 Tamporery Employment Simulate 82631 Delrdre E.Bingman 65.39 Mernngrraimn,Expense Reimbursement $2632 Pots A.Zeiler 30.89 Memirgrreining Em mO Reimbursement 82833 LAChemirel 1,935.46 Bleach a2634 Able Scala Repair 790.00 Loading Scefes Quarterly Inspection&Certificated for Ph..1 It 2 82635 AbwMs Standards,Inc. 241.00 Lab Pans&Supples 82636 Accounting Options,Ira. 3,3137.00 Temporary Employment Services 82637 Acaetenderd 97.98 Lab Parts&Supplies 82638 Advanced Cooling Technologies 460.00 Air Conditioning Service 82639 AG Distributers and Supplies Corp. 164.28 Return&Maintenance Supplies HwgwreExwl4wvmwp511nREIMe s Pat Rnxnmo�umn Paw R xxt-07-1 o EXHIBITA &Wtrmc Page 2 of 7 M1t&YD9 Claims Paid From 07MIM to O7115N6 Warrant No. Vendor Amount Description 82W Allies Safety,Inc. 143.96 Safety Supplies 82641 Alfa-Leval.Inc. 1.391.32 Elemlifal Pads&Supplies 82642 Ahmed Inc. 41.00 EMonomic Computer Supplies 92643 Allied Packing&Rubber,Inc, 43.19 Medunitel Pans&Supplies V644 American Chemical Society 139.00 Membership 82645 Analysis,Inc, BOMB Oil Test Kt&Analyses 02646 AWIeOne Employment Servce 2,141.00 Temperer,Employment Bonn. 82647 Aquerc Bioassay and Consulting Labs,Inc 785.00 Whole Effluent Toxicity Testing 82648 Arch Wrceless 1,068.50 Paging Service-Afnims,Service&Equipment 82649 Ashbrook Coq oration 162.N Witidepress Pens&Supplies U650 AT&T terminal Bills, 2,00190 TelepMrre Service 82651 Foams&Trophies Company 13.47 Avoids&Trophies $2652 Bask Chemical Solutions.L.L.C. 23,836.10 Sodium BisuHile&Sodium Hydroxide 82653 Battery Specialises 107.32 Batteries 82654 Berge's Govemor Service 36.77 Mechanical Pilots&Supplies e2655 Big Canyon Community Association 655.75 Constructed 05�62 82656 BlnMemi Vilek.lnc. 592.57 Lab Pans&Supplies 82657 Btospherical Instruments.In. 532.21 Imprudent Maintenance&Calibration Services 82658 Black Box Corporation 295.20 Communicated Equipment Pens&Supplies 82659 Boyle Engineering Consecration 2.134.49 Professional Services 1.24 0 OO City of Tustin 24.O00.00 Construction 7-39 82661 CA Emse.Program 5.35 Automated State Smog Program 82662 Cal Gloss,Inc 1.426.82 Lab Pads&Supplies 82663 Cambridge Isotope labs 5.078.12 tab Pens&Supplies 82664 CCP Industries. 4,95206 Janitorial Supplies 82665 Coast Transmission 1,813.35 Transmission Overhaul-V-412 82666 COI.Farmer InstumOnt Co. 421.42 Lab Pens&Supplies 82WT Columbia Analytical Services,Inc. 270.OU Aealyas of Wasexdter,Industrial Wasional8 Btosofes 82WS Communications Supply Corp. 2,355.65 Cable 82669 Coreffl ni Tschnoegies 8.45534 Computerllardwere(SoBwae 82670 Consolidated Elect Distributors.Inc. 337.73 Electrical Pans&Supplies 82671 Consumers Pipe&Supply Co. 1.195.09 Plumbing Parts&Supplies 82872 Controlled Motion Solutions 103.92 Electrical Park&Supplies SN73 Corporate Express 4.424.62 Omce Supplies BM74 Cotrech Engineering 4.648.29 Pump Supplies BNTS County of Orange Arditor COnteler 4,951.88 Emergency Services Re Effluent Discharge from OCSO TB"Outfall on 4129106 82676 County Molests.Electric:Co. 2.609.33 EMcrted Paris&Supplies 82677 CUNO.Inc. 37.20 Pump 82678 Dapper Toe Co. 415.14 Truck Toes 62879 Cal Mar Analytical 590.00 Analysis of Biesonds 0 OO Dennis Greenberger,Ph.D. 1900.0) Proessionel Services-Fit for Duty Exam 82881 Damon,Water Controls 3,026.85 MCWnral Pares&Supplies 82602 Don Wb0&Assocatea.Inc. 8,61I Instrument Pans&Supplies-Emissions Monitor $2683 Elects Bond Inc. 4,902.64 Repair&Maintenance Services-Fusion Bond Guying of Relief Valve Sax Gestalt Pipe 826M Electrical Reliabilly Services 6.871.00 Professional SOrvices-Electrical Reliability Testing for Capitol Projects}T .552&N2 62685 Embarcedero Technologies.Inc. 6,777.84 Software Meint.Agreement-lu Artisan BMW EMEDCO 749.45 Visimr Sbgn4n System 8208T Eochamer,Inc 4,700.00 Ocean Marketing&OW91 Inspection&Maintenance 82688 Pmironmentol Compliance Inspection Svce. 2.000.00 Professional Services-Fats.Oil Geese(FOG Program)Inapectiens 82WS Environmental Resource Associates 1,364.74 Lab Paris&Supplies H:wgwcFXCELatlV3lMPyslnEldasm Pma Repre9arclabns Pam Rq -W-tree E%HIBITA b 210a: Page 3 of 7 ylyXay Claims Paid From 07/01/06 to 07115I06 Warrant No. Vendor Amount Description 82690 Equal Air Balance Company.Inc. 4,300.00 Air Flaw Testing @ Primary Sc ubbers 82691 Ewing Imgi lion Industrial 351.53 Lands ome Imitation Pads&Supplies $2692 Full Spectrum Analylics 2.389.13 Instrument Repair&Maintenance Services 82693 Fairfax CoWdoon 110.78 Freight Services SM94 Filledipa Comoralian 230.88 Fillers SN95 Fisher Sentrodc 7,555.59 Lob Paris&Supplies final Fla Systems.Inc. 3,001.72 Pump Parts&Supplies 82897 Forest Engineering&Surveying.Inc. 420.75 Survaybp Services-Varmu3 Capital Projects 62698 Fountain Valley Paints.Inc. 168.D9 Paint Suppkes 82698 Franklin Covey 493.10 Office Suppose 82700 Fresco Profiles 301.25 Human Resources Background Checks 82701 Full Spectrum Analytics.Inc. 832.00 Pump Repairs 82702 Gemini Lumber Company 139.51 LumberlHardware 62703 Damon Grove Samlery District 20.800.00 Cooperative Projects Reimbursement Program 82704 Gerald Callahan Company 2.149.60 Chemicals 82705 GBC Diameral Binding Corp) 48.30 Stationery&Office Supplies $2706 George T.Hell 20,116 Flow Swilch 82707 Gelinge Castle 3.658.54 Lab Paris&Supplies 82706 GMdeneest Window Service 1,040.00 Maintenance Services-Power Wash Is Concrete Cleaning at Waste Haulers Station 82709 GDvemmem Finance Ol6cens Association 150.00 Nolces Is Ads 82710 Grainger.Inc 8,057.93 Mechanical&Electrical Parts,Supplies&Tools 82711 The Grimstad Company 1.819.80 Instrument Parts&Supplies 82712 Harlingen Ind.Plastics 5.103.12 Pump Paris&Supplies &2713 Hach fdo Forms lndusees 9.106.36 tab Pads&Supplies UT14 Harold Primrose Ice 140.00 Ice For Samples 82716 Howled Finessed Company 11,331.35 IN)HP Nalebook Warranty Upgrades&(2)HP PCs a2716 Hill Brothers 16,768.36 Chemicals-Odor&Corrosion Control-Newport Trunkline 82717 Home Depot 807A0 Misc.Repair It Maintenance Material 52718 Hope Heaah6HAC 538]2 PUMicatipn-Wrmeae Newalattera 92719 Industrial Distrb.torn Group 718.48 Mechanical Pads,Supplies.Lock.&Tools 82720 Industrial Threaded Products,Inc 463.81 Inventory Fasteners 82721 Interstate Batteries of Cal Coast 2,025.86 Batteries for Vehicies&Carts 82722 Imensys System,Ire 1.238.92 Electrical Paris It Supplies 62723 Inane Ranch Water District 5.45 Water Use 82724 ISA 170.00 Membership 82725 ISEC,Inc. 1,536.46 Lab Parts&Supplies 62726 Jefferson Smur9l Cory.(U.S.) 6.464R2 Recooctliallon User Fee Refund Przgrom 92727 Joys Cateriig 1.543.19 Meeting Expenses 82T2a Johnstone Supply 1.350.01 Electrical Parts&Supplies 82229 Julien A.McDermott Coroomtinn 718.43 Scher Marine Lights for Oceanographic Buoys 82730 Kelly Paper 17.19 Paper 82731 Kforce.Inc. 1,914.00 Temparery Employment Servicss 82732 Lorman Education Services 221.B7 Training Registration 82733 Lab Safety Supply,Inc. 141.17 Lab Paris&Supplies 82734 Lee&Ro.Inc. 3.528.99 Pm%saonal Services P247-3 82735 LINJER 7.275.68 Professional Service-DART MO 9-22-99 82736 Luti s Gourmet Foods.Inc. 30.00 Meeting Expense 82737 Lynn Workspace Products 593.63 Storage Cabral 82738 Manpower Professional 1,68D.00 Temporary Employment Services 82739 MC Junkin Coro 79.50 Mechanical Pads a Supplies I1tlrPVtl'E%QLea1�MANRa`dhePW flepmmOMebnr Pisa Ryen.m.lsae allISIT A &x41Mc Page 4 of 7 M11.` Claims Paid From 07MIMS to 07/15I00 Wandered No. Vendor Amount 0eecriptbn W740 McMaster Can Supply Co. 845.28 Mechanical Pens&Supplies U741 Mervin Controls Co. 615.15 Instrument Pegs&Supplies 82742 Mike Pdich&Sons 17.674.00 Corks ilon FEOS-20 82743 Mission Ataasive Supplies 111.05 Jenborial Supplies 827" Monster.Inc. I,W0.00 Nw:m&Ada 82745 Mooring Systems.Inc 2.748A0 Open Tripod for Moomg Program B2746 Nawvl Technology Tonneau.Inc.. 6,212.00 OnBite Tramsg-Centrifugal Pump 82747 Natural Plant Services,Ix. 6,985.00 Vacuum Truck Sericee 82745 Neel Suppa,Co. 703.94 Plumbing Supplies 82749 Newark Electronics 306.15 EleWicel Paris&Supplies 82750 Nextel Communications 880.80 Cellular Pliers&Air Time 82761 The Noroo Companies 349.44 Mail Delhary Service 82752 OCS Reprographics 368.96 Printing Service-MO 126m0 82753 Ol Analytical 396.52 tab Pads&Supplies 82754 OMRON IDM CatWls,Inc. 1,181?6 aWricel Parts&Supplies 82755 Onewurce Distributors.Inc. 479.50 Elaclncal Parts&Supplies 827M Opts Scheme 600.00 SOBware License Transfer Fee 82757 Orange County Huse Company 123.22 How Supplies&Pads 82755 Orange County Tax Collector 51.95 Properly Tex Assessment-1730 W.Coast Hwy. 827N Orange Fluid System Technologie,1.. 02.70 lab&Plumbing Palle&Supplies 827M Oxygen Service Company 1.310.42 tab Paris&Supplies&Specialty Gates 82761 PAC 714.38 tab Peres&Supplies 82762 Pacific Mechanical Supply M9.68 Plumbing Suppose U763 Parker Supply Company 808.13 Instrument Peres&Supplies 82754 Parkhouse Tire,Inc. 169.49 Tres U765 Patriot View Productions 548.02 Vids o It Editing Services U766 PCG Industries 1.500.00 Mechanical Maintenance&Repairs-Fan Shaft 82757 Pit.Hewn Company,Idi 212.12 ElecUicel Paris&Supplies 82768 Principle.Ine. 38.19 Lab Paris&Supplies 82769 PROPIPE 16,295.84 Seuadne Cleaning-City of Tustin&Uninmry.Co.Prop.;Remoyal of Sewer Rod&Plummets Cable 82770 O Air Calif.Div.Pump Engineering 6,770.34 Mechanical Pens It Supplies 02771 Rainbow Disposal Co. 3,104.33 Trash Removal 82772 Restek C.M. 3,381.48 Lab Peres&Supplies 82773 Rockwell Engineering as Equipment Co. 5.324.08 Pump Pads It Supplies 82774 Royale Cleaners 19.50 Dry Cleaning Services 82775 RPM Electric Mature 4,095.24 Motor&Motor Repair U776 RSA Sumer Soil Products 1,575.84 Soil Materials 82777 Saddleback Materials Co.,Inc. 331.40 Send 82778 SBCWCI 757.46 Telephone Services 82779 See Bid Electronics,bic. 6,391.60 Lab Instrument Maintenance&Calibrwon Services 82780 SGE,Inc. 1.973.94 Lab Paris&Supplies 82781 Shamrock Supply Co..In, 2.237.41 Aerosol Cleaner 82782 Shureluck Sales&Engineering 393.13 Mechanical Pads&Supplies 82783 Sigma Aldrich,Inc. 111.86 Lab Paris&Supplies 827" SKC Weal,1. 2.170.10 Safety Supplies 82785 Smmt Pipe&Supply,Ins 31.26 Plumbing Pads&Supplies 827M So Cal Gas Company 13.329.97 Natural Gas 82787 So8ch0ice Corp. 8,028.45 Soawere 82788 Source Graph= 2.O S.00 Copier Maintenance Agreement 82789 Southem California Edison 9A03.81 Power NMepes0lFJtGELgYZ1PAP$W,19:lCwme PitRpaly90MLMa Pout Ryon-W-15p0 E%HIBITA Bix2sm Page 5 of 7 W114i Claims Paid From 07M1/08 to 0711 6 Warrant No. Vendor Amount Description 82790 Southern Catibmia Trans Service 90.aa Electrical Pads&Supplies 82791 Specialized!Environmental.Inc. 4,550.00 Envlrenmemel AbatemerN Services 527W SPEX Cassava,Inc. 68.26 Lab Paris&Supplies 82793 Summit Steel 2.543.54 Metal 82794 Sunset Industrial Pam 67.09 MaManical Pacts&Supplies 82795 Technical Send.Gaup.Inc. 1,381.60 SCADA System VAX Service Agreement a2T96 Systems Schuman Company 1,616.25 Security Came.&Hardware WTW Tergel Specialty Products 120.68 Insecticide 82798 Taco Pacific Fire Protection 1,900.00 Only./Annual Re Sprinkler Inspection.Maint.&Ced.at all. 1&PIL 2 82799 Teradmic lnlemelbml 11&00 Pest Conlml 828M The Standard Insurance Company 2,5153.68 Fxaculive Disabily Plan Premium 82801 Thomas V.GuvVd,r 500.00 tab Analyses 82802 Thompson IMustnel Supply,Inc. 4.677.53 Meamem.1 Pads&Supplies 82803 Time Winds,Communication $1.07 Cable Services 82804 T-Mobile 108.33 Wialess Air Time 82805 TMV Systems Engineering.Inc. 3,437.50 Sahara.Maintenance WON Tony's Lock&Sate Service&Saks 98.39 Was&Keys WHIT Tortuga Pool Services 620.00 Maintenance Agreement-Weekly Cleaning of Atrium Pond 82808 Traffic Combat Service,Inc 4,103.82 Traffic Safety Supplies/Rentals 52M Tremce Incorporated 390.00 Repairs is Maintenance Services-Roof of I.T.Trailers 82010 Tn-Slate Seminar On-the-River 45.00 Training Registration 82811 Truck&Auto Supply,Inc. 1,331.81 Auhamotive Parts&Supplies 82012 U0rs Scientific 762.50 Lab Pads&Supplies 82813 The Unisource Corporation 9.547.51 Office Supplies 82814 United Pacific Services,Inc. 16.467.51 Landscape Maintenance at Plants 1&2 and Pump Sklions 82815 United Parcel Service 42.03 Pamal Servtms 82816 US Aircendilioning Distributors.Inc. 328.10 Pragremmabk Thermostat 82617 US Equipment Co.,Inc. I.M.14 Valve Supplies 82818 Venzon 78.85 Telephone Service 82819 Verizon Caliiomia T14.22 Telephone Services 82820 Verne.Plumbirg 150.00 Service Contract-Testing&Carl.Backi Devices at PRO.1&2&Pump Ste. 82821 Vision Communications Co. 6.205.46 (8)Portable Replica 82822 VWR Scientific Products 4AN.22 Lab Pam&Supplies 82823 Welty Machinery,and Tod Supply.Ix. a0.81 Mechanical Pam,Supplies&Tools 82824 Waste Markets Corp. 16,619.42 Maini.Agree.-Gnt&Screenings Removal Is Dniester Man Removal 82825 Witter Environment Fadaretied WS.00 Membership 82826 Weals Sanitary Supply 179.51 Jandodal Supplies 82827 West Coast Analy0cal Service,Inc. 110.00 Outside Lab Services 82828 Weal LSe Supply Company,Inc. 383.33 Eledncal Pads&Supplies B2629 Western SMibhes&Controls,Inc. 8.457.00 Maintenance Agreement&Technical Support for 100 Devices 828M Weston&Who..Inc 1,00.00 Outside Laboratory Services 82831 Wed-abs,Inc. 1,670.00 tab Equipment Service WOW Workbhca SOSwae,Inc. 21,000.00 Prgkukml Services-J-104 $2833 XWn Business Solutions,Inc 3,240.00 Temporary Employment Services 82834 YelalChese Materiels Handling,Inc. 99.84 Electric Cent Pads 82035 3CMA 360.00 Membership 82836 Paul"my 727.27 MestinpRreirrirg Expense Reimbursement 82837 James D.Nbvpnger 1,776.45 Meeting?rainin,Expenisa Reimbursement 82838 Purvi R.PaIel 1,093.02 MeehmgfTreiniW Ea arose Reimbursement 82839 Ken H.Warg 190.00 MeetinpfT.ining Expense Reimbursement H'Wm1aM ELaM7mNP5H5aP4mm Pa4BamrtO6eT4am Pm upon-mnsee EXHIBITA nnotmc Page 6 of 7 Mime r s Claims Pam From O7MI106 to D7115106 Wamnt No. Vendor Amount Description 82M Paull A.Zeller 105.52 Maetingnmining Extreme Reimbursement 82841 County of Orange Audited Controller 255.00 Administrative Fee-Adjustments a Property Ted,Bills 82842 County of Orange Auditor Cordmew 525.W Administrative Fee-Adjustments M Property Test Bills 92843 Laura Cou rilie 1.437.79 User Fee Refund Regarding Septic Tanks 82W Gowmment Finance Officers Assaaation 575.00 Review Fee-GFOA Achinnment Award for Financial Reporting for FY 2006037&2007108 82US Michael NOW and Dell 749.02 Employee Computer Loan Program safes ARB,Inc 497,394.00 Conelmction 7-36,7-39,&741 828e7 &own&Crossett 32,985.66 Professional Services CMOMIWUR Program 82MO CPEIA 201.746.00 Excese Workers'Compensation Insurance(CA Public Entity,lnsumme Authority) 62849 Driver Ahead Insurance Service.Inc 391,233.25 California Municipal Excess Usbillty Insurance(CAMEL) a2850 Earth Tech,Inc. 28,986.67 Professional Sarvicea P1-106&358 82851 GHD.L.L.C. W,628.00 Professional Services-Asset Management Program 82852 NOR Engineering.Inc. 43,600.62 Professional SeMces P142 82653 Remiron Companies,Inc 70.178.06 Ferric Chloride 82854 OCERS Who 63.000.00 RMSR Agreement 82855 PBS&J 164.088.23 Professional Services 3-62 82856 Pass.Amerkas,Inc 211,506.09 Sodium 11,schlonte 82857 Polydyne,Inc. 39.892.49 Cationic Polymer MO 3.1142 E2850 REF Consulting 29.935.60 Engllaering Services 2.41 82859 Sancen Engineering,Inc. 369,023.29 Construction-Manlde Rehab.P4 7-21&Fold&Reformed PVC Poe Rehab.of Small Dia.Serer Pipe 82860 Scotland d California Edison 1,000,000.00 Construction Pl-97 82861 Tule Ranchffunsn Fames 203,892.60 Residuals Removal MO 3.2945 82W2 UBS Financial Services,Inc. 37,46T.95 Remarketing Fee-2000 A&B Series Ativancetl Refunding COPS(or 1992 Advanced Refunding) 8251 US Peroxide.L.L.C. 23&138.37 Oder&Conoafon Control Treatment for Coll.Sys,Hydrogen Peroxide&Ferrous Chloride 8264 Driver Nobel Insurance Service,Inc. W3,22D.OD Property and Boger&Machinery Insurance 82865 Orange County Somewhere District 29,BO7.T6 Worker's Comp.Reimb. 82866 Lawyers Title Compmw 123.000.00 Escrow Closing Casts-Real Property at Bitter Point Pump Station 549 Teal Accounts Payable-Warren% S 5,747,094.49 Pavroll Disbursamenb 336&5 - 33759 Employee Paychecks S 122,114.41 Biweekly Paying 07MMS 337M 33789 Employee Paychecks 21.836.77 Interim Payroll-Robot.TerminationslResignation,Manager Biannual US 127845 -128394 Direct Deposit Statements 1.087.140.83 Biweekly Payroll O7ro5106 Total Payroll Disbursements 51.231.092.01 W er Transfer Payments OCSD Payroll Taxes&Contributions S 621,617.20 Biweekly Payroll 07I05I06 Deutsche Bank 588.726.05 Sedes 2006 Certificates Of PaNdpation June Interest Payment US Bank 595,227.07 Series 2000 A It B Refunding COP,June steresl Payment JP Morgan Chase Bank 139,556.90 Series 1993 Refunding Carbonate of Participation June 2006 Interest If Principal Payment Total Wlm Transfer Payments 51,945,12T. e'- Taal Claims Paid 07ro1MS-07/15186 S 8,023,313.72 Hldpg TkJ Lm.aamnP&annnW .dRgonmaw .fteRwmt m-1546 FXHIBITA N✓116k Page 7 of furnace Claims Paid From 0TH5I08 to 07/J1K16 Warrant No. Vendor Amount Description Accounts Payable-Warner" 82887 Abel Grover B Assariame 6 56,835.00 Professional Services-Traffic Impact Anatysie 1.24 82868 Blue Cross of Celilomis 40B,341.68 Medical Inwence Premium 82859 Broom&Caldwell 553.868.49 Proeulonal Services P240 82870 Delta Dental 58.097.87 Dental Insurance Plan 82871 Kaiser Foundation Health Plan 67,015.56 Medical Insurance Premium 82872 Melcolm Pimie.Inc. 35.931.09 Professional Service.J-79 82873 SCAP 50AOD.00 Membership Dues 82874 Southern Columbus Lubdcum 36.942.53 Oil 82875 Slafe BOad of Equalization 46,125.00 2005-06 Sales Tar Return 82876 Tula RancuMagan Fame 30,169.00 Radicals Removal M03.29d5 82877 AKM Consulting Engueery SAWN Professional Service.-Pad-Time Dig Alan Technician 8287B American Express 24,696.01 Purchasing Cam Pmpmm.Misc.Supplies&Services 82829 American Training Resources,Inc. 1,071.67 Safely Videos 82880 Appleone Employment Service 7.829.35 Temporary Employment Services 82881 AT&T Universal BiW 737.20 Telephone Service 82882 American Telephone Telegraph Corp. 26,55 Telephone Service 82853 Baker Tanks 1,080.00 Tank Rentals 82BB4 BC Me Rope&Ridging 1,808.64 Mechanical Paris&Supplies 82885 County Of Ormga 235.26 Maint,Agreement-Repeidinstallation of Base,Handheld&Vehicle Ratios 82885 COW Trustee 98.62 Wag.Gamishment 021387 Cal Prolection 1.096.00 Service Agreement-Helon Fire System at Mi.2 Control Center 02BBB CALPELRA 2.486.00 Membership&Trans,Anginal 02889 CMM 340.00 Training Reghlrallon 82890 Compressor Components of Calilomia BSS61 Valves 62891 County Of Orange Auddor Controller 105.00 Encroachment Permit P2-6e 82892 CSMFO 54.00 Meeting Registration-Division 220 82893 Culligan of Orange County 48AS Maint.Agreement-Can Gen Water Softener System 82894 Dapper Tire Co. 2,059.53 Truck Time 82B95 David's Tree Service 3,500.00 Tree Malnt.Service 82898 Diamond Inleme,Inc. 677.00 Installation of Mini Blinds at Purchasing Building 82897 Employers Group 9,020.00 OnSde Training-Clerical Training Pmgmm 82898 Vold"Check - - 82899 Employee Benefits Specialists,Inc. 10,774.15 Reimbursed Prepaid Employee Medical&Dependent Care 82900 Environmental&Ocwpational Risk Mgmt 24A5 Professional Services-"door Air Duality Investigation BnOl Emimemennal Engineering&Connecting 10,094.13 Professional Service.-Fa"Oil&Grease(FOG)Study 82902 Court Order 420.00 Wage GarnisM1menl 82903 FEDEX Comets, 110.61 Freight Services 629M First American Reel Estate Solutions 483.00 On-Line Orenpe County Property Information 52905 Franchise Tax Board 118.56 Vyepa Garnishment 82806 Detonator ConsuBenls,Inc. 9,050.00 Soils,Conorele&Other Matamhe Testing 82907 Green Perot 111.52 Meeting Supplies 8280E Greenleaf Industries 2,500.00 Weed Abatement&Herbicide Application Services 82909 Harrington Industrial Plasece,Inc 294.32 Mechanical Pan&Supplies 82910 Hasher.Inc. 754.25 Meter Rental Charges&Misc.Supplies-Intalilouch System Complete Mail System 8291l Huntington Beach Libmry 1.000.00 Meeting Room Renal Fee 82912 freight Investments 15,903.44 Profeaslonal Service.-Computer HadmrWSol m-Nemerk BM3 Internal Revenue Service 125.00 Wage Gami.hment 82914 IBM 5,103AS Mainlenaece Agreement AS400 82915 Intl.Union of Oper.Eng.AFL CIO Local 501 4,520.99 Dues Dedudion MIS Kiorce.Inc. 1,914.00 Temporary Employment Services 82917 L&N Uniform Supply Co.,Inc. 1.31449 Incentive Items-BlosolHs EMS Incentive Program 82918 L&N Image Apparel 2,361.00 OCSD Bell Ceps w SD If EMS Logue r1:espwa'FJICELuaiapAP61u9Ey}.uro Pea npmlOsarWbn Pam Rqm-wJtae EXHIBIT 8 .N2MR Page 1 of 8 "liana Claims Paid From 0711=6 to 01131MS Warrant No. Vendor Amount Description 62919 labaitronu 4,125.00 Mememuce Agreement for(11)Label Printers 82920 Court Order 150.00 Wage Gemishmenl 82921 LueCika Crean Syakms.LL C. 4,994.00 Repairs&Maintenance Services-V420 82922 McMaster Can Supply Co. 2,511.69 Menthe l Pans&Supplies 82923 MDS Consulting 5.272.80 Professional Sue lg Services 1.24 82924 Court Order 225.00 Wage Garnishment 82925 Motion Industrin.Inc. 729.41 Electrical Pads&Supplies ants fissional Bond&Trust 2.460.28 U.S.Sarongs Sense Permit Deductions $2927 New Honzi C.L.C.of Santa Are 1880.00 Training Registration 82926 None Corporation 1,220.00 Publication 82929 OCAIHA-Orange County American Indus. 50.00 Membership 82930 OCS Rapmgraphin 3,812.92 Pitting Semce-MO 1nW0 82931 01 583.03 Dues Deduction 82932 Onesource Distributors.Inc. 80.81 Electrical Pads&Supplies 82933 Orecte Cory 1,910.35 Tmining Registration $2934 Oxygen Service Come, 645.81 Lab Pens&Supplies 82935 Pageniry Wbnd Inc. 11.37 Hansom 82936 Farmhouse Tire.Inc. 542.56 Time 82937 PCG Industries 2.0011 Pump Repairs IiNu Pearce Officers Council of CA 1.521.00 Dun Deduction,Supervisor&Professionals 82939 Primary Source Office Furnishings.Inc. 1.938.23 Most Furniture&Mix.Equipment 82940 Priterguy 3.528.50 Printer Maintecance 82MI Ponara Ai Injury Center 98.00 Musical Screenings 82942 PROPIPE 3.508.09 Ssmedine Video Inspections for Damage.infiltrations&Illegal Connections 82943 Prodental Overall Supply 3,030.52 Uniforms&Related Articles 629" Quinn Group,Inc. 399.55 Or Filler 82945 RMS Engineering&Design,lnc. 8,682.50 Professional Services-Evaluation of Proposed North County Maimenance Yard Property Acauisieon 82946 SARBS4:WEA 45.00 Training Registration 82947 SCAP 5.731.&D Rem County Liggaboi Fund 82848 Scott Specialty Oases,Inc. 140.n Cylinder Rentals&Demurrage Mile SCMIF 25.00 Membership 8n5D Court Order 721.50 Wage Gamishmenl 82951 So Cat Gas Company 12.01 Not Gas 82952 South Coast Air Quality Management Dist, 558.90 Peril Fees-Annual Emission,Operation&Marc.Fees 82953 South Coal Air Quality Management Dist 556.90 Permit Fees-Annual Emission,Operation&Misc.Fees 82954 Southern Cadmium Edition 3.201.48 Former 82955 Summit$Wel 802.75 Metal $2956 Terinix International 844.00 Past Control 82957 The Orange County Register 2.527.80 Notice,&Ada 82958 Theater Elemnml 342.40 Lab Pons&Supplies 82959 Tmea Community Nava 118.25 wt.&Ada 82960 Tr/Slate Seminar On4he-River 45.00 Treimng Registation 82961 United Panel!Service 474.47 Pit Senecas 82962 United Way 160.00 Employee Contributions 82963 US Metro Group.Inc. 11.279.00 Janitorial&Floor Maintenance at Plants 1&2 829" Venom Celifomis 119.34 Telephone Somme, 62g85 Victor Service Plan CA 9.941.26 Vision Service Premium 82066 The Wackenhut Coryomilan 2D,842.31 Security Guards 82967 MWReuse Association 500.00 Meeting Regmemllon-Division 631 829M 'Al 182.00 Membership-Warier Enemandenl Fedonlion 82969 Woods Hole Group,Inc. 147J1 Professional Services-Down Monitoring 82970 Xyon Business SDIO.S.Inc. 6,300.00 Temporary Employment Services 82971 Court Order 597.50 Wage Gemishmenl H:Mg4meaFXCEL4VSONFNMRfgemr IMd Repon'roa1Y}Ym FSN Rpm-msae EXHIBIT 6 fterl Page 2 a 8 6,112001, Claims Paid From 0711MB to 0713IMS Warrant No. Val Amount Description 82972 Zoo Medical 1,468.62 First Aid Supplies 82073 14004Jonlsmnce(R) 251.33 Telephom Conference Cella 82974 3E Company 4.950.00 Professional Services-On4M Hazardous Matensls Invantory Assessment 82975 Sieve AMeend 1,879.78 MeetingRnining Expense Reimbursement 82976 Peter Chess 111.00 MeetingRnining Expense Reimbursement 82977 Donald R.Cleveland 68.00 MeedingRreining Expense Reimbursement 82978 Thomas D.Dodderer 170.00 MeeilrglTrelning Expence Reimbursement Bn79 Henry E.Lorimm 56.00 Maefingamining Edience Reimbursement 529M Tomm E.MCElrw 68.00 Me rting/fraining EAyensO Reindkere mant 62981 Jagadiah C.Onganti 150.00 Meelingyfreining Expense Reimbursement B2982 James.M.OWSW 140.54 Meelingffraining Expense Reimbursement B2983 James D.Ruth 245.43 Mealing/fraining Expense Reimbursement 82984 Michele Shoal 81.00 MeetinplTninag Expense Reimb asamanl 82985 Jonathan R.Thomsic 454.48 Memngffraining Expanse Reimbursement 82986 Ivan Corporation 2,780.00 Training Registration 82987 Basic Chemical Solutions,L.L.C. 32.946.70 Sodium BieulBle&Sodium Hydroxide 82988 Pioneer Americas,Inn 161,272.59 Sodium Hypochlodfe 82969 Kidwit Pacific Co. 281,250.00 Construction 551&542 82990 Wells Fargo Bank Mee C7300412 31,260.00 Cmatadion 551&5-52.Retention 82991 HIM Bosoms 17.715.71 Chemicals-Odor&Condition Control-Newyod Tmnkline 52992 Kemimn Companles,Inc. 17,901.56 Ferric Chloride 82993 Polydyne.Inc. 11.397.76 Cationic Polymer M03-11-92 82984 Suzanne A.Smith 37,000.00 Claim SeBlsmenl 82996 Action Door Repair Corporation 61,643.20 Door Replacements at Plant 82996 Air Protluek&Chemicals,Inc. 25,829.07 0&M Agreement Carry.Gen.Sys.MO li 82997 Black&Veatch Corporation 25.459.17 Engineering Services A77 82998 Camp Dresser&Mctae,Inc. 140.915.74 Egtorming Service J-71-8 82999 CHI MHill 41.373.00 Engineering Services-Needs Assessment for Environmental Compliance Awareness Program 83000 Dudek III,Associates,Inc. 78=52 Proldsaional Services P288 83001 Earth Tech,Inc. 4T1,59,93 Processional Services P2-79&Pt-100 83002 HDR Engineering,Inc, 143.043.55 Professional Somme Pt-101 83003 Ined.Engendering 50.280.65 Sawmlina Video Inspections&Clearing 83004 Jamison Engineering Contractors,Ira. 35,999160 Construction Pt-76;Caustic Tank Repl.at Pa.2;and Retain on(4)Flep Valves&Cferi6er Gale $3005 Lee&Ro,Inc. 27,776.38 Professional Services 551&542 830W Malydm More,Inc. 273,687.87 Professional Services WID&P240 83007 MetLae Life In...Company 36,179.98 Group Life,Manager Addl.Lib,Shod&Long-Term Disability&Optional Term Lge Ins, 83008 Orange County Water Disad 6.785.701.89 Joint GWBS Project J-36 53009 Southern Celifumla Edison 113,192.13 Pourer 83010 Synagro West In . 275,00.23 Residuals Removal MO 3-29-95 83011 Train Consulting Engineers 34,387.29 Engineering Services 7-21 83012 Tute ReachRaagen Forms 235,328.24 Residuals Removal MO 3-2945 83013 Undersea Graphics Ina $7.475.00 Contract Sdrvlca-OuPell Inspection 83014 US Pounds.L.L.C. 45,588.94 Odor&Corrosion Control Treatment for Coll.Sys.;Hydrogen Peroxide 8 Ferrous Chloride BM15 HcJx Electric.Inc. 209.62620 Conslroction SP41 8WdG J F SMa Conaldern .Inc. 4,868,654.29 Construction J-77&P246 63017 Voiced Check - - 83018 Ken Thompson,Inc. 29,610.00 Construction 24148 83019 Margate Conetrodion,Inc. 306,960.00 Construction P1-37 83020 Mike Bubala Construction Co..Inc. 1,5g8.866.a0 Construction l-24A 83021 Soulhem Contracting Company Sg872.00 CAMlnllc9en J-33-1A 83022 A W Chesterton 11,841,66 Mechanical PMM&Supplies 83023 Au,&Waste Management Association 185A0 Membership 83024 Absolute Standards,Inc. 980.00 Lab Pans&Supplies n WggrarmexceloavmwvaHwErxlmevaa aePxrmonuaim.vma ItapaR�malaa EXHIBIT B eaRlese Page 3 W 8 MIVION, CMims Paid From 0711M08 W 07131MS Warrant No. Vendor Amount Description OW25 Accurate Environmental Services,Inc. 13.000.00 Serelres-Relative Accuracy Test Audit for(3)CGS Engines at Pit.t&(5)at Pit 83020 Advance Business Graphics 1,452.55 PrNdng Services-VJaaleheuler Fame 0027 Agdent Technologies,Inc. 3.689.37 lab Paris B Supplies $3028 Amass Safety.Ine, 6.785.83 Safety Supplies 83029 Airgas Mat 9.00 Demurrage 83030 Allied Perking&Rubber Inc. 83.79 Mechanical Pads&Supplies 83031 American Air Filler,Ix. 1.576.00 Air Fibers 83032 American Airlines 3.417.95 Travel Services 83033 Antech Etevser Services 1.400.00 Monthly Elevator Maintenance at File.1 &2 830M Analytical Products Group,Inc. 69.5.00 Lab Pads It Supplies 83035 Annular.Inc. 550.00 Computer HardwareBpaware 830M Annex Orange County,Inc. 411.37 Paint Supplies 53037 AMA Si Training Registration BM30 Ashbrook Corpomti0n 1.532.81 Mechanical Pens&Supplies $3039 Aesum,Inc. 5.513.00 Spinal Maintenance&SuppoN-CATVIEB 83010 Made Sophisms Technology 24.200.00 Professional Services-Data AWn ter Laboralory Information Management System(LIMS) 83041 AT&T Calib mulMCI 3,016.02 Telephone Serves 83042 American Telephone&Telegraph Corp. 25.02 Telephone Serves 83043 Assents&Trophies Company 217.24 Awards&Trophies 83044 AWSI 33.00 Department of Transportation Program Management&Testing 83US Battery Specialties 287.50 Batteries SM46 Beckman lnsuumenq line. t.752.00 Instrument papeirs&Maintenance Services 83047 Bee Man Pest Control.Inc. 150.00 Past Control 83048 Borden Decal Company 431.18 Pads,Permit Hong Tegs 83049 Brannteg Pacific.Inc. 3.178.63 Janitorial Supplies 830M Brown&Cantwell 13,663.98 Professional$a.,P1-37 83051 Bueknam&Medicable,Inc. 2,240.00 Professional Services-Pevemesl Management 83052 Oetif enie Construction Expo 010.00 Meeting Re0islretion-Divisions 230&750 83053 Celifomie Emergency Services Assacallon 275.00 Training Registration 830U Cablamis Political Week,Inc. 95.00 Books&Publiralions 83055 Cabral,Inc. 3708.93 Mechanical Pans&Supplies 83056 Cameron Compression Systems 1,098.56 Mechanical Pena&Suppose 83057 Cerdlork Fuel Systems,Inc. 21,00.60 Fuel Card Program-Distinct Vehicles&Mostonrlg Vessel 53056 Career Track Si Meeting it"Whatlon-Ohnsion 630 83059 Carollo Engineers 904.00 Profeulonel Services-2005-06 Rate SIWy 1130110 CinguMr VJreleu Alnime 5ANS3 Weeless Services 83061 Columbia Analytical Services,Inc. 20.882.00 Analysis of Wastewaler,Industrial Westewater&Blosolids 83062 Voided Check - - 83063 Computer Protection Tecleace ri,Inc. 13.2M.89 Instellalion of UPS System.Inspection,Beal- Up It Customer Training 830M Computer Seeded;Cam. 13,000.00 Consuding&Lab Services.Assay Pilot Protect 630M Consolidated Elf Distributors.Inc. 2A70.97 Electrical Pais&Supplies 8308B Consumers Pipe&Supply Co. 2.351.16 Plumbing Parts&Suppliers a306T Conlrotled Mallon Solutions 242.12 Pump Pens&Supplies 83088 Corporate Business Intense 1.999.84 Miscellaneous Office Furniture 83069 Corporate Image Maintenance,Inc. 168.00 Cuslodwl Servces Spec.No.989949 63070 County of Orange Auditor Controller 3,088.00 Encroachment Permit]J6 63071 County of Orange Auditor Controller 35.00 Encroachment Poland 7d9 $3072 County NTotesale ElecWc Co. 2.210A5 Electrical Parts&Supplies 83073 CR&R,Inc. 1.890.00 Container Rentals 83074 CYI Membership 125.00 Training Registration 83075 Desarl Pumps&Pals.Inc. 2.915.11 Pump Paris&Supplies 83076 Do..Technical Products 18,856.25 Remo noWnsteltellod of Solenoid Valves&Actuators,R&R of Plastic Piping and Grease Lines 83077 Oexunk Water Controls 1,992.31 Mechanical Pads&Supplies A WBPWferExC6LGraVAWP5H4RE1Wmra Pala RapufpaT Pao Rapwr-OlJtda EXHIBITS en¢rsc Page 4 of 8 erHrmoa Claims Pald From 071ISMS to 07131108 Warrant No. Vendor Amount Desprlptlon 83078 Dr.Forney GUM9tane 900.00 Safety Glasses 83D79 Dulmrs Four Control,Inc. 5.014.86 Sewer Rom Control Sarvim 83080 Dunn Echaads Commando 325.87 Paint Supplies 83031 Dureceloo L.L.C. 390.16 Vehicle Decals 83082 E.Sam hires D'atnbulam,Inc 1&9.63 Electrical Parts&Supplies 83083 Environmental Engineering&Contracting 22,000.00 Prof.Services-PreparetorVTmining-Indus.Wastewater TimL Operalor Tmg.Course Vll $3084 Edinger Medical Group.Inc. 200.00 Medical Screaniigs 83085 Electm Bond.Inc. 589.93 Sandblast&Reasat Pipe 83086 Electrical Sales.Inc. 679.41 Electrical Pam&Supplies 83097 Employee Elements Specialists.Inc. 698.60 Reimbursed Prepaid Employee Medical&Dependent Care 83088 Enchanter,Inc. 6100.00 Oman Monitoring&Deal Inspection&Marmerm. 83WS ENS Resources,Inc. 10.000.00 Professional Services-Lagisfetve Advocate 8308D Envimnmental Resource Associa0on 3,605.70 Lab Pans&Supplies 83091 Ewing Irrigation Industrial 595.46 Landscape Irrigation Parts&Supplies SW92 EVosi Lens tab 3.025.29 Safety Glasses 83093 Ferguson Enterprises.Im, 1.041.58 Vannes 83094 Filler Balis.Inc. 6,000.00 Filter Pmzs Bets 83095 Fisher Scientitc Company.LLC. 1.859.04 Lab Parts&Supplies 83026 Fonren Engineamg S.Surveying,Inc. 11,0113.25 Surveying Services-Venous Capital Projects $3097 Fountain Valley Funds,Inc. 335.91 Paint Supplies 83098 Frenkfin Covey 640.51 Office Supplies 83099 Fuller TWO Accessories 1.099.91 Truck Paris&Supplies 83100 Garland Manufacturing Co. 574.68 Freight Charges-Shipment of W7MIS 83101 GBC(Gerrerel Binding Corp) 87.82 Ste6onOry is Office Supplies 83102 Gooll Yardley Co. 1,596.85 Lab Paris&Supplies 83103 Gatinge Caste 1.397.77 Electrical Pans&Supplies 83104 lnc 2.449be Mechanical Pens&Supplies 83105 Gilmour Group do tippirwot Co. 1.291.84 Hosea 83106 Goltlenwesl Wndow Service 3.015.00 Groundskee cm,Services or Vstndair Washing Services 83107 Grainge,Inc. 121.61 Mechanical Pans&Supplies 83108 Hach W Ponlon IMustes 4.WS.76 Instrument Paris&Supplies 0109 Herold Primrose toe 120.00 Ice For Samples 83110 Hadnglon Industrial Plastics,Inc T64.52 Mechanical Pella&Supplies Mill Hatch&Kirk,Inc. 3.990.06 Mechanical Pads&Supplies W142 Heath Science Associates &WDAID OmSits Training-Lab Electrical Safety 0113 Hello Direst 549.49 Telephone Accessories 0114 Hoke Controls 371.49 Vannes 83115 Home Depot 1,W8.64 Mist.Repair&Maintenance Material 83116 Hub Auto Supply 52.17 Vehicle Pans&Supplies 93117 Irvine Rancli Wafer District 250,00 Recendlialion War Fee Refund Program 63118 Industrial Distribution Group 435,19 Mechanical Pans&Supplies 83119 Industrial Metal Supply L00S= Metal 831N Ironman Pans&Services 105.25 Oil Filters 83121 Was Pipe&Supply 13.21 Mechanical Pads&Supplies 83122 JG Tucker And Son,In . 1,740.16 Trmhc Comes 83123 Jack-X-0Iarge 112.01 Mechanical Pans&Sublime 83124 lemen instrument Co. 2.465.59 Pleasure Gauge 83125 Johnstone Supply 760.80 Electrical Parts&Supplies win Kelly Paper 6211.48 Paper 83127 Kissel Environmental lab 540.00 Outside Labcmlmy Services 8312a MeinkMer.Inc 2.594.00 Soils,Concrete&Other Materials Testier $3129 Kcoltil Inc. 3.380.17 ABCorditioner 83130 L&N Uniform Supply Co. 2,654.91 OCSD Slat Polo Shins wth Decal H�MegpvCE%CEL.�sap Rq nmOTOaYm Pat Fmm-maim EKHIBITB Ingram Page 5 of 8 &I. Claims Paid From 0711MG to 07alM8 Warrant No. Vendor Amount Description 83131 LA CAD Corporation 17.260.00 Treading Registration 83132 Lab Safety Supply,Inc. 710.10 Lab Pans It Supplies 83133 LECO Corporation 443.58 lab Pens&Supplies 831M Loden Cassidy 10,017.00 Professional Service-Human Resources 83135 Maintenance Technology Corp. "11.28 Mechanical Pads&Supplies 831M Mar Vac Electronics 4T.ST Electrical Parts&Supplies 83137 McMaster Can Supply Co. 801.39 Mechanical Pads,Supplies&Batteries $3138 Medlin Controls Co. 1=11.11 Instrument Paris&Supplies 0139 Midway Mfg.8 Machining Co. 4.983.44 Repair&Maintenance Services-Pump 83140 Mission Abrasive Supplies 368.62 Janitorial Supplies 83141 Morgan Company 3.315.49 Repair It Maintenance Services-V492 83142 National Fire Proaclion Association 279.13 Training Video-Electrical Safety in the WorkpMce $3143 National mstione of Standards&Technology $00.00 Lab Pans&Supplies 83144 Nuclar West 12.601.90 Computer SORwereMardwere 83145 Neal Supply Co. 1,030.30 Plumbing Supplies 831" Nictey Petroleum Co.,Inc. 4,8,M)AS Oil 83147 The Noun Companies 336.00 Mail Delivery Service 83148 NRG Thermal Services,L.L.S. 1,9911.29 Mechanical Pans Is Supplies 83149 O C Tanner Recognition Company 380.11 Employee Service Awards Program 83150 Onswume Distributers,Inc 1,114.57 Electrical Paris&Supplies $3151 Olerslion TechnoloW.Inca. 2.O110.00 Training Registration 83152 Orange Must System Technologies,Inc. 863.83 Hose,Pans&Supplies 83153 ORCO Construction Supply 2119.89 Marking Paint 831S4 Oxygen Service Company 2.687.80 Lob Pads&Supplies $3155 Pacific Mechanical Supply 1,105.52 Numbing Supplies 0156 Padgett-Thompson 144.00 Training Registration 83157 Parsons Water&Infrastructure,Inc. 20,089.76 Professional Seonces J-35.1 83158 Pound Video Productions 723.56 Vdee&Editing Services 83159 PCG Industries 075.00 Pump Repairs 83160 PCS Express.Inc. 23.41 Courser Service 83161 Pl.Hawn Company.Inc 228.09 Air Conditioner Fitters 63162 P2xaie Inc. 489.19 Lab Paris&Supplies 83163 Pre-Paid Legal Services,Inc. 887J5 Employee Velunlery Legal Sen4ce Insurance Premium 83164 PROPIPE 6T&00 Sewedine Cleaning-CM of Tustin&Unincorporated County Property 83185 Prudential Overen Supply 2,975.38 Underlie&Related Anitles 83166 Pumping Solutions,Inc. 4,638.84 Pump 83167 Reliseler Life Insurance Company 6.11M.52 Voluntary Lilo,Cancer&Supplemental Short-Term Disability Insurance 83168 RBFConwWng 8.481.71 Engineering Services 7-38 83169 Restek Crop. 2.250.98 Lab Pals&Supplies 0170 RMS Engineering&Design,Inc 5.950A0 Engineering Services-Ineleftshon of Flea Drama at Digesters R&S Pump Room 83171 RisamouninkskO 1.509.60 Instrument Supplies 831T2 RS Hughes Co.,Ina 214]1 Paint Supplies 83173 Saxon EnginesiN.Inc. 652.50 Deadening Manhole at Bakernisler Air Jumper 83174 SBC Long Distance 1,349.94 Long Distance Telephone Services B0175 SCAP 1,203.84 fiend County Litigation Fund $3176 Science Applications International 14-790.89 Ocean Monitoring MO 54-94 83177 SmX Speelally Gases,Inc. 259.90 Cylinder Renlals&Demurrage 83178 Shamrock Supply Co.,Inc 134.84 Mechanical Pans It Supplies 83178 Shureluck Sales&Engineering 1,939.07 Mechanical Parts&Supplies 83180 Signis Aldrich,Inc. 7,774.99 Lab Pao&Supplies 83181 Smarten Supply Company 89.11 Plumbing Pans&Supplies 83182 Snep-0n Test,Inc 3,677.50 Tools 83183 Sottciseca Corp. 17,91D.21 SoBware-(100)Adobe Amobat Licenses RWepw.e@xfElmev2pWPyWAeW3sbnr Pea Rmm`aaOTRyFe Paa eased-maim EXHIBIT B RMI@k Page 6 of 8 8,112O3 r tll Claims Paid From 07/16106 to 07131MS Warrant No. Vendor Amount Description 83184 Southwest Scientific,Inc. 792.47 Instrument Supplies 83185 Stanley Simmer International,Inc. 95.00 Ceroet Cleaning SeMces 83186 Stm-Oddi 16.205.00 Tempemluro Recomms&USB Communication Cables 83187 Stratus Environmenhl,Inc. 3.515.00 Proleasional SeMces-Monitoring Auk,Shop Groundwater 831" Summit Sleet 5,114.06 Metal 83189 Sunset Ford 32.97 Vehicle Parts&Service 83190 Tambour International 725.00 Pest Commit 83191 Tetm Tech.Inc. 23.097.71 Professional SeMces 7-37&Ocean Monitoring e3192 Them,Electron Nodh America,L.L.C. 23,281.94 Lab Pads&Supplies and Lab Instrument Maintenance Contract 83193 Thompson IMustrial Su ipM,Inc. 5,993.10 Mechanical Part&Supplies 83194 Time Motion Tools 92.38 Tools 83195 Tony's Lock&Safe Service&Sam 54.98 Locke&Keys 83196 Td-Stale Balser 0.4he-River 45.00 Training Regulation $3197 Truck&Auto Supply,Inc. 389.90 Aulomolive Paris&Supplies $3198 US Filter Corp. 4.587.36 Service Agreement-Ol Water Systems at Firms l&2 83199 Ultra Wheel Company 5.033.66 Reconciliation User Fee Refund Program 83200 Ultra Scientific 302.13 Lab Pads&Supplies $3201 Underground!Service Alert of Be.Calif 1.952.00 Membership-Underground Utility IdentificationlNotification Service 83202 The Uniscuroe Coporabon 444.79 Office Supplies 932a3 United Parcel Service 800.42 Pelcel Services 832" United Pumping Service 5,170.70 Pumping Service 83205 US Ascondi coning Distributors,Inc. 207.00 Thermostat 83206 US Equipment Co.,Im 1.429.43 Coolant 0207 USFOfer Wealim s Carbon 2.523.62 Carbon Filter 83MB US Metro Group,Inc. 950.00 Janitorial&Floor Maintenance at Plants 1&2 83209 Van Air Systems,Inc 1,164.65 Ineuument Filters 83210 Varlan,Inc. 724.48 Lob Pads&Supplies 83211 Veteran Celitom i 84.06 Telephone SeMces 83212 Vision Communications Co. 3,247.12 Portable UHF Radio&Accessories 83213 VWR Scientific Produda 4.982.93 Lab Paris&Supplies 83214 The Wackenhut Corporation 5,198.15 Security Guards 83215 Washington State Unmers ty Conference 246.00 Training Registration 83216 Waelewafer Technology Tralners 595.00 Training Registration 83217 Wade Sanik,ry Supply 371.35 Janitorial Supplies 83218 WEF 940,00 Membership-Water Environment Federation 03210 Warren Solutions.Inc. 14.055.00 Outside LeboreMy SeMces-Core Ocean Monitoring Program 83220 Xerox Corporation 408.00 Copier Paper 93221 California Bank&Trust 2,644.00 Construction J-33-IA,Retention 83222 Toney Pines Bank 14,006.60 Construction P1.76,Retention 83223 Union Bank of Celitomle 23,291.80 Construction SP411.Retention 83M4 Patrick S.Carnahan 207.00 Mesting?rainin0 Expense Reimbursement 83MS Penny M.Kyle 40.00 Maeting/Traimrg Expense Reimbursement 83220 Dart.M.Madlne8 100.00 Meeting/traimng Expense Reimbursement 83227 Jamison Counts 305.10 Mesting(training Expense Reimbursement $3228 Doug E.Rech 48.00 MeetinglTraining Expense Reimbursement $3229 Geoge L.Robertson 509.37 MeetingrTraining Expense Reimbursement 83230 South Coast Air Ouelity Management Diet. 3,384.77 Permit Fee 3.52 83231 Michael I.Zedek 125.00 MestingrTraiMng Expense Relmbuaement 63232 County of Orange Auditor Controller 150.00 Adminigrative Fee-Adjustments to Property Tex B91a 63233 Fleming Environmental,Inc. 4,727.90 Construction FE05-29 832U Msursan Kane&Muscles. 880.00 Training Registration 83235 South Coast Air Wality Management Diet. 3,364.77 Permit Fee T47 832M Nast Star Endror menlel,Inc. 14,922.19 Cosebudlon FE0643&FEOS-30 H For RgenmonO.ma not Rwd-maim EXHIBIT B bi Page 7 of 8 Will Claims Pam From 0711SMS ro 07MIMS Warrant No. Vend., Amount Description Total Accounts Payable-Warren $ 18,899,499.87 Pavmli Oisbumements 33290 - 33884 Employee Paychecks $ 130.383.07 Biweekly Payroll-7120IN for O8,13=6 Pay Date 33885 - 33995 Employee Pay&ecks 5,915.20 IMadm Payrolls-Releaue,IDEA,Tax Correction,Terms.B Re"7117MB-MUDS 128395 - 128953 Direct Deposit Statements 1.145,524.T2 Bivmekly Payroll O7119106 Total Payroll Disbursements $ 1.290822.99 Who Transfer Payments OCSD Payroll Taxes 8 Cmunbutiuns 8 653,573.96 Biweekly Payroll 07I19IU6 Union Bank of Calunnis 6,536,485.31 Series 2003A.COP.July mlawast Payment US Bank 1,113,289.60 Series 2000 A$B Refunding COPS July Principal and Interest Payment US Bank 9,339,851.02 Series IMM2 Advance RefundiN COPS July Principal B Interest Payment Bev Steams Co.,Inc. 24,931.51 Sense 2000 COPS Remvkeling Fee 04MIMS-OFd30106 Total MM Trsmrar Payments $ 17,727,231.40 Total Claims Paid 07116m6-07/31MG $ 32,917,554.08 n VdptWsd CEI.NeV2e KMRElClplMv Pad ncponmo> WMS Pad R"d-cv-aim EXHIBIT nMipk Page 8 of 8 P114000 BOARD OF DIRECTORS Meeung Dare To ad.or Dir. 09/27/06 AGENDA REPORT H mNumber hem Number affi Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Bob Chenowith, Senior Engineering Associate SUBJECT: PROPOSED ANNEXATION NO. OCSD-57—WALKER ANNEXATION GENERAL MANAGER'S RECOMMENDATION (1) Receive and file petition from Charles J. Walker requesting annexation of 1.988 acres to Orange County Sanitation District (OCSD) in the vicinity of Brier Lane and Highcliff Drive, in an unincorporated area of Orange County; and (2) Adopt Resolution No. OCSD 06-19, authorizing initiation of proceedings to annex said territory to OCSD (Proposed Annexation No. OCSD-57—Walker Annexation). SUMMARY • OCSD received a request from Charles Walker and Michael Bokosky to annex two parcels which total 1.988 acres to OCSD. The two property owners will pump up to an existing OCSD eight-inch sewer manhole on Brier Lane. • OCSD will issue two sewer connection permits after Annexation is approved. OCSD Capital Facilities Capacity Charges (CFCC) has already been paid in the amount of $8040.00. • The assessor parcel numbers are 503-301-04 and 503-301-09. • Charles Walker has also included a petition for approval to finance his Annexation fees through the OCSD five-year payment plan program. • The property owner has submitted an application to the Local Agency Formation Commission Orange County (LAFCO) for approval and processing. PROJECT/CONTRACT COST SUMMARY This annexation is in accordance with the terms of the negotiated agreement with the County of Orange regarding A.B.8 Tax Exchange for annexing properties. The Board of Directors approved this action and it became effective March 14, 1989. Under this Tax Exchange, OCSD does not receive a percentage of the basic levy, and instead, collects a higher annexation fee. The fee of$9,162.18 includes the following: OCSD Processing Fee 500.00 CA Environmental Quality Act Filing Fee 43.00 Revenue Area Planning Study Fee 200.00 OCSD Annexation Acreage Fee $8,419.18 TOTAL ANNEXATION FEE $9,162.18 PRIOR COMMITTEEIBOARD ACTIONS N/A BUDGET IMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION The Board of Directors adopted and approved a policy at the September 2003 Board meeting, allowing property owners currently on septic tanks to make annual payments for the Capital Facilities Capacity Charge and Annexation Fees over a period not to exceed five years at zero percent interest. The fees are to be collected on the property tax bill. Also, there is a provision that property owners must connect to the local sewer system within three years from the time the sewer line is installed to qualify for the zero percent interest, five-year payment program for said fees. ALTERNATIVES N/A CEQA FINDINGS Notice of Exemption will be filed. ATTACHMENTS 1. Map and Legal Description RLC:sa H:Wep0agenda1Board Agenda Reportst2006 Board Agenda RepoftW906018m B(b).Walker Anmxdoc R.. �' Page 2 1 EXHIBIT "A" 2 3 OCSD-57-WALKER ANNEXATION NO. DA 06-35 4 TO THE ORANGE COUNTY SANITATION DISTRICT 5 6 LOT 14 AND LOT 27,TRACT NO.3021 IN THE UNINCORPORATED TERRITORY 7 OF THE COUNTY OF ORANGE,STATE OF CALIFORNIA,AS PER MAP 8 RECORDED IN BOOK 92, PAGES 5 THROUGH 9 OF MISCELLANEOUS MAPS 9 IN THE OFFICE OF THE ORANGE COUNTY RECORDER OF SAID COUNTY 10 ALL WITHIN THE RANCHO SANTIAGO DE SANTA ANA, RECORDED JUNE 28, 11 1884, IN BOOK 3, PAGES 420 THROUGH 423 OF PATENTS, RECORDS OF LOS 12 ANGELES COUNTY DESCRIBED AS FOLLOWS: 13 14 BEGINNING AT AN ANGLE POINT IN THE EXISTING ANNEXATION BOUNDARY 15 LINE OF OCSD NO.1 ANNEXATION(DA98-05)TO THE ORANGE COUNTY SANITATION 16 DISTRICT NO. 7.SAID ANGLE POINT BEING THE SOUTHWESTERLY 17 TERMINUS OF A COURSE IN SAID ANNEXATION DESCRIBED AS SOUTH 18 23-50'58-WEST(BAD) 196.45 FEET,SAID ANGLE POINT ALSO BEING THE 19 NORTHERLY CORNER OF SAID LOT 27; 20 21 THENCE NORTH 23'50'58'E ALONG SAID BOUNDARY AND ALONG THE 22 NORTHWESTERLY LINE OF SAID LOT 14 AND ALONG ITS NORTHEASTERLY 23 PROLONGATION 196.45 FEET TO A POINT ON A CURVE CONCAVE NORTHERLY 24 IN THE CENTERLINE OF HIGHCLIFF DRIVE,40.00 FEET IN WIDTH AND 25 HAVING A RADIUS OF 350.D0 FEET, THE RADIUS POINT OF WHICH BEARS 26 NORTH 23'50'58'EAST FROM SAID POINT, 27 28 THENCE DEPARTING FROM SAID BOUNDARY,AND SAID NORTHWESTERLY 29 LINE AND EASTERLY ALONG SAID CURVE 159.94 FEET THROUGH A 30 CENTRAL ANGLE OF 28°10'58'; 31 32 THENCE DEPARTING FROM SAID CENTERLINE SOUTH 2'20'00'EAST 20.00 33 FEET TO THE NORTHEAST CORNER OF SAID LOT 14; 34 35 THENCE SOUTH BMB'4T WEST ALONG THE EASTERLY LINE OF SAID LOT 14 36 190.14 FEET TO THE SOUTHEAST CORNER OF SAID LOT 14; 37 38 THENCE DEPARTING FROM SAID EASTERLY LINE AND ALONG THE 39 NORTHERLY AND EASTERLY LINE LINES OF SAID LOT 27 SOUTH 74°27'53' 40 EAST 61.16 FEET AND SOUTH 41`36'15'WEST 218.55 FEET TO THE 41 SOUTHERLY CORNER OF SAID LOT 27; 42 43 THENCE DEPARTING FROM SAID EASTERLY LINE SOUTH 20`44.15-WEST 44 20.00 FEET TO THE CENTERLINE OF COWAN HEIGHTS DRIVE,40.00'IN 45 WIDTH AS SHOWN ON SAID TRACT NO. 3021; 46 47 THENCE ALONG SAID CENTERLINE NORTH 69"15'45'WEST 58.00 FEET TO 48 THE BEGINNING OF A CURVE,CONCAVE SOUTHERLY AND HAVING A RADIUS 49 OF 310.00 FEET; 50 51 52 53 1 EXHIBIT "A" 2 3 OGSD-57-WALKER ANNEXATION NO. DA0" 4 TO THE ORANGE COUNTY SANITATION DISTRICT 5 6 THENCE WESTERLY ALONG SAID CURVE 128A3 FEET THROUGH A CENTRAL 7 ANGLE OF 2344'15'; 8 9 THEME DEPARTING FROM SAID CENERUNE NORTH 3'00'00'WEST 20.00 10 FEET TO THE SOUTHWEST CORNER OF SAID LOT 27, 11 12 THENCE NORTH 18'25'56'EAST ALONG THE WESTERLY LINE OF SAID LOT 27 13 207.08 FEET TO THE POINT OF BEGINNING. 14 15 ALL AS MORE PARTICULARY SHOWN ON EXHIBIT B,ATTACHED HERETO AND 16 BY THIS REFERENCE MADE A PART HEREOF. 17 18 THE ABOVE DESCRIBED PARCEL CONTAINS 1.W8 ACRES, MORE OR LESS. 1920 21 22 LEONARD C.STILES PLS 5023 ? f 23 LICENSE EXPIRES DECEMBER 31,2007 25 J 26 r 27 28 29 OF 30 31 32 THIS MAP DOES MEET THE APPROVAL OF THE ORANGE 33 COUNTY SURVEYOR'S OFFICE 34 35 ���Q('p 336 7 DATED THIS 7_DAY OF SCPBEP- 2006, �rc�F G pp/ye �ic�0 38 �'yG� �DEPUTY10840 , 41 RAYMOND L.MATHE,COUNTY SURVEYOR 42 LICENSE EXPIRES MARCH 31.2008 43 F aFca 44 45 46 47 48 49 50 51 52 53 2 DCHOT B SHEET NO.1 OF 1 cuAVE PAWUS Mc DELTA OCSO -WALI(EP ANNEXATION NO.GA D"S t1 MW fu.x' vvW q TOTNEOR NGECOUNI(SAWATIONDISMICT CP SSD.ar t58 G' ZYIDSe• n m0MW = -=r u mD.ar ve.w• nwvr .�[r`qp, \ y Unbmrportted ce aaD.am Tsse IT'ITY P�' d TeMlory T.ae.m' /� ' I aNmm• LEGEND 0.11•DIYY / al. p-y�y Fi"04ma BeuMDry LNe Pmpl1 \• 1iitl,� 1 0 aMvemn Boundary Lbe. ,Si}.., TLS2 74/17 ( 1 Nataddeb Ae.e+I00�v emwvlbn •�',`p@� L� I.. I S.wl ew Bcundery ���v POD1V0 LAY Q I sTnwTI ^..xecw.;. Pre raabymeorunder Dry s�' AMVlXA'OWVIbAmSI� � m.ar La I• OBM wParvlebn. T �... PaTCela bS 14 : . Unlnrarpommd �I)NLL�I�IY✓ '\ APH I-03 3r �.988 f1Cf8t 3 - TertlWy £ LeDneld C.SUles Pl9 E003 ftlow i NIj. 4 IS Llwnae z/31=07 MIDLYr INT `f APN SD>•m1-01 �' ppNS 143 �MD eDAY i OOY1T1•� BE Cm. r owe o9 {IDy1Wl0gellD W16'\ I..NN.:.ne L9 ar Tom" I ;61••zrWE 1te.T�q.71.AT'° 1• TILACT 3021 '-i eve +gese• F \` Mrzm 41 MM 92 5-9 i �rtory ` aS p j pJ unlncaTnrelM p , ,_ �K�q\ q �' AVN emiDla0 aa' ,y TaMlwy �i+. 4r I � g,OW27 emw•lew le5'a/1 sz DDe '` i Fr' n.tm.a0 • MINA.. Pat' eft 1 T-n MNSIXLa011z ^e S� — r r=mee \ R -----_' S` .! ...BN.Cs. y •FIT£.�I D.zrwSe• .1,`t..HDo•1Tye WTS 1 n NerGNTg Lan 1 .ii. (y: COWAN Taau /'NTz•rry R iat •1 '�: • f ' Tbk Dup does meeltll9 SDDmM a •� .... `'. BgIDAD T ��• ;q`� �y M.Oivil, u t,StnloayO M. MIUAT '•.ar r�'°F� i+;��'` �• Oeled tlde7mdeYd NI00 T•een6 -' w l\n �• . . Np p,IW M]YNYY • r�A� 01` j• W .DEi'(/TY Unln00rydeled `• a..; `'I 1� UI EWlvls0Y11R008 wn TerrilDry L:•:�. . \..:is �4'! e/. sBOARD OF DIRECTORS Meeting Date ToSinia AGENDA REPORT Item Nunbu Fn Nu he srm Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Bob Chenowith, Senior Engineering Associate SUBJECT: PROPOSED ANNEXATION NO. OCSD-58—RUE ANNEXATION GENERAL MANAGER'S RECOMMENDATION (1) Receive and file petition from Michael and Virginia Rue requesting annexation of 1.06 acres to Orange County Sanitation District (OCSD) in the vicinity of Skyline Drive and Reservoir Road, in an unincorporated area of Orange County; and (2) Adopt Resolution No. OCSD 06-20, authorizing initiation of proceedings to annex said territory to OCSD (Proposed Annexation No. OCSD-58— Rue Annexation). SUMMARY • OCSD received a request from Michael Rue to annex one parcel which totals 1.06 acres to OCSD. The property will connect to an existing OCSD eight-inch sewer that flows to La Vereda Drive, which then connects to an existing eight-inch OCSD sewer in Treasure Lane. • OCSD will issue a sewer connection permit and collect the OCSD sewer capacity fees for one five (5) bedroom home that will be built on the site. The assessor parcel number is 502-422-09. • The property owner has submitted an application to the Local Agency Formation Commission Orange County (LAFCO)for approval and processing. PROJECT/CONTRACT COST SUMMARY This annexation is in accordance with the terms of the negotiated agreement with the County of Orange regarding A.B.8 Tax Exchange for annexing properties. The Board of Directors approved this action and it became effective March 14, 1989. Under this Tax Exchange, OCSD does not receive a percentage of the basic levy, and instead, collects a higher annexation fee. The fee of$11,292.10 includes the following: OCSD Processing Fee $ 500.00 OCSD sewer connection permit (5 bedroom home) 6,060.00 OCSD Planning fee 200.00 CA Environmental Quality Act Filing Fee 43.00 OCSD Annexation Acreage Fee 4,489.10 TOTAL ANNEXATION FEE $11,292.10 PRIOR COMMITTEE/BOARD ACTIONS N/A BUDGETIMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS Notice of Exemption will be filed. ATTACHMENTS Map and Legal Description RLC:sa H'.WeptragendatBoard Agenda Reports�2006 Board Agenda Repond Z90fiV1ean 8)c).Rw Annexdoc .—. .1 Page 2 1 EXHIBIT 'A' 2 3 OCSD-58 RUE ANNEXATION NO. DA 06-36 4 5 TO THE ORANGE COUNTY SANITATION DISTRICT 6 7 THAT PORTION OF LAND SITUATED IN THE UNINCORPORATED 8 TERRITORY OF THE COUNTY OF ORANGE, STATE OF CALIFORNIA, IN 9 RANCHO SANTIAGO DE SANTA ANA, RECORDED JUNE 28, 1884, IN BOOK 10 3, PAGES 420 THRU 423 OF PATENTS, RECORDS OF LOS ANGELES 11 COUNTY, BEING A PORTION OF LOT 31 AND THAT PORTION OF LOT 32 IN 12 TRACT NO. 670, FILED IN MISCELLANEOUS MAP BOOK 20, PAGES 40A1, 13 AS DESCRIBED IN THE GRANT DEED RECORDED APRIL 18, 2006 AS 14 INSTRUMENT NO. 2006000260002, OFFICIAL RECORDS OF SAID ORANGE 15 COUNTY, MORE PARTICULARLY DESCRIBED AS FOLLOWS: 16 17 BEGINNING AT THE MOST SOUTHERLY CORNER OF THE EXISTING 18 BOUNDARY OF THE ORANGE COUNTY SANITATION DISTRICT (OCSD), AS 19 ESTABLISHED BY "ANNEXATION NO. 146" (OCSD), TO THE COUNTY 20 SANITATION DISTRICT NO. 7, SAID POINT ALSO BEING THE MOST 21 WESTERLY CORNER OF SAID GRANT DEED, SAID POINT ALSO BEING 22 THE POINT OF BEGINNING (P.O.B.) OF THIS DESCRIPTION; A TIE TO SAID 23 POINT BEARS SOUTH 65°59'38" EAST 3,624.44 FEET FROM THE ORANGE 24 COUNTY SURVEYOR'S HORIZONTAL CONTROL STATION GPS NO. 6009, 25 HAVING A COORDINATE VALUE (U.S. SURVEY FOOT) OF NORTH 26 2226121.548 AND EAST 6092072.206, BASED ON THE CALIFORNIA 27 COORDINATE SYSTEM (CCS83) ZONE VI, 1983 NAD (1991.35 EPOCH OCS 28 GPS ADJUSTMENT)AS SHOWN ON TRACT NO. 15591, FILED IN BOOK 802. 29 PAGES 47 THROUGH 50, INCLUSIVE, OF MISCELLANEOUS MAPS, IN THE 30 OFFICE OF THE COUNTY RECORDER OF SAID COUNTY; 31 32 THENCE ALONG SAID GRANT DEED BOUNDARY AND THE 33 SOUTHEASTERLY EXISTING BOUNDARY OF SAID ANNEXATION NO. 146 34 NORTH 43"58'33" EAST 165.08 FEET,THENCE LEAVING SAID EXISTING 35 BOUNDARY AND CONTINUING ALONG THE AFOREMENTIONED GRANT 36 DEED THE FOLLOWING COURSES: SOUTH 50`11'23" EAST 287.91 FEET, 37 SOUTH 47"12'17" WEST 164.03 FEET, NORTH 50"33'23"WEST 114.41 FEET 38 TO AN ANGLE POINT IN THE NORTHEASTERLY BOUNDARY OF EXISTING 39 OCSD48 WALSH ANNEXATION DA 05-13 TO THE ORANGE COUNTY 40 SANITATION DISTRICT; THENCE ALONG THE NORTHEASTERLY 41 BOUNDARY OF SAID WALSH ANNEXATION AND THE AFOREMENTIONED 42 GRANT DEED NORTH 50°33'23"WEST 70.50 FEET, THENCE NORTH 43 50"40'15" WEST 93.89 FEET TO THE POINT OF BEGINNING. 44 45 46 Page 1 of 2 t EXHIBIT 'A' (CONT.) OCSD-58 RUE ANNEXATION NO. DA 06-36 TO THE ORANGE COUNTY SANITATION DISTRICT SURVEYOR'S STATEMENT: THIS DOCUMENT WAS PREPARED BY ME OR UNDER MY DIRECTION AND SUPERVISION. DATED THIS DAY OF / 2006. LAN E. woof c K * DP. 12/31/06 4EWOOLLE,47� P.L.S. NO. 7304 Ha 7304 U ON DATE: 12/31/06 �rfpF CAL r{pv`i COUNTY SURVEYOR'S STATEMENT: THIS PROPOSAL DOES MEET THE APPROVAL OF THE ORANGE COUNTY SURVEYOR'S OFFICE. DATED THIS a 77/ DAY OF Sf�Trir1�� 2006. RAYMOND L. MATHE P.L.S. NO, 6185n1z LICENSE EXPIRATION DATE: 3/31/08 Page 2 of 2 1 V P.6R1a1 I FfiE('JO (CONT'Dl scALO:r.lar :5^' OC9o-59Rue IECOUnoN xo.DAOID To Tne oRAnce couNrY sAmrAnoN Dlsrnlcr BOUNDARY OF 'WE ANNEXATION TO OP OB-SB 4 LINE DATA: u - N50'b'15'W SI.BB' (NSp'41'00'W) BOUNDARY OF EWSTNG ANNEXAMONS (AS NOTED) 4 �/ / UNCORVOMTEp LJ - N50'MYSW 93". \ LA - 450'33'23W 70.50' CENWRLINE 'LOT X (PER TRACT NO. 070) / \ LEGEND: /1_- NORTHWEST LINE OF LOT JI W TRACT NO. 670, M.M. 9gPIJWAIII'AwD.W6DMa.s.To J 4 zo/w. y]]WAIIMAV6M16.6U1RA / P.O.B. - PONT Of BEGINNING .&8 TUIIq,CA A. �(—T` ARM - ASSESSOR PARCEL NUMBER L` NORTHEAST CORNER 'ANNEXATION N0. ])': NORMD6Y i $I DIAI 1.. My'� Im ]2 ( ) - RECORD PER EXISTING OWNER 'ANNEXATION NO. 4W "\ TRACT ADJOINING AHWEXATXIN SOUTHERLY CORNER 'ANWE%ATION NO. 1"'; MOST W. IESTERLY COINER INSTRUMENT No. 20064G0280002, O.R. u I NEWJMT Ay �ANNIXAn011 N0. 14C IOG9D1 TO IbN2TY D NORTHEASTERLY ANGUE IN THE NORTIEA9IEY NNE OC90-AB WAL4V BLM. `�� \ -� DIPJENCT NO. 7 FEB... ANNDUVRON DA 05-13 670, SURVEYOR'S STATEMENT: X / THIS PROPOSAL WAS PREPARED BY ME DR UNDER MY IDf 61 DIRECR(X1. m� /d0-dl - ACRES ?q�i^qi .N � N � T%P. IYJI/Ie� A.02 0 E. MOLLET, P.LB. . 31/ * W. 1.w ✓� • ,$ LIC E EXPIRATON DA 2/31/O6 �YAFOi G11N•+J \ O 4411 ey COUNTY SURVEYOR'S STATEMENT: THIS PROPOSAL DOER MEET THE APPROVAL OF THE ORANGE \� / DATUM STATEMENT: DATED 9uRvgY D Y OFE.S. \ � I DATED THIS DAY OF 6olFM,SF2 0006_ \ THE DOON THE S 6HO CALIFORNIAHEREON ARE BASED (RI THE ) ZONE HAD a410 SYSTEM (CC9 Hi. ZONE VT, NAO 1983 \ ADJU(lsslSTMENT]). EPOW, L DISTANCES G.P.B. 100' 0' TOO' 200' \ ADJUSTMENT). ALL DISTANCES SHOWN Eaemla HEREON ARE OROUND UNLESS OTHERWISE $RA �PU-5 J. MOTES, TO OBTAIN MIDDISTANCE DISTANCE LICENSED L. NAME. AM: 3/ B0 SCALE: 1 " = 1 00° MULTIPLY 999974900UND pISTANCE BY LICENSE E PRAOON DAM: J/31/OB x Dlx BOARD OF DIRECTORS Meedng Date Toad.of Dlr. 09/27/O6 AGENDA REPORT Hem Number nem Number ed Orange County Sanitatlon District FROM: Lorenzo Tyner, Director of Finance Originator: Mike White, Controller SUBJECT: INSTALLMENT PAYMENTS FROM 2 PROPERTY OWNERS ABANDONING THEIR SEPTIC TANKS FOR ANNEXATION AND CAPITAL FACILITIES CAPACITY CHARGES GENERAL MANAGER'S RECOMMENDATION Adopt Resolution No. OCSD 06-24, Levying Assessment Installments in lieu of the Payment of Sewer System Capital Facilities Capacity Charges Incidental to the Connection of Assessor's Parcel No. 503-301-04 and 502-232-06 to the Sewer System. SUMMARY Currently our records show there are approximately 2,000 properties within the Sanitation District service area on septic tanks, rather than sanitary sewers. A smaller number is estimated to exist within the County but not currently annexed to our service area. These septic tanks can be shown to contribute to the bacterial contamination of urban runoff. This could be a result of failing systems or of contamination leaching through the soil and emerging to be carried away as urban runoff. There are many steps required of a property owner who desires to move from an on-site septic tank to the regional sanitary sewer system. If not in the service area, the property must be annexed to a local sewering agency as well as to the Sanitation District. A lateral must be constructed from the building on the property to the local sewer and a local and OCSD CFCC, or"connection fee," must be paid. If a local sewer is not available, then that sewer must be constructed. The septic tank must be emptied and then properly abandoned by a licensed contractor. The total cost for these services varies by property and proximity to a local sewer, but it is always substantial. District staff has estimated the cost to abandon a septic tank and to build a 100-foot vitrified clay pipe connection to an existing local sewer to be between $12,000 and $15,000. In the past, Directors have discussed methods of encouraging property owners to abandon their septic tanks and to connect to the sanitary sewers. General Counsel has Form No.M-102 Apande RepoN-Boem DepL 20) Rmlmd: 9119n2 Page 1 consistently advised that our existing Ordinance does not allow fees to be waived or set aside. In order to minimize the impact and encourage property owners to move off of septic tanks and onto the local sewer system, the Board approved in September 2003, the payment of annexation and CFCC through installments, by levy on the County tax rolls and included on the property tax bill, over a five-year period at zero percent interest. Since Board approval of this program in September 2003, this is the second request staff has received to pay annexation fees and CFCC through installments. Following is a summary of the two parcels requesting approval of installment payments along with the total fees: Total Annexation Fee Parcel No. And/Or CFCC 503-301-04 $10,832.18 502-232-06 4,360.00 Total $16,192.18 Parcel 503-301-04 is part of the proposed annexation number OCSD57-Walker Annexation being considered within item 8.b. on this September 27, 2006 Board agenda. PRIOR COMMITTEE/BOARD ACTIONS In September 2003, the Board adopted a policy allowing property owners currently on septic tanks to make annual payments for the Capital Facilities Capacity Charge and Annexation Fee over a period not to exceed five years, at zero percent interest, to be collected on the property tax bill and to provide that property owners must connect to the local sewer system within three years from the time the sewer line is installed to qualify for the zero percent interest, five-year payment program for said fees. In June 2006, the Board adopted Resolution No. 06-16, Levying Assessment Installments In Lieu of the Payment of Sewer System Annexation Fees and Capital Facilities Capacity Charges Incidental to the Connection of Assessor's Parcel Nos. 502- 353-05, 502-352-06, 502-353-01, 502-361-04, 502-362-06, 502-362-05, 502-362-07, 502-362-09, 502-362-08, and 502-362-11 to the Sewer System. PROJECTICONTRACT COST SUMMARY N/A Farm No.M-102 DepL 220 A9 e m evi Rapo —Roa Revised: 911912008 Page 2 s BUDGETIMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS Proposed Resolution MW FWm No.O 102 Agenda ROW—Boani Dept 220 Re : gN&2008 Page 3 t RESOLUTION NO. OCSD 06-24 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE ORANGE COUNTY SANITATION DISTRICT LEVYING ASSESSMENT INSTALLMENTS IN LIEU OF THE PAYMENT OF SEWER SYSTEM CAPITAL FACILITIES CAPACITY CHARGES INCIDENTAL TO THE CONNECTION OF ASSESSOR'S PARCEL NO. 503-301-04 and 502-232- 06 TO THE SEWER SYSTEM. f 1Rf 111ff1111f WHEREAS, in accordance with the provisions of Ordinance No. OCSD-30B, the owner of property located in the District's service area, which is being connected to the sewer system, has filed a petition requesting this Board to levy assessment installments in lieu of the payment of the sewer system Capital Facilities Capacity Charges which ordinarily would be due and payable at the time of connecting such property to the sewer system; and, WHEREAS, this Board has considered such petition at a public meeting, notice of which was duty served on each owner of an interest in the fee title to the property; and, WHEREAS, this Board now desires to grant such petition and levy the assessment installments in lieu of payment of sewer system Capital Facilities Capacity Charges requested therein in the manner provided for by Ordinance No. OCSD-30B. NOW, THEREFORE, THE BOARD OF DIRECTORS OF ORANGE COUNTY SANITATION DISTRICT DOES HEREBY RESOLVE, DETERMINE AND ORDER: Section 1: This Board finds that: A. All owners of an interest in the fee title to the property described in the Petition for Assessment attached hereto, have executed and filed said petition requesting this Board to levy assessment installments in lieu of the payment of sewer system CFCCs which ordinarily would be due and payable at the time of connecting such premises to the sewer system; and; and B. Such premises are or were served by a private sewer system consisting of a septic tank and leach field system that was or will be abandoned at the time of the connection of the premises to the sewer system; and C. Levying assessment installments in lieu of payment of sewer system CFCCs for such premises, either individually or in combination with other premises similarly connected to the sewer system will not seriously compromise the District's ability to fund any anticipated expansion of the sewer system. 1 1' D. The total amount of the sewer system Capital Facilities Capacity Charges that have or become due and payable at the time of connecting such premises to the sewer system is set forth in the Petition for Assessment. E. In accordance with the provision of Ordinance No. OCSD-30B, assessments in lieu of the payment of sewer system Capital Facilities Capacity Charges shall be and are hereby levied against such premises in five installments during the years and in the amounts provided for in the schedule of assessment installments also as set forth in the Petition for Assessment. F. The Board Secretary is directed to canvas a copy of this Resolution to be served on each owner of an interest in the fee total to such premises, to execute an affidavit or declaration attesting to such service after completing same, and to transmit a certified copy of this resolution and such affidavit or declaration to the Finance Director/Treasurer. G. Upon receipt of a certified copy of this Resolution, the Finance Director/Treasurer is directed to attach the affidavit or declaration attesting to the service of this resolution in the manner provided for herein to the certified copy of the resolution and to cause such documents to be recorded in the official records of the County of Orange, and the Finance Director/Treasurer to transmit the Resolution to the County of Orange Auditor-Controller with a request that the assessment installments levied hereby and set forth herein be added to the County tax rolls at the time and in the manner provided for herein. H. After recordation of a certified copy of this Resolution in the manner provided for herein, the assessment installments levied by this Resolution shall become a lien on the premises as described in the Petition for Assessment, which shall have the priority and effect of an assessment lien as provided for in Article 33, Chapter 4, Part 1, Division 2, Title 5 of the California Government Code (commencing with Section 52930) or any other law of the State of California applicable to assessment liens levied by a county sanitation district. I. After transmittal of a certified copy of this Resolution to the County of Orange Auditor-Controller in the manner provided for herein, the assessment installments levied by this Resolution shall be payable in the same manner and at the same time as general taxes of the County of Orange on real property are payable, and such assessment installments and all interest therein shall become delinquent at the same time and bear the same proportional penalty and interest after delinquency as do the general taxes of the County of Orange on real property. 2 9 Section 2: This Resolution shall become effective immediately upon adoption. PASSED AND ADOPTED at a regular meeting of the Board of Directors held September 27, 2006. Chair ATTEST: Board Secretary 3 MINUTES OF STEERING COMMITTEE MEETING Orange County Sanitation District Wednesday, August 23, 2006, at 5 p.m. A meeting of the Steering Committee of the Orange County Sanitation District was held on Wednesday, August 23, 2006 at 5 p.m., in the Districts Administrative Office. (1) The roll was called and a quorum declared present, as follows: STEERING COMMITTEE MEMBERS: OTHERS PRESENT: Directors Present: Bradley R. Hogin, General Counsel Jim Fenryman, Chair Joe Forbath, Counsel Doug Davert, Vice Chair Carolyn Caveoche, Chair, OMITS Committee Tod Ridgeway, Chairman, PDC Committee STAFF PRESENT: Jim Silva, County Supervisor Jim Ruth, Interim General Manager Steve Anderson, Past Board Chair Nick Arhontes, Director of Regional Assets and Services David Ludwin, Director of Engineering Directors Absent: Lorenzo Tyner, Director of Finance and Darryl Miller, Chairman, FAHR Committee Administrative Services Jeff Reed, Human Resources Manager Rich Castillon, Information Technology Manager Juanita Skillman, Records Manager Karen Ramirez, Intern Gail Garrett, Committee Secretary (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were none. (4) REPORT OF THE COMMITTEE CHAIR Chair Ferryman reported that Bob Ghirelli, Acting Assistant General Manager, was recovering from emergency surgery and would be returning to work in a couple of weeks. He met with Congressman Campbell who expressed general support for our Federal priorities Minutes of the Steering Committee Page 2 August23, 2006 and a willingness to support our requests for additional money for secondary treatment, GW RS, and the SARI line. The committee calendar was reviewed for the month of September. The PDC meeting will be held at Plant 2 on September 14, immediately following a tour of construction sites which will begin at 4:30. It was also noted that the CIP Workshop would be rescheduled for a future date. (5) REPORT OF THE GENERAL MANAGER Interim General Manager Jim Ruth reviewed activities included in his August Status Report. • Staff is reviewing reports submitted by consultants on the Joint Campus Study. Recommendations will be brought to Steering for the Board's consideration next month. • Mr. Ruth will meet with Virginia Grebblen, General Manager, OCWD, next Monday to discuss the new Visitors Center, Lab, and the Open Campus concept. • The new Performance Evaluation program for management has been put into practice and evaluations completed. Goals and objectives have been submitted for the coming year. • Executive management held a retreat at the Huntington Beach Public Library on August 16 to review management goals for the year and ensure they are in alignment with the Board's goals. They will follow up with the Profession of Management training for middle management. • Jeff Reed and his staff have worked hard to develop the Succession Management Plan. The first draft was provided to employees in an effort to elicit their input. The final document will be presented for the Board's consideration next month. Mr. Ruth assured Board members that the goal is to promote from within when possible, as well as recruit from outside sources through an open competitive process. • An Open House was held on August 22 for contractors, construction management fines, and subcontractors to make them aware of the upcoming construction bids totaling $540 million. David Ludwin, Director of Engineering, said that 80 individuals from 63 companies attended. He informed that Contract Administration staff was present to address bond insurance questions. • Michael Gold, Legislative Affairs Liaison, provided an update on the proposed Design- build legislation granting OCSD the ability to utilize design-build specifications on projects over$10 million. Senator Joe Dunn has agreed to carry the bill (SB 92). Senator Ackerman has assisted in moving our legislation and supports OCSD's efforts to secure design-build authorization. Michael will provide additional information as it becomes available. (6) REPORT OF GENERAL COUNSEL In response to Director Crandall's request for clarification at the July Board meeting as to whether consultant contracts can lawfully be based on percentage, General Counsel Brad Hogin explained there was not a general prohibition but that, depending on the context, one may have a problem. Mr. Hogin will provide further clarification at next month's meeting re specific rules for lobbyists. e Minutes of the Steering Committee Page 3 August 23, 2006 (7) CONSENT CALENDAR ITEMS a. Approve the minutes of the July 19,2006 Steering Committee meeting as drafted. MOTION: It was moved, seconded and duly carried to approve the recommended actions for items specified as 7(a) under Consent Calendar. END OF CONSENT CALENDAR (8) ACTION ITEMS Michael Gold gave an update to a bill that was discussed at the Legislative Affairs Committee meeting earlier that month. Since this meeting,AB 573 (Wolk)had passed out of the Senate and on to the Governor's desk for signature or veto. Staff had already instructed the lobbyists to request a veto and letters were sent to the Governor's office. Gold explained that the bill was likely to be signed into law because no votes against the bill were registered. Director Ridgeway asked if the bill would have a major impact on District operations, Bred Hogin responded that he did not think it would impact the District significantly. a. Adopt positions on legislation as listed on the Legislative Bill Tracking Matrix, dated August 10, 2006. b. Amend Legislative Platform to include new procedures for taking positions on legislation. MOTION: It was moved, seconded and duly carried to approve the recommended actions for items specified as 8(a)and (b). (9) INFORMATIONAL ITEMS a. The Agenda Items scheduled to be reviewed by the Board's working committees in March were reviewed. b. The agenda items scheduled to be presented to the Board at tonight's meeting were reviewed. (10) OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY There were none. (11) MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING Minutes of the Steering Committee I Page 4 August 23, 2006 There were none. (12) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND/OR STAFF REPORT There were none. (13) CONSIDERATION OF UPCOMING MEETINGS The next Steering Committee meeting is scheduled for Wednesday, September 27, 2006 at 5 p.m. The next Board Meeting is scheduled for Wednesday, September 27, 2006 at 7 p.m. (14) CLOSED SESSION The Committee convened at 5:40 p.m. in Closed Session, pursuant to Sections 54956.9(b), (b)(3)(3), 54957(b)(1)to discuss two matters. Minutes of the Closed Session are on file with the Board Secretary. Confidential Minutes of the Closed Session held by the Steering Committee have been prepared in accordance with Government Code Section 54957.2, and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. A report of the recommended actions will be publicly reported at the time the approved actions become final. At 6:45 p.m.,the Committee reconvened in regular session. (15) ADJOURNMENT The Chair declared the meeting adjourned a16:45 p.m. Submitted by: Gar Garrett Steering Committee Secretary H:NyYa 0Weert'q CarvNMINAMM!YeiW2"SC M fts GGAFT SW _ J STEERING COMMITTEE Meeting Date To ad.or Dir. 09/27/06 09/27/06 AGENDA REPORT Item Number Item Number 10(b) Orange County Sanitation District FROM: Robert P. Ghirelli, Acting Assistant General Manager Originator: Michael Gold, Legislative Affairs Liaison ► SUBJECT: Support of Proposition I GENERAL MANAGER'S RECOMMENDATION Adopt Resolution No. OCSD 06-21, Declaring Support of Proposition 1 E. SUMMARY Proposition 1 E is part of the Governor and Legislature's overall infrastructure package that was approved in May of this year and allocated $4.1 billion as follows: Central Valle flood control repairs and improvements $3 billion Flood control subventions $500 million Stormwater management 1 $300 million Flood protection corridors and bypasses 1 $290 million The area of most significance to OCSD is the "Flood Control Subvention" amount because it impacts the SARI line. If approved, the County of Orange Flood Control District (OCFCD) would receive approximately $120 million in subvention funds. The County has already agreed that these funds would be used to fund its portion of the SARI line relocation. The other area of possible significance to the District is the $300 million allocated to stormwater management. This amount could be used as a source of grants for future district projects. As stated in the enabling legislation, the funds should be used (emphasis added): "...to manage stormwater runoff to reduce flood damage and where feasible, provide other benefits, including groundwater recharge, water quality improvement, and ecosystem restoration." If passed, these funds would be available on a competitive basis, probably through the Regional Water Quality Control Boards. Farm No.DW-102 Agentla Report-SC Dept.320 Reis : 9119I2009 Page 1 Clearly, Proposition 1 E would provide an benefit to OCSD because with its passage, a large portion of the funding for relocating the SARI line would be in place and the County has indicated its preference to use local, rather than Federal dollars. Of the bond measures, Proposition 1E has very little organized opposition (some of the other infrastructure measures are opposed by Republicans) so taking a position in support of Proposition 1 E would not be too controversial. 4 Moreover, just this month the Public Policy Institute conducted a poll of California voters revealing voters favor Proposition 1 E: • Prop. 1E (Levees/Flood-$4.09b) Yes: 56% No: 35% PRIOR COMMITTEE/BOARD ACTIONS The Legislative Affairs Committee recommended support of Proposition 1 E at the September 12, 2006 meeting. PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS Proposed Resolution Fo No.MAW Age RepW-SC Dept 320 Rene 9/19/20p0 Page 2 9 RESOLUTION NO. OCSD 06-21 A RESOLUTION OF THE BOARD OF DIRECTORS OF ORANGE COUNTY SANITATION DISTRICT DECLARING SUPPORT OF PROPOSITION I WHEREAS, Proposition 1E, the Disaster Preparedness and Flood Prevention Act of 2006, is a statewide ballot measure that will go before California voters on the November 2006 ballot, and WHEREAS, Proposition 1 E is part of a $37 billion infrastructure package approved by the Legislature and signed by Governor Schwarzenegger in May; and WHEREAS, if approved by voters, Proposition 1 E would authorize $4.1 billion in general obligation bonds to make critically needed improvements to California's levee system and better protect the state from Hurricane Katrina- style flooding; and WHEREAS, Proposition 1 E would provide $3 billion to improve and maintain levees and other flood control facilities in the Central Valley and the Sacramento-San Joaquin River Delta, an area increasingly vulnerable to large- scale levee failure that could leave more than 23 million Californians without a key water supply source; and WHEREAS, Proposition 1 E would provide $500 million to help fund the state's share of local flood control projects outside the Central Valley for the next 10 years, including $120 million to Orange County for the relocation of the Santa Ana River Interceptor (SARI) line; and WHEREAS, Proposition 1 E would provide $290 million for new levees, flood corridors and bypasses, as well as for completion of flood hazard maps and much-needed floodplain mapping; and WHEREAS, Proposition 1 E would provide $300 million in grant funding for local projects to control stormwater runoff consistent with integrated regional water management efforts, and WHEREAS, passage of Proposition 1 E would ensure that critical investments are made in flood control projects and facilities to help protect communities and infrastructure from destructive floods; e NOW, THEREFORE, BE IT RESOLVED, that the Board of Directors of the Orange County Sanitation District formally supports Proposition t E on the November ballot. PASSED AND ADOPTED at a regular meeting held September 27, 2006. Chair ATTEST: Board Secretary MINUTES OF THE OPERATIONS, MAINTENANCE AND TECHNICAL SERVICES COMMITTEE Orange County Sanitation District Wednesday, September 6, 2006—5:00 P.M. A meeting of the Operations, Maintenance and Technical Services Committee of the Orange County Sanitation District was held on September 6, 2006, at 5:00 p.m. in the Sanitation District's Administrative Office. (1) ROLL CALL The roll was called and a quorum declared present, as follows: OMTS Directors Present: Staff Present: James M. Ferryman, Board Chair Jim Ruth, Interim General Manager Sukhee Kang Nick Arhontes, Director of Reg. Assets &Services Ken Parker Jim Herberg, Director of Operatons & Maintenance David Shawver Ed Tortes,Acting Director of Technical Services Dave Sullivan Lilia Kovac, Committee Secretary Jeff Armstrong, Senior Scientist OMTS Directors Absent: Shabbir Basrai, Engineer Jeff Brown, Senior Engineer Carolyn Cavecche, Chair Carla Dillon, Engineering Supervisor DonBankhead, Vice Chair Robert Thompson, Process Controls Manager Doug Davert, Board Vice Chair Others: Bob Bell, Maintenance Supervisor Norbert Gaia, Information Tech Analyst Juanita Skillman, Records Management Specialist (2) APPOINTMENT OF CHAIR PRO TEM In the absence of the Chair and Vice Chair, Director Ferryman was appointed as Chair pro tem. (3) PUBLIC COMMENTS There were no public comments. (4) REPORT OF THE COMMITTEE CHAIR Director Ferryman had no report. Minutes of the Operations, Maintenance and Technical Services Committee September 6, 2006 Page 2 (5) REPORT OF THE GENERAL MANAGER Jim Ruth, Interim General Manager, had no report. (6) CONSENT CALENDAR ITEMS a. Approve minutes of the July 5, 2006 Operations, Maintenance and Technical Services Committee meeting. b. OMTSO6-36 Receive and file Technical Services Monthly Report, which focuses on regulatory blosolids and performance measures for the Technical Services Department. C. OMTSO6-37 Receive and file Operations & Maintenance Monthly Report, which focuses on compliance, financial data and performance measures for Operations and Maintenance Department. d. OMTSO6-38 Receive and file Regional Assets and Services Monthly Report for the months of June, and July which focus on current business information, performance trends and financial information of the business units. e. OMTSO6-39 Recommend to the Board of Directors to: 1). Ratify approval of Amendment No. 1 to the sole source agreement with UC Riverside for the project titled "Seasonal Evaluation of Reproductive Status and Exposure to Environmental Estrogens in Homyhead Turbot at the Municipal Wastewater Outfall of Orange County' for an additional amount of$50,000 for year two of the contract, for a total amount not to exceed $100,000; and, 2).Approve an extension to the contract for year three for said project for an additional amount of$50,000, for a total amount not to exceed $150,000. Motion: Moved, seconded and duty carried to approve the recommended actions for items speed as 6(a)through (e) under Consent Calendar. (7) ACTION ITEMS a. OMTSO6-40 Recommend to the Board of Directors to 1). authorize the General Manager to accept a $76,098 credit for Trunkline Chemical Treatment Strategy in the Miller-Holder, Knott and Baker-Gisler Trunklines from U.S. Peroxide, L-C; and 2). authorize the General Manager to utilize up to $60,100 of the $76,098 credit for the relocation of the chemical dosing tank to be completed by U.S. Peroxide, LLC. Minutes of the Operations, Maintenance and Technical Services Committee September 6, 2006 Page 3 Motion: It was moved, seconded and duly carried to recommend approval to the Board of Directors. b. OMTS06-41 Recommend to the Board of Directors to approve a Consulting Services Agreement with TMV Systems Engineering, for Process Control System Historical Replacement, Specification No. CS-2006-281 BD, providing technical consulting, implementation support and software purchase, in the amount of$357,902, and a contingency of$17,098 for a total amount not to exceed $375,000. Motion: It was moved, seconded and duly carried to recommend approval to the Board of Directors. C. OMTS08-42 Recommend to the Board of Directors to authorize the re-appropriation of $450,000 from Biosolids Production Siting Study, SP-105; Environmental Compliance Assessment Program, SP-104; and, Odor Control Study, Job No. P2-95, approved projects in the FY 06-07 CIP, to fund the FY 06- 07 Research Program projects not included in the current CIP. Motion: It was moved, seconded and duly carried to recommend approval to the Board of Directors. (8) INFORMATIONAL ITEMS a. OMTSO6.43 SARI Line—Operational Overview Nick Arhontes, Director of Regional Assets and Services presented a historical overview of the Santa Ana River Interceptor Line and its importance to serving the connected cities as one of our major trunk lines. The overview included upstream operational issues relating to SAWPA and their customers, seismic and high river flow risks in the Santa Ana Canyon area, maintenance issues and challenges, regulatory issues and risks, cost tracking for work performed, and the need for protection or relocation as well as a capital improvement project cost history. (9) REPORT OF DIRECTOR OF INFORMATION TECHNOLOGY. Interim General Manager, Jim Ruth, reported on behalf of the Director of Information Technology that proposals have been received for the Strategic Plan and will be presented to the Board of Directors for approval in the near future. (10) REPORT OF DIRECTOR OF OPERATIONS AND MAINTENANCE Jim Herberg, Director of Operations and Maintenance, briefly referred to the monthly report highlighting the Sanitation District's processing of 65%of final effluent at secondary treatment Minutes of the Operations, Maintenance and Technical Services Committee September 6, 2006 Page 4 level,while meeting consent decree standards. Also, attention was directed to the operating costs for fiscal year 2005106 which increased only 3.3%over 2004/05 as a result of process optimization, which is less than the 5% increase in consumer price index (CPI). (11) REPORT OF DIRECTOR OF TECHNICAL SERVICES Acting Director of Technical Services, Ed Torres, briefly reported that all reports have been submitted on time as required by the consent decree and the ocean discharge permit. He also reported that the Southern California Air Quality Management District, SCAQMD, conducted two unannounced inspections in August, with no findings or violations. He also reported the cause of many complaints of odor nuisance are caused by waste hauler trucks as they deposit sewage, and staff Is working out the internal logistics to modify the schedule to receive the sewage at late night/early morning hours to alleviate the nuisance caused, until the capital improvement treatment facilities are complete. (12) REPORT OF DIRECTOR OF REGIONAL ASSETS AND SERVICES The Director of Regional Assets and Services, Nick Arhontes, briefly presented highlights of the department's monthly activity report; hosting an upcoming presentation and demonstration planned for the California Collection System Collaborative Benchmarking Group (CCSCBG)on medium and large diameter pipe cleaning; the impending Department of Justice actions thru consent decree with the city of San Diego regarding sewer system problems; an inquiry from the Grand Jury Environmental Panel on data regarding septic tanks in the county; closing of escrow of North County Yard properly purchase; and due to lessons learned on the Sunflower Project the need to develop a better means for gathering condition assessment data for Engineering for CIP rehab projects on piping and manholes that could shift more work to the operating budget and staff. (13) OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY None. (14) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT None. (15) FUTURE MEETING DATES The next Operations, Maintenance and Technical Services Committee meeting is scheduled for October 4, 2006, at 5:00 p.m. Minutes of the Operations, Maintenance and Technical Services Committee September 6, 2006 Page 5 (16) CLOSED SESSION There was no closed session. (17) ADJOURNMENT The Chair declared the meeting adjourned at 6:20 p.m. Submitted by: Lill (ovac Committee Secretary Operations, Maintenance and Technical Services H:Weptgmo\15M751\BSVAnutm\080606 OMrS Minut .d= OMTS COMMITTEE Fleeting Dale Tasd.aor. 09106/nb oglnlas AGENDA REPORT Ran Numbe Rem Numbe ern Numb llfbl Orange County Sanitation District FROM: Ed Torres, Acting Director of Technical Services Originator: Jeffrey L. Armstrong, Ph.D., Senior Scientist SUBJECT: SOLE SOURCE CONTRACT TO UNIVERSITY OF CALIFORNIA, RIVERSIDE GENERAL MANAGER'S RECOMMENDATION 1. Ratify approval of Amendment No. 1 to the sole source agreement with UC Riverside for the project titled Seasonal Evaluation of Reproductive Status and Exposure to Environmental Estrogens in Homyhead Turbot at the Municipal Wastewater Outfall of Orange County, for an additional amount of$50,000 for year two of the contract, for a total amount not to exceed $100,000; and, 2. Approve an extension to the contract for year three for said project for an additional amount of$50,000, for a total amount not to exceed $150,000. SUMMARY • The release of endocrine disrupting chemicals (EDCs) from wastewater treatment plants is known to have adverse effects on freshwater fish. There is little information about the effects of EDCs from wastewater treatment plants on marine fishes. Preliminary findings from UC Riverside on fish off the southern California coast indicate feminization of fish. • To help address this question, EPA and the Regional Water Quality Control Board (RWQCB) included, in our current ocean discharge permit, the requirement to conduct a study to determine the level of endocrine disruption in fish within the District's ocean monitoring area. The UC Riverside study partially satisfies this permit requirement. • The techniques used in this study were developed by Dr. Dan Schlenk at UC Riverside and thus he is the only contractor able to provide this service for the District. PRIOR COMMITTEE/BOARD ACTIONS N/A PROJECT/CONTRACT COST SUMMARY The cost of this project is $50,000 per year for three years for a total not to exceed $150,000. Page 2 BUDGETIMPACT ® This item has been budgeted. (Line item: 96; 620.53320) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The release of endocrine disrupting chemicals (EDCs) from wastewater treatment plants are known to have adverse affects on biota (e.g., fish). The majority of these studies have been conducted in Europe focusing on rivers and in various freshwater systems in the United States. However, there is very limited information on the effects of EDCs in fish associated with marine wastewater outfalls. The question of the potential for endocrine disruption in marine fishes has recently gained national attention because of the preliminary work done by UC Riverside off the Southern California coast. A requirement for a strategic process study addressing this issue was included in the District's current ocean discharge permit. The purpose of this study is to better characterize the extent of the endocrine disruption of fish in the District's monitoring area and to identify the source(s) of the endocrine disruption using new techniques developed in the laboratory of Dr. Daniel Schlenk, professor of aquatic toxicology at the University of California, Riverside. Under the supervision of Dr. Schlenk, the study is being conducted primarily by doctoral student Mary Ann Rempel and constitutes her doctoral dissertation research project. Techniques were developed by Dr. Schlenk; he is the only contractor able to provide this type of service for the District. This three-year project and funds supports: the doctoral student in Dr. Schlenk's laboratory who will be working full-time on the project, supplies, and travel expenses at a cast of$50,000 per year. This project partially fulfills the District's requirement in the current NPDES permit for a study evaluating biomarkers for contaminant exposure in fish, specifically the level of endocrine disruption in fish collected in the District's monitoring area. The results of this study will be presented at professional scientific meetings, published in peer-reviewed scientific journals, and will be included in the District's Marine Monitoring Annual Report. Furthermore, the contract funds a doctoral student from an under-represented demographic class (women in science). ALTERNATIVES N/A CECIA FINDINGS N/A ATTACHMENTS N/A JAM X Repn1.B ra ft-ft RppR.N 11-111E)U11N—..Ex RwieeC B/IBIlQ'V Imo) OMTS COMMITTEE Fwung Dam To ad.ar Dir. 09/06/06 1 09/27/06 AGENDA REPORT Rem Numbe Item Numbe OKTS06- 0 u(c) Orange County Sanitation District FROM: Edward M. Torres, P.E., Acting Director of Technical Services Originator: Shabbir Basrai, Engineer, Environmental Compliance Services Division SUBJECT: ODOR CONTROL CHEMICAL CONTRACT CREDIT IN THE AMOUNT OF $76,098, AND APPLICATION OF $60,100 OF THE CREDITED AMOUNT FOR RELOCATING CHEMICAL DOSING TANK AT SEAL BEACH PUMP STATION GENERAL MANAGER'S RECOMMENDATION 1. Authorize the General Manager to accept a $76,098 credit for Trunkline Chemical Treatment Strategy in the Miller-Holder, Knott and Baker-Gisler Trunklines from U.S. Peroxide, LLC. 2. Authorize the General Manager to utilize up to $60,100 of the $76,098 credit for the relocation of the chemical dosing tank to be completed by U.S. Peroxide, LLC. SUMMARY • U.S. Peroxide, LLC is contracted by the District to provide ferrous chloride and hydrogen peroxide chemicals, chemical dosing facilities, and support services for controlling odors and corrosion at three locations in the collection system, including the Seal Beach Pump Station. • As part of this program, U.S. Peroxide, LLC is obligated to provide 35-37% ferrous chloride. However, over the last two years, U.S. Peroxide, LLC has provided ferrous chloride of 33.18% average concentration. • As the District paid U.S. Peroxide, LLC based upon 35-37% ferrous chloride concentration, U.S. Peroxide, LLC has consented to reimburse the District for the difference of$76,098. • The ferrous chloride dosing tank in its current location at the Seal Beach Pump Station is unsightly and the District has received numerous complaints from citizens asking for the tank to be removed or concealed. • At the July 7, 2006 OMTS Committee Meeting (OMTS 06-35), the Committee accepted the $76,098 credit due to the District and directed staff to evaluate options for reducing the public view of the dosing tank in consultation with the City of Seal Beach and report back to the September 2006 OMTS. • Staff has evaluated four options, including relocation of the chemical dosing tank. Table 1 in the Alternatives section provides details of the options. • Staff is recommending implementation of Option #4 —Tank Relocation, based upon law project cost estimates, and this option is favored by the City of Seal Beach. • The remaining credit balance of at least $15,998 would be reimbursed by U.S. Peroxide, LLC to the District in the farm of a discount on the unit chemical price during the contract term, which ends 7/31/07. OMITS COMMITTEE Meeting Date ToDd.ofDir. 09/06/06 09/27/06 AGENDA REPORT 1t Number Item Number OMTS06-39 11(b) Orange County Sanitation District FROM: Ed Torres, Acting Director of Technical Services Originator: Jeffrey L. Armstrong, Ph.D., Senior Scientist SUBJECT: SOLE SOURCE CONTRACT TO UNIVERSITY OF CALIFORNIA, RIVERSIDE GENERAL MANAGER'S RECOMMENDATION 1. Ratify approval of Amendment No. 1 to the sole source agreement with UC Riverside for the project titled Seasonal Evaluation of Reproductive Status and Exposure to Environmental Estrogens in Homyhead Turbot at the Municipal Wastewater Outfall of Orange County, for an additional amount of$50,000 for year two of the contract, for a total amount not to exceed $100,000; and, 2. Approve an extension to the contract for year three for said project for an additional amount of$50,000, for a total amount not to exceed $150,000. SUMMARY • The release of endocrine disrupting chemicals (EDCs) from wastewater treatment plants is known to have adverse effects on freshwater fish. There is little information about the effects of EDCs from wastewater treatment plants on marine fishes. Preliminary findings from UC Riverside on fish off the southern California coast indicate feminization of fish. • To help address this question, EPA and the Regional Water Quality Control Board (RWQCB) included, in our current ocean discharge permit, the requirement to conduct a study to determine the level of endocrine disruption in fish within the District's ocean monitoring area. The UC Riverside study partially satisfies this permit requirement. • The techniques used in this study were developed by Dr. Dan Schlenk at UC Riverside and thus he is the only contractor able to provide this service for the District. PRIOR COMMITTEE/BOARD ACTIONS N/A PROJECT/CONTRACT COST SUMMARY The cost of this project is $50,000 per year for three years for a total not to exceed $150,000. Page 2 BUDGETIMPACT ® This item has been budgeted. (Line item: 96; 620.53320) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The release of endocrine disrupting chemicals (EDCs) from wastewater treatment plants are known to have adverse affects on biota (e.g., fish). The majority of these studies have been conducted in Europe focusing on rivers and in various freshwater systems in the United States. However, there is very limited information on the effects of EDCs in fish associated with marine wastewater outfalls. The question of the potential for endocrine disruption in marine fishes has recently gained national attention because of the preliminary work done by UC Riverside off the Southern California coast. A requirement for a strategic process study addressing this issue was included in the District's current ocean discharge permit. The purpose of this study is to better characterize the extent of the endocrine disruption of fish in the District's monitoring area and to identify the source(s) of the endocrine disruption using new techniques developed in the laboratory of Dr. Daniel Schlenk, professor of aquatic toxicology at the University of California, Riverside. Under the supervision of Dr. Schlenk, the study is being conducted primarily by doctoral student Mary Ann Rempel and constitutes her doctoral dissertation research project. Techniques were developed by Dr. Schlenk; he is the only contractor able to provide this type of service for the District. This three-year project and funds supports: the doctoral student in Dr. Schlenk's laboratory who will be working full-time on the project, supplies, and travel expenses at a cost of$50,000 per year. This project partially fulfills the District's requirement in the current NPDES permit for a study evaluating biomarkers for contaminant exposure in fish, specifically the level of endocrine disruption in fish collected in the District's monitoring area. The results of this study will be presented at professional scientific meetings, published in peer-reviewed scientific journals, and will be included in the District's Marine Monitoring Annual Report. Furthermore, the contract funds a doctoral student from an under-represented demographic class (women in science). ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS N/A w Kd0.Benftl ,d fta .R.,I..B.rd AI.W.fleptW9 111em I liBLUC RN.I.W.Om RniuE'. &1&XY.M 1M) OMTS COMMITTEE Meeting Date TOBtl oFOP ,r 09/06/06 09/27/06 AGENDA REPORT Item Number Item Number OMIS06-00 tlrcl Orange County Sanitation DISinQ FROM: Edward M. Torres, P.E., Acting Director of Technical Services Originator: Shabbir Basrai, Engineer, Environmental Compliance Services Division SUBJECT: ODOR CONTROL CHEMICAL CONTRACT CREDIT IN THE AMOUNT OF $76,098, AND APPLICATION OF $60,100 OF THE CREDITED AMOUNT FOR RELOCATING CHEMICAL DOSING TANK AT SEAL BEACH PUMP STATION GENERAL MANAGER'S RECOMMENDATION 1. Authorize the General Manager to accept a $76,098 credit for Trunkline Chemical Treatment Strategy in the Miller-Holder, Knott and Baker-Gisler Trunklines from U.S. Peroxide, LLC. 2. Authorize the General Manager to utilize up to $60,100 of the $76,098 credit for the relocation of the chemical dosing tank to be completed by U.S. Peroxide, LLC. SUMMARY • U.S. Peroxide, LLC is contracted by the District to provide ferrous chloride and hydrogen peroxide chemicals, chemical dosing facilities, and support services for controlling odors and corrosion at three locations in the collection system, including the Seal Beach Pump Station. • As part of this program, U.S. Peroxide, LLC is obligated to provide 35-37% ferrous chloride. However, over the last two years, U.S. Peroxide, LLC has provided ferrous chloride of 33.18% average concentration. • As the District paid U.S. Peroxide, LLC based upon 35-37%ferrous chloride concentration, U.S. Peroxide, LLC has consented to reimburse the District for the difference of$76,098. • The ferrous chloride dosing tank in its current location at the Seal Beach Pump Station is unsightly and the District has received numerous complaints from citizens asking for the tank to be removed or concealed. • At the July 7, 2006 OMITS Committee Meeting (OMTS 06-35), the Committee accepted the $76,098 credit due to the District and directed staff to evaluate options for reducing the public view of the dosing tank in consultation with the City of Seal Beach and report back to the September 2006 OMTS. • Staff has evaluated four options, including relocation of the chemical dosing tank. Table 1 in the Alternatives section provides details of the options. • Staff is recommending implementation of Option#4—Tank Relocation, based upon low project cost estimates, and this option is favored by the City of Seal Beach. • The remaining credit balance of at least $15,998 would be reimbursed by U.S. Peroxide, LLC to the District in the form of a discount on the unit chemical price during the contract term, which ends 7/31/07. PRIOR COMMITTEE/BOARD ACTION r For purchasing hydrogen peroxide for District's collection system use: 1. Contract with U.S. Peroxide, LLC. for demonstration of the chemical process on June 5, 2002. 2. Contract with U.S. Peroxide, LLC on June 4, 2003. At the July 7th, 2006 OMTS Committee Meeting, the Committee moved and seconded and duly carried to direct staff to accept the $76,098 credit due to the District and evaluate other options for reducing the public view of the dosing tank in consultation with the City of Seal Beach and report back to the September 2006 OMTS Committee Meeting (OMTS 06-35). PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This item has been budgeted. (Line Item:_) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) The funds for relocating the chemical dosing tank will be appropriated from the credited amount from U.S. Peroxide, LLC. ADDITIONAL INFORMATION NIA ALTERNATIVES Table 1: Options Evaluated for Reducing the Visibility of the Chemical Dosing Tank Option Description Estimated Comments Cost 1. Physical Barrier- Construct a fence with a $38,258 Lowest cost option. Fence barrier screen along the Undesirable from an pump station perimeter aesthetics perspective along Seal Beach Blvd (construction site look). and Westminster Also not acceptable to the City of Seal Beach 2. Physical Barrier- Construct a three walled $152,113 Most expensive option. Building structure to shield the Would completely tank screen tank from public view. Option Description Estimated Comments Cost 3. Landscaping Construct a berm and $109,440 Expensive option. plant trees and shrubs Would increase landscape maintenance costs. Would still be able to partially view tank. 4. Tank Relocation Relocate the tank to a Not to Low cost. Would new location away from exceed substantially reduce the major thoroughfares $60,100 visual of tank. Future landscaping associated with pump station remodel will enhance this option. Preferred option by City of Seal Beach. CEQA FINDINGS N/A ATTACHMENTS N/A x =w.e.v.P.aam mn rwe.n.00eo®e�,,m�w,ama OMTS COMMITTEE Mee0n9 Dale Tp6d.Or DP. 09/06/06 091i7/06 AGENDA REPORT stem Number Item rvumbe oMTS06-41 11(dl Orange County Sanitation District FROM: James D. Herberg, Director of Operations and Maintenance Originator: Robert C. Thompson, Process Controls Manager SUBJECT: PROCESS DATA HISTORIAN REPLACEMENT GENERAL MANAGER'S RECOMMENDATION Approve a Consulting Services Agreement with TMV Systems Engineering for Process Control Systems Historical Replacement, Specification No. CS-2006-2818D, providing technical consulting, implementation support and software purchase, in the amount of $357,902, and a contingency of$17,098 for a total amount not to exceed $375,000. SUMMARY • OCSD has implemented computerized automation system for monitoring, controlling, and collecting data for our sewage pump stations and treatment facilities using Supervisory Control and Data Acquisition (SCADA) software. • Presently data collection is done using a module included in the SCADA software. There are three separate systems: a system for the Pump stations; a system for Plant 1; and a system for Plant 2. • The SCADA software for all three systems is the same. It is based on 1980's VAX computer technology produced by Digital Equipment Corp (DEC). These platforms are robust and secure, but were not designed to handle the data requirements of current technology. These 1980's storage technologies, especially disk drives, are slow and limited in capacity. • The recommended Process Data Historian replacement will extend the life of the District's SCADA systems and improve staffs ability to troubleshoot and optimize the Treatment Plants. • Proposals for replacement of the Process Data Historian were received from five firms. A staff review committee has evaluated the proposals and recommends awarding a consulting services agreement to TMV Systems Engineering for a total fee not to exceed $375,000. H?depnagmdal oard Agenda Repodsl2 Board Agenda ReporLsm80 %Mll(d).C&2p 281.dW Fom,No.pW-1az-2 Agenda Rea--arm$ NM no Rbuiud. 9I1 a2005 Page 1 c PRIOR COMMITTEEIBOARD ACTIONS None PROJECT/CONTRACT COST SUMMARY The total project budget for equipment purchases, staff labor, overhead, and contingency is $558,000. At this time Staff is requesting approval for a consultant contract not to exceed $375,000. BUDGETIMPACT ® This item has been budgeted. (Line item: Section a, Page 86, Project J-103) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) No change is being requested to the current project budget. ADDITIONAL INFORMATION Backaround The Orange County Sanitation District installed the current SCADA systems in 1994 and 1995. The SCADA systems are comprised of two coordinated systems: Programmable Logic Controllers and Human Machine Interfaces. The Programmable Logic Controllers are wired to the plant equipment (motors, values, sensors) and make the automated, logical decisions which free Operators from mundane, routine tasks. The Human Machine Interface is a computer system that communicates with all Programmable Logic Controllers in a plant or pump station and visually displays the status of the processes and allows staff to effectively remotely control the treatment plants and pump stations. The Human Machine Interface also provides an alarm handling function to alert operations staff of abnormal conditions that occur in the plant or pump station. The last function of the Human Machine Interface is to collect and store a history of process performance data. This is commonly referred to as a process historian. The process historian is the data repository that is the primary source of information for regulatory reporting and plant performance monitoring. As the District adds facilities and improves the monitoring and control of existing facilities, the current Human Machine Interface is stressed. The VAX based computer system is very reliable and secure. However, the computer's ability to write, store and access a growing volume of data is a weak link. At installation, the system was able to store and readily display process data for more than one year. Currently, only three months of data are readily accessible. Staff is N:W "gendalBoerd Agenda r wd51P00g 8mrd Agenda RepgbV] %em 111drCS-200 -281.tloc Fom No.OM 102-2 goendo R.g -WrS p L 320 R—nd. .1BRM8 Page 2 satisfied with the process visualization and alarm handling capabilities of the current system, but the historian data handling module is causing system reliability problems. In addition to the storage limitations and reliability issues, the current historian has the ability to graph data, although it is a slow and laborious process. The proposed system not only offers a web-based tool to quickly graph data, but also the capability to quickly export data to Excel for staff use, as well as some other advanced analysis tools in the application itself. To summarize, the new process data historian system will extend the life of the existing Human Machine Interface system, improve the reliability of the system, improve process data accessibility to staff and give staff improved analytical tools. Consultant Selection Process The project and purchasing process has been slow and deliberate. In May of 2005, the District solicited proposals based on a staff-developed specification. The specification called for a relatively complex system to gather data directly from the Programmable Logic Controllers. The proposals were evaluated and judged to be too complex and too costly. None of the vendors had a system to offer that met all the needs without trying to replace the entire Human Machine Interface. Staff simplified the approach and re-issued the request for proposals in May 2006. The submitted proposals include all installation, project management, application and technical training, and consulting services necessary to complete implementation of the Historian Replacement Project. The purchasing process is summarized by the following: • The request for proposal resulted in five viable responses (Enterprise Automation, Telvent, TMV-Proficy, TMV-Wonderware, and Wunderlich-Malec) Respondents' proposals were then judged by a panel comprised of five staff from Information Technology and Operations and Maintenance. • The panel rated and scored the proposals based on the qualifications of the firms and staffing, technical strength, work plan, ease of configuration management and cost. The final scores are listed below. • Pricing ranged from a low of$274,279 to a high of$548,727. H W ,Pagencta 0oaN mcW Rep rts1200g Boars AgenCa ROpaNmgg Aftm 11(E(.CS-2M-281.tlOc Farm No IM2 11pOa1a gagN-gm14 Oepl.Ra Mvlael: &192P18 Page 3 P I, The scores of the five evaluators (A through E)were: Proposer A B C D E Average TMV Wonderware 880 705 680 720 715 3700 Telvent 846 591 671 681 636 3425 TMV Proficy 815 690 615 630 650 3400 Enterprise Automation 609 654 614 614 544 3035 Wundedich Malec 355 585 585 590 400 2515 ALTERNATIVES Do nothing at this time and study replacement of the three SCADA systems. Replacement of these systems is estimated to cost from $4 to 6 million for the Human Machine Interface only. Replacing the Human Machine Interface at this time will also negatively impact the ongoing Capital Improvement Program. CEQA FINDINGS N/A ATTACHMENTS N/A H'.NepMwda18oa1d Agenda Report5M08 Board Agenda Repods8NO881em 11(gcS20W6 81.doo Forth No.oWiom A y�_CW5 no wl� Page 4 OMTS COMMITTEE M-U 1Date TOsaorwr. 0914 06 091 i7/O6 AGENDA REPORT Item Number rtem Number OMTS0642 life) Orange County Sanitation District FROM: Ed Torres, Acting Director of Technical Services Originator: Jeff Brown, Senior Engineer, Environmental Compliance Services SUBJECT: REVIEW OF KEY RECOMMENDATIONS FROM REALIGNMENT OF RESEARCH PROGRAM STRATEGIC INITIATIVE; RE-APPROPRIATION OF CIP FUNDS FOR FY 06-07 RESEARCH PROJECTS GENERAL MANAGER'S RECOMMENDATION Authorize the re-appropriation of$450,000 from 1) Biosolids Production Siting Study, SP-105, 2) Environmental Compliance Assessment Program, SP-104, and 3) Odor Control Study, P2-95, all approved projects in the FY 06-07 CIP, to fund the FY 06- 07 Research Program projects not included in the current CIP. SUMMARY • Historically, District staff has been involved in research activities. The research has consisted of individual projects focusing on specific issues of concern rather than a comprehensive "Research Program." As a result, research projects have often experienced delays or other difficulties as these activities compete for resources and funding and are given lower priority than traditional, and more immediately pressing, projects. • In response, staff initiated, and the Board of Directors approved, a strategic initiative to reevaluate the approach that has been used to support research and to make appropriate changes to improve the efficiency and effectiveness of these activities. • Staff has completed an evaluation and developed recommendations to improve the research activities in the following four areas: Organizational Structure, Funding Flexibility, Commitment of Department Resources, and Outsourcing vs. In-house Staffing. • Staff will provide additional detail on the key findings and recommendations from the evaluation of the research activities at the Board meeting. • Staff is requesting Board approval to reallocate CIP funds from three (3) low priority projects (see Attachment 1) whose scope of work has changed to fund four(4) research projects proposed for FY 06-07 (see Attachment 2), which were not included in the current year budget. There will be no net increase in the CIP budget. Page 2 •• PRIOR COMMITTEE/BOARD ACTIONS Research projects that lead to new or modified District facilities historically have been funded in the CIP budget. The Board's approval of research projects has varied over the years, ranging from block funding all projects under one line item (e.g., Research Projects), funding projects according to type or category of project (e.g., primary/ secondary treatment, odor control), and as individual projects. In fiscal year 05-06, the Board approved individual research projects. PROJECT/CONTRACT COST SUMMARY No net effect on budget. This will redirect budgeted funds from projects whose scope of work has changed to research-related projects that, unlike in previous years, were not included in either the CIP or the operating budgets. Historically, the District budgeted annually approximately 2.5 FTE in the operating budget and $1,000,000 in the CIP budget for implementing research projects, with the number of projects that can be managed by existing staff varying between 3 and 8 depending on the projects' scope and complexity. BUDGETIMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. X This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The District has a long history of research involvement aimed at improving process efficiency or reducing operational or capital costs. Recent examples of this include: • collaborations with Universities to develop and demonstrate biological scrubbers to remove odors from foul air before it is discharged from the treatment processes, • a multi-year program to investigate membrane treatment (microfiltration) of various process streams, and • the first United States investigation of an innovative modification to conventional primary treatment (anaerobic baffled reactor). A key recommendation from the Strategic Initiative study is for flexibility to reallocate funds among approved research projects as research needs change, within the overall limit of Board-approved Research Program funding for that year. FOIm N..P 1.2 Pgenap Rem-POC MP, ]20 RexMC 91I8Q. Page 3 Additional recommendations involve formation of technical advisory and management review committees to facilitate interdepartmental involvement and consensus on the research priorities for the District. ALTERNATIVES Alternatives include not implementing the research projects or deferring them to a future time. The disadvantage with these alternatives is the lost or deferred opportunity to identify and then to implement technologies or processes, such as improved odor control that would reduce the cost of operating our facilities or enable us to deliver higher levels of service to our community at lower costs. CECA FINDINGS NIA ATTACHMENTS 1. Proposed projects to transfer funds to research program 2. CIP Project Detail Sheets for proposed research projects FOOD No.DMI02-3 Ag..ReFM-POL Oepi.3f0 ReviSW 9I18=% PROPOSED PROJECTS TO TRANSFER FUNDS TO RESEARCH PROJECTS FY 06-07 Project# Budget Description Total FY06-07 Amount to Reason Book Projected Cash be Page Budget Flow Transferred P2-95 Section 8 Odor Control $150,000 $150,000 $150,000 Odor Control for Plant 2 Solids — Pg 81 Study Storage Facility will be studied and constructed as part of project P2- 92 which will upgrade odor control for solids dewatering facilities. SP-104 Section 8 Environmental $1,183,000 $853,000 $200,000 Development and implementation — Pg 93 Compliance of ECAP pilot program will be staff Assessment driven vs. consultant driven, Program resulting in cost savings. ECAP SP-105 Section 8 Biosolids $500,000 $150,000 $100,000 Siting In-county biosolids — Pg 109 production composting facility at Prima siting study Deshecha Landfill does not appear to be technical feasible, reducing amount of funds needed to complete study of this option. Total $450,000 t CIP Project Detail Sheets Project Name&Number S2peroxygenaticnof Primary Influent- Project Category Research&Development Project Status: Proposed Description M innovative technology was tested at the Seal Beach pump stallon,to force oxygen Into wastewater.This large project used s of pure oxygen pumping system and flow, advanced retention tank to dissolve large quantities of pure oxygen Into the wastewater flow,which was then released Into the force main. The same technology could be applied to the primary influent in a treatment plant.By placing the system at the grit chamber discharge,oxygen could be forced into the wastewater either to oxidize the odorous compounds that are present or meet the total oxygen demand throughout primary treatment.The best approach would depend on the relative costs of oxygenation and odor scrubbing and could be affected by limitations on the amount of oxygen that could be forced into the water.M engineering feasibility study Research & will be conducted in PY 06-07 to evaluate the technical feasibility and associated costs of applying this technology to either treatment plant. Development Justification Odors produced In the primary clarifiers must be treated before the air is released.This requires electricity for fens and(usually)chemicals for wet scrubbers. If the odor production could be prevented,then operating costs could be reduced and perhaps some capital construction could be avoided.The potential Iifecycle cost savings from reduced operaling costs and avoided capital costs could be millions of dollars annually based on the expenditures that occur now,but quantifying the actual savings will require operating data from a process test. Budget Projections Toral Bassin Projected Cost Phne Bud9a1 To M. 2006Lr 200746 2 09 20WIC 2010-11 Thereeeer Project Dev 700,000 1515,000 560.000 Preliminary DmIg Design Costt.&InstallsU Commission CloContingense-Out cy Total 70D,000 150,000 1 550.000 Reimbursable Costs NIA Section 8-Page 12 2006-07 Budget Project Name& Number Research Strategic Plan- Project Category Research&Development Project Status: Proposed Description This project will produce a Research Strategic Plan to define OCSD's overall research direction and serve lv a guide for the staff a projects that will bee undertaken tIts o preparation will involve both OCSD staff and an experienced outside wnsullanl to ensure that the planning is comprehensive and not limited to specific topics that might be most familiar to OCSD staff yet is grounded In the realities of OCSD's operations and future activities.The consultant will be familiar with developments and trends in the wastewater industry domestically and internationally and will understand the nature..research,.. than being strictly a traditional engineering&construction firm that just executes established designs for treatment plants.The Plan will Identify knowledge gaps In planned capital projects,regulatory directions that might require research input to address, opportunities for Improved treatment approaches,and areas for valuable short-range and Research & long-range investigations. Development Justification The research efforts at OCSD historically have not been parts of a coordinated program. That is,there has not been an agreed-upon vision about the needs,goals,and direction for the various projects that are research-oriented.With the realignment of the research efforts to provide a coherent program,a targeted Strategic Plan Is needed to define and guide the research program for the upcoming years.This will require oenlributions from both inside and outside OCSD to ensure the resulting plan is visionary and forward-looking while still being reasonable and specific for OCSD. Budget Projections Teti Budget Profaned cocl Phase Budget T.Daw 200607 200741e 20 M 20WID 2010 11 Thereafter Project Dev 120.000 120.000 Preliminary Desig Design Const.&Installat Commission Close-Dui ConeOgenq Total 120,000 120,D00 Reimbursable Costs NIA Section 8-Page 13 2006-07 Budget Project Name& Number Digester Pilot Plant Safety and Control System Upgrades- Project Category Research B Development Project Status: Proposed Description A general purpose digester pilot plant was constructed at Plant 1 several years ago.After this was designed and A 820 requirements constructed,OCSD determined that d should t e upgraded to meet NFPA 820 requirements and OCSD's design standards for wastewater treatment facilities.Safety-related modifications were done immediately,and other modifications were postponed until an ongoing lest project was completed. This CIP project to complete the modifications that were postponed Includes items such as upgrading the electrical system,updating the equipment documentation and asset management InfDnrlation to meet the requirements for maintenance activities,and changing the control system to a PLC-based(or similarly robust)system to eliminate reliability problems that have been experienced with the wrrenl equipment and to make the Research & control system more maintainable for the Dislders maintenance staff. Development Justification This pilot test facility is the any one of its kind at OCSD and provides process evaluation capabilities that cannot be duplicated In the laboratory or with full-scale equipment. (Laboratory-scale tests use batch systems that cannot duplicate actual digester feeding and mixing systems,and full-scale production digesters cannot be removed from service to allow testing that could adversely affect the overall treatment plant's perfannance.) Potential projects for this facility include tests of digester additives and modified operating practices to improve biosollds dewatering. The pilot facility was designed to operate for up to 15 years,so Operations agreed with Engineering's request to bring it into compliance with OCSD's design standards.These tests also revealed deficiencies with the control system that made the facility difficult to operate and maintain,which can be corrected by installing controls that are more similar to the ones used In OCSD's treatment plants. Budget Projections Total Budget Projected coat Phase Budget TmBete 20011-07 U0746 100M 2009.10 2010.11 Thenuatter Pmiect Dev 250.000 105,000 145.000 Preliminary Desig Design Curl.s Installath Commissim Close-Out Centingenry I Total 250,000 1 105,000 145,000 Reimbursable Costs NIA Section 8- Page 15 G S CIP Project Detail Sheets Project Name B Number Digester Optimization- Project Category Research S Development Project Status: Proposed Description Optimizing the operation of OCSD's digesters to improve volatile solids destruction and increasedreduced production epos l wsts, writ savings through reduced natural gas purchases and reduced biosolitla disposal vats.Venous Investigations into the effects of digester operating conditions(such as residence time and feed composition)on gas production have been reported in the literature,but it is not necessarily clear how to apply the results directly to OCSD's operations. This project would use two digesters as experimental and control units. Lithium tracer tests would be performed to investigate the mixing comparability of the digesters.Flow meters would be installed on the gas lines,and the operating conditions would be varied.The amount of gas produced and various analytical tests would be used to determine whether Research & the digesters'efficiency could be Improved by changing the operating conditions in ways Development that would be consistent with OCSD's operating needs and capabilities. Justification Offsetting natural gas purchases and reducing the amount of residual solids that must be treated and managed could save millions of dollars annually.The cost for achieving this could be negligible if it only Involves changes in operating practices. Budget Projections Tout BOOM Pro(eeted coal Please Budget T>Dete Omar 0007408 OOO8a9 MMID 2010.11 Tharoefler Project Dev 75.000 75,DDo Preliminary Desig Design Const.8lnstailea Commission Close ul Contingency Teral 1 75,000 75.000 Reimbursable costs WA Section 8-Page 16 p MINUTES OF PLANNING, DESIGN, AND CONSTRUCTION COMMITTEE MEETING Orange County Sanitation District Thursday, September 14, 2006, at 5:30 p.m. A meeting of the Planning, Design, and Construction Committee of the Orange County Sanitation District was held on Thursday, September 14, 2006. at 5:30 p.m., at the Sanitation District's Plant No. 2, P2-66 Trailers. (1) ROLL CALL The roll was called and a quorum declared present, as follows: PDC COMMITTEE MEMBERS: Directors Present: Staff Present: Tod Ridgeway, Chair Jim Ruth, Interim General Manager Norm Eckenrode,Vice Chair John Linder, Engineering Manager Charles Antos Tod Haynes, Construction Manager Alberta Christy Matt Smith, Engineering Manager Larry Crandall Chris Cervellone, Engineering Supervisor Patsy Marshall Jim Burror, Engineering Supervisor Roy Moore Nick Amontes, Director of Regional Assets Harry Sidhu Jessica Jones, Senior Contracts Administrator Doug Davert, Board Vice Chair(Tour only) Penny Kyle, Committee Secretary Directors Absent: Others Present: Steve Anderson Tim Keenan Jim Ferryman, Board Chair Jag Salgaonkar Paul Franzen Ben Campbell (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were none. (4) REPORT OF THE COMMITTEE CHAIR Committee Chair Tod Ridgeway thanked staff for the tour of Plant No. 2 prior to the meeting. (5) REPORT OF THE GENERAL MANAGER Jim Ruth, Interim General Manager, did not make a report. PDC Committee Minutes Page 2 September 14, 2006 (6) REPORT OF THE DIRECTOR OF ENGINEERING Matt Smith, Engineering Manager, reported that another milestone had been reached on secondary treatment with regard to Job No. P2-90. The project would be going out to bid the following month. He also advised that an article would be included in the September 23, 2006 edition of ENR, an engineering publication, regarding the Sanitation District's CIP program. (7) REPORT OF GENERAL COUNSEL General Counsel was not present. (8) CONSENT CALENDAR a. APPROVED MINUTES OF PREVIOUS MEETING Approve minutes of the August 3, 2006 Planning, Design, and Construction Committee Meeting. b. PSA AND AMENDMENT REPORT Action on PSAs and Amendments that require PDC Committee or Board approval will be taken separately. There were no PSAs and no Amendments approved by the General Manager from July 21 through August 24, 2006. C. FACILITIES ENGINEERING CONSULTANT ACTIVITY REPORT This report is an information only item. MOTION: It was moved, seconded, and duly carried to approve the recommended actions specified as Items 8(a)through (c). END OF CONSENT CALENDAR (9) INFORMATIONAL ITEM a. PDC06-83 Change Order Management Plan Update Matt Smith, Engineering Manager, provided a brief report on the recently implemented change order management plan. (10) ACTION ITEMS a. PDC06-84 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to receive and file the Collection System Strategic Plan Update dated April 2006, prepared by MWH Americas, Inc.for the Collection System Model and Strategic Plan Update, Job No. J-101. U PDC Committee Minutes Page 3 September 14, 2006 b. PDC06-85 MOVED, SECONDED AND DULY CARRIED: (1)Ratify Change Order No.t to Plant 1, Underground Storage Tank Rehabilitation at Electric Power Building 4, Job No. FE05-31, with Fleming Environmental, Inc., authorizing an addition of$8,512 and 181 calendar days, increasing the total contact amount to$130,612 and 231 days; and, (2)Accept Plant 1, Underground Storage Tank Rehabilitation at Electric Power Building 4, Job No. FE05.31, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement with Fleming Environmental, Inc. This Item is for PDC approval per Delegation of Authority by Board Resolution No. 04-08. C. PDCO6-86 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1) Ratify Change Order No. 1 to Plant 1, Underground Storage Tank Rehabilitation at Cengen Building, Job No. FE05-32,with Fleming Environmental, Inc., authodzing an addition of$33,570 and 181 additional days, increasing the total contact amount to$145,030 and 231 days; and, (2)Accept Plant 1, Underground Storage Tank Rehabilitation at Cengen Building, Job No. FE05-32, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement with Fleming Environmental, Inc. d. PDCO6-87 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1) Ratify Change Order No.1 to Plant No. 2, Utility Corridor, Parking and Pump Station for Contractor Staging,Job No. 132-66-3,with Denboer Engineering and Construction, Inc.,authodzing an addition of$37,762 and 159 calendar days, increasing the total contract amount to$1,360,762; and, (2)Accept Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3,as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. e. PDCO6-88 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to(1)Approve plans and specifications for 66-Inch Ellis Avenue Trunk Sewer, Contract No. I-10A, on file at the office of the Board Secretary; (2)Approve Addendum Nos. 1, 2, 3, 4, and 5 to the plans and specifications; (3) Receive and file bid tabulation and recommendation; and, (4)Award a construction contract to Barnard Soletanche, a joint venture for 66-Inch Ellis Avenue Trunk Sewer, Contract No. 1-10A, for an amount not to exceed $32,232,600. PDC Committee Minutes _ Page 4 September 14, 2006 f. PDCO6-89 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1)Ratify Change Order No. 4 to Plant Utilities Rehabilitation and Refurbishment, Job No. P2-82, with Olsson Construction,authorizing an addition of$1,040, and an additional 457 calendar days, increasing the total contact amount to$2,883,385;and, (2)Accept Plant Utilities Rehabilitation and Refurbishment,Job No. P2-82, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. g. PDCO6-90 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 10 to Secondary Treatment Facilities Process Upgrades at Plant No. 2, Job No. P247-3, with Morrow-Meadows Corporation, authorizing an addition of$295,560, increasing the total contract amount to$7,640,167. h. PDCO6-91 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1) Ratify Change Order No. 1 to Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, with Sancon Engineering, Inc., authorizing an addition of$583,821, increasing the total contract amount to$2,103.021, and 79 additional calendar days; and, (2)Approve a budget amendment for Sunflower Interceptor Manhole Rehabilitation,Job No. 7-21, in the amount of$278,000,for a total budget of$3,572,000. I. PDCO6-92 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 2 to Rehabilitation of the10 Street Pump Station, Contract No. 5-51, and Rehabilitation of the"A'Street Pump Station, Contract No. 552, with 10ewit Pacific Company, authorizing an addition of$256,079 and 14 calendar days, increasing the total contract amount to$12,095,223. j. PDCO6-93 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1) Ratify Change Order No. 11 to Gisler-Redhill Trunk Improvements, Reach 'A", Contract No. 7-36; Orange Trunk Improvements, Contract No. 7-39; Gisler-Redhill North Trunk Improvements, Contract No. 741; and City of Tustin Project Nos. 6106 and 6151, with ARB, Inc., authorizing an addition of$400,676, increasing the total contract amount to$22,003,110; (2) Decrease Phase 4 of Contract No. 741 budget by$1,300,000 for a total project budget amount of$15,460,857; and, (3) Increase Phase 4 of Contract No. 7-36 budget amount by$1,300,000 for a total project budget amount of$8,357,433. k. PDC06-94 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 28 to Primary Clarifiers 16-31 and Related Facilities,Job No. 121-37,with Margate Construction, authorizing an addition of$83,637, increasing the total contract amount to $72,760,157. v PDC Committee Minutes Page 5 September 14, 2006 I. PDC06-95 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 20 to Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4,with Steve P. Rados, Inc., authorizing an addition of$151,375, Increasing the total contract amount to$30,679,877. M. PDC06-96 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve a Professional Design Services Agreement with The Austin Company to prepare a Feasibility Study for Laboratory Refurbishment at Plant No. 1, Job No. J-97, for an amount not to exceed $122,400. n. PDC06-97 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve Amendment No. 5 to the Professional Services Agreement with Camp, Dresser, & McKee for Rehabilitation of Odor Control Facilities, Job No. J-71-8, providing for an adjustment to the burdened labor rates for an additional amount of$109,668, increasing the total amount not to exceed $5,028,372. 0. PDC06-98 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve Amendment No. 8 to the Professional Service Agreement with Tran Consulting Engineers for additional construction support services for Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, for an additional amount of$7,625, increasing the total amount not to exceed $1,270,697. P. PDC06-99 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve a Settlement Agreement with Parsons Engineering Science for Area Classification Study Implementation Plan, Plant Nos. 1 and 2, Job No. J-35-2,for a reimbursement amount of$610,667. q. PDC06-100 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to authorize Sole Source status for a period not to exceed September 30, 2008 for the following list of products for use in the Capital Improvement Program Projects: 0 MODICON/QUANTUM -Programmable Logic Controllers o EDWARDS Systems Technology- Fire Alarm Panels and Sensors 0 CASI-RUSCO-Security Access Systems (badge readers) 0 SUMITOMO ELECTRIC- Fiber Optic Network Components (Blown Fiber) o N-TRON - Industrial Ethernet Hubs o CISCO SYSTEMS-Network Switches and Routers o MODICON MODEMS- Fiber Optic Modems for use with Remote 1/0 racks o POWER MEASUREMENTS INC. - ION Series Power Monitors 0 SCHLAGE -Door Locksets 0 WEMCO-HIDROSTAL-Sewage Pumps 0 DeZURIK- Plug Valves o GENERAL ELECTRIC- Protective Relays 0 BASLER ELECTRIC- Protective Relays PDC Committee Minutes Page 6 September 14, 2006 (11) CLOSED SESSION There was no closed session. (12) OTHER BUSINESS,COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY There were none. (13) MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING There were none. (14) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT There were none. (14) FUTURE MEETINGS DATES The next Planning, Design, and Construction Committee Meeting is scheduled for Thursday, October 5, 2006 at 5:00 p.m. (15) ADJOURNMENT The Chair declared the meeting adjourned at 6:44 p.m. Submitted by: Penny M. yle Committee Secretary H:1depMgend.PDC12D061MInuMe1091406 PDC Mlnu .dw PDC COMMITTEE Me ing Doo e Told of Dir. 09/14/06 091 i7lW AGENDA REPORT IIm Nu 6mI " mbe Orange County Sanitation District FROM: David A. Ludwin, Director of Engineering Originator: Ann Tobin, Engineer SUBJECT: COLLECTION SYSTEM MODEL AND STRATEGIC PLAN UPDATE, JOB NO. J-101 GENERAL MANAGER'S RECOMMENDATION Receive and file the Collection System Strategic Plan Update dated April 2006, prepared by MWH Americas, Inc., for the Collection System Model and Strategic Plan Update, Job No. J-101. SUMMARY • This project developed a hydraulic model of the Orange County Sanitation District (Sanitation District) collection system and evaluated the trunk system capacity which was last updated with the 1999 Strategic Plan. • The completion and filing of this Collection System Strategic Plan allows the Sanitation District to stay in compliance with the Capacity Assurance Planning requirement of the Waste Discharge Requirements adopted by the Regional Water Quality Control Board in April 26, 2002. • Fifteen capital improvement projects are recommended to address collection system capacity deficiencies through 2030. The capital cost for these projects is $99.8 million. • These fifteen projects replace the Sanitation District's past sewer capacity planning included in the Fiscal Year 2005-06 Budget Book totaling $182 million. Thus, this Strategic Plan reduced the Sanitation District's capital program by about $83 million. • The computer model will also continue to be a valuable tool to the Sanitation District staff. This is because the Sanitation District staff will be able to adjust the timing of sewer capacity related projects as land uses changes are proposed by the Cities, as well as, the large high-rise developments being proposed throughout the service area. H.WaplagmEelawtl Pgenaz aeyn5@05 aca,O PgonEa PvyrbW9'.WNem,MLJ.to1 am Page 1 PDC COMMITTEE MeeBngDae roea.0 6Di r. o9/l4 06 09/27/06 AGENDA REPORT Item Number Item Number PDCO&84 12(b) Orange County Sanitation District FROM: David A. Ludwin, Director of Engineering Originator: Ann Tobin, Engineer SUBJECT: COLLECTION SYSTEM MODEL AND STRATEGIC PLAN UPDATE, JOB NO. J-101 GENERAL MANAGER'S RECOMMENDATION Receive and file the Collection System Strategic Plan Update dated April 2006, prepared by MWH Americas, Inc., for the Collection System Model and Strategic Plan Update, Job No. J-101. SUMMARY • This project developed a hydraulic model of the Orange County Sanitation District (Sanitation District) collection system and evaluated the trunk system capacity which was last updated with the 1999 Strategic Plan. • The completion and filing of this Collection System Strategic Plan allows the Sanitation District to stay in compliance with the Capacity Assurance Planning requirement of the Waste Discharge Requirements adopted by the Regional Water Quality Control Board in April 26, 2002. • Fifteen capital improvement projects are recommended to address collection system capacity deficiencies through 2030. The capital cost for these projects is $99.8 million. • These fifteen projects replace the Sanitation District's past sewer capacity planning included in the Fiscal Year 2005-06 Budget Book totaling $182 million. Thus, this Strategic Plan reduced the Sanitation District's capital program by about $83 million. • The computer model will also continue to be a valuable tool to the Sanitation District staff. This is because the Sanitation District staff will be able to adjust the timing of . sewer capacity related projects as land uses changes are proposed by the Cities, as well as, the large high-rise developments being proposed throughout the service area. •depl� gendal d Agenda RapataTXA Board Agenda aepn5G9[6gem 12(b). 101 Ex Ravhed 01.1. Page 1 PRIOR COMMITTEE/BOARD ACTIONS February 23, 2005: Approval of Professional Service Agreement (PSA) with MWH Americas, Inc. for engineering services not to exceed $434,456. PROJECT/CONTRACT COST SUMMARY No expenditure is being requested. BUDGET IMPACT ® This item has been budgeted. (Line item: F 05-MSewm8-Page 1re) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION A major part of Collection System Model and Strategic Plan Update, Job No J-101, was the development of a new collection system model to replace Sanitation District's 1999 Strategic Plan efforts. The new model uses recently collected GIS information, 2005 population estimates, and the most recent land use data. The model also incorporates changes in service area boundaries and demographics, as well as, several years of flow monitoring data from the Sanitation District's Long-Term Flow Monitoring Project. This new model was used to re-Examine, update, and optimize the Sanitation District's planning for the collection system, particularly the proposed capacity related capital improvements. Based on the evaluation of trunk system capacity, fifteen capital improvement projects are recommended to address capacity deficiencies projected to occur through 2030 (Table ES-1 of the attached Executive Summary). Project locations are shown in Figure ES-1 of the attached Executive Summary. The total planning-level capital cost for the recommended projects is $99.8 million (in 2005 dollars). Three projects, the Bristol Trunk in Santa Ana, the Dover Trunk in Newport Beach, and the Lake Street in Huntington Beach are recommended for immediate assignment to the Program Management Office (PMO), with construction to start in 2009. The other 13 projects have been scheduled based on the modeling, but should be investigated further to confirm priorities, scheduling, and to better detail potential solutions. The total capital cost for the recommended projects, $99.8 million, is less than the $182 million in capital costs for capacity related projects based on the 1999 Strategic Plan. The 1999 study projected higher flows and greater capacity needs than the current study. The new hydraulic model, developed under Job No. J-101, with additional flow monitoring data and updated population projections, indicates that additional capacity will not be required in much of the Santa Ana Interceptor as previously anticipated. n�d gpnae nepm>VooS 0—d ayme.ReOm>neosNem 12(b)}101 aoc R—. 01 wM Page 2 ALTERNATIVES No alternative. CEQA FINDINGS This project is exempt from CEQA. ATTACHMENTS Executive Summary from the Strategic Plan Update, April 2006 AT:sa H'.1dep11agendaU and Agenda Reports@OOB Board Agenda ReWds\OgOOWem 12(b).J-101,doc H VoptYgmgnl&v'd/p R�IS=6 Bond PpenGe Regr5N805 13b)1101.px R—. b1.. Page 3 /a N n. ° . . �( n NL J OCSD Strategic Plan Update Figure ES-1 Recommended Capacity Improvement Projects Legend .. aropno W,.r ocsD S— FW. Fqura a8"2111Y4 — Mepr sym-,,sow nignwen 0 ocso Sam- . tpe..ssaaaa 0 1 2 4 6 8 Milos Orange County sanitation District ES-2 Strategic Plan Update Job No.J-101-Volume 1 April.2006 N Maja o' --7 J 'al 9 Na A do OCSD Strategic Plan Update Figure ES-1 Recommended Capacity Improvement Projects Legend Maj.,OCSD S— MI. Faanda E64noo6 Major Streets and Highwp OMSDSe-.Ar.. ,ardawd. 0 1 2 4 6 a Mtilea Orange county Sanitation District ES-2 Strategic Plan Update Job No.I-101 -Volume I April,2006 t I PDC COMMITTEE Meeting lam To Bd.of Dr. 09/14/06 09/27/D6 AGENDA REPORT """Number Item Number PDC06-87 Orange County Sanitation District MUtility Systems FROM: David Ludwin, Director of Engineering Originator: Pam Koester, Project Manager SUBJECT: PLANT 2, UTILITY CORRIDOR, PARKING AND PUMP STATION FOR CONTRACTOR STAGING, JOB NO. P2-66-3 GENERAL MANAGER'S RECOMMENDATION (1) Ratify Change Order No.1 to Plant No. 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3, with Denboer Engineering and Construction, Inc., authorizing an addition of$37,762 and 159 calendar days, increasing the total contract amount to $1,360,762; and (2) Accept Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. SUMMARY • The project included excavation, regrading for a new contractor parking lot and roadways, including a pump station and electrical facilities for contractor staging at Plant No. 2. • RMS Engineering & Design, Inc. prepared the plans and specifications and the contract was awarded to Denboer Engineering and Construction, Inc. on September 26, 2005. • Change Order No. 1 includes seven items of added work, two items of deleted work, and a time extension. There are three nonreimbursable design errors and no reimbursable design errors associated with this change order. The contract includes liquidated damages of$200 per day and no bonus provisions. The project is now 100% complete. PRIOR COMMITTEEIBOARD ACTIONS The contract was awarded by the PDC Committee on September 26, 2005. Please refer to the attached Change Order Status Performance Report for information on all previous change orders. Page 1 PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 1,323,000 Previously Authorized Change Order $ 0 This Change Order (Add) $ 37,762 Change Orders to Date $ 37,762 Percent Increase to Date 2.85% Amended Contract Price $ 1,360,762 BUDGET IMPACT ® This item has been budgeted. (Line item: FY2004-2005 Budget section a, P128) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION Contact Schedule Contact start date September 26, 2005 Original contact completion date February 22, 2006 Total number of change orders to date 1 Revised Completion Date July 31, 2006 Actual contact completion date July 31, 2006 Days subject to liquidated damages 0 Change Order No. 1 Content Item Description Amount Days Type 1 Ductbank Relocation $27,529 0 Unknown Condition 2 V-Ditch Interference $1,850 0 Nonreimbursable Design Error 3 8-Inch Diameter Force Main $10,803 0 Unknown Condition 4 12Kv Ductbank Realignment $3,845 0 Unknown Condition 5 Time Extension $0 159 Other 6 Telephone Conduit Modification $3,825 0 Nonreimbursable Design Error 7 Asphalt Credit ($32,357) 0 Staff Requested Design Change Page 2 1 / 8 Input/Output Control Device $490 0 Nonreimbursable Design Error 9 Parking Lot Elevation Change $21,847 0 Staff Requested Design Change 10 Light Fixture Substitute ($70) 0 Staff Requested Design Change Total Change Order No. 1 $37,762 159 This item 5 involves a time extension to the contract which was caused by several issues which were outside of the Contractor's control. A combination of paving delays and time requested to resolve electrical issues caused this project time extension. The P2-66 contract's excavation operations involved the transporting of soil by large trucks along the east perimeter road in the same area that paving work was to occur on this project. Staff decided to delay the work on the P2-66-3 project and allow the work on the P2-66 project to proceed. The exact timing of this conflict could not have been anticipated during the design of this project. This time extension avoided conflicts and delays to the excavation operations of the P2-66 project, which is a $200 million dollar project. Part of the delay was due to the identification of electrical design issue during construction which took time to evaluate and resolve. Prior to the time the evaluation was being performed, the Sanitation District had already taken beneficial occupancy of the majority of this project which included the completed pump station and parking lot and all associated piping. The Contractor has agreed that this extension of contract time is non compensable. It was further agreed upon that the Sanitation District will not assess any liquidated damages on this contract associated with this delay. ALTERNATIVES N/A CEQA FINDINGS Exempt ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Location Description of Change Order DR:dm:kf H:MIglob Mgenda Dreg Repofts DMP2£&3 ARCO Ri 0901WAM Page 3 BUDGET INFORMATION TABLE Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging JOB NO. P2-66-3 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMAT ., BUDGET PROJECT/PNASE AUTHORIZED PROJECT - REVISED AUTHORIZED TO AUTHORIZATION _ TOTAL EXPENDITURE E%DATE(%:TD` -_ - INCREASE BUDGET BUDGET /DECREASE BUDGET GATE .REQUEST AUTHORIZATION TO DATE DATEI%). Phase 1-P.jad Development $ teoo $ 209 f - E 209 $ 209 S - 4 209 S 209 100% Phase 2-Preliminary Design S - E ISO S - $ 150 $ IN S 150 E 150 100% Phase 3-Design S 94,000 S 282756 f - S 282.766 $ 282786 S - S 202.766 $ 238.035 84% Phase 4-Con.w Ion S 687200 S 1.480000 S 37762 S 1517,762 S 1,480.000 $ 37762 S 1617752 S 1416,267 93% Phase 5-Cammissioning $ 90D 6 22000 S - $ 22.000 E 22.0100 S $ 22000 S 17,708 80% Phase 6-Cbse-Out S goo S 13D00 S - S 13,000 S 13,000 $ - $ 13000 S 2.864 22% Phase 7-Cenlingency E IOOADO S 1.999,173 E 7.76 S 1961.411 E 7 E 7782 PROJECT TOTAL $ 564.800 S 3.797,298 S - $ 3,797,298 S 1,798.1251 $ - $ 1798128 $ 1S75,233 93% Ralmbursable C is PROJECT NET S 864,800 S 3797,298 $ - $ 3797.298 S 1,798.125 S - $ 1798,125 S 1,675,233 93% PSAIContraet Design PEA S 100,000 1 $ 100,000 1 $ - $ 100,000 -1 1 $ 100,000 E $ 1000D0 1 S 100000 100% ConsWGlon Contract is 680,000 1 S 1,323,000 S 37,762 1 $ 1,360.762 $ 1,323.000 1 S 37,782 S 1360.762 1 $ 0% EDMS 003e11354 CHANGE ORDER STATUS REPORT Plant No. 2, Utility Corridor, Parking and Pump Station for Contractor Staging JOB NO. P2-66-3 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 09/26/05 $1,323,000 $1,323.000 WA 150 150 NCO NO1 •PENOJNG $37 Tel ; , ,.$ti'380 ig „A 2.ow' EOMS003810975 CHANGE ORDER PERFORMANCE REPORT PLANT 2 UTILITY CORRIDOR,PARKING S PUMP STATION FOR CONTRACTOR STAGING JOB NO.P2-66-3,CHANGE ORDER NOA Contractor DENBOER ENGINEERING$CONSTRUCTION,INC. Project Category:EXPANSION Design Consultant RMS ENFINEERING S DESIGN,INC. Contract%Complete:100% Original Contract Price: 31.323,6e0 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Reimbursable Deal9n Non-Reimbursable 6ubtofal CO Types Unknown Comedies Sued Requeeletl Change Enos Design Errors Tracked` Other Telel Change Orders $421 3.19% ($10,580) -0.80% $0 0.00% $6.165 0.47% $37,762 2.85% SO 0.00% $37, 2.85% this Period Change Orders to $0 0.00% s0 0.00% SO 0.00% s0 0.00% $0 0.00% $0 0.00% $ O 0.00% Data Change Order Total S02,177 3.19% ($10,580) -0.80% $0 ' 0.00% s6,1 0.07% $37,762 2.85% $0 0.00% $37.762 2.85% Program <3.00% <1.007. 0.00% <1.00% <S00% 0.O01k <5.00% Performance Goals The Change Order Merugemant Plan barks lha prma:tlbp bur dlallpe oNerrypea Version 31112O06 EDMSW38111ak a Page 1 of 8 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering& Desion. Inc. Amount of this Change Order(Add) $37,762.00 In accordance with contract provisions,the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 — DUCTBANK RELOCATION This item is for labor, materials, and equipment to relocate an existing unforeseen irrigation electrical ductbank that conflicted with the specified parking lot paving elevations and a new ductbank. The Contractor was directed to remove and replace the existing 1-inch irrigation conduit encased in concrete where it conflicted with the new fiber optic ductbank at the east side of the 12Kv Service Center Building. It was determined to be cost effective to incorporate approximately 80 feet of the existing 1-inch low voltage irrigation control conduit in the same concrete encasement with the specified fiber optic ductbank which included two 1 Yrinch conduits. The Contractor was also directed to install a traffic load rated underground pull box where the irrigation electrical ductbank left the fiber optic ductbank. The existing irrigation electrical ductbank was an undisclosed utility not shown on the contract plans. The work associated with this change order item was accomplished by the Contractor's force account in accordance with the General Requirements, Section 41.B.2, (Reference FCO No. 1). ADDED COST THIS CHANGE ORDER ITEM: $27,529.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2—V-DITCH INTERFERENCE This item is for labor, and equipment to remove a spoils pile which interfered with the construction of the specified"V"-ditch. The contract plans and specifications required the Contractor to construct a "V"-ditch channel and fencing on the east road. Contrary to that shown on the plans, a spoils pile and some concrete material encroached on the planned improvements. The Contractor was directed to move the excess materials from the road so work could continue. The work associated with this change order item was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 2). ADDED COST THIS CHANGE ORDER ITEM: $1,850.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 2 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering & Design. Inc. ITEM 3—8-INCH DIAMETER FORCE MAIN This hem is for labor, materials, and equipment to modify the 8-inch pump discharge piping. Differing site conditions and unknown utilities required modifications to the specified piping alignment. The Contractor was directed to modify the specked pipe alignment between stations 25+88.70 and station 22+97.60 due to unforeseen utility conflicts. The modifications involved additional excavation, support of unforeseen utilities and additional piping fittings. The Contractor encountered three unknown pipes crossing the contract alignment requiring adjusting the discharge pipe elevation. The Contractor was also directed to move the pipe alignment between stations 10+00.00 and 11+00.00 to avoid unforeseen and buried utilities. The work associated with this change order item was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 3). ADDED COST THIS CHANGE ORDER ITEM: $10,803.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4— 12KV DUCTBANK REALIGNMENT This hem is for labor, materials,and equipment to relocate a new 12Kv ductbank. The contract plans required the installation of a 12Kv ducibank by the new electrical distribution building. The required elevation for entering the manhole electrical vault was not shown on the contract plans. During excavation, an existing communication ductbank was found to be in conflict. The Contractor was directed to relocate the new 12Kv ductbank at the communication ductbank and enter the manhole at the lowest elevation possible. The contract plans did not adequately depict the existing field conditions. The extra costs of this item are associated with additional trenching asphalt removal, replacement, and additional core drilling. The work associated with this change order hem was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 4). ADDED COST THIS CHANGE ORDER ITEM: $3,845.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 3 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Enaineerina & Design, Inc. ITEM 5—TIME EXTENSION This Rem is for a time extension to the contract which was caused by several issues which were outside of the Contractor's control. A combination of paving delays and research time for electrical issues caused this project time extension. The P2-66 contract's excavation operations involved the transporting of soil by large trucks along the east perimeter road in the same area that paving work was to occur on this project. Staff decided to delay the work on the P2-66-3 project and allow the work on the P2-66 project to proceed. The exact timing of this conflict could not have been anticipated during the design of this project. This time extension avoided conflicts and delays to the excavation operations of the P2-66 project, which is a $200 million dollar project. Also Included in this Rem is the delay caused by staff needing to confirm the exact location of the electrical disconnect switches and wire to be installed per this contract at the newly installed electrical switchgear building. The electrical disconnect switches are for future and existing temporary power that the Sanitation District provides to construction project's staging areas. During construction,the Sanitation District staff discussed potential changes to the future construction projects staging area electrical needs (i.e., 2 projects vs 3 projects). This necessitated a reevaluation of the size and number of disconnected switches to be provided under P2.66-3. This evaluation was completed on May 18, 2006 and delayed the completion of a small portion of the work in the switchgear building. The result of this evaluation was to install the disconnect switches as shown on the P2-66-3 plans. Prior to the time this evaluation was being performed;the Sanitation District had taken beneficial occupancy of the majority of this project which included the completed pump station and parking lot. The paving delay and research time caused a delay of 159 calendar days to this project. The new final contract completion date is July 31, 2006. The Contractor has agreed that this extension of contract time is non compensable. It was further agreed upon that the Sanitation District will not assess any liquidated damages on this contract associated with this delay. The work associated with this change order Rem was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 5). ADDED COST THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 159 Calendar Days Page 6 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One(l) Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering & Design. Inc. The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by and all previously issued change orders. It is therefore mutually agreed that a 159 day extension of time to perform the work is required for this change order, and no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: September 26, 2005 Original Contract Time: 150 Calendar Days Original Completion Date: February 22, 2006 Time Extension this C.O.: 159 Calendar Days Total Contract Time Extension: 309 Calendar Days Revised Contract Time: 309 Calendar Days Revised Final Completion Due Date: July 31, 2006 Time Subject to Liquidated Damages: N/A Original Contract Price S 1,323,000.00 Prev.Authorized Changes $ 0.00 This Change(Add) $ 37,762.00 Amended Contract Price $ 1,360,762.00 v Page 3 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One(1) Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering 8 Design, Inc. ITEM 5—TIME EXTENSION This Rem is for a time extension to the contract which was caused by several issues which were outside of the Contractor's control. A combination of paving delays and research time for electrical issues caused this project time extension. The P2-66 contract's excavation operations involved the transporting of soil by large trucks along the eastperimeter road in the same area that paving work was to occur on this project. Staff decided to delay the work on the P2-66-3 project and allow the work on the P2-66 project to proceed. The exact timing of this conflict could not have been anticipated during the design of this project. This time extension avoided conflicts and delays to the excavation operations of the P2-66 project, which is a $200 million dollar project. Also included in this item is the delay caused by staff needing to confirm the exact location of the electrical disconnect switches and wire to be installed per this contract at the newly installed electrical switchgear building. The electrical disconnect switches are for future and existing temporary power that the Sanitation District provides to construction project's staging areas. During construction,the Sanitation District staff discussed potential changes to the future construction project's staging area electrical needs(i.e., 2 projects vs 3 projects). This necessitated a reevaluation of the size and number of disconnected switches to be provided under P2-66-3. This evaluation was completed on May 18, 2006 and delayed the completion of a small portion of the work in the switchgear building. The result of this evaluation was to install the disconnect switches as shown on the P2-66-3 plans. Prior to the time this evaluation was being performed;the Sanitation District had taken beneficial occupancy of the majority of this project which included the completed pump station and parking lot. The paving delay and research time caused a delay of 159 calendar days to this project. The new final contract completion date is July 31, 2006. The Contractor has agreed that this extension of contract time is non compensable. It was further agreed upon that the Sanitation District will not assess any liquidated damages on this contract associated with this delay. The work associated with this change order Rem was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 5). ADDED COST THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 159 Calendar Days Page 4 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering &Design. Inc. ITEM 6—TELEPHONE CONDUIT MODIFICATION This item is for labor, materials, and equipment to extend a 2-inch telephone conduit into the fiber optic/SS J-box and to core drill two 3-inch diameters holes through 12-inch thick concrete floor and wall at the 12Kv Service Building at Plant No. 2. The termination of the 2-inch telephone conduit was not defined in the contract documents but was needed to provide an operating system. This Rem also included the labor to install a Sanitation District supplied telephone box, which was used to terminate the conductors inside of the 12Kv Service Building.The work associated with this change order item was accomplished by the Contractor's force account in accordance with the General Requirements, Section 41.13.2, (Reference FCO No. 6). ADDED COST THIS CHANGE ORDER ITEM: $3,825.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 7—ASPHALT CREDIT This Rem is for a deletion of a portion of the asphalt paving included in this contract. The P2-66 project will have large trucks hauling soil for the next two years at the north end of Plant No. 2 causing probable damage and voll be completed on a separate contract. The work associated with this change order Rem negotiated with the Contractor in accordance with the General Requirements, Section 41.8.1, (Reference FCO No. 7). CREDIT THIS CHANGE ORDER ITEM: ($32,357.00) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 8—INPUT/OUTPUT CONTROL DEVICE This Rem is for labor, materials, and equipment for the Contractor to provide one new SEL-2505 input/ output control device and associated wiring for the PLC panel located at Plant No. 2. The input/output control device was not shown in the contract plans, but was necessary to read the input/output data from the pump control panel. The work associated with this change order item was negotiated with the Contractor in accordance with the General Requirements, Section 41.B.1, (Reference FCO No. 8). ADDED COST THIS CHANGE ORDER ITEM: $490.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 5 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One(l) Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering & Design. Inc. ITEM 9—PARKING LOT ELEVATION CHANGE This item is for labor, materials, and equipment for the Contractor to adjust the elevation across the proposed parking lot with constant fall to the proposed catch basin elevation. This change created an excess of 2,200 cubic yards of soil. The excess sail was transported approximately 300 yards to the south of the job site on the Plant No. 2 property. The change in the elevation created more rainwater storage in the event of an electrical or mechanical failure at the new pump station. The work associated with this change order item was accomplished by the Contractor's force account in accordance with the General Requirements, Section 41.13.2, (Reference FCO No. 9). ADDED COST THIS CHANGE ORDER ITEM: $21,847.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 10—LIGHT FIXTURE SUBTITUTE This item is for a light fixture substitute which was requested by the Contractor and approved by staff. This item was negotiated with the contractor. The work associated with this change order item was negotiated with the Contractor in accordance vnth the General Requirements, Section 41.6.1, (Reference FCO No. 10). CREDIT THIS CHANGE ORDER ITEM: ($70.00) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COST THIS CHANGE ORDER ITEM: $37,762.00 TOTAL TIME EXTENSION THIS CHANGE ORDER ITEM: 159 Calendar Days Page 6 of 8 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Jab No. P2-66-3 Consultant: RMS Engineering & Design. Inc. The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by and all previously issued change orders. It is therefore mutually agreed that a 159 day extension of time to perform the work is required for this change order, and no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: September 26, 2005 Original Contract Time: 150 Calendar Days Original Completion Date: February 22, 2006 Time Extension this C.O.: 159 Calendar Days Total Contract Time Extension: 309 Calendar Days Revised Contract Time: 309 Calendar Days Revised Final Completion Due Date: July 31,2006 Time Subject to Liquidated Damages: N/A Original Contract Price $ 1,323,000.00 Prev. Authorized Changes $ 0.00 This Change(Add) $ 37,762.00 Amended Contract Price $ 1,360,762.00 Page 7 of 8 ORANGE COUNTY SANITATION DISTRICT 10W ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One(l) Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering & Design Inc. Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod Haynes, P.E. Date Engineering and Construction Division Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: DENBOER ENGINEERING & CONSTRUCTION, INC. Contractor Date y Page 8 of 8 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Denboer Engineering & Construction, Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Plant 2, Utility Corridor, Parking and Pump Station for Contractor Staging, Job No. P2-66-3 Consultant: RMS Engineering&Deakin, Inc. EDMS 003810886 PDC COMMITTEE Meeting Dare Toed.oroo-. 09/14106 09/D106 AGENDA REPORT Rem Number hem Number PD006-8B 12(e1 Orange County Sanitation District M Collections Facilities FROM: David Ludwin, Director of Engineering Originator: David May, IPMC Project Manager SUBJECT: CONTRACT NO. 1-10A, 66-INCH ELLIS AVENUE TRUNK SEWER GENERAL MANAGER'S RECOMMENDATION (1) Approve plans and specifications for 66-Inch Ellis Avenue Trunk Sewer Contract No. I-10A, on file at the office of the Board Secretary; (2) Approve Addenda Nos. 1, 2, 3, 4, and 5 to the plans and specifications; (3) Receive and file bid tabulation and recommendation; and (4) Award a construction contract to Barnard Soletanche, Joint Venture for 66-Inch Ellis Avenue Trunk Sewer, Contract No. 1-10A, for an amount not to exceed $31,232,600. SUMMARY • Contract No. 1-10A is one of two construction contracts bid under Job No. I-10, Rehabilitation of Ellis Avenue Pump Station. Job No. 1-10 is necessary for Orange County Sanitation District (Sanitation District) to better balance flows between Plant No. 1 and Plant No. 2, and to better meet Ground Water Replenishment System's needs. • The purpose of Contract No. 1-10A is to construct a new 66-inch Ellis Avenue Trunk Sewer. The new pipe will convey flows previously destined for Plant No. 2 to Plant No. 1 via the Ellis Avenue Pump Station. • Malcolm Pirnie, Inc. completed the plans and specifications for Contract No. 1-10A in June 2006. Sealed bids were received on August 8, 2006. Bid Summary information on Contract No. 1-10A is as follows: Project Budget: $ 79,385,705 Construction Contract Budget: $ 59,378,000 Engineer's Estimate: $ 25,874,812 Lowest Responsive Bid: $ 31, 232,600 Highest Responsive Bid: $ 38,161,702 Number of Bids: 3 Page 1 The Director of Engineering recommends the award of the construction contract for Contract No. I-10A, 66-Inch Ellis Avenue Trunk Sewer, to the lowest, responsive responsible bidder, Barnard Soletanche Joint Venture, in an amount not to exceed $31,232,600. PRIOR COMMITTEEIBOARD ACTIONS Approval of a Professional Services Agreement (PSA) with Malcolm Pimie, Inc. in September, 2002 and five subsequent amendments to the PSA as noted in the attached PSA Status Report. PROJECT/CONTRACT COST SUMMARY Authorization of$31,232,600 for construction is being requested. This contract was budgeted under Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10. The total budget for Job No. 1-10 is $79,385,705. See attached Budget Information Table for more information. $59,378,000 out of the total project budget is allocated for construction contracts. The construction contract budget was developed to cover the construction contract cost of Contract No. I-10A, 66-Inch Ellis Avenue Trunk Sewer and Contract No. 1-10B, Ellis Pump Station. Staff requests that $832,383 be moved from Contingency (Phase 7) to Construction (Phase 4) to cover the anticipated cost of Contract 1-10B, Ellis Avenue Pump Station, which will bid on September 28,2006. Budget versus contract cost is shown below for clarification. Contract No. Current Budget Contract Cost/New Budget 1-10A $27,000,000 $31,232,600 1-10B $32,378,000 $28,977,783a Total $59,378,000 $60,210,383 a Engineer's estimate for I-10B b Contract cost total exceeds budget by$832,383 BUDGETIMPACT ® This Rem has been budgeted. (Line item: o6f07 Budget Book: Page 47) ❑ This Rem has been budgeted, but there are insufficient funds. ❑ This Rem has not been budgeted. ❑ Not applicable (information Rem) Page 2 ADDITIONAL INFORMATION The 66-Inch Ellis Avenue Trunk Sewer is necessary to convey up to 50 mgd of flow destined for Plant No. 2. Upon completion of this construction and upon completion of the Ellis Avenue Pump Station, flows from the Knott and Magnolia trunks will be able to be diverted to Plant No. 1. The Ellis Avenue Pump Station is located entirely within the Sanitation District's Plant No. 1. The new facilities give the Sanitation District better ability to balance flows at the two treatment plants, as well as support Ground Water Replenishment System's needs. Construction is anticipated to last through April, 2008. Advertisement for bids occurred on June 8, 2006. Sealed bids were received on August 8, 2006. There were a total of three bids received. Bids received were within the budget approved for the construction phase of the project. Bids were over the engineers estimate. Construction of the new piping will be by tunneling versus the more common open trench or micro tunneling construction methods. Tunneling was selected to minimize traffic disruption on heavily traveled Ellis Avenue between Brookhurst Street and the 405 Freeway on ramp. Tunneling will require a launching shaft near the Administration Building and a receiving shaft. Only the receiving shaft is located in Ellis Avenue between Callens Way and shopping center entrances. Having only one street excavation site for the receiving shaft significantly minimizes traffic disruption that the project could have caused with open trench methods. The construction contract calls for noise and vibration monitoring during construction to ensure compliance with all applicable ordinances and regulations. Work is limited to hours allowed by the City of Fountain Valley (City) ordinance and Environmental Impact Report (EIR) mitigation measures. Due to the complex nature of the work and the potential for unforeseen conditions, a contract provision requiring a Dispute Review Board (DRB) has been added. The DRB consists of three members, all experts in tunneling projects, to help resolve disputes. The DRB member travel and compensation costs are paid for equally by the contractor and the Sanitation District. There are minor added staff costs to schedule and hold meetings, provide documentation, prepare meeting minutes, etc. The DRB conducts regular site walks and meetings. They bring to bear their experience and expertise and hear disputes, which can not be resolved by staff and the contractor. The DRB decisions are non-binding; however, they are admissible in court. Any DRB decision resulting in a change to the contract is subject to Board approval. The DRB member experience, perceived impartiality and on-going involvement, will help to curb issues before they escalate into major disputes. Staff has initiated advanced public outreach measures to notify nearby residential and business neighbors. Continued public outreach will be maintained during construction, including periodic newsletters, fact sheets, web site information updates, and community meetings. Page 3 The engineers estimate was evaluated. It was determined that fuel pricing, labor costs, and relatively small number of bidders all contributed to the higher bid price. The grouping of bids also indicates that the bid received is the market value of the work. The Los Angeles County Sanitation District bid a project very similar to this project at the same time and received a low bid in excess of the bid received for this project. In addition to the above, staff re-evaluated whether bidding this project based upon micro tunneling would provide cost savings. Staff concluded that micro tunneling may offer approximately 5 percent construction savings. However, when the time delay in executing the work, and the added staff and consultant costs are factored into the decision, this option is not attractive. Staff is therefore recommending award of the contract as bid. ALTERNATIVES Prepare new bid documents to perform the project construction by micro tunneling or pipe jacking methods. It is estimated that these methods might cost 5-10% less than tunneling methods, however, they require shafts approximately every 1000 feet of the alignment. This would mean an additional five to six shafts on Ellis Avenue and significantly affect traffic when the shafts were being used. In addition, the work areas around the shafts would be substantially larger as they would need to support soil hauling and pipe staging and placement. This method would result in significantly more public impact in the areas of traffic and noise. Staff would need six to eight months to revise the bid documents to prepare for rebidding allowing this method of construction. CEQA FINDINGS A Project EIR was certified by the Board of Directors in May 2005. ATTACHMENTS 1. Budget Information Table 2. PSA Status Report 3. BID Tabulation DM:sp:kf H:\ntglobal\Agenda Draft Reports\PDC\I-10 AR 06-09-06 Construction Conlract.doc Page 4 BUDGET INFORMATION TABLE REHABILITATION OF ELLIS AVENUE PUMP STATION, JOB NO. 1.10 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE(DECREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) Phase l-Project Development S 152000 S 152,000 S 152.000 S 152.000 S 152,000 S 151411 100% Phase 2-Prdiminoq Des n $ 2.325.000 S 3,406.000 5 3.406.000 S 3,40B000 S 3.408.000 $ 3,490.345 102% Phase 3-Des n 5 2.258.000 5 2.730.000 $ 2.730,000 $ 2.730.000 S 2.730,000 S 2146.109 as% Phax4-Censlmction S 44.217.000 5 64.840,000 $ 832.383 $ 65,672.383 $ - S 37232,600 S 31,232,600 $ 26.200 0% Phax 5-Commissionina $ 321.000 S 593.000 $ 593,000 $ S - 9 14023 0% Phase6-Clo.-Out S ST N $ 473,000 S 473,000 S S - $ 0% Phase 7-Contin n S 8.141.000 S 7J25.000 $ 832.383 S 6,292.617 $ 0% PROJECTTOTAL S 57,481,000 S 79.319.000 $ 79.319.000 $ 6,288.000 S 37,520.600 S 6,028.089 16% Reimbursable Casts PROJECT NET S 57.481.000 S 79.319.000 S 79.319.000 11 S 6,288,000 S 37.520.600 1 S 6.028.0 9 16% PSA/Contnet Oesi n PSA $ 3,186,027 S 4,799,255 S 4,799.255 1$ 4,799.255 1 S 4,799.255 S 4.105,617 1 86% Conslmion Contrad 1.10 S 21,514,548 1 S 59.378,000 1 S - S 59.378.000 $ 31232,600 S 31,232.600 1 S 0% EDM5 WMIa Professional Services Agreement Status Report REHABILITATION OF ELLIS AVENUE PUMP STATION, JOB NO. I-10A Total Project Budget: $79,318,525 Consultant: Malcolm Pimie, Inc. Date Amendment Description Cost Accumulated Costs 9/252002 Original PSA Engineering & Construction support services $3 186 027 $3 186 027 11/192003 1 Additional engineering services for investigation $400 055 $3,586,082 into 11 altemative sites for um station location 6=005 2 Modify contract language due to project duration $0 $3,586,082 increase Additional engineering services for additional 8242005 3 geotechnical investigations, additional utility $313,194 $3,899,276 investigations, and additional survey services Additional engineering services for Bushard 9282005 4 Diversion Box design, tunneling design, schedule $899,979 $4,799,255 extension, and electrical desi n services 1026/05 5 Additional engineering services for electrical $198,479 $4,997,734 design of power feed to the Ellis Pump Station EONS:0=13391 09/06/06 ORANGE COUNTY SANITATION DISTRICT BID TABULATIONS CAPITAL IMPROVEMENTS PROGRAM CONSTRUCTION CONTRACTS JOB NO. 1.10 REPLACEMENT OF THE ELLIS AVE PUMP STATION CONTRACT NO. I-10A 66-INCH ELLIS AVENUE TRUNK SEWER August 8, 2006 11:00 a.m. Total Addenda: 5 Engineer's Estimate $25,874,812 Engineer's Budget $64,839,618 CONTRACTOR TOTAL BID 1. Bernard Soletanche Joint Venture $ 31,232,600 2. J.F. Shea Construction, Inc. $ 32,320,501 3. Kenny Construction Co. $ 38,161,702 The Bid Evaluation Team has determined that BARNARD SOLETANCHE JOINT VENTURE is the Lowest Responsive, Responsible Bidder. A recommendation is made to execute a contract with BARNARD SOLETANCHE JOINT VENTURE in the amount of $31,232,600, subject to concurrence of the Board of Directors. This amount is within the approved project budget. (CA's Name) SENIOR CONTRACT ADMINISTRATOR, Evaluation Team Chairperson Contracts, Purchasing & Materials Management DM:JJ:jo 003814790 Page 1 of 1 PDC COMMITTEE Meeting Date To ad.of Dr. !.! 09/14/D6 09/27/06 AGENDA REPORT Item Num1w Item Number PDC06-89 12ff1 Orange County Sanitation District MUtility Systems FROM: David A. Ludwin, Director of Engineering Originator: Murthy Umesh, Project Manager SUBJECT: PLANT UTILITIES REHABILITATION AND REFURBISHMENT, JOB NO. P2-82 GENERAL MANAGER'S RECOMMENDATION (1) Ratify Change Order No. 4 to Plant Utilities Rehabilitation and Refurbishment, Job No. P2-82, with Olsson Construction, authorizing an addition of$1,040, and an additional 457 calendar days, increasing the total contact amount to $2,883,385; and (2) Accept Plant Utilities Rehabilitation and Refurbishment, Job No. P2-82, as complete, authorizing execution of the Notice of Completion and approving the Final Closeout Agreement. SUMMARY • This contract is for construction of miscellaneous improvements to utility and pumping systems at Plant Nos. 1 and 2. The improvements consist of replacement of corroded portions of steam lines, modifications to the Plant Water and Reclaimed Water Systems, rehabilitation and replacement of equipment and utilities in Plant Water Pump Station, modifications to old chlorine pump station, and miscellaneous activities supporting these major project elements. • Cathcart Garcia VonLangen Engineers (now HDR, Inc.) prepared the plans and specifications and the construction contract was awarded on January 28, 2004. • Change Order No. 4 includes two items of added work, one item of deleted work, and one time extension. There is one nonreimbursable and no reimbursable design errors associated with this change order. The contract includes liquidated damages of $200 per day and no bonus provisions. The contract is now 100% complete. PRIOR COMMITTEEIBOARD ACTIONS The contract was awarded by the Board of Directors on January 28, 2004. Please refer to the attached Change Order Status Report for information on all previous change orders. Page 1 PROJECT/CONTRACT COST SUMMARY Original Contract Price $2,778,985 Previously Authorized Change Order $ 103,360 This Change Order (Add) $ 1,040 Change orders to Date $ 104,400 Percent Increase to Date 3.76% Amended Contract Price $2,883,385 BUDGETIMPACT ® This item has been budgeted. (Line item: Job No. P2-82 FY 04/05 Section 8, Page 96) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION Contract Schedule Contract start date March 23, 2004 Original contract completion date January 16, 2005 Total number of change orders to date 4 Current contract completion date April 3, 2005 Revised completion date June 27, 2006 Days subject to liquidated damages N/A Change Order No. 4 Content Item Description Amount Days Ty e 1 Sealing of Pipe Wall Penetrations $ 4,317 0 Nonreimbursable Design Error 2 24-Inch Butterfly Valve $ 5,573 0 Unknown Condition 3 Piping &Valving Credit $ (8,850) 0 Staff Requested Design Chan e 4 PWPS Power Delays $ 0 457 Staff Requested Design Chan e Total— Change Order No. 4 $ 1,040 457 Item 4 is for a time extension due to the delay of providing a permanent power source to the backup Plant Water Pump Station (PWPS). The replacement of electrical gear in the PWPS was included in Job No. J-33-1A and was accomplished much later than this project needed it. Staff researched other electrical power sources and did not find a cost effective source of power. The 132-82 project could not test the backup pumping system without a source of power. This delay added 457 calendar days to the contract completion date. The Contractor has agreed to a noncompensable time extension for this delay. Page 2 ALTERNATIVES None CEQA FINDINGS A Notice of Exemption was filed with the Clerk-Recorder of the County of Orange on September 15, 2003 for the work taking place under this contract. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Location Description of Change Order DR:dm H:WepMgendal ar Agentl Repo s12 Board Agentl ReWnslB MMt m 12(f).P2 2.dm Page 3 BUDGET INFORMATION TABLE PLANT UTILITIES REHABILITATION AND REFURBISHMENT JOB NO. P2-82 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORQEO PROJECT BUDGET REVISED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET GATE REQUEST AUTHORIZATION TO DATE OATE(%) IOECREASE Phase l -Proect Develomenl 5 13,000 S 46.659 S 46,659 5 46659 5 46659 5 46,659 100% Phase 2-Pmhmonaq Dasi n $ l20.000 S 27.284 S 27.294 5 27,295 S 27.295 S 27,295 100% Phase 3-Design $ 39.000 $ 846.027 S 846.027 S 846,027 S 846.027 $ 846.027 100% Phase4-Conslmctmn IS 626.000 $ 3.795.290 S 1.040 S 3796.330 S 3395.290 $ 1.040 $ 3.796,330 S 3.650,150 96% Phase 5-Commsioning S 202.000 S 122.316 S - $ 122.316 S 122,316 $ 122,316 5 32.125 26% Phase 6-Close-0ut S - S 32.025 $ 32.025 S 32.025 S 32,025 S 3.758 12% Phase 7-Contin en S - S 305,325 S 1.040 $ 304.285 S S - S PROJECTTOTAL S 1.000.000 S 5.174.936 S - 5 5,174.936 S 4S69612 S 1.040 $ 4.870.652 S 4,606.014 95% Reimbursable C.M. PROJECT NET I S 1,000.000 1 S 5.174.936 1 $ - 5 5.174936 1 5 4869612 5 104D 5 4.870.02 5 4.606.014 95% PSA/Conuacl Desi n PSA S 39.000 S 754,248 1 S - 5 754.248 11 S 754,246 S 754246 1 $ 710.000 94Ya Cons"clion Conkacl S 626.000 1 S 2.882.345 S 1.D10 1 $ 2,883.385 S 2.882.345 1$ 1,010 1 $ 2.883,385 1 $ 2182,345 99.96% EDMS M3812133 CHANGE ORDER STATUS REPORT PLANT UTILITIES REHABILITATION AND REFURBISHMENT JOB NO. P2-82 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 1/2 812 0 0 4 $2,778,985 $2,778,985 N/A 300 300 CO NO. 1' 1/172005 $13,898 $2,792,883 0.50% 0 300 CO NO.2" 3/3/2005 $37,016 $2,829,899 1.83% 70 370 CO NO. 3" 1/52005 $52,446 $2,882,345 3.72% 0 370 OONO $ 'VEI`�blFlCi'_, 5 $t'eP '".'$2,883t385: 7 'Approved by General Manager per delegated authority by Board Resolution D4-08 "PDC approval per delegated authority by Board Resolution 04-08 EDMS:003788606 CHANGE ORDER PERFORMANCE REPORT PLANT UTILITIES REHABILITATION AND REFURBISHMENT JOB NO.P2-82,CHANGE ORDER NOA C,ml..u[OLSSON CONSTRUCTION,INC. Project Category:REHABILITATION Design Consultant CVGL ENGINEERING Contract%Complete:100% Original Contract Price: $2.778.986 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Reimbursable Design Nan-Reimbursable Subtotal CO Types Unknmvn CantlHian Staff Reeuea[etl Chang¢ Emoni Design Errors Traclardt Other Total Change Orders $6,573 0.20% ($8,850) -0.32%a$O $4,317 0.16% E7,0 0.04% EO 0.00% $1, 0.(M this Period Change Orders to $gt 890 3.31% ($702) -0.03% E2,554 0.09% 593.7 3.37% 59,618 0.35% E703, 3.72% D Change Order Total $87,463 3.51% (E9,552) -0.34% E8.871 0.25% $94, 3.41% $9,618 0.35% $104, 3.78%Program 3.0D% <1.00% <1.W% <5.00% 0.00% <5.00% Pedotmanr»Goals The Chmpa Or, r Management Plan tmrAs the preceding bur change order types Version 3112006 EDNS W3a12143 4 Page 1 of ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O.BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728A127 CHANGE ORDER Contractor: Olsson Construction, Inc. C.O. No.: Four 4 Date: September 27, 2008 Job: Plant Utilities Rehabilitation & Refurbishment, Job No. P2-82 Consultant: HDR, Inc. Amount of this Change Order(Add) $1,040.00 In accordance with contract provisions,the following changes in the contract andlor contract work are hereby authorized and as compensation,the following additions to or deductions from the contract price are hereby approved. ITEM 1 - SEALING OF PIPE WALL PENETRATIONS This Rem is for labor, materials, and equipment for the Contractor to seal existing pipe and conduit wall penetrations located inside and outside of the Plant Water Pump Station (PWPS)at Plant No. 2. The penetrations were sealed with a synthetic rubber caulking. The existing overflow pipe that leads from the PWPS's wet well into Headworks was filled with slurry on this contract. High water level inside of the existing wet well had no overflow drain. All existing pipe and conduit wall penetrations that were located below the high water level were leaking water into existing basement, valve pits, and tunnels at Plant No. 2. The work associated with this change order Rem was accomplished by the Contractor's force account in accordance with Div. 00 and Section 50 of the General Requirements (Reference FCO No. 1). ADDED COST THIS CHANGE ORDER ITEM: $4,317.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2-24-INCH BUTTERFLY VALVE This item is for labor, materials,and equipment for the Contractors first attempt to replace an existing 24-inch diameter butterfly valve and spool with a new 24-inch diameter knife gate valve and spool in the valve pit outside of the PWPS. Due to the field failure of existing isolation valves inside of the valve pit,the Contractor could not accomplish the removal of the existing 24-inch diameter buttery valve and the work area was flooded. The Contractor was required to reinstall the existing valve and pump out the below ground valve pit. The Sanitation District is responsible for all field isolations at the PWPS. The existing isolation valves did not completely seat, which created additional costs for the Contractor. The work associated with this change order item was accomplished by the Contractors force account in accordance with Div. 00 and Section 50 of the General Requirements (Reference FCO No.2). ADDED COST THIS CHANGE ORDER ITEM: $5,573.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 2 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Olsson Construction, Inc. C.O. No.: Four 4 Date: September 27 2006 Job: Plant Utilities Rehabilitation 8 Refurbishment, Job No. P2-82 Consultant: HDR. Inc. ITEM 3—PIPING AND VALVING CREDIT The Contractor was directed to delete a portion of the work inside of the PWPS. This included the initial demolition work, the installation of 12-inch and 24-inch diameter steel pipe, gate valves, and pipe couplings. Operations staff at Plant No. 2 was unable to provide the Contractor the full 20 days of access to the pump station as stated in the contract documents to accomplish the specified work and not compromise treatment plant operations. Staff determined that the work could be postponed and that the full operational use of the PWPS would not be compromised by the deletion of this work. Pipe and fittings and various valves were given to the Sanitation District for installation in a future project. This item was negotiated with the Contractor. The work associated with this change order item was accomplished in accordance with Div. 00 and Section 49 of the General Requirements (Reference FCO No. 3). CREDIT THIS CHANGE ORDER ITEM: ($8,850.00) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4—PWPS POWER DELAYS This time extension was due to the delay of providing a permanent power source to the backup PWPS. The placement of electrical gear in the PWPS was included in Job No. J-33-1A and was accomplished much later than this project needed ft. Staff researched other electrical power source and did not find a cost effective source of power. The P2-82 project could not test the backup pumping system without a source of power. This delay added 457 calendar days to the contract completion date. The Contractor has agreed to a noncompensable time extension for this delay. The work associated with this change order item was accomplished in accordance with Div. 00 and Section 49 of the General Requirements(Reference FCO No. 4). ADDED COST THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 457 Calendar Days TOTAL ADDED COST THIS CHANGE ORDER ITEM: $1,040.00 TOTAL TIME EXTENSION THIS CHANGE ORDER ITEM: 457 Calendar Days Page 3 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728.8127 CHANGE ORDER Contractor: Olsson Construction, Inc. C.O. No.: Four 4 Date: September 27, 2006 Job: Plant Utilities Rehabilitation& Refurbishment, Job No. P2-82 Consultant: HDR, Inc. The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by and all previously issued change orders. It is therefore mutually agreed that a 457 day extension of time to perform the work is required for this change order, and no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: March 23,2004 Original Contract Time: 300 Calendar Days Original Completion Date: January 16, 2005 Time Extension this C.O.: 457 Calendar Days Total Contract Time Extension: 527 Calendar Days Revised Contract Time: 827 Calendar Days Revised Final Completion Due Date: June 27, 2006 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: June 27, 2006 Original Contract Price $ 2,778,905.00 Prev. Authorized Changes $ 103,360.00 This Change(Add) $ 1,040.00 Amended Contract Price $ 2,883,385.00 Page 4 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Olsson Construction, Inc. C.O. No.: Four(4) Date: September 27 2006 Job: Plant Utilities Rehabilitation & Refurbishment, Job No. P2-82 Consultant: HDR. Inc. Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod Haynes, P.E. Date Engineering and Construction Division Manager Approved by: David A. LudvAn P.E. Date Director of Engineering Accepted by: Olsson Construction, Inc. Contractor Date EDMS 0W12135 , PDC COMMITTEE Meetlng Dee To eG.or Dlr. 09/14/O6 09/27/O6 ' AGENDA REPORT Item Number Item Number PDC06-90 12t.1 Orange County Sanitation District aSecondary Treatment FROM: David A. Ludwin, Director of Engineering Originator: Bob Schirripa, IPMC Project Manager SUBJECT: SECONDARY TREATMENT FACILITIES PROCESS UPGRADES AT PLANT NO. 2, JOB NO. P2-47-3 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 10 to Secondary Treatment Facilities Process Upgrades at Plant No. 2, Job No. P2-47-3, with Morrow-Meadows Corporation, authorizing an addition of$295,560, increasing the total contract amount to $7,640,167. SUMMARY • Job No. P2-47-3 provides for the rehabilitation of electrical equipment, instrumentation, and controls for the secondary treatment facilities located at Plant No. 2. • Lee & Ro prepared the plans and specifications and the contract was awarded to Morrow-Meadows Corporation on September 24, 2003. • Change Order No. 10 includes eight items of added work. There are three nonreimbursable design errors and no reimbursable design errors associated with this change order. The contract includes liquidated damages of$2,000 per day and no bonus provisions. The project is now 99% complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded by the Board of Directors on September 24, 2003. Please refer to the attached Change Order Status Report for information on all previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 4,712,000 Previously Authorized Changes $ 2,632,607 This Change (add)(tleduet) $ 295,560 Change Orders to Date $ 2,928,167 Percentage Increase to Date 62.14% Amended Contract Price $ 7,640,167 As part of Change Order No. 6 in August 2005, staff informed the Board that there was considerable work being added to P2-47-3 that was originally planned to be performed Page 1 by several other projects. This was repeated as part of Change Order No. 7 in r December 2005 and Change Order No. 8 in May 2006. ' The goal is to only perform the work identified in the scope documents. However, from time to time, it becomes necessary to perform work from other projects whose scopes are similar to the current project. The performance of the work in this manner provides a cost effective way of accomplishing the overall goal of the CIP program by avoiding future conflicts, improving the safety of the cable tray system throughout the secondary treatment plant and result in cost savings to the overall construction program. The work added to this project came primarily from three other projects, namely, J-33-1A, P2-74, and J-47. It should be noted that of the $2,928,167 change orders to date, $2,467,618 is attributed to "other" projects. If the "other" category is excluded, the total change order percentage for P2-47-3 is 9.77%. Please refer to the attached Change Order Performance Report. BUDGETIMPACT ® This item has been budgeted. (Line item: Section 8— Page 64) ❑ This item has been budgeted, but there are insufficient funds. ❑ This Item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION Contract Schedule Contract Start Date November 6, 2003 Original Contract Completion Date March 4, 2005 Total Number of Change Orders to Date 10 Current Contract Completion Date May 30, 2006 Projected Contract Completion Date September 30, 2006 Actual Completion Date N/A Days Subject to Liquidated Damages N/A Change Order No. 10 Content Description Amount Days Type Item No. 1 Replacement of Tray Rated Cable 237,852 0 Other Nonreimbursable 2 Aeration Mixer Stanchion Relocations 6,989 0 Design Error 3 Vibration Switch Replacements 4,074 0 Unknown Staff Requested 4 Removal of Existing Power Capacitors 4,274 0 Desi n an e Nonreimbursable 5 Re-Route Fiber Optic Cable for JB-1 21,618 0 Design Error 6 PLC Motor Running Signal Revisions 14,102 0 Other Pressure Switch and VFD Signal Nonreimbursable 7 Modifications 3,342 0 Desi n Error Page 2 8 Convert PEPS PLC Isolators 3,309 0 Other Total Change Order No. 10 $295,560 0 t Item 1 involves the labor, material, and equipment to replace approximately 36,000 feet of existing non-tray rated cable with tray rated cable in the Scott Tunnel Cable Tray System- This contract specified new cable is to be installed in an existing cable tray system. Other existing cable in this cable tray system installed over 20 years ago, does not meet current electrical code requirements. Job No. J-47 will address this issue throughout other areas of the treatment plants in the near future. Staff determined that it would be cost effective to replace a portion of the deficient cabling under this contract which would also avoid future conflicts. ALTERNATIVES None CEQA FINDINGS This project was included in the Strategic Plan EIR that was certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Location and Photo Description of Change Order CH:dm M9tlep0agendaSoard Agenda Rewfta 00613oard Agenda Repo M09W]tem 12(g).P247-3Aoc Page 3 BUDGET INFORMATION TABLE SECONDARY TREATMENT FACILITIES PROCESS UPGRADES AT PLANT NO.2 P2-47-3 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS ESTIMATED ESTIMATED BUDGET PROPOSED TOTAL PROJECTIPHASE AUTHORIZED PROJECT REVISED AUTHORIZED TO AUTHORIZATION EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION DATE DATE(%) /DECREASE Phase 1-Pro cl Develo msnl $ 260 S 260 3 - S 260 S 260 $ - S 260 S 260 loo-' Phase 2-Pre6mina Del n S 6.427 3 6.427 $ - $ 6.427 S 6.427 S - $ 6,427 S 9A27 100% Phase 3-Design S 7WA34 1 S 709.134 $ 709.134 3 709.134 S 709.134 S Toe"61 t00% Phase 4-Conslmdion S 9,561,07a $ 9,620,093 $ 295.560 1 9.915.653 S 9.620.093 3 295,%0 S 9915653 1 9.405,3152 95% Phase 5-Commissionsno 5 417,921 S 358,We S 358.906 $ 3S8.SW $ 358906 3 369.108 103% Phase 6-Cbse-0ut 5 39.977 S 39977 5 - $ 39977 $ 39,977 S - $ 39.977 S 131 0% Phase]-Conti e $ 736.088 $ 736.o8B 1 295%0 1 440,52a 5 - S - S - $ 0% PROJECTTOTAL S 11,4]0.885 $ 11.470,385 $ - 5 11,470,855 S 10.734797 1 295.580 1 11.030.357 6 10,499134 95%, R6ImWIse9b COSU I I I I I I I I 1 0% PROJECT NET S 11,470,885 1 1 11,470.885 $ - S 8703.000 11 5 10734.797 S 295,560 1 S 11.030.357 1 S 10.490,1N 1 95% PSA/Contract Desi n PEA $ 637.708 1 S 537 709 S - 3 837.709 11 S 637.70E 3 - 5 637709 1 S 614.815 96% Canswdron Convect S 5.617,217 1 S 7344.607 3 293.SB0 1 5 7.640.167 1 S 7.344.607 1 S 295,560 1 S 7.840.167 S 7.281,230 95% EW60ZalU2f CHANGE ORDER STATUS REPORT SECONDARY TREATMENT FACILITIES PROCESS UPGRADES AT PLANT NO. 2 JOB NO. P2473 APPROVAL CONTRACT CONTRACT COST CUMULATIVE AUTHORIZED AUTHORIZED TIME ITEM PERCENTAGE TIME TO DATE DATE COST TO DATE INCREASE (DAYS) (DAYS) CONTRACT 9/2412 0 0 3 $4,712,000 $4,712,000 0.00 485 485 CO NO. 1 10/27/2004 $205,903 $4,917,903 4.37 0 485 CO NO.2 12/15/2004 $12,765 $4,930,668 4.64 0 485 CO NO. 3 2/23/2005 $331,811 $5,262,479 11.11 0 485 CO NO.4 3/232005 $526,958 $5,789,437 22.87 215 700 CO NO.5 5252006 $95,602 $5,885,039 24.89 0 700 CO NO. 6 8242005 $31,879 $5,916,918 25.57 21 721 CO NO. 7 12/17/2005 $94,137 $6,011,055 27.57 99 820 CO NO.8 5242006 $1,251,353 $7,262,408 54.13 17 837 CO NO. 9 7/192006 $82,199 $7,344,607 55.87 100 937 EDMS 003814017 CHANGE ORDER PERFORMANCE REPORT SECONDARY TREATMENT FACILITIES PROCESS UPGRADES AT PLANT NO.2 JOB NO.P247-3,CHANGE ORDER NO.10 Contractor:MORROW-MEADOWS CORPORATION Project Type:REHABILITATION Design Consultant:LEE&RO Contract%Complete:99% Original Contract Pdoe: e4,712,000 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Unknown Condition Staff Requested Change Reimbursable Design NoMelnbumable Design Subtotal CO Types Cover Total Errors E.. Trscked' Change Orders $4.074 0.09% $4274 0.09% so 0.00% $31,949 0.68% S40,297 0.86% 3255,253 5.42% $295,580 6.27 this Period Change Orden to $81,097 1.72% $152,971 3.25% $37,954 0.81% $148,230 3.15% S420,252 8,92% $2.212,355 46.95% $2,632, 55J0 Dale Change Order Total 585.171 7.87% $157$45 3.34% $37,95/ 0.81% E780,779 3.82% $460.549 9.77% $2,467,618 52,37% $2,g28,1 82.74 Program <3.00% <1.00% 0.00% <1.00% <5,00% 0.00% <5.00% Performance Goals 'The Charge Order Management Plan Inds the preceding bur cNry1e order types Y4obn a1rs4De EDMS WM14MB Page 1 of 7 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 9 2 728-81 2 7 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten(10) Date: September 27, 2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P2-47-3 Consultant: Lee 8 Ro Amount of this Change Order(Add) $295,560.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 - REPLACEMENT OF TRAY RATED CABLE This Rem is for labor, material, and equipment needed to replace approximately 36,000 feet of existing non-tray rated cable with Flame Retardant/Heat Resistant tray rated cable located in Scott Tunnel. Existing 18-inch and 36-inch cable trays are overloaded and contain non-tray rated single conductor wires. The contract documents require the Contractor to replace the existing Aeration Mixer Motor wiring. Additional Cable Tray capacity for the Aeration Mixer Motor wiring was needed in order to comply with the National Electric Code(NEC). As a result,the Contractor was required to re-route new multi-conductor tray rated cables to the existing 36-inch tray in order to prevent cable tray overfill and in order to comply with NEC requirements. Also included in this Rem is the installation of approximately 1,400 feet of PVC coated aluminum and galvanized cenduR. Project J-47, the Cable Tray Upgrades Project,will correct these deficiencies in most areas of the treatment plants. These upgrades are now needed in order to avoid installing new work out of code compliance, prevent future re-work, and in order to provide continuous reliable secondary treatment, in light of the Sanitation District's move towards Full Secondary Treatment. The work associated with FCO No. 12 (Item 1 of Change Order 10) replaces non-tray rated cabling with tray rated cabling located in the Scott Tunnel. FCOs Nos. 32 and 68(Item 8 of Change Order 8) replaces non-tray rated cabling with tray rated cabling located in the East and West Return Activated Pump Stations. The work associated with this change order Rem was accomplished by the Contractor's force account in accordance with Division 1, Section 44.B.1 of the General Requirements(Reference FCO012). ADDED COST THIS CHANGE ORDER ITEM: $237,852.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 2 of 7 ORANGE COUNTY SANITATION DISTRICT 10SU ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Dale: September 27, 2006 Jab: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P2-47-3 Consultant: Lee& Ro ITEM 2 -AERATION MIXER STANCHION RELOCATIONS This Rem is for labor, material, and equipment needed to reroute electrical conduit for the aerator mixer motors El, E2, Ft, F2, and G1. Pursuant to the contract documents, the Contractor was required to install 6-inch x 64nch x 48-inch stanchions at aeration mixer motors El, E2, F1, F2, and G1. The Contractor noticed that a conflict was created at the motor upon installation of the stanchions over the existing in-deck conduit. This relocation required additional conduit and wire to complete the installation. In order to improve maintenance, a junction box was added for each of the five referenced aeration mixer motors in order to locate the stanchions away from the aeration mixer motors. The work associated with this change order item was accomplished by the Contractor's force account in accordance with Division 1, Section 44.8.1 of the General Requirements(Reference FCO040). ADDED COST THIS CHANGE ORDER ITEM: $6,989.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 3 -VIBRATION SWITCH REPLACEMENTS This Rem is for labor, material, and equipment needed to remove and replace two inoperative aeration motor mixer vibration switches (aeration mixers G4& E4) located on the East Aeration Basins. During the commissioning phase of this project, it was discovered that two existing aeration motor vibration switches were non-operable. The Contractor was also required to calibrate all existing 32 vibration switches on all of the East Side Aeration Mixer Motors. It was not known during the design phase of this project that the vibration switches were inoperable due to the fact that the associated facilities had not been in operation for several years. Calibration of the East Side Aeration Motor Mixer vibration switches was not included in the scope of work specified in the contract documents. All vibration switches must be operable and calibrated in order to provide adequate motor protection and improve safety to plant personnel. These switches were replaced by the Contractor to avoid delays to the project completion. The work associated with this change order Rem was accomplished by the Contractor's force account in accordance with Division 1, Section 44.B.1 of the General Requirements(Reference FCO056). ADDED COST THIS CHANGE ORDER ITEM: $4,074.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days e Page 3 of 7 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Date: September 27, 2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P247-3 Consultant: Lee& Ro ITEM 4 - REMOVAL OF EXISTING POWER CAPACITORS This Rem is for labor, material, and equipment needed to remove 16 externally mounted power capacitors located on the 16 West Side Aeration Mixer Motors. The existing power capacitors are no longer needed and the demolition of these power capacitors was omitted from the contract documents. Removal of the power capacitors was required in order to comply with the Sanitation District's practice not to abandon equipment in place and in order to improve maintenance access. The work associated with this change order Rem was accomplished by the Contractor's force account in accordance with Division 1, Section 44.8.1 of the General Requirements (Reference FC0113). ADDED COST THIS CHANGE ORDER ITEM: $4,274.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 5 - RE-ROUTE FIBER OPTIC CABLE FOR JB-1 This Rem is for labor, material, and equipment needed to re-route the contract specified fiber to Junction Box 1 (JB-1). During the construction phase, a transformer was discovered, blocking access to the Fiber Termination Unit(FTU)at JB-1.The transformer was not shown on the contract documents. In addition, the contract specified trench layout included 450 degrees of bends. The contract limits the maximum total degree of bends to 270 degrees. As a result, the Contractor was required to re-route the fiber optic cable in order to comply with the specifications and avoid the transformer. The new conduit run decreased the required fiber optic cable by 400 feet. This item includes a credit for the decreased amount of fiber optic cable required. It also resulted in 76 additional terminations, 2 additional pull points, 76 additional labels, 4 additional 18-strand fan-out kits, six 6-port panels, one additional 72-port FTU, and 48 additional tests and reports required to accommodate the modification to the conduit run.The work associated with this change order item was accomplished by the Contractor's force account to accordance with Division 1, Section 44.B.1 of the General Requirements(Reference FCO118). ADDED COST THIS CHANGE ORDER ITEM: $21,618.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 4 of 7 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Date: September 27, 2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P2-47-3 Consultant: Lee& Ro ITEM 6 - PLC MOTOR RUNNING SIGNAL REVISIONS This item is for labor, material, and equipment needed to remove existing signals wires and provide new signal wires at MCC-DB& DBS. Under Project J-33-1A,the buckets for MCC-DB and DBS were replaced and the existing controls were revised. This information was not included in the 13247-03 Project contract documents. As a result, in order to coordinate the two projects and comply with new Sanitation District standards,the PLC motor running signal needed to be wired from the terminals and powered from the control circuit. In order to adhere to the Sanitation District documentation standards, the Contractor was also required to update the loop drawings. The work associated with this change order item was accomplished by the Contractor's force account in accordance with Division 1, Section 44.13.1 of the General Requirements(Reference FC0121). ADDED COST THIS CHANGE ORDER ITEM: $14,102.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 7 - PRESSURE SWITCH AND VFD SIGNAL MODIFICATIONS This item is for labor, material, and equipment needed to replace the existing pressure switch at the WAS pump#1. During commissioning, it was discovered that the existing pressure switch had failed and was in need of replacement. The VFD communications were deleted because the communication links for the existing VFDs were established to the new Modbus Network, but data transfer was unsuccessful. Since the VFD communication was not critical to operations, it was decided to delete it in order to proceed with the contract required testing. This deletion caused additional work to the Contractor and it was decided to perform this work to avoid delay to the testing of the Modbus Network. The work associated with this change order item was accomplished by the Contractors force account in accordance with Division 1, Section 44.B.1 of the General Requirements (Reference FCO122). ADDED COST THIS CHANGE ORDER ITEM: $3,342.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 5 of 7 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Date: September 27,2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P247-3 Consultant: Lee & Ro ITEM 8 - CONVERT PEPS PLC ISOLATORS This item is for labor, material, and equipment needed to convert two contract specified single channel 1/1 isolators in the Primary Effluent Pump Station(PEPS) PLC Panel to 2-channel Ill isolators. This will send the PEPS Wet Well level signals to the Effluent Pump Station Annex (EPSA). The PEPS wet well level signals will be used to control the EPSA. This modification was required in order to accommodate the EPSA project,avoid re-work and the associated additional costs, and minimize system shut-downs. The costs associated with FCO No. 126 included the difference in cost between the single channel and 2-channel isolators, additional splitter installation and panel wiring, interconnection drawing modifications, loop drawing modifications, and loop calibration. The work associated with this change order item was accomplished by the Contractor's force account in accordance with Division 1, Section 44.13.1 of the General Requirements(Reference FC0126). ADDED COST THIS CHANGE ORDER ITEM: $3,309.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COSTS THIS CHANGE ORDER: $295,560.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 6 of 7 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Date: September 27,2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P2-47-3 Consultant: Lee& Ro The additional work contained within this change order was performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by this and all previously issued change orders. The Sanitation District and Contractor agreed that the added costs described above constitutes full and equitable consideration for all the impacts occurred by the Contractor, and no other direct or indirect, incidental or consequential costs,expenses, losses, or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: November 6, 2003 Original Contract Time: 485 Calendar Days Original Completion Date: March 4, 2005 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: 452 Calendar Days Revised Contract Time: 937 Calendar Days Revised Final Completion Due Date: May 30,2006 Projected Completion Due Date: September 30, 2006 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: NIA Original Contract Price $4.712.000 Prev. Authorized Changes $2,632,607 This Change(Add) (Dea l) $ 295,560 Amended Contract Price $7,640,167 c Page 7 of 7 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Morrow-Meadows Corporation C.O. No.: Ten 10 Date: September 27, 2006 Job: Secondary Treatment Facilities Process Upgrades at Plant No. 2 Job No. P2-47-3 Consultant: Lee& Ro Board Authorization Date: September 27,2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod Haynes, P.E. Date Engineering and Construction Division Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: MORROW-MEADOWS CORPORATION Contractor Date EDMS003814020 PDC COMMITTEE Meetl09Da� 7oad.o01) 09/14/06 091 16 AGENDA REPORT Rem Number Item Number PDC06-91 12(h) Orange County Sanitation District ®Collections lctios F•c FROM: David Ludwin, Director of Engineering Originator: Gino Rapagna, IPMC Project Manager SUBJECT: SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION, CONTRACT NO. 7-21 GENERAL MANAGER'S RECOMMENDATION (1) Ratify Change Order No. 1 to Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, with Sancon Engineering, Inc., authorizing an addition of$583,821, increasing the total contract amount to $2,103,021, and 79 additional calendar days; and (2)Approve a budget amendment for Sunflower Interceptor Manhole Rehabilitation, Job No. 7-21, in the amount of$278,000, for a total budget of$3,572,000. SUMMARY • This contract is for the rehabilitation or repair of 40 manholes and repair of pipelines at several locations on the Sunflower Interceptor Sewer. • Tran Consulting Engineers prepared the plans and specifications and the contract was awarded to Sancon Engineering, Inc. on June 22, 2005. • This change order includes eighteen items of additional work, and two items of deleted work. There are no reimbursable design errors and no nonreimbursable design errors associated with this change order. Liquidated damages for this contract are $500 per day and no bonus provisions. The contract is now 99% complete. • A budget amendment is requested to cover costs for this change order. To meet projected expenditures, the attached Budget Information Table shows the requested budget increase and a redistribution of funds between project phases. PRIOR COMMITTEEIBOARD ACTIONS The construction contract was awarded to Sancon Engineering, Inc. by the Board of Directors on June 22, 2005. wm . mums Page 1 PROJECT/CONTRACT COST SUMMARY V} Original Contract Price $ 1,519,200 Previously Authorized Changes $ 0 This Change (Addition) $ 583,821 Change Orders to Date $ 583,821 Percentage Increase to Date 38.43% Amended Contract Price $ 2,103,021 BUDGET IMPACT ❑ This item has been budgeted. (Line item: Section 8- Page 50) ® This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item). ADDITIONAL INFORMATION Contract Schedule Contract Start Date September 12, 2005 Original Contract Completion Date July 3, 2006 Total Number of Change Orders to Date 1 Current Contract Completion Date September 20, 2006 Actual Contract Completion Date TBD Days subjected to Liquidated Damages 0 Change Order No. 1 Content Item Description Amount Days Type No. 1 Deletion of Scrubber Units $ (58,186) 0 Other and Field Office Trailer 2 Asphalt Repair @ MH Sta. $ 7,090 0 Unknown Conditions 133+01 3 Replacement of MH Frame & $ 1,925 0 Unknown Conditions Cover @ MH Sta. 29+00 4 Chemical Grouting to Seal $ 19,672 0 Unknown Conditions Manhole Leaks 5 Replacement of Manhole $ 207,730 72 Unknown Conditions Bench Liners 6 Rehabilitation of Manhole @ $ 23,905 7 Staff Requested Change MH Sta. 3+50 7 Installation of Gas Flaps $ 57,600 0 Staff Requested Change 8 Asphalt Demolition @ MH Sta. $ 11,908 0 Unknown Conditions 164+50 RM. �X3 Page 2 Item Description Amount Days Type No. 9 Vent Piping Protection and $ 6,598 0 Unknown Conditions Vault Encasement Demolition MH Sta. 172+98 10 Deletion of Paving, Detector $ (3,498) 0 Other Loops and Striping @ MH 164+50 11 Extensive Surface Preparation $ 141,416 0 Unknown Conditions of Manhole Shafts 12 1 Pipeline Liner Patch Repairs $ 54,705 0 Unknown Conditions 13 Liner Repair @ MH Sta. $ 900 0 Unknown Conditions 42+39 14 Pipeline Liner Seam Repairs $ 96,170 0 Unknown Conditions 15 Loss of Production and $ 15,886 0 Other Equipment Due to Increased Sewage Flows Total Change Order No. 1 $ 583,821 79 Item No. 5 is for additional cost associated with rehabilitation of deteriorated manhole benches and replacement of associated bench liners at 36 locations. Assessment of existing conditions, during planning and design, indicated the need for liner seam repairs but not for total rehabilitation of the benches. During construction, it was found that bench deterioration was more significant than anticipated, thus requiring full rehabilitation of the benches including replacement of bench liners. Item No. 6 is for additional cost associated with rehabilitation of a manhole which was not originally part of the construction work. During project planning and design, it was understood that this manhole would not need rehabilitation. During the course of the construction, with new information available to the District, O&M staff found that the manhole did need rehabilitation and requested that the work be added to the contract. Item No. 11 is for additional cost associated with an increased level of effort to clean and prepare the interior surfaces of 15 manholes, to an acceptable extent, prior to application of new protective coatings. The condition of existing concrete necessitated sand blasting, which is more significant than suggested in the contract documents or typically performed for similar work. Item No. 14 is for additional cost associated with an increased quantity of pipeline liner seam repair. At the time condition assessment work was performed for this project to identify pipeline repair needs, typical assessment methods included visual identification of seam failures. Current methods employ the use of mechanical probing of liner joints to identify seam defects. Use of this newer method by the contractor and inspector to check for unidentified defects, resulted in finding more seam defects than originally identified. Initially, it was decided to repair the additional defects as part of this contract. As construction progressed, it became apparent that the potential amount of additional Page 3 pipeline repair work was too significant to add to this contract. With this understanding, '> project team members and other internal stakeholders decided to stop constructing pipeline repairs under this contract unless they were known to be critical. Furthermore, it was decided to recommend that a separate project be implemented to conduct a more detailed condition assessment in order to better understand and define pipeline repair needs. Item No. 15 is for additional cost associated with an emergency evacuation of the pipeline. On one occasion, while the contractor was working within the pipeline, the contractor detected increasing sewage level within the pipeline. Per formalized safety procedures, this necessitated immediate evacuation. Sewage rose to a level which caused irreparable damage to equipment which was left in the pipeline. The increase in sewage level was caused by a scheduled downstream shutdown of Plant No. 1, which had not been considered in scheduling and allowing the contractor's work. Review and understanding of the causes of this miscommunication resulted in improvements to procedures for work plan/schedule review and communications to assure that similar events would not occur. ALTERNATIVES None CEQA FINDINGS This project has been determined to be exempt from CEQA under Article 19 (Categorical Exemptions), Section 15301 (d) Existing facilities, restoration or rehabilitation of deteriorated or damaged structures. A Notice of Exemption has been filed. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Change Order Location Map 6. Change Order Supporting Photographs GJR:eh H.WeppagendatBoard Agenda Remft%2006Board AgeMa RepMs1B906\Item 12(h)1-2Ldac aan..a esmwa Page 4 BUDGET INFORMATION TABLE SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION CONTRACT NO. 7.21 _ PROPOSED .z OnicINAL . CURRENT BUDGET PROPOSED FUNDS. 1 THIS PROPOSED ESTIMAT6 ESTII�ilid.' PROJECTYP-NABE AUTHORIZED PROJECT INCREASE 'REVI$EO a .AUTHORIZEDTO AU1 Xdd1Yd11ON TOTAL ; EXPENDITURE EIIENOEb TO' BUbOET; BUDGET IDECEA8E i;EDDOET' ,. DATE _ REOUEBT AUTHORIZATIbN t36dTe �,bA`TE�SGI Phase l-Preect Demlo menl $ 17,000 8 36,000 $ 245 $ 35,755 -' $ 35,755 $ 35755 S 35755 IGO% Phase 2-Prelfsslsaq Dmi n $ 215,000 S 1"'000 $ 486 $ 186,485 $ 186.485 $ 186.485 S 186.485 100% Phase 3-Design $ 264,400 $ 835.000 $ 558 1 $ 835,556 $ 635,556 S 835,556 $ 835.556 100% Phase 4-Con.Wcdon $ 3,511,000 $ 1,928,000 S 566.831 $ 2,492,831 $ 1901,385 $ 583.821 $ 2,485,206 $ 1.576.573 63% Phase 5-Commissioning $ 482.300 S 79,000 $ 77,696 S 1,304 S 1,304 _ S 1.304 S 1304 IDO% Phase 6-Close-Out S - $ 32,000 E 11.931 $ 20,069 S" $ 20.069 $ 20.069 $ 469 2% Phase 7-Confingeng $ 897.900 S 200.000 E 200.D00 S $ $ PROJECT TOTAL S 5,387,600 $ 3,294.00D $ 278,000 $ 1572,000 S 2,980,554 S 583,821 $ 3,564,375 S 2,636,142 74% Reimbureable Costs PROJ ECT NET $ 5.387,900 1 $ 3.294.000 1 $ 278,000 1 S 3,572,000 $ 2,980.554 S 583,821 S 3,564,375 $ 2,636,142 74% PSA/Oonbact De5" nPEA 6 561.760 $ 644.983 $ 7.625 $ 652.608 fe $ 64403 $ 644983 ConslnMlon Conhact is 2,949.240 $ 1,597.000 1$ 606021 1 $ 2.103,021 '%i! S 1.519,200 1 S 583821 1 $ 2.101021 EDMS:003787E49 CHANGE ORDER STATUS REPORT SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION CONTRACT NO. 7-21 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 6/22/2005 $1,519,200 $1,519,200 0.00 295 295 GD NO. i ;.PENDING $383;921 tiy,.j $2;A03,021 39%�3SGr; ': 79 i, ?°� 37i " EDMS 003814383 r -. CHANGE ORDER PERFORMANCE REPORT SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION CONTRACT NO.7-21,CHANGE ORDER NO.1 Contractor:SANCON ENGINEERING,INC. Project Category:COLLECTIONS Design Consultant:TRAN CONSULTING ENGINEERS Contract%Complete:99% Original Contract Price: $1,519.100 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Rebnbursable Design NOMialnbursabla Design SuMplal CO Types Unenoam Londllipn Stag Requested Change Errors Enors Trawled' (Biter Total Change Orders $548.11 36.08% $91,505 5.36% s0 0.00% s0 0.00% $629)619 41.44 ($45,798) -3.01% $683,821 38A3% this Period Change Orders to $0 0.00% $0 0.00% s0 0.00% $0 0.00% $0 0.00% 30 0.00% $0 0,00 Date Change Order Total $548.114 36.08% $111,505 5.36% s0 0.00% $0 0.00% $629,619 41A4% ($45,798) -3.01% S583,821 38.43 Program <3.00% <1.00% 0.00% <1.00% <5.00% 0.00% <5.00% Per/ormanca Goals 'The Charge Ober Management Plen barks the Pieredmp lour Wnpa ales'types EDMS.003814398 Version 311/2006 Page 1 of 9 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Enoineerino Inc. C.O. No.: One 1 Date: September 27, 20D6 Job: Sunflower interceptor Manhole Rehabilitation, Contract No 7-21 Consultant: Tran Consulting Engineers Amount of this Change Order(Add) $583 821 In accordance with contract provisions,the following changes in the contract and/or contract work are hereby authorized and as compensation,the following additions to or deductions from the contract price are hereby approved. ITEM 1 -DELETION OF SCRUBBER UNITS AND FIELD OFFICE TRAILER This Item is a negotiated credit for the deletion of the scrubber units and the Contractor's OCSD field office trailer. During Construction,the Contractor proposed that OCSD delete the scrubber units and, instead, provide chemical dosing for odor control. A six week lead time to procure the scrubbers was eliminated by switching to chemical dosing. Chemical dosing was provided by OCSD and coordinated by the Contractor. In addition, the Contractor proposed eliminating its field office trailer requirement due to the time span of the project and the close proximity of the project to both OCSD's Plant No.1 offices and SANCON's offices. (Reference FCO No. 1) Both proposals were accepted by OCSD, and a deduct was negotiated as follows: 1) Deletion of OCSD office trailer (specification 01590): Deduct$16,286 2) Deletion of Scrubber Units(specification 01998): Deduct$41,900 Total Deduct: $58,186 DEDUCTED COST THIS CHANGE ORDER ITEM: ($58,186) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2 -ASPHALT REPAIR A MH STA. 133+01 This item compensates the Contractor for additional labor, equipment and material required to repair the asphalt surface around the manhole at Station 133+01. Paving around the manhole was discovered to be in poor condition and replacement was the only option. In order to install the new manhole cover and components, the area needed to be ground to a stable base and repaved. This allowed the sewer manhole to be installed to the correct grade. This was not part of the Contract Work. Pursuant to Division 1, Section 40 of the General Requirements the Contractor proceeded on a Force Account basis. (Reference FCO No. 2) ADDED COSTS THIS CHANGE ORDER ITEM: $7,090 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days 1 Page 2 of 9 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX $127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27,2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No. 7-21 Consultant: Tran Consulting Encineers ITEM 3-REPLACEMENT OF MH FRAME&COVER CZg MH STA. 29+00 This Rem compensates the Contractor for additional labor, equipment and material required to replace the existing manhole frame and cover at Station 29+00. During construction of the project, OCSD O&M staff advised that the frame and cover was in deteriorated condition and needed replacement. This was not part of the Contract Work. Pursuant to Division 1, Section 40 of the General Requirements the Contractor proceeded on a Force Account basis. (Reference FCO No. 3) ADDED COSTS THIS CHANGE ORDER ITEM: $1,925 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4-CHEMICAL GROUTING TO SEAL MANHOLE LEAKS This Rem compensates the Contractor for additional labor, equipment and material required to seal leaks in manholes at Stations 67+75, 71+98, 80+52 and 125+55. The leak at manhole 67+75 was discovered prior to conducting work in the manhole. The other three leaks resulted from the necessary removal of unsound (corroded) concrete during cleaning and preparation of the interior surface of the manholes. Chemical grout was used to successfully seal all of the leaks. This was not part of the original contract work. Pursuant to Division 1, Section 40 of the General Requirements the Contractor proceeded on a Force Account basis. (Reference FCO Nos.4,5, 7 and 16) ADDED COSTS THIS CHANGE ORDER ITEM: $19,672 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 5-REPLACEMENT OF MANHOLE BENCH LINERS This Rem compensates the Contractor for additional labor, equipment and material for the replacement of the PVC bench liners in several manholes and one junction structure. Contract documents only indicated repair of existing failed bench liner seams. During construction,the Contractor found that the existing bench liners were not adhered to the base and that concrete beneath the liners was damaged. The Contractor proposed to remove the existing liners, repair the concrete benches and install new PVC liners. OCSD negotiated a unit price for work to be performed in manholes and a separate price for work to be performed in the one junction structure, which was larger than the manholes. Pursuant to Division 1, Section 40 of the General Requirements the work proceeded on an as needed basis with a not-to-exceed total of thirty-eight (38) locations. The final number of benches e Page 3 of 9 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Sunflower interceptor Manhole Rehabilitation, Contact No. 7-21 Consultant: Tran Consulting Engineers that were repaired was thirty-six(36). This work eliminated the need for work associated with Bid Item No. 10(Bench Liner Seam Repair)and Bid Item 13-B" (Additional Bench Liner Seam Repair). (Reference FCO Nos. 6 and 15) ADDED COSTS THIS CHANGE ORDER ITEM: $207,730 TIME EXTENSION THIS CHANGE ORDER ITEM: 72 Calendar Days ITEM 6-REHABILITATION OF MANHOLE ft MH STA. 3+50 This Rem compensates the Contractor for additional labor, equipment and materials required for the rehabilitation of the manhole at Station 3+50, which was not originally included in the contract work. During the course of the project, OCSD staff had the opportunity to inspect the full depth of the structure and found that the manhole was not properly protected. Epoxy coating of the interior surfaces will protect the manhole and prolong it's useful life. This manhole is larger than the majority of the manholes in the contract work and this is reflected in the increased cost. Also included in the added work is the replacement of the PVC bench liner. As this work could not be done concurrently with the other manholes, a time extension was granted. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated an agreed upon lump sum cost for this work. (Reference FCO No.8) ADDED COSTS THIS CHANGE ORDER ITEM: $23,905 TIME EXTENSION THIS CHANGE ORDER ITEM: 7 Calendar Days ITEM 7-INSTALLATION OF GAS FLAPS This Rem compensates the Contractor for additional labor, equipment and materials required to install gas flaps in many of the rehabilitated manholes. O&M staff requested that all lateral connections have a PVC flap installed to prevent sewer gases from escaping from the manholes. Pursuant to Division 1, Section 40 of the General Requirements,this work proceeded on an as needed basis. (Reference FCO No.9) ADDED COSTS THIS CHANGE ORDER ITEM: $57,600 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 8-ASPHALT DEMOLITION 0 MH STA. 164+50 0 Page 4 of 9 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 9272"127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27, 2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No. 7-21 Consultant: Tran Consulting Engineers This item compensates the Contractor for additional work associated with demolition of asphalt, around the manhole at Station 164+50, which was thicker than anticipated. Contrary to what was indicated on the contract documents and to what was found at other locations of the project, asphalt around this manhole was found to be up to 22 inches in thickness, up to 14 inches greater than anticipated. Saw cutting of this thickened asphalt required the use of additional equipment. Time needed to procure this equipment resulted in lost productivity. However, no additional time was requested by the Contractor. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 10) ADDED COSTS THIS CHANGE ORDER ITEM: $11,908 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 9-VENT PIPING PROTECTION AND VAULT ENCASEMENT DEMOLITION a- MH STA. 172+98 This item compensates the Contractor for additional work associated with replacement of the manhole at Station 172+98. In the course of this work, it was determined that existing fiberglass vent piping, to remain in place,would require more protection than anticipated or shown on the contract documents. Also, at this same location, the base of the manhole had more than anticipated concrete encasement, resulting in greater difficulty in replacing the manhole shaft. Neither of these conditions could have been anticipated from review of the contract documents or prior inspection. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 11) ADDED COSTS THIS CHANGE ORDER ITEM: $6,598 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 10 - DELETION OF PAVING DETECTOR LOOPS AND STRIPING kD MH 164+50 This hem is a negotiated credit for the deletion of the paving, detector loops and striping around the manhole at Station 164+50, at the intersection of Sunflower Ave. and Bristol St. This work was deleted at the request of the City of Costa Mesa. The City advised that they were planning to perform work within the intersection in the near future and would need to remove and replace the proposed paving, loops and striping. This would be a duplication of effort and an unnecessary expense. Therefore,the proposed items were deleted from the work. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum deduction for this work. e Page 5 of 9 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor,. Sancon Engineering Inc. C.O. Ni One(1) Date: September 27.2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No. 7-21 Consultant: Train Consulting Engineers (Reference FCO No. 12) DEDUCTED COST THIS CHANGE ORDER ITEM: ($3,498) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 11 - EXTENSIVE SURFACE PREPARATION OF MANHOLE SHAFTS This Rem compensates the Contractor for additional labor, equipment and materials associated with the unforeseen extra work required to expose sound concrete in 15 manholes. The industry standard (10,000 psi)for pressure washing manholes, which was anticipated to be sufficient for this project, was not sufficient to reveal a sound base for application of the proposed protective coating. Ultimately, R was necessary to use sand blasting as the method for removing the unsound concrete. This resulted in additional effort and equipment. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 13) ADDED COSTS THIS CHANGE ORDER ITEM: $141,416 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 12-PIPELINE LINER PATCH REPAIRS This Rem compensates the Contractor for additional labor, equipment and material for the repair of pipe liner failures that were not identified on the contract documents. During the course of the work, four liner failures were identified where the existing liner was not adhered to the pipeline interior and the underlying concrete was damaged. These failures occurred at Stations 35+09, 37+64,49+07 and 49+23. Concrete and PVC patch-type repairs were necessary at these locations in order to ensure the structural integrity of the pipeline. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO Nos. 14 and 21) ADDED COSTS THIS CHANGE ORDER ITEM: $54,705 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 13-LINER REPAIR a MH STA. 42+39 This item compensates the Contractor for additional labor, equipment and material for the repair of the PVC liner and a gas flap within the manhole at Station 42+39, While performing pipeline liner repairs, Page 6 of 9 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One (1) Date: September 27,2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No. 7-21 Consultant: Tran Consulting Engineers unknown damage to the PVC liner and damage to a gas flap was discovered. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 18) ADDED COSTS THIS CHANGE ORDER ITEM: $900 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days REM 14-PIPELINE LINER SEAM REPAIRS This Rem compensates the Contractor for additional labor, equipment and material for the repair of pipe liner seam failures that were not identified on the contract documents. Including fixed and adjustable bid items, 91 feet of seam repair was included in the bid. During the course of the work, R was determined that needed pipeline liner repairs were more extensive than anticipated. Over and above what was included in the bid, an additional 135.45 linear feet of seam weld repair was completed before instructing the contractor to cease identification and repair of additional seam failures. A unit price of$825.00 per linear foot of seam weld, per Bid Item 13C,was initially requested as additional compensation. Upon further negotiation,the unit price was reduced to $710 based on economy of scale associated with the increase in quantity of seam repair. Pursuant to Division 1, Secion 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 19) ADDED COSTS THIS CHANGE ORDER ITEM: $96,170.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 15-LOSS OF PRODUCTION AND EQUIPMENT DUE TO INCREASED SEWAGE FLOWS This Rem is to compensate the Contractor for delay due to an increase in flows which occurred in the pipeline while the crew was performing pipe liner repairs. Because of the unanticipated flow and water level increase, caused by a change in operation of downstream facilities,the construction crew needed to immediately evacuate the pipeline, leaving equipment behind. A generator and welding machine were among the equipment left behind which was damaged and not salvageable. The Contractor suspended work until safe conditions were reestablished and confirmed. No injuries were reported. Impacts to the Contractor included lost production and damaged, unsalvageable equipment. Pursuant to Division 1, Section 40 of the General Requirements, OCSD and Sancon Engineering negotiated and agreed upon a lump sum cost for this work. (Reference FCO No. 20) Page 7 of 9 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27. 2006 Job: Sunflower interceptor Manhole Rehabilitation. Contract No. 7-21 Consultant: Tran ConsuRing Engineers ADDED COSTS THIS CHANGE ORDER ITEM: $15,886 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 8 of 9 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27,2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No. 7-21 Consultant: Tran Consulting Engineers The additional work contained within this Change Order can be performed incidental to the prime work and within the time allotted for the original Contract and any extensions to the Contract time made by this and all previously issued Change Orders. It is therefore mutually agreed that sixty seven working days is required for this Change Order, and no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this Change Order. SUMMARY OF CONTRACT TIME Original Contract Date: September 12, 2005 Original Contract Time: 295 Original Completion Date: July 3, 2006 Time Extension this C.O.: 79 Calendar Days Total Contract Time Extension: 79 Calendar Days Revised Contract Time: 374 Calendar Days Revised Final Completion Due Date: September 20,2006 Time Subject to Liquidated Damages: 0 Actual Final Completion Dale: TBD Original Contract Price $1,519.200 Prev.Authorized Changes This Change(Add) $583,821 Amended Contract Price $2,103,021 ,tl Page 9 of 9 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Sancon Engineering Inc. C.O. No.: One 1 Date: September 27,2006 Job: Sunflower interceptor Manhole Rehabilitation, Contract No 7-21 Consultant: Tran Consulting Engineers Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod Haynes, P.E. Date Engineering and Construction Division Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: SANCON ENGINEERING, INC. Contractor Date EDMS: 003814190 I PDC COMMITTEE Meeting Date To al.or Dlr. 09/07/06 09/27/06 AGENDA REPORT Item Number Item Number PDO06-92 12 I Orange County Sanitation District collections Facilities FROM: David Ludwin, Director of Engineering Originator: Umesh Murthy, CIP Project Manager SUBJECT: REHABILITATION OF THE 14" STREET PUMP STATION, CONTRACT NO. 5-51, AND REHABILITATION OF THE "A" STREET PUMP STATION, CONTRACT NO. 5-52 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 2 to Rehabilitation of thelO Street Pump Station, Contract No. 5-51, and Rehabilitation of the "A" Street Pump Station, Contract No. 5-52, with Kiewit Pacific Company authorizing an addition of$256,079 and 14 calendar days, increasing the total contract amount to $12,095,223. SUMMARY • This contract is for construction of a new 14" Street Pump Station at 1510 W. Balboa Boulevard and construction of a new"A" Street Pump Station at 810 W. Balboa Boulevard in the City of Newport Beach. The existing pump stations are about 50 years old and do not meet current standards of performance and safety. • Lee & Ro, Inc. prepared the plans and specifications, and the construction contract was awarded to Kiewit Pacific Company on September 22, 2004. • Change Order No. 2 includes fifteen items of added work and one item of deleted work. There are no reimbursable design errors and three nonreimbursable design errors associated with this change order. The contract includes liquidated damages of$1000 per day and no bonus provisions. The contract is 89% complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded to Kiewit Pacific Company by the Board of Directors on September 22, 2004. Please refer to the attached Change Order Status Report. Page 1 PROJECT/CONTRACT COST SUMMARY Original Contract Price: $ 11,697,780 Previously Authorized Change Order: $ 141,364 This Change Order (Add): $ 256,079 Change Orders to Date: $ 397,443 Percent Increase to Date: 3.40% Amended Contract Price: $ 12,095,223 BUDGETIMPACT E This item has been budgeted. (uhenm 2oo5-06 Budget Book,Page as5aaae) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The two new pump stations will replace the two existing pump stations that have been operating since the 1950s. The new "A" Street Pump Station will have a capacity of 1.2 mgd. The new 14'" Street Pump Station will have a capacity of 2.6 mgd. Both stations will have enhanced instrumentation and controls equipment, improving the ability of the District to operate and maintain the facilities remotely. Contract Schedule Contract Start Date: November 10, 2004 Original Contract Completion Date: June 7, 2006 Total Number of Change Orders to Date: 2 Current Contract Completion Date: October 12, 2006 Days Subject to Liquidated Damages: TBD Liquidated Damages Assessment: N/A Page 2 Chanee Order No. 2 Content Item No. Description Amount Days Type Contract No. 5.51 Credit for Number of Dowels in 1 Tremmie Slab $ 45 0 Unknown Conditions 2 Christmas 2005 Delay $18 423 0 Other Delays Due to Potential 3 Contaminated Soil $22,230 0 Unknown Conditions Undisclosed and Unmarked Utility Interference with 4 Mainline Sewer Alignment $9,425 0 Unknown Conditions Undisclosed and Unmarked Utilities at Existing 10 Street 5 Pump Station $25,927 0 Unknown Conditions Modification of Alignment and Connection Detail to Existing Nonreimbursable Design 6 Manhole $8,827 0 Error Undisclosed Storm Drain 7 Encasement and Utility $10,533 0 Unknown Conditions Remove and Replace Arrow Board at 14" Street Pump 8 Station $3,896 0 Other Contract No. 5-52 9 Annual Parking Permits $2,745 0 Other Modification of Structural Nonreimbumable Design 10 Details at Sump Trench $3,173 0 Error 11 Additional Potholing $12,030 0 Unknown Conditions Undisclosed and Unmarked Utilities at "A" Street Pump 12 Station $18,703 0 Unknown Conditions Undisclosed Below Grade Structure at Balboa and "A" 13 Street $23,786 0 Unknown Conditions Contract No. 5-51 and No. 542 Change Metal Doors to Staff Requested Design 14 Fiberglass Reinforced Plastic $3,389 0 Change Time Extension for 2004 15 Christmas Delay $0 14 Other 16 Retention Reduction $0 0 Other Revision of Water-Proof Pipe Staff Requested Design 17 Penetration Details $22,109 0 Change Nonreimbursable Design 18 Electrical Modifications $71'62: 0 Error Total— Change Order No. 2 $258.0714 Page 3 Item 16—This item is for a reduction of retention from 10% to 5% at the request of the `I contractor. The project is now 90% complete. All contract work is anticipated to be complete in November 2006. Item 18 —This item is for electrical drawing revisions to add a third control power transformer that will provide an independent control power source as a safety feature for each main pump; conduits were added to ensure the separation of intrinsically safe circuits from non-intrinsically safe circuits that are required per electrical code and other modifications that were necessary to correct inconsistencies in the contract documents and to comply with electrical code requirements. The above items were not included in the contract documents and were required for safety reasons. ALTERNATIVES None CEQA FINDINGS A Mitigated Negative Declaration was filed with the Clerk-Recorder of the County of Orange on December 2002, for Contract No. 5-51. A Mitigated Negative Declaration was filed with the Clerk-Recorder of the County of Orange on March 2003, for Contract No. 5-52. ATTACHMENTS 1. Budget Information Tables— Contract Nos. 5-51 and 5-52 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order No. 2 5. Photo Description of Change Order UM:BP:bm:eh H:%depttagerdMEoard Agenda Reporn;M 6 Board Agenda ReportsW90611tem 12(i).5-51.doc Page 4 BUDGET INFORMATION TABLE Rehabilitation of the 14th Street Pump Station CONTRACT NO. 5-51 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZEDTO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE DECREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) PNau t-P.o dDe Ibp enl S 6965 $ 9000 S 9000 S 9000 S 9000 5 8965 100% Phase 2-PMimina Design E 41000 S 41000 S O1,000 5 41000 S 41.000 S 0000 lam PIax 3-Design S 1.1134" $ 1.311000 S 1.371,000 S 1.371.000 S 1.371.= $ 1.371.000 10094 PI 4-CPnstrucoul 3 2.WT.142 t 7.43t000 $ 141.836 S 7.575136 S 7.092963 S 141,836 S 7.0M.799 S 6,MAIN) 95% E 0nl 3 19.307 S =000 E 2W.W0 S 200.W0 S 2W.0N S 350 0% S WIND $ 63.W0 S 53AW S 53.000 S 63.OW S 18 0% E 3915m 3 555.W0 t 141.8X S 413.1W S - S - S S 4,fi16J5J E 9678000 E - E 96]3000 S 8]>6.683 E 1415]6 E 8910.]99 5 8.331.3JJ 99% Reimbaoable Casa PROJECT NET S 4,616 T53 1 E 9.673,000 3 - S 9673 OOD 5 S.N6,96]1 t 141.836 E 6916.299 1 5 &NTM3 93% PSAICCIttract De n nPSA 3 242795 S 959BS3 S - 5 SH)853 1 5 "a05J S -is MESS S 8]5 ON 92% LPro6Pcte8C.MIXI S 2.320.928 $ 6.18t464 S 141,836 3 6.323.3N 5 6.181.NM 5 14TM 1 5 6.323.300 I 5 SAW0110 85% EONS'.DEMM 2 CHANGE ORDER STATUS REPORT REHABILITATION OF THE 14TH STREET PUMP STATION REHABILITATION OF THE "A" STREET PUMP STATION CONTRACT NOS. 5-51 AND 5-62 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZEDTIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 11/10/2004 $11,697,780 $11,697,780 0.00 575 575 CO NO. 1 6/28/2006 $141,364 $11,839,144 1.21% 113 688 CO NO.2 Pending $256.079 $12,095,223 3.40% 14 702 EDMS:OD3814242 CHANGE ORDER PERFORMANCE REPORT REHABILITATION OF THE 14TH STREET PUMP STATION REHABILITATION OF THE"A"STREET PUMP STATION CONTRACT NOS.5 1 AND 532,CHANGE ORDER NO.2 Contractor.KIEiWIT PACIFIC COMPANY Project Type:COLLECTIONS Design Consultant:LEE S RO Contract%Complete;90% ....awrnnmu naz. $11697780 el.na4 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Relmbamable Deeign NongeMburaab40eaign SYMolaICOTypea Unknown Condition stag Requested Change Errom Emus Trucked' Other Total Change Orders g121,889 1.04% $28,671 025% $0 0.00% $80.465 0,59% $231,015 1. $25,0 0.21% $256,079 2.19% this Period Change Orders to $ 0.00% 55.678 0.05% S 0.00% $15512 0.13% $21,190 0.18 $120.17 1.03% $141,364 1.21 Data Change Order Total $121,88 1.04% S34.349 0.29% 0.00% $95.96 0.82% $252,205 2.16 $145238 1.24% E397,443 3.40% Program <3.00% <1.00% 0.00% <1.00% <5.00% 0.00% <S.DO% Performance Goals 'The Charge Order Management Plan trucks the prucedilg bur ehenge odertypes EOMS'.O U14244 Page 1 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewh Pacific Company C.O. No.: Two (2) Date: September 27, 2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51 and Rehabilitation of the"A' Street Pump Station. Contract No. 5-52 Consultant: Lee 8 Ro. Inc. Amount of this Change Order (Add) $256,079.00 In accordance with contract provisions, the following changes in the contract andlor contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. Contract No. 5.51 ITEM 1 — CREDIT FOR NUMBER OF DOWELS IN TREMMIE SLAB This item is a credit for the number of dowels required to be installed in the tremmie slab at the 10 Street Pump Station from 102 to 72 dowels. The reduction in the tremmie slab thickness from 22 to 8 feet resulted in a reduction of the anchorage force requirements to offset the buoyant forces. A credit of$30,000 at each pump station was negotiated for the reduction in slab thickness in Change Order No. 1, Item 8. The credit for this item of work was accomplished by a negotiated price pursuant to Section No.44(B)l of the General Requirements (Reference FCO No. 004). CREDIT THIS CHANGE ORDER ITEM: $(745.00) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2—CHRISTMAS 2005 DELAY This item is to compensate the contractor for equipment standby costs due to a two-week postponement of the mainline sewer installation work along Balboa Boulevard betweenl4th Street and 15°Street. The City of Newport Beach requested that the contractor not perform any construction on Balboa Boulevard during the Christmas Holiday season from December 19, 2005 to January 3, 2006. This time restriction was not included in the contract documents. The extra costs consist of equipment standby delays for nine working days,which excluded Holidays and time spent on extra work for a two-day period. The costs associated with this change order were negotiated with the contractor pursuant to Section 44(B)1 of the General Requirements (Reference FCO No. 026). ADDED COSTS THIS CHANGE ORDER ITEM: $18,423.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 2 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27,2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51: and Rehabilitation of the"A" Street Pump Station, Contrail No. 5-52 Consultant: Lee 8 Ro. Inc. ITEM 3—DELAYS DUE TO POTENTIAL CONTAMINATED SOIL This item is to compensate the contractor for delays incurred due to potential contaminated soil being in the mainline sewer trench at Station No. 11+14. The contractor detected a strong odor during soil excavation that was suspected to be gasoline contamination. Upon performing soil testing along the alignment, OCSD determined that no soil contamination above minimum thresholds existed in the soil. Due to liability and safety concerns for hazardous material exposure,the contractor requested that the Sanitation District arrange to take soils samples and perform air sampling along the perimeter of the selected pot holes. The soils sampling results were negative. There were no contaminated soils shown in the contract documents. The extra costs consisted of equipment standby during a 7-day period, operating costs for the dewatering system, and lost labor production. This item was accomplished by contractor's force account pursuant to Section No.44(C) of the General Requirements (Reference FCO No. 021). ADDED COSTS THIS CHANGE ORDER ITEM: $22,230.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4— UNDISCLOSED AND UNMARKED UTILITY INTERFERENCE WITH MAINLINE SEWER ALIGNMENT During potholing ahead of the new mainline sewer installation, an undisclosed and previously abandoned12-inch Ductile Iron Pipe(DIP)was found within the limits of the contractor's trench excavation between Station Nos. 14+80 to 17+60. This abandoned line interfered with the construction of the new 21-inch gravity line. The extra costs consisted of additional potholing at four locations, removal, and haul off of 280 feet of DIP. This work was accomplished by the contractor's force account in accordance with Section No.44(c) of the General Requirements (Reference FCO No. 013). ADDED COSTS THIS CHANGE ORDER ITEM: $9,425.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 3 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27, 2008 Job: Rehabilitation of the 14'Street Pump Station: Contract No. 5-51,and Rehabilitation of the"A" Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. ITEM 5—UNDISCLOSED AND UNMARKED UTILITIES AT EXISTING 1e STREET PUMP STATION During excavation for the mainline sewer installation at Station No. 17+42(located adjacent to the existing W Street Pump Station),the contractor hit and damaged an undisclosed and unmarked 2-inch SCE power conduit serving the existing pump station,two street light conduits, and an irrigation conduit with controller wires (Station No. 17+80). For the damaged SCE power conduit, the contractor assisted the electrical subcontractor by potholing to locate and expose the conduit, provided additional shoring (lagging), relocated the conduit, and incurred 2 1l2 days of standby time. The contractor relocated the above city street lighting conduit out of the trench zone and temporarily removed and replaced the above irrigation conduit. At the force main junction structure(Station No. 10+72),the contractor performed additional potholing to determine if the structure could be built at the design location and that there was no utility interference from suspected street lighting conduits and irrigation lines running through the medians. This work was accomplished by contractor's force account in accordance with Section No. 44(C)of the General Requirements(Reference FCO No. 016). ADDED COSTS THIS CHANGE ORDER ITEM: $25,927.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 6—MODIFICATION OF ALIGNMENT AND CONNECTION DETAIL TO EXISTING MANHOLE The design plans show the new 21-inch VCP sewer to terminate into the existing 48-inch manhole at the intersection of 14"' Street and Balboa Boulevard. However, the angle of entry of the new 21-inch pipe to the existing 15-inch pipe leaving the manhole is less than 10 degrees. To make the connection would destroy one-fourth of the outlet side of the manhole and make it very difficult to install and maintain a bypass until the new line is put into service. Therefore, staff decided to move new Manhole No. 4 approximately 36 feet into the 140 Street intersection, providing more of an angle to make the new connection. This provided enough of an angle to core drill into the existing manhole base and avoid the requirement for bypass pumping. No manhole connection detail was included in the contract documents. The extra work consisted of saw cutting for the revised alignment, potholing at the connection point, additional dewatering and removal of an undisclosed 18-inch VCP abandoned sewer line between the existing manhole to the revised location for Manhole No. 4. This work was accomplished by the contractor's force account in accordance with Section No. 44(C) of the General Requirements(Reference FCO No. 017). ADDED COSTS THIS CHANGE ORDER ITEM: $8,827.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 4 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27.2006 Job: Rehabilitation of the 140 Street Pump Station: Contract No. 5-51, and Rehabilitation of the"A" Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. ITEM 7—UNDISCLOSED STORM DRAIN ENCASEMENT AND UTILITY During installation of the new 21-inch sewer line between Station Nos. 12+75 to 13+03,the contractor encountered an undisclosed 2-inch gas line and concrete encasement around a city 18-inch reinforced concrete pipe (RCP) storm drain pipe. To lay the new sewer line past the gas line at Station No. 12+75,the contractor had to change the shoring method from a box shield to speed shores and timber lagging. At Station No. 13+03, the contractor was required to remove the interfering portion of the concrete encasement to allow enough clearance for the sewer line to cross and to maintain the design alignment. The gas line was undisclosed and unmarked on the contract plans, and the storm drain encasement was undisclosed. The contractor's extra cost consisted of lost production time, change in shoring method,and demolition and haul off of concrete encasement. The work associated with this change order item was accomplished by force account pursuant to Section 44(c) of the General Requirements(Reference FCO No. 024). ADDED COSTS THIS CHANGE ORDER ITEM: $10,533.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 8— REMOVE AND REPLACE ARROW BOARD AT 14n'STREET PUMP STATION This item is for labor needed to remove and reinstall an arrow board on Balboa Boulevard, adjacent to the I Street Pump Station during the Memorial Day weekend,and during the weekend of 613/06 to 6/4/06. The City of Newport Beach requested that unrestricted traffic flow be maintained for all westbound lanes, including the parking lane, between the hours of 9:00 AM to 6:00 PM (arrow board removed). The arrow board was reinstalled at 6:00 PM on the above designated days to allow the third lane or the parking lane to be used exclusively for parking and not as a traffic lane. The aforementioned was not included in the contract approved traffic control plans. The work associated with this change order item was accomplished by force account, pursuant to Section No. 44(c)of the General Requirements(Reference FCO No. 025). ADDED COSTS THIS CHANGE ORDER ITEM: $3,896.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 5 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-B127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two 2 Date: September 27, 2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51: and Rehabilitation of the"A" Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. Contract No. 5-52 ITEM g—ANNUAL PARKING PERMITS This item is to provide four, City of Newport Beach, annual parking permits to be used by the"A" Sheet alley residences(two middle units). Access to the residence garages were restricted due to the shoring wall and fencing encroaching into the alley adjacent to the"A" Street Pump Station. The City of Newport Beach requested that the contractor provide these annual permits. These permits were not provided for in the contract documents. This work was negotiated with the contractor pursuant to Section 44(B)l of the General Requirements(Reference FCO No. 003). ADDED COSTS THIS CHANGE ORDER ITEM: $2,745.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 10—MODIFICATION OF STRUCTURAL DETAILS AT SUMP TRENCH This item is for extra labor and materials to modify the structural details under the sump trench at the "A" Street Pump Station and compensate the contractor for additional rebar that was installed on each side and below the sump trench. Additional#7 bars and#9 bars were added to the sides and under the sump trench to provide adequate structural reinforcement. This additional reinforcement was not shown on the contract drawings. The extra costs are for re-detailing and labor to install the additional rebar. This work was negotiated with the contractor pursuant to Section 44(B)l of the General Requirements(Reference FCO No.011). ADDED COSTS THIS CHANGE ORDER ITEM: $3,173.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 6 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27,2006 Job: Rehabilitation of the le Street Pump Station: Contract No. 551:and Rehabilitation of the"A" Street Pump Station Contract No. 5-52 Consultant: Lee& Ro Inc. ITEM 11 —ADDITIONAL POTHOLING This Rem is for labor, equipment, and materials for extra potholing to determine the feasibility for the revised alignment adjacent to the"A" Street Pump Station from Station No. 0+21 to 1+87. The justification for the realignment was due to the potential interference of a number of undisclosed existing utilities for the original design alignment in the adjacent alley and in "A' Street, and the difficulty of supporting in place these utilities for a deep sewer in the alley. The extra work consisted of saw cutting concrete and asphalt pavement, excavation, traffic control, and dewatering when required. The work associated with this change order Rem was accomplished by the contractor's force aunt in accordance with Section 44(c)of the General Requirements(Reference FCO No. 012). ADDED COSTS THIS CHANGE ORDER ITEM: $12,030.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 12—UNDISCLOSED AND UNMARKED UTILITIES AT'A"STREET PUMP STATION. During the installation of the new gravity sewer lines adjacent to the new'A" Street Pump Station,the contractor encountered numerous changed conditions(Reference Plan Change Revision No. C1001D). Beginning with Line No. 2 between the curb and gutter and Manhole No.6,the contractor encountered two undisclosed utilities and a concrete pavement street section that was thicker than shown on the contract drawings. Between Manhole No. 6 and Manhole No. 7,the contractor had to modify the alignment to avoid an undisclosed and unmarked force main junction structure and an undisclosed utility. Between Manhole No.7 and Manhole No. 5, the contractor had to modify the alignment of the new 12-inch sewer line to avoid a conflict with the old pump stations below grade concrete wall. Between Manhole No. 5 and Manhole No. 4,the contractor encountered four undisclosed and unmarked utilities and a concrete pavement section that was deeper from what was shown on the contract documents. The aforementioned undisclosed utilities and thicker pavement was not shown in the original contract plans nor were they shown on the revised plan change. The extra costs incurred by the contractor consisted of changing the shoring method (box shield to hand digging), re-saw cutting for revised alignments, additional saw cutting due to thicker pavement section, additional potholing for undisclosed utilities, and delay costs. This work was accomplished by contractor's force account in accordance with Section no. 44(C)of the General Requirements(Reference FCO No. 022). ADDED COSTS THIS CHANGE ORDER ITEM: $18,703.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 7 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two(2) Date: September 27, 2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51: and Rehabilitation of the"A' Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. ITEM 13— UNDISCLOSED BELOW GRADE STRUCTURE AT BALBOA AND"A' STREET This item is for labor, equipment,and material costs for delays and for the reinstallation of a 12-inch sewer line between Manhole No. 5(Station No. 1+38)to an undisclosed below grade vault structure located at station 1+80, plus two undisclosed and unmarked utilities. The 12-inch sewer line was installed per the contract profile up to the location of the vault structure and was backfilled. It was determined by the contractor that this sewer line was obstructed by an over poured footing for the vault structure. To provide an unobstructed alignment,the profile was revised to penetrate at the wall of the structure above the footing and the contractor was required to demolish a portion of the wall to provide an opening. The extra costs consisted of delays to determine if the undisclosed utilities were abandoned in place or were live;the removal of an already installed pipe, and the reinstallation of shoring and dewatering system, plus re-grading the bottom of the trench, and relaying the 12-inch sewer line. The work associated with this change order hem was accomplished by the contractor's force account, pursuant to Section 44(c)of the General Requirements. (Reference FCO No. 014). ADDED COSTS THIS CHANGE ORDER ITEM: $23,786.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Contract No.&61 and No. 532 ITEM 14—CHANGE METAL DOORS TO FIBERGLASS REINFORCED PLASTIC (FRP) This hem is for extra costs to change four external and two internal metal doors including frames and transoms to fiberglass reinforced plastic(FRP) doors. The District's O&M Division requested that the contractor change the door materials due to the corrosive marine environment adjacent to the Balboa Peninsula. During the design phase, FRP doors were not included in the District's Standard Spec cations. The extra incremental cost is primarily for materials,fiberglass doors, frames, louvers, transoms, etc. The costs associated with this change order hem were negotiated with the contractor pursuant to section No.44B.1 of the General Requirements (Reference FCO#005). (50%to Contract No. 5-51, $1,694.50) (50%to Contract No. 5-52, $1,694.50) ADDED COSTS THIS CHANGE ORDER ITEM: $3,389.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 8 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27, 2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51: and Rehabilitation of the"A" Street Pump Station. Contract No. 5-52 Consu@ant: Lee& Ro. Inc. ITEM 15—TIME EXTENSION FOR 2004 CHRISTMAS DELAY The City of Newport Beach (City) requested that the construction of the below grade shoring system, required for the projects at the"A" Street Pump Station and the 1e Street Pump Station, not begin until after the end of the 2004 Christmas Holiday or December 27,2004. This item is to extend the contract duration in order to accommodate the City and the residents located adjacent to these projects. District staff has reviewed the scheduled impact and recommended approval of a 14 calendar day fime extension to reflect the delay in the start dale of December 13, 2004 to December 27,20D4. The contractor agrees that this delay is for time only and is noncompensable. This work was defined in a letter from the City on December 11, 2004, and was negotiated with the contractor pursuant to Section 44(8)1 of the General Requirements. ADDED COSTS THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 14 Calendar Days ITEM 1 —RETENTION REDUCTION This project is now 90%complete and all work to date has been completed in accordance with the contract requirements. The contractor has requested a reduction in retained funds from 10% percent to 5% percent. Staff recommends that the contractor's request to reduce the retention withheld from 10%to 5% be accepted. Reference Kiewh Pacific Company's letter dated July 12, 2006. ADDED COSTS THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 17—REVISION OF WATERPROOF PIPE PENETRATION DETAILS This Rem is for labor,equipment, and materials required to revise the waterproof pipe penetration details in the 14° Street and "A" Street contract drawings, from a type of rubber expansion joint filler to the use of link seals and hydrotHe for all pipe penetrations. Hydrotite is a composite material that expands when R comes in to contact with water. In addition, the contractor had to add sleeve extensions onto the existing sleeves through the wet well wall. The Sanitation District's Regional Assets and Services Division requested that the contractor revise the type of waterproof penetration details, based on feedback from other existing pump stations (i.e., leaking groundwater into the station pump room). The identified pipe penetrations are for six pump suction pipes, six re-circulating lines, six bleed-off lines from the pumps to the wet well, eight deck pipe penetrations, two sump pump penetrations, and for the sewer line coming from the bathroom into the wet well. The extra work consisted of labor to chip back into the wet well walls to attach the sleeve extensions, and labor to install and adjust the line seals and hydrotite. This work was accomplished by contractor's force Page 9 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 9272MI27 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two (2) Date: September 27, 2006 Job: Rehabilitation of the 14'h Street Pump Statiom Contract No. 5-51 and Rehabilitation of the"A" Street Pump Station Contract No 5-52 Consultant: Lee& Ro. Inc. account in accordance with Section No.44(c) of the General Requirements(Reference FCO No. 28). (50%to Contract No. 5-51, $11,054.50) (50%to Contract No. 5-52, $11,054.50) ADDED COSTS THIS CHANGE ORDER ITEM: $22,109.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 18—ELECTRICAL MODIFICATIONS This item is for all labor, equipment, and materials for the following work at the le Street and "A" Street Pump Stations: • The addition of a transformer to the Main Sewage Pump (MSP)circuits to ensure that the motor protection relays have an independent source of power.The contract drawings showed two control power transformers(CPT)for the main sewage pump, one for VFD control and the other constant speed control. If the VFD was de-energized while the pump was running on the bypass starter,the motor protection relays would also be de-energized. This would result in a safety hazard since the pumps would be operating without the protective relays. A third CPT was added to ensure the motor protection would not be affected. • National Electrical Code(NEC) requires intrinsically safe circuits and non-intrinsically safe circuits to be run in separate conduits. Therefore, since the main pump moisture detector circuits are intrinsically safe circuits, separate conduits are required. • As part of these revisions, modifications were made in the layout of the PLC panel hardware to better coordinate and conform to OCSD Design Guidelines. The additional costs consist of labor to revise submitted shop drawings and labor and materials to install additional wire and conduits. This work was negotiated with the contractor pursuant to Section 44(B) 1 of the General Requirements(Reference FCO No. 029). (42.68 percent to Contract No. 5-51, $30,670.83) (57.32 percent to Contract No. 5-52, $41,057.17) ADDED COSTS THIS CHANGE ORDER ITEM: $71,628.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COSTS THIS CHANGE ORDER: $256,079.DD TOTAL TIME EXTENSION THIS CHANGE ORDER: 14 Calendar Days Page 10 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two 2 Date: September 27,2006 Job: Rehabilitation of the 14' Street Pump Station: Contract No. 5-51; and Rehabilitation of the W Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by this change order and all previously issued change orders. It is, therefore, mutually agreed that a 14 calendar day extension of time to perform the work is required for this change order, and that no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by the Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Dale: November 10, 2004 Original Contract Time: 575 Calendar Days Original Completion Dale: June 7, 20D6 Time Extension this C.O.: 14 Calendar Days Total Contract Time Extension: 127 Calendar Days Revised Contract Time: 702 Calendar Days Revised Final Completion Due Date: October 12, 2006 Time Subject to Liquidated Damages: TBD Actual Final Completion Date: N/A Original Contract Price $ 11,697,780.00 Prev.Authorized Changes $ 141,364.00 This Change(Add) $ 256,079.00 Amended Contract Price $ 12,095,223.00 Page 11 of 11 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Kiewit Pacific Company C.O. No.: Two(2) Date: September 27, 2006 Job: Rehabilitation of the 10 Street Pump Station: Contract No. 5-51,and Rehabilitation of the W Street Pump Station, Contract No. 5-52 Consultant: Lee& Ro. Inc. Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Umesh Murthy, P.E. Date CIP Project Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: Kiewit Pacific Company Contractor Date EDMS: WW14152 PDC COMMITTEE Meeting Date To ad.Of Do-. 09/14/06 09/27/06 4 AGENDA REPORT Rem Number Item Number PDC06-93 12D1 Orange County Sanitation District RWr••l Collections ties FROM: David A. Ludwin, Director of Engineering Originator: Hardat Khublall, CIP Project Manager SUBJECT: GISLER-REDHILL TRUNK IMPROVEMENTS, REACH "A", CONTRACT NO. 7-36; ORANGE TRUNK IMPROVEMENTS, CONTRACT NO. 7-39; GISLER-REDHILUNORTH TRUNK IMPROVEMENTS, CONTRACT NO. 7-41; AND CITY OF TUSTIN PROJECT NOS. 6106 AND 6151 GENERAL MANAGER'S RECOMMENDATION (1) Ratify Change Order No. 11 to Gisler-Redhill Trunk Improvements, Reach "A", Contract No. 7-36; Orange Trunk Improvements, Contract No. 7-39; Gisler-Redhill North Trunk Improvements, Contract No. 7-41; and City of Tustin Project Nos. 6106 and 6151, with ARB, Inc., authorizing an addition of$400,676, increasing the total contract amount to $22,003,110; (2) Decrease Phase 4 of Contract No. 7-41 budget by $1,300,000 for a total project budget amount of$15,460,857; and (3) Increase Phase 4 of Contract No. 7-36 budget amount by $1,300,000 for a total project budget amount of$8,357,433. SUMMARY • Contract No. 7-41 located in the City of Tustin, City of Orange, and unincorporated areas of the County of Orange, consists of improvements to relieve hydraulic deficiencies on the Gisler-Redhill North Trunk Sewer along Newport Avenue, El Camino Real, and Prospect Avenue. Contract No. 7-39 is located in the City of Tustin and in the unincorporated areas of the County of Orange, and consists of improvements to relieve hydraulic deficiencies on the Orange Trunk Sewer along Holt Avenue, 17" Street, and Hewes Avenue. Contract No. 7-36, located in the City of Tustin, consists of improvements to relieve hydraulic deficiencies on the Gisler-Redhill Trunk Sewer Improvements along Redhill Avenue from Mitchell Avenue to La Colina Drive. The 1999 Strategic Plan identified these reaches of sewers as hydraulically deficient and in need of replacement. • AKM Consulting Engineers prepared the plans and specifications and the construction contract was awarded to ARB, Inc. on January 28, 2004. • Change Order No. 11 includes five items of added work to Contract No. 7-36. There are no reimbursable or nonreimbursable design errors associated with this change order. The contract includes liquidated damages of$1,000 per day and no bonus provisions. The contract is now 100% complete. Page 1 PRIOR COMMITTEEIBOARD ACTIONS The construction contract was awarded by the Board on January 28, 2004 for a lump sum amount of$18,375,999. Please see attached Change Order Status Report for information on all previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 18,375.999 Previously Authorized Change Order $ 3,226,435 This Change Order (Add) $ 400,676 Change Orders to Date $ 3,627,111 Percent Increase to Date 19.74% Amended Contract Price $ 22,003,110 BUDGETIMPACT ® This Item has been budgeted. (Line item: Contract No. 7-36 FY 05106, Section 8, page 34, and Contract No. 7-41 FY 05106, Section 8, page 38. These projects are not referenced in the FY 06107 Budget book because they were initially scheduled to be completed prior to the beginning of FY06107) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) This Agenda Report also requests approval to transfer$1,300,000 from Phase 4 of Contract No. 741 to Phase 4 of Contract No. 7-36. These projects are being done as one contract with ARB, Inc. This additional budget is needed to process this and pending change orders. No overall budget increase is being requested for these three contracts. The table below shows all reimbursable costs for these projects: Contract No. Description Amount Amount Requested Received 6106 8 6151 City of Tustin,Waterline Projects $665,211 $665,211 741 •Level3 Communications, Fiber Optic Cable Interference $231.428 $65.932 741 AKM Consulting Engineers, 10-inch EOCWD Waterline, $84 064 $0 Reimbursable Design Enor. TOTAL $980,703 $731.143 •Level3 Communications is disputing $165,496. ADDITIONAL INFORMATION Contract Schedule Contract Start Date April 5, 2004 Original Contract Completion Date November 25, 2005 Total Number of Change Orders to Date 11 Current Contract Completion Date March 31, 2006 Days Subject to Liquidated Damages TBD Liquidated Damages Assessment TBD Page 2 Change Order No. 11 Content Item No. Description Amount Days Type Contract No. 7-36 1 Sidewalk, Curb and Gutter $16,400 0 Other Re lacement, Sta. 50+00. 2 Sewer Alignment Modification, $43,500 0 Unknown Conditions Sta. 57+57 to 61+08. Connection of One Additional 8-inch House Service Lateral, 3 One Additional 6-inch House $90,683 0 Unknown Conditions Connection and Five Additional 4-inch House Connections. 4 Sinkhole Repairs at Sta. 30+00 $236,093 0 Unknown Conditions and 45+20. 5 Field Closure, Sts. 75+43. $14 000 0 Other Total—Change Order No. 11 400,676 0 Item No. 3 is for the connection of one 8-inch house service lateral, one 6-inch house connection, and five 4-inch house connections, which were found during construction, and were not shown in contract drawings. Item No. 4 is for the repair of two sinkholes that were found several weeks after sewer installation and asphalt paving was completed. The sinkholes developed due to leakage of two 6-inch asbestos cement (ACP) waterlines. These two City of Tustin's waterlines were installed approximately 50 years ago and were found to be badly deteriorated and very fragile. Contract documents required the Contractor to protect in place the waterlines. Staff believes that during sewer installation both waterlines were carefully protected by the Contractor, but because of its poor condition, the lines may have developed minor leaks several weeks after asphalt paving was completed. The additional work was completed on June 26, 2006, but this item only covers costs up to May 31, 2006. The Contractor (ARB, Inc.) submitted a Request for Equitable Adjustment (REA) on July 13, 2006, for an amount of$11,042,573 to the Sanitation District. Included in the REA is compensation for Pending Change Orders (CO), starting from CO No.10 for a total of$1,630,751. CO No. 10 previously approved by the Board on August 23, 2006, along with this pending CO No.11, if approved, would reduce the Contractor's REA by $491,429. ALTERNATIVES None Page 3 CEQA FINDINGS This project was included in the 1999 Strategic Plan Program Environmental Impact Report certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. ATTACHMENTS 1. Budget Information Table— Contract Nos. 7-36, 7-39, and 7-41. 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Location Description of Change Order No. 11 RC:bm:kf Wdep03gendalBoard Agenda RepMsLVM Board Agenda Repods1g9WMtenn 1201.7-36.doe Page 4 BUDGET INFORMATION TABLE GISLER-REDHILL TRUNK IMPROVEMENTS, REACH "A" CONTRACT NO. 7-36, CO#11 0MOBNAL CUR go ldwd-.- a 'Oltojw kl&6 - �ikdkw#-- T VSFYT alit L -j , , , IPA 111 ad 6 P�6hi J-Nf, 6ATO Ir'. T o i. V Phase I-PmJW Development It 45,000 5 29.810 $ 2%810 $ 29.810 $ 29.810 S 29.810 100% Phase 2.Prelimirmuy Deslan It 1,504 $ 1.504 $ I'M4 5 1,504 It 1,504 100% Mass 3-Nsign S 369.DOO S 581.679 It 581.679 $ 581,679 $ 581.679. S 581.679 100% Phase 4-Construction 3 6.388.000 S 6.196.756 S • 1.300,000 S 7,485,756 S 6.186756 S 400.676 3 6.567, 32 $ 6.709.378 am Phase 5-Conspusoohing - S 94.272 S 94,272 S 94,272 S 94.272 $ 16.417 17% Phase 6-Close-Out $ 23050 $ 23.050 i: S 23,050 3 23,050 S 442 m Phase 7-(lonfingency S 1,032,000 5 140.362 5 140,362 PROJECTTOTAL S 7.832,000 5 7,057.433 It 1,300,000 5 8,357,433 7�, $ 6.917.071 3 400,676 S 7,317,747 S 0.339.230 87% iftelmlounsable Costs +J i F IPROJECT NET $ 7.832.00 $ 7.057.433 It 1.300.000 S 0.357,433[11 It 6.917.071 3 400.576 $ 7.317.747 S 6.339,230 87% PSAJConimct Lesion PSA $ 223.176 S 331.522 3 331,522 1 '1 S 331,522 $ 331.522 S 320A851 7% lConstnoction C nlrsct $ 4,246,442 1$ 4,757.218 1S 400.6761 $ 5.157.894 11E]It 4.757.218 15 400,670 I S 5,157,894 1 $ 4,693,305 1 1% -Budget transfer horn Phase 4,Contract No.741 to Phase 4,Contact No.7-36. EDMS OD38141V BUDGET INFORMATION TABLE ORANGE TRUNK IMPROVEMENTS CONTRACT NO. 7-39, CO #11 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORQED PROJECT BUDGET REVISED AUTHORIZEDTO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) DECREASE Phase 1 -Pm ct Develo menl S 46 000 $ 46,564 5 46.564 S 46.564 S 46.564 S 46.564 100% PMW 2-Prelmina Des n 5 1.000 S 1.391 S 1.391 S 1.391 S 1.391 S 1.391 IN% Phase 3-Design S 396.000 $ 411A71 S 411,471 $ 411.471 S 411.471 S 411A71 100% Phaw4-ConsVWicn $ 4.250.000 S 4.704.634 S 4,754,634 S 4.764AU S 4.764.634 S 4.764.275 IN% Phaw 5-Commissioning S 61,000 S 61.735 $ 61.735 S 61.735 $ 61.735 S 37.735 61% Phase 6-Clow-Out S 17.000 S 12.134 $ 12,134 5 12.134 S 12.134 S 3.505 29% Phaw 7-Centin n S 527,000 $ S - S PROJECT TOTAL 5 5,298.000 S S,297S29 S - $ 5297.929 $ 5,297.929 $ - S 5,297.920 S 5.264,941 99% Reimbursable Casts PROJECT NET 1 $ 5.298.000 1 S 5.297,929 S - 5 5.297.929 1 1 S 5.297.929 1 S - 5 5297,929 1 S 5264,941 99% PSA/Contract iDesia.PEA S 224,098 1 S 235,238 S 235,238 S 235.238 S 235.238 S 235,238 100% Coaslmdbn Contrail S 4.113,733 1 $ 4.268.354 5 4268354 5 4.268,354 S 4.268.354 S 4.261.308 100% EOMS: 003814169 BUDGET INFORMATION TABLE GISLER-REDHILUNORTH TRUNK IMPROVEMENTS CONTRACT NO.7-41, CO#11 s PROPOSED ORIGINAL CURRENT 'EUDOEr PROPOSED PIIHD�. -'; THW v` PROPOSED ESfi111ATOD E871A1ATE0 PRDJECTriCHASE AUTROMEED PROJECT JIEVISEO AUTHORIZED 10 AUTIIORQATION TOTALa E%PERO([URD IXPENdEO TO INCREASE BUDGET BUDGET BUDGET DATE REOUES7' AUTHORRATON Y(7EATk 01,1'ET91 (DECREASE Phase 1-Project De"lo ment $ 40.000 S 41.000 $ 41,000 $ 41.000 $ 41,000 $ 39.736 97% Phase 2-Prelimine Design $ 1,000 $ 18.000 $ 18.000 $ 18000 It 18,000 S 15,429 86% Phase 3-Deal n $ 628A00 $ 680.000 S 680,000 ' S 680,000 It 680.000 S 541.071 95% Phase4-Construction $ 13.128.000 It 16.050,450 S 1,300,000 S 14,75Q450 G $ 16.050,450 5 1300.000 S 16750A50 1 $ 14,064.225 95% Pham 5-Commummoning f 183,000 S 216.000 $ 216000 - S 216.000 S 216,00D $ 21,283 10% Phase 6-Close-Out $ 45,000 $ 46.000 $ 45,000 S 46.000 S 46.000 S 3,305 Ph Phase 7-Congo en $ 1334.000 $ 440,550 $ 440,550 f PROJECT TOTAL $ 16.359.000 3 17.492,N0 $ (1,300.000) $ 16.192.000 ', $ 17.051,450 S 1,300.000) S 15,751,450 S 14,788.049 94% Reimbursable Coals is 731,143 1 S 731,143 sal It 731.143 1 S 731.143 PROJECT NET $ 15.359.000 1 S 16.760.867 1 $ (1,300.000) $ 15,IB0.857 I S 16,320,307 S 15.020.307 S 14.788,049 98% PSAICOntract Oesi n PSA Is 368.684 1$ 420.641 1 420.641 S 420.641 1 $ 420.641 S 415,530 99% Construction C tmd is 10,015.827 $ 12.576,862 1 $ 12.576.862 $ 12.576.862 1 S 12,576.862 S 12.429,693 1 99% •Budget Irensfer hum Phase 4,Contract No.741 to Phase 4,Conbacl No.7-76. EDMS:003814167 CHANGE ORDER STATUS REPORT GISLER-REDHILL TRUNK SEWER IMPROVEMENTS, ORANGE TRUNK SEWER IMPROVEMENTS, AND GISLER-REDHILL NORTH TRUNK SEWER CONTRACT NOS. 7-36, 7-39, AND 7-41 AND CITY OF TUSTIN PROJECT NUMBERS 6106 AND 6151 -CO#11 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 1/28/2004 $18,375,999 $18,375,999 0.00% 600 600 CO NO. 1 11/24/2004 $349,612 $18,725,611 1.90% 20 620 CO NO.2 223/2005 $169,223 $18,894,834 2.82% 15 635 CO NO. 3 427/2005 $571,975 $19,466,809 5.940k 20 655 CO NOA 720/2005 $493,263 $19,960,072 8.62% 9 664 CO NO.5 928/2005 $209,252 $20,169.324 9.76% 21 685 CO NO.6 2222006 $55,000 $20,224,324 10.06% 5 690 CO NO.7 4262006 $169,962 $20,394,286 10.98% 27 717 CO NO.8 6282006 $497,394 $20,891,680 13.69% 9 726 CO NO.9 7/19/2006 $643,271 $21,534,951 17.19% 0 726 CO N0,10 823/2006 $67,483 $21,602,434 17.56% 0 726 CO NO.11 Pending 1 $400,6761 $22,003,110 19.74% 0 726 EDMS:003814163 CHANGE ORDER PERFORMANCE REPORT GISLER-REDHILL TRUNK SEWER IMPROVEMENTS,ORANGE TRUNK SEWER AND GISLER-REDHILL NORTH TRUNK SEWER,CONTRACT NOS.7-39,7-39,AND 741 AND CITY OF TUSTIN PROJECT NUMBERS 8106 AND 6151 CHANGE ORDER NO.11 CgntracNr:ARE,INC PMOKAType:COLLECTIONS Derign Consultant ANSI CONSULTING ENGINEERS Contnd%,Complete'.1 OD Original Minim t Free: E15A7SM CHANGE ORDER TYPES TRACKED WFORMATION ONLY Unhnoxn Condition Staff Rveuxtad Change RelmhuncMepM9n NmleNbulwb6 pelpn SubbNalCOTpas Dan. Tottl Enxe Erma Ttaeled' Change Cedars $2T9.893 1.E2% 0.00% 0.OIM6 Egg.603 0.49% E3T0.210 2.01 E30,400 SAM E400.0 2.1 MM Ponlod Chnnge.OrdDaw er to E1,501,TID e.t]% E1W.0]t 1.0]% ' E381,43 2.11% E52g,g31 260% E2,815.240 14.24 E610,1 3A2% E3,3]8,0 q. Change Order TOMI $1,781.372 9.80% $197,071 IN% E387A9 2.11% 3620,534 3.30 S2.g00,515 15.25 E540,5 SAM E3,627,111 19.74% 1".M <1.00% 0.00% <1.00% <5.074 0.00% e5.00% PeNormence GoeN The Change Ober Me,uge,rent PMn eacbv IM premdi,p bur dtarMeoNurypM To be Negotiated EDM300038141M Vernon WINGS Page 1 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: ARB. INC. C.O. No.: Eleven (11) Date: September 27, 2006 Job: Gisler Redhill North Trunk Sewer Reach "A" Contract No 7-36; Oranae Trunk Improvements Contract No 7-39,Gisler Redhill/North Trunk Sewer Improvements, Contract No. 7-41: and City of Tustin Proiect Numbers 6106, and 6151 Consultant: AKM Consultina Engineers Amount of this Change Order(Add) $400 676.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. Contract No. 7.36 ITEM 1 —SIDEWALK, CURB AND GUTTER REPLACEMENT, STA. 50+00. This item is to compensate the Contractor for additional costs to remove and replace sidewalk and curb and gutter panels around four existing trees, located north of Bryan Avenue and Red Hill Avenue intersection. During construction,the City of Tustin (City) requested the Sanitation District to remove and replace four existing trees installed in the sidewalk, and located seven to eight feet from the edge of the sewer trench. The City was concerned about the potential damage to the trees' root system due to the excavation of the proposed sewer trench. The City's major concern was the loss of the sinker roots,which are the primary roots for tree stability, and for added safety,the City required to have four trees removed and replaced. The sidewalk, curb and gutter near the trees had to be removed and replaced. Contract documents did not require the Contractor to do this work. The removal and replacement of the trees was done by an on-call Landscaping Contractor retained by the Sanitation District. The additional cost Includes sidewalk, curb and gutter removal and replacement, and additional pothole excavations for City's Tree Arborists observation of the trees root system. This item was accomplished by Contractor's Force Account and was determined by Sanitation District pursuant to Division 1, Section 44(B)2 of the General Requirements (Reference FCO No. 69). ADDED COST THIS CHANGE ORDER ITEM: $16,400.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days per OCSD ARB reserving its rights as noted herein. Page 2 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: ARE, INC. C.O. No.: Eleven 0l) Date: September 27, 2006 Job: Gisler Redhill North Trunk Sewer. Reach"A". Contract No. 7-36: Orange Trunk Improvements,Contract No.7-39:Gisler RedhilllNorth Trunk Sewer Improvements: Contract No. 7-41� and City of Tustin Proiect Numbers 6106,and 6151 Consultant: AKM Consultino Engineers ITEM 2—SEWER ALIGNMENT MODIFICATION, STA. 57+57 to 61+08. This hem is for extra costs associated with the modification of the contract sewer alignment from sewer station 57+57 to 61+08, on Red Hill Ave and First Street-Kalua Lane intersection. During construction, the Contractor found that thrust blocks for two 6-inch asbestos cement waterlines conflicted with the proposed sewer alignment. The proposed alignment was modified between sewer stations 57+57 to 61+08 to resolve the interference. The thrust blocks were not shown in contract drawings. The extra work consisted of additional excavation, additional asphalt removal and replacement, additional pothole excavations to locate the waterline thrust blocks, and modification of the sewer manhole located at station 61+00 to a drop manhole,for the connection of an existing 8- inch house service lateral. This item was accomplished by Contractor's Force Account and was determined by Sanitation District pursuant to Division 1, Section 44(B)2 of the General Requirements (Reference FCO NO. 80). ADDED COST THIS CHANGE ORDER ITEM: $43,500.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days per OCSD ARB reserving its rights as noted herein. ITEM 3—CONNECTION OF ONE ADDITIONAL 8-INCH HOUSE SERVICE LATERAL, ONE ADDITIONAL 6-INCH HOUSE CONNECTION AND FIVE ADDITIONAL 4-INCH HOUSE CONNECTIONS. This hem is for extra costs associated with the connection of one 8-inch house service lateral at approximate sewer station 64+85, five 4-inch house connections at sewer stations 43+76, 70+50, 70+60 (at Lateral"1-2"),73+00 and 74+30, and one 6-inch house connection at sewer station 74+60. The one 8-inch house service lateral, together with the one 6-inch house connection and the five 4- inch house connections were found during construction and were not shown in the contract drawings. The additional work consisted of additional excavation and backfill, installation and connection of the house service laterals and house connections, additional shoring, and pavement removal and replacement. This item does not cover costs for the installation of the additional final asphalt cap, which if justified by the Contractor will be included in a future change order. This item was accomplished by Contractor's Force Account and was determined by Sanitation District pursuant to Division 1, Section 44(B)2 of the General Requirements(Reference FCO NO. 81). ADDED COST THIS CHANGE ORDER ITEM: $90,683.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days per OCSD ARB reserving Its rights as noted herein. Page 3 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: RA B. INC. C.O. No.: Eleven (11) Dale: September 27, 2006 Job: Gisler Redhill North Trunk Sewer. Reach "A". Contract No. 7-36, Orange Trunk Improvements,Contract No.7-39;Gisler RedhiNNorth Trunk Sewer Improvements; Contract No. 7-41: and City of Tustin Project Numbers 6106, and 6151 Consultant: AKM Consulting Engineers ITEM 4—SINKHOLE REPAIRS AT STA. 30+00 AND 45+20. This item is for additional costs for the repairs of two sinkholes developed around existing 6-inch asbestos cement(ACP)waterlines. The first sinkhole was located between El Camino and San Juan intersections on Red Hill Avenue, at approximate sewer station 30+00, and the second was located at Lance Drive and Red Hill Avenue intersection, at approximate sewer station 45+20. Both watedines were protected in place by the Contractor during sewer installation. The final asphalt cap was completed over the first sinkhole and base paving was done over the second sinkhole several weeks before the sinkholes developed. The sinkholes developed due to leakage of the 6-inch ACP waterlines. For the first sinkhole,the 6-inch waterline was shown in contract drawings and is located parallel to the new sewer trench. A house connection was installed at this location and crossed the 6- inch waterline perpendicularly. For the second sinkhole,the 6-inch waterline was shown in contract drawings and crossed the sewer trench perpendicularly. At both locations,the waterlines were badly deteriorated and very fragile. The first sinkhole was approximate 70-feet long, 5-feet wide, and 10- feet deep; and the second sinkhole was approximate 300-feet long, 6-feet wide, and 10-feet deep. The additional work consisted of pavement removal and replacement,trench excavation, removal of wet and loose backfill material, slurry backfill,waterline repair and replacement. The additional work was completed on June 26, 2006, but this item only covers costs up to May 31, 2006. Additional costs for this item will be included in a future change order. This item was accomplished by Contractor's Force Account and was determined by Sanitation District pursuant to Division 1, Section 44(B)2 of the General Requirements (Reference FCO NO. 85 and No. 87). ADDED COST THIS CHANGE ORDER ITEM: $236.093.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days per OCSD ARB reserving its rights as noted herein. Page 4 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: ARE, INC. C.O. No.: Eleven (11) Date: September 27, 2006 Job: Gisler Redhill North Trunk Sewer. Reach"K. Contract No. 7-36: Oranoe Trunk Improvements.Contract No.7-39:Gisler Redhill/North Trunk Sewer Improvements Contract No. 7-41� and City of Tustin Pro act Numbers 6106, and 6151 Consultant: AKM Consulting Engineers ITEM 5— FIELD CLOSURE, STA. 75+43. This item is for additional costs to install a field closure at sewer station 75+43 per OCSD Standard S- 040. During construction,the City of Tustin (City)requested the Sanitation District to start the sewer installation on Contract No. 7-36 at an upstream location at sewer station 75+43 located at Irvine-Red Hill Avenue intersection, instead of the scheduled start at station 9+91 at Mitchell-Red Hill Avenue intersection. The City requested this change due to the City's project that was in progress in the vicinity of the Mitchell-Red Hill Ave intersection. As a result of this change, a field closure was needed to connect the new sewer installed upstream at sewer station 75+43 with the new sewer installed downstream of this location. The additional work consisted of additional excavation, construction of concrete field closure, and additional backfill. This item was accomplished by Contractor's Force Account and was determined by Sanitation District pursuant to Division 1, Section 44(B)2 of the General Requirements(Reference FCO NO. 86). ADDED COST THIS CHANGE ORDER ITEM: $14,000.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days per OCSD ARB reserving its rights as noted herein. TOTAL ADDED COSTS THIS CHANGE ORDER: $400,676.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 5 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: ARB. INC. C.O. No.: Eleven 0l) Date: September 27, 2006 Job: Gisler Redhill North Trunk Sewer. Reach"A". Contract No. 7-36: Oranoe Trunk Improvements,Contract No.7-39:Gisler RedhillMOAh Trunk Sewer Improvements: Contract No. 741: and City of Tustin Project Numbers 6106, and 6151 Consultant: AKM Consulting Engineers The compensation set forth in this change order comprises the total compensation due to the contractor by OCSD, including all of contractor's subcontractors and suppliers,for the direct cost to perform the work or change described in this change order, but does not include any compensation for contractors, or its subcontractors and suppliers, extra costs caused by or resulting from delays, impacts (including productivity impacts)and/or disruptions arising out of, related to and/or caused by the work or change described in this change order, if any. By executing this change order,the contractor shall not be deemed to waive its right to seek additional time and/or compensation for delays, impacts(including productivity impacts)and/or disruptions arising out of, related to and/or caused by the work or change described in this change order,all such rights and/or claims are hereby expressly reserved by contractor for itself and Its subcontractors and suppliers. Nothing contained herein shall be deemed as a waiver by OCSD of the contractor's contractual obligations set forth in the contract with OCSD for this project. SUMMARY OF CONTRACT TIME Original Contract Date: April 5, 2004 Original Contract Time: 600 Calendar Days Original Completion Date: November 25, 2005 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: 126 Calendar Days Revised Contract Time: 726 Calendar Days Revised Final Completion Due Date: March 31, 2006 Time Subject to Liquidated Damages: TBD Actual Final Completion Date: N/A Original Contract Price $18,375,999.00 Prev. Authorized Changes $ 3,226,435.00 This Change (Add) $ 400,676.00 Amended Contract Price $22,003,110.00 Page 6 of 6 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: ARE, INC. C.O. No.: Eleven (11) Dale: September 27, 2006 Job: Gisler Redhill North Trunk Sewer. Reach"A". Contract No.7-36: Oranae Trunk Improvements.Contract No.7-39: Gisler RedhilllNorth Trunk Sewer Improvements: Contract No. 741: and City of Tustin Pro act Numbers 6106.and 6151 Consultant: AKM Consulting Engineers Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by. Hardat Khublall, P.E. Date CIP Project Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: ARB, INC. Contractor Date EDMS.WM14160 PDC COMMITTEE t4ee' '1)*e To6tl.4 x'. W1t4106 0911106 AGENDA REPORT Aern Number Item umber Orange County Sanitation District Primary Treatment FROM: David Ludwin, Director of Engineering Originator: Michael Puccio, CIP Project Manager SUBJECT: PRIMARY CLARIFIERS 16-31 AND RELATED FACILITIES, JOB NO. P1-37 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 28 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of$83,637, increasing the total contract amount to $72,760,157. SUMMARY • Job Number P1-37, Primary Clarifiers 16-31 and Related Facilities, includes the construction of 16 new primary clarifiers with all support equipment, improvements to existing Primary Clarifiers 6-15, and improvements to Primary Clarifiers 1-5. • Brown and Caldwell prepared the plans and specifications and the contract was awarded to Margate Construction on October 24, 2001. • This change order includes four items of additional work. There are three nonreimbursable design errors associated with this change order. Liquidated damages on this project are $3,000 per day and there are no bonus provisions. The project is 94.79% complete. PRIOR COMMITTEEIBOARD ACTIONS The contract was awarded by the Board of Directors on October 24, 2001. Please refer to the attached Change Order Status Report for more information on previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 70,366,000 Previously Authorized Changes $ 2,310,520 This Change Order(Add) $ 83,637 Change Orders to Date $ 2,394,157 Percentage Increase to Date 3.40% Amended Contract Price $ 72,760,157 BUDGETIMPACT ® This Rem has been budgeted. (Line item: Section 8, CIP, P1-37, Page 52) ❑ This Rem has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information Rem) 1 ADDITIONAL INFORMATION - r Contract Schedule Contract Start Date January 7, 2002 Original Contract Completion Date November 7, 2005 Total Number of Change Orders to Date 28 Current Contract Completion Date February 15, 2007 Actual Completion Date N/A Days Subject to Liquidated Damages 0 Change Order No. 28 Content Item No. Description Amount Days Type Foul Air Ducting and Electrical Bridge Nonreimbursable 1 Conflict $ 18,233 0 Design Error Nonreimbursable 2 North Gallery Cable Tray Conflict $ 22 312 0 Design Error Primary Clarifiers 3, 4, 5 Offset Nonreimbursable 3 4-inch Release Piping $ 1,892 0 Design Error 4 Construction Schedule Payment $41,200 0 Other Total Change Order $ 83,637 0 Item 4 consists of a payment to the contractor for schedule preparation. The bid Schedule of Values indicates that the District will pay a specific given amount for schedule preparation and monthly updates and instructs bidders to not include that amount as part of their proposed bid. The contractor subsequently did not include this amount in the bid as instructed. A change order must be issued to add this amount to compensate the contractor for the schedule preparation and for the quantity of monthly updates he must produce. A future change order will be needed to adjust the quantity of monthly updates to a final amount at contract completion. ALTERNATIVES No alternatives are proposed. CEQA FINDINGS This project was included in the Strategic Plan EIR that was certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order 5. Location and Photo Description of Change Order MP:el:kf H:MtglobaftAgenda Draft Reports%PDCtP1-37 CO-28-AR.doo 2 BUDGET INFORMATION TABLE Primary Clarifiers No. 16-31 and Related Facilities Job No. P1-37 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE TO EXPENDED BUDGET BUDGET INCREASE BUDGET TO DATE REQUEST AUTHORIZATION DATE TO DATE(%) Phase 1-Project Devela ment S 175,062 S 175.062 S 173.000 S 173.000 $ 173,000 100% Phase 2-Prelimmary Des n S 317.201 S 317,201 $ 317,000 S 317,000 S 317,000 100% Phase 3-Design $ 4,626,092 S 4.626,092 S 4.595.GD0 S 4.595.000 S 4,626.092 101% Phase 4-Conslrudion S 84,892S69 S 83,637 S 84,976.206 S 83.104,537 S 83,637 $ 83.188,174 S 79.089,381 95% Phase 5-Commissionmg $ 330,209 S 330.209 $ 396.000 $ 396.000 S 117,183 30% Phase 6-Closeout $ 62,541 $ 62.541 $ 61,000 $ 61.000 $ 14.978 25% Phase 7-Contingency $ 523,334 $ 83,637 $ 439.697 S PROJECTTOTAL S - S 90,927.008 $ - $ 90,927.008 $ 88.646,537 S 83,637 S 85,730.174 S 84,337,634 95% Reimbursable Costs PROJECT NET $ - S 90,927.008 1 S - I S 90.927,008 11 S 88.646,537 1 S 83,637 5 88,730,174 1 S 84,337,634 95% PSA/Contract Desi n PSA S 6.787.436 1 S 6.787,436 $ 6,787,436 1 S 6.787.436 1 S 6,089.418 90% Construdien Contrail S 72.676,520 S 83.637 S 72.760,157 1 S 72.676.520 1 1 $ 83.537 $ 72,760,157 $ 68,891.585 95% EDMS,003913431 CHANGE ORDER STATUS REPORT PRIMARY CLARIFIERS 16-31 AND RELATED FACILITIES JOB NO. P1-37 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE(DAYS) (DAYS) CONTRACT 823/1999 $ 70.366.000.00 $ 70,366.000.00 0.00 1400 1400 CO NO. 1 12/192001 $ 0.00 $ 70,366,000.00 0.00 0 1400 •CO NO.2 SI72002 It 75,214.00 $ 70,441.214.00 0.11 49 1449 •'CO NO.3 10212002 $ 48,736.00 $ 70,489,950.00 0.18 0 1449 CO NO.4 121182002 $ 356059.00 $ 70,846,009.00 0.66 82 1531 CO NO.5 21=003 $ 33,527.00 $ 70.879.536.00 0.73 0 1531 CO NO.8 4232D03 $ 54,992.DD $ 70,934,528.00 0.81 21 1552 CO NO.7 8252003 $ 14.750.00 $ 70,949.278.00 0.83 0 1552 CO NO.8 8272003 $ 5,363.00 $ 70,954.641.00 0.84 0 1552 CO NO.9 10=003 $ 187,462.00 $ 71,142,093.00 1.10 0 1552 CO NO. 10 1111=003 $ 56,041.00 S 71.198.134.00 1.18 0 1552 CO NO. 11 12/420D3 $ 20,680.00 $ 71,218.814.00 1.21 0 1652 CO NO. 12 2252004 $ 22,390.00 $ 71241.204.00 1.24 0 1552 CO NO. 13 3/242004 $ 784.00 $ 71,241,988.00 1.24 0 1552 CO NO. 14 5282004 $ 67,455.00 $ 71,309,443.00 1.34 0 1552 CO NO. 15 10272004 $ 67,937.00 $ 71,377.380.00 1.44 143 1695 CO NO. 16 12/152004 $ 160,121.00) $ 71,217,259.00 1.21 0 1695 CO NO. 17 2/232005 $ 127,478.00 $ 71,344,737.DD 1.39 0 1695 CO NO. 18 3232005 $ 61,690.00 $ 71,408,427.00 1.48 0 1695 CO NO.19 4272005 $ 118 710.00 71 523 137.00 1.64 0 1095 CO NO.20 5252005 $ 84955.00 71608092.00 1.71 28 1723 CO NO.21 7202005 $ 100 648.D0 $ 71 708 740.00 1.90 0 1723 CO NO.22 9282005 $ 48 078.00 71 766 818.00 1.97 0 1723 CO NO.23 1028=05 $ 117 648.00 IS 71 874 466.00 2.14 0 1723 CO NO.24 1221/2005 $ 97562.00 1$ 71972.028.00 2.28 0 1723 CO NO.25 2222006 E 116 822.00 1 72 O88 850.00 2.44 0 1723 CO NO.26 5242006 $ 272,749.00 $ 72361.599.00 2.84 142 1865 CO NO.27 6282008 $ 314,921.00 $ 72676,520.00 3.28 0 1 1865 ,1300 NW28 T;a.PB' .! 83 63710D. 'X- ^157%00. •• Approved by PDC Committee per delegated authority by Board Resolution 99-23 • Approved by General Manager per delegated authoriry,by Board Resolution 99-23 EDMS:003813430 CHANGE ORDER PERFORMANCE REPORT PRIMARY CLARIFIERS 16-31 AND RELATED FACILITIES JOB NO.P11J7,CHANGE ORDER NO.28 Contractor MARGATE CONSTRUCTION Project Type:PLANT EXPANSION Design Consultant:BROWN S,CALDWELL Contract%Complete: 94.79% Original Contract Price: 570.366,000 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Staff Requested Rehnbursabb Design Mon-Relmbursabb Subtotal CO Typos Unknown Condition Change E.. Design Errors Trscked' Other Tebl Change Orders to $738,165 L05% $11, 0.02% $189,499 0.27% $1,498,052 2.13% $2,437,411 3.46% ($126.891) -0.18% S2,310, 3.28% Defe Change Orders $0 0.00% $0 0.00% $0 0.00% $42.437 0.06% $42,437 0.06% $41,200 0.05% $83,637 0.12% this Part Change Order Total $738,165 1.05% $11.695 0.02% $189.499 0.27% $1,540,489 2.19% $2.479,848 3.52% ($85,691) -0.12% $2,394,157 3.40% 'The Change Order Management Plan backs the preceding("Marge order,types EDMS:003813435 Page 1 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction. Inc. C.O. No.: Twenty Eight(28) Date: September 27, 2006 Job: Primary Clarifiers 16-31 and Related Facilities,Job No. P1-37 Consultant: Brown and Caldwell Amount of this Change Order(Add)(Dedast) $83 637.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation,the following additions to or deductions from the contract price are hereby approved. ITEM 1 —FOUL AIR DUCTING AND ELECTRICAL BRIDGE CONFLICT This item provides additional foul air ducting to avoid conflict with the new electrical cable tray bridge at the top deck of Primary Clarifiers 6-15 main gallery. The new foul air ducting along the east and west side of the center feed channel on Primary Clarifiers 6-15 conflicts with the new electrical bridge and associated cable tray and conduits running from the new westside control building to the new eastside control building. In a previous change,the Orange County Sanitation District (Sanitation District) raised the height of the foul air piping to make traversing under it easier for Operations personnel. The conflict that now exists is a result of that change. This change involves the fabrication and installation of two new fiberglass 32-inch diameter 90 degree double elbows, the additional fabrication of 14-inch fiberglass pipe already in the field, and installation of 20 feet of new 14-inch fiberglass pipe. The work associated with this Change Order was negotiated with the Contractor pursuant to Section 48(B) 1 of the General Requirements (Reference FCO-P137-336). ADDED COST THIS CHANGE ORDER ITEM: $18,233.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2—NORTH GALLERY CABLE TRAY CONFLICT This item resolves a conflict between the new electrical cable tray to be located on the Primary Clarifiers 6-15 main gallery and the existing air piping and sump pump discharge piping mounted on the gallery walls. This change corrects the conflict by relocating the air piping and modifying the new tray to go around the sump pump discharge piping. The work associated with this Change Order was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements (Reference FCO-P137-337). ADDED COST THIS CHANGE ORDER ITEM: $22,312.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 2 of 4 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction. Inc. C.O. No.: Twenty Eight(28) Date: September 27, 2006 Job: Primary Clarifiers 16-31 and Related Facilities Job No. P1-37 Consultant: Brown and Caldwell ITEM 3—PRIMARY CLARIFIERS 3. 4.AND 5 OFFSET 4-INCH RELEASE PIPING This item provides and installs three 4-inch 45 degree elbows in the steam release piping to avoid the new flat cover truss. The contract drawings did not require the relocation of the steam release piping. This item is related to a previous change order item, (Change Order 27, Item 4), in which this piping was added. Subsequent to that change, it was discovered that the piping arrangement shown in the previous change order conflicts with the new covers and additional pipe fittings are needed to complete the installation. The work associated with this Change Order was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements(Reference FCO-13137-338). ADDED COST THIS CHANGE ORDER ITEM: $1,892.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4—CONSTRUCTION SCHEDULE PAYMENT This item compensates the Contractor for schedule preparation based upon costs proposed in the schedule of prices of the contract. This item includes costs for the interim baseline schedule,the baseline schedule, and selected schedule updates up through March 31,2006. Any accepted schedule updates beyond this date will be compensated for in a future change order. The payment schedule specifically instructed bidders to not include the cost of scheduling into the bid and proceeded to give the bidders a proposed payment for these Items. The following is a breakdown of this item as proposed in the Bid Schedule of Values: . Interim Baseline L.S. $ 1,200 . Baseline L.S. $10,000 . Updates 30ea. $1,000/ea 3$ 0.000 $41,200 As a result,the costs for scheduling were not included in the contract price. The work associated with this Change Order was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements and Special Provision Section 32 (Reference FCO-P137-341). ADDED COST THIS CHANGE ORDER ITEM: $41,200.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COST THIS CHANGE ORDER: $83,637.00 TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 3 of 4 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Eight(28) Date: September 27, 2006 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell The additional work contained in this Change Order can be performed incidental to the prime work and within the time allotted for the original Contract and any extensions to the Contract time made by this and all previously issued Change Orders, The Sanitation District and Contractor agree that the added cost described above constitutes full and equitable consideration for all the impacts incurred by the Contractor, and no other direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be Incurred by Contractor,except as expressly granted and approved by this Change Order. SUMMARY OF CONTRACT TIME Original Contract Dale: January 7,2002 Original Contract Time: 1,400 Days Original Completion Date: November 7,2005 Time Extension this C.O: 0 Days Total Contract Time Extension: 465 Days Revised Contract Time: 1,865 Days Revised Final Completion Due Date: February 15, 2007 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: N/A Original Contract Price $ 70,360,000.00 Prev. Authorized $ 2,310,520.00 This Change(Add) (Deduct) $ 83,637.00 Amended Contract Price $ 72,760,157.00 I Page 4 of 4 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728.8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Eight (28) Date: September 27, 2006 Job: Primary Clarifiers 16-31 and Related Facilities,Job No. P1-37 Consultant: Brown and Caldwell Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Michael Puccio, P.E. Date CIP Project Manager Approved by: David A. Ludwin, RE Date Director of Engineering Accepted by: MARGATE CONSTRUCTION Contractor Date MP el ELMS M3813 32 PDC COMMITTEE MeeUng Date Toed.or on. 09/14/06 09/27/06 " AGENDA REPORT It Number Item number FDCO6-96 12 I Orange County Sanitation District j Collections Facilities FROM: David Ludwin, Director of Engineering Originator: David May, IPMC Project Manager SUBJECT: BUSHARD TRUNK SEWER REHABILITATION, JOB NO. 1-2-4 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 20 to Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4, with Steve P. Rados, Inc., authorizing an addition of$151,375, increasing the total contract amount to $30,679,877. SUMMARY • Job No. 1-2-4, Bushard Trunk Sewer Rehabilitation, includes the installation of 21,600 linear feet Oust over four miles) of 108-inch reinforced concrete pipe, manholes, junction structures, and miscellaneous utility relocations. • Boyle Engineering Corporation prepared the plans and specifications and the contract was awarded to Steve P. Rados, Inc. (SPR) on June 26, 2002. • Scope changes and timing constraints required modification of Job No. 1-24 to include new Job No. I-24A, the work in the Ellis-Bushard Intersection. • The Mediation Settlement Agreement required further modification of Job No. 1-24 to include new Job No. I-2-4P, the fabrication and delivery of 108-inch and 96-inch pipe. • There are no reimbursable or nonreimbursable design errors associated with this change order. Liquidated damages on this contract are $2,000 per calendar day and the bonus provisions are $750 per calendar day. The contract is now 54% complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded by the Board of Directors on June 26, 2002. Please refer to the attached Change Order Status Report for information on all previous change orders. Page 1 PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 30,003,210 Previously Authorized Changes $ 525,292 This Change Order (CO No. 20, Add) $ 151,375 Change Orders to Date $ 676,667 Percent Increase to Date 2.26% Amended Contract Price $ 30,679,877 BUDGETIMPACT ® This item has been budgeted. (Line dem:FY 05M Budd Book,Page Bee) ❑ This item has been budgeted, but there are insufficient funds. ❑ This Rem has not been budgeted. ❑ Not applicable (information Rem) ADDITIONAL INFORMATION Contract Schedule Contract Start Date September 16, 2002 Original Contract Completion Date March 18, 2004 Total Number of Change Orders to Date 20 Current Contract Completion Date June 20, 2007 Actual Completion Date N/A Days Subject to Liquidated Damages N/A Chance Order No. 20 Content Item No. Description Amount Days Type 1 Time of Completion $0 0 Other 2 Increase of Bid Item 2.3, $620 0 Other 84-Inch RCP 3 Increase of Bid Item 6.4b, $3,850 0 Other 60-Inch City Manholes 4 Increase of Bid Rem 6.4c, $9,100 0 Other 72-Inch City Manholes 5 Increase of Bid Rem 7.2, $42,805 0 Other lJtil' Relocation 6 Increase of Bid Item 8.7, City $95,000 0 Other Inspection Fees Total Change Order No. 20 1 $151,375 0 Item 1 -When installation of the project pipe and related materials began in March 2003, the Contractor encountered problems and delays. The problems and delays were mainly associated with the 108-inch reinforced concrete pipe. The Orange County Sanitation District (Sanitation District), the Contractor, and the pipe supplier disagreed about the causes of and responsibilities for the problems and delays. The parties Page 2 Y entered into a Mediation Settlement Agreement (Agreement) on August 1, 2005. Item 1.3.4 of the Agreement specifies the establishment of a revised date for project completion. This change order sets a new final completion date for the project in accordance with the Agreement. The date was determined based on project stoppage time, manufacturing duration for new pipe, and a new Contractor baseline schedule for the balance of the work. Accordingly, all time extensions granted in prior change orders are null and void. The new completion date will be subject to time extensions in accordance with the terms of the prime contract. Items 2 through 6: These items reflect an adjustment of engineer's bid item quantities for work completed during the first phase of this project. In addition, Item 6 includes an increase in funds to cover anticipated future costs. Typically, changes to original contract quantities would be reflected in the final "Adjustment of Engineer's Quantities Change Order" considered by the Board of Directors with the contract closeout agreement. Recently, staff has determined that quantity adjustments need to be supported by change orders as they occur. Accordingly, items two through six capture such adjustments made to date on this project. ALTERNATIVES None CEQA FINDINGS This project was included in the 1999 Strategic Plan Program EIR certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. Additional CEQA documentation for the project was included in Addendum No. 3 to the EIR approved on December 19, 2001. Addendum No. 8 to the program EIR was certified at the February 2006 Board meeting. These Addenda do not change CEQA findings. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order Performance Report 4. Change Order MB:dm:bm:sp H:Ni&MMge da Draft Repor15 =1-24AR CO O09140 .d. Page 3 BUDGET INFORMATION TABLE Bushard Trunk Sewer Rehabilitation CONTRACT NO. 1-2-4, CO #20 PROPOSED ORIGINAL CURRENT PROPOSED FUNDS THIS ESTIMATED ESTIMATED BUDGET PROPOSED TOTAL PROJECT/PHASE AUTHORIZED PROJECT REVISED AUTHORIZED TO AUTHORIZATION EXPENDITURE DA URE EXPENDED TO BUDGET BUDGET INCREASE BUDGET GATE REQUEST AUTHORIZATION TO DATE GATE(%) IOECRFASE Phase l-Proecl DeeelO ment $ 74.000 $ 75,000 S 75,000 S 25,000 E 75,W0 3 74.649 100% Phese2-Pre6mine De. n S 10,000 $ 10000 3 10000 $ 10.000 5 10 No 5 9.328 93% Phase 3-Design S 2.168.000 S 2,176000 5 2.176.000 s Z N,= E 2.1680W S 2,175,812 100% Phase 4-COnstruclion 3 48,142 ON $ 63,687.000 3 151375 3 63,838,375 $ 48.142.000 S 151375 $ 48.293.375 3 31.01.513 65% Phase 5-Commissbnin S 416000 S 530000 5 530UW 5 lNiom 5 326.W0 S 251.509 ]]% Phase 6-Cb.-Du1 5 72.OW $ 38400 5 384.000 $ 40.000 E 40.WO 3 1,657 4% Phase]-Conti $ 2.698.000 S 2,5940W E 151,375 S 2,442625 S 2.698.000 5 2698.000 O% PROJECTTOTAL 5 53.580.000 S 69,456.000 3 - S 69.456,000 5 53.459,000 3 151,375 $ 53,610.375 $ 33994,468 85% Reimbursable COW. I I I I I I 5 (W.795) PROJECT NET 3 53,580.000 1 $ 69.456.000 $ - E 69456,000 $ 53,459000 1 3 151,375 S 0.610.375 5 34.055.263 1 64% PSA/Contract PDSA-B le $ 845.300 S 2.467,825 3 2.467825 S 2A67.825 S 2.07.625 $ 124.282 5% P05A-Earth Tech $ 2.WOM0 S 2.062,593 5 2.052.593 S 2,052,593 5 2.052,593 $ 1_769.124 86% POSH-Mabolm Pirnie S - 5 223.045 S 223,045 $ 223.045 S 223.045 $ N.417 38% PDSA-Allen Graver $ - 5 153.000 5 153.000 S 153.000 5 1S3.W0 5 ".OW 58% C.I.d l-24P-Am..O 5 - $ 7,884,725 $ 7BUT25 $ 7684,T25 3 ].884]25 S 967,841 12% 1.24 Contncl-Rados 5 30,003,210 3 30,528.502 5 161.375 $ 30,679.8]] $ 30.528.502 S 151.375 S 30.679,8]] S 20.]]3.895 0% H22ACBOl.- I Bubab E 10.000.00O 3 10,3T5.842 5 10.375.842 S 10,375.842 3 10,375.342 $ 0% 5ou61em Clilornia Edison E - E 350.000 3 350000 $ 350,000 Is 350.OW 1 S 0% EONS W3814212 CHANGE ORDER STATUS REPORT BUSHARD TRUNK SEWER REHABILITATION JOB NO. 1-2-4 CO#20 ITEM APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT June 26,2002 $30,003,210 $30,003,210 550 550 CO NO. 1' April 23, 2003 $150,000 $30,153,210 0.50% 0 550 CO NO. 2 June 25,2003WS409,301 4 $30,260,934 0.86% 2"' 552 CO NO. 3 October 22, 200393 $30,305,227 1.01% 1... 553 CO NO.4 February25,20041 $30,685,478 2.27% 0 553 CO NO. 5 March 24,200401 $31,094,779 3.64% 0 553 CO NO. 6 Ma 26, 200412 $31,122,391 3.73% 5"' 558 CO NO. 7 June 23,20D418 $31,286,009 4.28% 0 558 CO NO. 8 Jul 21,200417 $31,616,326 5.04% 0 558 CO NO. 9 Se tember 22, 200419 $31.669,445 5.55% 0 558 CO NO. 10 November 17, 20040 $31,911,805 6.36% 0 558 CO NO. 11 December 15, 2004 $0 $31,911,805 6.36% 49•'• 607 CO NO. 12 December 15,2004 $0 $31,911,805 6.36% 27— 634 CO NO, 13 February 23, 20D4 $225,331 $32,137,136 Tit% 7— 641 CO NO. 14 March 23, 2005 $98,750 $32,235,886 7.44% 0 641 CO NO. 15 June 22, 2005 $28.253 $32,264.139 7.54% 0 641 CO NO. 16' August 22, 2005 $3,422,266.80 $35,686,406.80 18.94% 0 641 CO NO. 17 October 26 2005 $23,707.00 $35.710,112.80 19.02% 0 641 CO NO. 1S February 22, 2006 -$823,407.00 $34,888,705.80 16.28% 0 641 CO NO. 19 July19,2006 -$4,358,204.00 $30,528,501.80 1.75% 0 641 ti j$ 5i'�7�tl0 . _�$30�67918 i'�U, „2�X%7 ?"i7 'w. 7770 � �i. N/(CkY" 'Approved by PDC Committee per delegated authority by Board Resolution 99-23 "Approved by General Manager pursuant to Settlement Agreement and Release effective 8/1105 —Authorized Time to Date was replaced with a new contract end date of June 20. 2007, per terms of the Settlement Agreement and Release. Accordingly, all time extensions granted in prior change orders are null and void. EDMS 003814273 CHANGE ORDER PERFORMANCE REPORT BUSHARD TRUNK SEWER REHABILITATION JOB NO.1.2-4,CHANGE ORDER NO.20 Contractor:STEVE P.RADOS Project Category:COLLECTIONS Design Consultant BOYLE ENGINEERING Contract%Complete:54% Original Contract Firm: $30.003.210 CHANGE ORDER TYPES TRACKED INFORMATION ONLY Reimbursable Design Non-Reimbursable $ubtetel CO Typss Gnknswn Condition Staff Re4ueatetl Change Enors Design Errors Tracked' Other Total Change Orders I jj D.OD% $0 0.00% s0 0.00% SO 0.00% so 0.00% $1S1,376 0.50% 1175 0.50% this Period Change OMersto $959,8 2.9D% $1.080.992 3.60% $0 0.00% $3,440,446 11.47% $5,391,331 17.97% (54,866,039 -16.22% $525.28 1.75% Date Change Order Total $669 2.90% $1,080,9 3.80% $0 0.00% $3.440,446 11.47% $6,391.331 17.97% ($4,714,664) -15.71% $876,667 Program <3.00% -1.00% 0.00% <1.00% <6.00% 0.00% -5.00% Performance Goals 'The Charge Order Management Plan beds are pending bur charge order types Version 3/1120O6 EOM$0M814290 Page 1 of 5 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Twenty(20) Date: September 27.2006 Job: Bushard Trunk Sewer Rehabilitation, Job No. 1-24 Consultant: Boyle Enaineerina Corporation Amount of this Change Order(Add) $151,375.00 In accordance with contract provisions,the following changes in the contract andlor contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. Item 1 —TIME OF COMPLETION This item provides a new final completion date for the project in accordance with Item 1.3.4 of the Settlement Agreement and Release (agreement). The agreement requires establishment of a new final completion date acceptable to both the Contractor and the Orange County Sanitation District (Sanitation District), based on availability of new pipe and a reasonable time to finish the balance of the work. By mutual agreement,the new final completion date will be June 20, 2007. The date is based on a Contractor revised baseline schedule for the balance of the work, accepted on May 5, 2006. Accordingly, all time extensions granted in prior change orders are null and void. The new completion date will be subject to time extensions in accordance with the terms of the prime contract. Contract Time Summary: Notice To Proceed: September 16, 2002 Original Contract Time: 550 Calendar Days Original Completion Date: March 18,2004 Time Extension Prior Change Orders: Re-Set to 0 Calendar Days Time Extension This Change Order. NIA Revised Completion Date: June 20, 2007 ADDED COST THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Item 2—INCREASE OF BID ITEM 2.3, 84-INCH RCP This item is for a contract quantity increase of Bid Item No. 2.3,the 84-inch reinforced concrete pipe. The original contract quantity of 185 linear feet is increased by one foot to 186 linear feel. Accordingly,the original bid item amount of$114,700 is increased by$620 to$115,320. Interfering 54-inch storm drain and 36-inch waterline pipes required realignment of the 84-inch sewer at the Banning-Bushard intersection between approximate sewer stations 40+18 and 42+11. The locations of storm drain and waterline as shown on the plans were obtained from City Record Drawings, which did not match actual field locations. The resulting new alignment required the installation of one additional foot of 84-inch sewer pipe. (Reference FCO 124-33) ADDED COST THIS CHANGE ORDER ITEM: $620.00 Page 2 of 5 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados Inc. C.O. No.: Twenty(20) Date: September 27,2006 Job: Bushard Trunk Sewer Rehabilitation, Job No. 1-24 Consultant: Bovle Engineering Corporation TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Item 3—INCREASE OF BID ITEM 6.4B,60-INCH CITY MANHOLES This item is for a contract quantity increase of Bid Item No. 6.4b, 60-inch City of Huntington Beach manholes. The original contract quantity of six manholes is increased by one unit to a total of seven manholes. Accordingly,the original bid item amount of$23,100 is increased by$3,850 to$26,950. The manhole quantity was incorrectly shown in the contract schedule of prices. ADDED COST THIS CHANGE ORDER ITEM: $3,850.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Item 4—INCREASE OF BID ITEM 6AC, 72-INCH CITY MANHOLES This hem is for a contract quantity increase of Bid Item No. 6.4c, 72-inch City of Huntington Beach manholes. The original contract quantity of six manholes is increased by two units to a total of eight manholes. Accordingly,the original bid item amount of$27,300 is increased by$9,100 to$36,400. The manhole quantity was incorrectly shown in the contract schedule of prices. ADDED COST THIS CHANGE ORDER ITEM: $9,100.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Item 5— INCREASE OF BID ITEM 7.2, UTILITY RELOCATION This Rem is for an adjustment to Bid Item No. 7.2, relocation of utilities by others. The original bid Rem amount of$100,000, established by the Sanitation District, is increased by$42,805 to$142,805. This original bid Rem amount was estimated too low, and has been exceeded by the utility relocations to date, as listed below: • Relocation of approximately 350 feet of 3-inch gas line in the Indianapolis-Bushard intersection, $120,465. • Relocation of approximately 30 feet of 2-inch gas line on Bushard at Main Sewer Station 124+00, $9,711. • Relocation of approximately 30 feet of 2-inch gas line on Bushard at Main Sewer Station 114+70, $10,139. • Relocation of a cable TV line on Banning between approximate Main Sewer Stations 27+00 and 40+00, $2,490. ADDED COST THIS CHANGE ORDER ITEM: $42,805.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 3 of 5 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Twenty(20) Date: September 27, 2006 Job: Bushard Trunk Sewer Rehabilitation,Job No. 1-2-4 Consultant: Boyle Enaineerina Corporation Item 6—INCREASE OF BID ITEM 8.7, CITY INSPECTION FEES This Item is for an adjustment to Bid Item No. 8.7, City inspection fees. The original bid item amount of$300,000, established by the Sanitation District, is increased by$95,000 to$395,000. City of Huntington Beach inspection fees have been higher than originally anticipated due to extended project duration and inspection efforts associated with homeowner complaints. Additionally, inspection fees by the Orange County Public Facilities and Resources Department(OCPFRD), and the City of Fountain Valley, have been added to this bid item. Summary: $6,080 City of Huntington Beach Paid December 2002 $17,112 City of Huntington Beach Paid February 2003 $289,071 City of Huntington Beach Paid June 2003 $12,400 OCPFRD Paid June 2003 $60,000 City of Huntington Beach Anticipated to End of Project $10,337 City of Fountain Valley Anticipated to End of Project F$395,000 ADDED COST THIS CHANGE ORDER ITEM: $95,000.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COST THIS CHANGE ORDER: $151,375.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 4 of 5 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Twenty(20) Date: September 27.2006 Job: Bushard Trunk Sewer Rehabilitation.Job No. 1-24 Consultant: Boyle Enoineering Corporation The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any revisions to the contract time made by this change order. It is therefore mutually agreed that no extension of time to perform the work is required for this change order, and that no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by the Contractor, except as expressly granted and approved by this change order, and as reserved by the Settlement Agreement and Release. SUMMARY OF CONTRACT TIME Original Contract Dale: September 16, 2002 Original Contract Time: 550 Calendar Days Original Completion Dale: March 18, 2004 Time Extension this C.O.: N/A Total Contract Time Extension: Re-Set to 0 Calendar Days Revised Contract Time: N/A Revised Final Completion Due Dale: June 20, 2007 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: N/A Original Contract Price $30,003,210 00 Prev.Authorized Changes $ 525,292.00 This Change (Add) $ 151,375.00 Amended Contract Price $30,679,877.00 Page 5 of 5 ORANGE COUNTY SANITATION DISTRICT 108" ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 9272MI27 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Twenty(20) Date: September 27,2006 Job: Bushard Trunk Sewer Rehabil'da0on,Job No. I-2-4 Consultant: Boyle Engineering Corporation Board Authorization Date: September 27, 2006 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod E. Haynes, P.E. Date Engineering and Construction Manager Approved by: David A. Ludwin, P.E. Date Director of Engineering Accepted by: Steve P. Rados, Inc. Contractor Date EMS 0038142M PDC COMMITTEE MeedngData TOBd.oIDir. 09/14/06 091271 6 AGENDA REPORT Item Number Item Number PDC06-96 IN-1 Orange County Sanitation District Misc.6 Su PP art Projects FROM: David Ludwin, Director of Engineering Originator: Bob Schirripa, IPMC Project Manager SUBJECT: LABORATORY REFURBISHMENT AT PLANT NO. 1, JOB NO. J-97 GENERAL MANAGER'S RECOMMENDATION Approve a Professional Design Services Agreement with The Austin Company to prepare a Feasibility Study for Laboratory Refurbishment at Plant No. 1, Job No. J-97, for an amount not to exceed $122,400. SUMMARY • The purpose of this project is to assess the future needs of the Laboratory along with the cost and effort that will be required to bring it into compliance with building codes. The Laboratory and subsequent modifications were built without a building permit from the City of Fountain Valley. In order to receive a permit for new Laboratory modifications, the entire Laboratory will need to be retroactively permitted first. The Orange County Sanitation District (Sanitation District) has done this on other buildings that were originally built without a permit, but the Laboratory is much larger and more complicated so this study is recommended before more work is done. • Requests for proposal were sent to eight architectural/engineering firms. Four of the eight architectural/engineering firms provided a proposal to the Sanitation District. The proposals were evaluated in accordance with defined Sanitation District procedures and staff recommends the approval of the Professional Design Services Agreement to The Austin Company. • Once the feasibility study is completed, staff will make a recommendation on a project that will be in next year's budget. PRIOR COMMITTEE/BOARD ACTIONS None PROJECT/CONTRACT COST SUMMARY Please see the attached Budget Information Table. A total of $122,400 for consulting services is requested for authorization. ne.n.ee ..W Page 1 BUDGETIMPACT ® This item has been budgeted. (Line item: section a, Page 101). ❑ This item has been budgeted, but there are insufficient funds. ❑ This Rem has not been budgeted. ❑ Not applicable (information item). ADDITIONAL INFORMATION The Consultant will perform a feasibility study: To identify the modifications required to bring the Laboratory Building up to current building codes and obtain an occupancy permit from the City of Fountain Valley. . To determine the construction cost for the various modifications to the laboratory rooms within the Laboratory as delineated in the Scope of Work. ALTERNATIVES The City of Fountain Valley has determined that an occupancy permit will be required to make any future modifications to the Laboratory. Performing the feasibility study now would identify the costs associated with any permit requirements and allow the Sanitation District to make informed decisions for future Laboratory projects. CEQA FINDINGS This project is exempt per CECA. A notice of exemption will be filed at the appropriate time. ATTACHMENTS 1. Budget Information Table 2. PSA Status Report 3. Summary of Staff Evaluation of Proposals RS:kf:bm:kf K%mglobaMgaMa Draft RepaneWDCW.97 AR Oe0306.dw aaa.a. Page 2 BUDGET INFORMATION TABLE LABORATORY REFURBISHMENT AT PLANT NO. 1 JOB NO.J-97 PROPOSED ORIGINAL CURRENT BUDGET PROPOSED FUNDS THIS PRDPDSED TOTAL ESTIMATEO ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT REVISED AUTHORIZEDTO AUTHORR EXPENDITURE TO EXPENDED TO BUDGET`- BUDGET INCREASE BUDGET GATEATEREQUEST ;AUTHORIZATION DATE DATE% IOECREASE I ) Phase I-Pmed Development $ 10E000 $ 450,000 $ - $ 450.000 S 192.363 S 122,400 $ 304763 S 82,767 27% Phase 2-PMimhary Destgn E 1041000 $ 35.000 S - E 35,000 $ 34487 $ S 34,487 S 34,487 0% Phase 3.Design $ 770,00D $ -is - E -1 s 130 S IN S 130 100% Phase4-Combudion $ 4.930.744 S - E E Phan 5-Ccmminbping $ T9,000 8 - E - $ Phase a-Cbu Out $ 21,000 3 - $ $ - $ Phase 7-CONI S 902.149 S 50.000 $ - $ 50,000 'I. $ PROJECTTOTAL S 6,912,893 S 535,000 S - S 535.000 ='''. $ 216.980 E 122,400 S 339,380 S 117.384 3S% ReimbumbN Coda PROJECT NET $ 6,912.893 $ 535,000 1$ $ 535,000 'I:[: $ 216,980 S 1M.400 1 S 339.380 S 117,384 35% PSA/Contmet Dad n PEA 1 $ 250.000 1 8 250.000 is 122,400 1$ 122.400 COnatn bn Cpnind $ $ EDMS:0133811981 Professional Design Services Agreement Status Report LABORATORY REFURBISHMENT AT PLANT NO. 1 JOB NO. J-97 Total Project Budget: $535,000 Consultant: The Austin Company Date Amendment Description Cost Accumulated Costs Design engineering services for a feasibility study to Pending Original determine the requirements to bring the Laboratory Building $122,400 $122,400 up to current codes in order to obtain an occupancy permit from the City of Fountain Valley and to construct various modifications to the existing laboratory rooms RS:kf EDMS:003811980 09/06/06 LABORATORY REFURBISHMENT AT PLANT NO. 1 J-97 Staff Evaluation of Proposals to Provide Engineering Services The following interested consulting firms received Requests for Proposals: • Glumac International • AC Martin Partners, Inc. • Alexander & Hibbs • The Austin Company • Bauer&Wiley • Carrier Johnson • HMC Architects • JLP Architects, Inc. Carrier Johnson declined to submit a proposal and no proposals were received from Glumac International, Alexander & Hibbs, and Bauer&Wiley. As a result, there were four(4) responsive proposals received on May 24, 2006. Proposals were reviewed in-house by a review panel from May 25, 2006 to June 15, 2006. Each proposal was graded from 1 to 10 (10 being best) in six categories described below: 1. Project Approach and Understanding of the Scope of Work (31%) — Rates the team's understanding of the Scope of Work included in the RFP and their approach to the work, methodology, and task breakdown. 2. Plan for Managing and Performing the Work (19%) — Rate the team's project management techniques and methods and procedures for performing the tasks. 3. Applicable Related Project Experience (19%)— Rates the team's overall total number of years experience and roles performing engineering services as it relates directly to the design and construction of this project. This also rates the team's recent experience on applicable projects as it relates directly to the design and construction support for this project. 4. Applicable Staff Qualifications (19%)—A comparison of the team's educational background and professional qualifications as they relate to the Scope of Work for this project. 5. Team Organization and Use of Subconsultants (6%) —Addresses the appropriateness of assignments to consultant staff and/or subconsultants to consultant teams. 6. Proposed Schedule (6%) - Does the proposed schedule meet District needs and can the Consultant meet the schedule. EDMS. WW11982 I The four (4) proposals were evaluated. After reviewing and grading the proposals, the four consulting firms were ranked according to the score achieved. The following summarizes the attached ranking results for the four firms: 1. The Austin Company: 1626 Points 2. HMC Architects 1494 Points 3. AC Martin Partners 1474 Points 4. JLP Architects 1336 Points The following is a summary of how the evaluation team collectively viewed the top ranked consultant: The Austin Company The Austin Company had the highest-ranked proposal based on meeting the OCSD requirements for understanding the Scope of Work, project approach, management techniques, applicable project experience, and team organization. Specifically, the project manager for The Austin Company has over 20 years experience in this type of work including a feasibility study for the Orange County Water District (OCWD). In addition, The Austin Company has performed similar work for other local agencies and facilities. Because of this, The Austin Company is able to perform the work without the use of subconsultants which provides for better control of the project and a single point of contact. Fee Proposals After the final ranking of proposals, the sealed fee proposals submitted by the all of the firms were opened. The total fee received from the consultants arranged in order of the final ranking was The Austin Company $122,400 HMC Architects $203,682 AC Martin Partners, Inc. $102,479 JLP Architects, Inc. $ 94,829 As indicated from the above summary, The Austin Company's fee was in line with the other fees and represented a value slightly less than 50% of the $250,000 budget allocated for this work. Summary Based on the results that ranked The Austin Company highest technically, coupled with a fee that is approximately 65% less than the next highest ranked firm, staff recommends that The Austin Company be awarded the Professional Design Services Agreement (POSA)for Laboratory Refurbishment at Plant No. 1, Job No. J-97 for a design fee not to exceed $122,400. RS:kf EDMs: OD3811982 TABLE 1.0 Laboratory Refurbishment at Plant No. 1/J-97 STAFF EVALUATION OF PROPOSALS FOR CONSULTING SERVICES AC Martin Firm JLP Architects The Austin Co. NMC Architects Partners Reviewer A 252 304 262 292 Reviewer B 236 226 208 226 Reviewer 182 308 274 208 Reviewer 214 248 242 230 Reviewer E 174 260 232 238 Reviewer 278 280 276 280 Total Score (1,9211 Points Maximum) 1336 1626 1494 1474 Average Score (320 Points Maximum) 222.7 271.0 249.0 245.7 Feasibility Study Completion 16 16 16 16 Proposed(Weeks) Prime Consultant Fee $49,490 $122,400 $99,652 $44,748 Subconsultant Fee $45,339 $0 $28,000 $57,731 Proposed Not to Exceed Fee $94,829 $122,400 $203,682 $102,479 EDMS: 003811982 PDC COMMITTEE Mending tl140a[e To 91i7i 61. 09/19/06 09/27/O6 AGENDA REPORT Item Number Item Number POCO6-97 32 n Orange County Sanitation District 0 Odor Central FROM: David Ludwin, Director of Engineering Originator: Bob Schirripa, IPMC Project Manager SUBJECT: REHABILITATION OF ODOR CONTROL FACILITIES, JOB NO. J-71-8 GENERAL MANAGER'S RECOMMENDATION (1) Approve Amendment No. 5 to the Professional Services Agreement with Camp, Dresser, & McKee for Rehabilitation of Odor Control Facilities, Job No. J-71-8 providing for an adjustment to the burdened labor rates for an additional amount of$109,668, increasing the total amount not to exceed $5,028,372. SUMMARY • In October 2003, the Orange County Sanitation District (Sanitation District) issued a Professional Services Agreement (PSA) to Camp, Dresser, & McKee (CDM) to provide engineering services for the Rehabilitation of Odor Control Facilities, Job No. J-71-8. This project upgrades the odor control facilities at the Metering and Diversion, Headworks, and Primary Clarifiers in Plant No. 1. • Amendment No. 5 modifies the currently approved PSA by the following: o Increases the burdened labor rates to bring them up to date with the scheduled completion of the work included in the PSA. o Provides consultant support services during the bidding and construction of the Temporary Odor Control Facilities for Ellis Pump Station and Trunkline. o Provides for potholing in the Headworks and Primary Treatment areas in an effort to identify as many underground obstructions and pipelines as possible in order to minimize change orders attributed to this situation during construction. o Develop construction cost estimates and life cycle cost estimates for the additional odor modeling runs that were authorized in Amendment No. 4. o Develop plans showing power being supplied to the air compressor in the Headworks from Power Building (PB) 3A instead of PB 10 because of space constraints in PB 10. PRIOR COMMITTEE/BOARD ACTIONS The attached PSA Status Report summarizes all Board actions. Page 1 PROJECT/CONTRACT COST SUMMARY The attached contract Amendment No. 5 letter from CDM dated July 18, 2006, summarizes the scope and costs associated with the proposed Amendment No. 5. Authorization is requested to increase the value of the PSA by $109,668, which will result in a total PSA not to exceed $5,028,372. BUDGETIMPACT ® This item has been budgeted. (Line item: sections—Page 79) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted ❑ Not applicable (information item) Contingency funds will be used to pay for the increased cost. Please see the attached Budget Information Table for additional information. ADDITIONAL INFORMATION The work identified in proposed Amendment No. 5 has been determined by staff as necessary for the successful completion and implementation of Rehabilitation of Odor Control Facilities, Job No. J-71-8. As listed below, the work identified in the proposed Amendment No. 5 was the result of adjusting the burdened labor of the consultant and the allocation of unused budget from Amendment No. 4 to different scope items. o The original scope of Job No. J-71-8 included the facilities to control the odors from the Ellis Pump Station, Job No. I-10. With the delay in the commencement of construction activities of three years for Job No. J-71-8, it became necessary to provide temporary odor control facilities for Job No. 1-10 for the period of time between the completion of Job No. 1-10 and the completion of Job No. J-71-8. This three year delay is a result of the work done during the CIP Oversight Committee workshops and their efforts to reduce the overall rate increases. Their additional work includes support during bidding and construction. The total estimate for this task is $22,740. o The Final Design Submittal (FDS) for the project has been delayed for 14 months. The FDS was originally scheduled to be completed in September 2005, but is now scheduled to be completed in October 2006. There were two primary reasons or causes for this delay. The first reason was the odor modeling for Plant No. 1 and 2 based on odor units which was approved in Amendment No. 2. Odor units are a better indicator of nuisance odors than the previous measure of Hydrogen Sulfide. The second reason was the development of scope reduction scenarios in order to reduce the capital cost of the project to support the efforts of the CIP Oversight Committee's efforts to limit rate increases. During this time, the design portion of the project progressed on a very slow basis in order to maintain continuity and to retain the essential members of the design team. CDM continued to work on areas of the design that would not be affected by the ultimate decision of OCSD. For these continued efforts, CDM incurred additional costs for project management, additional progress meetings (16 meetings), and invoice preparation (8 invoices). An additional $161,913 is required to cover additional costs. Page 2 o In order to reduce changes during construction, we are proposing that the Sanitation District consider additional underground utility research (potholing) on this project. We are proposing that a maximum of 30 potholes be completed. CDM's time for this project includes managing the subconsultants doing the field work, determining the locations to be researched, overseeing the field activities, and summarizing the findings in a technical memorandum. The estimated cost for this task is $69,450. o CDM was authorized to do nine additional odor modeling runs for the P1-102 project as part of Amendment No. 4. CDM was requested to do this work because the P1-102 project changed during design and needed to be remodeled. CDM did the original modeling. It was not envisioned that the additional modeling runs would need to include a cost estimate of the odor control technologies as well as an estimate of the operating costs. This task includes the cost to develop the capital cost estimates and operating costs. CDM requests an additional $6,617 to complete this work. o The Sanitation District recently requested that the CDM team provide power for the Headworks air compressor from Power Building 3A instead of Power Building 10 because Power Building 3A has backup power which is necessary for this essential equipment. The estimate for this task is $8,550. o The original completion date for the design of this project was September 2005. However, the design completion date was delayed until October 2006 because of the reexamination of the CIP program and its impact on the sewer rates that are charged by the Sanitation District. This re-scoping of the project coupled with the delay in the design effort resulted in an overall delay of 14 months. Accordingly, the labor rates used to develop the original PSA in October 2003 did not account for 14 month delay. CDM requests that the burdened labor rates be adjusted beginning from September 2005. Staff has reviewed the requested increase and has confirmed that it is reasonable based on the Consumer Price Index (CPI) for the Los Angeles-Riverside- Orange County area as published by the U.S. Department of Labor. This requires a budget increase of$109,668. ALTERNATIVES No viable alternatives are being presented for consideration. CEQA FINDINGS This project was included in the Sanitation District's Strategic Plan Program EIR. The EIR was certified on October 27, 1999 and a Notice of Determination was filed on October 29, 1999. In addition, a Notice of Exemption was filed with the County of Orange on February 24, 2004. ATTACHMENTS 1. Budget Information Table 2. PSA Status Report 3. Letter from CDM dated July 18, 2006 RS:kf H:l tglobaMgenda Draft Repof XPDCW41�8 PSAAmendmem 5 AR O90706.dw Page 3 BUDGET INFORMATION TABLE REHABILITATION OF ODOR CONTROL FACILITIES JOB NO. J-71-8 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS - ESTIMATED ESTIMATED BUDGET - PROPOSED TOTAL PROJECTIPHASE AUTHORIZED PROJECT INCREASE REVISED AUTHORIZED TO - AUTHORIZATION AUTHORIZATION EXPENDITURE EXPENDED TO 'BUDGET BUDGET )DECREASE - BUDGET DATE REQUEST TO DATE DATE7%J Phase 1 -Project Development $ 46.180 $ 46.175 S 46,175 $ 46.180 $ 46,180 3 46.175 100% Phase 2-PrelBnlnary Design 3 1,359,368 S 1,365,434 $ 1.365,434 $ 1.359.368 $ 1,359,388 S 1.365,434 100% Phase 3-Des n $ 5,D74895 f 6.481.193 f 108668 $ 6.590,861 S 5,074.395 It 109.66813 5.184.063 S 4A40,957 1 80% Phase 4-ConsWcW It 41296.002 $ 30,867.839 S 30.867,839 S 2220.028 S - 3 2220.028 $ 165.878 7% Phase 5- ContrMssioning S 351,988 S 083,472 $ 083,/72 "gi1Sg $ 210.078 E 210,018 $ (21,516 -10% : Phase 5-Close-Out It 84.145 $ 135,463 $ 135.463 S 55.189 $ 55.189 $ 377 1% Phase 7-Contingency $ 6.494,414 $ 5,07/ON $ 109,668 S 4.964.773 ��, S 0% PROJECTTOTAL $ 53,707,390 $ 44,454,017 $ - $ 44.454,017 c- S 8,985.178 S 9,o74,846 $ 6.697,305 63% Reimbursable Casts PROJECT NET $ 53,707,390 3 44.454,017 $ - $ 44.464,017 ", $ 8,965,178 $ 8,074.848 1 $ 5.697.305 1 63% PSA/Contract Dee n PSP $ 2.103,123 $ 4.918.701 1$ 101,668 1 $ 5.028.372 11 5 4.918,704 $ 109 588 I f 5.D28.372 S 0,188,183 83% Conshucdon Contract S 21,031,232 $ 38.810,571 S - $ 38,810,571 - $ - f EMS: OW813394 Professional Services Agreement Status Report REHABILITATION OF ODOR CONTROL FACILITIES JOB NO. J-71-8 Total Project Budget: $53,707,390 Consultant: Camp, Dresser, 8 McKee (CDM) Date Amendment Description Cost Accumulated Costs 10/22/03 Original Design engineering services for modifications of odor control facilities at Metering &Diversion, Headworks, and $3,197.522 $3,197,522 Prima Facilities in Plant No. 1. 9122104 Amendment 1 Additional design services required for the expansion of Power Building No. 4 and associated electrical equipment $377,685 $3,576,207 as well as the implementation of electrical design changes as a result of project J-25-4. Additional design services required for the expansion of 11/17/04 Amendment 2 Power Building 3A including the cost for relocating existing $645,674 $4,220,881 equipment to the new expansion. Also, additional design services for the modeling of Plant Nos. 1 &2 based on odor units instead of 1-12S equivalents along with the feasibility studies to determine the proper treatment processes. anonpp Elimination of Loop Diagrams; additional odor modeling 5 Amendment 3 work; additional design services to incorporate Ellis Pump $370,651 $4,591,532 Station into the Headworks Odor Control System; the re- design of plant water de-chlorination system; and Relocation of Power Buildina 3A expansion oarosm Professional Services Agreement Status Report REHABILITATION OF ODOR CONTROL FACILITIES JOB NO. J-71-8 Design for temporary odor control facilities for Ellis Pump Station&Trunkline; Pump selection for Waste Sidestream $327,172 $4.918,704 3/22/06 Amendment 4 Pump Station; Development of drawings for redundant air conditioner for Control Center computer room; Incorporation of new nameplate schedule; additional odor modeling for P1-102 facilities; and Preparation of separate bid packages for Headworks and Primary Treatment odor control Adjust burdened labor rates to account for decision to extend the final design submittal until Oct 2006; Allocate $109.668 $5,028,372 unused budget from Amendment No.4 regarding the splitting of the project to support the bidding and construction of the Ellis Pump Station Temporary Odor Control Facilities,Acknowledge the delay in the Pending Amendment 5 commencement of construction activities until July 2009, Performing potholing in an effort to discover underground obstructions prior to construction, Develop construction cost estimates for the additional odor modeling runs authorized in Amendment No.4, Preparation of plans in order to feed power to the air compressor located in the Headworks from PB3A instead of PB10, and Modification of scope to produce a final design submittal 3 in lieu of a final design submittal RS:kf EDW:003813ses oanr" PDC COMMITTEE Meeting Da@ To BE.of Dr. 09/14/06 09/27/06 AGENDA REPORT men Number Rem Number GDCD6A8 12( ) Orange County Sanitation District ®Facilities ae i Collla FROM: David Ludwin, Director of Engineering Originator: Gino Rapagna, IPMC Project Manager SUBJECT: SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION, CONTRACT NO. 7-21 GENERAL MANAGER'S RECOMMENDATION Approve Amendment No. 8 to the Professional Service Agreement with Tran Consulting Engineers for additional construction support services for Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, for an additional amount of$7,625, increasing the total amount not to exceed $1,270,697. SUMMARY • This contract is for the rehabilitation or repair of 40 manholes and repair of pipelines at several locations on the Sunflower Interceptor Sewer. • Tran Consulting Engineers prepared the plans and specifications and the construction contract was awarded to Sancon Engineering, Inc. on June 22, 2005. • The project is nearing the end of construction. Tran Consulting Engineers and CSI Services have depleted their construction services budget due to the addition of change order work that required inspection. This amendment will provide additional budget for performance of inspection services necessary to complete the project. • The additional fees are based on estimates prepared by Tran Consulting Engineers and their subconsultant, CSI Services. All work performed and billed will be on an as requested basis by Sanitation District staff, as necessary to support the project. PRIOR COMMITTEEIBOARD ACTIONS See attached PSA Status Report. PROJECT/CONTRACT COST SUMMARY This Professional Service Contract (PSA) covers three separate projects. The total not to exceed amount that is associated with the Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, is $652,608. The balance of the PSA amount is for work associated with the Santa Ana Trunk Sewer, Contract No. 1 -17, and the Bushard Trunk Sewer, Contract No. 1-2-4. Page 1 BUDGETIMPACT s ® This item has been budgeted. (Line item:Section B-Page 34 of Budget) ❑ This item has been budgeted, but there are insufficient funds. ❑ This Rem has not been budgeted. ❑ Not applicable (information Rem) See attached Budget Information Table for allocation of budget associated with Contract No. 7-21. ADDITIONAL INFORMATION This project involves manhole rehabilitation, including removal of unsound, corroded concrete and application of coatings for corrosion protection and longevity. In the past, the District has predominantly used polyurethane coatings for manhole shaft protection. For this project, based on O&M staff and Consultant recommendations, two different types of coating materials (polyurethane and epoxy) will be used. This will allow future comparison of performance of the two coatings. If adequate performance is achieved with the epoxy coating, it may be considered a cost-effective alternative to polyurethane coating. In order to appropriately compare performance of the two coatings in the future, R was necessary to establish uniform baseline conditions during installation. District staff do not have sufficient experience in protective coating application inspection, as necessary to assure conformance to standards of the National Association of Corrosion Engineers (NACE), the Society of Protective Coatings (SSPC), and the American Society for Testing and Materials (ASTM). Therefore, R was necessary to retain third party (expert) surface preparation and coating inspection services. CS] was contracted as a subconsultant to Tran Consulting Engineers, the project's design engineer. CSI has extensive background in protective coating inspection. Their services thus far on this project have been satisfactory. Construction of the project commenced in January 2006. Additional inspection efforts have been necessary to complete the contract and change order work. As necessary in response to project needs, Tran Consulting Engineers and CSI Services have depleted their current construction services budget. This amendment will provide additional budget for performance of inspection services necessary to complete the project. ALTERNATIVES Sanitation District inspectors could have been assigned to perform the inspection services required. This alternative was not pursued by the Sanitation District staff since the Sanitation District inspectors did not have the necessary experience and training in this type of protective coating application. Additionally, R was desired to provide inspection continuity between completed work and outstanding work. Page 2 CEQA FINDINGS This project has been determined to be exempt from CEQA under Article 19 (Categorical Exemptions), Section 15301 (d) Existing facilities, restoration or rehabilitation of deteriorated or damaged structures. A Notice of Exemption has been filed. ATTACHMENTS 1. Budget Information Table 2. PSA Status Report 3. Proposal Letter from Tran Consulting Engineers GJR:bm:eh H:1ntg1oba1Wgerda Draft ReponstPDC17-21 AR PSA Amend 8.dm Page 3 BUDGET INFORMATION TABLE SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION CONTRACT NO. 7-21 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED BUDGET PROJECTIPXASE AUTHORIZED PROJECT REVISED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE1%) IOECREASE Phase l-Pro ct Development S 17,000 S 35.755 S 35155 S 35]55 S 35755 S 35,755 100% PMse 2-Poeliminary Design 5 215.000 S I86485 S 186,485 S 186,485 S 186,485 S 196,485 100% Phase 3-Design S 264.400 S 835,556 S 835,556 S 835.556 S 835.5% $ 835.5% t00% Phase4-CBns"ceon S 3.51ION S 2.492.831 $ 2.492.831 $ 2.485.206 S 7.625 $ 2A92JOI 5 1.576.573 0% Phase 5-Comenivemning S 452.300 S 1.304 $ 1.304 $ 1.304 S 1.3N 5 1,304 100% Phase 6-Close-Out $ - S 20,069 S 20.069 S 20,069 S 20.069 S 489 2% Phase 7-Contin n S 897,900 $ E S $ PROJECT TOTAL S 5,387,600 S 3,572,000 S - $ 3.572,000 S 3.564,375 S 7.625 S 3.572,000 8 2,636,142 74% Reimbursabb Costs PROJECT NET S 5,387.600 S 3,572,000 1 S - S 3.572,000 1 1 S 3.564.375 1 S 7625 1 S 3.572A00 1 5 2.636.142 74% PSMConMcl Deni nPSA S MI.760 S 652.608 S 652.608 11 S 644.983 1 S 7,625 S 652.608 Cominmw Contract S 2.949,240 1 S 2,103,021 1 S 2.103.021 1 S 2.103.021 1 S 2.101021 EDMS: 003814994 Professional Services Agreement Status Report SUNFLOWER INTERCEPTOR MANHOLE REHABILITATION CONTRACT NO 7-21 Total Project Budget: $3,571,960 Consultant: Tran Consulting Engineers Date Amendment Description Cost Accumulated Costs Provide physical inspection and engineering services to evaluate the structural integrity of Bushard Trunk 1/17/2001 Original PSA Sewer 1-24 ($268,859), Santa Ana Trunk Sewer 1-17 $900,000 $900,000 ($300,207), Sunflower Interceptor Sewer 7-21 $330 935 Contract No. 1-2-4: Additional labor, material, and 4/17/2001 1 equipment necessary to operate the flow diversion $24,990 $924,990 structures. Increase original amount of$268,859 by $24,990to $293,849 Additional labor, material, and equipment necessary to operate the flow diversion structures for Contract 9/06/2001 2 No.1-17 & No. 7-21. Increase original amount for $47,099 $972,089 Contract No. 1-17 from $300,207 by $11,519 to $311,726 and for Contract No. 7-21 from 330,935 by $35,580to $366.515 Contract No. 1-24: Additional labor, material, and equipment necessary to set-up and remove by-pass 4/04/2002 3 pumps, flow evaluation, field investigation, and $12.515 $984,604 technical analysis. Increase original amount from $293 849 by $12 515 to$306 364 Page 1 of 2 Contract No. 7-21: Additional engineering services necessary for the design of rehabilitation of the 5/20/2004 4 manholes and portions of trunk sewers. Increase $152,093 $1,136,697 original amount from $366,515 by $152,093 to $518,608 Contract No. 7-21: Additional engineering services necessary to develop and test a diversion plan 4/27/2005 5 including flow rate measurement necessary for the $66,087 $1,202,784 pipeline repair. Increase original amount from $518 608 b $66,087 to $584,695 Contract No. 7-21: Additional engineering services necessary to inspect the new type coatings in 9282005 6 accordance with NACE, SSPC, and ASTM standard $29,600 $1,232,384 testing practices Contract No. 7-21: Additional engineering services 5/24/2006 7 necessary to complete inspection of coating $30,688 $1,263,072 application in manholes and rehabilitation of the interceptor lining. Contract No. 7-21: Additional engineering services PENDING 8 necessary to complete Inspection of coating $7,625 $1,270,697 application in manholes. (') This Professional Service Contract(PSA) covers three separate projects and the accumulated cost is for the combined contract. The total not to exceed amount for Engineering Services for Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, Is $652,608. The balance of the cost is for work on the Santa Ana Trunk Sewer, Contract No. 1 -17, and the Bushard Trunk Sewer, Contract No. 1-2-4 EDMS:OM814385 Page 2 of 2 `S PDC COMMITTEE Meetlng Date ro Bd.or ar. 09/14/06 09/27/06 AGENDA REPORT Item Number Item Number PDC06-99 12 Orange County Sanitation District Misc.It \� Support Projects FROM: Dave Ludwin, Director of Engineering Originator: Umesh Murthy, CIP Project Manager SUBJECT: AREA CLASSIFICATION STUDY IMPLEMENTATION PLAN PLANT NOS. 1 AND 2, JOB NO. J-35-2 GENERAL MANAGER'S RECOMMENDATION Approve Settlement Agreement with Parsons Engineering Science for Area Classification Study Implementation Plan, Plant Nos. 1 and 2, Job No. J-35-2, for a reimbursement amount of$610,667. SUMMARY • This project implements a study of Plant Nos. 1 and 2 to comply with the National Electrical Code (NEC) and National Fire Protection Association (NFPA) 820 Standards. The work includes modification of ventilation systems to meet the code requirements, replacement or modification of electrical systems, installation of a fire alarm system in the tunnels, and replacement/relocation of digester and natural gas piping. • The plans and specifications were prepared by Parsons Engineering Science/ Lee & Ro, and the contract was awarded to J.F. Shea Construction, Inc. on June 26, 2002. The construction was completed on February 28, 2006 and the closeout agreement to the construction contract was approved by the Board on April 26, 2006. • The total change order percent to the construction contract is 33.2%. There have been ongoing discussions by staff with the Design Consultant regarding the quality of the design work which had led to the high change order percentage on this project. Staff has reported these discussions to the PDC Committee at its September 2004, December 2004, February 2005, May 2005, June 2005, August 2005, December 2005, and April 2006 meetings. • If the proposed Settlement Agreement is approved, Parsons will provide a total reimbursement of$610,667 to the Sanitation District to resolve the dispute relating to excessive omissions and errors on this project. Page 1 r PRIOR COMMITTEE/BOARD ACTIONS Please see attached list of approved PSA, amendments, construction contract, and change orders. PROJECT/CONTRACT COST SUMMARY Construction Contract—JF Shea Construction Inc. Original Contract $14,066,442 Total Change Orders $ 4,669,105 Percentage Increase 33.2 % Final Contract Price $18,735,547 Design Contract— Parsons Engineering Science, Inc. Original PSA $ 2,280,580 Amendments 1-6 $ 2,247,441 Final PSA Amount $ 4,528,021 BUDGETIMPACT ® This item has been budgeted. (use item: 2Wo 2(X6 Budget Se ion S,page 111) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The project's total change order percentage is 33.2%. The breakdown of all change orders as a percentage of the construction contract is as follows: Staff Requested Design Change: 8.62% Nonreimbursable Design Error 22.28% Reimbursable Design Error .99% Unknown Condition 0.82% Other .48% Total Percentage Increase 33.2% The reimbursements with Parsons Engineering Science were negotiated based on the following criteria: 1. Additional Staff labor costs incurred by the Sanitation District to process change order items due to excessive design errors on this project. 2. Additional costs incurred by the Sanitation District due to reduced competition in change order items. Page 2 3. Repeat design work done by the Design Consultant during the design and construction phase of this project. 4. Costs incurred by the Sanitation District due to reimbursable design errors. Based on the negotiations, the Design Consultant has agreed to reimburse the Sanitation District a total amount of$610,667. Staff finds this reimbursement amount to be reasonable and recommends approval of the Settlement Agreement. The amount of $310,667 has been reimbursed through credits on work already done by Parsons and the remaining $300,000 will be a cash reimbursement to the Sanitation District. Please see the attached Settlement Agreement. ALTERNATIVES NIA CEQA FINDINGS This project is categorically exempt from CEQA requirements. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. PSA Status Report 4. Settlement Agreement UM:bm:kf HWglobaMgenda Draft RepadsTDCU-35-2 AR Sept 20DS PDC.doc Page 3 BUDGET INFORMATION TABLE AREA CLASSIFICATION STUDY IMPLEMENTATION PLAN, PLANT NOS. 1 & 2 JOB NO.J-35-2 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS XPEN IMil ESPMATFT BUDGET PROPOSED TOTAL PROJECTTPHASE AUTHORREO PROJECT INCREASE BUDGET AUTHD DATE Tb W'I,ION AUTHORIZATION EXPENDITURE EI(dATE(% TO BUDGET BUDGET BUDGET bATE 2j�UEbT TO DATE BATE(%) (DECREASE Phase l-Proect Devebpmenl $ 106,000 $ 159,000 $ 159,000 S 159,000 $ 159,000 $ 159 coo 100% Phase 2-Pmlimine De-in 3 682.000 $ 672.000 $ 672,000 3 612000 9 - $ 672,000 E 812,000 100% Phesa 3-D..Wn 3 3.745,000 S 3,072000 1 $ 3.072,000 '4 $ 3.072.000 1 3 3072.000 1 S 3.08.000 100% Phase 4-Confttlon S 21.307,170 S 24.088,822 8 - $ 24,086,822 y 3 24AS6,822 S - 4 24086,822 3 24,086622 100% 8 Phew S-CBmmiseiollln $ 281328 S 431000 6 - $ 431000 $ 431,000 3 - S 431000 $ 400.000 93% Phase 6-Close-Oul $ 70.332 S aleow. 4 - S 515,000 >i S 618,ow 3 s 618,000 3 400,000 05% Phew]-Corinen S 3.153170 $ - S - s E - $ PROJECT TOTAL 3 29,045,000 S 20,038,822 S - E 29,038,822 S 29,036,822 3 - 3 29,030.822 $ 2817891822 99% Reimburwble Cos%' 3 - $ PROJECT NET $ 29,345,000 1 $ 28,33a.822 $ - 3 29.338,822 k E 29,038,822 1 $ - S 29,038,822 $ 28.789,822 90% PSA/Contract Lim PSA S 3A11.411 I S 4.528.021 1 3 .13 4.528,021 $ 4S28,021 S 4,528021 $ 4.250000 94% Conslmohon ConlmM $ 14,0SS442 $ 10,]35,64] 6 - $ 18,]35,54]W$ 18,735.547 $ - $ 10735,547 S 18735.547 100% 'The reimbursement will be shown as a reimbursable Cost once payment has been made. EDMS.m 1Y CHANGE ORDER STATUS REPORT Area Classification Study Implementation Plan, Plant Nos. 1 and 2 JOB NO. J-35-2 ITEM APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTTOORIZED AUTTO DATE TIME DATE COST TO DATE INCREASE ME (DAYS) (DAYS) CONTRACT June 26, 2002 $14,066,442 $14,066,442 0.00% 1006 1006 CO NO. 1' May 1,2003 $115,280 $14,181,722 0.82% 0 1006 CO NO.2' September 4,2003 $83,195 E$14.946,310 7 1.41% 0 1006 CO NO.3 October 22, 2003 $269,345 2 3.33% 0 1006 CO NO.4 November 19,2003 $197,094 6 4.73% 0 1006 CO NO.5 February25, 2004 $214,954 10 6.28% 0 1006 CO NO.6 March 24,2004 $142,606 167.27% 0 1006 CO NO.7 Aril 28 2004 $194,205 1 6.650A 0 1006 CO NO.8 Se t.22.2004 $166,328 $ . , 9 9.83% 0 1006 CO NO. 9 Dec. 15,2004 $527,005 $15,976,454 13.58% 0 1006 CO NO. 10 Feb.23,2005M$2148."."606020 $16,445,836 16.92% 0 1006 CO NO. 11 May 25,2005 $16,796,121 19.39% 0 1006 CO NO. 12 June 22,2005 $16,970,683 20.65% 0 1006 CO NO. 13 Au ust 24,2005 $17,295,353 23.00% 0 1006 CO NO. 14 December 21,2005 $17,661,175 26.66% 0 1006 CO NO. 15 Aril 26,2006 $18,717,547 33.07% 256 1262 CO NO. 16 Aril 26.2006 $18,735.547 33.19% 0 1262 'Approved by PDC Committee per delegated authority by Board Resolution 99-23 EOMS:003515059 Professional Services Agreement Status Report Area Classification Study Implementation Plan Job No. J-35-2 Total Project Budget: $25,283,000 Consultant: Parsons Engineering Science, Inc. Start Date of Project: May 24, 2000 Approval Amendment Description Cost Accumulated Costs Date Area Classification Study Implementation 5/24/00 Original PSA Plan for Plant Nos. 1 and 2 $2,255,680 $2,255,680 12/20/00 1 Test Digester Value Engineering $24,900 $2,280.580 1/21/02 2 Addition one utility PLC and six remote $24,900 $2,305,480 I/O's for Plant No. 2 6/26/02 3 Construction Support Services $965,264 $3,270,744 11/20/02 4 Additional Design Effort $140,667 $3,411,411 12/17/03 5 Additional Construction Support Services $539,610 $3,951,021 Additional Construction Support Services, 02/23/05 6 Record Drawings, O and M Manuals, $577,000 $4,528,021 Training, and Conduit Tagging EDMS:003815052 SETTLEMENT AGREEMENT This Settlement Agreement ("Agreement") is entered into as of September 27, 2006 by and between ORANGE COUNTY SANITATION DISTRICT, a California public entity (the "District") and Parsons Engineering Science, Inc., collectively referred to as the "Parties," with reference to the following facts: RECITALS A. On May 24, 2000, the District and Parsons Engineering Science, Inc. entered into a Professional Services Agreement for the Area Classification Study and Implementation Plan for Project J-35-2 ("Project"). Under this agreement, Parsons Engineering Science, Inc. performed design work and provided engineering services during construction on the Project. B. The Project construction is complete; however, a few documentation deliverables under the May 24, 2000 agreement are outstanding, including, but not limited to, O& M Manuals. In addition, payments, credits and refunds by the Parties remain outstanding for this Project. C. From 20DO through 2006, the District issued and approved numerous change orders to the contractor, J.F. Shea Construction, resulting from design changes on the Project. D. The District considers the total costs of construction, including the numerous design and construction change orders and labor costs, excessive due to perceived design errors and omissions by Parsons Engineering Science, Inc. E. In the interest of resolving this dispute, Parsons Engineering Science, Inc. is willing to directly reimburse the District in the amount of Three Hundred Thousand Dollars ($300,000). F. To that end, the Parties hereto desire to compromise, settle, and fully resolve all differences and disputes between and among them, both known and unknown, that arise out of the District's claim described more fully herein as to those specific design change orders attached hereto and incorporated herein by reference as Exhibit"A." NOW THEREFORE, in consideration of the recitals, terms, promises, conditions, and mutual covenants contained herein, the Parties agree as follows: AGREEMENT 1. Recitals Incorporated by Reference. Each of the Recitals is incorporated by reference as part of this Agreement. i 2. Scope of Dispute. The Parties hereby agree that this Agreement is entered into and executed solely to resolve the subject dispute related to purported design errors and omission claims identified by the District as set forth more fully herein and as referenced by Exhibit"A." 3. Terms of Settlement. A. Parsons Engineering Science, Inc. shall pay and the District shall accept as full and final settlement of this dispute, the total amount of$300,000 to be paid in one installment, within fifteen (15) days of the execution of this Agreement. B. Parsons Engineering Science, Inc. shall provide to District a total sum of $310,667 in credits, as required by Amendment No. 5, dated September 17, 2003, and Amendment No. 6, dated February 23, 2005. Amendments No. 5 and 6 are amendments to the May 24, 2000 Professional Services Agreement entered into by the Parties. Payment of said credits shall be in accordance with the individual payment terms identified in Amendments No. 5 and 6. In addition, Amendment No. 4, dated June 23, 2004, documented a credit to Parsons Engineering Science, Inc. of$140,667 of the $310,667 total amendment value. C. Pursuant to this Agreement, the total reimbursement by Parsons Engineering Science, Inc. to the District,for this Project, shall be$610,667. D. The parties further agree that the conditions under which this Agreement was executed shall have no adverse impact nor will in any way affect the good faith negotiations between the parties in future business transactions. 4. No Admission of Liabilitv. Parsons Engineering Science, Inc. denies h has committed any wrongdoing or malfeasance in connection with the design and construction of the Project, in general, or as may be alleged in this dispute. Nothing in this Agreement shall be construed as an admission of liability by or against the Parties. 5. Governing Law. This Agreement shall be governed by and construed in accordance with the laws of the State of California. 6. Venue and Jurisdiction. For purposes of venue and jurisdiction, this Agreement shall be deemed made and to be performed in Orange County, State of California. 7. Counterparts. This Agreement may be executed in counterparts, each of which shall be deemed an original and all of which together shall constitute one document. 2 8. Modification. This Agreement may be modified only by mutual agreement in writing executed by all of the Parties to this Agreement. 9. Headings. The headings of the paragraphs of this Agreement have been included only for convenience, and shall not be deemed in any manner to modify or limit any of the provisions of this Agreement, or be used in any manner in the interpretation of this Agreement. 10. Prior Understanding. This Agreement contains the entire agreement between the Parties to this Agreement with respect to the subject matter of this Agreement and the Property. It is intended as a final expression of the Parties' agreement, as a complete and exclusive statement of the terms of such agreement, and supersedes all negotiations, stipulations, understandings, agreements, representations and warranties, if any, with respect to such subject matter of this Agreement, which precede or accompany the execution of this Agreement. 11. Interpretations. Whenever the context so requires in this Agreement, all words used in the singular shall be construed to have been used in the plural (and vice versa), each gender shall be construed to include any other genders, and the words "person" and "they" shall be construed to include a natural person, a corporation, a firm, a partnership, a joint venture, a trust, an estate or any other entity. 12. Severability. Each provision of this Agreement shall be valid and enforceable to the fullest extent permitted by law. If any provision of this Agreement or the application of such provision to any person or circumstance shall, to any extent, be invalid or unenforceable, the remainder of this Agreement, or the application of such provision to persons or circumstances other than those as to which it is held invalid or unenforceable, shall not be affected by such invalidity or unenforceability, unless such provision or such application of such provision is essential to this Agreement. 3 13. Successors-in-Interest and Assians. The Parties shall not assign or delegate to any other person this Agreement or any rights or obligation under this Agreement. Subject to any restriction on transferability contained in this Agreement, this Agreement shall be binding upon and shall inure to the benefit of the successors-in-interest and assigns of each party to this Agreement. Nothing in this paragraph shall create any rights enforceable by any person not a party to this Agreement, except for the rights and obligations of the successors-in-interest and assigns of each party to this Agreement, unless such rights are expressly granted in this Agreement to other specifically identified persons. 14. Waiver. Any waiver of a default under this Agreement must be in writing and shall not be a waiver of any other default concerning the same or any other provision of this Agreement. No delay or omission in the exercise of any right or remedy shall impair such right or remedy or be construed as a waiver. A consent to or approval of any act shall not be deemed to waive or render unnecessary consent to or approval of any other or subsequent act. 15. Drafting Ambiguities. Each party to this Agreement and its legal counsel have reviewed and revised this Agreement. The rule of construction that any ambiguities are to be resolved against the drafting party shall not be employed in the interpretation of this Agreement or of any amendments or exhibits to this Agreement. This Agreement shall not be deemed prepared or drafted by one Party or the other, or its attorneys, and will be construed accordingly. 16. Attomevs' Fees. In the event of any litigation which shall include arbitration or judicial reference to interpret or enforce the terms of this Agreement, the prevailing party shall be entitled to recover its reasonable attorneys' fees and costs, including any costs and fees to enforce any judgment therein. 17. Time of Essence. In consideration of the facts and circumstances of this matter, and the terms, conditions and provisions of this Agreement, the parties expressly acknowledge and agree that time is of the essence and that all deadlines and time periods provided under this Agreement are absolute and final- 4 a 18. Notices. Unless otherwise provided for herein, all notices and/or payments under this Agreement shall be hand delivered or mailed first class as follows: A. To Parsons: Parsons Engineering Science, Inc. Attn: Richard Trembath, PE, Senior Vice President 100 West Walnut Street Pasadena, California 91124 With a copy to- Richard G. Shields Vice President Parsons Water& Infrastructure Inc. 100 West Walnut Street Pasadena, CA 91124 B. To District: Orange County Sanitation District Attn: David Ludwin, Director of Engineering 10844 Ellis Avenue Fountain Valley, California 92708-7018 All hand deliveries shall be deemed received as of the delivery date. All first class mail shall be deemed received five (5) calendar days from the date of mailing. Any Parry may change the person or address for notice by giving notice pursuant to this section. 19. Representations and Warranties. The Parties hereby represent that they have the authority to enter into this Agreement and that they have not previously assigned, transferred, or purported to have assigned or transferred in any manner, any of the claims described above in this "Settlement Agreement." 5 IN WITNESS WHEREOF, the District and Parsons Engineering Science, Inc., Parties hereto, have each approved and executed this Agreement on the dates set forth opposite their respective signatures. ORANGE COUNTY SANITATION DISTRICT By Chair, Board of Directors Date By Secretary, Board of Directors Date Approved as to Form: Bradley R. Hogin Date District Counsel PARSONS ENGINEERING SCIENCE, INC. By Title UM:bm EDMS'.W3815 20 Attachment(s) EXHIBIT "A" 6 6 EXHIBIT"A" SCOPE OF DISPUTE/SETTLEMENT AGREEMENT LIST OF DESIGN CHANGE ORDERS 7 EXHIBIT "A" CHANGE ORDERS Area Classification Study Implementation Plan, Plant Nos. 1 and 2 JOB NO. J-35-2 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT June 26,2002 $14,066,442 $14,066,442 0.00% 1006 1006 CO NO. 1' May 1,2003 $115,280 $14,181,722 0.82% 0 1008 CO NO.2• September 4,2003 $83,195 $14,264.917 1.41% 0 1006 CO NO. 3 October 22,2003 $269.346 $14,534,262 3.33% 0 1006 CO NO. 4 November 19,2003 $197.094 $14 731,356 4.73% 0 1008 CO NO. 5 February 25,2004 $214,964 $14,946,310 6.26% 0 1006 CO NO. 6 March 24 2004 $142 6D6 $15,068.916 7.27% 0 1006 CO NO.7 Aril 28,2004 $194,205 $15,283,121 8.65% 0 1008 CO NO. 8 Sept.22 2004 $166,328 $15,449.449 9.83% 0 1008 CO NO.9 Dec. 15 2004 $527,005 $15,976,454 13.58% 0 1006 CO NO. 10 Feb.23,2005 $469382 $16445,836 16.92% 0 1005 CO NO. 11 May 25, 2005 $349,285 $16,795.121 19.39% 0 1005 CO NO. 12 June 22,2005 $175,562 $16 970 683 20.65% 0 1006 CO NO. 13 August 24, 2005 $324.670 $17,295,353 23.00% 0 1006 CO NO, 14 December 21,2005 $365.822 $17,661,175 25.56% 0 1006 CO NO. 15 April26,2006 $1,056,372 $18,717,547 33.07% 256 1262 CO NO. 16 April26,2006 $18,000 $18,736,547 33.19% 0 1262 'Approved by PDC Committee per delegated authority by Board Resolution 99-23 EDMs:003815517 MINUTES OF THE REGULAR JOINT MEETING OF THE FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE & STEERING COMMITTEE Orange County Sanitation District Wednesday, September 13,2006, 5:00 p.m. A joint meeting of the Finance, Administration and Human Resources Committee and the Steering Committee of the Orange County Sanitation District was held on September 13, 2006, at 5:00 p.m., in the Sanitation Distrlcfs Administrative Office. (1) The roll was called and a quorum declared present, as follows: FAHR COMMITTEE MEMBERS: STAFF PRESENT: DIRECTORS PRESENT: Jim Ruth, Interim General Manager Mike Duvall, Vice Chair Lorenzo Tyner, Director of Finance Bill Dalton Jeff Reed, Human Resources Manager Phil Luebben Mike White, Controller Joy Neugebauer Jim Matte, Health &Safety Supervisor Mark Waldman Bret Colson, Public Information Office Jim Ferryman, Board Chair Lille Kovac, Committee Secretary OTHERS PRESENT: DIRECTORS ABSENT: Brad Hogin, General Counsel James W. Silva Juanita Skillman Darryl Miller, Chair Norbert Gaia Doug Davert, Board Vice Chair Don Hughes Rich Freschi Lori Koh Christina Telish John Miller Dan Duncan John Bartel. (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were no public comments. (4) REPORT OF THE COMMITTEE CHAIR Committee Vice Chair Duvall did not give a report. (5) REPORT OF THE GENERAL MANAGER Jim Ruth, Interim General Manager, briefly reported that a new policy has been presented for approval which addresses nepotism. Minutes of the Regular Joint meeting of the Finance,Administration and Human Resources Committee and Steering Committee Meeting September 13, 2006 Page 2 (6) REPORT OF DIRECTOR OF FINANCEITREASURER Lorenzo Tyner, Director of Finance, reported that the Sanitation District hosted a contractor's open house and 80 people attended representing 60 different companies. A survey was taken and 20 responses have been received indicating their interest to bid future contracts. Mr.Tyner also referred the Directors' attention to a news article highlighting the city of Hollister's sewer rate structure, and a comparison rate of similar agencies putting the Sanitation District's current rates very low, and still lower based on the Capital Improvement Program. (7) REPORT OF DIRECTOR OF HUMAN RESOURCES/PUBLIC INFORMATION OFFICE No report was given. (8) REPORT OF GENERAL COUNSEL General Counsel did not give a report (9) CONSENT CALENDAR ITEMS a. Approve minutes of the July 12,2006 joint meeting of the Finance,Administration and Human Resources Committee and Steering Committee meeting. b. FAHR06-57 Receive and file Employment Status Report as of August 23, 2006. C. FAHR06-58 Receive and file OSHA Incidence Rates and Workers Compensation Claims and Costs Report. d. FAHR06-59 Recommend to the Board of Directors to adopt Resolution No. 06-22, amending Resolution No. OCSD 98-33, amending Human Resources Policies and Procedures Manual. e. FAHR06-60 Recommend to the Board of Directors to adopt Resolution No. OCSD 06- 23,Adoption of District's 2006 Conflict of Interest Code,and Repealing Resolution No. OCSD 04-24. f. FAHR06-61 Recommend to the Board of Directors to receive and file report of General Manager approved purchases in amounts exceeding $50,000 in accordance with Board purchasing policies. g. FAHR06-62 Recommend to the Board of Directors to receive and file the FY 2005-06 Quarterly Financial Report for the period ended June 30, 2006. h. FAHR06-63 Recommend to the Board of Directors to approve revisions to SAFETY- POL-101, Injury and Illness Prevention Program Policy, as provided for in Resolution No.OCSD 02-5 regarding the District's Injury and Illness Prevention Program. Minutes of the Regular Joint meeting of the Finance,Administration and Human Resources Committee and Steering Committee Meeting September 13, 2006 Page 3 Motion: It was moved, seconded and duly carried to approve the recommended action for the item specified as 9(a) and 9(h) under consent calendar. END OF CONSENT CALENDAR (11) INFORMATIONAL ITEMS a. FAHR06-64 Investment Strategies Christine Telish and John Miller of PIMCO reviewed the Investment strategies and market trend information used for managing the Sanitation District's investment portfolio. Ms.Tallish and Mr. Miller answered the Directors'questions and gave justification to the satisfaction of the committee members. b FAHR06-65 RetirementtBenefits—30-day update Mr. John Bartel of Bartel &Associates, presented the current benefits structure, and clarified the position of the Sanitation District and its obligation to fulfill its commitment to current and retired employees. Alternatives for consideration at labor negotiations will be presented in future meetings. C. FAHR06-66 Joint Powers Insurance Authority(JPIA) Feasibility Analysis Due to the time constraints of the evening, Mr. Tyner proposed that this Rom be brought back to the FAHR Committee in October. (12) CLOSED SESSION The Committee convened in Closed Session at 7:05 p.m. pursuant to Government Code Section 54957.6 to confer with General Counsel re: open compensation claims (Government Code Section 54956.9): Heller, Lynda; Nguyen, Nguyen; Nguyen, Thuthuy; Smith, Suzanne;Woodside, Frankie. Confidential Minutes of the Closed Session held by the Finance, Administration and Human Resources Committee have been prepared in accordance with California Government Code Section 54957.2,and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. No reportable actions were taken re Agenda Item No. 12(a)(1). (13) OTHER BUSINESS. COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY There were none. Minutes of the Regular Joint meeting of the Finance, Administration and Human Resources Committee and Steering Committee Meeting September 13, 2006 Page 4 (15) CONSIDERATION OF UPCOMING MEETINGS The next regular FAHR Committee meeting is scheduled for October 11, 2006, at 5:00 p.m. (16) ADJOURNMENT The Chair declared the meeting adjourned at 7:15 p.m. Submitted by: Lilia Kovac Committee Secretary HAdepfgmo11501151XBSVAiMteslW1308 Deft FAHR Min l .dw FAHR COMMITTEE Mee0n9Dale TOBd.'(Dlr. 09/13/06 09127/O6 AGENDA REPORT Item Number Item Number FAHR06-59 13(b) Orange County Sanitation District FROM: Lorenzo Tyner, Director of Finance &Administrative Services Originator: Jeff Reed, Acting Human Resources & Employee Relations Manager SUBJECT: CHANGES AND ADDITIONS TO THE ORANGE COUNTY SANITATION DISTRICT (OCSD) PERSONNEL POLICIES AND PROCEDURES MANUAL AS AUTHORIZED BY RESOLUTION 98-33 GENERAL MANAGER'S RECOMMENDATION Adopt Resolution No. OCSD 06-22, amending Resolution No. OCSD 98-33, amending the Human Resources Policies and Procedures Manual. SUMMARY In support of recent organizational changes, it is the intent of staff, with Board approval, to re-title the Human Resources Policies and Procedures Manual to the "OCSD Board of Directors Personnel Policies and Procedures Manual". All modifications to existing policies or additions/deletions of policies will be coordinated with General Counsel. Human Resources Division staff will continue to administer the program in concert with the General Manager and will serve as the liaison with General Counsel on policy development. The following table outlines recommended changes to OCSD policies: Policy Number and Reason For Policy Changes Subject 8 —Conflict of . Updating Conflict of Interest Code(Exhibit A)to reflect accurate Interest Code and Code of Ethics designated positions. B150.00—Recruitment . Remove employment of relatives information to incorporate into and Selection the new Nepotism policy. New policy. Establish guidelines and procedures to avoid nepotism and conflicts of interest in employment decisions; 8160.00—Nepotism including hiring, promoting, evaluating, awarding salary, and discipline. This policy is written to ensure that the basis for employment decisions is based on the individual's qualifications for the position, ability, and performance. H Ve01`a0e"tle�foatl PgenEe Repotle3000 Bm,tl PpnnEa Rep ReYA'BNem 1]�01 HR Pollry Ex Page 1 „ Policy Number and r Subject Reason For Policy Changes • Add submittal of electronic receipts for reimbursement to allow C110.00—Travel for greater efficiency in processing. • Outline process on reimbursement without a receipt for process clarification. (Lost/unavailable receipts memo) • Add "for any reason”to employee termination repayment schedule for clarification. D90.00—Tuition • Incorporate repayment information into the application and Reimbursement request for reimbursement forms for employee Program acknowledgement and understanding. • Add an application submittal limitation of 30 days prior to the course start date in order to streamline the administrative process and ensure tracking accuracy. • Add language that the use of private vehicles for OCSD F41.00—Vehicle Usage business requires supervisor approval in order to limit liability and reduce employee relation issues. PRIOR COMMITTEE/BOARD ACTIONS • OCSD policy revisions were presented at the June 2006 FAHR Committee and Board of Directors meetings. PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This item has been budgeted. (Line item: ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION 1310.00—Conflict of Interest Code and Code of Ethics California Government Code section 87300 requires that all local agencies conduct a biannual review of their Conflict of Interest Codes and make necessitated changes. The OCSD Conflict of Interest Code is updated to periodically ensure accuracy with organizational position control. B150.00— Recruitment and Selection This policy is being modified to remove nepotism information in order to establish a standalone policy that provides more information on acceptable employment practices H .1d R.nda lllb).HR P.1,d. Page 2 ' for familial relationships. Policy B160.00— Nepotism is identified as a related document for future reference. B160.00— Nepotism This is a new policy designed to avoid favoritism in employment and personnel decisions involving employees and employment applicants who are near relatives and share or may share a working relationship. The policy restricts all OCSD employees, employment applicants, and contracted employees from being in a supervisor- subordinate relationship with a near relative unless approved by the General Manager. C 110.00—Travel In order to process travel reimbursement requests in an orderly and efficient manner, this policy is being amended to clarify the process by which employees are reimbursed in the event that a receipt is lost or unavailable. In addition, this policy is being modified to include the submission of electronic receipts for reimbursement since many travel receipts are available online or electronically. D90.00—Tuition Reimbursement Program The amendments to this policy clarify the Tuition Reimbursement Program process to ensure that OCSD is repaid for tuition expenses owed in the event of an employee's termination for any reason. Language describing repayment terms is also being added to the Tuition Reimbursement Program Application and Request for Reimbursement form. The timeline for employee application submittals is being changed to limit submission to thirty (30) days prior to the course start date, in order to allow for administrative efficiency and equal opportunity for employees to participate in the program. These changes are an effort to ensure that the budgeted amount for the program is not depleted by individuals who submit their reimbursement requests early (such as a year in advance), which leaves little or no money allocated for employees taking courses in later semesters. F41.00—Vehicle Usage In an effort to limit OCSD's liability for private vehicle usage, language is being added to this policy to ensure that the use of an employee's personal vehicle for OCSD business requires supervisor approval. It is anticipated that supervisory control will limit employee private vehicle usage and encourage employees to use the OCSD vehicle pool for traveling on OCSD business. This change is also being made in an effort to avoid employee relations issues in the future. Throughout the aforementioned policies, housekeeping changes were made as a result of recent organizational changes. The employee classification of"Director of Finance/Treasurer' and "Director of Human Resources" has been changed to "Director of Finance &Administrative Services". The classification "Secretary of the District" has been changed in some instances to "Clerk of the Board", to reflect the job duties of the new Clerk of the Board position. "Human Resources Manager" has been changed to "Human Resources & Employee Relations Manager', and "Human Resources Department" has been changed to "Human Resources Division". XVePWgmda�dRgmde Ro fte�MB Mftm RapaISWD0U1 IXb).HR PakyE Page 3 ALTERNATIVES •, N/A CEQA FINDINGS N/A ATTACHMENTS 1. B10.00 (Conflict of Interest Code and Code of Ethics) 2. B150.00 (Recruitment and Selection) 3. B160.00 (Nepotism) 4. C110.00 (Travel) 5. D90.00 (Tuition Reimbursement Program) 6. F41.00 (Vehicle Usage) 7. Resolution No. OCSD 06-22 RtlWlpeblBmU Aq RopgR2p08 Meru/pony�5pW 1U)RR W2ry.Erc Page 4 Orange County Policy Number: B7000 Sanitation District Effective Date: S1: enitier`�,30 c 4!I ,fete 9steber 23,-4W Subject: CONFLICT OF INTEREST Supersedes: Oct6tNir12,+1897 CODE AND CODE OF ETHICS Approved by: Board of Directors 1.0 PURPOSE 1.1. The purpose of this policy is to establish uniform guidelines and procedures for issues related to conflict of interest and a code of ethics. 2.0 ORGANIZATIONAL UNITS AFFECTED 2.1. This policy applies generally to all employees, and specifically to officers and employees of the District who hold Designated Positions, as defined and listed in 1hePCSD Conflict of InteresFGode , Reselutiea-BS-J and-es specified herein. 3.0 DEFINITIONS 4.0 POLICY 4.1.1 The proper operation of the District requires that its employees be independent, impartial and responsible to the public,that decisions and policy be made in conformance with organizational authority, and that public office not be used for personal gain. Consequently, it is the District policy to ensure that employees adhere to all of the provisions of the California Political Reform Act of 1974 (Government Code Section 87100 at seq.), and the regulations set forth in Title 2, Division 6, Chapter 7, Article 1,of the California Code of Regulations, known as the Fair Political Practices Commission Regulations,which constitute in part, the District Conflict of Interest Code. 5.0 PROCEDURE 5.1. District employees shall avoid a conflict of interest in any matter where they may have a financial or personal interest in the outcome, and such interest is adverse to the public interest, or where a personal bias or prejudice leaves them incapable of making a fair and impartial judgment with regard to that matter. Certain designated employees, as specified in this manual, are required annually 1 to file a Statement of Economic Interest in accordance with provisions of the political Reform Act. 5.1.1. Officers and employees of the District who hold Designated Positions, as defined and listed on"Exhibit A'i by Resolution 95-3, are deemed to make or participate in the making of decisions which may have a material effect on a financial interest. Accordingly, those officers and employees must file a Statement of Economic Interest with the District. 5.1.2. Financial statements of the members of the Boards of Directors and the General Manager are held on file by the Clerk of the Orange County Board of Supervisors. Statements for all other persons are retained by the DAtFiGII BGaFd 99GFeta Clerk cNfieBoerd. 5.2. District employees are bound to uphold the Constitution of the United States and of the State of California, and to carry out the laws of the nation, state and local government agencies, and the ordinances, resolutions, rules, policies and procedures of the District. District employees are bound to observe the highest standards of morality and to perform the duties of their position regardless of personal consideration, recognizing that the public interest must be of primary concern and that their conduct must be above reproach. 5.3. Employees shall not use nor permit the use of District-owned property,vehicles, equipment, or material except when such services are available to the public generally or are provided as District policy for the use of such employee in the conduct of District business. 5.4. Employees shall not use their own time nor that of another District employee during working hours for personal convenience or profit. 5.5. District employees shall not grant, in the course of their employment, any special consideration,treatment or advantage to any person beyond that which is generally available in the same circumstance. 5.6. District employees shall not willfully and knowingly disclose,for personal gain,to any other person, confidential information acquired in the course of District employment, nor shall any employee use any such information for personal gain. 5.7. District employees shall not receive, directly or indirectly, any compensation, reward or gift from any source except the District for any service, advice, assistance or other action related to the conduct of District business,except fees for speeches or published works on subjects related to District business except as follows: 5.7.1. Acceptance of food and drinks of nominal value in the ordinary course of District business; 5.7.2. Acceptance of gifts,favors or entertainment where there is an obvious familial or personal relationship between the employee or his immediate family and the donor, and it is that relationship that motivates the gratuity; 2 5:7.3. Purchase of articles or admissions at advantageous rates where such rates are offered to all District employees; 5.7.4. Acceptance of unsolicited advertising or promotional items of nominal value; 5.7.5. Acceptance of incidental transportation provided it is furnished in connection with the employee's official duties and of a type customarily provided; 5.7.6. A gift or gratuity that is prohibited by this policy shall be returned to the donor. If such return is not possible, it shall be turned over to a public or charitable organization and the matter reported to the employee's supervisor. 6.0 EXCEPTIONS 7.0 PROVISIONS AND CONDITIONS 8.0 RELATED DOCUMENTS 8.1. California Political Reform Act of 1974(Government Code Section 87100 at seq.) 8.2. Title 2, Division 6, Chapter 7,Article 1, of the California Code of Regulations, known as the Fair Political Practices Commission Regulations CAA ist of IntAmAt Cede 8.4 District Statement of Economic Interest. 3 RESOLUTION NO. OCSD 06- ADOPTING DISTRICT'S 2006 CONFLICT OF INTEREST CODE A RESOLUTION OF THE BOARD OF DIRECTORS OF ORANGE COUNTY SANITATION DISTRICT ADOPTING THE DISTRICT'S 2006 CONFLICT OF INTEREST CODE AND REPEALING RESOLUTION NO. OCSD 04-24 WHEREAS, the Political Reform Act of 1974, Government Code Sections 81000, et seq., (the "Act"), requires a local governmental agency to adopt a Conflict of Interest Code pursuant thereto; and, WHEREAS, the Orange County Sanitation District adopted Resolution No. OCSD 04-24 on September 22, 2004, adopting such a Code by incorporating the provisions of Section 18730 of Title 2 of the California Code of Regulations pursuant to the Act, which Code was approved by the Orange County Board of Supervisors, as the Code-reviewing body, and, WHEREAS, Exhibit "A" must be amended to correct the list of Designated Employees by revising the titles of existing positions, and by deleting the titles of positions that have been eliminated. NOW, THEREFORE, the Board of Directors of Orange County Sanitation District, DOES HEREBY RESOLVE, DETERMINE AND ORDER: Section 1: That the Code entitled "2006 Conflict of Interest Code of the Orange County Sanitation District", a copy of which is attached hereto and incorporated herein by reference, be, and is hereby approved and adopted for the District, subject to the approval thereof by the Orange County Board of Supervisors, which is the designated Code-reviewing body pursuant to California Government Code Section 87303. 4 Section 2: That the Clerk of the Board is hereby authorized and instructed to submit a copy of this Resolution and the Code hereby adopted to the Orange County Board of Supervisors, and to request said Board of Supervisors to approve said Code in accordance with California Government Code Section 87303. Section 3: That Resolution No. OCSD 04-24, adopted September 22, 2004, adopting a revised Conflict of Interest Code of the Orange County Sanitation District, is hereby repealed, effective ten (10) days after approval of the District's 2006 Code adopted herein by the Orange County Board of Supervisors. PASSED AND ADOPTED at a regular meeting held September 27, 2006. Chair Board Secretary 5 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT Section 1: Purpose. The purpose of this 2006 Conflict of Interest Code of the Orange County Sanitation District, is to comply with the requirements of the California Political Reform Act of 1974 (California Government Code Sections 87100 at seq.), and particularly the requirement to adopt and promulgate a local Conflict of Interest Code (California Government Code Section 87300). Section 2: Designated Positions. The positions listed on Exhibit "A', attached hereto and incorporated herein by reference, are Designated Positions. Officers and employees holding those positions are Designated Employees, and are deemed to make, or participate in the making, of decisions which may foreseeably have a material effect on economic interests. Section 3: Disclosure Categories. Each Designated Employee shall disclose on Fair Political Practices Commission Form 700, all required information for the following disclosure categories, and as specified for the Designated Position: Category I - Investments Category II - Interests in Real Property Category III - Income Category IV - Business Positions Section 4: Incorporation by Reference of Section 18730 of Title 2 of the California Code of Regulations. Pursuant to authority of Section 18730 of Title 2 of the California Code of Regulations, the Regulations set forth in Title 2, Division 6, Chapter 7, Articles 1-3, and any amendments thereto, duly adopted by the Fair Political Practices Commission, along with the attached Exhibit "A", in which officers and employees of the District are designated and disclosure categories are set forth, are hereby incorporated by reference and constitute the Conflict of Interest Code of the Orange County Sanitation District. Section 5: Place of Filing for Statements of Economic Interest. Persons occupying Designated Positions shall file Statements of Financial Interest with the Orange County Sanitation District Board Secretary. Upon receipt of the Statements of the Board of Directors and General Manager, the District's Board Secretary shall make and retain a copy and forward the original of these Statements to the Clerk of the Orange County Board of Supervisors. Statements for all other persons occupying Designated Positions will be retained by the District. 6 Section 6: Severability. If any article, section, subsection, paragraph, subparagraph, sentence, clause, or phrase of this Code is for any reason held to be invalid, unconstitutional, or unenforceable, such decision shall not affect the validity of the remaining portions of this Code. The District declares that it would have adopted this Code and each article, section, subsection, paragraph, subparagraph, sentence, clause, and phrase thereof irrespective of the fact that any one or more of such portions of this Code be declared invalid, unconstitutional, or unenforceable. Section 7: Effective Date: The District's 2006 Conflict of Interest Code shall take effect ten (10) days after approval by the Orange County Board of Supervisors, acting as the Code-reviewing body, pursuant to Government Code Section 87303. 7 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT EXHIBIT "A" DESIGNATED POSITIONS Designated Position Disclosure Categories General Manager I, 11, 111, IV Assistant General Manager I, 11, 111, IV Director of Engineering I, 11, 111, IV Director of Finance!#easurer KAdmlrii#trsWen ic§s I, II, III, IV Director of Information Technology I, II, III, IV Director of Operations & Maintenance I, II, III, IV Director of Technical Services I, 11, 111, IV Director of Regional Assets & Services I, II, III, IV Accounting Manager I, 11, III, IV Clerk of the Board 1, 11, 111 IV Contract and Purchasing Manager I, II, III, IV Controller 1, 11, III, IV Engineering Manager I, II, III, IV Environmental Assessment Manager 1, II, III, IV Human Resources & Employee Relations Manager I, II, III, IV Information Technology Manager I, II, 111, IV Public Information Manager 1, 11, 111, IV Laboratory Manager I, II, III, IV Maintenance Manager I, II, 111, IV Operations Manager 1, 11, 111, IV Process Controls Manager 1, 11, 111, IV Source Control Manager I, 11, 111, IV Accounting Supervisor 1, II, III, IV Chief Plant Operator I, II, III, IV Purchasing Supervisor I, 11, 111, IV Contracts Supervisor 1, 11, III, IV Senior Construction Inspection Supervisor I, II, III, IV Construction Inspection Supervisor 1, II, III, IV Engineering Supervisor I, 11, III, IV Environmental Supervisor 1, II, III, IV Human Resources Supervisor I, 11, III, IV Information Technology Supervisor I, II, III, IV Laboratory Supervisor I, 11, III, IV Maintenance Supervisor I, II, III, IV 8 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT EXHIBIT "A" DESIGNATED POSITIONS Designated Position Disclosure Categories Senior Maintenance Supervisor 1, II, III, IV Materials Control Supervisor I, II, III, IV Operations Supervisor 1, 11, III, IV Safety R Health Supervisor I, II, III, IV SeGFetapy of the PISMO 1, H, III. i Source Control Supervisor 1, 11, 111, IV Principal Accountant 1, 11, Ill, IV Senior Financial Analyst 1, 11, III, IV Principal Financial Analyst I, 11, III, IV Buyer I, II, III, IV Senior Buyer I, 11, III, IV Capital Improvement Program Project Manager I, 11, III, IV Construction Inspector 1, II, III, IV Senior Construction Inspector I, II, III, IV Contracts Administrator 1, II, III, IV Senior Contracts Administrator I, II, III, IV Principal Contracts Administrator 1, 11, III, IV Senior Engineer 1, 11, III, IV Legislative Affairs Liaison 1, 11, III, IV Legal and Regulatory Affairs Liaison I, II, III, IV Regulatory Specialist 1, 11, III, IV Senior Regulatory Specialist 1, II, III, IV Senior Scientist 1, 11, III, IV General Counsel 1, 11, III, IV 'Consultants 1, 11, III, IV `The governing body of the District shall determine on a case-by-case basis whether a particular Consultant is required to comply with the disclosure requirements in this Section. If the governing body determines that a particular Consultant must comply with the disclosure requirements of this Section, the governing body shall notify the Consultant in writing. The written notification shall include a description of the Consultant's duties, and based upon those duties, a statement of the extent of disclosure requirements. The governing body's notification is a public record and shall be retained for public inspection by the Board Secretary. 9 a: Orange County Policy Number: B150.00 Sanitation District Effective Date: Mawh 23,2005 Personnel Policies Septeinben'27,'2006 Subject: RECRUITMENT AND SELECTION Supersedes: ruly 2� 1,2004 March M,M06 Approved by: 1 isa I T-nmkn Boaid-tif Directors 1.0 PURPOSE 1.1 The purpose of this policy is to establish uniform guidelines and procedures for Orange County Sanitation District(OCSD)recruitment activities. 2.0 ORGANIZATIONAL UNITS AFFECTED 2.1 This policy applies to all OCSD departments,divisions,sections and employees. 3.0 DEFINITIONS 3.1 Recruitment is the process of attracting qualified individuals to apply for jobs that are open within the organization,whether internal or external. 3.2 Internal recruitment means considering only present employees as applicants for job openings within the organization. 3.3 Open recruitment means attracting applicants from outside the organization,as well as internally to apply for job openings within the organization. 3.4 Planned Recruitment is the process of recruiting a candidate for a position held by an existing OCSD employee who plans to retire or leave the agency. 3.5 Probationary Period-Initial as defined in applicable Memorandum of Understanding (MOU)provisions, includes at least the first 6 months or 26 weeks of employment with OCSD beginning with the date of hire. This period is regarded as an extension of the hiring process,and provides an opportunity for both the employee and OCSD management to assess,over a substantial period of time,whether or not the hiring derision was appropriate. Employees, who have not yet successfully completed their initial probationary period, serve"at-will"and may be released from employment without cause or recourse to any appeal or grievance procedures. 3.6 Probationary Period-Promotional as defined in applicable MOU provisions,includes at least the first 6 months or 120 days of employment with OCSD, beginning with the effective date of promotion. This period is regarded as an extension of the selection process, and provides an opportunity for both the employee and OCSD management to assess,over a substantial period of time,whether or not the decision was appropriate. "At-will"employees do not serve a promotional probationary period. Page 1 of 10 3.7 Probationary Period—Reassignment or Lateral Transfer as defined in applicable MOU provisions, includes at least the first 26 weeks of employment with OCSD, beginning with the effective date of the reassignment or lateral transfer. This period provides an opportunity for both the employee and OCSD management to assess, over a substantial period of time,whether or not the decision was appropriate. 3.8 Relatfany employee at GGSP; speuse, matheic,fatheic, lbirethw, a star, Gh Id, step Ghild, step Parent, 9MAdM9th8F, glialldfA1118F, @152IRGIGhild, GOUG n, aunt, uncle, mother n law; 4.0 POLICY 4.1 OCSD is an Equal Opportunity Employer(EDE). OCSD does not discriminate on the basis of race, religion,color, national origin, disability, pregnancy, martial status, age, gender, sexual orientation, or participation in any protected classlactiv0y. 4.2 It is OCSD's policy to provide nondiscriminatory,lawful,and consistent guidelines and procedures to all recruitment processes,whether internal or open. 6.0 PROCEDURE 5.1 PERSONNEL REQUISITION 5.1.1 A personnel requisition is the first step for the hiring manager/supervisor to communicate staffing needs to the Human Resources Department Division. If the recruitment requires testing(hands-on,written, essay, etc.)as part of the recruitment process,the testing methods must be reviewed for validity and reliability by the Human Resources Deparment Division prior to the initiation of a personnel requisition. 5.1.2 The hiring manager/supervisor completes the personnel requisition and receives the appropriate signatures required before sending it to the Human Resources Deparmen4 Division. 5.1.3 The recruiter reviews the requisition to make sure the qualifications are appropriate for the position. If changes are necessary, the recruiter will work with the appropriate manager/supervisor. 5.2 EMPLOYMENT OPPORTUNITY BULLETINS/POSTINGS 5.2.1 The recruiter prepares the employment opportunity bulletin, also known as a posting. Each posting will include the following information: • Wage range • Department • Brief job description • Required qualifications • Desired qualifications • Posting/closing dates • Procedure for applying • Brief benefits overview 5.2.2 The recruiter provides the draft posting to the hiring manager/supervisor for approval. Page 2 of 10 5.2.3 Upon approval,all job postings for Student Intern and management positions may be advertised as an open recruitment(internal and external)at the beginning of the recruitment process. All other job postings shall be advertised as internal recruitments for ten business days unless authorized by the Director of Finance:&AdministragSe Services H -man-Resources, or designee. During the internal posting process, if there is at least one internal applicant and he/she meets the minimum qualifications for the position,that applicant will be interviewed. If an internal applicant is not selected or if there are no internal applicants, the position shall be advertised as an external recruitment. 5.2.4 Internal job opportunities will be posted to the intranet which is accessible to all OCSD employees. 5.2.5 Internal Job Announcement Notifications are sent via e-mail to all OCSO employees for internal and external recruitments. 5.3 ADVERTISING 5.3.1 Advertising for positions at OCSD ensures positions are filled with the best- qualified candidate for the job. OCSD shall make every reasonable effort to advertise external positions to all segments of the public to ensure EOE guidelines are followed. 5.3.2 All positions are advertised on the Internet and may be posted in other media when deemed appropriate. Technical and hard-to-fill positions are advertised on trade specific websites. 5.3.3 Trade magazines and other forms of advertising may be used for hard-to-fill or specialized positions. 5.4 APPLICANT SCREENING 5A.1 Applications and resumes shall only be accepted electronically after March 2005.All other application material will be accepted at the interview process. Unsolicited application material will not be accepted at anytime. 5.4.2 Once an application and/or resume is received and reviewed, it will only be selected for further consideration if the minimum job requirements for the open position are met. 5.4.3 The hiring manager/supervisor is given access to files on the online application program pertinent to the job opening for which the manager submitted a personnel requisition. The manager may review applications that meet the minimum qualifications to determine which candidates may be interviewed. 5.4.4 All materials(e.g., applications,resumes, interviewer notes, interview packets, packets, etc.)submitted by applicants/candidates during the interview process are confidential and are considered OCSD property and must be returned to the Human Resources Bepaameat Division upon completion of the hiring process. All recruitment files are maintained by OCSD in accordance with established record keeping guidelines. Page 3 of 10 5.5 INTERVIEW PROCESS 5.5.1 The interview panel members are selected along with the interview date(s). Applicants are scheduled, interview questions are prepared, and the interview panel conducts the actual interview. 5.5.2 The recruiter and the hiring supervisor work together to select the interview panel. However, the recruiter makes the final decision to ensure consistency. The ideal interview panel will include the hiring supervisor, one employee within the department, two individuals outside the department, and the recruiter, or another member of the Human Resources Departmen Division. Normally, subordinates within the hiring department are not included in the interview panel. 5.5.3 The recruter and the hiring manager work together to establish a set of questions for the candidates. 5.5.4 The recrutter prepares interview packets and distributes them to the interview panel. Packets include: • An overview of the interview process • A copy of the interview schedule • A copy of the employment bulletin opportunity/posting • Copies of candidate applications • Interview questions and evaluation forms for each candidate 5.5.5 The interview panel will meet at least one half hour before the interview. The panel will finalize the interview questions that are recommended by the hiring supervisor and the recruiter. The panel may add or delete questions. The panel will gain an understanding from the hiring supervisor about the criteria with which to select the ideal candidate,and adopt the appropriate criteria. 5.5.6 The recruiter facilitates the interview process. When interviews are completed,the interview panel members evaluate each candidate interviewed. The top three candidates are identified and ranked in order of preference based on the criteria established prior to the interview.The recruiter collects the documentation at the end of the interview process. 5.5.7 The final candidate is selected from the top three candidates when a majority decision is reached. If a majority decision cannot be reached,the General Manager or designee will make the final determination based on the input of the hiring supervisor,the panel, and the Human Resources DepwtmeM Division. If a majority decision is reached, and the hiring supervisor does not agree with the final decision, he or she may appeal for a final decision from the General Manager or designee. 5.6 RECRUITMENT APPEALS PROCESS 5.6.1 Employees should bring recruitment process and decision-making issues to the attention of the Human Resources& Employee Relations Manager as soon as possible. The manager will review the issue and provide a written response within five business days from the issue notification date. 5.6.2 If the issue is not resolved to the employee's satisfaction,the employee may file a written statement concerning the problem to the Director of Flnence& Administrative Services Human-Resources within ten business days of receipt Page 4 of 10 of the manager's decision. Upon request by either party, a meeting may be held to discuss the issue and establish remedies. 5.6.3 The employee will be provided a written response from the Director of Klnance&:AdministrathielSeM69s k -man-Resources, or designee,within ten business days after their statement is received. The decision of the Director of Finance&Administrative Services Human-Resources, or designee, is final (see policy F50.00, Problem Solving Procedure and F60.00, Grievance Procedure). 5.6A Time limits may be extended for cause upon mutual consent of the parties. 5.7 EMPLOYMENT OFFERS 5.7.1 The recruiter and hiring supervisor determine an appropriate starting salary for all candidates, except those designated as"al-will"employees, based on a Salary Offer Analysis. This analysis will include the applicant's: • Qualifications • Years of experience • Educational background • Salary history • Parity within the department 5.7.2 The Human Resources Compensation Analyst reviews the recommended salary, and approves or makes additional recommendations. All salary offers that are either at or beyond step 4 of the range will require the approval of the Director of Finance&Administrative:Services Human-Reseuwes, or designee. Under no circumstances should panel members(excluding the Human Resources representative)or any other OCSD employee discuss salary offers with candidates or make promises of any kind. Human Resources staff are the only employees authorized to engage In salary discussions with job candidates. 5.7.3 The recruiter completes a status change form for the candidate and initiates the background Investigation. Background investigation results are provided to the candidate by OCSD's background screening firm. 5.7.4 When the status change form is approved, the recruiter makes a verbal employment offer to the candidate, which is contingent upon results of a background investigation, pre-employment physical and drug screening. Upon acceptance of the employment offer,the recruiter sends regret letters to unsuccessful candidates. Internal candidates are contacted personally prior to receiving regret letters. 5.7.5 The recruiter schedules the pre-employment physical and drug screen for the candidate, works with the supervisor to establish a potential start date and prepares a formal offer letter for the candidate. 5.7.6 When the recruiter(or designee) has cleared the background investigation, pre-employment physical and drug screening results, the applicant will be contacted to confirm the employment offer. 5.7.7 The recruiter coordinates the candidate's start date. Page 5 of 10 5.7.8 In the event that a candidate is selected and voluntarily or involuntarily vacates the position prior to completing the required six month probationary period, the Human Resources Department Division,at the request of the hiring manager, may exercise the option to extend an offer to the second candidate from the original interview process. 5.8 PLANNED RECRUITMENT 5.8.1 In instances where an existing OCSD employee plans to retire or leave the agency,the Department Head may request to initiate the planned recruitment process by notifying the Director of Finance 8 Administrative ServlGee Hainan Resources,or designee. If approved, the Human Resources Department Division shall begin the recruitment process for the anticipated vacancy using the internal recruitment process. The Human Resources Department Divicri must have a minimum of six months notice to consider a planned recruitment, a signed memo from the existing OCSD employee stating his/her retirement or leave date, and at least one budgeted but vacant position that OCSD can borrow from. 5.8.2 The Planned Recruitment process will be initiated, as scheduling permits, prior to the individual leaving OCSD in order to allow for an adequate amount of cross training. 5.8.3 If a candidate is selected from the internal recruitment process, the candidate shall remain in his/her existing position with the some salary and benefits while cross-training in the new position as scheduling permits. 5.8.4 The candidate shall assume the salary, benefits and full range of duties of the vacant position the first business day that the position is vacant. The position used to initiate the planned recruitment will then be returned to the"pool" within the Human Resources Division W full-time equivalent(FTE)budget for use with other planned recruitments. 5.8.5 The date the candidate assumes the vacant position shall be the first day of the candidate's six-month probationary period. The six-month probationary period will be utilized as an opportunity for the candidate and OCSD management to assess whether or not the decision was appropriate. The candidate may be returned to his/her previous position if the decision is determined to be inappropriate. 5.8.6 If a candidate is not selected from the internal recruitment process, the position will be posted for external candidates immediately to ensure an adequate amount of time for cross-training. 6.0 EXCEPTIONS 6.1 EMPLOYMENT OF FORMER EMPLOYEES 6.1.1 Employment of former employees for full-time equivalent or part-time positions shall be subject to and conducted In accordance with this policy. 6.1.2 Employment of a former employee is subject to the approval of the General Manager and the Director of Fimenge�&Adminlsireirve'p rv1oAd Human Resources. Page 6 of 10 6.1.3 In all cases approval of the General Manager and the Director of Finance-8 Administrative Servidels Human-Resources shall be received prior to an offer of employment to a former employee. 6.1.4 OCSD policy prohibits the rehire of former full-time, regular employees or'at- will"employees who:were terminated for workplace misconduct; resigned while charges were pending against the employee; resigned while serving a suspension;failed to provide two weeks written notice in advance of resignation depending upon employment status, unless approved by the Director of Finance 8.9d6inishabveSeNloss Human-Page ureea,or designee; or failed to return to work following an absence without leave of 40 consecutive work hours without notifying the immediate supervisor or the Human Resources Bepartmanf Division with an acceptable reason for their absence. 6.1.5 If any former employee commences doing business wherein the employee, his/her spouse, or members of his/her immediate family are sole proprietors, or majority or controlling shareholders or owners of a corporation, partnership or other business entity,such business shall not be retained as an independent contractor or consultant to provide service directly to OCSD for a period of one year after leaving OCSD's employment. Thereafter, said business entity shall be allowed to contract with OCSD upon compliance with all resolutions and regulations of OCSD then in effect, relating to the procurement of services. 6.1.6 If any former employee becomes employed by any firm or business entity in which the former employee, his/her spouse or members of his/her immediate family own less than the majority or controlling interest in said entity, said entity shall not be prohibited from contracting with the OCSD. However, the former employee shall not perform work on OCSD projects for a period of one year after leaving OCSD employment; nor shall such former employee contact OCSD officers or employees for the purpose of attempting to influence any OCSD decision, including but not limited to,the award of contract,issuance of permits, or compromise of administrative civil penalties, for a like period of one year. Said services shall be obtained only in accordance with all rules and procedures of OCSD relating to procurement. 6.1.7 Any OCSD employee who receives an offer of employment or a request to discuss potential employment from any person or business entity performing services for OCSD shall report such contact to his or her immediate supervisor,who shall decide whether any change in assignment is necessary or appropriate while the offer or discussions are pending. 6.1.8 The prohibitions of this policy may be waived by the Finance,Administration and Human Resources Committee of the Boards of Directors if, on a case-by- case basis, it is determined to be in the best interests of OCSD to do so. 6.1.9 All former employees who are rehired will be placed on an initial probationary period as defined in this policy. All prior service with OCSD will not be counted for accrual purposes including, but not limited to, leaves of absence and seniority. 6.2 RE-EMPLOYMENT OF OCSD RETIRED EMPLOYEES 6.2.1 The General Manager may, with the written approval of the Board Chair, employ on an as-needed basis, a former employee retired from OCSD when Page 7 of 10 the individual possesses knowledge and expertise of unique and particular benefit to OCSD. The length of service performed in any one year shall be limited in accordance with the provisions prescribed by the Orange County Employees' Retirement System (currently 120day maximum). 6.2.2 As-needed service, by a former employee retired from OCSD, shall be compensated at the same current hourly rate of the retired employee's position classification, or if no such classification exists, at a rate not to exceed that paid for the most comparable classification. The retired employee shall not be entitled to receive any benefits otherwise payable to OCSD employees. In the event any employment under this provision involves work assignments outside of Orange County,the current expense reimbursement policy established for regular employees will apply. 6.2.3 On occasion, OCSD may offer an early retirement incentive to staff under economic conditions in which it is deemed necessary. Employees who select an early retirement incentive offered by OCSD may not be eligible for rehire. 6.3 EMPLOYMENT 6.3.1 ExGept as otherwise provided by law, no employee, prospoGtive employee a apial cant 6hall be den ad employmeAt aF benefits of employment so!Bly on the 6.3.2 6.4 LATERAL TRANSFERS 6.4.1 Employees may request a lateral transfer to a budgeted vacant position within the same classification of another department. For a lateral transfer to be considered, the employee must have demonstrated satisfactory performance within the last six months of the request and have no pending disciplinary action.The lateral transfer must be of benefit to OCSD. 6.4.2 Employees who wish to be considered for a lateral transfer shall notify the Human Resources Deparimen Division in writing of their intent prior to recruitment of the budgeted position. Employees who are interested in a lateral transfer, but are unaware of any budgeted vacant positions within the same classification, may contact the Human Resources Department Division. The employee's written intent must be approved by any affected department head and the Director of Financa$Adminla1r81ive Sendchs Human Resources. In the event a transfer is approved and accepted by the employee,the department from which the employee is transferring may determine the effective date based upon operational requirements and a reasonable period of time to acquire a suitable replacement. 6.4.3 Lateral transfers do not normally involve increased levels of duties and responsibilities, or otherwise qualify as promotions, and therefore do not involve salary adjustments. 6.4.4 In the event an adjustment appears warranted based on extenuating circumstances,the adjustment must have written approval from the department head prior to being extended to the employee. Page 8 of 10 7.0 PROVISIONS AND CONDITIONS 7.1 The interview process for Student Intern positions shall be an abbreviated version of the process outlined in section 5.5 and will be administered by the appropriate division manager/supervisor and a Human Resources representative. 7.2 OCSD's Board of Directors must approve unbudgeted positions for new hires or promotions before any internal or open recruitment effort is initiated. 7.3 Hiring an individual into a budgeted position requires the approval of the Department Head and General Manager. 7.4 Promoting an individual into a budgeted position requires the approval of the Division Manager, Department Head or General Manager. T5 7.6 facility"ere such has a patent al for GFe3I Rg aA adVSFSB RAPaGI OR SUPON 6 QA, 7.7 Employees on Performance Improvement Plans are not eligible for promotional opportunities. 7.8 INITIAL PROBATIONARY PERIOD 7.8.1 Unless designated as an"at-will" Executive Management Team (EMT) member or Student Intern, all new employees and employees who are reassigned or laterally transferred serve a probationary period. In accordance with applicable MOUs and policies, the probationary period begins with the date of hire, reassignment, or transfer and extends to at least the first day of the pay period following twenty-six weeks of employment without a break in service. For new employees,this probationary period is regarded as an extension of the hiring process,and provides an opportunity for both the employee and OCSD's management to assess, over a substantial period of time,whether or not the hiring decision was appropriate and resulted in a relationship that adequately meets the needs of both the individual and OCSD. 7.8.2 The probationary period may be extended by mutual agreement between OCSD and the employee, prior to the expiration of the probationary period. An employee's probationary period may be extended when there is a need to further assess the individual's abilities to satisfactorily perform the duties required for their job classification. Probationary employees may be released by OCSD at any time during the probationary period(including any extension) without cause or reason. 7.8.3 A probationary employee's work performance is closely monitored during this period to ensure that the employee understands the duties, responsibilities and management expectations of the position, and to allow an opportunity for the supervisor or manager to provide proper direction and guidance. Employees who do not demonstrate the potential for meeting performance expectations for their position within a reasonable period of time may be released prior to the completion of the Probationary Period. Probationary Page 9 of 10 employees shall serve at the will of OCSD during this period. In the event of release of a probationary employee, the employee shall not be entitled to receive any severance pay. 7.9 PROMOTIONAL PROBATIONARY PERIOD 7.9.1 All promoted employees, except those designated as"at-will"employees, shall serve a promotional probationary period lasting at least 120 days or 6- months, depending upon the applicable MOU provisions, beginning with the effective date of promotion. This period is regarded as an extension of the selection process, and provides an opportunity for both the employee and OCSD management to assess, over a substantial period of time,whether or not the decision was appropriate. 7.10 REFERENCE CHECKS 7.10.1 Employment with OCSD is contingent upon a pre-employment screening process which includes a physical examination, drug/alcohol test and background investigation. Candidates must also be able to provide documentation authorizing their legal right to work in the United States as per the Immigration Reform and Control Act of 1986. 7.10.2 OCSD may verify information contained in thejob application of a prospective employee with the prospective employee's authorization. 7.10.3 Inquiries to OCSD employees regarding reference or employment verification checks of former or present employees shall be discussed with or referred to Human Resources prior to any response. 8.0 RELATED DOCUMENTS 8.1 OCSD Student Intern Program guidelines 8.2 Policy F50.00, Problem Solving Procedure 8.3 Policy F60.00, Grievance Procedure 8.4 Policy C180.00,At-Will Policy 8.5 Vdiicy 6160.00, Nepotism 8.6 Local 501, Operations and Maintenance Unit MOU 8.7 Administrative and Clerical Unit MOU 8.8 Engineering Unit MOU 8.9 Technical Services Unit MOU 8.10 Professional Group MOU 8.11 Supervisor Group MOU Page 10 of 10 NEW POLICY `may Orange County Policy Number: B160.00 Sanitation District Personnel Policies Effective Date: September 27, 2006 Subject: NEPOTISM Supersedes: Approved by: Board of Directors 1.0 PURPOSE 1.1 To avoid the possibility of nepotism in hiring, promoting, evaluating, awarding salary, and disciplining employees and to ensure that the basis for employment decisions are based on the individual's qualifications for the position, ability, and performance. OCSD does not tolerate favoritism,the appearance of favoritism, conflicts of interest or the appearance of conflicts of interest in employment and personnel decisions. 2.0 ORGANIZATIONAL UNITS AFFECTED 2.1 This policy applies to all employees regardless of their organizational unit, and employment applicants. Additionally,all persons who perform any services for OCSD including persons working under contract, regardless of their employment status, are covered by this policy. 3.0 DEFINITIONS 3.1 Near relative means a relative within the third degree by blood or marriage, including an individual's: spouse grandparent nephew fiancee grandchild cousin domestic partner great-grandparent sister-in-law parent/stepparent great-grandchild brother-in-law sister/stepsister aunt son-in-law brother/stepbrother uncle daughter-in-law child/stepchild niece dependent Near relatives shall also include persons who fall into the above categories by a previous marriage or adoption. 3.2 Supervisory Relationship means a supervisor-subordinate relationship between near relative employees, whether direct or indirect,that has the ability to impact the terms and conditions of employment, including, but not limited to, appointment,transfer, promotion, demotion, layoff,suspension, termination, recall,work assignments, performance evaluations, merit increases,training, or any other administrative action that may affect an employee;or near relatives reporting to the same immediate supervisor. Page 1 of 4 NEW POLICY 4.0 POLICY 4.1 It is the policy of OCSD not to discriminate in its employment and personnel actions with rasped to its employees and applicants on the basis of marital and familial status. 4.2 Notwithstanding the above statement, OCSD retains the right to refuse to appoint a person to a position in the same department, division or facility, wherein his or her relationship to another employee has the potential for creating an adverse impact on supervision, safety, security, or morale, or involves a potential conflict of interest.The department head shall have the authority and responsibility for determining if such a potential for adverse impact exists or does not exist. 4.3 Near relatives of employees or of members of the Board of Directors shall not be hired, promoted or transferred into positions in which one near relative may supervise, directly or indirectly, any other relative, or work in a capacity which would allow an employee to evaluate or control the terms, conditions or performance circumstances of employment of a near relative. 4.4 Near relatives of members of the Board of Directors shall not be employed in any position where there is a potential for adversely impacting the safety, security, morale or efficiency of supervision of other employees, or in which there may be created a potential conflict of interest. 4.5 No person shall be appointed, promoted, demoted,flexibly placed, or transferred to any position,whether exempt, permanent, provisional, acting, part-time, or temporary, in any division of any department, where such person's near relative already holds a position which would create a supervisory relationship. 4.6 No employee shall interview, recommend, or in any way be involved in the selection or disciplinary process of his or her near relative. 4.7 All current employees of OCSD on the effective date of this policy will not be allowed to remain in positions where they are in a supervisory relationship with a near relative,except in those situations where a direct level of supervision or the ability to impact the terms or conditions of employment of a relative does not occur. 4.8 There shall be no appointments to any position at OCSD of a near relative of any member of the Board of Directors or Executive Management Team without the express written approval of the Chair of the Board of Directors and the General Manager. 4.9 Any individual having appointive power shall not appoint or promote any of their near relatives to any position at OCSD. 4.10 Hiring, reinstatement, promotion or transfer which will result in near relatives of employees working in the same department may be permitted, but only in such cases where direct supervision or the ability to impact the terms or conditions of employment of the near relative does not exist. 4.11 In cases whereby persons who are near relatives are employed in the same department, action shall be taken by the Department Head, Division Manager, or Supervisor to protect against situations which: Page 2 of 4 NEW POLICY • may interfere with response to public health emergencies; • may adversely impact working conditions; • may jeopardize confidentiality; and, • may suggest a conflict of interest. 4A2 Remedies to the cases referred to in Section 4.11 may include, but are not necessarily limited to, shift change, reassignment to another position or location, transfer, or dependent upon a case-bycase basis, possible termination of one of the involved employees. 4.13 All appointments,transfers or promotions of near relatives under this policy will be evaluated under guidance of this policy and in terms of the extent to which the relationship could have an adverse effect on the operations of OCSD.This policy does not necessarily preclude the near relative or an OCSD employee applying for an OCSD position or promotion.The policy provides that the General Manager, or designee, may withhold approval to appoint a relative if such an appointment is not in the best interest of OCSD or does not follow this policy. 4.14 In those rases in which the aforementioned relationships exist, or in which employees marry or acquire a covered relationship,the Human Resources Division shall be responsible to ensure that work assignments are made or other steps taken so as to avoid conflicts of interest or violation of this policy. If no conflict of interest exists because employees have no working interrelationship, supervisory or evaluative control over one another, no action shall be necessary. If conflict exists,action may include reassignment to another position,work location, or work shift. If such reassignment or other alternative is not deemed appropriate by OCSD, one of the conflicted individuals may have to resign or be terminated. 4.15 Employees are responsible for immediately notifying their supervisor or the Human Resources Division of an impending marriage or relationship with another employee of OCSD. 4.16 No persons who have a near relative working at OCSD may be hired without the approval of the General Manager, or designee. No OCSD employee who is related to any other OCSD employee may be transferred or promoted within OCSD without the approval of the General Manager, or designee. 4.17 The General Manager is responsible for enforcing this policy with the assistance of the Human Resources Division. 4.18 OCSD reserves the right to take action when relationships or associations of employees impact its mission. 4.19 OCSD retains the right to refuse to place a relative under the direct supervision of an OCSD employee, or place relatives in the same department, division,or facility, where such has a potential for creating an adverse impact on supervision, safety, security or morale. 4.20 OCSD will make reasonable efforts to assign job duties to eliminate any potential for an adverse impact on supervision, safety, security or morale, or potential conflicts of interest. 4.21 Except as otherwise provided by law, no employee, prospective employee or applicant shall be excluded from the competitive hiring and examination process Page 3 of 4 NEW POLICY or denied employment or benefits of employment solely on the basis of his or her familial relationship with an employee of the agency or a member of the Board of Directors. 5.0 PROCEDURE 5.1 OCSD employees shall submit the Near Relative Notification form,which is attached to this policy, to the Human Resources Division within 30-days of the effective dale of this policy, if they currently have near relatives working for OCSD or within 30-days of becoming a near relative of another OCSD employee. Failure by an employee to complete and submit the required Near Relative Notification to the Human Resources Division may be grounds for disciplinary action, up to and including termination of employment. 5.2 If the Human Resources Division determines that employment of near relatives in a supervisory relationship violates this policy, the Human Resources Division may transfer one of the employees to a vacant position in another division or department for which he or she is qualified. The determination of which employee will be transferred will be based upon the promotion of effective and efficient operations of OCSD.Transfer must be to the same or equivalent position in another department without loss of classification, salary or benefits to the employee who is transferred. No regular, full-time employee shall be terminated at the time of the implementation of this policy as a result of a supervisory relationship with a near relative. 5.3 Any employee,contractor,or member of the Board of Directors who knowingly violates this policy may be subject to disciplinary action, up to and including termination of employment. 5.4 In cases involving a near relative of a member of the Board of Directors, the matter will be referred to the Steering Committee, General Manager, and General Counsel for resolution. 6.0 EXCEPTIONS 6.1 The General Manager may authorize exceptions to this policy whenever he or she determines that the best interests of OCSD so require. If an exception is granted, it shall be in writing and a copy placed in the employee's personnel file. 7.0 PROVISIONS AND CONDITIONS 8.0 RELATED DOCUMENTS 8.1 Near Relative Notification Form 8.2 Policy B150.00, Section 6.1 Employment of Former Employees Page 4 of 4 NEW POLICY Orange County Sanitation District NEAR RELATIVE NOTIFICATION EMPLOYEE INFORMATION Employee Name: Job Title: Phone Number: Department: Division: NEAR RELATIVEINFORMATION Near Relative Name: Job Title: Relationship: Department: Division: Check all that apply: t. None: ❑ 2. Supervisory Relationship: O Direct ❑ Indirect ❑ Same supervisor 3. Sharing of Duties: ❑ On the same work assignment ❑ Related work assignments 4. Other(identify): Note: Attach separate sheet for additional Near Relatives. I hereby certify that this is a true and correct statement and that I have identified all of my near relatives who work for the Orange County Sanitation District in any and all capacities. Signature: Date: Orange County Policy Number: C110.00 Sanitation al'- r District Effective Date: Peieonnel Policies e�3tembers27, 2064 Subject: TRAVEL Supersedes: duly-20,2005 December21, 2005 Approved by: I isa I.Tomk Board of Directors 1.0 PURPOSE 1 A The purpose of this policy is to establish uniform guidelines and procedures pertaining to off-site travel for job-related meetings and training functions. 2.0 ORGANIZATIONAL UNITS AFFECTED 2.1 This policy applies to all Orange County Sanitation District(OCSD)employees. 3.0 POLICY 3.1 It is OCSD's policy to reimburse employees for authorized travel and business expenses in accordance with the procedures of this policy. 4.0 PROCEDURE 4.1 GENERAL INFORMATION 4.1.1 OCSD will reimburse employees for reasonable travel expenses incurred in the course of representing OCSD at job-related meetings or training functions provided that approval is obtained in advance. 4.1.2 Employees are to exercise every effort to minimize travel and meeting expenses by utilizing the least expensive method of travel. 4.1.3 Related documents and forms are listed in section 7.0.The forms associated with this policy are accessible through the OCSD Internet, MyOCSD. 4.1.4 In determining whether a function shall be considered a meeting or a training function, determine how the majority of time is spent during the function. If the majority of time is spent in a convention or conference-type atmosphere,the function shall be considered a meeting. If the majority of the time is spent Teaming new skills,then the function shall be considered training. 4.1.5 Travel Approval—The procedures for obtaining approval to attend off-site meetings or training functions shall be established within each departmentl division.The Travel Authorization Request form can be used to facilitate the approval process and is accessible through MyOCSD. 4.1.6 Travel arrangements shall be made as far in advance as possible to take advantage of discounted or reduced fares and rates. Page 1 of 8 4.1.7 Business travel expenses incurred in excess of those described in this policy are not reimbursable. For example, if employees choose to drive instead of 9y from Los Angeles to Phoenix,the total reimbursement will not exceed the amount that would have been incurred had air travel been used(e.g., mileage, lodging and meal expense reimbursements resulting from car travel cannot exceed the amount that would have been required if air travel had been used). 4.1.8 Employees will be responsible for repaying OCSD for any expenses paid on their behalf by OCSD that are subsequently determined to be excessive. 4.1.9 OCSD's reimbursement plan has been developed to be considered an "accountable plan" by the IRS. The plan includes a combination of reimbursements based upon receipts and a"per diem"component approved by the IRS. You should check with your income tax preparer if you have any questions.Travel reimbursement amounts are not reported on your annual W-2. 4.2 REIMBURSEMENT 4.2.1 A Travel Expense Reimbursement form and a Daily Expense Breakdown form (if applicable)shall be completed if any eligible out-of-pocket expenses have been incurred. In addition, the employee shall also attach applicable receipts such as airtare itinerary, detailed hotel receipt, electronigireceipts, rental car contract and receipt, etc. Receipts are not required for authorized meals. 4.2.2 A Travel Expense Reimbursement form shall be completed and submitted no later than two weeks after the travel has occurred. 4.2.3 Original receipts,including electronic receipts.are required for all reimbursable expenses except meals regardless of the dollar amount. If a receipti's missing, a Iosvunava(lable receipts�memo must be.prepared detailing the,dale,the expense and the amount of the missing receipt.The memo must beaigned by the Department Head and attached to the,Travel Expense Reimbursement package.See section 4.7 for meals. 4.2.4 The approval level required on the Travel Expense Reimbursement form Is based on total expenses incurred. Employees cannot approve their own travel expenses. 4.2.5 The designated department/division travel coordinator is responsible for auditing and signing the Travel Expense Reimbursement form. They shall also ensure that all applicable forms are completed and attached; applicable receipts are attached, when required; and appropriate signatures have been obtained. 4.2.6 Travel and reimbursement requests shall be forwarded to the appropriate division;Accounting for meetings or the Human Resources rmpleyee Develepmen division for training functions. 4.3 LODGING 4.3.1 Lodging shall be in a hotel, motel or lodge. Hotel/motel rooms shall be standard (single occupancy) rather than deluxe accommodations. The employee shall pay lodging expenses directly. Direct billings to OCSD for employee lodging will not be accepted unless the circumstances are unavoidable and written authorization from the General Manager's office is obtained in advance. Page 2 of 8 4.32 Meals or other reimbursable charges on the hotel bill will be applied towards, and must not exceed, the daily reimbursement maximum. 4.3.3 Overnight stays may be allowed for meetings or training functions lasting more than one day in OCSD's general geographical area(Orange, Los Angeles, Ventura, San Bernardino, Riverside, San Diego, Imperial and Kern Counties) when the travel time involved is significant. Such matters will be determined on a case-by-case basis and at the discretion of the appropriate supervisor, manager or Department head. 4.3.4 Making Reservations -When making hotel reservations, always ask for the lowest available rate the hotel is offering(e.g.,government, season special), which may be lower than the convention/conference rate. 4.3.5 Canceling Reservations-A traveler canceling the reservation shall do so according to the hotel's policy in order to avoid charges. OCSD does not reimburse for non-canceled reservations, early departure, or late cancellation charges unless approved by the Department Head via an "Exceptions-Unauthorized Expenditures"memo. 4.4 GROUND TRANSPORTATION 4.4.1 Employees shall select the most economical, practical means of ground transportation that is appropriate for the particular site. 4A.2 Reimbursement for personal auto usage for business will be calculated per the current Internal Revenue Service(IRS)guidelines. This rate is subject to change. 4.4.3 Automobile mileage is reimbursable if an employee is required to use a personal vehicle for travel within OCSD's general geographical area, which includes Orange, Los Angeles,Ventura, San Bernardino, Riverside, San Diego, Imperial and Kern Counties. Mileage is based upon the following: • If an employee drives round-trip from their residence to a meeting or training function,the round-trip mileage the employee would have driven from his/her residence to work must be subtracted from the round-trip mileage to the event. Any excess mileage is reimbursable to the employee at the current IRS approved rate. • If an employee drives round-trip from work to a meeting or training function, the round-trip mileage from OCSD to the event is reimbursable at the current IRS approved rate. 4.4.4 OCSD shall pay local transportation costs from the employee's residence to the departure airport and from the departure airport to the employee's residence. Local transportation to and from a departing airport shall be by bus, shuttle or taxi. If the employee uses his/her personal vehicle,then mileage is reimbursable at the current IRS approved rate. 4.4.5 The reimbursable mileage for air travel departures is the mileage between the last stop(e.g., OCSD or employee's residence)and the terminal. The reimbursable mileage for air travel arrivals is the mileage between the terminal and the first stop(e.g.,OCSD or employee's residence). 4.4.6 Parking at the departure airport is reimbursable with receipts. Page 3 of 8 4.4.7 Round-trip mileage expenses are reimbursable when family chauffeuring is the most economical alternative. 4.4.8 OCSD vehicles may be used to transport business guests(see Policy F41.00, Vehicle Usage: section 4.6.9). 4.4.9 Travel while at the local destination may be by shuttle, bus or taxi, as needed. A rental car may be allowed when it is more economical. 4.5 AUTORENTALS 4.5.1 Rental Car Reservations -Employees shall utilize either OCSD's designated travel agency or the Internet,whichever is more cost effective,to secure rental car reservations. Internet reservations may require employees to charge their personal credit card. Employees will be reimbursed for pre-approved reservations made on their personal credit card after they submit a detailed receipt of the charges. Reservations made through the Internet require a written statement from the employee detailing the cost savings. 4.5.2 Rented autos shall only be used when no other means of transportation is economically feasible. Use of airport or hotel shuttles is encouraged. 4.5.3 Class size-Intermediate or standard model, mid-size car(Class C), or the smallest size compatible with the specific need, are to be used. Exceptions shall be explained on an"Exceptions-Unauthorized Expenditures" memo signed by the Department Head. The original copy of the car rental contract and receipt must be attached to the"Travel Expense Reimbursement"form. 4.5.4 Insurance—OCSD is insured or self-insured for damage to rental cars used on company business. ONLY the "Loss Damage Waiver Foe"is to be accepted and is reimbursable. Any additional insurance purchased for the rental car is not reimbursable. 4.5.5 Rental Contract-When completing the rental agency contract, sign for OCSD, not as an individual (i.e. Orange County Sanitation District, CA, by our name . 4.5.6 Gas Surcharge—OCSD will not pay fuel surcharges. 4.5.7 Damage-In the event of damage to rental cars, all details of the event reported to the police and/or the rental firm shall also be provided to OCSD Safety Division within 24 hours of the incident. 4.6 AIR TRAVEL 4.6.1 Airline Reservations—Employees shall utilize OCSD's designated travel agency or the Internet,whichever is more cost effective,to secure airline reservations. Internet reservations may require employees to charge their personal credit card. Employees will be reimbursed for pre-approved reservations made on their personal credit card after they submit a detailed receipt of the charges. 4.6.2 Frequent Flyer Miles-Employees who belong to frequent flyer programs are entitled to personally use all bonuses accrued by them on company business. Under no circumstances, however, may employees purchase more expensive tickets in order to Page 4 of 8 accumulate frequent flier mileage or upgrade the Gass of service. First or Business Class upgrades may be used as long as the original ticket still represents the lowest practical airfare. 4.6.3 Excess Baggage Fees—OCSD will not reimburse for excess baggage fees if not related to company business. This includes sporting equipment. 4.6.4 Alternative Airports-Alternative airports within close proximity(Los Angeles, Long Beach, and Ontario)shall be used if the savings exceed $150. 4.6.5 Lost or Unused Tlcketsrricket Changes—Once an employee accepts an airline ticket on behalf of OCSD, he or she is responsible for it. If the employee loses his/her ticket, the employee must incur any related fees. Unless directed by OCSD management, an employee who fails to use or changes an airline ticket for his/her convenience shall incur any related fees. It is the employee's responsibility to contact the agency that issued their ticket to find out how to remedy lost, unused or ticket change situations. 4.6.6 Flight Limitations—There shall be no more than four(4)OCSD employees total per flight. 4.6.7 Saturday Night Stay-over—OCSD may require a Saturday night stay-over if the stay- over results in significant cost savings to OCSD. In general, it is expected that business meetings that start on Tuesday or end on Thursday will not justify a reimbursement for Saturday night stay-over. Saturday night stay-over expenses are reimbursable only if the sum of the airfare plus the expenses of the additional lodging, meals and incidentals resulting from the stay- over are less than the lowest available airfare without the stay-over. 4.6.8 Flight Insurance— Flight insurance is not reimbursable. 4.7 MEALSrINCIDENTALS 4.7.1 On overnight stays, or travel beyond the normal work day, OCSD employees are entitled to a'per diem'reimbursement per day depending upon the destination. The daily maximum includes amounts for breakfast, lunch and dinner and an allowance for incidentals. Receipts are not required to receive the per diem amount. 4.7.2 Per Diem amounts have been approved by the Board of Directors and comply with the Federal Meals Incidental Expense Rates found in the Code of Federal Regulations 301- 11.18. Use of these rates allows OCSD's reimbursement plan to be considered an 'accountable plan' by the IRS. The file containing the daily rates and governing destinations is accessible through MyOCSD. 4.7.3 When a training function or meeting does not involve overnight stay,the meal reimbursement shall not exceed the individual maximums above for the meals that are appropriate for travel times. 4.7.4 Provided Meals -Meal expenses are not reimbursable if furnished as part of the event and included in the registration or if provided by others. 4.7.5 Meals served by airlines are not counted as a full meal. If an airline serves breakfast, for example,an employee remains eligible for the breakfast per diem. Page 5 of 8 4.8 GROUP EXPENSE REIMBURSEMENT 4.8.1 When employees travel in a group,they shall pay their own expenses. If this is not practical, one member of the group may pay. Expense reimbursement form shall include: • Names of the individuals for whom the expense has been incurred • Department number(s)to be charged • Circumstances involved Expenses for meals etc.cannot exceed individual maximums on an average per employee basis. 4.8.2 When more than one OCSD employee is present for a business meal, the expense(s)must be reported by the most senior OCSD person. The cost of business meals should be in line with per diem rates. 4.9 COMBINING BUSINESS AND PERSONAL TRAVEL 4.9.1 If an employee combines business and personal travel,the personal travel expenses will be paid directly by the employee. For trips in which the primary purpose is personal, OCSD pays only that portion of the trip directly related to business. 4.9.2 Business travel is based on actual business expenses incurred. Therefore, no adjustment is permitted between expense categories(e.g.,funding extra airfare expense in exchange for reduced lodging in a private home on a personal side trip). 4.9.3 In general, it is not appropriate for family members to accompany employees on business trips. Any costs incurred on behalf of family members are not reimbursable. 4.10 FOREIGN TRAVEL 4.10.1 Regardless of when expense reports are submitted, the exchange rate for converting foreign currency expenses into U.S. dollars will be the rate in effect at the time the U.S. dollars are converted to foreign currency and supported by receipts. 4.11 TELEPHONE CALLS 4.11.1 Business telephone calls and modem services are reimbursable with receipt. On overnight stays, a $4.25 per day allowance is provided for personal telephone calls. Employees with OCSD-issued cellular phones are encouraged to use their cellular phones for calls. 4.12 CASHADVANCE 4.12.1 Cash advances may be requested for overnight stays FOR EMERGENCY PURPOSES ONLY. The minimum request amount per trip is$100, The maximum request amount is$250 per trip. To receive a cash advance, the traveler is required to complete a"Request for Emergency Cash Advance" form, obtain proper signatures and submit the completed form to the Accounting Division. Page 6 of 8 4.13 NON-REIMBURSABLE EXPENSES 4.13.1 Expenses that are personal (not directly connected with OCSD business)are not reimbursable unless there are extenuating circumstances approved by the General Manager. These include, but are not limited to the following: • Clothing and toiletries • Personal side trips, personal entertainment and personal trip insurance • Fees for use of recreational, health and gym facilities • Home maintenance, baby sitting and pet boarding expenses • Personal legal charges and traffic violations • Loss or theft of cash, travelers checks, travel tickets and credit cards • Loss,theft or damage to personal property such as luggage, auto and clothing • Medical expenses • Accident related costs resulting from an employee's business use of a personal auto • Tips exceeding 15% • Movies • Alcohol 4.14 AGENCYNENDOR-REIMBURSED EXPENSES 4.14.1 When any meeting or training fees are to be reimbursed by an outside agency or vendor, the agency/vendor shall provide a letter to the employee stating exactly which expenditures will be reimbursed. The letter shall accompany the employee's reimbursement package. The designated travel coordinator shall prepare a letter to the agencylvendor listing all expenditures that the agencylvendor has agreed to reimburse and enclose a copy of the agencylvendor authorization letter and copies of all receipts. This letter is copied to the employee and to Accounts Receivable In the Finance Department so that the payment can be credited to the proper account. 4.15 REIMBURSEMENT FOR NON-OCSD EMPLOYEES 4.15.1 Occasionally, OCSD requests others to travel either to OCSD properties or on behalf of OCSD. In those instances,the Department Head shall prepare a letter authorizing the travel. After completing the travel,the traveler submits a detailed invoice along with a payment request voucher to Accounts Payable for processing. A copy of the authorization letter shall accompany the payment request voucher. 4.16 EXCEPTIONS 4.16.1 Exceptions to the policy shall be indicated on the original Travel Expense Reimbursement form.Additionally an Exceptions-Unauthorized Expenditures memo shall be completed, signed by the Department Head and attached to the package. Page 7 of 8 5.0 PROVISIONS AND CONDITIONS 5.1 Employees shall have Department Head approval in writing before agreeing to appear on a panel or to give a presentation on behalf of OCSD. Failure to do so may preclude attendance. 6.0 RELATED DOCUMENTS 6.1 Travel Expense Reimbursement form 6.2 Airfare Payment Request Voucher form 6.3 Registration Payment Request Voucher form 6.4 Request for Travel Authorization form 6.5 Lost—Unavailable Receipts memo 6.6 Request for Emergency Cash Advance farm 6.7 Federal Meals and Incidental Expense Rates per Code of Federal Regulations (CFR 301-11,18) 6.8 Policy F10.00, Rules of Conduct 6.9 Policy C190.00,Variable Non Base Pay 6A0 Policy F41.00,Vehicle Usage Policy Page 8 of 8 n �\ Orange County Policy Number: D90.00 Sanitation District Effective Date: ^�". pi 26,'^w6_. Personnel Policies A September 27,200,8 Subject: TUITION REIMBURSEMENT Supersedes: December 16, 2804 PROGRAM April'26,2006 Approved by: I isa ' Teri Board of Directors 1.0 PURPOSE 1.1 This program is designed to encourage self-development of Orange County Sanitation District(OCSO)employees by providing qualifying employees with tuition reimbursement for job-related educational courses at accredited colleges, universities, or other institutions approved by the HumanResources(HR) Division, provided that such courses are primarily for the purpose of: 1.1A Increasing capabilities in the employee's present position within OCSD; 1.1.2 Preparing for positions to which the employee could be reasonably expected to advance within OCSD; and/or 1.1.3 Updating professional and/or technical capabilities that are pertinent and beneficial to OCSD. 2.0 ORGANIZATIONAL UNITS AFFECTED 2.1 This policy applies to all OCSD qualifying employees. 3.0 DEFINITIONS 3.1 Qualifying Employees-PJI OCSD employees who have completed their initial probationary period of employment and work more than 19 hours per week. 3.2 Tuition Reimbursement-A program in which qualifying employees who successfully complete OCSD approved courses, on their own time, at accredited colleges, universities or other institutions approved by the HR ED Division, within the guidelines of this policy, can be reimbursed for eligible expenses incurred. 4.0 POLICY 4.1 OCSD will reimburse employees who successfully complete educational courses that serve the mission and goals of OCSD, at the sole determination of OCSD, In compliance with this policy based upon the number of hours worked per week as follows: HOURS OF WORK PER WEEK PERCENT OF REIMBURSEMENT 0-19 NOT ELIGIBLE-0% 20-29 50% 30-39 75% 40 100% Page I of 4 4.2 Employees may be reimbursed for the following: 4.2.1 Specific,job-related Associate, Baccalaureate, and Graduate degree program courses. 4.2.1.1 Requests for reimbursement of courses above the Bachelor degree level require special approval by the Department Head, Human Resources and the General Manager. Such requests will be subject to a more extensive process, including an analysis to determine the value to OCSD of the proposed courses or degree program. 4.2.2 Specific,job-related courses through accredited colleges or universities. 4.2.3 Specific,job-related courses offered through an institution of study approved by the€B HR Division. 4.2.3.1 The employee's Division Manager is responsible for determining whether or not the course is"job-related." 4.3 When an employee successfully completes a course with a grade of"C"or better and within the guidelines of this policy, OCSD will reimburse the employee for eligible expenses incurred, based on the number of hours worked per week, not to exceed $5,250 per calendar year. Reimbursements are paid through payroll. Examples of eligible and ineligible expenses are: Eligible Expenses Ineligible Expenses • Tuition • Travel • Registration fees • Optional student fees • Laboratory fees • Doctoral dissertation fees • Parking fees • Masters thesis fees • Health fees • Supplemental textbook costs • Application fees • Supplies and materials used for the • Required textbooks and materials course and retained by the employee per the course syllabus after course completion(i.e., paper, • Supplies required per the course pencils, notebooks, diskettes,etc.) syllabus not to exceed$100.00 • Graduation or diploma fees per course 5.0 PROCEDURE 5.1 To participate in the Tuition Reimbursement Program,employees must submit a completed Tuition Reimbursement Application and a copy of the course description which includes the course cost, course startlend date,and number of units for each course to the ED Divisiea-OFHR Division Deparimen NO.EARLIER THAN 30 days prior to the course start date and NO LATER THAN one day prior to the course start date. Tuition Reimbursement Applications received in the HR Division more than 30 days prior to the course start date will not be processed and will be returned to the employee for future submittal.Tuition Reimbursement Applications received in the ED HR Division on or after the course start date will not be approved. 5.1.1 The Director of Finance&Adminlsbat(ve'Services Human-Resources(or designee)will sign completed applications. A copy of the approved application will be forwarded to the employee to be re-submitted upon course completion. 5.1.2 Incomplete applications will be returned to the employee with explanation(s) attached, Page 2 of 4 5.2 Upon course completion,the employee must complete and submit a Request for Tuition Reimbursement along with (1)an official record of the final grade, (2)itemized receipts for eligible expenses, (3)a copy of the course syllabus(d requesting reimbursement for required textbooks, materials and/or supplies)and(4)a copy of the original approved Tuition Reimbursement Application for each course to the ED Division within 60 calendar days following the course end date. 5.2.1 The Director of Finance&Admmistrathaiasrvices Human-Reseurces(or designee)will sign completed requests. Copies of the approved request will be forwarded to the employee and submitted to the Accounting Division for reimbursement. 5.2.2 Incomplete requests will be returned to the employee with explanation(s) attached. 6.0 EXCEPTIONS 6.1 If an employee terminates employment or gives notice of termination prior to the completion of a course, no reimbursement will be made. 6.2 Reimbursement may be authorized whenever the employee's manager and HR Manager (or designee)determines that there is substantial benefit to be derived by OCSD when an employee takes a course that does not meet the requirements of this policy. 7.0 PROVISIONS AND CONDITIONS 7.1 This policy does not apply to student interns or temporary employees. 7.2 Requests for Tuition Reimbursement received in the HR€D Division more than 60 days after the course end date will not be approved. 7.3 Tuition Reimbursement Applications received ro be HRDivleion more than 30 days prior to the course start date vnll not be accepted and will be returned:to,the employee for re- submittal at a later date. 7.4 Tuition Reimbursement Applications received in the HR E�Division on or after the course start date will not be approved. 7.4.1 Reimbursement requests must be received by payroll by the second-to-last pay period of the calendar year to be applied to an employee's reimbursement limit for that calendar year. 7.4.2 Reimbursement requests received by payroll on or after the last pay period of the calendar year will be applied to the employee's reimbursement limit for the following year. 7.5 Employees, who for any reason;veluraadly terminates employment with OCSD and received reimbursement through the Tuition Reimbursement Program within 36 months of resignation, shall be subject to the following: 7.5.1 Should an employee,-forany reason, vekxNarily terminate employment with OCSD 1-12 months after receiving reimbursement, he/she shall repay OCSD 100%of the funds received through this program within the twelve-month period prior to the date of his/her vali termination. 7.5.2 Should an employee,kr 8nysreeson, veluatarily terminate employment with OCSD 13-24 months after receiving reimbursement, he/she shall repay OCSD Page 3 of 4 66%of all funds received through this program within the twenty-four month period prior to the date of his/her vegxNaq termination. 7.5.3 Should an employee,foranyreason, voluntarily terminate employment with OCSD 25-36 months after receiving reimbursement, he/she shall repay OCSD 33%of all funds received through this program within the thirty-six month period prior to the date of hislher veWataq termination. 7.6 Reimbursement will be at the discretion of OCSD provided the employee meets the criteria specified in this policy. 8.0 RELATED DOCUMENTS 8.1 Fair Labor Standards Act, as amended. 8.2 Sections 127 and 132-JB of the Internal Revenue Code. 8.3 Tuition Reimbursement Pre-Approval Application 8.4 Request for Tuition Reimbursement Form Page 4 of 4 Orange County Sanitation District TUITION REIMBURSEMENT PRE-APPROVAL APPLICATION To paNclpale in the Tunica Reimbursement Program, the employee must complete and submit a Tuition Reimbursement Pre-Approval Application (this form)and a copy of the course description for each course which includes the course coal, course slaNend date and number of units to the Employee Development Division NO LATER THAN one day prior to the course Stan date. If the course is pan of a Masters degree program or higher, a justification memo,woicb includes the reason the degree will benefit the District,must also be attached. REQUESTS RECEIVED ON OR AFTER THE COURSE START DATE WILL NOT BE APPROVED. 1. Check box to indicate that you have read through the paregraph above. ❑ 2. Employee Name: Emp#: Division' Extension' 3. Employment Status: ❑ Regular,fullaime ❑ Pan-time he of hours Per week: ❑ Temporary ❑ Probationary(probation ends Imonthtyear):_) ❑ Conduct a. Normal Milt Schedule(indicate days of week and hours of work): 5. Name and location(city,state)of College, University or Institution of study'. 6. Do you expect to receive any other type of Tuition Assistance? ❑YES ❑ NO ?. COURSE INFORMATION: COURSE COURSE TITLE UNITS ESTBMTED START END START END NUMBER COSTS MTE DATE TIME TIME 8. If you are requesting reimbursement for a course that is pad of a Masters degree program or higher,a justification memo,which inlWes the reason the degree rill benefit the District,must be attached. Degree Program? ❑YES If yes,indicate type of degree and field of study ❑ NO If no,indicate reason for taking nurse 9.- `:By Ngn*this application.I understand that the District Will reimburse the associated coal forlpe course In arcujEance Wth Pill*DBD:Do of the Human Resounded,Paddles end Procedures Manual. Should 1 terminate employmentwnh GGSD 1-12 months after receiving rehnbureanenl,lagreeto'i rpaythe District 1DD%oNhefiniilwaneN¢d through Bets:program wlthin:the twelvemonth period prior to'the date of my termination-Should l�lemtbrae employment with the'DfsWdt,13i24 months aaer,recavmg reimbursement,I agree to repay the Dletrkt 66%of all funds received through this program within the Lwemyfcampnth psdod prlortolhedete ofnrytermination. Should l.teridnate employment wuh the Diablo 2546 months after ;I agree to repay the District 331A of all funds received through this program within the thirty-Wm rim period I to the tale at rrry:termleallon. Repayment of tuition rehntiursements mulling from eery emlikyrdent bm8nation is ituean l payable In upewhA each®htemdnwoa of empoymem lorarry.reason.The participant hereby authorizes OCSD.So whhhold from'hisfi erfinal.pay,including ffidi leave, su a ionleave, personal.leave and compensatory time payol,for all ludon reimbursement balances owed.Any.madming tul80nretmbutaerrrenl balance will he repaid to DOW in equal InsWilments over the folbwbg 12:months. EMPLOYEE SIGNATURE: DATE: BY SIGNING THIS APPLICATION,I AGREE THAT THE COURSE INDICATED ABOVE IS MMM"SPECIFIC AND/OR JOB RELATED. DIVISION MANAGERS APPROVAL SIGNATURE: DATE IF THE COURSE IS PART OF A MASTER'S DEGREE PROGRAM OR HIGHER,THE FOLLOVWIG SIGNATURES ARE ALSO REQUIRED: DEPARTMENT NEAPS APPROVAL SIGNATURE: DATE GENERAL MANAGER$SIGNATURE: DATE: ❑ Your application for retmbursemenl has NOT been approved. ❑ Your application for reimbursement has been APPROVED. A blank Request for Tuition Reimbursement form is attached. You have$ remaining for reimbursernem this calendar year. DIRECTOR OF HUMAN RESOURCES(OR DESIGNEE)SIGNATURE: DATE: ATTACHMENT Orange County Sanitation District REQUEST FOR TUITION REIMBURSEMENT Upon course completion, the employee must complete and submit a Request for Tuition Reimbursement (this form)along with an official record of the final grade, itemized receipts for eligible expenses, a copy of the course syllabus (if requesting reimbursement for required textbooks, materials or supplies) and a copy of the original approved Tuition Reimbursement Application for each course to the Employee Development Division within 60 gatenger gals following the course end date. LATE REQUESTS WILL NOT SE APPROVED. 1. Employee Name: Division: _Extension: 2. COURSE INFORMATION: COURSE COURSE TITLE ACTUAL START END NUMBER COSTS DATE DATE 3. ALL of the following eligible expense documents are attached: ❑Official Record of final grade(s) ❑ Receipt(s)for tuition and eligible fees ❑A copy of the course syllabus(if requesting reimbursement for required textbooks, materials and/or supplies) ❑A copy of the original approved Tuition Reimbursement Application 4. 1 request reimbursement in the amount of$ Should I terminate employment with OCSD3-12 months after receiving reimbursement I agree•to repay the District 100%;ofthe-tinds received through this program within the twelve-month,period prior to.the date ofrn_ ly termination. Should-I terminate employment with the District 13-24:months after receiving reimbursement;;_i_ agree.to:repay the District 66%of all funds received through this program Within the twenty-four month'period prior to the date of my termination. Should I terminate employment-with the District 25-36 months after receiving reimbursement, I+agree to repay the District33%of all funds received through this program wdhuefij thirty-six-month-period prior to the date ofmytennination. Repayment of tuition reimbursements resulting from early employmentterminatiomis due and:payable in fill upon the actual termination of employment for any reason.The participant:hereby authorizes OCSD to withhold from his/her final-pay, including sick leave, vacation leave,personal leave and compensatory time:payoffror all tuition reimbursement balances owed. Any remaining tuition'reimbumement balance will be repaid tolOCSD in equal installments over the following 12 months. Employee Signature: Date: FOR OFFICE USE ONLY ❑ Your Tuition Reimbursement Request has NOT been approved. Explanation(s)attached. ❑ Your Tuition Reimbursement Request been APPROVED In the amount of$ and forwarded to the Accounting Division on , reference#: Director of Human Resources(or designee)Signature: Date: ATTACHMENT B Orange County Policy Number: F41.00 Sanitation District Effective Date: ^^•^ �095 Personnel Policies September 27, 2006 Subject: Vehicle Usage Supersedes: ^^ ^i• ber 24, 20'" '^^2 September 28, 2005 Approved by: Lisa r.Temkil Board of D ie Ins 1.0 PURPOSE 1.1 The purpose of this policy is to establish uniform guidelines and procedures for the administration, utilization, and disposition of Orange County Sanitation District(OCSD) vehicles. 2.0 ORGANIZATIONAL UNITS AFFECTED 2A This policy applies to all OCSD employees and Student Interns regardless of their organizational unit. 3.0 DEFINITIONS 3.1 OCSD Vehicles are all OCSD-owned cars, trucks, carts, bicycles,and special motorized equipment. 3.2 Emergency for the purposes of this policy is an illness or injury of the car-pooler, carpool driver or car-pooler's immediate family member, or unscheduled overtime requested by the employee's immediate supervisor resulting in the car-pooler missing the vanpool or carpool departure time. 3.3 Authorized Drivers are all OCSD employees and Student Interns who participate in the DMV Employer Pull Notice(EPN)Program. Exceptigns are outlined in section 6.0 of this policy. 3.4 Authorized Passengers are persons that are accompanied by OCSD staff for the purpose of conducting business with OCSD. 3.5 Standby is time during which an employee is not required to be at the work location or at the employee's residence but is required to be available and ready for immediate return to work. 3.6 Employer Pull Notice(EPN)Program was established by the California Department of Motor Vehicles(Di to provide employers and regulatory agencies with a means of promoting driver safety through the ongoing review of employee driver records. 3.7 Hands-Free Devices are accessories that allow the driver of a vehicle to use wireless communication without holding any equipment. 4.0 POLICY 4.1 Vehicle Assignments Page 1 of 7 4.1.1 OCSD vehicles and equipment are assigned to departments depending on their need for such vehicle(s)and/or equipment to accomplish their mission. Division supervision shall designate or assign drivers or operators to specific vehicle(s)for conducting OCSD business during working hours only. 4.1.2 Pool vehicles are assigned to and managed by the Fleet Services Division for the purpose of providing temporary assigned vehicles for OCSD business. 4.1.3 OCSD vehicles and equipment shall not be loaned to contractors,other agencies, cities, or other organizations or companies except as provided for in section 6.1. 4.2 Use of Personal Vehicles for OCSD Business 42.1 The use'of_a private vehide,to.mrlduct�OCSD business-shall regtiirelhe a`ppioval of the employee's immediate.supervisor. 4.22 The use of private vehicles to conduct OCSD business shall be reimbursed in accordance with polity C110.00(Travel)not to exceed the prevailing rate allowed by the Internal Revenue Service. 4.2.3 The employee's or Student Intem's private vehicle insurance is the primary insurance on the vehicle. OCSD shall not be responsible for the replacement, or repair of any private vehicle,not otherwise owned, rented, or leased by OCSD and used to conduct OCSD business, if said vehicle is damaged or destroyed during the course of such use. Prior to said use, the employee's private vehicle shall have automobile insurance coverage that meets or exceeds the minimum requirements of the DMV for public liability and property damage. Drivers are responsible for ensuring that their personal vehicle insurance is valid for business use. 4.3 Use of Pool Vehicles 4.3.1 Pool vehicles are maintained by Fleet Services Division for: 4.3.1.1 Use by any authorized driver requiring transportation to conduct OCSD business on a trip-by-trip or as-needed basis. 4.3.1.2 Use by any authorized driver aF while a regularly assigned vehicle or mobile equipment is undergoing service or repairs. 4.3.2 Pool vehicles should not be used for extended out-of-town business unless all other options,least costly to OCSD, have been considered and eliminated. 4.3.3 Pool vehicles may be reserved in advance on a first come first serve basis by contacting the appropriate Fleet Services Division personnel. 4.3.4 Overnight use of an OCSD pool vehicle must have prior approval by an OCSD manager level or above.The manager should consider all options(i.e.,using personal vehicle instead)and shall choose the option that is the least costly to OCSD.An employee whose OCSD business requires an early morning departure will be allowed to check-out the vehicle the night prior to the travel day. 4.3.5 Drivers should avoid parking pool vehicles overnight in a public parking facility such as an airport. Costs for airport shuttles, public transportation, or personal vehicle use shall be reimbursed in accordance with policy C110.00(Travel). Page 2 of 7 4.3.6 OCSD vanpool vehicles are limited to the approved route and schedule as assigned by the vanpool coordinator.Vanpool vehicles may be used for other OCSD purposes during working hours. 4.3.7 Vanpoolers and carpoolers may check out a pool vehicle in the event of an emergency that requires their immediate or delayed departure from work. 4.3.8 Returned pool vehicles shall be refueled when less than one-half tank of fuel remains.All trash and personal items must be removed from the pool vehicle. Any mechanical problems shall be reported immediately to Fleet Services Division. 4.4 OCSD Vehicle Parking 4.4.1 OCSD vehicles shall be parked and locked in assigned parking spaces or designated areas. 4.4.2 OCSD vehicle keys are to remain in a secured area. 4.4.3 OCSD vehicles shall not be parked in visitor,carpool, vanpool, handicapped parking spaces or red zones. 4.4.4 Employees with a Disabled Persons Parking Permit issued by the DMV shall be authorized to use handicapped parking spaces for their assigned OCSD vehicle. 4.4.5 On call employees who take OCSD vehicles home shall park OCSD vehicle in a garage,carport, or driveway if possible and not on a private or public street. 4.5 Employee Personal Vehicle Parking 4.5.1 Personal vehicles shall be parked in employee parking areas only. 4.5.2 OCSD parking permits shall be visibly displayed in personal vehicles. 4.5.3 Personal vehicles shall not park in visitor,assigned parking spaces, or adjacent to red or green curbs. 4.6 Driver Responsibility 4.6.1 License: While operating an OCSD vehicle, or driving a personal vehicle, on official OCSD business, the driver must possess a valid State of California, Department of Motor Vehicles(DMV)Driver's License, and shall comply with the requirements of the California Vehicle Code and local regulations and ordinances. The consequences for failing to comply with any law, regulation or ordinance shall be the responsibility of the driver. Drivers required to operate a commercial vehicle must possess a valid State of California, DMV Commercial Driver's License with the proper endorsements. 4.6.2 DMV Records: All employees and Student Interns operating OCSD vehicles on public roadways shall be required to participate in the DMV EPN Program. Employees with a class A or 8 license are automatically added to the EPN Program. 4.6.2.1 Employees and Student Interns shall complete a DMV authorization form. Those individuals who do not complete the DMV authorization form are not authorized to operate OCSD vehicles. Page 3 of 7 4.6.2.2 Records of class A and B licenses shall be presented to the California Highway Patrol upon request. 4.6.2.3 As part of the EPN program, OCSD shall verity that an authorized driver has a valid driver's license(s)and that the lionse(s)is not suspended, restricted, or revoked. Other information reported by DMV may be used to determine an authorized driver's ability to operate a vehicle. 4.6.3 Private Use: 4.6.3.1 OCSD vehicles shall be used only for purposes of OCSD business and not for personal business or pleasure by any person. This includes, but is not limited to, stopping for a meal break or running a personal errand unless such activity is during the course of official OCSD business. OCSD vehicles can not be used for the sole purpose of personal business. No one except authorized drivers and authorized passengers, as outlined in this policy, may be transported in an OCSD vehicle at anytime. 4.6.3.2 The transportation of personal property within an OCSD vehicle is prohibited with the exception of an employee's lunch or property ordinarily used by the employee while conducting OCSD business. 4.6.4 Care of Vehicles: Each employee having custody of an OCSD vehicle shall exercise due caution and prudence in the operation of such vehicle and shall minimize the risk of damage to such vehicle. Only OCSD related stickers are authorized on OCSD vehicles. 4.6.5 Smoking: Smoking is prohibited in OCSD owned vehicles. 4.6.6 Cell phones: While operating an OCSD vehicle, the driver must utilize a hands- free device and use the one touch or voice activated calling feature when using a cell phone. If a hands-free device is not available, the driver must pull over to a safe location in order to use a cell phone. Hands-free devices shall be provided in selected OCSD vehicles. 4.6.7 Vehicles not in Use: OCSD vehicles are for use during working hours only. OCSD vehicles shall otherwise be parked and locked at assigned OCSD facilities. OCSD vehicle keys shall remain in a secured area. Keys for vehicles assigned to individuals may be kept ovemight or during the weekend by the individual. OCSD vehicles shall be made available to an assigned department if the employee who is assigned the OCSD vehicle will gone for any extended period of time. 4.6.8 Stand-by Use: OCSD vehicles may be taken home by those employees on paid stand-by duty during the period of such stand-by duty. If possible, the vehicle shall be parked in a garage, carport, or driveway and not on a private or public street. Vehicles shall only be used for the express purpose of responding when called back to work and not for personal purposes. 4.6.8.1 With the permission of the employee's manager,employees may use assigned OCSD vehicles in lieu of personal vehicles for transportation to placeslevents to facilitate their availability during authorized stand-by. However, OCSD vehicles may not be parked at or near bars, casinos, Page 4 of 7 adult entertainment establishments or other locations likely to reflect poorly on OCSD. 4.6.9 Status Changes Affecting Drivers License: Drivers of OCSD vehicles are required to notify their supervisor, in writing, immediately upon the following: 4.6.9.1 If their driver's license is revoked, suspended, restricted, or expired. 4.6.9.2 If they are cited for a major moving violation, to include but not limited to the following: 4.6.9.2.1 Driving under the influence of alcohol, drugs or a combination of both. 4.6.9.2.2 Hit and run. 4.6.9.2.3 Reckless driving. 4.6.9.2.4 Leaving the scene of an accident. 4.6.9.2.5 Eluding or fleeing a police officer. 4.6.9.2.6 Speed contests or drag racing. 4.6.10 Passengers: Only OCSD authorized drivers and authorized passengers, as outlined in this policy, are allowed in OCSD vehicles. Unauthorized passengers, including but not limited to hitchhikers and family members, are prohibited in OCSD vehicles. Drivers and passengers shall use seat belts and shoulder restraints at all times while the vehicle is in motion. No driver shall allow or cause any passenger to ride in or on any vehicle other than in a proper passenger seat equipped with legal seat belts. 4.6.11 Toll Roads: Drivers are responsible for ensuring the payment of any toll road expense while operating an OCSD or personal vehide. Toll road expenses are reimbursable if the costs were incurred while performing official OCSD business. Requests for toll road reimbursement must be submitted on a Travel Expense Reimbursement Form. 4.7 Safe Driving Habits and Vehicle Safety Practices 4.7.1 OCSD vehicles shall be operated in compliance with all applicable state and local laws and ordinances.The consequences for failing to comply with any law, regulation,or ordinance, such as speeding citations or toll road fines, shall be the responsibility of the driver. 4.7.2 Drivers are to drive defensively and maintain control of the vehicle at all times and be aware of personal limitations, road conditions, weather,visibility, and traffic. 4.7.3 No driver shall operate a vehicle at a speed greater than is reasonable and prudent for the conditions, having due regard for weather and visibility, the traffic on, and the surface and width of, the highway and in no event at a speed which endangers the safety of persons or property. Page 5 of 7 4.7.4 No person will operate an OCSO vehicle while under the influence of alcohol or illegal drugs. Also, over-the-counter or prescription medications that are reasonably known to adversely influence the safe operation of a vehicle are prohibited. 4.7.5 In inclement weather, rain,fog,etc., drivers are required to turn on vehicle headlights. 4.7.6 Drivers are responsible for the secure placement and proportionate distribution therein of the load to be transported. Whenever the load extends beyond the bed or body of such vehicles,the driver will use clearance flags or signs, property displayed, indicating a long or wide load, as required by California Vehicle Code. 4.7.7 Drivers are responsible to ensure that vehicles are not overloaded. 4.7.8 Whenever it is necessary to hook up a trailer to a truck, caution should be exercised and, if needed, the assistance of a fellow employee shall be obtained. 4.8 Accident Reports 4.8.1 OCSD requires employees and Student Intems to report a wide variety of incidents ranging from loss of OCSD property to injuries. Al job related incidents or any incident involving OCSD property is to be reported no matter how slight. Drivers and/or operators of vehicles and equipment are required to complete a Vehicle Accident Report in the event of a vehicle accident, vehicle damage, vehicle theft, vehicle vandalism, property damage, and other vehicle related incidents. Reports and investigations shall be completed in accordance with SAFETY-POL-202,Accident Investigations. The drug testing requirement as described in the OCSD Substance Abuse Policy shall apply. 4.9 Responsibility Assignments 4.9.1 Employees 4.9.1.1 Employees are responsible for compliance with all provisions of this policy when using OCSD or private vehicles to conduct OCSD business. For purposes of this policy the actual driver and/or operator of the vehicle or equipment shall be the responsible employee. 4.9.1.2 Employees and Student Intems are responsible for the costs of any ticket, citation, and/or any other liability that may be imposed due to a violation of law, regulation, and/or ordinance as a result of their operation of a vehicle. 4.8.2 Directors, Managers, and Supervisors 4.8.2.1 It is the responsibility of supervisory personnel to ensure the policies of this document are understood by the employees under his or her immediate supervision. 5.0 PROCEDURES 6.0 EXCEPTIONS 6.1 Contractors who meet the requirements of this policy may, in limited situations, use an OCSD vehicle with Department Head Authorization. Page 6 of 7 7.0 PROVISIONS AND CONDITIONS 8.0 RELATED DOCUMENTS 8.1 DMV Employer Pull Notice Program 8.2 California Vehicle Code 8.3 Policy C110.00,Travel 8.4 Policy E80.00, Cellular Telephones 8.5 Policy F40.00, Use of District Property Page 7 of 7 RESOLUTION NO. OCSD 06-22 AMENDING RESOLUTION NO. OCSD 9833 A RESOLUTION OF THE BOARD OF DIRECTORS OF THE ORANGE COUNTY SANITATION DISTRICT AMENDING THE PERSONNEL POLICIES AND PROCEDURES The Board of Directors of they Orange County Sanitation District, DOES HEREBY RESOLVE, DETERMINE AND ORDER: Section 1: That Exhibit"A" of Resolution No. OCSD 98-33 is hereby amended by amending Policy No. B10.00, Conflict of Interest Code and Code of Ethics, set forth in Attachment No. 1, attached hereto and incorporated herein by reference. Section 2: That Exhibit"A" of Resolution No. OCSD 98-33 is hereby amended by amending Policy No. B150.00, Recruitment and Selection, set forth in Attachment No. 2, attached hereto and incorporated herein by reference. Section 3: That Exhibit"A"of Resolution No. OCSD 98-33 is hereby amended by adding Policy No. B160.00, Nepotism, set forth in Attachment No. 3, attached hereto and incorporated herein by reference. Section 4: That Exhibit"A" of Resolution No. OCSD 98-33 is hereby amended by amending Policy No. C110.00, Travel, set forth in Attachment No. 4, attached hereto and incorporated herein by reference. Section 5: That Exhibit"A"of Resolution No. OCSD 98-33 is hereby amended by amending Policy No. D90.00, Tuition Reimbursement Program, set forth in Attachment No. 5, attached hereto and incorporated herein by reference. Section 6: That Exhibit"A"of Resolution No. OCSD 98-33 is hereby amended by amending Policy No. F41.00, Vehicle Usage, set forth in Attachment No. 6, attached hereto and incorporated herein by reference. Section 7: That Exhibit"A" of Resolution No. OCSD 98-33 is hereby amended by re- titling the Human Resources Policies and Procedures Manual to the"OCSD Board of Directors Personnel Policies and Procedures Manual". Section 8: That all other terms and conditions of Resolution No. OCSD 98-33, as previously recommended, shall remain in full force and effect. Section 9: That all future amendments to Resolution No. OCSD 98-33 be made by Resolution. PASSED AND ADOPTED at a regular meeting held September 27, 2006. Chair ATTEST: Board Secretary FAHR COMMITTEE Meeting Date To9d.ofDir. 09/13/06 09/27/06 I AGENDA REPORT tem Number Item Number FAHR06-60 13(c) Orange County Sanitation District FROM: Brad Hogin, General Counsel SUBJECT: ADOPTION OF DISTRICT'S 2006 CONFLICT OF INTEREST CODE GENERAL MANAGER'S RECOMMENDATION Adopt Resolution No. OCSD 06-23, Adoption of District's 2006 Conflict of Interest Code, and Repealing Resolution No. OCSD 04-24. SUMMARY Please see attached memorandum from General Counsel dated August 31, 2006. PRIOR COMMITTEE/BOARD ACTIONS September 22, 2004 — Board amended Conflict of Interest Code. PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This item has been budgeted. (Line item: ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. General Counsel Memo 2. Proposed Resolution 3. 2006 Conflict of Interest Code n a.p,ea.,,da�,d/ease.n.aa QMed.mne.�danwmaesosw..,ra(c).cdnnudimar.n cm..aoc R.—. Page 1 LAW OFFICES OF _ R WOODRUFF, SPRADLIN & SMART y A PROFESSIONAL CORPORATION l MEMORANDUM TO: Chair and Members of the Board of Directors Orange County Sanitation District FROM: Bradley R. Hogin,Esq. DATE: August 31,2006 RE: 2006 Conflict of Interest Code The District is required to re-adopt its Conflict of Interest Code every two years. The Resolution revises the District's list of designated employees that are required to file statements of economic interest. The changes are necessary because some positions have been deleted, some positions have been added,and certain changes have been made to classification names. General Counsel recommends that the Board adopt the 2006 Code,thus keeping the District in compliance with state law. Upon adoption,the Code will be submitted to the County Board of Supervisors as the code-reviewing body. Bradley R. Hogin General Counsel sn616A _V RESOLUTION NO. OCSD 06-23 ADOPTING DISTRICT'S 2006 CONFLICT OF INTEREST CODE A RESOLUTION OF THE BOARD OF DIRECTORS OF ORANGE COUNTY SANITATION DISTRICT ADOPTING THE DISTRICT'S 2006 CONFLICT OF INTEREST CODE AND REPEALING RESOLUTION NO. OCSD 04-24 WHEREAS, the Political Reform Act of 1974, Government Code Sections 81000, et seq., (the "Act"), requires a local governmental agency to adopt a Conflict of Interest Code pursuant thereto; and, WHEREAS, the Orange County Sanitation District adopted Resolution No. OCSD 04-24 on September 22, 2004, adopting such a Code by incorporating the provisions of Section 18730 of Title 2 of the California Code of Regulations pursuant to the Act, which Code was approved by the Orange County Board of Supervisors, as the Code- reviewing body; and, WHEREAS, Exhibit "A" must be amended to correct the list of Designated Employees by revising the titles of existing positions, and by deleting the titles of positions that have been eliminated. NOW, THEREFORE, the Board of Directors of Orange County Sanitation District, DOES HEREBY RESOLVE, DETERMINE AND ORDER: Section 1: That the Code entitled "2006 Conflict of Interest Code of the Orange County Sanitation District", a copy of which is attached hereto and incorporated herein by reference, be, and is hereby approved and adopted for the District, subject to the approval thereof by the Orange County Board of Supervisors, which is the designated Code-reviewing body pursuant to California Government Code Section 87303. P Section 2: That the Secretary of the District is hereby authorized and instructed to submit a copy of this Resolution and the Code hereby adopted to the Orange County Board of Supervisors, and to request said Board of Supervisors to approve said Code in accordance with California Government Code Section 87303. Section 3: That Resolution No. OCSD 04-24, adopted September 22, 2004, adopting a revised Conflict of Interest Code of the Orange County Sanitation District, is hereby repealed, effective ten (10) days after approval of the District's 2006 Code adopted herein by the Orange County Board of Supervisors. PASSED AND ADOPTED at a regular meeting held September 27, 2006. Chair Board Secretary H:bepNmoSoara SemoeskM5 ewlubonst2 WCmdlid of Inteml.doc 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT Section 1: Pur ose. The purpose of this 2006 Conflict of Interest Code of the Orange County Sanitation District, is to comply with the requirements of the California Political Reform Act of 1974 (California Government Code Sections 87100 at seq.), and particularly the requirement to adopt and promulgate a local Conflict of Interest Code (California Government Code Section 87300). Section 2: Designated Positions. The positions listed on Exhibit"A', attached hereto and incorporated herein by reference, are Designated Positions. Officers and employees holding those positions are Designated Employees, and are deemed to make, or participate in the making, of decisions which may foreseeably have a material effect on economic interests. Section 3: Disclosure Categories. Each Designated Employee shall disclose on Fair Political Practices Commission Form 700, all required information for the following disclosure categories, and as specified for the Designated Position: Category I - Investments Category II - Interests in Real Property Category III - Income Category IV - Business Positions Section 4: Incorporation by Reference of Section 18730 of Title 2 of the California Code of Regulations. Pursuant to authority of Section 18730 of Title 2 of the California Code of Regulations, the Regulations set forth in Title 2, Division 6, Chapter 7, Articles 1-3, and any amendments thereto, duly adopted by the Fair Political Practices Commission, along with the attached Exhibit "A", in which officers and employees of the District are designated and disclosure categories are set forth, are hereby incorporated by reference and constitute the Conflict of Interest Code of the Orange County Sanitation District. Section 5: Place of Filing for Statements of Economic Interest. Persons occupying Designated Positions shall file Statements of Financial Interest with the Orange County Sanitation District Board Secretary. Upon receipt of the Statements of the Board of Directors and General Manager, the District's Board Secretary shall make and retain a copy and forward the original of these Statements to the Clerk of the Orange County Board of Supervisors. Statements for all other persons occupying Designated Positions will be retained by the District. 1 Section 6: Severability. If any article, section, subsection, paragraph, subparagraph, sentence, clause, or phrase of this Code is for any reason held to be invalid, unconstitutional, or unenforceable, such decision shall not affect the validity of the remaining portions of this Code. The District declares that it would have adopted this Code and each article, section, subsection, paragraph, subparagraph, sentence, clause, and phrase thereof irrespective of the fact that any one or more of such portions of this Code be declared invalid, unconstitutional, or unenforceable. Section 7: Effective Date: The District's 2006 Conflict of Interest Code shall take effect ten (10) days after approval by the Orange County Board of Supervisors, acting as the Code-reviewing body, pursuant to Government Code Section 87303. i 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT EXHIBIT "A" DESIGNATED POSITIONS Designated Position Disclosure Categories General Manager I, II, III, IV Assistant General Manager I, II, III, IV Director of Engineering I, II, III, IV Director of Finance/Treasurer I, II, III, IV Director of Information Technology I, II, III, IV Director of Operations and Maintenance I, II, III, IV Director of Technical Services I, II, III, IV Director of Regional Assets & Services I, II, III, IV Accounting Manager I, II, III, IV Contract and Purchasing Manager I, II, III, IV Controller I, II, III, IV Engineering Manager I, II, III, IV Environmental Assessment Manager I, 11, III, IV Human Resources Manager I, II, III, IV Information Technology Manager I, II, III, IV Public Information Manager I, 11, III, IV Laboratory Manager I, II, III, IV Maintenance Manager I, II, III, IV Operations Manager 1, II, III, IV Process Controls Manager 1, II, III, IV Source Control Manager I, II, III, IV Accounting Supervisor I, II, III, IV Chief Plant Operator I, II, III, IV Purchasing Supervisor I, II, III, IV Contracts Supervisor I, II, III, IV Senior Construction Inspection Supervisor I, II, III, IV Construction Inspection Supervisor I, II, III, IV Engineering Supervisor I, II, III, IV Environmental Supervisor I, 11, III, IV Human Resources Supervisor I, II, III, IV Information Technology Supervisor 1, II, III, IV Laboratory Supervisor I, II, III, IV Maintenance Supervisor I, II, III, IV P 2006 CONFLICT OF INTEREST CODE OF THE ORANGE COUNTY SANITATION DISTRICT EXHIBIT "A" DESIGNATED POSITIONS Designated Position Disclosure Cateaodes Senior Maintenance Supervisor 1, II, 111, IV Materials Control Supervisor 1, II, III, IV Operations Supervisor I, 11, III, IV Safety & Health Supervisor I, 11, III, IV Secretary of the District I, 11, III, IV Source Control Supervisor I, II, III, IV Principal Accountant I, II, III, IV Senior Financial Analyst I, II, III, IV Principal Financial Analyst I, II, III, IV Buyer I, II, 111, IV Senior Buyer 1, 11, 111, IV Capital Improvement Program Project Manager I, 11, 111, IV Construction Inspector I, II, III, IV Senior Construction Inspector 1, II, 111, IV Contracts Administrator 1, II, III, IV Senior Contracts Administrator I, II, III, IV Principal Contracts Administrator I, II, III, IV Senior Engineer I, II, III, IV Legislative Affairs Liaison I, 11, III, IV Legal and Regulatory Affairs Liaison I, 11, III, IV Regulatory Specialist I, II, III, IV Senior Regulatory Specialist I, II, III, IV Senior Scientist I, II, III, IV General Counsel I, II, III, IV *Consultants I, II, III, IV *The governing body of the District shall determine on a case-by-case basis whether a particular Consultant is required to comply with the disclosure requirements in this Section. If the governing body determines that a particular Consultant must comply with the disclosure requirements of this Section, the governing body shall notify the Consultant in writing. The written notification shall include a description of the Consultant's duties, and based upon those duties, a statement of the extent of disclosure requirements. The governing body's notification is a public record and shall be retained for public inspection by the Board Secretary. FAHR COMMITTEE Meetln9 Dae TOBtl.01Dr. 09/13/06 09/27/W AGENDA REPORT Item Number Item Number FAHR06-61 13(ch Orange County Sanitation District FROM: Lorenzo Tyner, Director of Finance and Administrative Services Originator: Marc Dubois, C.P.M., Contracts/Purchasing Manager SUBJECT: GENERAL MANAGER APPROVED PURCHASES GENERAL MANAGER'S RECOMMENDATION Receive and file report of General Manager approved purchases in amounts exceeding $50,000 in accordance with Board purchasing policies. SUMMARY In May 1998, the FAHR Committee and the Board approved changes to the staff purchasing authority. One of the changes was to increase the dollar threshold before Board authority was required for purchases of goods or services, excluding public works purchases, to $100,000. When approving this change, the Committee asked for periodic reports showing purchases approved by the General Manager for amounts between $50,000 and $100,000. Subsequent to receiving the initial report, the Committee requested that future reports be placed on the Consent Calendar. Vendor Name Amount Department Description/Discussion California State University, ing Sole Source for demographic Fullerton CSUF $55,001 Engineering research memberships. Kars Advance Materials, Inc. $94,000 Engineering Forensic analysis P2 truck loading facility. Frost Company $95,000 Engineering Emergency weld work P2 truck loading facility. RMS Engineering & Design, Inc. $60.000 O& M Document review and inspection for Project SP-117. TMV Systems Engineering, Inc. $60.000 O&M Sole Source for Software services. United Pumping Service $60,000 O &M Vacuum services. CSI Computational Systems $72,000 O& M Quality assurance inspections. Jamison Engineering $72,980 O& M Rehab barscreens at Plant 2. Forth No.DW-102 Agenda Report-Board Dept,320 Revised. 912=0W Page 1 Vendor Name Amount Department Description/Discussion National Plant Service $80,000 O & M Vacuum services. Air Products& Chemicals $95,000 O & M Oxygen for activated sludge treatment. David's Tree Service $50,000 Regional Assets& Tree Trimming services. Services Regional Assets& Sole Source for Closed Circuit DGA Consultants $70,000 Services Television (CCTV) Data Evaluation. Biomerieux VRek, Inc. $60,000 Technical Services Sole Source for Automated Bacterial Identfication System. Section 4.03.E of Resolution 04-08, the Orange County Sanitation District's Delegation of Authority Resolution, authorizes the Contracts/Purchasing Manager to purchase hems that have been previously authorized by the Board as identified in the annual OCSD budget. During the budget adoption process, the lists of these items were highlighted for the Directors. For these reasons, purchases that fell into these categories are not included in this report. PRIOR COMMITTEEIBOARD ACTIONS N/A PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This Rem has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This hem has not been budgeted. ® Not applicable (information Rem) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS None. Form No.DW4@ Agenda Report-Boar Dopt 320 Revised 9W2M Page 2 FAHR COMMITTEE Meetl Date TO Rd.0 0917133/06 091i7/06 AGENDA REPORT Item Number Item Number FAHR06-62 13Ie1 Orange County Sanitation District FROM: Michael D. White, Controller SUBJECT: QUARTERLY FINANCIAL REPORT FOR THE PERIOD ENDED JUNE 30, 2006 GENERAL MANAGER'S RECOMMENDATION Receive and file the FY 2005-06 Quarterly Financial Report for the period ended June 30, 2006. SUMMARY Attached in a separately bound document is the Quarterly Financial Report for the period ended June 30, 2006 for the Orange County Sanitation District's investments, interest rate exchange agreement (Swap), and Certificates of Participation. The operating financial review portion of this report will be presented in October as part of the Comprehensive Annual Financial Report. At a previous Finance, Administration and Human Resources (FAHR) Committee meeting, Committee members requested information regarding the Sanitation District's rates; specifically a comparison with other agencies. When provided, this information is included with the operating financial review portion of the Quarterly Report, which will be presented in October. However, as this information is currently available, it has been included as an attachment to this report. This information indicates that the Sanitation District's rates continue to compare favorably with other agencies. PROJECT/CONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This Rem has been budgeted. ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) H.HMYpstle`aeva Oge,W eeV�elmaeowaiYe,xle NewHVweulwn n(el emtxh Fnerui Peut dz aemee. erxim Page 1 ADDITIONAL INFORMATION None. ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. Attached in a separately bound document is the Quarterly Financial Report covering the period ended June 30, 2006 for the District's investments, interest rate exchange agreement (Swap), and Certificates of Participation. 2. Agency Rate Comparison X WaplWgaada�dA,M Rd�aUM 8m,d Ag R¢Nf� 1 Ye)OWX Rn lRepol.Wc .—.d. ... Page 2 Agency Comparison Single Family Residence(SFR) User Fees 2005 2006 % Agency Svc. Trt. SFR SFR Incr. Comments 1 City of San Diego B 2 $ 422 $ 422 0.0% Currently developing new rates 2 City of San Francisco B 3 $ 357 $ 405 13.2% 3 Vallejo Sanitation/Flood Control District B 3 $ 358 $ 393 10.0% 4 City of Los Angeles B 4 $ 204 $ 345 17.4% 5 Dublin San Ramon Services District S 3 $ 327 $ 327 0.0% Rate discussion scheduled for Aug. 1 Board Mtg. 6 City of Oxnard B 3 $ 298 $ 298 0.0% No rate Increases scheduled at this time. 7 Central Contra Costa Sanitary District B 4 $ 280 $ 289 3.2% 8 Union Sanitary District S 3 $ 216 $ 229 6.0% 9 City of Hayward B 3 $ 198 $ 227 14.9% Rate Effective January 1, 2006 10 East Bay Municipal Utility District T 4 $ 206 $ 214 3.8% 11 Sacramento County T 3 $ 204 $ 204 0.0% 12 Oro Loma Sanitary District B 3 $ 173 $ 193 11.6% 13 City of Fresno B 3 $ 178 $ 178 0.0% Currently working on rate review 14 City of Visalia B 3 $ 166 $ 174 5.0% 15 Modesto Municipal Sewer District No. 1 B 3 $ 171 $ 171 0.0% Currently developing new rates 1e Orange County Sanitation District 8 2 $ 151 $ lee 9.8% 17 Irvine Ranch Water District B 5 $ 120 $ 157 30.5% 18 City of Bakersfield B 3 $ 125 $ 135 8.0% 19 Los Angeles County T 4 $ 86 $ 102 6.3% Average Increase with OCSD 7.3% Average Increase without OCSD 7.4% Legend: Services Provided B Collection and treatment services T Treatment services only Treatment Level 1 Primary treatment 2 Advanced primary or primary with some secondary 3 Secondary Treatment 4 Advanced Secondary or secondary with some tertiary 5 Tertiary treatment FAHR COMMITTEE Meeln'Me TeRd.MDir. 09/13/06 091i7/06 AGENDA REPORT Ran Number Item Numb. _ FAHR0663 13(R Orange County-sanitation District FROM: Robert Ghirelli, Assistant General Manager Originator: James Matte, Safety and Health Supervisor SUBJECT: SAFETY POLICY, INJURY AND ILLNESS PREVENTION PROGRAM POLICY GENERAL MANAGER'S RECOMMENDATION Approve revisions to SAFETY-POL-101, Injury and Illness Prevention Program Policy, as provided for in Resolution No. OCSD 02-5 regarding the District's Injury and Illness Prevention Program. SUMMARY OCSD staff is revising the Injury and Illness Prevention Program Policy (SAFETY-POL- 101)to update policy requirements in accordance with revised workplace procedures, and change responsibilities in light of recent organizational changes. Additional changes to the Injury and Illness Prevention Program Policy are being requested to add a new policy, Water Resource Protection (SAFETY-POL-116). The new program incorporates requirements to protect potable, recycled, plant and gap water systems at OCSD as well as require backflow prevention and is being made to due to changes mandated by the City of Fountain Valley to Plant# 1 potable water system. OCSD staff is requesting the cancellation of SAFETY-POL-115, Backflow Prevention. The requirements of this policy are being incorporated into the new SAFETY-POL-116, Water Resources Program. The cancellation of SAFETY-POL-115 eliminates duplication of requirements in multiple policies. This policy is a best management practice. There are no increased administrative costs associated with these changes. OCSD staff is requesting the cancellation of SAFETY-POL404, Return to Work Program. The requirements of this policy are being incorporated into the existing SAFETY-POL-402, Workers' Compensation Benefits, Leave and Return to Work Program. The cancellation of SAFETY-POL-404 eliminates duplication of requirements in multiple policies. This document is presented for your review and adoption represents OCSD's revised written Injury and Illness Prevention Program that conforms to applicable regulations found in the California Code of Regulations. PRIOR COMMITTEEIBOARD ACTIONS Approval of Resolution No. OCSD 02-5 regarding the District's Injury and Illness Prevention Program. PROJECTICONTRACT COST SUMMARY N/A BUDGETIMPACT ❑ This item has been budgeted. (Line item: ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. Injury and Illness Prevention Program Policy (SAFETY-POL-101) Rev 5 H e.wra.hmumma na..m n.amnzooe a dHamm Rw .ne .m is(nsnm..a Hush rde,..mc nmi..m. WMI Page 2 A i ORANGE COUNTY SANITATION DISTRICT Safety and Health Division SAFETY-POL-101 Injury and Illness Prevention Program APPROVALS Approved by: Date: General Manager Approved by: Date: 01ne.....f H-.-n Reseuraes ManagerNssistant General Manager Approved by: Date: /Safely antl Health SucenAsor PROCEDURE REVISION HISTORY Rev. Date Approval 0 01/27/2002 1 09/25/2002 2 02/25/2004 3 06/24/2004 4 03/22/2006 5 09/27/06 This document is controlled when viewed online. When downloaded and printed, this document becomes UNCONTROLLED, and users should check the Safety and Health Division public folder to ensure that they have the latest version. Injury and Illness Prevention Program SAFETY-POL-101 Contents 1. Purpose...............................................................................................4 2. Definitions...........................................................................................4 3. Requirements......................................................................................5 3.1 Program Responsibilities..........................................................................6 3.1.1 Administration .....................................................................................6 3.1.2 Management and Supervision.............................................................7 3.1.3 Employee ............................................................................................7 3.1.4 Employee Safety Rules.......................................................................8 3.2 Hazard Awareness and Analysis............................................................10 3.2.1 Pre-Use Analysis...............................................................................10 3.2.2 Comprehensive Safety and Health Surveys......................................10 3.2.3 Periodic Self Inspections of Work Areas...........................................11 3.2.4 Routine Hazard Analysis...................................................................11 3.2.5 Employee Reports of Hazards ..........................................................11 3.2.6 Incident and Accident Investigations.................................................12 3.2.7 Pattern Analysis ................................................................................12 3.3 Hazard Prevention and Control..............................................................12 3.3.1 Professional Expertise.......................................................................12 3.3.2 Written Safety and Health Policies and Procedures..........................13 3.3.3 Process Controls and Personal Protective Equipment......................13 3.3.4 Emergency Preparedness and Planning...........................................13 3.3.5 Preventative Maintenance.................................................................14 3.4 Safety Training.......................................................................................14 3.4.1 Training Profiles................................................................................14 3.4.2 Employee Training ............................................................................15 3.5 Safety Communication...........................................................................15 3.5.1 Signage.............................................................................................15 3.5.2 SafetyLine.........................................................................................15 3.5.3 Safety Awareness for Everyone (SAFE) Bulletins.............................15 3.5.4 Memorandums..................................................................................16 3.5.5 Safety Intranet...................................................................................17 3.5.6 Verbal Communication......................................................................17 3.5.7 Safety Committee..............................................................................17 3.5.8 Safety Suggestion Box......................................................................17 3.5.9 Rewards and Recognition Programs.................................................17 3.5.10 Post Incident Safety Stand Down......................................................17 3.5.11 Safetygram........................................................................................18 Injury and Illness Prevention Program SAFETY-POL-101 r 3.6 Safety Policy Enforcement and Discipline..............................................18 3.6.1 Safety Policy Enforcement................................................................19 3.6.2 Incorporation by Reference...............................................................19 3.6.3 Discipline for Safety Policy Infractions...............................................19 3.7 Accident and Incident Investigations......................................................19 3.8 Recordkeeping.......................................................................................19 3.8.1 Inspection Records............................................................................19 3.8.2 Training Records...............................................................................20 3.8.3 Exposure Monitoring and Medical Records.......................................20 3.9 Integration of Safety Compliance Initiatives ...........................................20 3.10 Coordination of Contractor Programs.....................................................20 4. References ........................................................................................20 S. Attachments......................................................................................23 1. Purpose.............................................................................................26 2. Requirements....................................................................................25 2.1 Written Compliance Programs ...............................................................25 i Number: SAFETY-POL-101 Orange County Sanitation OCSD Revision Number: 5 °. Injury and Illness Prevention Program Date: September 27. 2006 Approved by: 1 . Purpose Every California employer must establish, implement and maintain a written Injury and Illness Prevention (IIPP) Program and a copy must be maintained at each worksite. The requirements for establishing, implementing and maintaining an effective written Injury and Illness Prevention Program are contained in Title 8 of the California Code of Regulations, Section 3203 (8 CCR 3203). The purpose of this Injury and Illness Prevention Program (IIPP) is to ensure OCSD establishes implements and maintains a safety and health program. 2. Definitions CMMS Computerized Maintenance Management System Imminent Hazard Any condition or practice in a place of employment that constitutes a hazard which could reasonably be expected to cause death or serious physical harm immediately or before the imminence of the hazard can be eliminated through regular enforcement procedures. Injury and Illness A written program stating what the OCSD, management and Prevention Plan employees will do with respect to safety. Manager Employee who : • manages, plans, supervises and coordinates the operations and activities of one or more major OCSD divisions and works under general direction or administrative direction of a Department Director of the General Manager, exercising discretion in applying general goals and policy statements and in resolving organizational and service delivery problems and; • Organizes and directs the work of subordinate staff, and; • Assumes significant responsibility for a variety of personnel activities in such areas as selection, training and disciplinary actions and; Rev. 5 Hard Copy Is Uncontrolled Date 09/27/06 4 of 32 h:ldept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(0.safety and health policies-att 1.doc r Injury and Illness Prevention Program SAFEW4-OL-101 a' • Assumes significant responsibility for the preparation and administration of the assigned budget(s) Process A series of actions or operations directed toward a result. Program The person assigned the task of maintaining and auditing the Administrator Injury and Illness Prevention Program Red Tag A red colored tag placed by an employee prohibiting the use tools or equipment because of the belief that the use of the tool or equipment will result in an accident or injury. Supervisor Employee who: Supervises, assigns and reviews the work of subordinates in assigned sections or work units and; Works under direction or general direction of higher level supervisory or management staff, exercising discretion in selecting appropriate resources to use in accomplishing assigned work and; Assumes responsibility for recommending a variety of personnel actions in such areas as performance evaluation, training, selection and disciplinary measures and; • Ensures that appropriate policies and procedures are followed by subordinates and; • Monitors, coordinates and assists in developing the budget for assigned area Safety Committee A committee made up of employees representing OCSD management and represented employees who meet to set safety goals and objectives and to solve safety related issues 3. Requirements The required elements listed below are the ten elements of the Injury and Illness Prevention Program as required by the California Occupational Safety and Health Administration (Cal- OSHA). Specific details of each element may be found in specific referenced standard operating procedures, where applicable. Rev. 5 Hard Copy Is Uncontrolled Date o927/05 5 of 32 h:\dep0agenda\board agenda reports\2006 board agenda reports\0906\item 13(o.safety and health policies-att 1.doc Injury and Illness Prevention Program SAFETY-POL-101 r 3.1 Program Responsibilities This section outlines the responsibilities for the implementation and maintenance of this Injury and Illness Prevention Program. 3.1.1 Administration 1. The Safety and Health Division (Safety) shall be responsible for maintaining the written Injury and Illness Prevention Program. A. The Safety and Health Supervisor shall be the IIPP Program Administrator. 2. The Executive Management team (EMT) shall ensure that OCSD's safety programs have sufficient resources to maintain a safe and healthful workplace. Resources include but are not limited to: A. A competent safety staff. B. An adequate budget to maintain and improve the safety and health program. C. An adequate budget for required controls to minimize safety and health risks to OCSD personnel, suppliers and the public. D. An adequate budget for required personal protective equipment as determined by Safety. E. Time for OCSD staff to attend required safety training at a frequency and duration determined by Safety. 3. The Safety and Health Division, in coordination with affected divisions, shall be responsible for ensuring that safety policy, safety procedures, safety programs and safe work practices are developed. 4. Safety and Health Division personnel shall have the authority to ensure that unsafe operations are stopped and that unsafe tools and equipment are removed from service in accordance with SAFETY-SOP-101.2, Red Tag Authority or if they believe, in their professional judgment, an imminent danger exists. Rev. 5 Hard Copy Is Uncontrolled Date 90{2746 6 of 32 h:\dept\agenda\board agenda repons\2006 board agenda reports\0906\item 13(f).safety and health policies-a0 1.doc r Injury and Illness Prevention Program SAFETY-POL-101 P 5. OCSD's General Manager shall be responsible for ensuring OCSD managers and supervisors comply with the provisions of this IIPP and other safety and health programs. 6. The Assistant General Manager GVeF the Safety and Health Div+s OR shall be responsible for ensuring the IIPP and other safety and health programs are implemented. 7. A copy of this IIPP shall be available to all employees either in an electronic or hard copy format. 3.1.2 Management and Supervision 1. Management and supervision shall ensure employees are provided with the proper tools and personal protective equipment. 2. Management and supervision shall ensure employees follow safe work practices, including but not limited to the wearing of personal protective equipment. 3. Management and supervision shall ensure employees are appropriately disciplined for infractions of safety rules, policies, procedures and programs. 4. Management and supervision shall ensure periodic inspections of work areas are completed and documented in accordance with SAFETY-SOP-101.1, Periodic Workplace Inspections. 5. Management and Supervision shall ensure that unsafe operations are stopped and that unsafe tools and equipment are removed from service in accordance with SAFETY- SOP-101.2, Red Tag Authority. 6. Management and supervision shall ensure identified hazards are reported, documented and corrected. 7. Management and supervision shall ensure that this policy and all referenced documents are enforced. Rev. 5 Hard Copy Is Uncontrolled Date 99427J06 7 of 32 h:\dephagenda\board agenda reporW2006 board agenda reports\0906\item 13(f).safety and health policies-att 1.doc Injury and Illness Prevention Program SAFETY-POL-101 ' a 3.1.3 Employee 1. Employees shall comply with safe work practices, policies, procedures and safety programs. 2. Employees shall conduct daily inspections of their work area to check for unsafe conditions. This includes but is not limited to: A. Personal protective equipment B. Safety equipment such as fire extinguishers, safety showers and eyewashes C. Tools and equipment D. Vehicles. 3. Employees shall correct unsafe conditions as soon as possible, including the replacement of personal protective equipment. 4. Employees shall report unsafe conditions that cannot be corrected to supervision immediately and submit a CMMS request. 5. Employees shall attend safety training at the scheduled time. 6. Employees escorting contractors, vendors or visitors shall ensure that the proper personal protective equipment is used at all times and all safe work practices are observed. 3.1.4 Employee Safety Rules OCSD has established a set of generic safety rules that apply to all OCSD employees, visitors and contractors. Violators of these rules can be subject to disciplinary action, contract termination or removal from the site. 1. Maintain work area(s) in an orderly manner. 2. Obey all posted safety and traffic control signs and markings. 3. Oil, grease, paint and other slippery substances are to be Rev. 5 Hard Copy Is Uncontrolled Date 99127/96 8 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(o.safely and health policies-att 1.doc 1 Injury and Illness Prevention Program SAFETY-POL-101 i cleaned up immediately. 4. Report all unsafe conditions to supervision or Maintenance (through the Computerized Maintenance Management System(CMMS System)) 5. Report all accidents to your supervisor, regardless of severity of the accident. 6. Aisles and walkways are to be kept clear of tripping hazards and obstructions at all times. 7. Do not operate tools or equipment that you have not been trained to operate. 8. Engaging in horseplay or scuffling with fellow employees is prohibited at all times. 9. Pay close attention to your surroundings and do not read while walking. 10. Employees using prescription medication shall inform their supervisor of the medication use, type and possible effects when they report to work. 11. Walk only in designated walkways and roadways. Do not take shortcuts through process or storage areas. 12. Do not block access to safety equipment, electrical panels, fire extinguishers, etc. 13. Do not disconnect or over ride any machines interlock device. 14. Do not walk around barricades, tape or other devices being used to block access to unsafe conditions. 15. Do not smoke or use open flames in any area which has been designated a "NO SMOKING" area. 16. Observe all CAUTION" and " DANGER" signs throughout the plant. 17. Ladders are to be properly secured prior to use. When a ladder cannot be secured, a fellow employee must hold it. 18. Operation of equipment or machinery without proper guards Rev. 6 Hard Copy Is Uncontrolled Date QW27" 9 of 32 h:\depttagenda\board agenda reports\2006 board agenda reports\0906\hem 13(q.safety and health policies-aft i.doc Injury and Illness Prevention Program sAFETY-POL-101 , and/or signaling devices is prohibited. 19. The unauthorized removal of guards or disconnecting of signaling devices is prohibited. 20. Personal protective equipment, safety glasses, hard hats, hearing protection, etc, shall be worn in all areas where required. 21. Extension cords shall not be used for installations for periods longer than one (1) week. 22. Extension cords shall be inspected for defects prior to use. 23. Always use the proper tool for the job. 3.2 Hazard Awareness and Analysis OCSD has developed procedures for identifying and evaluating work place hazards, including scheduled periodic inspections to identify unsafe conditions and work practices. Inspection guidelines may be found in SAFETY-SOP-101.1, Periodic Workplace Inspection Procedures. 3.2.1 Pre-Use Analysis Engineering, Operation and Maintenance, Process Engineering, Facilities Maintenance, Purchasing or any other division proposing any process change that has the potential to impact the safety and health of OCSD employees, contractors or visitors shall, in coordination with Safety, conduct a pre-use analysis to determine the impact on safety. 3.2.2 Comprehensive Safety and Health Surveys The Safety and Health Division, in coordination with management and supervision, shall determine the scope and frequency for any comprehensive safety, health or industrial hygiene surveys. Survey scope and frequency shall be based upon: 1. Regulatory requirements. Rev. 5 Hard Copy Is Uncontrolled Dale 10 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-att 1.doc r Injury and Illness Prevention Program SAFETY-POL-101 v 2. Literature review for new information on recognized hazards. 3. Whenever new substances, processes, procedures, or equipment are introduced to the workplace that represent a new occupational safety and health hazard. 4. Employee input when applicable. 5. The best judgment of Safety. The frequency of inspections shall not exceed one inspection per calendar quarter. 3.2.3 Periodic Self Inspections of Work Areas 1. Division management and supervision shall be responsible for conducting periodic inspections of each work area to identify and evaluate hazards. 2. Periodic inspections shall be conducted in accordance with SAFETY-SOP-1 01.1, Periodic workplace Inspections. 3. Whenever new substances, processes, procedures, or equipment are introduced to the workplace that represent a new occupational safety and health hazard, supervision and/or management shall contact Safety to assist in a pre-Use Assessment. 4. Whenever a manager/supervisor is made aware of a new or previously unrecognized hazard, Safety shall be contacted. 5. Division management and supervision shall not rely on periodic inspections performed by other divisions or committees as a substitute for required inspections. 3.2.4 Routine Hazard Analysis The Safety Division routinely conducts hazard analysis of OCSD operations and construction activities for jobs the Safety Division deems hazardous and all confined space entries. Rev. 5 Hard Copy Is Uncontrolled Date 51427" 11 of 32 hMepbagenda\board agenda reports12006 board agenda reportsk0906\item 13(f).safety and health policies-aft 1.doc Injury and Illness Prevention Program SAFETY-POL-101 r a 3.2.6 Employee Reports of Hazards Employees are encouraged to report known and potential safety and health hazards. Mechanisms for reporting these hazards include: 1. Reports to management and supervision 2. Reports through CMMS 3. Electronic mail (e-mail) to SafetyLine or Safety and Health staff 4. Safety Suggestion boxes 5. Safety and Health committee meetings 6. Reports to an employee's bargaining unit representative 7. Face to face meetings with Safety and Health staff. 3.2.6 Incident and Accident Investigations Incident and accident investigations are conducted on all incidents requiring a Property Disposition Report, all motor vehicle accidents and all Cal-OSHA recordable injuries. Other incidents may be investigated at the discretion of Safety. Accident investigations shall be conducted in accordance with SAFETY-POL-202, Accident Investigation and Reporting. Incident and accident investigations are conducted on all incidents involving $ 1,000.00 of property damage, all motor vehicle accidents and all Cal-OSHA recordable injuries. Other incidents may be investigated at the discretion of Safety. Accident investigations shall be conducted in accordance with SAFETY-POL-202, Accident Investigation and Reporting. 3.2.7 Pattern Analysis Cal-OSHA logs and accident investigations shall be periodically reviewed by Safety to determine if any accidents or near misses have similarities. Rev. 3 Hard Copy Is Uncontrolled Date Bg12aJ86 12 of 32 h:ldepttagendalboard agenda reports12006 board agenda reports109061item 13(f safety and health policies-att 1.doc ' Injury and Illness Prevention Program SAFETY-POL-101 v 3.3 Hazard Prevention and Control Accidents are prevented through the timely recognition and correction of hazards before someone is injured or property is damaged. 3.3.1 Professional Expertise OCSD will ensure that Safety and Health Division staff is adequately trained in the hazards inherent to a wastewater treatment plant. This includes providing staff with the resources necessary to perform assigned jobs, including but not limited to the following: 1. Annual professional development 2. Certification maintenance as required by the certification authority. 3. Professional memberships. 4. Reference materials, such as: A. Books B. Codes, laws, regulations and consensus standards C. Internet access in accordance with established OCSD policy. 3.3.2 Written Safety and Health Policies and Procedures OCSD will develop and maintain safety policies, procedures and programs to ensure compliance with applicable Federal OSHA and Cal-OSHA requirements. Safety Policies and Procedure titles may be found in SAFETY-SOP-000.1 Control of Polices, Procedures, Programs. 3.3.3 Process Controls and Personal Protective Equipment OCSD shall use engineering controls to reduce employee exposures to physical and chemical hazards. Personal protective equipment shall be used when engineering controls Rev. g Hard Copy Is Uncontrolled Date 09/27J06 13 of 32 h:tdeptlagendaUtoard agenda reports12006 board agenda reports\0906Utem 13(f).safety and health policies-att 1.doc Injury and Illness Prevention Program SAFETY-POL-101 a are not feasible, have not been installed, or when emergency situations dictate such use. OCSD shall provide all required personal protective equipment- 3.3.4 Emergency Preparedness and Planning OCSD has developed an Integrated Emergency Response Plan designed to prepare OCSD and employees for all types of emergencies, including but not limited to: 1. Medical emergencies 2. Fires 3. Earthquakes 4. Floods 5. High water flows 6. Utility outages 7. Hazardous materials spills 8. Threatened or actual terrorist activities 9. Tsunamis 10. Workplace violence incidents 3.3.5 Preventative Maintenance The operations and facilities maintenance divisions have developed a preventative maintenance program to ensure critical equipment does not fail and that safety related equipment is properly maintained. The CMMS system tracks the scheduled maintenance of these items. 3.4 Safety Training Safety training is required for all OCSD employees. New employees shall receive a New Employee Safety Orientation to familiarize them with the hazards of a wastewater treatment plant and OCSD safety policies and procedures. Safety training is typically based on job classification, hazards that will be Rev. 6 Hard Copy Is Uncontrolled Date 9947M 14 of 32 h:tdeptlagendalboard agenda reportst2006 board agenda reports\0906\tern 13(f).safety and health policies-all 1.doc Injury and Illness Prevention Program SAFETY-POL-101 v anticipated in a job and the employee's actual job duties. 3.4.1 Training Profiles The Safety and Health Division shall meet with the manager or supervisor of each employee to determine which safety training classes shall be attended by each employee. Once a safety training profile has been developed for an employee, the training listed on the profile is mandatory. The Safety and Health Division and manager/supervisor shall use the following criteria to determine safety training requirements: 1. Job description 2. Actual job duties 3. The anticipated job tasks of the employee 4. Anticipated future job tasks 5. Regulatory requirements 6. OCSD requirements based on i. Previous job task requirements ii. Best industry practices. 3.4.2 Employee Training Employees shall receive safety training before they are required to perform a task and at the frequency specified in specific safety policies and procedures. 3.6 Safety Communication OCSD utilizes several methods to communicate safety and health requirements, safety warnings and safety tips to all employees. 3.5.1 Signage OCSD posts hazard-waming signs where necessary to communicate safety and health requirements, safety warnings and safety tips to all employees. Signage is posted in Rev.5 Hard Copy Is Uncontrolled Date BBI27J86 15 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reportsMoMitem 13(l.safety and health policies-aft 1.doc Injury and Illness Prevention Program SAFETY-POL-1o1 a accordance with Title 8 CCR§3340. Accident Prevention Signs. 3.5.2 SafetyLine SafetyLine is a short tip on a variety of safety topics that affect OCSD staff both on and off the job. SafetyLine is distributed to all OCSD employees with e-mail accounts on payday. 3.5.3 Safety Awareness for Everyone (SAFE) Bulletins SAFE bulletins are issued on specific safety related items explaining how something should be done, or explaining how specific components of a safety program are to be implemented. Requirements and guidelines for developing SAFE Bulletins may be found in SAFETY-POL-103, Safety Awareness for Everyone (SAFE) Bulletins. 1. SAFE Bulletins shall be considered OCSD policy for items not covered by specific policies. 2. A list of SAFE Bulletins may be found in SAFE Bulletin 000, List of SAFE Bulletins. 3. SAFE Bulletins shall be reviewed at least every 3 years. 4. SAFE Bulletins greater than three (3) years old shall not be considered OCSD policy. 3.5.4 Memorandums The Safety and Health Division will periodically issue memorandums regarding specific safety, health and hazardous waste issues. 1. Memorandums shall be limited to a single topic. 2. Memorandums may be issued for the following reasons: a. To clarify an existing policy b. To implement a new policy on an emergency basis c. Memorandums implementing new policy requirements shall only be in force until: I. A new policy has been developed; or Rev. 5 Hard Copy Is Uncontrolled Dale 09127106 16 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-att 1.doc • Injury and Illness Prevention Program SAFETY-POL-101 v ii. A SAFE bulletin has been developed; or iii. A Ninety (90) day time period has elapsed d. To provide information e. To offer recommendations 3. A memorandum shall not revoke or supercede an adopted policy, unless authorized by the DiresteF-ems-Human Resouroes Assistant General Manager and the General Manager by signature. 4. E-mail shall not replace a memorandum. 3.5.5 Safety Intranet The Safety and Health Division maintains an intranet site where employees can go to obtain information on safety and health issues. 3.5.6 Verbal Communication Safety and Health Division staff is available for contact regarding concerns over safety and health issues. 1. Verbal communication shall not be used to change OCSD policy. 3.5.7 Safety Committee OCSD has agreed to form a labor-management safety committee to address work related safety concerns. In addition, subject specific safety sub committees may be formed at any time with the concurrence of the Labor-Management Safety Committee to address specific safety concerns. Safety Committees shall be governed in accordance with SAFETY- SOP-000.7, Safety Committees. 3.5.8 Safety Suggestion Box There are Safety Suggestion Boxes located around both Plant 1 and Plant 2. The purpose of the boxes is to allow employees to Rev.5 Hard Copy Is Uncontrolled Date OBR3I0S 17 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-att 1.doc Injury and Illness Prevention Program SAFETY-POL-101 m submit suggestions to Safety either by identifying themselves or anonymously. 3.5.9 Rewards and Recognition Programs The Safety and Health Division has developed a rewards and recognition program for employees who go above and beyond safe work practices and consistently display a positive safety attitude. 3.5.10 Post Incident Safety Stand Down A Safety Stand Down is a procedure in which all managerial personnel shall order a review of pertinent safety requirements for their employees. The review shall be a minimum of 30 minutes to discuss safety issues that affect their specific work group or to discuss an incident that may have occurred on a OCSD job site. The Safety Stand Down shall occur no later than the next work shift following an incident. A Safety Stand Down shall occur when any of the following conditions occur: 1. An injury to an OCSD employee that requires a report be made to Cal-OSHA. 2. A fatality that occurred to any persons on any OCSD job site. 3. Any accident that results in the overnight hospitalization of 2 or more employees, OCSD personnel or contractor personnel. 4. OCSD's General Manager, in consultation with the Safety and Health Division determines the need for a Safety Stand Down. A. Department and Division Managers and Supervisors may call for a Safety Stand Down at any time for their respective department and/or division. The Safety and Health Division shall be responsible for disseminating information regarding any incident requiring a Safety Stand Down and any additional information requested by Rev. 5 Hard Copy Is Uncontrolled Date 59127/06 18 of 32 hAdepflagenda\board agenda reportsi2006 board agenda reportsl09061item 13(f).safety and health policies-att 1.doc ' Injury and Illness Prevention Program SAFETY-POL-101 n management. 3.5.11 Safetygram Safetygrams are developed by the Safety and Health Division for use by management and supervision as safety tailgate meeting topics. The topics are designed to be approximately five (5) minutes in length. 3.6 Safety Policy Enforcement and Discipline All employees, including managers and supervisors, are responsible for complying with safe and healthful work practices. All employees are responsible for complying with safety rules, policies and procedures. 3.6.1 Safety Policy Enforcement Each employee has a responsibility to ensure that work is performed in a safe manner. Employees shall report violations of safety rules and policies in accordance with established OCSD procedures. 3.6.2 Incorporation by Reference Documents listed in the reference section shall be considered OCSD policy. 3.6.3 Discipline for Safety Policy Infractions Employees who violate safety rules, policies and procedures are subject to disciplinary action, up to and including termination. Discipline shall be implemented in accordance with established OCSD policies, and bargaining unit MOUs where appropriate. Supervision and management shall be responsible for disciplining workers for failure to comply with safe and healthful work practices. The Safety and Health Division shall concur in writing with all disciplinary items related to any policy covered under this document or any other document enforced by the Safety and Health Division. Rev. 5 Hard Copy Is Uncontrolled Date 99F27105 19 of 32 h:ldeptlagenda\board agenda reports12006 board agenda reportst0906\Rem 13(f).safety and health policies-att 1.doc Injury and Illness Prevention Program BAFEI'Y-POL-101 a 3.7 Accident and Incident Investigations All accidents and near misses shall be investigated promptly. Accident and incident investigation shall be conducted in accordance with Safety-POL-202, Accident Investigation and Reporting. 3.8 Recordkeeping Records shall be maintained in accordance with specific Cal- OSHA requirements. Records not mentioned below are maintained in accordance with specific policies and procedures. 3.8.1 Inspection Records Records of safety inspections shall be kept 12 months after the last hem found deficient has been corrected. Copies of safety inspections shall be kept in the Safety and Health Office at Plant No. 1. 3.8.2 Training Records Employee safety training records shall be maintained in an electronic database. These records are retained for the length of OCSD employment, plus five (5) years. 3.8.3 Exposure Monitoring and Medical Records Exposure monitoring and medical records shall be retained in accordance with SAFETY-POL-403, Access to Employee Medical Records and Title 8 California Code of Regulations, §3204. Access to Employee Exposure and Medical Records. 3.9 Integration of Safety Compliance Initiatives One goal of OCSD's safety and health program is to ensure that safety programs are not in conflict with one another. A second goal is to ensure that OCSD's overall mission can be accomplished while providing a safe and healthful work environment and achieving overall compliance with all applicable regulations and laws. Rev. 3 Hard Copy Is Uncontrolled Date 59/27196 20 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(0.safety and health policies-att 1.doc • Injury and Illness Prevention Program SAFETY-POL-101 a 3.10 Coordination of Contractor Programs OCSD requires all contractors that conduct business With the OCSD to have a safety program in place and conform to OCSD, state and federal requirements as required by approved purchase orders, contracts and specifications. Project Managers, Resident Engineers and Construction Inspectors who represent OCSD assigned to a project are responsible for enforcing the safety and health requirements of the contract. 4. References Title 8 California Code of Regulations, §3203. Injury and Illness Prevention Program Title 8 California Code of Regulations, §3204. Access to Employee Exposure and Medical Records Title 8 California Code of Regulations, §3340. Accident Prevention Signs California Labor Code, Sections 142.3, 4558 and 6401.7 California Government Code, Section 11346. California Code of Regulations, Title 8, Division 1, Department of Industrial Relations California Code of Regulations, Title 8 Industrial Relations California Code of Regulations. Title 13 Motor Vehicles California Code of Regulations. Title 17 Public Health California Code of Regulations, Title 19 Public Safety California Code of Regulations. Title 22, Social Security California Code of Regulations. Title 23 Waters California Code of Regulations. Title 26, Toxics California Code of Regulations, Title 27 Environmental Protection Rev. 5 Hard Copy Is Uncontrolled Date 59a7106 21 of 32 hAdept\agenda\board agenda reports\2006 board agenda reports10906U1em 13(f).safety and health policies-aft 1.doc Injury and Illness Prevention Program SAFETY-POL401 Code of Federal Regulations, 29 CFR Part 1910 Code of Federal Regulations, 29 CFR Part 1926 Code of Federal Regulations, 40 CFR. Protection of the Environment Code of Federal Regulations, 49 CFR Transportation SAFETY-SOP-000.1, Control of Polices, Procedures, Programs SAFETY-SOP-000.7, Safety Committees SAFETY-SOP-101.1, Periodic Workplace Inspections SAFETY-SOP-101.2, Red Tag Authority SAFETY-POL-102, Personal Protective Equipment SAFETY-POL-103, Safety Awareness for Everyone (SAFE) Bulletins SAFETY-POL-104, Permit Required Confined Spaces SAFETY-POL-105, Hazardous Energy Control SAFETY-POL-106, Hearing Conservation SAFETY-POL-107, Hazard Communication Program SAFETY-POL-108, Contractor Safety Programs SAFETY-POL-109, Respiratory Protection Program SAFETY-POL-110, Radiation Safety Program SAFETY-POL-111, Chemical Hygiene Plan SAFETY-POL-112, Integrated Emergency Response Program SAFETY-POL-113 Exposure to Pathogens Program SAFETY-POL-114 Hazardous Waste Management SAFETY-POL-116 Water Resources SAFETY-POL-201, Fire Prevention Rev. g Hard Copy Is Uncontrolled Date 09/24M 22 of 32 h:ldeptlagendaftard agenda reports12006 board agenda reports109061item 13(f).safety and health policies-att i.doc Injury and Illness Prevention Program SAFETY-POL-101 a SAFETY-POL-202, Accident Investigation and Reporting SAFETY-POL-203, Ergonomics SAFETY-POL-204, Fall Protection SAFETY-POL-205, Electrical Safety SAFETY-POL-301, Vehicle Safety Operations (including carts and bicycles) SAFETY-POL-302, Marine Safety SAFETY-POL-303, Crane Safety SAFETY-POL-304, Forklift Operation SAFETY-POL-401, Medical Examinations SAFETY-POL-402, Workers' Compensation Benefits, and Leave and Return to Work Programs SAFETY-POL-403, Access to Employee's Medical Records 5. Attachments Attachment A: OCSD Safety and Health Programs Rev. 6 Hard Copy Is Uncontrolled Date 09/2-7/06 23 of 32 h:ldept\agenda\board agenda reports12006 board agenda reportM0906Utem 13(f)safety and health policies-aft I s oc Injury and Illness Prevention Program SAFETY-POL-101 ' 0 Attachment A: OCSD Safety and Health Programs Contents 1. 2. Requirements....................................................................................25 2.1 Written Compliance Programs ...............................................................25 Rev. § Hard Copy Is Uncontrolled Date 09/27/06 24 of 32 ItMepHagenda\board agenda reporW2006 board agenda reports\0906\item 13(f).safety and health policiesatt 1.doc i 1 . Purpose To promote a safe work environment for all employees and to ensure the OCSD meets the safety-related legal requirements for written compliance programs. 2. Requirements It is the OCSD's policy to provide a safe work environment for its employees. The OCSD is committed to ensuring compliance with all safety-related legal requirements and providing the necessary training to meet these requirements. 2.1 Written Compliance Programs The written compliance programs, which are detailed in specific Safety Policies, Procedures or Safety Programs (SPs), covered by this policy are: 1. Injury and Illness Prevention Program This program is mandated by Cal-OSHA CCR TitleB, §3203, Injury and Illness Prevention Program. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-101, Injury and Illness Prevention Program and SAFETY-SP-101 OCSD Safety and Health Program. The program includes information on safety commitment and responsibilities, hazard recognition, hazard assessment and control, safety communications, safety training, accident reporting and investigation, safety committees, and recordkeeping. 2. SAFETY-POL-102, Personal Protective Equipment Program This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Section (§) 3380, Personal Protective Devices. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-102 Personal Protective Equipment. This program includes the requirements for selection, use, and care for devices designed for head, eye, body, hand, and foot protection. Rev. 45 Hard Copy Is Uncontrolled Date 02122120069/27/06 25 of 32 hAdeptlagenda\board agenda reporlsf2006 board agenda reports\0906\item 13(f).safety and health policies-aft 1.doc Injury and Illness Prevention Program SAFETY-POL-101 ' 0 3. SAFETY-POL-103, Safety Awareness For Everyone (SAFE) Bulletins SAFE bulletins are bulletins issued on specific safety related items explaining how something should be done, or explaining how specific components of a safety program are to be implemented. SAFE Bulletins shall be considered OCSD policy for items not covered by specific policies. SAFE Bulletins shall be reviewed at least every 3 years. SAFE Bulletins older than 3 years old shall not be considered OCSD policy. The policy for the development of SAFE Bulletins may be found in SAFETY-POL-103, Safety Awareness for Everyone (SAFE) Bulletins 4. SAFETY-POL-104, Permit Required Confined Spaces This program is mandated by Cal-OSHA CCR Title 8, § 5157, Permit-Required Confined Spaces. To meet the intent of the regulation, the OCSD has developed SAFETY-POL- 104, Permit Required Confined Spaces and SAFETY-SP- 104 Permit Required Confined Spaces. This program includes the requirements for the entrant, attendant, entry supervisor, and rescue team for confined space entry activities. 5. SAFETY-POL-105, Hazardous Energy Control This program is mandated by Cal-OSHA CCR Title 8, § 3314 Cleaning, Repairing, Servicing and Adjusting Prime Movers, Machinery and Equipment. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-105, Hazardous Energy Control Programs and SAFETY-SP-105 Hazardous Energy Control. This program includes the requirements for working on or around equipment that is energized or has the potential to contain residual energy. 6. SAFETY-POL-106, Hearing Conservation This program is mandated by Cal-OSHA CCR Title 8, § 5097, Hearing Conservation. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-106, Hearing Conservation Programs and SAFETY-SP-106 Hearing Conservation. This program includes the requirements for designating areas where hearing protection is required and the selection, use, and care for hearing Rev. 5 Hard Copy Is Uncontrolled Date 0&27I05 26 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\0906\1tem 13ftwfety and health policies-aft 1.doc ' Injury and Illness Prevention Program SAFETY-POL-101 0 protection devices. 7. SAFETY-POL-107, Hazard Communication Program This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Section (§) 5194, Hazard Communication. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-501, Hazard Communication. This program includes the requirements for training, use, labeling, Material Safety Data Sheets (MSDS) and employee training and education. B. SAFETY-POL-108 Contractor Safety Programs This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Subchapter 4, Construction Safety Orders. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-108, Contractor Safety Programs. This program includes the requirements for Contractor oversight for safety and health related issues by the OCSD during the completion of contracts. 9. SAFETY-POL-109, Respiratory Protection This program is mandated by Cal-OSHA CCR Title 8, § 5144, Respiratory Protection. To meet the intent of this regulation, the OCSO has developed SAFETY-POL-109 Respiratory Protection Program. This program includes the duties of the program administrator, supervisor, and respiratory user. Also defined in the program are the requirements for the selection, inspection, use, maintenance, and storage of respiratory protection devices. 10. SAFETY-POL-110 Radiation Safety Program This program is mandated by CCR Title 17, Division 1, Chapter 5, Subchapter 4, Radiation and Cal-OSHA Title 8, § 5076, Radiation and Radioactivity, Administrative Procedures. To meet the intent of the regulation, the OCSD has developed SAFETY-POL-110 Radiation Safety Program. This program includes the requirements for nuclear gauge users, contractors, service representatives, and visitors who enter into restricted areas where radioactive materials are used or stored. 11. SAFETY-POL-111, Chemical Hygiene Plan Rev. 5 Hard Copy Is Uncontrolled Date 09127a06 27 of 32 hMept4gentimboard agenda reports12006 board agenda reportst0906Utem 13(t).safety and health policies-att 1.doc r Injury and Illness Prevention Program SAFETY-1201_4011 This program is mandated by Cal-OSHA CCR Title 8, § 5191, ` Occupational Exposure to Hazardous Chemicals in Laboratories. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-111 Chemical Hygiene Plan and Appendix B of the Laboratory Operating Procedures Manual. This program includes the duties of the Chemical Hygiene Officer, supervisor, and laboratory employee. 10. SAFETY-POL-112, Integrated Emergency Response Program This program is mandated by Cal-OSHA CCR Title 8, § 3220 Emergency Action Plan, § 3221 Fire Prevention Plan, § Hazardous Waste Operations and Emergency Response; CCR Title 19, § 2620 at seq. and Health and Safety Code § 25500 et seq. Minimum Standards for Business, § 2400 at seq. Standardized Emergency Management Systems; Title 22, § 66265.30 through 37, Preparedness and Prevention Plan, § 66265.50 through 56, Contingency Plan and Emergency Procedures; 40 Code of Federal Regulations (CFR) Part 112, Spill Prevention Control and Countermeasure Plan. To meet the intent of all the regulations, the OCSD has developed SAFETY-POL-112, Integrated Emergency Response Plan and SAFETY-SP- 112 Integrated Emergency Response Plan. This plan is divided into Volumes I and II. Volume I, Emergency Preparedness, contains the specific plans for preparing for an emergency. Volume II, Emergency Procedures, contains the specific plans and procedures to be implemented in response to an emergency. 13. SAFETY-POL-113, Exposure to Pathogens Program (Bloodborne Pathogens) This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Section (§) 5193, Bloodborne Pathogens for our Emergency Medical Team. Other aspects of the program are voluntary, but follow best industry practices. To meet the intent of the regulation referenced above, the OCSD has developed SAFETY-POL-113 Exposure to Pathogens and SAFETY-SOP-113-1 Exposure Control Plan. 14. SAFETY-POL-114, Hazardous Waste Management Rev.5 Hard Copy Is Uncontrolled Date 60/27406 28 of 32 hAdeptWgenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-att t.doc • Injury and Illness Prevention Program SAFELY-POL-101 This program is mandated by Cal-EPA, California Code of Regulations (CCR), Title 22, Division 4.5 Hazardous Waste Management. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-502 Hazardous Substance Management. This program includes the requirements for identification, packaging, labeling and disposal of hazardous waste. Requirements for training employees are also included 15. SAFETY-POL-115 Backflow Prevention Program_ CANCELLED Seedees Regulations, found in Titles 17 and 22 of the systems. 16. SAFETY-POL-116 Water Resources This program is mandated California Department of Health Services Regulations, found in Titles 17 and 22 of the California Code of Regulations that require specific actions and practices be performed when safeguarding potable, recycled and plant water systems. 17. SAFETY-POL-201, Fire Prevention Programs This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Sections (§) 3220, Emergency Action Plan, 3221, Fire Prevention Plan and 6150-6184, Fire Protection. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-201 Fire Prevention. This program includes the requirements for the training of employees on evacuations, and fire systems maintenance, testing and upkeep. 18. SAFETY-POL-202, Accident Investigations This program is mandated by Cal-OSHA, California Code of Regulations, Title 8, Sections §330, Definitions, §3203. Injury and Illness Prevention Program; Title 8 California Code of Regulations, Chapter 7, Subchapter 1. Occupational Injury or Illness Reports and Records and Title 8 California Code of Regulations Chapter 3.2. , Subchapter 2, Article 3. Reporting Work-Connected Injuries, §342. Reporting Work- Rev. 5 Hard Copy Is Uncontrolled Date 99/2 " 29 of 32 Mdept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-att 1.doc Injury and Illness Prevention Program SAFETY-POL-101 A Connected Fatalities and Serious Injuries. To meet the intent of this regulation, the OCSD has developed SAFETY- POL-202 Accident Investigation. This program includes the requirements for the training of employees and supervisors on reporting and documenting industrial near misses and accidents. 19. SAFETY-POL-203, Ergonomics This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Section (§) 5110, Ergonomics. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-203 Ergonomics. This program includes the requirements for evaluation of workstations, the selection, use, and care for devices designed to reduce hazards in the work place that can lead to repetitive motion and cumulative trauma injuries. 20 SAFETY-POL-204, Fall Protection This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Chapter 4, Subchapter 4, Construction Safety Orders and Subchapter 7, General Industry Safety Orders. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-204, Fall Protection. This program includes the requirements for use of fixed, portable and personal fall protection equipment. 21. SAFETY-POL-205, Electrical Safety This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Sections (§) 2299-2974, Electrical Safety Orders. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-205 Electrical Safety. This program includes the requirements for electrical installations, work practices when working on electrical equipment and the required personal protective equipment. 22. SAFETY-POL-301, Vehicle Safety This program is mandated by Cal-OSHA, as a general requirement of the OCSD's Injury and Illness Prevention Program. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-301, Vehicle Safety. This program includes the requirements for vehicle inspection, vehicle maintenance and driver surveillance. Rev. 5 Hard Copy Is Uncontrolled Date 99/27IB6 30 of 32 h:\dept\agenda\board agenda reports\2006 board agenda reports\090s\item 13(f).safety and health policies-aft 1.doc ` Injury and Illness Prevention Program SAFETY-POL-101 23. SAFETY-POL-302, Marine Safety This program is mandated by Cal-OSHA, as a general requirement of the OCSD's Injury and Illness Prevention Program. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-302, Marine Safety. 24. SAFETY-POL-303, Crane Safety This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Chapter 4, Subchapter 7, Group 13, Cranes and Other Hoisting Equipment. To meet the intent of this regulation, the OCSD has developed SAFETY- POL-303, Crane Safety. This program includes the requirements for training of personnel, inspection and maintenance of cranes. 25. SAFETY-POL-304, Forklift Operation This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Article 25, Industrial Trucks. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-304, Forklift Operation. This program includes the requirements for training of personnel, inspection and maintenance of forklifts. 26. SAFETY-POL-401, Medical Programs This program is mandated by several different Cal-OSHA standards in California Code of Regulations (CCR), Title 8, Chapter 4, subchapter 7, General Industry Safety Orders. To meet the intent of this regulation, the OCSD has developed SAFETY-POL-401, Medical Examinations. This program includes the requirements for conducting medical surveillance on employees exposed to potentially hazardous work environments. 27. SAFETY-POL-402, Workers' Compensation Benefits. Leave and Return to Work Program. This program is represents the OCSD's compliance with the requirements of the California Code of Regulations, Title 8, Chapter 4.5 and 8, relating to Workers' Compensation and Occupational Iniury Return to Work Programs. This program is designed to return injured employees back to work on restricted duty. This program results in unspecified costs Rev. 5 Hard Copy Is Uncontrolled Date 99Q7= 31 of 32 h:Wept\agenda\board agenda reports\2006 board agenda reports\0906\item 13(f).safety and health policies-all i.doc Injury and Illness Prevention Program SAFETY-POL-101 , , 1 savings to the OCSD in terms of reduced workers compensation benefits, reduced disability payments and reduced costs associated with hiring temporary employees and overtime. 28. SAFETY-POL403,Access to Employee Medical Records This program is mandated by Cal-OSHA, California Code of Regulations (CCR), Title 8, Section (§) 3204, Access to Employee Medical Records. To meet the intent of this regulation, the OCSD has developed SAFETY-POL403, which instructs employees how to access their occupationally related medical files. 29 SAFETY-POL-404, Return to Work Programs-CANCELLED 2930 SAFETY=PDL-405, Safety ,and Health T Trein rib Administration This grogram Is best irid45trv.pracd refEulalns bw the safety agii;health trairing.:orograrn�is.�m`arraaed�aanH implemented. Rev.5 Hard Copy Is Uncontrolled Dale B9l27J06 32 of 32 hMephagendaftard agenda reports12006 board agenda reports109061item 13(f).safety and health policies-ad 1.doc MINUTES OF LEGISLATIVE AFFAIRS COMMITTEE MEETING Orange County Sanitation District Tuesday, September 12, 2006, 8:00 a.m. A meeting of the Legislative Affairs Committee of the Orange County Sanitation District was held on September 12, 2006, at 8:00 a.m., in the Sanitation District's Administrative Office. (1) The roll was called and a quorum declared present, as follows: LEGISLATIVE AFFAIRS STAFF PRESENT: COMMITTEE MEMBERS: Jim Ruth, Interim General Manager Bob Ghirelli, Acting Assistant General Manager Directors Present via Michael Gold, Legislative Affairs Liaison Teleconference: Layne Baroldi, Legal & Reg. Affairs Liaison Vladimir Kogan, Senior Scientist Jim Ferryman, Board Chair Lilia Kovac, Committee Secretary James W. Silva OTHERS PRESENT DIRECTORS ABSENT: Scott Baugh, Platinum Advisors Steve Anderson Holly Shlnstock, Platinum Advisors Heather Dion, Townsend Public Affairs OTHERS PRESENT via Teleconference: John Freshman, Don Hughes, (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were no public comments. (4) REPORT OF THE COMMITTEE CHAIR Chair Ferryman had no report. (5) REPORT OF THE GENERAL MANAGER Jim Ruth, Interim General Manager, had no report. (6) REPORT OF GENERAL COUNSEL General Counsel was not present. Minutes of the Legislative Affairs Committee Meeting September 12, 2006 Page 2 f (8) CONSENT CALENDAR ITEMS Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follow: a. Approve minutes of the August 8, 2006 Legislative Affairs Committee meeting. MOTION: It was moved, seconded and duly carried to approve Item 8(a) under Consent Calendar. END OF CONSENT CALENDAR (9) ACTION ITEMS a. No items were considered. (10) INFORMATIONAL PRESENTATIONS a. LEG06-08 Legislative Affairs Update John Freshman reminded the Directors that the Federal legislative session will end on September 29th with Homeland Security and the November elections being the main focus. Mr. Freshman recommended that Directors and staff consider traveling to Washington, D.C. for a lobbying trip in early December to press the case for funding and priority issues. Scott Baugh updated the committee on the final fate of attempts to pass design-build legislation this year. Mr. Baugh explained why the District's last bill AS 92 (Dunn))died. The committee briefly discussed reintroducing legislation in early 2007 (possibly as an urgency measure) and Mr. Baugh suggested that the Sanitation District shore up local support prior to moving forward. Heather Dion presented an update on legislation being tracked by Townsend Public affairs, including SB 1317 (Todakson)dealing with siting of power plants and property tax reallocations. Ms. Dion explained how they have been working hard to secure a veto from the Governor. Ms. Dion also mentioned that Katherine Smith, Executive Director of the California Association of Sanitary Agencies, was arriving in Orange County for a tour of OCSD and meetings with staff. Michael Gold, Legislative Affairs Liaison, presented the committee with information about upcoming ballot measures and how they might impact the Sanitation District. The measures included: Propositions 1 E, 84 and 90 as well as Measure M. Minutes of the Legislative Affairs Committee Meeting September 12, 2006 W Page 3 The Committee discussed the measures briefly and decided to recommend that the Sanitation District adopt a position in support of Proposition 1 E. The Steering Committee will consider supporting Proposition 1 E later that month. Finally, Mr. Gold reminded the committee of the October 25m Legislative Strategic Planning Session for members of the Steering Committee from 2:30 to 4:30 p.m. (11) CLOSED SESSION There was no closed session. (12) OTHER BUSINESS. COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY None. (13) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT None. (14) CONSIDERATION OF UPCOMING MEETINGS The next Legislative Affairs Committee meeting is scheduled for October 10, 2006, at 8:00 a.m. (15) ADJOURNMENT The Chair adjourned the meeting at 8:38 a.m. Submitted by: A'-/ - �- Lille Kovac Committee Secretary H:Wep6gmoY15DV 51\BS1MinuRs�091206 Leg Affair Mlnules.doc i GWR System Steering Committee � August 14, 2006 MINUTES GROUNDWATER REPLENISHMENT SYSTEM STEERING COMMITTEE STEERING COMMITTEE (A Committee of Orange County Water District and Orange County Sanitation District Directors) OCWD Boardroom, 10500 Ellis Avenue, Fountain Valley Monday, August 14, 2006, 5:30 p.m. Committee Members Philip L.Anthony OCWD Director, Chairman .......Not Present Kathryn Bar OCWD Director ........................Not Present Roger Yoh OCWD Director...............................Present Steve Anderson OCSD Director ...............................Present Mike Duvall OCSD Director,Vice Chairman.......Present Carolyn Cavecche OCSD Director ...............................Present Alternates Jan Debay OCWD Director(No. 1)....................Present Denis Bilodeau OCWD Director(No. 2)..............Not Present Steve Sheldon OCWD Director(No. 3)....................Present Don Bankhead OCSD Director(No. 1)....................Present Larry Crandall OCSD Director(No. 2)....................Present Doug Davert OCSD Director(No. 3) .................... Present Other Directors Present Wes Bannister CONSENT CALENDAR(tTEM NO.1) MonONIVOM ACTION TAKEN 1. MINUTES OF PREVIOUS MEETING YOH— AYE RECOMMENDATION:Approve Minutes of the July 10,2006 - DESAY— SECOND,AYE APPROVED Groundwater Replenishment System ANDERSON-AYE Steering Committee Meeting as mailed DWALL—AYE CAVECCHE- MOmON,AYE END OF CONSENT MATTERS FOR CONSIDERATION 2. CONTRACTNO.GWRS-2003-4-GROUNDWATER YOH— SECOND,AYE APPROVED REPLENISHMENT SYSTEM UNIT II PIPELINE PROJECT DEBAY—AYE (COUCH CONSTRUCTION,L.P.): NOTICE OF COMPLETION ANDERSON-MOTION,AYE RECOMMENDATION:Agendize for file August 16 OCVVD Board DuvALL-AYE meeting: Amept completion of work and CAVECCHE— AYE authorize fling of Notice of Completion. - 1 - GWR System Steering Committee August 14, 2006 i 3. LIMITED TERM CONTRACTUAL EMPLOYMENT YOH- Ave APPROVED AGREEMENT FOR PAUL SARNSEN TO PROVIDE DEeAr- SECOND,AYE ELECTRICAL FIELD ENGINEERING SERVICES FOR THE ANDERsoN- MOTION,AYE GWR SYSTEM ADVANCED WATER PURIFICATION DUVALL-AYE FACILITY CAvEccHE-AYE RECOMMENDATION:Agendize for the August 16 OCWD Board meeting: Authorize execution of a nine month limited term Contractual employment agreement with Paul Samsen to provide electrical, instrumentation and process control field engineering services for the GWR System Advanced Water Purification Facility at an hourly rate of$75.00 per hour from August 21,2006 to May 21,2007.with these costs being shared between the OCWD and OCSD. 4. CONTRACT NO.GWRS-2003-5-GROUNDWATER YOH- SECOND,AYE APPROVED REPLENISHMENT SYSTEM UNIT I PIPELINE PROJECT DasAY- MOTION,AYE (KEN THOMPSON,INC.): CHANGE ORDER NO.14 ANDERsoN- AYE RECOMMENDATION:Agendize for August 16 OCWD Board DUVALL-AYE meeting: Authorize issuance of Change CAVeccHE- AYE Order No. 14 for an increase In contract price totaling$187,803 and no increase in Contract time. 5. ADJUSTMENT OF COST SHARE FOR THE PURCHASE OF YOH-AYE APPROVED DATA SWITCH HARDWARE TO SUPPORT THE FIBER DEBAY-AYE OPTIC BUSINESS NETWORK ANDERsoN- MOTION,AYE RECOMMENDATION:Agendize for August 16 OCWD Board DwALL-AYE meeting: Adjust the cost share amount for CAVECCH6- SECOND,AYE the data switch hardware purchase to Metronome Inc.from$125,056 to$99.570. INFORMATIONAL ITEMS 6. OCSD QUARTERLY CAPITAL PROJECT UPDATE - INFORMATIONAL 7. ADVANCED WATER PURIFICAITON FACILITY COST INFORMATIONAL SAVINGS UPDATE 8. PROJECT SCHEDULE AND BUDGET UPDATE INFORMATIONAL 9. CONSTRUCTION PROJECTS PROGRESS INFORMATIONAL 10. MONTHLY CHANGE ORDER UPDATE INFORMATIONAL 11. STATUS REPORT INFORMATIONAL • Grants and Loans Update • Public Information and Education Update DIRECTORS'ANNOUNCEMENTSIREPORTS - 2 - .` GWR System Steering Committee August 14, 2006 GENERAL MANAOERV ANNOUNCEMENTS/REPORTS ADJOURNMENT 6:25 P.M. - 3- i BOARD OF DIRECTORS Meenng Dare TuaA.MOr. gg/n/o6 AGENDA REPORT Item Number Ibn5(b) Nu Orange County Sanitation District Water Management Projects FROM: David Ludwin, Director of Engineering Originator: Wendy Sevenandt, CIP Project Manager SUBJECT: GROUNDWATER REPLENISHMENT SYSTEM, JOB NO. J-36 GENERAL MANAGER'S RECOMMENDATION Approve a Professional Services Agreement with Faubel Public Affairs for one year of outreach support services for the Groundwater Replenishment System, Job No. J-36, for an amount not to exceed $255,850 to be cost shared equally (Orange County Sanitation District portion $127,925) with the Orange County Water District. SUMMARY • Faubel Public Affairs has been the public relations consultant for the Groundwater Replenishment System (GWR) for the past year. • Faubel's original Professional Services Agreement was approved with the provision that it could be renewed for two one-year extensions. • Staff and the GWR System Public Information and Education (PIE) Committee are recommending renewing Faubel's contract for an additional year. • On September 11, 2006, the GWR System Steering Committee passed the recommendation that the Boards approve the Agreement. PRIOR COMMITTEE/BOARD ACTIONS January 25, 2006 -Approve Amendment No. 1 to the Professional Services Agreement with Faubel Public Affairs for $69,000 for an opinion research survey. October 26, 2005 -Approve Professional Services Agreement to Faubel Public Affairs for $292,560 for outreach support services for the GWR System. PROJECT/CONTRACT COST SUMMARY Authorization of$127,925 from the Construction Phase budget is being requested as shown in the attached Budget Information Table. Page 1 .t BUDGETIMPACT ® This item has been budgeted. (Line item: page 107 CIP-Water Management Projects) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION See attached GWR System Steering Committee Agenda Item Submittal. ALTERNATIVES There are no alternatives. CEQA FINDINGS The Environmental Impact Report/Environmental Impact Statement (EIR/EIS) for the GWR System was certified by the Orange County Sanitation District (Sanitation District) and the Orange County Water District (OCWD) Boards of Directors on March 24, 1999. Addendum No. 1 was approved on March 28, 2001. Addendum No. 2 was approved by the Sanitation District on January 23, 2002, and by OCWD on January 16, 2002. Amendment No. 3 was approved by the Sanitation District on March 24, 2004 and by the GWR System Steering Committee on December 1, 2003. ATTACHMENTS 1. Budget Information Table 2. Agenda Item Submittal to the GWRSSC RE: Continuation of Groundwater Replenishment (GWR) System Outreach: Faubel Contract for 2006-2007 WS:kf H:tdept%gendatBwrd Agenda Reports12006 Board Agenda Reportst0906Mtem 15(b).GWR.doc Page 2 BUDGET INFORMATION TABLE GROUNDWATER REPLENISHMENT (GWR) SYSTEM JOB NO. J-36 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT BUDGET RWSED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) DECREASE Phase 1-Prqect Development S 700,000 $ 10.000 S 10.000 S 10.000 $ 10.000 $ 10.227 102% Phase 2-Preliminary Design S 3320000 $ 3.320,000 $ 3,32GODO $ 3,320.000 $ 1320,336 100% Phase 3-Design $ 9B49,000 $ 15,616,0DO $ 15,616.000 $ 15.616.000 $ 15.616.000 $ 15.615.861 100% Phase 4-Cmstmction $ 98.481.000 $ 220,995,000 $ 220,995,OD0 $ 216,117,646 $ 127,926.00 $ 216,245.571 $ 157,944.251 73% Phase 5-C.i.ahg S 1.024.000 $ 1,024,000 $ 1,024,000 $ 1,024,ODD $ 451.841 44% Phase 6-Close-Out $ 86.000 $ WOOD $ 86.000 $ SSODO $ 81.761 96% Phase 7.Cwtingemy S 12,895.000 $ 7,500.000 $ 7.500.000 $ 0% PROJECT TOTAL $ 121,925000 $ 248.551,000 $ - $ 248,551,000 $ 236.173,646 $ 127,925,00 $ 236,301,571 $ 177,424,277 75% fteimhursaDle Costs S 45A00,OD0 1 $ 45,".000 1 $ 45,000.000 1 $ 45DOG000 1 x920.089 82% PROJECT NET S 121.925.000 IS 203.551.000 S - S 203,551,000 1 S 191.173.646 $ 127,92500 $ 191.301,571 1 $ 140,504,188 73% PSAIContract Desi nPSA $ 19,5 ,103 $ 19.504,103 $ 19,312.682 $ 19,312,682 $ 17,386.084 90% Cmstruclion Manangener4 SewNces PSA $ 7,050A00 S 7.050.000 S 6.944.180 $ 6.944.180 $ 4.7 1.099 69% Canslrugipn Canhacl S 203.664,438 S - $ 203,664,a3B $ 199.873.422 $ i99,8]3,422 S 152,890.755 76% EDMSA03816287 AGENDA ITEM SUBMITTAL Meeting Date: September 11, 2006 Budgeted: Yes Budgeted Amount: $600,000 To: Groundwater Replenishment Cost Estimate: $255,850 System Steering Committee Funding Source: OCWD/OCSD/Grants Program/Line No.: GWRSAT-17200.40015 From: Virginia Grebbien. General Counsel Approval: Yes James Ruth Project Report Approved: Yes CEQA Compliance: Yes Staff Contact: R. Wildermuth/B. Colson Subject: CONTINUATION OF GROUNDWATER REPLENISHMENT (GWR) SYSTEM OUTREACH: FAUBEL CONTRACT FOR 2006-2007 SUMMARY Faubel Public Affairs has been the public relations consultant for the GWR System for the past year. Faubel's original Professional Services Agreement was approved with the provision that it could be renewed for two one-year extensions. Staff and the PIE Committee are recommending renewing Faubel's contract for an additional year. RECOMMENDATION Agendize for the September 20 OCWD and September 27 OCSD Board meetings: Authorize the issuance of a Professional Service Agreement to Faubel Public Affairs for $255,850 for outreach support services for the GWR System for 2006-2007. DISCUSSION/ANALYSIS General Outreach Support The GWR System is an indirect potable reuse project that will greatly enhance the seawater barrier protecting Orange County's large groundwater basin, and also provide additional water to help meet future water needs in an and region. Like all indirect potable reuse projects, there is the requirement for extensive public education and outreach. Indirect potable reuse projects have a mixed record of public acceptance, based on the timelines and effectiveness of the public outreach efforts. The GWR System was fortunate to start its outreach efforts early in the project development stage. This contract extension provides assistance to continue our outreach program. Based on last year's survey, the outreach effort will focus on talking to more women's groups. In addition, there will be planning for a start up or commissioning ceremony this coming Fall. The rest of the outreach effort remains essentially the same as the previous year consisting of the following activities: • Provide strategic counsel on all public information and education efforts by OCWD and OCSD for the GWR System • Attend GWR System Steering Committee meetings and PIE meetings, attend and monitor OCSD and OCWD meetings as needed • Develop and implement strategy for political management • Draft weekly and monthly updates to appropriate recipients • Meet and communicate on a monthly basis with appropriate staff members at OCSD/OCWD Develop creative new outreach approaches such as obtaining support from women's groups, public officials and opinion leaders Follow up with groups to which we provide a presentation in an effort to gamer and endorsement letter • Follow up with groups who decline a presentation with a GWR kit to provide information about the project • Develop and update all project collateral materials Coordinate activities of the Speakers' Bureau and endeavor to arrange 200 presentations prior to the project completion in Fall 2007 • Draft all necessary reports and correspondence concerning the GWR System • Coordinate all special events, including ceremonies marking the completion of major system components • Develop and coordinate a meeting for the Community Leadership Advisory Council and develop a plan to maximize their effectiveness • Coordinate media relations and media outreach efforts and public service announcement placement • Closely monitor media, web reports and web logs and provide a weekly report on any mention of the project or other similar projects • Maintain all GWR System outreach records (print and electronic) • Assist new GWR electronic communications consultant to expand e- marketing efforts and provide recommendations for enhancement of the GWR System web site (www.awrsystem.coml • Provide preliminary preparation for project completion event in the Fall of 2007. Below are the proposed team members, hourly rates and total budgeted hours: Strategy R. Faubel $195/hr 120 hours Project Mgt. B. Lochrie 150/hr 605 hours Political Outreach J. Stratman 150/hr 150 hours Events L. Ball 115/hr 150 hours Speaker's Bureau K. Dale 95/hr 820 hours Speaker's Bureau Support: T. Arhansadr 701hr 1290 hours dmin H. Gartreau 75/hr 0 hours Total 255,850 185 hrs i PRIOR COMMITTEE ACTIONS Jan. 9, 2006 The GWR System Steering Committee recommends authorizing the issuance of Amendment No. 1 to the Professional Service Agreement of Faubel Public Affairs in the amount of$69,000 in order for Probolsky Research, as a sub consultant to Faubel Public Affairs, to conduct a 2006 opinion research survey. Oct. 10, 2005 The GWR System Steering Committee recommends authorizing the issuance of a Professional Service Agreement to Faubel Public Affairs for$292,560 for outreach support services for the GWR System; and authorizing the issuance of a Professional Service Agreement to KW Communications for$86,640 for construction outreach services for the GWR System; and authorizing the issuance of a Professional Service Agreement to JD Communications for $74,385 for construction outreach services for the GWR System; and authorizing the issuance of a Professional Service Agreement to Tashiro Choi and Associates for $42,480 for multicultural outreach services for the GWR System; and authorizing establishing a budget of$20,000 for construction outreach expenses. Sept. 29, 2005 The Public Information and Education (PIE) Subcommittee voted to recommend Faubel Public Affairs as the Public Relations Firm for the Groundwater Replenishment System Outreach and Continuation of Three Outreach Specialists. July 11, 2005 Public Information and Education (PIE) Program: Request for Proposal (RFP) for Replacement Public Relations Firm for the Groundwater Replenishment System Outreach and Continuation of Three Outreach Specialists. Sept. 13, 2004 The GWR System Steering Committee recommends authorizing issuance of a one-year Professional Services Agreement to Porter Novelli in the amount of$615,000 for the GWRS Public Information and Education Program. July 15, 2004 The Public Information and Education (PIE) Subcommittee voted to recommend the Porter Novelli task order for renewal to the Steering Committee for $615,000 for one year. Oct. 22, 2003 OCSD Board approved a one-year task order for Porter Novelli in the amount of$900,000. Oct. 15, 2003 OCWD Board approved a one-year task order for Porter Novelli in the amount of$900,000. Sept. 8, 2003 The GWR System Steering Committee recommends a one-year task order for Porter Novelli in the amount of$900,000. Aug. 26, 2003 The Public Information and Education (PIE) Subcommittee voted to recommend the Porter Novelli task order for renewal to the JCC for $900,000 for one year, with the condition that the $132,000 allocated in the budget for direct mail, advertising and phone banks cannot be utilized until further discussion and approval of the PIE. Oct. 17, 2001 OCWD Board approved a two-year task order for NCG Porter Novelli in the amount of$1,800,000, not to exceed $900,000 per year. Sept. 26, 2001 OCSD Board approved a two-year task order for NCG Porter Novell! in the amount of$1,800,000, not to exceed $900,000 per year. Aug. 27, 2001 The JCC selected NCG Porter Novelli as the Public Information and Education firm for Phase IV of the GWR Public Outreach Program. June 11, 2001 The Joint Groundwater Replenishment System Cooperative Committee (JCC) approved a Request for Proposals (RFP) to solicit public relations teams for a level of effort of$900,000 per year for two years, with an option to renew for at least an additional $900,000 per year for two additional years. A 11 �� Y •�� now— I Im NA . F � AN v�IN ` , a Or a County Sanitation DistriV Cali rnia �Ultea0q : 200 Table of Contents ExecutiveSummary...................................................................................................1 QuarterlyTreasurer's Reoort........................................................................................1 QuarterlySWAP Report..............................................................................................1 QuarterlyCOP Repo rt.................................................................................................1 d V FY 2005-06 Fourth Quarter Comprehensive Financial Report 6w W v L This Page Intentionally Left Blank I-Y r V L v V W V Executive Summary - Consolidated Financial Report for the Fourth Quarter Ended June 30, 2006 Included in this consolidated financial report are the following quarterly financial reports for the period ended June 30, 2006: • Quarterly Investment Management Program Report; This section reports on financial on portfolio performance with respect to the District's funds. Both Long-Tenn and Liquid Operating Monies are summarized. - A performance summary table can be found on page 2 of this report. The report also contains information on the national economic outlook from the District's money manager(PIMCO). - In summary, there have been no significant changes to the District's financial position with respect to its investments. PIMCO notes that the Long-Term portfolio that it manages on behalf of the District returned 0.45 percent over the quarter, outperforming the Merrill Lynch 1-5 year Government Corporate Index by 3 basis points. The Liquid Operating portfolio returned 1.24 percent over the quarter, outperforming the 3-month Treasury bill index by 4 basis points. PIMCO also notes that fixed income gained ground despite Fed tightening. However, it is also noted that the US economy will slow next year as the housing market begins to cool. A discussion of other indicates can be found in the body of the report. • Quarterly Interest Rate Exchange Agreement (Swap) Monitoring Report; There were no material changes in the previous quarter. - • Quarterly Certificates of Participation (COP) Report There were no material changes in the previous quarter. The report includes various comparative charts illustrating the COP rate history. - - - Page 1 - a bn b e., August 10, 2006 STAFF REPORT Quarterly Treasurer's Report For the Three Months Ended June 30, 2006 .. SUMMARY Section 15.0 of the District's Investment Policy includes quarterly reporting requirements for the District's two investment portfolios. These two funds, the "Liquid Operating Monies,"and the"Long-Term Operating Monies" are managed by PIMCO, the District's external money manager. The ongoing monitoring of the District's investment program by staff and Callan Associates, the District's independent investment advisor, indicates that the District's investments are in compliance with the District's adopted Investment Policy and the California Government Code, and that overall performance has tracked with benchmark s indices. In addition, sufficient liquidity and anticipated revenues are available for the District to meet budgeted expenditures for the next six months. The District's portfolios do not include any reverse repurchase agreements or derivative securities. ADDITIONAL INFORMATION Performance Reports The Quarterly Strategy Review, prepared by PIMCO, and the Investment Measurement Service Quarterly Review, prepared by Callan Associates, are attached for reference. Also attached are Long-Term and Liquid Operating Monies Summary of Performance Data and Portfolio Statistics charts that depict the performance results, estimated yield and duration, credit quality, and sector diversification of the District's portfolios, as of .. March 31, 2006 and June 30, 2006. The Liquid Operating Monies portfolio, with an average maturity of 36 days, consists entirely of cash equivalent investments such as U.S. Treasuries and corporate discount notes. r Portfolio Performance Summary The following table presents a performance summary of the District's portfolios as compared to their benchmarks for the period April 1 through June 30, 2006. WSD 4 P.0.B0.81V • FOWWMVallar 92n"122 4 (714r 2-2411 Quarterly Treasurer's Report L For the Three Months Ended June 30, 2006 Page 2 of 3 L Portfolio Performance summary Quarter Ended June 30,2006 Liquid Operating Monies(h) Long-Term Operatng Monies(%) Total Rate Total Rafe of Return Benchmark1e Return BenchmarMo 3 Months 1.24 1.16 0.45 0.52 s 2.292.19 0.92 0.70 �+ 9 Months 3 3T 3.131.61 1.28 12 Months 4. 3 3.95 1.81 1.12 Inca inception 30 Seµ 95 4.21 3.80 5.51 5.32 r Markel Value $297.2 vea(leQuality *AAA'Current Yield ieltl ) 4.0 4.1 Estimated Yield to Maturity( ) 5.1 5.5 Quarterly Deposits(withdrawals) $0AM $50AM Estimated Annual Income $3.5M $13.0 L (1) Benchmarks: • Liquid Operating Portfolio: 3-Month Treasury Bill Index • Long-Tenn Operating Portfolio: Merrill Lynch Corp/Govt. 1-5 Year Bond Index 6, Portfolio Market Values Comparative marked-to-market quarter-end portfolio values are shown in the following table, and in the v attached bar chart. Liquid Long-Term Quarter operating operating Ending Monies($14 Monies($M) 30 Sep.05 59.5 253.4 v 31 Dec.05 60.1 214.9 31 Mar.08 71.9 245.5 4 30 Jun.05 72.8 297.2 V District's Investment Account Balances as of June 30.2006 Book Balances Estimated Investment Accounts June 30,2006 Yield(%) State of Calif.LAIF $ 19,972,688 4.70 r Union Bank Checking Account 1,247,108 4.70 Union Bank Overnight Sweep Account 2,838,000 4.35 PIMCO-Short-term Portfolio 72,171,455 5.06 PIMCO-Long-tern Portfolio 294,369.667 5.61 Petty Cash 4.000 N/A TOTAL $390 602,918 5.45 V Debt Service Reserves w/rmstees $ 105 479 35A 4.41 1 L V Quarterly Treasurer's Report For the Three Months Ended June 30, 2006 Page 3 of 3 r District's Cost of Funds on Debt Issues as of June 30.2006 .. Annual Cost ofFtmds Outstanding Ivtetest Issue Description COP Balance Rate(%) r 1992 Syn Fixed $93.120.000 5.55 1993 Syn Fixed 37250,000 4.56 r 2000 VRDO 198200,000 3.69 2003 Fixed 280.000,000 5.15 2006 VRDO 200.000.000 3.69 m. TOTAL Weighted Avg Cos[of Funds 4.45 r ATTACHMENTS 1. Historical Yield Curve Graph 2. PIMCO Quarterly Report 3. Quarter End Portfolio Market Value Bar Chart 4. Summary of Performance Data and Portfolio Statistics—Liquid Operating Monies 5. Summary of Performance Data and Portfolio Statistics— L-T Operating Monies 6. Investment Transactions and Balances in LAIF 7. Asset Summary by Asset Type— Liquid Operating Portfolio B. Asset Summary by Asset Type— Long Term Portfolio 9. Investment Listing of Liquid Operating and L-T Portfolios (Yield Analysis Report). 10. Asset Detail by Currency— Consolidated 11. Custody Transaction History — Consolidated 12. Callan Report (separate bound document) 13. PIMCO Report (separate bound document) 14. Rating Agency Comparisons r r r Prepared by Finance,8/ M008,7:47 AM HISTORICAL YIELD CURVE 5.50 ------ 5.25 5.00 4.75 4.50 4.25 - 4.00 -- - 3.75 - 3.50 0 3.25 w 3.00 > 2.75 2.50 ---- 2.25 2.00 - 1.75 ---- -- - 1.50 1.26 - - - 1.00 0.75 - 0.50 - E E T T 9 5 a` 5 p5 pS E N !`9 • a7 N 0 C C -4--31-Dee-05 t31-Mar-08 -30Jun-08 G:\excel.dta\fln\2220\geggi\Finance\HlatodcaITREASU RYyieldcurve P I M C O July 26,2006 Mr. Mike White,CPA Controller Orange County Sanitation District 10844 Ellis Avenue Fountain Valley,CA 92708-7018 Dear Mike: The following is a description of events in the bond markets during the 2nd quarter of 2006 in addition to an analysis of the strategies undertaken in the Orange County Sanitation District's Long-Tenn and Liquid portfolios over the period. We have also included is a section on strategies to be pursued in your portfolio during the coming months. r Band Market Recap: Bonds Struggle In First Half of 2006 as Interest Rates Rise Most fixed income sectors lost ground during the first half of 2006, as concern about accelerating inflation and central bank tightening pushed interest rates higher worldwide.The Lehman Brothers Aggregate Bond Index, a widely used index of high-grade bonds, returned -0.72 percent for the first six months of the year. On June 30 the benchmark ten-year Treasury yielded 5.14 percent, 75 basis points higher than at the start of the year. The U.S. yield curve remained flat w shorter maturity yields rose by a comparable amount. The Fed tightened twice during the second quarter, bringing the federal funds rate to 5.25 percent. The second increase near the end of the quarter was the Fed's 17'consecutive rate hike since the r start of its tightening cycle in 2004. The Fed was not alone, as central banks in Europe, India and China tightened credit in unison for the first time since 2000. The Bank of Japan, whose zero interest rate policy has flooded global markets with liquidity, looked set to reverse this policy in the coming months. While core rates of inflation rose above central banks' targets during the second quarter, other indicators pointed to the potential for global growth to soften, thus increasing the risk of a policy mistake by monetary authorities. The formerly robust residential housing market in the U.S., a critical source of job creation as well as consumer liquidity, showed signs of cooling m the inventory of unsold homes continued to swell in the face of higher mortgage rates. Global risk appetites abated during the quarter. Prices of assets such as gold and emerging market stocks fell sharply, largely in response to tighter credit that made leveraged investing more costly. Explosive growth in leveraged, speculative investment strategies worldwide amid easy credit conditions heightened the danger of simultaneous exits by such investors should central banks move too aggressively in withdrawing liquidity. r y Mr Mike While, CPA June 26, 2006 y Orange County Sanitation District Page 2 V Higher Yielding Bond Sectors Fare Best So Far This Year With interest rates on the rise, higher yielding band sectors, such as mortgage-backed and corporate bonds, that provide a cushion against price erosion tended to outperform during the first six months of the year. The following section adds detail about second quarter performance for fixed income sectors for the quarter and the first half of the year. • Mortgage-backed securities underperformed like-duration Treasuries during the second quarter m the flat yield curve crimped demand from some institutional buyers. GNMA mortgages r. lagged the overall mortgage market for both the quarter and the year-to-date. • High-grade corporate bonds lagged Treasuries on a duration-adjusted basis in the second quarter. May and June were difficult months as credit premiums widened amid a general reduction in investor risk tolerance and concern that higher interest rates would erode profits. Non-investment gmde bonds fared better than their investment grade counterparts during the - quarter due to their higher yields. • Results from real return and municipal bonds were mixed. TIPS outpaced Treasuries for the quarter but lagged behind for the year-to-date as real yields rose sharply in response to Fed tightening. Munis, which usually outperform as rates rise because of their stable retail investor base, outpaced Treasuries for the quarter and the year-to-date. • Emerging market bonds ended a long run as the best performing fired income asset class it during the second quarter. Credit premiums widened amid the flight from riskier assets,though emerging market bonds held up better than their equity counterparts. EM lagged well behind Treasuries for the quarter and but still outperformed Treasuries for the first half of 2006. V • Government bonds of developed economies performed poorly for the quarter and year-to-date. Most of these bonds posted losses as rates moved higher in response to stronger growth and concern about central bank tightening. Performance Attribution: u Long-Term Portfolio The Long-Term portfolio that PIMCO manages on behalf of Orange County Sanitation District v returned 0.45 percent over the quarter, underperforming the Merrill Lynch 1-5 year Government - Corporate Index by 7 basis points. The following points summarize returns for the quarter ended June 30,2006. • Your portfolio underperformed its benchmark for the quarter but outperformed for the year-to- date • Broadly diversified strategies held in a difficult market offer the potential for improved returns once Fed tightening stops and the economy softens v • The following strategies added to returns during the quarter: ➢ Below-index duration for most of the quarter,as interest rates rose u r r Mr. Mike White, CPA June 26, 2006 Orange County Sanitation District Page 3 ➢An underweight to corporate bonds, which lagged Treasuries as investors' risk appetites abated DReal return bonds, which outpaced like-duration nominal bonds as most real yields rose 'tl less than nominal yields • The following strategies detracted from quarterly returns: D An emphasis on mortgages as this sector modestly lagged Treasuries D A curve steepening bias early in the quarter as the yield curve continued to flatten r Liquid Portfolio r The Liquid portfolio that PIMCO manages on behalf of Orange County Sanitation District generated a total return of 1.24 percent during the quarter, outperforming the 3-month Treasury Bill Index by 8 basis points. The following points summarize returns for the period ending June r 30, 2006: Your portfolio outperformed its benchmark for the quarter and the year-to-date ,r • Diversified strategies helped to mitigate interest rate exposure and provide the potential for improved returns once Fed tightening stops and the economy softens Near-benchmark duration was neutral for performance r • Holdings of higher yielding securities such as commercial paper and short-term notes contributed to performance Economic Outlook: Global Economic Growth Seen as Strong But Vulnerable r The combination of robust U.S. consumption, massive Chinese investment spending and positive feedback effects in Japan and emerging economies produced growth over the last year that r exceeded PIMCO's expectations. Expansion prompted tightening by central banks to contain inflation that has been mild but accelerating. The Bank of Japan, the European Central Bank and perhaps still the Federal Reserve are embarked on an uncertain path of interest rate hikes that r could, if pursued too aggressively,derail the global expansion. Key elements of the outlook are: • Global Inflation Benign at 1-3% — Moderate, range-bound inflation is the most reasonable forecast over the next several years, despite the impact of higher commodity prices. Disinflationary forces include low-wage labor in the developing world, technology-driven productivity gains and the potential for a commodity or housing-related recession sometime in the next few years. • Rates, Yield Curve Trend Toward Normal Levels — Strong growth and central bank tightening has caused interest rates to rise globally. PIMCO believes that U.S. rates will not move much higher from current levels given the benign inflation outlook and still abundant global savings. The yield on the 10-year Treasury will range from 4 to 5.5 percent over the r Mr. Mike White, CPA June 26, 2006 Orange County Sanitation District Page 4 next several years. Global central banks will be cautious about raising rates too aggressively �•' lest they boost the value of their currencies and stall growth. This caution should allow yield curves to move toward a more positive slope. v • Risk Premiums Return to Normalcy as Well—Risk premiums and volatility levels in assets such as real estate, corporate and emerging market bonds and equities are new historic lows and financial leverage is near historic highs. Abundant liquidity, especially Japan's zero �+ percent borrowing rate, has been a big factor in the compression of risk premiums. With this zero percent morphing into something higher, investors in risky assets have recently felt the pain. Risk premiums are likely to continue to trend back toward historical levels over a secular s. time frame. • U.S. Dollar Will Underperform — Reversing imbalances such as the huge U.S. trade deficit and excessive U.S. consumption will demand incentives. These incentives are likely to be externally imposed in the form of a weaker U.S. dollar, which will allow for reduced Asian imports and a rebalancing of the current disequilibrium. Position Portfolios for Return to Normalcy In Markets PIMCO will retain a defensive posture in portfolios, focusing on the short end of the U.S. yield curve and higher quality assets.This approach is in keeping with our forecast that the shape of the yield curve and valuations of riskier assets are poised to revert to more normal levels. Key strategies will include: • Interest Rate Strategies — We will target duration new the index but retain tactical W flexibility, moving duration above the index as rates near the top of our forecasted range but below the index when rates approach the lower end of the range. PIMCO will continue to emphasize shorter maturities in the U.S., which should gain as markets begin to v anticipate Fed easing. Where permitted,we will take positions that should gain in response to an expected increase in short to intermediate maturity European rates. • Mortgage-Backed Bonds - In an environment where prices of riskier assets will remain under pressure, mortgages continue to be the safest source of incremental yield for portfolios. PIMCO will also seek to add value via our expertise in mortgage security LW selection. • Corporates/Emerging Markets — Sectors that fared well when liquidity was abundant— such as corporate and emerging market bonds - present the most risk once liquidity becomes tighter. PIMCO will therefore retain its underweight to corporates and continue to de-emphasize emerging markets. • TIPS and Munis -Among higher quality bonds, PIMCO will hold modest levels of TIPS and municipal bonds. While TIPS valuations are not especially compelling, these bonds still serve as an effective hedge in case inflation unexpectedly rises. Munis provide �•' attractive insurance in case interest rates move higher. A stable base of retail investors allows munis to hold their value better than taxable bonds when rates rise. w ri Mr. Mike White, CPA June 26, 2006 Orange County Sanitation District Page 5 • Currency — PIMCO expects the U.S. dollar to be weak over a cyclical and secular time horizon. Cyclically, the end of Fed tightening could result in flows of capital out of the dollar toward markets in Europe and Japan with rising yields. Over a longer time frame, a . weaker dollar will be needed to help reverse the massive U.S. trade deficit. PIMCO will take positions in the yen, emerging market currencies and the euro to hedge against dollar weakness. m Strateev: The following list highlights the strategies that will be used in the Long Term portfolio in the coming months: • Retain a defensive posture in portfolios, focusing on the short end of the yield curve and high quality assets Target duration near the index; adjust duration above the index as rates new the top of our forecasted range and below the index when rates are nearer the low end • Focus on short maturities in the U.S., which should outperform as we expect the U.S. yield curve to steepen • Retain emphasis on mortgages, which continue to be the safest source of incremental yield; also look to add value via security selection • Underweight corporate bonds, which are one of the asset classes most at risk from reduced global liquidity • Among other higher quality assets, hold modest levels of TIPS as an effective hedge in case inflation unexpectedly rises The following list highlights the strategies that will be used in the Liquid portfolio in the coming months: .. • Focus on shorter maturities in the U.S.,which should perform well as we expect the U.S. yield curve to steepen Continue to hold high quality, short duration notes and commercial paper as an additional ., source of high quality yield We look forward to discussing these and other topics with you in the near future. r Best regards, .. Christine Telish,CFA John M.Miller, CFA Vice President Executive Vice President OOSO Investment Management Program Quaker End Portfolio Values (Marked-to Market) $400,000,000 $350,000,000 $300,000,000 $250,000,000 f20D,000,000 $ISO,00D,00D f100,000,000 S6QOOO,OOO SO 31 Mar 05 30 Jun 05 30 Sap 05 31 Dec 05 31 Mar 06 30 Jun 06 OLIOuld Operating Monles to Long-Term OperatIng Monles f F F F C F E f F € F € F € F F [ f € I I 1 I I 1 1 I 1 1 1 Summary of Performance Data and Portfolio Statistics Orange County Sanitation District Liquid Operating Portfolio 13 HI-Year III vs.slander411"Wonr n _ X 9 • r re: ���®®�®' ' n 5 `Pw4olb L"Yr. MY,Shry Total portfolio , Treasury Before Fees(%) 4.21 4.10 2.46 2.47 4.23 3.33 2.29 1.24 3 r 1n4mi After Fees 1%) 4.06 3.95 2.31 2.31 4.06 3.23 2.22 1.20 ¢ 1 Cltigroup 3 Month Treasury Bill Index(%)° 380 3.68 2.16 2.31 3.95 3.13 2.19 1.16 -3 .1 1 3 5 ] 9 11 13 S...N Oavixbn of Rehm(X) %of Market Value Duration In Yrs r rr: Total Markel Value($MM) 71.9 72.8 Government 21 19 0.0 0.0 Quarterly Contributions($MM) 11.1 0.0 Mortgages 0 0 0.0 0.0 Estimated Annual Income($MM) 3.3 3.5 Corporates 1 0 0.0 0.0 Estimated Yield to Maturity(%) 4.5 5.1 High Yield 0 0 0.0 0.0 Estimated Duration(yes) 0.2 0.1 Non U.S.$Developed Issues 0 0 0.0 0.0 Average Maturity(yrs) 0.2 0.1 Emerging Markets Issues 0 0 0.0 0.0 Average Quality AAA AAA Other 0 0 0.0 0.0 Average Coupon 1%) 3.7 4.0 Net Cash Equivalents;3 7B 81 0.1 0.1 Net Currency Exposure(%) 0.0 0.0 Commercial Paper STIF 57 55 0.1 0.1 Tracking Error(3 yrs,%)' 0.1 0.1 ST Government 0 a 0.0 0.0 Information Ratio(3 yrst" 2.2 2.5 Cerfiffcate of Deposit 1 9 0.0 0.0 See example of tracking error/Information ratio Money Mkt Futures 0 0 0D 0.0 on footnote page of the Appendix. Other 20 17 0.0 0.0 Less:Liabilities 0 0 0D 0.0 See footnotes in Appendix. Total 100 100 0.2 0.1 2 Summary of Performance Data and Portfolio Statistics Orange County Sanitation District Long Term Portfolio to-Year a.1um va.Standard eevlallen 13 •a. . r 11 ��®®®��® 1 E a Total Portfolios 3 r - L6Aa 6 Porttallo �I Before Fees(%) 5.51 5.56 4.03 2.05 1.87 1.61 0.92 0.45 Max After Fees(%) 5.35 5.41 3.87 1.89 7.64 1.48 0.85 0.62 o- 3 Cillgmup 3- c t Mo Merrill 1-5 Year Gov'I.Com,(%)2 5.32 5.35 3.91 1.46 1.12 1.28 0.70 0.52 '1 .3 .._.. - .._._L._. -3 -1 1 3 5 ] 9 11 13 SlendaN nevlati at Pelum°(Ye) %of Market Value %of Duration r - II. . 1 rl. Total Market Value($MM) 245.5 297.2 Government 73 84 71 78 Quarterly Contributions($MM) 29.6 50.4 Mortgages 16 12 22 16 Estimated Annual Income($MM) 10.4 13.0 Corporates 1 1 1 a Estimated Yield to Maturity(%j 5.2 5.5 High Yield 1 0 0 0 Estimated Duration(yrs) 2.4 2.8 Non U.S.$Developed Issues 0 0 0 6 Benchmark Duration(yrs) 24 2.4 Emerging Markets Issues 0 0 0 0 Average Maturity(yrs) 2.8 3.2 Other 0 0 0 0 Average Quality AAA AAA Net Cash Equivalents:3 9 3 6 6 Average Coupon 1%) 4.2 4.1 Commercial Paper I STIF 2 6 0 0 Net Currency Exposure(%) 0.0 0.0 ST Mortgages 1 1 0 0 .Tracking Error(3 yrs.;%)'� 0.5 0.5 ST Corporates 11 10 1 1 Information Ratio(3 yrs.)3 1.1 1.2 ST Government 16 22 5 5 See example of tracking error I Infonnatlon ratio on Other 1 1 0 0 footnote page of the Appendix. Less:Liabilities -22 .37 0 0 Total 100 100 100 100 Sao footnotes in Appendix. 2 I f I iI ! I r r Orange County Sanitation District Investment Transactions and Balances in the State of California Local Agency Investment Fund r June 30, 2006 Par Value Book Value Market Value Rate Yield Balance r June 1, 2006 $34,372,688 $34,372,688 $34,372,688 4.7 4.7 Deposits: r 6/2/2006 5,600,000 5,600,000 5,600,000 4.7 4.7 Total Deposits 5,600,000 5,600,000 5,600,000 4.7 4.7 r Withdrawals: '+ 6/7/2006 (1,200,000) (1,200.000) (1,200,000) 4.7 4.7 6/16/2006 (1,200,000) (1,200.000) (1,200,000) 4.7 4.7 6/21/2006 (8,600,000) (8,600,000) (8,600.000) 4.7 4.7 r 6/30/2006 (9,000,000) (9,000.000) (9,000,000) 4.7 4.7 Total Withdrawals (20.000,000) (20.000,000) (20,000,000) 4.7 4.7 r Balance June 30,2006 $19,972,688 $19,972,688 $19,972,688 4.7 4.7 r r r r r rt t t t t t t t t t 1 t i A t i i t t Asset Summary - -_ _- -- _ Report ID:GL8251 Base Currency:UBD by Asset Type with Sectors Alter to Base Currency: Exchange Rate: +Mvmamxrmrcoocsrmsiilm _. -----,-- 6/80/20OB.-- -._-_----_ _-------- aratna:FmAL Not Unrealised Cod Kuket Value % of Gain/Loss Description Shares par Base Base Total Base CASH&CASH EQUI7ALENTS U.B.DOLLAR. INTEREST 581,256.75 581,256.75 0.80% 0.00 CERTIFICATES OF DEPOSIT-DOMESTIC 6,400,000.000 6.399.960.00 6,399,960.00 8.80% 0.00 COMMERCIAL PAPER-DISCOUNT 4,100,000.000 4,049,477.25 4,049,477.25 5.57% 0.00 FED RM LOAN BNK-LESS THAN IYR 14,600,000.000 14.320.810.61 14,320,810.61 19.68% 0.00 FEDERAL HOME LOAN MORTGAGE-LESS THAN 1 10,000,000.000 9,762,081.11 9,762,081.11 13.42% 0.00 FNMA ISSUES-LESS THAN IYR 11,800,000.000 11,631,648.53 11,631,648.53 15.99% 0.00 MUTUAL FUNDS 114.888.140 114,888.14 114,888.14 0.16% 0.00 REPURCHASE AGREEMENTS 12,100,000.000 12,100,000.00 12,100,000.00 16.63% 0.00 TREASURY BILLS-LESS THAN 1YR 6,400,000.000 6,310,035.05 6,310,035.05 8.67% 0.00 U.B.DOLLAR 65,514,888.140 69,270,157.44 65,270,157.44 89.72% 0.00 CASH a CASH EQUIVALENTS 65,514,688.140 65,270,157.44 65,270,167.44 89.72% 0.00 FLED INCOME SECURIiQ:B U.S. DOLLAR TRANSPORTATION 200,000.000 200,000.00 199,968.00 0.27% -32.00 U.S.AGENCIES 7,300,000.000 7,264,062.80 7,282,586.00 10.01% 18,523.20 U.S.DOLLAR 7,600,000.000 7,464,062.80 7,482,554.00 10.28% 18,491.20 FD[ED INCOME SECURITIES 7,600,000.000 7,464,062.60 7,482,554.00 10.28% 18,492.20 TOTAL ASSETS-BASE: 73,014,886.140 72,734,220.24 72,752,711.44 100.00% 18,491.20 ] Workbench Asset SummaryRaPe*t ID:OLBa51 ease Currency:USD by Asset Type with Sectors Alternate Bass Cmreney: Exchange Bata: LOAD TERM OPERRINCO-OCOF0762220a 6L30/2006_.__-- _-- - - -- - -_. — _ ------ - .. ----_ -.--- ._...__... -------- - -- Bet Darealized Cost market Value % of Gain/Lose Description Shares Per Base Base Total Base CASH 8:CASH EQUIVALENTS U.B.DOLLAR CASH -921,107.83 -921,107.83 -0.31% 0.00 PENDING TRADES -108,606,498.37 -108,606,498.37 .36.53% 0.00 INTEREST 2,901,169.07 2,901,169.07 0.98% 0.00 FED HM LOAN BNK-LESS THAN 1YR 2,100,000.000 2,099,133.75 2,099,133.75 0.71% 0.00 FNMA ISSUES-LESS THAN IYR 12,800,000.000 12,741,518.22 12,741,518.22 4.29% 0.00 MUTUALFUNDS 2,928,519.320 2,928,519.32 2,928,519.32 G99% 0.00 O.S.DOLLAR 17,828,519.320 48,857,265.04 -88,857,265.84 49.89% 0.00 CASH h CASH EQUIVALENTS 17,928,519.320 -88,857,265.34 .88,857,265.84 -29.89% 0.00 FIND INCOME BECUR17TES O.S.DOLLAR ADS-HOME EQUITY 26,577.740 26,577.74 26,583.95 0.01% 6.11 BANKUNG h FINANCE 23,750,000.000 23,737,789.60 23,734,071.00 7.98% -3,718.60 COLLATERALIZED MORTGAGE OBLIGATION- 1,000,000.000 981,250.00 974.170.00 0.33% -7.080.00 COLLATERALIZED MORTGAGE OBLIGATION 725,218.510 725,218.51 731,295.84 0.25% 6,077.33 FHLMC MULTICLASS 2,864,794.140 2,827,503.11 2,809,535.69 0.95% -17,967.42 FHLMC POOLS 34,357.970 33,520.49 35,527.52 0.01% 2,007.03 FNMA POOLS 32,613,366.190 32,853,947.44 31,518,206.53 10.60% -1,335,740.91 FNMA REMIC 1,114,202.600 1,088,672.59 1,087,420.68 0.37% .1,251.91 GNMA MULTI FAMILY POOLS 2,028,318,350 2,022,423.15 2,054,135.73 0.69% 31,712.58 GNMA SINGLE FAMILY POOLS 5,312.410 5,575.54 5,376.80 0.00% -198.74 INDUSTRIAL 4,400,000.000 4,398,188.00 4,400,620.00 1.48% 2,432.00 INFLATION INDEXED SECURITIES 3,421,929.000 3,437,565.80 3,296,584.06 1.11% -140,981.74 PVT PLACEMENTS-MORE THN 1YR 752,000.000 826,199.84 826,199.84 0.28% 0.00 TRANSPORTATION 600,000.000 600,000.00 599,904.00 0.20% -96.00 U.S.AGENCIES 101,497,797.700 99,053,901.17 98,361,355.94 33.09% -692,545.23 U.S. GOVERNMENTS 219,964,262.240 215,553,529.07 214,766,556.11 72.25% -786,972.96 UTILITY-ELECTRIC 900.000.000 900.000.00 900,558.00 0.30% 558.00 U.B.DOLLAR 395,699,136.650 389,071,862.06 386,128,101.59 1".89% .2,943,760.46 FIXED INCOME SECURITIES 395,698,136.850 389,071,862.05 386,228,101.59 129.89% -2,943,760.46 1 Workbmch [ r r [ r I f r r r r [ r - r [ [ I r e - 1 1 [ [ 1 [ l [ ! l L ! ! I 1 . l l l . .-.. ... . -.- ._.- -----------.. -.._.. ... Repeat M:OL3251 Asset Summary Bus Cuero by Asset Type with Sectors -- - ------- Alternate Base caa.eer: aadiangs Rate: xonvlsseraaasra0o-ocsvo7sraaoz--- 6/90/1006 erata.:rnuL I Net Unrealized cost Market Value % of Gain/Lose Dasorlptioa Blares par Base Base Total Base TOTAL ABWM-BASIL 413,83 AN.170 300,214,596.21 297,270,633.73 100.00% -2,943,760.46 l Workbench 1 [ [ [ 1 [ l [ I l d l [ l l t 1 fl fl YLDANAL YIELD ANALYSIS PAGE 1 OCSP07512102 2006/06/30 RUN DATE 07/07/06 DISTRICT: LIQUID OPERATING RUN TIME : 11.09.24 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ B TYPE SECURITY ID SECURITY DESCRIPTION BOOM YIELD S-P PRICE MARKET VALVE 9 TOTAL CASH 6 CASH EQUIVALENTS 2,100,000.00 BANKAMERICA CORP DISC .000 .000 98.399 2,004.371.25 3.20 0660PIGHS 07/10/2006 2,074,777.25 2.87 2,200,000.00 CITIBANK NA NY SHE INSTL C/D .000 5.125 100.000 2,200,000.00 3.40 11304TSC3 5.125% 08/11/2006 DO 05/12/06 2,200,000.00 3.05 800,000.00 COUNTRYWIDE BE ALEXANDRIA C/D .000 5.209 99.995 299,960.00 1.23 22238YHUG VAR RT 09/15/2006 DO 03/15/06 799,960.00 1.11 5,300,000.00 FEDERAL HOME LN BK CONS DISC .000 .000 P-1 98.779 5,235,300.47 8.09 313395A48 MAT OB/D2/2006 A-1+ 5,235,308.47 7.25 3,500,000.00 FEDERAL NONE LN BE CONS DISC .000 .000 P-1 93.625 3,416,865.I0 5.28 31338SP60 MAT 09/13/2006 A-I� 3,416,865.00 4.73 5,800,000.00 FEDERAL HOME LN BK CONS DISC N .000 .000 P-1 97.735 5,660,636.44 8.76 3133858Q2 MAT 07/21/2006 A-1- 5,660,636.44 3.05 2,500,000.00 FEDERAL HOME LN NTG CORP DISC .000 .000 P-1 97.752 2,443,793.40 3.O7 313397A35 MAT 08/01/2006 A-l+ 2,443,793.40 3.39 90D.000.00 FEDERAL ROM LN RIG CORP DISC .000 .000 P-1 90.8U2 880,21B.00 1.36 313397B91 MAT O0/15/2006 A-la 880,21B.00 1.22 1,400,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 90.015 1,372,217.00 2.12 313391D13 MAY 09/29/2006 A-1. 1,372,217.00 1.90 2,500,000.00 FEDERAL HOME LN NTH CONS DISC .000 .000 P-1 97.594 2,439,855.21 3.77 313391F55 MAT 09/12/2006 A-1♦ 2,439,855.21 3.39 2,700,000.00 FEDERAL HONE LN MTG CORP DISC .D00 .000 P-1 93.259 2,625,997.50 4.05 313390SBS MAT 12/12/2006 A-la 2,625,997.50 3.64 2,100,OD0.00 FEDERAL NAIL NTH ASSN DISCOUNT .000 .000 P-1 96.139 2,019,063.63 3.12 313580CFO MAT 02/23/2007 A-I+ 2,019,763.67 2.80 4,000,000.00 FEDERAL MAIL MTH ASSN DISCOUNT .000 .000 P-1 99.223 3,969,920.00 6.13 313589B85 MAT O8/1412006 A-lF 3,969,920.00 5.50 2,500,000.00 FEDERAL NAIL ASSN DISCOUNT .000 .000 P-1 90.690 2,467,454.86 3.81 313589F65 MAT 09/13/2006 A-l+ 2,467,454.86 3.42 YLDANAL YIELD ANALYSIS PAGE f 2 OCSF03511102 2006/06/30 RON DATE 07/07/06 DISTRICT: LIQUID OPERATING RUN TIME 11.09.24 PAR VALUE YIN AT CURRENT MOODY MARKET TOTAL COST/ 6 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 6 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 2,400,000.00 FEDERAL NAIL MG ASSN DISCOUNT .000 .000 P-1 99.729 2,393,499.33 3.30 313599ZDS HAT 00/10/2006 A-14 2,393,489.33 3.32 900,000.00 FEDERAL NAIL MTG ASSN DISCOUNT .000 .000 P-1 97.353 702,020.67 1.20 313589XN6 MAT 07/19/2006 A-1a 792,020.67 1.08 2,000,000.00 GENERAL ELEC CAP DISC .000 .000 P-1 98.335 1,974,700.00 3.05 369593HGI 08/16/2006 1,974,700.00 2.34 6,400,000.00 U S TREASURY BILL .000 .000 P-1 98.594 6,310,035.05 9.75 912395XR3 0.000% 00/17/2006 DO 02/16/06 A-lf 6,310,035.05 0.74 3,400,000.00 WELLS FARGO BANK MA INSTL C/D .000 5.180 100.000 3,400,000.00 5.25 9497PSPLB 5.180% 07/05/2006 DD 06/15/06 3,400,000.00 4.71 12,100,000.00 CS FOR CAT 1 REPO REPO .000 4.590 100.000 12,100,000.00 10.30 994568494 04.5801 07/03/2006 DO 06/30/06 12,100,000.00 16.37 114,886.14 DREYFUS TREASURY CASH NONT .000 4.981 AAA 200.000 114,889.14 .17 996085247 AAA 114,889.14 .16 .00 BBDT-LATE MONEY DEPOSIT MCI .000 .000 .000 .00 .00 996087094 VAR RT 12/31/2049 DO 06/26/97 .00 .00 -------- ------- ----------------- --------- TOTAL CASH 6 CASH EQUIVALENTS .000 .795 64,698,900.69 100.00 64,688,900.69 89.63 FIXED INCOME SECURITIES 200,000.00 CONOCOPNILLIPS DID NT .000 5.029 Al 99.984 200,000.00 2.67 20925CALB VAR AT 04/11/2007 DO 04/11/06 A- 199,968.00 .28 4,600,000.00 FEDERAL HCHE IN 111'G CORP NTH .000 3.009 AAA 99.691 4,575,242.80 61.28 3120XI"D VAR RT 08/04/2006 DO 06/04/03 AAA 4,585,786.00 6.35 2,000,000.00 FEDERAL NAIL KID ASSN .000 3.255 AAA 99.840 1,988,820.00 26.69 31359NX01 3.2501 07/31/2006 DO 01/25/05 AAA 1,996,800.00 2.13 Lr f I I I [ I I I I [ I I I I I I I I 1 [ 1 1 1 1 l [ t ! l t 1 l l ! 1 1 l YLOANAI. YIELD ANALYSIS PAGE 3 OCSF00511102 2006/06/30 RUN DATE 07/00/06 DINTRICTI LIQUID OPERATING RUN TIMC 11.08.24 PAR VALUE YIN AT CURRENT MOODY MARKET TOTAL COST/ 6 TYPE SECURITY ID SECURITY DESCRIPTION BOOR YIELD S-P PRICE MARRBT VALUE 6 TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 700,000.00 FEDERAL NATL MM ASSN DENS .000 5.010 AAA 100.000 700,000.00 9.35 31359HXZI VAR RT 09/O7/2006 DD 03/0I/05 AM 700,000.00 .97 -------- ------- ----------------- --------- TOTAL FIXED INCOME SECURITIES .000 3.217 7,464,062.80 100.00 7,482,554.00 10.3I -------- ------- ----------------- --------- TOTAL .000 .959 02,152,963.69 100.00 72,171,454.69 100.00 YLDMw YIELD ANALYSIS PAGE t 4 OCSF0I5222D2 2006/06/30 RUN DATE t 07/07/06 DISTRICTt LONG-TERM OPERATING RUN TIME t 11.08.24 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 6 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ ---------- CASH 6 CASH EQUIVALENTS 2,100,000.00 FEDERAL NONE IN M CONS DISC .000 .000 P-1 99.959 2,099,133.75 11.01 313385YWO NAT 07/03/2006 A-14 2,099,133.75 .52 12,800r00D.00 FEDERAL NAIL MTG ASSN DISCOUNT .000 .000 P-1 99.543 12,741,518.22 31.70 313589A31 MAT 09/01/2006 A-1. 12,741,518.22 3.15 2,929,519.32 DREYFUS TREASURY CASH MGMT .000 4.981 AAA 100.000 2,928,519.32 16.48 996085247 AAA 2,928,519.32 .73 .00 BSDT-GTE MONEY DEPOSIT ACCT .000 .000 .000 .00 .00 996087094 VAR AT 12/31/2049 DO 06/26/97 .00 .00 ________ _______ _________________ --------- TOTAL CASH 6 CASH EQUIVALENTS .000 .556 17,769,171.29 100.00 17,769,171.29 4.40 FIXED INCOME SECURITIES 752,000.00 AID SUNAMERICA GLOBAL MG S .000 5.325 109.867 826,199.04 .21 000907MO S.8506 08/01/2008 DD 08/08/01 026,199.84 .20 4,000,000.00 COMMIT TO FOR FNMA SF MTG .000 5.193 AM 96.280 3,867,500.00 .99 O1F050479 5.000% 07/01/2020 DO 07/01/05 AM 3,851,200.00 .95 2,800r000.00 CIT GROUP INC MTN ISR00092 .000 4.579 A2 100.250 2,000,000.00 .I2 12560PDVO VAR RT 05/23/2008 DO 05/25/05 A 2,907,000.00 .69 1,200,000.00 CITIGROUP INC GLOBAL SR NT .000 4.307 M1 100.062 1,200,000.00 .31 172961CM9 VAR RT 05/02/2008 00 05/02/05 M- 1,200,744.D0 .30 600,000.00 CONOCOPHILLIPS GTD NT .000 5.029 Al - 99.994 600,000.00 .15 20825CAL8 VAR NT 04/11/2007 DO 04/11/06 A- 599,904.00 .IS 1,000,000.00 UAIMLERCHRYSLER NORTH AMER .000 5.736 A3 100.062 11000,000.00 .25 233835B82 VAR AT 03/13/2009 DO 03/14/06 1,000,620.00 .25 1,90D,000.00 FEDERAL HOME LN M% CORP MTH .000 3.046 MA 96.196 1,837,359.38 .4I 312SX04SS 3.700% 10123/20DO DD 04/23/03 AM 1,827,724.00 .45 200,000.00 FEDERAL MOM LN MTG CORP MTN .000 3.496 AAA 94.113 189,236.00 .04 3128X1NB9 3.290% 06/16/2009 DO 06/16/03 AAA 188,226.00 .05 YLDANAL YIELD ANALY8IB PAGE t 5 OCSF07522202 2006/06/30 RUN DATE t 07/07/06 DISTRICT: LONG-TERM OPERATING RUN TIME t 11.08.24 PAR VALUE YEN AT CURRENT MOODY MARKET TGTAL COST/ 1 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 1 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 6,342,000.00 FEDERAL MOMS LN MID CORP HTN .000 3.816 AAA 92.898 5,994,190.94 1.52 3128X1N32 3.5451 07/07/2010 DO 07/07/03 AAA 5,891,591.16 1.46 1,066,000.DD FEDERAL ROME LN MTG CORP MTN .000 3.203 AAA 95.402 1,015,531.56 .26 3128X1RX7 3.060% 07/15/2006 DO 07/15/03 AAA 1,016,985.32 .25 400,000.00 FEDERAL MOMS IN HIS CORP MTN .000 4.125 AAA 96.931 391,680.00 .10 312BX1YZ4 4.000% O0119/2008 DO 08/19/03 AAA 387,894.00 .10 6,000,000.00 FEDERAL MOMS IN MTG CORP MTN .000 4.590 AAA 92.608 5,920,200.00 1.51 3128X4MQ1 4.4801 09/191200B DO 09/19/05 AAA 5,856,480.00 1.45 5,300,000.00 FEDERAL MOMS IN MTG CORP MTN .000 4.283 AAA 99.133 5,283,372.72 1.36 3128X4QC8 4.250E 04/05/2007 DO 10/05/05 AAA 5,254,049.00 I.30 9,900,000.00 FEDERAL MOMS IN MTG CORP MTN .000 4.966 AAA 98.663 9,067,611.00 2.50 3128X46T9 4.900% 11/03/2008 DO 11/03/05 RAN 9,669,974.90 2.39 125,000.00 FEDERAL ROM LN MEG 1 TR 00166 .000 4.116 AAA 90.122 121,562.50 .03 3133P1GX9 4.000% 06/15/2008 DO D6/24/04 AAA 121,471.25 .03 1,]40,000.00 FEDERAL MOVE LN HAS CONS BD .000 3.609 AAA 96.992 1,204,931.25 .31 3133MVQA4 3.500% 02/11/2D08 DO 02/11/03 AAA 1,202,700.80 .30 2,700,000.00 FEDERAL HOME LN HAS CONS BD .000 9.510 AAA 83.276 2,565,820.00 .61 3133X3SQ3 VAR AT 02/27/2012 DO 02/27/04 AAA 2,356,464.42 .58 5,000,000.00 FEDERAL MOM LN IRS CONS BO .000 4.153 AM 96.316 4,861,320.13 1.24 3133X3ZX4 4.000% 02/18/2009 DO 02/10/04 AAA 4,015,800.00 1.19 2,400,000.00 FEDERAL HOME LN HAS CONS BD .000 4.033 AAA 95.995 2,320,500.00 .59 3133X4NB0 3.8351 03/24/2009 DO 03/24/04 AAA 2,303,880.00 .50 300,000.00 FEDERAL NONE LN HAS CONS BD .000 3.156 AAA 96.655 290,390.63 .02 3133XSDU9 3.050% 12/28/2007 DO 03/29/04 AAA 289,965.00 .03 720,000.00 FEDERAL MOM IN HAS CONS BD .000 3.129 AAA 95.883 690,343.10 .12 3133XSD70 3.000E 04/07/2008 DO 04/07/04 AAA 690,357.60 .12 2,700,000.00 FEDERAL HOME LN HAS CONS BD .000 3.116 AAA 96.599 1,638,109.30 .42 3133X54R6 3.010E 12/29/2007 DO 03/29/04 AAA 1,642,103.00 .41 3,550,000.00 FEDERAL HOME IN BRS CONS BD .000 3.692 AAA 99.045 3,475,117.19 .90 3133X3YG3 3.625E 08/17/2007 DO 08/17/04 AAA 3,490,590.50 .86 YLDANAL YIELD ANALYSIS PAGE 6 OCSF00522202 2006/06/30 RUN DATE t 07/07/06 DISTRICTi TANG-TERM OPERATING RUN TIME , 11.09.24 PAR VALUE YEN AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE \ TOTAL 250,000.00 FEDERAL HOME LN DES CONS BD .000 4.036 AAA 96.632 242,148.44 .06 3133XBUB6 3.900% 10/21/2008 DO 10/21/04 AAA 241,580.00 .06 780,000.00 FEDERAL HONE IN HAS CONS BD .000 4.345 AAA 96.632 759,281.25 .19 3133X9LP3 4.2008 03/13/2009 DD 12/15/04 AAA 754,041.60 .19 300,000.00 FEDERAL HOME LN BKS CONS BD .000 4.122 AAA 97.050 291,423.00 .03 3133X9045 STEP 12/15/2011 DD 12/15/04 AAA 291,150.00 .03 1,200,000.00 FEDERAL FARM CR HAS CONS SYS .000 4.506 AAA 96.541 1,169,437.50 .30 31331SC68 4.3501 06/15/2009 DO 06/15/05 AAA 1,158,492.00 .29 3,000,000.00 FEDERAL HOME LN BKS COBS BD .000 4.266 AAA 93.356 2,882r343.75 .02 31339XKN3 4.0001 03/18/2011 DD O6/19/03 AAA 2,812,600.00 .30 16,100,000.00 FEDERAL HOME IN MS CONS SO .000 4.122 AAA 97.038 15,659,765.63 4.04 31339XRF3 STEP 01/16/2009 OD 07/16/03 AAA 15,623,119.00 3.83 300,OD0.00 FEDERAL HOME LN HAS CONS BD .000 2.302 AAA 93.346 360,645.60 .09 31339XW26 VAR RT 07/09/2008 DD 07/09/03 AAA 371,434.80 .09 245,000.00 FEDERAL HOME LN BKS CONS BD .000 3.301 AAA 95.391 235,550.35 .06 31339YJDS 3.5308 01/28/2009 DO 07/28/03 AAA 233,707.95 .06 150,000.00 FEDERAL HOME LN BKS CONS BD .000 3.672 AAA 95.310 144,001.00 .03 31339YL67 3.500% 01/30/2009 DD 07/30/03 AAA 142,965.00 .04 100,000.00 FEDERAL HOME LN SEE CONS BD .000 3.550 AAA 98.368 97,922.00 .02 31339YOF2 STEP 07/30/2008 DD 07/30/03 AAA 98,368.00 .02 1,070,000.00 FEDERAL HOME LN BKS CONS BD .000 4.620 AAA 91.000 1,007,019.80 .25 31339Y3U4 4.240% 07/02/2013 DD 07/02/03 AAA 992,013.90 .24 175,000.00 FEDERAL HOME LN BKS CONS BD .000 3.380 AAA 94.665 166,745.25 .04 31339Y6F4 3.200% 01/14/2009 DO 07/14/03 AAA 165,698.75 .04 34,357.97 FHLMC GROUP 138-6064 .000 5.336 AAA 103.404 33,520.49 .00 313488WX3 6.384% 01/01/2028 DD 12/01/97 AAA 35,527.52 .01 6,800,000.00 FEDERAL NAIL BIG ASSN DEBS .000 3.319 AAA 94.160 6,575,736.00 1.65 31359MUO4 3.125% 03/16/2009 DD 03/16/04 AAA 6,402,880.00 1.59 15,000,000.00 FEDERAL NATL MTG ASSN .000 3.255 AAA 99.840 14,893,752.64 3.87 31359MX01 3.250% 07/31/2006 DD 01/25/05 AAA 14,976,000.00 3.31 r c 1 r I I I r I I r i r r I I / E r r 17 1 r r e e e e a e e t e e t s e e e e t t t YLDANAL YIELD ANALYSIS PAGE 3 OCSFO]522202 2006/06/30 RUN DATE o 07/07/06 DISTRICT: TANG-TERN OPERATING RUN TIME 11.08.24 PAR VALUE YTN AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOON YIELD S-P PRICE MARKET VALUE 8 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 3,100,000.DD FEDERAL NAIL MM ASSN MTN .000 4.410 AAA 96.332 3,014,992.19 .33 3136F4Y24 4.250% 07/30/2009 DO 01/30/04 AAA 2,987,532.00 .34 621,000.00 FEDERAL. NATL MTG ASSN MTN .000 3.323 AAA 93.814 599,653.13 .15 3136FSAV3 VAR AT 08/10/2011 DO 02/20/04 AAA 603.424.94 .15 660,DOD.00 FEDERAL NATL MM ASSN MTN .000 4.163 AAA 96.233 638,601.56 .16 3136F5GE8 4.010% 03/16/2009 DO 03/16/04 AAA 635,164.20 .16 250.DO0.00 FEDERAL MATL MTG ASSN MEDIUM .000 3.332 AAA 95.121 239,167.50 .06 3136F5MR9 3.550% 04/07/2009 DO 04/07/04 AM 237.8D2.50 .06 150,000.00 FEDERAL NATL MTG ASSN MN .000 4.090 AAA 93.395 146,430.00 .03 3136F6UN0 4.D00% 02/01/2008 DO 02/01/05 AAA 146.692.50 .04 102,369.26 FNMA POOL 00254631 .000 5.133 AM 96.664 105,440.35 .02 31371KY47 5.000% 02/01/2018 DO O1/01103 AAA 98,954.22 .02 92,546.41 FNMA POOL 60254760 .000 5.139 AAA 96.558 95,322.82 .02 31331KSV9 5.0004 06/01/2010 DO 05/01/03 AAA 89,360.96 .02 41,865.54 FNMA POOL 00254866 .000 5.180 AAA 96.524 43,121.50 .01 31331LCB3 5.0004 09/01/2019 DO O8/01/03 AAA 40,410.29 .01 313,117.44 FNMA POOL #0254907 .000 5.191 AAA 96.515 313,117.44 .03 3137ILDLO 5.000% 10/01/2018 DD 09/01/03 AM 302,205.30 .03 222,900.55 FNMA POOL 00254953 .000 5.181 AM 96.506 225,756.48 .05 31371LE21 5.000% 11/01/2018 DO 10/01/03 AAA 215,112.40 .05 607,342.36 FNMA POOL 10254987 .000 5.175 AAA 96.625 615,123.94 .15 31371LF46 5.0004 12/01/2018 DO 11/01/03 AAA 586,845.51 .15 76,029.66 FNMA POOL 40357430 .000 5.179 AAA 96.541 76,084.98 .01 31376KA71 5.000% 09/01/2018 DO 09/01/03 AM 73,399.79 .02 221.307.59 FNMA POOL 00555363 .00D 5.134 AAA 96.633 228,350.81 .05 31385N5Y1 5.000% 04/01/2018 DO 03/01/03 AAA 214,251.56 .05 184,162.38 FNMA POOL OOSSS545 .000 5.135 AAA 96.611 189,687.26 .04 31385XES2 5.000% 06/01/2019 DO OS/01/03 AM 177.921.12 .04 622,869.72 FNMA POOL 60555621 .000 5.135 AAA 96.625 629,877.00 .15 31385XG68 5.000% 07/01/2018 DD 06/01/03 AAA 601,948.84 .15 YLOAHAL YIELD ANALYSIS PAGE B OCSF07522202 2006/06/30 RUN DATE 07/07/06 DISTRICT, LONG-TERN OPERATING RUN TIME , 11.09.24 PAR VALUE YTM AT CURRENT MOODY HARMET TOTAL COST/ \ TYPE SECURITY ID SECURITY DESCRIPTION BOOR YIELD S-P PRICE RAMET VALUE \ TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 356,751.26 FNHA POOL #0681309 .000 5.173 AAA 96.664 367,453.80 .08 31391US4 5.000% 02/01/2018 DO 02/01/03 AAA 344,850.04 .09 42,950.08 FNMA POOL 00681334 .000 5.133 AAA 96.664 44,238.60 .01 31391Y4T1 5.0001 02/01/2018 DO 01/01/03 AAA 41,517.27 .01 25,019.56 FNHA DID RENIC P/T .000 4.346 AAA 97.390 24,742.01 .00 31393ESPS 4.250% 04/25/2028 DO 08/01/03 AAA 24,466.63 .01 100,000.00 PUMA DID REMIC P/T 2003-83 TO .000 3.555 AAA 99.456 98,203.13 .02 31393ESY6 3.5001 04/25/2011 DO 08/01/03 AAA 98,456.00 .02 90,450.41 FNNA GTD URIC P/T 03-92 XQ .000 3.592 AAA 9I.440 80,129.00 .02 31393TSC9 3.5001 06/25/2023 DO O8/01/03 AAA 88,134.88 .02 898,732.63 FNMA DID REHIC P/T 03-I13 PH .000 3.509 AAA 90.511 877,598.37 .22 31393T2E5 3.5001 02/25/2013 DO 10/01/03 AAA 876,363.17 .22 100,000.00 FMLMC NULTICLASS MTG .000 4.093 AAA 97.625 90,000.00 .02 31394LVF6 4.000% 05/15/2016 DO 11/01/03 AAA 97,625.00 .02 500,000.OD FHLHC MULTICLAS6 CTFS 2333 PA .000 4.1U9 AAA 97.357 409,199.22 .12 31394NCES 4.000% 01/15/2021 OD 01/01/04 AAA 486,705.00 .12 61,806.62 FNLNC MULTICLASS CTFS 2756 NA .000 5.06I AAA 98.634 61,567.61 .01 31394PX24 5.000\ 06/15/2016 DO 02/01/04 AAA 60,907.06 .02 55,592.79 FULNC HULTICLASS CTFS 2832 PA .000 4.541 AAA 99.093 55,184.52 .01 31395C781 4.500% 04/15/2019 DD 07/01/04 AAA 55,088.56 .01 009,945.52 FHLNC MULTICLAS6 CTFS 2891 LN .000 4.351 AAA 97.678 873,527.96 .22 31395JZ90 4.250% 06/15/2024 DO 11/01/04 AAA 868,304.21 .21 84,882.51 FHLHC HULTICLASS CTFS 2905 UY .000 4.102 AAA 97.512 83,622.54 .02 31395RDT3 4.000% 10/15/2023 DO 12/01/04 AAA 82,770.63 .02 98,276.31 FHLHC HULTICLASS HIS .000 4.612 AAA 97.569 87,362.52 .02 31395U 9 4.500% 12/15/2025 DO O5/01/05 AAA 96,130.31 .02 500,000.00 FBLHC MULTICLASS HTG 3009 JA .000 4.585 AAA 98.148 493,125.00 .12 31395MGA9 4.500% 11/15/2013 DO 07/DI/05 AAA 490,740.00 .12 246,186.20 FNNA POOL 00684I99 .000 5.I09 AAA 96.336 245,974.64 .06 31400DX31 5.500% 03/01/2033 DO 03/01/03 AAA 237,165.94 .06 [ [ [ [ ' t ' [ I [ f e [ [ I [ f [ V / [ [ [ [ I t t l d l 1 i 1 l 1 I l i 1 t l l 1 t 1 YLDANAL YIELD ANALYSIS PAGE 9 OCSFD7522202 2006/06/30 RUN DATE 07/07/06 DISTRICT, LONG-TERM OPERATING RUN TIME t 11.08.24 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ 1 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 1 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 220,621.54 FNMA POOL 10684909 .000 5.178 AAA 96.558 231,550.79 .05 31400D3R1 5.0001 06/01/2018 DO 05/01/03 AAA 220,752.39 .05 126,069.93 FNMA POOL #0685200 .ODD 5.195 AAA 06.611 127,685.22 .03 31400EGN0 5.000% 03/01/2018 DD 03/01/03 AAA 121,797.42 .03 199,000.36 FNMA POOL #0606318 .000 5.134 AAA 96.630 194,670.37 .04 31400FP83 5.000% 03/01/2010 DO 03/01/03 AAA 182,644.28 .05 71,587.09 FNMA POOL 60688739 .000 5.138 AAA 96.558 73,734.71 .01 31400JEL9 5.000% 06/OI/2018 DO 06/01/03 AAA 69,123.06 .02 76,201.13 FNMA POOL #0689859 .000 5.138 AAR 96.558 33,109.45 .01 31400KMG8 5.000% 05/01/2018 DO 05/01/03 AAA 73,570.29 .02 399,575.98 PNMA POOL 40693834 .000 5.174 AAA 96.633 411,563.25 .20 31400PY74 5.000% 031O1/2D18 DO 03/01/03 AAA 386,138.24 .10 152,144.02 FNMA POOL 00695852 .000 5.193 AAA 96.595 156,708.35 .03 31400SBV0 5.000% 05/01/2019 DO 05/01/03 AAA 146,948.30 .04 536,233.17 FNNA POOL 60695989 .000 5.103 AAA 96.585 552,320.17 .13 31400SC23 5.000t 05/01/2018 DO 05/01/03 AAA 517,920.91 .13 147,622.09 FNMA POOL 40702210 .000 5.135 AAA 96.625 152r050.34 .03 3I401ADP9 5.000% 05/01/2018 DO 05/01/03 AAA 142,640.08 .04 89,839.89 FNMA POOL 10702328 .ODD 5.173 AAA 96.585 90,990.96 .02 31401AN02 5.000% 05/01/2018 DO 04/01/03 AAA 06,031.86 .02 190,834.32 FNMA POOL #0709148 .ODD 5.139 AAA 96.541 196,559.36 .04 31401NEM3 5.000% 06/01/2018 DO 06/01/03 AAA 184,233.36 .05 307,744.16 FNMA POOL 10709360 .000 5.139 AAA 96.541 392,712.14 .09 31401JB56 5.000% 07/01/2019 DO 06/01/03 AAA 374,332.09 .09 75,033.90 FNMA POOL 40709826 .000 5.138 AAA 96.558 05,995.15 .01 3140IJSP4 5.000% 06/01/2019 DD 06/01/03 AAA 72,451.14 .02 152,362.17 FNMA POOL #0709917 .000 5.138 AAA 96.559 154,314.33 .03 3140IJVJ4 5.000% 06/01/2018 OD 09/O1/03 AAA 147,117.96 .04 373,796.30 FNMA POOL 10710235 .000 5.139 AAA 96.541 385,010.29 .09 31401KBCO 5.0001 06/01/2018 DO 06/01/03 AAA 360,866.76 .09 YLDANAL YIELD ANALYSIS PAGE 1 10 OCSF005222D2 2006/06/30 RUN DATE t 07/07/06 DISTRICT! LONG-TERM OPEMTINO RUN TIME , 11.08.24 PAR VALUE YIN AT CURRENT MOODY RAREST TOTAL COST/ 4 TYPE SECURITY ID SECURITY DESCRIPTION BOOR YIELD 5-P PRICE HARRET VALUE 4 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 155,203.37 PNM POOL /0713365 .000 5.199 AM 96.541 157,272.93 .03 31401NOS1 5.000% D9/01/2018 DO 07/01/03 AAA 149,912.12 .04 485,426.15 FNM POOL 00720319 .000 5.179 AAA 96.541 491,645.69 .12 31401NG45 5.000% 07/01/2018 DO 07/01/03 AAA 468r635.26 .12 1,625,306.08 FNM POOL 00720369 .000 5.175 AAA 96.625 1,674,065.25 .40 31401WJNO 5.000% 06/01/2018 DO 06/01/03 AAA 1,570,454.55 .39 206,536.61 FNM POOL /0721629 .000 5.179 AM 96.541 212,732.72 .05 31401AVM4 5.00D4 07/01/2018 DO 06/01/03 AAA 199,392.51 .05 173,898.65 FNM POOL 00723487 .000 5.109 AAA 96.542 105,855.03 .04 31402AY04 5.000% 06/01/2010 DO 06/01/03 AAA 167,893.50 .04 2,365,095.70 FNM POOL /0725530 .000 5.181 AM 96.501 2.397,246.22 .59 31402DA75 5.000% 06/01/2019 DO OS/al/04 AAA 2,282,345.47 .59 279,727.74 FNM POOL 10729601 .000 5.180 AM 96.533 203,311.77 .06 31402NRN3 5.000% 00/01/2018 DO 07/01/03 AM 270,029.50 .07 23,706.09 FNMA POOL /0732873 .000 5.181 AM 96.506 24,009.82 .00 31402MMS 5.000% 11/01/2018 DO 10/01/03 AAA 22,877.80 .OI 421,055.73 FNMA POOL 10737130 .000 5.190 AAA 96.524 426,450.49 .10 31402S4P9 5.000% 10/01/2018 DO 10/01/03 AM 406,419.83 .10 384,677.35 PNM POOL #0738211 .DOD 5.175 AM 96.625 389,606.05 .09 31402UD02 5.0001 10/01/2018 DO 10/01/03 AAA 371,695.09 .09 125,145.93 FNM POOL #0738487 .000 5.101 AM 96.506 126,749.36 .03 31402UNC2 5.000% 10/01/2018 DO 10/01/03 AAA 120,773.33 .03 1,536,460.95 PNM POOL 10740457 .DOO 5.175 AAA 96.625 1,557,347.20 .38 31402WNS 5.000% 10/01/2018 OD 10/01/03 AAA 1,484,607.81 .33 478,491.33 FNM POOL /0740471 .000 5.175 AAA 96.625 484,621.99 .11 31402NT40 5.000% 10/01/2010 DO 10/01/03 AM 462,343.00 .11 511,707.53 FNM POOL 10740740 .000 5.180 AM 96.524 510,263.77 .12 31402N5B3 5.000% 10/01/2018 OD 11/01/03 AAA 493,920.50 .12 25,705.65 FNM POOL #0743868 .000 5.105 AAA 96.625 26,116.04 .OD 31403BMI 5.000% 11/01/2018 DO 10/01/03 AM 24,915.42 .01 1 l ! 1 I 1 YLDANAL YIELD ANALYSIS PAGE t 11 OCSF07522202 2006/06/30 RUN DATE 07/07/06 DISTRICT: LONG-TERN OPERATING RUN TINE t 11.08.24 PAR VALUE YTN AT CURRENT MOODY RAREST TOTAL COST/ 1 TYPE SECURITY ID SECURITY DESCRIPTION BOOR YIELD S-P PRICE MARKET VALUE 1 TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 739,424.52 ENNA POOL 00744008 .000 5.178 ARA 96.558 748,898.40 .18 31403BR54 5.000% 07/01/2018 DO 09/01/03 AAA 713,973.53 .18 109,452.44 FNMA POOL 10744316 .000 5.135 AAA 96.625 110,054.81 .02 31403B384 5.000% 09/01/2018 DO 09/01/03 AAA 105,758.59 .03 224,550.04 FNMA POOL 00747914 .000 5.181 AAA 96.506 227,427.11 .05 31403F3A0 5.000% 11/01/2018 DO 11/01/03 AAA 216,704.26 .05 230,561.08 FNMA POOL #0748400 .000 5.135 AAA 96.625 132,233.91 .03 31403GNR9 5.000% 08/01/2010 DO 09/01/03 AAA 126,154.95 .03 691,025.39 FNMA POOL 60748899 .000 5.175 AAA 96.625 689,751.02 .12 31403G3LO 5.000% 12/01/2018 DO 11/01/03 AAA 658,041.85 .16 1,432,643.99 FNMA POOL 10750333 .000 5.175 AAA 96.625 1,450,999.74 .35 31403JUA2 5.000% 11/01/2018 DD 11/01/03 AAA 1,394,294.50 .34 1,209,316.51 FNMA POOL 00750380 .000 5.135 RAN 96.625 1,224,810.88 .30 31403JUD6 5.000% ll/01/2018 DD 11/01/03 AAA 1,160,503.98 .29 113,055.16 FNMA POOL #0750445 .000 5.135 AAA 96.625 115,313.93 .02 31403JME2 5.0004 11/01/2019 DO 11/01/03 AAA 110,012.33 .03 538,573.3) FRNA POOL 10751960 .000 5.135 AAA 96.625 545,473.86 .13 31403LNB1 5.000% 12/01/2018 DO 11/01/03 AAA 520,397.36 .13 575,465.40 PURA POOL #0753425 .ODD 5.182 AAA 96.490 502,119.22 .14 31403NA23 5.000% 11/01/2019 DD 11/01/03 AAA 555,306.85 .14 426,254.75 FNMA POOL /0755165 .000 5.102 AAA 96.493 431,716.14 .10 31403Q6A3 5.000% 12/01/2018 DD 11/01/03 AAA 411,323.05 .10 739,I05.12 FMMA POOL /0756372 .000 5.102 AAA 96.497 748,328.77 .18 3I403SJR8 5.0001 11/01/2018 DO 11/01/03 AAA 713,860.90 .18 721,904.74 FNMA POOL 10789670 .000 5.198 AAA 96.333 731,799.23 .18 31405MJP4 5.000% 12/01/2019 DO 12/01/04 AAA 695,827.23 .19 722,188.68 FNMA POOL 40792432 .000 5.109 AAA 96.401 732,005.93 .18 31405LLN9 5.000% 10/01/2019 DO 10/01/04 AAA 696,197.11 .17 670,430.85 FNMA POOL #0794195 .000 5.187 AAA 96.389 679,544.52 .16 31405NNG9 5.000% 11/01/2019 DO 11/01/04 AAA 646,221.59 .16 YLDANAL YIELD ANALYSIS PAGE t 12 OCSF07522202 2006/06/30 RON DATE a 07/07/06 D3STRICT� TANG-TERN OPERATING RON TIRE 11.08.24 PAR VALUE YIN AT CURRENT MOODY HARRET TOTAL C0ST/ B TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE HARKET VALUE S TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ __________ 314,901.00 FNMA POOL #0800370 .000 5.108 AAA 96.377 314,551.59 .03 31405VMB 5.000% 12/01/2019 DO 11/01/04 AAA 303,492.14 .08 1,OID,273.90 FNMA POOL #0803923 .000 5.169 AAA 96.365 1,024,007.31 .25 31406AD41 5.0001 12/01/2019 DO 12/01/04 AAA 973,550.44 .24 2,754,704.03 FNMA POOL #0823359 .000 4.365 AAA 98.001 2,733,182.90 .69 31406MTS VAR RT 02/01/2035 DO 04/01/05 AAA 2.699r637.5D .63 372,215.88 FNMA POOL 00879906 .000 3.933 AAA 96.921 364.327.94 .09 314D9VR39 VAR RT 10/01/2033 DO 02/01/06 AAA 360,383.14 .09 900,000.00 FLORIDA PRE CORP SR NT SER A .000 5.567 A3 100.062 900,000.00 .23 341099CF4 VAR AT 11/14/2008 DO 12/13/05 BBB- 900,559.00 .22 5,312.41 OEM POOL #0421389 .000 6.422 AAA 101.212 5,575.54 .00 36206UC23 6.5001 04/15/2026 DO 04/01/96 AAA 5,376.80 .00 102.776.34 GUM II POOL #0080395 .000 4.309 AAA 101.523 101,844.94 .02 36225CNH4 VAR RT 04/20/2030 DO 04/01/00 AAA 104,341.62 .03 961.188.73 GNHA II POOL 0080408X .000 4.309 AAA 101.525 858,391.34 .22 36225CN20 VAR AT 05/20/2030 DO 05/01/00 AAA 800,413.36 .22 834,603.91 OEM II POOL IOO80965 .000 4.459 AAA 100.942 934,162.22 .21 36225DCBB VAR AT 07/20/2034 DO 07/01/04 AAA 942,546.63 .21 1,300,000.00 GENERAL ELEC CO NT .000 5.322 AAA 100.000 1,300,000.00 .33 369604BBO VAR RT 12/09/2008 DO 12/09/05 AAA 1,300,000.00 .32 2,600,000.00 GENERAL ELEC CAP HTN M00316 .000 5.339 AAA 100.015 2,600,000.00 .63 36962GT53 VAR AT 12/12/2008 DO 12/12/05 AAA 2,600o390.00 .64 2.35D,000.00 GOLDNAN SACHS GNP .000 4.395 AA3 100.500 2.7SOt000.00 .71 36143UBD2 VAR AT 06/28/2010 DO 06/28/05 A. 2,363t750.00 .69 1,000,000.00 GNMA GTD REHIC P/T 03-99 DO .000 4.106 AAA 93.417 921,250.00 .25 38334EYR7 4.000% 09/16/2025 DO 11/01/03 AAA 974,170.00 .24 1,300,000.00 HSBC FIN CORP NT .000 4.612 AA3 100.203 1,300,000.00 .33 40429CCU4 VAR RT D9/15/2008 DO 09/15/05 AA- 1,302,639.00 .32 2,600,000.00 HSBC FIN CORP NTN 4 TR 00003 .000 4.544 AA3 100.359 2,596,386.00 .67 40429JAG2 VAR ET 05/10/2010 DO 05/10/05 AA- 2,609,334.00 .65 [ [ C I [ i t [ � [ [ C [ [ 1 1- 1 1 C C [ [ C 1 1 l l l l I 1 l 1 I l 1 l ! 1 I 1 1 YLDANAL YIELD ANALYSIS PACE 13 OC6F0)522202 2006/06/30 RUN DATE 0)/0)/06 DI5T3lICTs LONG-TERM OPERATING RON TIME 11.00.24 PAR VALUE TIM AT CURRENT MOODY MARKET TOTAL COST/ I TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE I TOTAL _________________ _____________________________ _______ _______ _______ ________ ____________ ---------- 1,400,000.00 HEWLETT PACKARD CO .000 5.339 A3 I00.000 1,400,000.00 .36 428236AJ2 VAR AT 05/22/2009 DO 05/26/06 A- 1,400,000.00 .35 2.000,000.00 LEHMAN BROTHERS TR /OD596 .000 5.175 Al 100.093 2,DDD,000.00 .51 52517PC58 VAR AT 10/22/2008 DO 10/24/05 Aa 2,001,060.00 .50 1,100,000.00 NORCAN STANLEY .000 4.260 AA3 100.070 1,201,639.00 .28 61746BAK2 VAR AT 01/12/2007 DO O1/13/04 A. 1,100,858.00 .27 1,500,000.00 MORGAN STANLEY AT .000 4.039 AA3 95.937 1,476,210.00 .37 61746BAL0 3.875% 01/15/2009 DO O1/13/04 A. 1,439,GS5.DD .36 26,5)).74 RESIDENTIAL ASSET 03-RSII AIIB .000 4.708 AAA 100.023 26,5)).74 .00 71099SK83 VAR AT 12/25/2033 DO 12/30/03 AM 26,503.85 .01 1,800,000.00 HIM CORP ATM / TR 00067 .000 4.396 A2 100.312 1,805,040.G0 .46 78442MUO VAR AT 07/25/2008 DO 07/26/04 A 1,805,615.00 .45 2,300,000.00 SALOMON SMITH AM 1 SR 00206 .000 4.494 M1 100.140 2,309,514.60 .59 79548EJPB VAR AT 05/10/2007 DO 05/28/02 2,303,220.00 .57 2,344,262.24 SBA CID DEV PARER 2DOI-20C 1 .000 6.192 AAA 102.390 2,344,262.24 .62 63162CL)0 6.340% 03/01/2021 AM 2,400,290.11 .59 725,218.51 SBA DID PASTA CTFS 6BIC-PS O1 .ODO 6.585 MA 100.030 725,218.51 .19 831641DD4 6.640E 02/10/2011 DO 02/21/01 M 731,295.84 .18 2,000,000.00 TOYOTA NTR CA MTN /TR00413 .000 4.310 AAA 100.000 1,998,100.00 .51 89233PTE6 VAR AT 09/18/2006 DO 03/16/05 AAA 2,000,000.00 .SO 47,200,000.00 U S TREASURY NOTES .000 3.516 MA 96.000 45,527,966.18 11.73 912828ST6 3.3)51 12/15/2008 DO 12/15/03 MA 45,312,000.00 11.22 109,021.00 US TREAS-CPI INFLATION INDEX .000 2.071 MA 96.550 111,200.27 .02 912928BW9 2.000E O1/1512014 DO O1/15/04 AAA 105,259.78 .03 3,312,9D6.00 US TREA6-CPI INFLATION INDEX .000 2.076 ARE 96.330 3,326,365.53 .82 912828CP3 2.000% 07/15/2014 DO 07/15/04 MA 3,191,324.28 .79 10,500,000.00 U S TREASURY NOTES .000 2.902 MA 99.060 10,416,517.23 2.69 9I2828OD9 2.875% 11/30/2006 DO 11/3D/O4 AAA 10,401,300.00 2.58 10,620,000.00 U S TREASURY NOTES .000 3.685 AAA 94.980 10,213,842.11 2.61 912828DE7 3.500% 12/15/2009 DO 12/25/04 AM lD,OB6,876.00 2.50 YLDANAL YIELD ANALYSIS PAGE 14 OCSF07522202 2006/06/30 RUN DATE : 07/07/06 DISTRICT: LONG-nRR OPERATING RUN TIRE : 11.08.24 PAR VAIM YIN AT CURRENT ROODY MAXET TOTAL COST/ 4 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD 6-P PRICE RARXET VALUE 4 TOTAL _________________ _____________________________ _______ _______ _______ ________ ------------ _________- 8,200,000.00 U S TREASURY NOTES .000 3.694 AAA 94.940 9.829.396.88 2.01 912828DLI 3.500% 02/15/2010 DO 02/15/05 AAA 1.060,680.00 1.92 7,500,000.00 U S TREASURY NOTES .000 3.791 AAA 99.910 7,420,671.29 1.92 912828D00 3.050% 03/31/2007 DO 03/31/05 AAA 7,418,250.00 1.94 24,000,000.00 U S TREASURY NOTES .000 3.555 AAA 98.440 23,646,490.84 6.11 912628DN1 3.500% 05/31/2007 DO 05/31/05 AAA 23,625,600.00 5.05 4,600,000.00 U S TREASURY NOTES .000 3.683 AAA 98.430 4,528,099.04 1.13 912828DY3 3.625% 06/30/2001 DO 06/30/05 AAA 4,521.100.00 1.12 811001000.00 U 6 TREASURY NOTES .000 4.056 AAA 98.620 8,024,416.48 2.06 912028EF3 4.000% 08/31/2007 DO 08/31/05 AAA 7,989,220.00 1.98 400,000.00 U S TREASURY NTS .000 4.060 AM 95.450 390,203.13 .09 91282BEGI 3.87S% 09/15/2010 DO 09/15/05 AAA 381,800.00 .D9 49,300,000.00 U S TREASURY NOTES .000 4.605 AAA 90.310 48,316,698.64 12.47 91282SEMS 4.500% 11/15/2010 DO 11/15/05 AAA 48,171,030.00 11.93 32,200,000.00 UNITED STATES TREASURY NOW .000 4.426 AAA 98.840 31,974,851.56 9.24 91202BER7 4.3351 12/31/2007 DO 12/31/05 AAA 31,826,480.00 7.88 15,000,000.00 U 6 TREASURY NOTES .000 4.669 AM 99.055 14,912,913.45 3.84 912828EZ9 4.625% 03/31/2008 DO 03/31/06 AAA 14,058,250.00 3.68 500,DDO.00 NACBOVIA BX ISM TR 4 SR 00027 .000 5.493 MI 99.921 500,000.00 .12 92936M6 VAR RT 03/23/2009 DO 03/23/06 499,605.00 .12 585,290.39 . FNLNC RULTICLASS MTG SER E3 A 6.316 5.048 AAA 99.285 585,913.94 .15 3133WE95 VAR RT O0/15/2032 DO 12/01/99 AAA 581,104.92 .14 323,797.70 GNRA GM REMIC M 2000-9 IS 6.320 4.022 AAA I00.992 323,797.70 .08 383204NX9 VAR RT 02/16/2D30 AM 327,009.11 .08 124,381.09 MHA lI POOL 6OBD088M 6.005 4.313 AM 101.442 127,101.92 .03 36225CC20 3.3354 06/20/2027 DO 06/01/97 AAA 126,174.67 .03 99,200.28 GUM 2I POOL #0080023 6.992 5.055 AM 101.381 100,932.73 .02 36225CAZ9 VAR AT 12/20/2026 DO 12/01/96 AM 100,659.45 .02 E I C ' I I I I f I I I C f C f ' 1 11 1 f II f [ e e e e t e t t t t t t t t t t e t t YLDANAL YIELD ANALYSIS PAGE 15 MSF07522202 2006/06/30 RUN DATE 07/07/06 DISTRICTt SANG-TERM OPERATING RUN TINE 11.08.24 PAR VALUE YTN AT CURRENT MOODY MARKET TOTAL COST/ 6 TYPE SECURITY ID SECURITY DESCRIPTION EOOR YIELD S-P PRICE NERNST VALUE B TOTAL _________________ _____________________________ _______ _______ _______ ____________ -_-__--___ 2,100,000.00 FEDERAL NAIL NTG ASSN OEM 7.113 6.611 AAA 103.346 2,030,133.00 .56 31359NSY5 6.6251 09/15/2009 DD 09/01/99 AAA 2,170,266.00 .54 ____-_�- ------- ----------------- --------- TOTAL FIXED INCONE SECURITIES .002 6.260 389,071,862.05 100.00 386,129,101.59 95.65 ----------------- ________- TOTAL .003 6.2I1 406,041,033.34 100.00 603,897,272.8B 100.00 Asset Detail Report r OLS013 Bex Cmraney: vaD by Currency Alteraete Base Cm ener IocsBaoNHocmerso-Oces000LUM 6/30/2006 Exehane,Rate: Staten: FINAL Not Unrealised price —- Cost -- ---Market Value % of Description gage shares par Base Sage _—Tom Gain/7,oes gage U.B.DOLLAR CASH a CASH HQuIVALSSrs CASH -921,107.83 -921,ID7.83 -0.25% 0.00 RECEIVABLE FOR INVESTMENTS 12,773,680.45 12,773,680.45 3.45% 0.00 SOLD PAYABLE FOR INVESTMENTS -121,380,178.82 -121,380,178.82 -32.80% 0.00 PURCHASED CREST RECEIVABLE 3.482.425.82 3,482,425.82 0.94% 0.00 BANEAMERICA CORP 98.7989 2,100,000.000 2,074,777.25 2,074,777.25 0.56% 0.00 DISC07/17/2006SEC ID: 0660P10H8 CITIBANK NA NY BRH INSTL C/D S. 100.0000 2,200,000.000 2,200,000.00 2,200,0D0.00 0.59% 0.00 125%08111/2006 DD OS/12/06SEC ID: 173D4TSC3 COUNTRYWIDE BE ALEXANDR A 99.9950 800,000.000 7919.960.00 799,960.00 0.22% 0.00 C/DVAR RT 09/15/2006 DO 03/15/06SEC ID:22238YHUO FEDERAL HOME LN BE CONS 98.7794 5,3D0,000.000 5,236,308.47 5,235,308.47 1.41% 0.00 DISCMAT 08/02/2006SEC ID: 31338SA48 FEDERAL HOME LN BE CONS 97.6247 3,500,ODO.000 3,416,865.70 3,416,865.70 0.92% 0.00 DISCMAT 09/13/2006SEC ID: 313385FW FEDERAL HOME LN BE CONS 99.9588 2,100,D00.000 2,099,133.75 2,099,133.75 0.57% 0.00 DISCMAT 07/03/2006SEC ID: 313385YWO FEDERAL HOME LN BE CONS DISC 97.7351 5,800,000.000 5,668,636.44 5,668,636.44 L53% 0.00 NMAT 07/21/2006SEC ID: 313385= FEDERAL HOME LN MTO CORP 97.7517 2,500,000.000 2,443,793.40 2,443,793.40 0.66% 0.00 DISCMAT 08/01/2006SEC ID: 313397A35 FEDERAL HOME LN M70 CORP 97.8020 900,000.000 880.218.00 880,218.00 0.24% 0.00 DISCMAT 08/15/20D6SFC ID: 3133971191 FEDERAL HOME LN MTO CORP 98.0155 1,400,000.000 1,372,217.00 1,372,217.00 0.37% O.OD DISCMAT 08/29/2006SEC ID: 313397D73 1 Workbench Asset Detail Report Mh OLS013 Base Cmarmoo : BBB by Currency Alternate Base Cmrenor. 'GCRD6COAMOLMATED-Bcs000010000 6/30/2006 BxdumeRate: States: FINAL .� Not Vin- sod Prim Cost Market Value % of Gain/Low Description Baca Blares Par Base Base Total Race FEDERAL HOME LN MTO CORP 97.5942 2,500.000.000 2,439,855.21 2,439,855.21 0.66% 0.00 DISCMAT 09/1212006SEC ID: 313397M FEDERAL HOME LN MTG CORP 97.2592 2,700,000.000 2,625,997.50 2,625,997.50 0.71% 0.00 DISCMAT 12/12/2006SEC ID: 313397SBS FEDERAL NATL MTG ASSN 96.1792 2,100,000.000 2,019,763.67 2.019,763.67 0.55% 0.00 DISCOUNTMAT 02/23/2007SEC ID:313588CFO FEDERAL NAIL MM ASSN 99.5431 12,800,000.000 12,741,518.22 12.741,518.22 3.44% 0.00 DISCOUNTMAT 08101/2006SEC ID:313589A37 FEDERAL NATL MM ASSN 99.2230 4,000,000.000 3,968,920.00 3,968,920.00 1.07% 0.00 DISCOUNTMAT 08/14/2006SEC ID:313589B85 FEDERAL NATL ASSN 98.6982 2,500,000.000 2,467,454.86 2,467,454.86 0.67% 0.00 DISCOUNTMAT 09/13/2006SEC M:3I3589F65 FEDERAL NAIL MM ASSN 99.7287 2,400,000.000 2,393,489.33 2,393,489.33 0.65% 0.00 DISCOUNTMAT 07/10/2006SEC ID:313589ZD8 FEDERAL NATL MTO ASSN 97.7526 800.000.000 782,020.67 782,020.67 0.21% 0.00 DISCOUNTMAT 07/19/2006SEC ID:313589ZN6 GENERALRI CAP 98.7350 2,000,000.000 1,974,700.00 1.974,700.00 0.53% 0.00 DISCOS/16/2006SECID: 36959JHG1 U S TREASURY BILL 0.000% 98.5943 6,400,000.000 6,310,035.05 6,310,035.05 1.71% 0.00 OB/17/2006 DO 02/16/06SEC ID: 912795XR7 WELLS FARGO HANK NA INSIL C/D 100.0000 3,400,000.000 3.400.000.00 3,400,000.00 0.921% 0.00 5.180%07/05/2006 DO 06/15/06SEC ID:9497P5PLB CS FOB CAT 1 REPO REP004.580% 100.0000 12,100,000.000 12,100,000.00 12.100,000.00 3.27% 0.00 07/03/2006 DD 06/30/06SEC ID: 99456B494 DREYFUS TREASURY CASH 100.D000 3,043,407.460 3,043,407.46 3,043,407.46 0.82% 0.00 MGMTSEC ID:996085247 TOTAL CASH A,CASH EQUNALENTS 83,343,407.466 -23,597,108.40 -23,687,108.40 -6.37% 0.00 FIKED INCOME SECURITIES 2 Workbench [_ [ C E- t. C i E [ F. l l I t t 1 1 1 t 1 t 1 t t 1 1 1 1 1 poft ID: l Asset Detail BaseReCnrreaey: BD 18 by Currency Alternate Bees Curteney: IoceDCommoamnsD-Oomm000l0000 6/30/2006 Exchange hate: Bhtss: FINAL Not Unrealized Price Coat Market Value %of Ovn/�Losm Description Base 81u»a Par Base Base Total Raw AIO SUNAMERICA GLOBAL REG S S. 109.8670 752,000.000 826,199.84 826,199.84 0.22% 0.00 850%08/01/2008 DO 08/08/01SEC ID:U00907AAO COMMIT TO FUR FNMA SF MTO 5, 96.2800 4,000,000.000 3,867,500.00 3,851,200.00 1.04% -16,300.00 000%07/01/2020 DD 07/01/05SEC ID:OIFUS0478 CIT GROUP INC MTN OSR00092VAR 100.2500 2,800,000.000 2,800,000.00 2,807,000.00 0.76% 7,000.00 RT 05/23/2008 DD 06/25105SEC ID: 12560PDVO CITIGROUP INC GLOBAL SR NNAR 100.0620 1,200,000.000 1,200,000.00 1,200,744.00 0.32% 744.00 RT 05/02/2D08 DO 05/02/DSSEC ID: 172967C9/9 CONOCOPHILLIPS OM NIVAR RT 99.9840 800.000.000 800,000.00 799,872.00 0.22% -I28.00 04/11/2007 DD 04/11/06SEC ID: 20825CAL8 DAIMLERCHRYSLER NORTH 100.0620 1,000,000.000 1,000,000.00 1,000,620.00 0.27% 620.00 AMERVAR RT 03/13/2009 DD 03/14/06SEC ID:233835BB2 FEDERAL HOME LN MTO CORP MTN 96.1960 1,900,000.000 1,837,359.38 1,827,724.00 0.49% -9,635.38 3.700%10/23/2008 DD 04/23/03SEC ID:312BX04SS FEDERAL HOME LN MTG CORP MTN 94.1130 200,000.000 189,236.00 188.226.00 0.05% -1,010.00 3.290%06/16/20D9 DO 06/16/03SEC ID:3128XINB9 FEDERAL HOME LN MTO CORP MTN 92.8980 6,342,000.000 5,994,180.94 5,891,591.16 1.577% -102.589.78 3.545%07/07/2010 DD 07/07/03SEC ID:3128X1NJ2 FEDERAL HOME LN MTO CORP MTN 95.4020 1,066,000.000 1,015,531.56 1,016,985.32 0.27% 1,453.76 3.060%07/15/2008 DO 07/15/03SEC ID:3128X1RX7 FEDERAL HOME LN MTO CORP 99.6910 4,600,000.000 4,575,242.80 4,585,786.00 1.24% 10,543.20 MTNVAR RT 08/04/2006 DD 08/04/03SEC ID:3128XIVBO FEDERAL HOME LN MTO CORP MTN 96.9710 400,000.000 391,680.00 387,884.00 0.10% -3.796.00 4.000%08/19/2D08 DD 08/19/03SEC ID:3128XIY24 FEDERAL HOME LN MTO CORP MTN 97.6080 6,000,000.000 5,920,200.00 5,856,480.00 1.58% -63,720.00 4.480%09/19/2008 DD 09/19/05SEC ID:3128X4MQ1 3 Wvrkberidi _.. - port ED: Asset Detail BeseReCooreener: oeu 13 by Currency Attemate Rase Cm+enor. I OCS000ASOLMATED-OCS0000100W 6/30/2006 Parcmoge Ram. Staten: FINAL Not Unrealised Price Cost Nfarket Value % of Gain/Lose Dascdptba Base Shares Par Base Bass Total Bass FEDERAL HOME LN MTG CORP MTN 99.1330 5,300,000.000 5,283,372.72 5,254,049.00 1.42% -29,323.72 4.250%04/05/2007 DO 10/05105SEC ID:3128X4QC8 FEDERAL HOME LN WM CORP MTN 98.6630 9,800,000.000 9,767,611.00 9,668,974.98 2.61% -98,636.02 4.900%11/03/2008 DO 11/03/05SEC ID:3128X4ST9 FEDERAL HOME LN MTO N TR 97.1770 125.000.000 121,562.50 121,471.25 0.03% -91.25 001664.000%06/15/2008 DO 06/24/04SEC ID:3133FIGX9 FEDERAL HOME LN SEE CONS BD3. 96.9920 1.240.000.000 1,204,931.25 1,202,700.80 0.33% -2,230.45 500%02/11/2008 DD 02/11/03SEC ID:3133MVQA4 FHLMC MUL71CLILSS MTG SER E3 99.2849 585,290.390 585,913.84 581,104.92 0.16% 4,808.92 AVAR Wf 08/15/2032 DO 12/01/97SEC ID:3133TCE95 FEDERAL HOME LN SEE CONS 87.2765 2,700,000.000 2,565,820.00 2,356,464.42 0.64% -209,355.58 BDVAR RT 02/27/2012 DD 02/27/04SEC ID:3133X3SQ7 FEDERAL HOME LN BKS CONS BD 4. 96.3160 5,000,000.000 4,861,328.13 4,815,800.00 1.30% A5,528.13 000%02/18/2009 DO 02/18/04SEC ID:3133X3ZX4 FEDERAL HOME LN BKS CONS BD 3. 95.995D 2,400,000.000 2,320,500.00 2,303,880.00 0.62% .16,620.00 875%03/24/2009 DO 03/24104SEC ID:3133X4N80 FEDERAL HOME LN BES CONS BD 3. 96.6550 300,000.000 290,390.63 289,965.00 0.08% 425.63 050%12/28/2007 DD 03/29/04SEC ID:3133X5DU9 FEDERAL HOME LN BKS CONS BD 3. 95.8830 720,000.000 690,343.20 690,357.60 0.19% 14.40 000%04/07/2008 DO 04/D7/04SEC ID:3133XSD70 FEDERAL HOME LN BKS CONS BD 3. 96.5990 1,700,000.000 1,638,109.38 1,642,183.00 0.44% 4,073.62 010%12/28/2007 DO 03/29/04SEC ID:3133X54R6 FEDERAL HOME LN SEE CONS SD 3. 98.0450 3,550,000.000 3,475,117.19 3.480.597.50 0.94% 5,480.31 625%08/17/2007 DD 08/17/04SEC ID:3133X7YO3 FEDERAL HOME LN BKS CONS BD 3. 96.6320 250.000.000 242,148.44 241,580.00 0.07% -568.44 900%10/21/2008 DO 10121/04SEC ID:3133XBUB6 4 Werkber.h [ C C 6 C [ C [ [ f [ E [ ' [ E [ C [ C- Asset Detail Saw oLum ID. GL0 13 by Currency Alternate Eas4 Co cr.. Exchange Rate: j 00800ONSOLRIATRD-005GOW10000 6/30/2006 Statue: FOCAL _ -__ _ - _-_-_ _- Net Unrealized Price Cost Market Value % of Gain/Loss m-: Ption Base Shares Par Base Base Total Base FEDERAL HOME LN SKS CONS BD 4. 96.6720 780,000.000 759,281.25 754,04I.60 0.20% -5,239.65 200%03/13/2009 DO 12/15/04SEC ID:3133X9LP3 FEDERAL HOME LN BKS CONS 97.0500 300,000.000 291,423.00 291.150.00 0.08% -273.00 BDSYEP 12/15/2011 DO 12/15/04SEC ID:3133X9Q45 FEDERAL FARM CR BKS CONS SYS 96.5410 1,200,000.000 1,169,437.50 1,158,492.00 0.31% -10,945.50 4.350%06/15/2DD9 DO 06115/05SEC ID:31331SC68 FEDERAL HOME LN BES CONS BD 4. 93.7560 3,OD0,DD0.000 2,882,343.75 2,812,680.00 0.76% -69,663.75 000%03/18/2011 DO 06/19/03SEC ID:31339XKN3 FEDERAL HOME LN SEE CONS 97.0380 16,100,000.000 15,659,765.63 15,623,118.00 4.22% -36,647.63 BDSIBP 01/16/2009 DD 07116/03SEC ID:3I339XRF3 FEDERAL HOME IN BKS CONS 97.7460 380,000.000 368,645.60 371,434.80 0.10% 2,789.20 BDVAR RT 07/09/2008 DO - 07/09/03SEC ID:31339XW26 FEDERAL HOME LN BES CONS BD 3. 95.3910 245,000.000 235,550.35 233,707.95 0.06% -1,842.40 530%01/2812009 DO 07/28/03SEC ID:31339YJDS FEDERAL HOME LN BKS CONS BD 3. 95.3100 150,000.000 144,081.OD 142,965.00 0.04% -1,116.00 SOD%01/30/2009 DO 07/30/03SEC ID:31339YL67 FEDERAL HOME LN BKS CONS 98.3680 100,000.000 97,922.00 98,368.00 0.03% 446.00 BDSTEP 07/30/2008 DD 07/30/03SEC ID:31339YQF2 FEDERAL HOME LN BKS CONS BD 4. 91.7770 1,070,000.000 1,007,019.80 982,013.90 0.27% -25,005,90 240%07/02/2013 DD 07/02103SEC ID:31339Y3U4 FEDERAL HOME LN BKS CONS BD 3. 94.6850 175.000.000 166,745.25 165,698.75 0.04% .1,046.50 200%01/14/2009 DO 07/14/03SEC ID:3I339Y6F4 FHLMC GROUP d78-6064 6.384% 103.4040 34,357.970 33,520.49 35527.52 0.01% 2,007.03 01/01/2028 DO 12/01/97SEC ID: 31348SWZ3 FEDERAL NATL MTG ASSN DEBS6. 103.3460 2,100,000.000 2,030,133.00 2,170,266.00 0.59% 140,133.00 625%09/15/2009 DD 09/01/99SM ID:31359MLYS 5 Workbendl - - - --- --- - - - - - - - - - - ._ -- ---- -- - Asset Detail Report Dk USD Dow Covenry: DBD by Currency Alternate Haw Ce cr. Esehnoge Rate: jocsDoomBotmwrsD-oasaoaolaoao 6/30/2006 smtm: FINAL Net Dnresllsed Prim Cost Markat Value % of Gain/hose Description Base shares par Hase Base Total Base FEDERAL NAIL MTG ASSN DEES 3. 94.I600 6,800,000,000 6,575,736.00 6,402,880.00 1.73% -172,856.00 125%03/16/2009 DD 03/16/04SEC ID:31359MUQ4 FEDERAL NATL MTG ASSN 3.250% 99.8400 17.000.000.000 16,882,572.64 16,972,800.00 4.59% 90,227.36 07/31/2006 DO 01/25/05SEC ID: 31359MXQ1 FEDERAL NATL MTG ASSN DEBSVAR 100.0000 700,000.000 700,000.00 700,000.00 0.19% 0.00 RT 09/07/2006DD03/07/OSSEC ID:31359MXZ1 FEDERAL NATL M7O ASSN MTN 4. 96.3720 3,100,000.000 3,014,992.19 2,987,532.00 0.81% -27,460.19 250%07/30/2009 DD O1/30/04SEC ID:3136F4Y24 FEDERAL NATL MTG ASSN MTNVAR 97.8I40 621,000.000 599.653.13 607,424.94 0.16% 7,771.81 RT O8/18/2011 DO 02/20104SEC ID:3136F5AV3 FEDERAL NAIL MTG ASSN MIN 4. 96.2370 660,000.000 638,601.56 635.164.20 0.17% -3,437.36 010%03/16/2009 DD 03/I6/048W ID:3136FSGZO FEDERAL NAIL MTG ASSN MEDIUM 95.1210 250,000.000 239,167.50 237,802.50 0.06% -1,365.00 3.550%04/07/2009 DO 04/07/04SEC ID:3136FSMR9 FEDERAL NATL MTG ASSN MTN 4. 97.7950 150,000.000 146,430.00 146,692.50 0.04% 262.50 000%02/01/2008 DD 02/01/05SEC ID:3136F6UH0 FNMA P0OL 00254631 5.000% 96.6640 102,369.260 105,440.35 98,954.22 0.039/6 -6,486.13 02/01/2018 DD 01/01/03SEC ID: 31371XY47 FNMA POOL#02547605.000 96.5580 92,546.410 95,322.82 89,360.96 0.02% -5,961.86 06/01/2018 DO 05/01/03SEC ID: 31371X5V9 FNMA POOL#02548665.000% 96.5240 41,865.540 43,121.50 40.410.29 0.01% -2,711.21 09/01/2018 DD O8/01/038W ID: 3137ILC83 FNMA POOL#02549075.000% 96.5150 313,117-440 313,117.44 302.205.30 0.08% -10,912.14 10/01/2018 DD 09/01/03SEC ID: 31371LDLO FNMA POOL#02549535.000% 96.5060 222,900.550 225,756.48 215,112.40 0.06% -10,644.08 11/01/2018 DD 10/01/03SEC ID: 31371LE21 6 Wo kAe"d' f f f f f f f- 1 f f l C f C f V C- Asset Detail Report ID: OL8013 i Bam Comency: DBD by Currency at.mnt.eaeo Llrreney: j IOCSD9ONBO TED-OCB000010000 6/30/2006 IDrchmgeRate: Bistae: FINAL Net Unrealised Price Cost Market Value % of GaiD/Cosa DI: Ption Base Shares Par Base Base Total Base FNMA POOL#0254987 5.000% 96.6252 607,342.360 615,123.94 586,845.51 0.16% -28.278.43 12/O1/2018 DO 1I/01103SEC 1D: 3137ILF46 FNMA POOL#0357430 5.000% 96.54I0 76,029.660 76.884.98 73,399.79 0.02% -3,485.19 09/01/2018 DO 09/01/03SEC M: 31376KA71 FNMA POOL#0555363 5.ODO% 96.6370 221,707.590 228,358.81 214,251.56 0.06% -14,107.25 04/01/2018 DD 03/01/D3SEC ID: 31385WSYl FNMA POOL#0555545 5.00D% 96.61I0 184.162.380 189,687.26 M,921.12 0.05% -11,766.14 06/O1/2018 DO 05/01103SEC ID: 3I3a5XES2 FNMA POOL#05556215.000% 96.6252 622,869.720 629,877.00 601,848.84 0.16% -28,028.16 07/O1/2018 DO O6/01/03SEC ID: 31395XG68 FNMA POOL kG681309 5.000% 96.6640 356,751.260 367,453.80 344,850.04 0.09% -22,603.76 02/O1/2018 DD 02/01/03SEC ID: 3139IY334 FNMA POOL 00681334 S.OGO% 96.6640 42,950.080 44,238.60 41,517.27 0.01% -2,721.33 02/O1/2018 DO 01/01/03SEC ID: 31391Y4T1 FNMA G7D REM1C P/T 4.250% 97.7900 25,019.560 24,742.01 24,466.63 0.01% -275.38 04/25/2028 DO 08/01/03SEC ID: 3I393ESP5 FNMA GTD REMIC P/T 2003-83 7D 98.4560 100,000.000 98.203.13 98,456.00 0.03% 252.87 3.500%04/25/2011 DD 00/01/03SEC ID:31393ESY6 FNMA OTD REMIC P/T 03-92 KQ 3. 97.4400 90,450.410 88,129.08 88,134.88 0.02% 5.80 500%06/25/2023 DD 08/01/03SEC ID:31393TBC9 FNMA GTD REMIC P/T 03-113 PN 3. 97.5I10 898,732.630 877,598.37 876,363.17 0.24% -1,235.20 500%02/25/2013 DD 10/01/03SEC ID:3139372E5 FNLMC MULTICIASS MTG 4.000% 97.6250 100,000.000 98,000.00 97,625.00 0.03% -375.00 05/15/2016 DO 11/01/03SEC ID: 31394LVF6 FID.MC MUL71CLAW CTFS 2733 PA 97.3570 500,000.000 489,199.22 486,785.00 0.13% -2.414.22 4.000%01/15/2021 DO 01/01/04SEC ID:31394NUE6 7 Workbench Asset Detail �9e ene .r. US Gl3 by Currency Alternate Base cen.ary: Baohanse Rate: j ocsacolreoA,mutzD-ocsssoDl0000 6/30/Z006 states; FINAL _J —_— Not Unrealized Price Cost Market Value % of Gain/Lose Description Base Shares Par Haze Base Total Base FHLMC MULTICLASS CTFS 2756 MA 98.6740 61,806.620 61,567.61 60,987.06 0.02% -580.55 5.000%06/15/2016 DO 02/0//04SEC ID:31394PX24 FHLMC MUMCLASS CTFS 2832 PA 99.0930 55,592.790 55.184.52 55,088.56 0.01% -95.96 4.500%G4/15/2019 DD 07/01/04SEC ID:31395C7B1 FHLMC MUMCLASS CTFS 2891 LN 97.6780 888,945.520 873,527.86 868,304.21 0.23% -5.223.65 4.250%06/15/2024 DD 11/01/04SEC M:31395JZ90 FHLMC MM17CLASS CTFS 2905 UY 97.5120 84,882.510 83,622.54 82,770.63 0.02% -851.91 4.000%10/15/2023 DO 12/01/D4SEC M:31395XDT7 FHLMC MULTTCIASS AM 4.500 97.5690 88,276.310 87,362.52 86,130.31 0.02% -1,232.21 12/15/2025 DD 05/01/05SEC ID: 3139SUT68 FHLMC MUMCLASS MTO 3008 JK 98.1480 500,000.000 493.125.00 490,740.00 0.13% -2.385.00 4.500%I1/15/2013 DD 07/01/05SEC ID:31395WGA9 FNMA POOL#0684798 5.500% 96.3360 246,186.200 245,974.64 237,165.94 0.06% -8,8D8.70 03/01/2033 DO 03/01/03SEC ID: 31400DX31 FNMA POOL AD6849085.000% 96.5580 228,621.540 231,550.79 220,752.39 0.06% -10,798AO 06/01/2018 DD OS/01/03SEC ID: 314GDD3RI FNMA POOL 00685200 5.000% 96.611D 126,069.930 127,685.22 121,797.42 0.03% -5,887.80 03/01/2018 DO 03/01/G3SEC ID: 31400EGH7 FNMA POOL#0686318 5.000% 96.6370 189,000.360 194,670.37 182,644.28 0.05% .12,026.09 03/01/2018 DO 03/01/03SEC ID: 31400FPB7 FNMA POOL#0688739 5.000% 96.5580 71,587.G90 73.734.71 69,123.06 0.02% 4.611.65 06/01/2018 DO 06/01/03SEC ID: 31400JEL9 FNMA POOL OG6898595.000% 96.5580 76,201.130 77,177.45 73,578.29 0.02% .3,599.16 05/01/2018 DD 05/01/03SEC ID: 31400KMG8 FNMA POOL 00693834 5.000% 96.6370 399,575.980 411,563.25 386,138.24 0.10% -25.425.01 03/01/2018 DO 03/01/03SEC ID: 3140OFY74 8 Workbench r r e c r r r r r l r _ U r r r r r r r t e l e e e l e l l e l l l e e e l l Asset Detail e..ec a DUD >te DM 0La013 by Currency Alte. to Base Cu ncy: -... .DCUDcoxsoamarsD oo-oceaolosoo 6/30/2006 Emhanaa Fate: ela - --------------- ----- ------------- _"----- n.: FINAL Net Unrealised Price Cost Market Value % of Gain/Loss Description Base Shares Par Baca Baas Total Base FNMA POOL#0695852 5.000% 96.5850 152,144.020 156,708.35 146.948.30 0.04% -9.760.05 05/O1/2018 DD 05/01/03SEC ID: 31400SBV0 FNMA POOL#0695889 5.000% 96.5850 536,233.170 552,320.17 517.920.81 0.14% -34.399.36 05/01/2018 DO 05/01/033EC ID: 31400SC23 FNMA POOL 00702210 5.000% 96.6252 147,622.090 152,050.74 142,640.08 0.04% -9,410.66 05/01/20I8 DD 05/01/038EC ID: 31401ADP9 FNMA POOL#0702328 5.000% 96.5850 89,839.890 90.990.96 86,771.86 0.02% 4.219.10 05/01/2018 DD 04/01/038EC ID: 31401AHD2 FNMA POOL#0709148 5.000% 96.5410 190,834.320 196,559.36 184,233.36 0.05% -12.326.00 06/O1/2018 DO 06/01/03SEC ID: 31401HZM7 FNMA POOL#0709360 5.000% 96.5410 387,744.160 392,712.14 374,332.09 0.10% -18,380.05 07/01/2018 DD O6/01/03SEC ID: 31401JB56 FNMA POOL#0709826 5.000% 96.5580 75,033.800 75,995.15 72,451.14 0.024b -3,544.01 06/01/2018 DO 06/01/03SEC ID: 31401JSP4 FNMA FOOL#0709917 5.000% 96.5580 152,362.170 154,314.33 147,117.96 0.04% -7.196.47 06/O1/2018 DD O6101/03SEC ID: 31401JV34 FNMA POOL#0710235 5.000% 96.5410 373,796.380 385,010.29 360,866.76 0.10% -24,143.53 D6/O1/2018 DO 06/01/03SEC ID: 31401EBC8 FNMA POOL#0713365 5.000% 96.5410 155,283.370 157,272.93 149,912.12 0.04% .7,360.81 07/01/2018 DD 07/01/03SEC ID: 31401NQSI FNMA POOL 00720319 5.000% 96.5410 485,426.150 491,645.69 468,635.26 0.13% -23.010.43 07/O1/2018 DO 07/01/03SEC ID: 31401WO45 FNMA POOL#0720369 5.000% 96.6252 1.625,306,080 1,674,065.25 1,570,454.55 0.42% -103,610.70 06/01/2018 DO 06/01/03SEC ID: 31401WJN0 FNMA POOL#0721629 5.000% 96.5410 206,536.610 212,732.72 199,392.51 0.05% -13,340.21 07/01/2018 DO 06/01/03SEC ID: 31401XVW4 9 Workbe h Asset Detail Repert ID. 0L6013 Rosa Q..y: USD by Currency Altexeete Raw certeney: Exchange Rate: ocsncoAaDLm MD-OC800001000D 6/30/2006 _ _ _ Stator: FINAL _ ---- --------------._._....----- Bet Unrealized) Price Coat Market Value % of Gain/Loge Description Base 8barce Par Base Base Total Base FNMA POOL 00723487 5.000% 96.5410 173,898.650 175,855.03 167,883.50 0.05% -7,971.53 06/01/2018 DD O6101/03SEC ID: 31402AXQ4 FNMA POOL A0725S30 5.0D0% 96.5012 2,365,095.700 2,397,246.22 2,282,345.47 0.62% -114,900.75 O6/O1/2019 DD 05/01/04SEC ID: 31402DA75 FNMA POOL A07296015.000% 96.5330 279,727.740 283,311.77 270.029.58 0.07% -13,282.19 07/01/2018 DD 07/01/03SEC ID: 31402HRW3 FNMA POOL#0732973 5.000% 96.5060 23,705.090 24,009.82 22,877.80 0.01% -1,132.02 11/O1/2018 DO 10/01/038EC ID: 3I402MFN5 FNMA POOL#0737130 5.000% 96.5240 421,055.730 426,450.49 406,419.83 0.11% -20,030.66 10/01/2018 DD 10/01/03SEC ID: 31402909 FNMA POOL#07382115.000% 96.6252 384,677.350 389,606.05 371,695.09 0.10% -17,910.96 10/01/2018 DD !0/01/03SBC ID: 3I402UDQ2 FNMA POOL#0738487 5.000% 96.5060 125,145.930 126,749.36 120,773.33 0.03% -5,976.03 10/01/2018 DD 10/01/03SEC ID: 31402UNC2 FNMA POOL#07404575.000% 96.6252 1,536,460.950 1,557,347.20 1,484,607.81 0.40% -72,739.39 10/01/2018 DO 10/01/03SEC ID: 3l402WTN8 FNMA POOL 007404715.000% 96.6252 478.491.330 484,621.99 462,343.00 0.12% -22,278.99 10/01/2018 DD 10/01/03SEC ID: 31402WT40 FNMA POOL 00740748 5.0D0% 96.5240 511,707.530 518,263.77 493,920.58 0.13% -24,343.19 1 0/0112 0 18 DD I1/01/0389C ID: 31402WSH7 FNMA POOL 407438685.000% 96.6252 25,785.650 26,116.D4 24,915.42 0.01% -1,200.62 11/01/2018 DD 10/0l/03SEC ID: 314038MRI FNMA POOL#0744008 5.000% 96.5580 739,424.520 748,898.40 713.973.53 0.19% -34,924.87 07/O112018 DD 09/01/03SEC 1D: 31403BR54 FNMA POOL#0744316 5.000% 96.6252 109,452.440 I10,854.81 105,758.59 0.03% -5,096.22 09/O1/2018 DO 09/01/038EC ID: 3140383Z4 10 Warkbeneh E E E E E [ E E E E - E E I C F - E E E E Asset Detail Report M. OLSO13 Sam Currency: DBD by Currency Alternate Bees Cower: OCSD4CQM(X3)a2BD-0C8000010DD0 6/30/2006 Bec emote: etat®: MAL Bet BnyeeBzed Price Cost Market Value % of Gain/Lou Description Bane Shares Par Base Base Total Base FNMA POOL#07479145.000% 96.5060 224.550.040 227,427.11 216,704.26 0.06% -10,722.95 I1/01/2018 DO 11/01/03SEC ID: 31403F3X0 FNMA POOL 007484005.000% 96.6252 130,561.080 132,233.91 126,154.85 0.03% .6,079.06 08/01/2018 DD 09/01/03SEC ID: 3I403ONR9 FNMA POOL#0748899 5.000% 96.6252 681,025.390 689.731.02 658,041.85 0.18% -31,709.17 12/01/2018 DO 11/01/03SEC 1D: 3140307LO FNMA POOL#07503775.000% 96.6252 1,432,643.990 1,450,999.74 1,364,294.50 0.37% -66.705.24 11/01/2018 DD 11/01/038FC ID: 3I403JUA2 FNMA POOL 007503805.000% 96.6252 1,209,316.510 1,224,810.88 1,168,503.98 0.32% -56.306.90 11/01/2018 DD 11/01/03SEC ID: 31403JUD6 FNMA POOL#07504455.Oa046 96.6252 113,855.160 115,313.93 110,012.73 0.03% -5,301.20 11/01/2018 DO I1/01/03SEC ID: 31403JWE2 FNMA POOL#0751960 5.000% 96.6252 539,573.370 546.473.86 520,397.36 M 14% -25,076.50 12/01/2018 DD 11/01/03SEC ID: 31403LMHI FNMA POOL 00753425 5.000% 96.4970 575,465.400 582.119.22 555.306.85 0.15% -26,812.37 11/01/2018 DD 11/01/03SEC III: 31403NA23 FNMA POOL#0755165 5.000% 96A970 426.254.750 431.716.14 411,323.05 0.11% -20,393.09 12/01/2018 DO 11/01/03SEC ID: 31403QW FNMA POOL 40756372 5.000% 96.4970 739,775.120 748,328.77 713,860.80 0.19% -34,467.97 I1/0112018 DO 11/01/03SEC ID: 31403S1RB FNMA POOL#0789670 5.00096 96.3770 721,984.740 731,799-23 695,827.23 0.19% -35,972.00 12/01/2019 DO 12/01/04SEC ID: 31405HJP4 FNMA POOL#0792432 5.000% 96.4010 722,188.680 732,005.93 696.197.11 0.19% -35,808.82 1 0101/2 01 9 DO 10/01/04SEC ID: 31405LLM9 FNMA POOL#0794195 5.000% 96.3890 670,430.850 679,544.52 646,221.59 0.17% -33,322.93 11/01/2019 DD 11/0I/04SEC ID: 31405NKO9 11 Workbench Repeat ID: M8013 _. Asset Detail Base Ca ncr van by Currency Aft~*Base canner. IDmhaap Rate: vcBBcolueapmuaB-oce0000l0000 6/30/2006 eteaa: MAI _---__ _ _ Not Unrealized Price Cost Market Value % of pain/Loss Dewription Base shares Par Base Base Total Raw FNMA POOL e08003705.000% 96.3770 314,901,000 314,556.59 303,492.14 0.08% -11,064A5 12/01/2019 DD Il/01/04SEC ID: 31405VFR8 FNMA POOL 00803923 5.000% 96.3650 1,010,273.900 1,024,007.31 973,550.44 0.26% .50.456.87 12/01/2019 DO 12/01/04SEC ID: 31406AD41 FNMA POOL A0823358VAR RT 98.0010 2,754,704.030 2,733,182.90 2,699,63750 0.73% -33,54SAO 02/01/2035 DD 04/Ol/05SEC ID: 31406XW15 FNMA POOL 40879906VAR RT 96.8210 372,215.880 364,727.94 360,383.14 0.10% -4,344.80 10/01/2033 DO 02/01/06SEC ID: 314D9VR39 FLORIDA PWR CORP SR NT SER 100.0620 900.000.000 900,000.00 900,558.00 0.24% 558.00 AVARRT 11/14/2008DD 12/13/05SEC ID:341099CF4 GNMA POOL#0421389 6.500% 101.2120 5,312.410 5,575.54 5,376.80 0.00% -198.74 0 4115/2 02 6 DO 04/01/96SEC ID: 36206UC23 GNMA R POOL 40080023VAR RT 101.3810 99,288.280 100,932.73 100,659.45 0.03% -273.28 12/20/2D26 DO 12/01/96SEC ID: 36225CAZ9 GNMA D POOL 8080088M 7.375% 101.4420 124.381.090 127.101.92 126,174.67 0.03% .927.25 06/20/2027 DD 06/01/97SEC ID: 3622SOC20 GNMA D POOL NOD80395VAR RT 101.5230 102,776.340 101,944.94 104,341.62 0.03% 2.496.68 04/20/2030 DD 04/01/009EC ID: 36225CNM4 ONMA D POOL#080408XVAR RT 101.5250 867,188.730 858,381.34 880,413.36 0.24% 22.032.02 05/20/2D30 DD 05/01/OOSEC ID: 3622SMS ONMA U POOL OM0965VAR Rr 100.9420 834.693.910 834.162.22 842,546.63 0.23% 8,384.41 07/20/2034 DD 07/01104SEC ID: 36225DCBS GENERAL ELEC CO MAR RT 100.0000 1,300,000.OD0 1,300,000.00 1,300,000.00 0.35% 0.00 12/09/2008 DD 12/09/05SEC ID: 3696D4BB8 GENERAL ELEC CAP MTN IOD.0150 2,600,000.DOO 2,600,000.00 2,600,390.00 0.70% 390.00 TROO716VAR RT 12/12/2008 DO 12/12/OSSEC M:369620T53 12 Wo.keeruh [ E i [ I t l [ E [ C [ i f [ t [ f E 1 1 1 I 1 l 1 t 1 l 1 1 1 l 1 I 1 l l -----_ .._.. .._.._..._._.... RoPMM OLe013 Asset Detail sees Conom : usD by Currency mt r to Beso c""eer onacansormstas-0080 oIODW 6/30/_2006 _saw._ wtue FINAL Not"arsaused Rice cost market Value % of Gala/you f Description Base Shares Par Bau Base Total Base OOIDMAN SACHS ORPVAR RT 100.5000 2,750,000.000 2,750,000.00 2.763.750.00 0.75% 13,750.00 06/28/2010 DD 06/28/05SEC ID: 38143UBD2 ONMA OTD REMIC TR 2000-9 100.9920 323.797.700 323,797.70 327,D09.77 0.09% 3,212.07 FHVAR RT 02/16/2030SEC M 3837H4NX9 ONMA OTD REMIC P/T 03-97 DU4. 97.4170 1,000,000.000 981,250.00 974.170.00 0.26% -7,080.00 000%09/16/2025 DO I1/01/03SEC ID:38374EYR7 HSBC FIN CORP NTVAR RT 1D0.2030 1,300,000.000 1,300,000.00 1,302,639.00 0.351/6 2,639.00 09/15/2008 DD 09/15/058SC ID: 40429CCU4 HSBC FIN CORP MTN I TR 100.3590 2,600,00D.000 2,596,386.00 2,609,334.00 0.71% 12,948.00 ODD07VAR RT 05/10/2010 DO 05/10/05SEC ID:40429JA02 HEWLETr PACKARD OOVAR RT 100.0000 1,400,D00.000 1,400,000.00 1,400,000.00 0.38% 0.00 06/22/2009 DO 05/26/06SEC ID: 428236AJ2 LEHMAN BROTHERS TR 4005%VAR 100.0930 2,000,000.000 2,000,000.00 2,001,860.00 0.54% 1,860.00 RT 10/22/2008 DO 10/24/05SEC R3:52517PC58 MOROAN UTANLEYVAR RT 100.0780 1,100,000.0D0 1,101,639.00 1,100,858.00 0.30% -781.00 01/12/2007 DO 01/13/04SEC ID: 61746BAR2 MOROAN STANLEY NT 3.875% 95.9370 1,500,000.000 1,476,210.00 1,439,055.00 0.39% -37,155.00 01/15/2D09 DD 01/13/04SEC ID: 61746BALO RESHIENTML ASSET D3-R811 100.0230 26.577.740 26 577.74 26,583.85 0.01% 6.11 AHBVAR RT 12/25/2033 DD 12/30/03SFC ID:760985RS3 SLM CORP MTN N TR 00067VAR RT 100.3120 1,800,000.000 1.805040.00 1,805,616.00 0.49% 576.00 07/25/2008 DD 07/26/04SEC ID: 78442FCUO SALOMON SMITH MTN a SR 100.1400 2,300,000.000 2,308 514.60 2,303,220.00 0.62% -5,294.60 00206VAR RT 05/18/2007 DD 05/28/02SEC ID:79548E PS SBA OTD DEV PARTN 2001-20C 16. 102.3900 2,344,262.240 2,349?62.24 2,400,290.11 0.65% 56,027.87 34D%03/01/2021SEC I➢: 83162CW0 13 Wwkbenh - - - -- - Bees Co: asset Detafl R.Pe.1 m. U1.8013 neer: i18D by Currency Alteemte Raa4 Cm`°"" Endo ap Rate: IaraO4CONRarmtrND-Ccecs6D10000 6/30/2006 _ _ Btat : FINAL Net IIRreaBaad Price Cost Market Value %of Gain /yoea Description Base Shares Par Base Base Total Base SBA 07D PARTN CfFS SBIC-PS O1 100.9380 725,218.510 725,218.51 731,295.84 0.20% 6,077.33 6.640%02/10/2011 DO 02/21/0ISEC ID:831641DD4 TOYOTA MIR CR MTN 4'TR00413VAR 100.0000 2,000,000.OW 1,995,188.00 2,000,000.00 0.54% 1,812.00 RT 09/18/2006 DD 03/16/05SEC ID:89233P1'E6 U S TREASURY NOTES 3.375% 96.0000 47,200,000.000 45,527,966.18 45,312,000.00 12.25% -215.966.18 12/15/2008 DO 12/15/03SEC ID: 912828BT6 US 7REAS-CPI INFLATION INDEX 2. 96.5500 109,021.000 111,2W.27 105,259.78 0.03% -5.940.49 000%01/15/2014 DD 01/15/04SEC ID:91282813W9 US TREAS-CPI HMATION INDEX 2. 96.3300 3,312,908.000 3,326,365.53 3,191,324.28 0.86% -135,041.25 000%07/15/2014 DD 07/15/04SEC ID:912828CP3 U S TREASURY NOTES 2.875% 99.0600 10,5W,000.000 10,416,517.23 10,401,300.00 2.81% -15,217.23 11/30/2006 DO I I/30/04SEC ID: 912828DD9 U S TREASURY NODS 3.500% 94.9800 10,620,000.000 10.213.842.11 10,086,876.W 2.73% -126,966.11 12/15/2009 DO 12/15/048EC ID: 912828DE7 U S TREASURY NOTES 3.500% 94.740D 8.200,0W.OW 7,827,796.88 7,768,680.00 2.10% -59.116.88 02/15/2010 DO 02/15/OSSEC ID: 912828DLI U S TREASURY N07ES 3.750% 98.9100 7,500,000.000 7,428,671.29 7,418,2SO.00 2.00% -10.421.29 03/31/2007 DO 03/31/05SEC ID: 912828DQD U S TREASURY NOTES 3.500% 98.4400 24,000,000.000 23,646,490.84 23,625,600.00 6.38% -20,890.94 05/31/2007 DD 05/31/05SEC ID: 912828DW7 U S TREASURY NODS 3.625% 98A300 4,600,000.000 4,528,899.04 4,527,780.00 1.22% -1,119.04 06/30/2007 DD 06/30/OSSEC ID: 912828DY3 U S TREASURY NOTES 4.000% 98.6200 8,100,000.000 8,024,416.48 7,988,220.00 2.16% -36,196.48 08/31/2007 DD 08/31/O5SEC ID: 912828EF3 U S TREASURY PITS 3.87S% 95.45W 400,000.WO 390,203.13 381,SW.W 0.10% -8,403.13 09/15/2010 DO 09/15/OSSEC ID: 91282SE01 14 Workbench I I C I I I I C I- I - l [ t t t t t [ t t a [ t [ t t t t t --------.-- - - -- -Asset Detafl Reim: -6assli. Base Currency: u® 11 by Currency mu=EmdumG Baas Currency: Eomhenga IGG. 0w04XIMMowAtss-oc8060010000 6/30/2006 - - Net Umueasa•4d prim Cost Market Value % of Gain/Lou Deacdptloa Name Bbares Par Base Base Total Bama U 8 TREASURY NOTES 4.500% 97.7100 49,300,000.000 48,316,698.64 48,171,030.00 13.02% ,145,668.64 11/15/2010 DD 1I/15/05SEC ID: 912828EMB UNITED STATES TREASURY NOTE 4. 98.8400 32,200,000.000 31,974,851.56 31,826,480.00 8.60% -148,371.56 375%12/31/2007 DD 12/31/058EC M:912828ER7 U 8 TREASURY NOTES 4.625% 99.0550 15,000,000.000 14,912,913.45 14,858,250.00 4.02% -54,663.45 03/31/2008 DD 03/31/06SLC ID: 917828EZ9 WACNOVIA BK MM TR 4 SR 99.9210 500,000.000 500.000.00 499,605.00 0.14% -395.00 00027VAR RT 03/23/2009 DO 03/23/06SEC M:92976FBC6 TOTAL FDLED INCOUE SECURITIES 403,198,136.360 3%,636,924.86 393,610,666.59 006.37% -2,925,269.26 TOTAL ASSETS U.B.DOLLAR 486,541,544.320 372,948,816.46 370,033,547.19 100.00% -2,925,269.26 TOTAL ASSETS-BABE: 496,641,644.310 372,948,816.45 370,023,947.19 100.00% -2,926,269.26 15 Workbead, 1 1 i 1 1 l 1 1 1 1 i i fi 6 1 I I i 1 ®/ Mellon Custody Transaction History Report ID CUA356 Base C. .v : USD OCSDCONEOLIDATED 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income PIC e Net Local Amount 4/3/2006 U.B.DOLLAR IUSDI RECEIVE VS PAY-BUY UNITED STATES TREASURY BILL OTD 04/03/2006 DUE 04/17/2005 4/3/2006 11500.000.000 -1,497.258.33 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO 0000523S 4/3/2M6 99.8172 0.00 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE 000007-73 4/3/2006 0.00 0.00 CMS REF: 1060930113780 CLIENT REF:640006G3000S732 0.00 -1.497,258.33 SEC ID:9I2795TU5 REG:FRB CREDIT SUISSE FIRST BOSTON REPURCHASE AGREEMENT DTD 04/03/2006 4/3/2006 14,300,D00.000 -14,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSFBUS33XXIQ 00000355 4/3/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX10000D355 4/3/2006 0.00 0.00 CMS REF: 1060930109401 0.00 -14.300,000.00 SEC ID:99451E352 REG:REPO Total RECEIVE VS PAY-BUY(21 Total PrInNpW: -18,797,258.33 Total Commission: 0.00 Total income: 0.00 Total Net: -15,797,258.33 DELIVER VS PAY-MT FEDERAL NATL MTO ASSN DISCOUNT NTS MATURES APRIL 3,2006 INCOME AT 4/3/2006 -1,500,000.000 1,478,940,00 MAT 4/3/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/3/20M 0.00 21,060.00 0.00 1,500,000.00 TRADING BROKER: NON-BROKER TRADE, 0000999 CLEARING BROKER:NON-BROKER TRADE,.BOSTO BOSTON 000D9999 CMS REP: 1060909000728REr: SECDRIM 3589VB6 REG: FRB DELNBR VS PAY.86LL CREDIT SUISSE FIRST 130STON REPURCHASE AGREEMENT DTD 03/31/2006 4/3/2006 .14,3D00D0.000 14,300.000UO CLOSE FOR 10609W122718 4/3/2DD6 /00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33XXX)000003SS 4/3/2006 0.00 5.362.50 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33XX)I ODDDD355 0.00 14,305,362.50 CMS REF: 1060930DO0368 SEC1D:994SIC992 REG:REPO MAROm RELEASE-BUT DREYFUS TREASURY CASH MANAGEMENT 4/3/2006 0.000 -8,104.17 BOUGHT DREYFUS TREASURY CASH 4/3/2006 0.0000 0.00 CMS REF: 1060930227407 4/3/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -8,104.17 8/24/2006 5:51:I4PM EDT 1 Workbench ®/ Mellon Custody Transaction History Report M: CUA356 Base Currency: USD OCSDCONSOMDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total U.S.DOLLAR(USDI 151 Total Principal: -26,422.50 Total Cammission: 0.00 Total Income: 26,422.50 Total Net: 0.00 4/4/2006 U.B.DOLLAR JUSDI RECEIVE VS PAY-BUY FEDERAL HOME LN MTG CORP DISC NTS MATURES AUGUST 29,2006 INCOME 4/4/2006 1.400,000.000 -1,372,217.00 AT 4/4/2006 98.0155 0.00 TRADING BROKER:CITIGROUP GEL MKTS/SALOMON,NEW YORK 00000274 4/4/2006 0-00 0.00 CLEARING BROKER CITIGROUP GBL MKTS/SALOMON.NEW YORK 00000274 0.00 .1,372,217.00 CMS REF: 1060940084792 CLIENT REF:M0006030008740 SEC ID:313397D73 REG:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 4/4/2DD6 13,500000.000 -13,500,000.00 04/0,1/2006 4/4/2006 t00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)000 00000355 4/4/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XXI 00000355 0.00 -13.500,000.00 CMS REF: 106M40101798 SECID:99451H314 REG:REPO Total RECEIVE VB PAY-BUY 121 Total PtinclpaL -14,872,217.00 Total COWAdmalea: OAO Total Income: 0.00 Total Net: -14,872,217.00 DELIVER VS PAY-MT FEDERAL HOME LN MTO CORP DISC NTS MATURES APRIL 4,2006 INCOME AT 4/4/2006 -900 000.000 887,856A0 MAT 4/4/2006 I00.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF MATURITY FOR CASH AMOUNT 4/4/2006 0.00 12,143.60 900,000.000 0.00 900,000.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 CMS REF: 1060939000753 SEC ID:313397VC2 REG:FRB DELIVER VS PAY-BE" CREDIT SUISSE FIRST BOSTON REPURCHASE AGREEMENT DTD 04/03/2006 4/4/2OD6 -14.300,000.000 14,300,M0.00 CLOSE FOR 10609WIG9401 4/4/2006 100.ODD0 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XK1)OD000355 4/4/2006 0.00 1,866.94 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX))ODOW355 0.00 14,301,866.94 CMS REF: 1060940000229 SEC ID:99451E352 REG:REPO MARGIN RELEASE-BUY 8/24/2006 5:51:14PM EDT 2 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Baas Currency: USD OCSDCONSOLIDATED 4/l/2006 - 4/30/2006 OCe000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Inoome PR Fee Not Local Amount DREYFUS TREASURY CASH MANAGEMENT 4/4/2006 0.000 -330,243.23 BOUGHT DREYFUS TREASURY CASH 4/4/2006 0.0000 0.00 CMS REF: 10609402Oa330 4/4/2006 0.00 0.00 SEC ID:996OM247 REG:05 0.00 -330,243.23 DREYFUS TREASURY CASH MANAGEMENT 4/4/2006 0.000 -9,834.38 BOUGHT DREYFUS TREASURY CASH 4/4/2DO6 0.0000 0.00 CMS REF: 1060940208331 4/4/2006 0.00 0.00 SEC ID:996095247 REG:05 0.00 -9,834.3E Total MARGIN RELEASE-BUY 121 Total Principal: -340,077.61 Total Commission: 0.00 Total Income: 0.00 Total Net: ,340,077.61 FOREIGN HOLDER RELEASE-CD DREYFUS TREASURY CASH MANAGEMENT 4/4/2006 0.000 0.00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 4/4/2006 0.0000 0.00 CMS REP: 1060940146894 4/4/2006 0,00 593.29 SEC ID:996085247 0.00 593.29 DREYFUS TREASURY CASH MANAGEMENT 4/4/2006 0,000 0.00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 4/4/2006 0.0000 0.00 CMS REF: 1060940146899 4/4/2006 0.00 9,8M.38 SEC ID:996OSS247 0,00 9,AM.38 Total FOREIGN HOLDER RELEASE-CD Ill Total Principal: 0.00 Total Commission: 0.00 Total Income: 10,427.67 Total Net: 10,427.67 Total U.B.DOLLAR(USDI(a) Total Principal: -24,438.21 Total Comm Wion: 0.00 Total Income: 24,438.21 Total Net: 0.00 4/6/2OD6 U.B.DOLLAR IUSDI RECEIVE VS PAT-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/05/2006 04.7100% 4/6/2006 0.000 13.9000 13,900,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS331GCK)000003550.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33K%KI 00000355 4/5/2006 0.00 0.00 CMS REF: 106GAISO 3839 0.00 -13,900,000.00 SEC ID:99451KO36 REG: REPO DELIVER VS PAT-SELL 8/24/2006 5:51:14PM EDT 3 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: ➢SD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Prtacipal Settle/ Pay Date Trade Price Commission Deaosiption Actual Settlement Date Misc. Expense Income FX Fee Not Local Amount CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 4/5/2006 -13,500,000.000 13,500,000.00 04/04/20U5 4/5/2006 100.0000 0.00 CLOSE FOR 1060940101798 4/5/2006 0.00 1,758.75 TRADING BROKER:CREDIT SUISSE.NEW YORK ICSFBUS33XXX)00000355 0.00 13,501,758.75 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)CXX)MM355 CMS REF: 1060950000252 SECID:9945111314 REG:REPO MAROR/RELEASE-BUT DREYFUS TREASURY CASH MANAGEMENT 4/5/2006 OA00 ,112,625.00 BOUGHT DREYFUS TREASURY CASH 4/5/2OD6 0.DD00 0.00 CMS REF: 10609WI78714 4/5/2006 0.00 0.00 SEC ID:9%085247 REG:05 0.00 ,112,625.00 BELL-BELL DREYFUS TREASURY CASH MANAGEMENT 4/5/2006 0.000 398,241.25 SOLD DREYFUS TREASURY CASH 4/5/2006 0.0000 0.00 CMS REF: 1OW950178712 4/5/2006 0.00 0.00 SEC ID:W6085247 RED:05 0.00 398,241.25 FOREIGN BOLDER RELEASE-CD FEDERAL HOME LN MTO CORP MEDIUM TERM NTS FED BOOK ENTRY DTD 4/5/2006 0.000 0.00 RECD INT ON 5300000.000 UNITS PAY 04/05/06 RATE 0.0212 4/5/2006 0.0000 0.00 CMS REF: 1060950080768 4/5/2CC6 0.00 112,625.00 SEC ID:3128X4QC8 0.00 112,625.00 Total V.B.DOLLAR(USDI(81 Total Principal: -114,383.7S Total Commission: 0.00 Total income: 114,383.75 Total Net: 0.00 4/6/2006 U.B.DOLLAR(USIN RECEIVE VB PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD D4/06/2006 04.7400% 4/6/2006 13.900.000.000 -13.900.000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSFBUS33XXK)00000355 4/6/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM ICSFBUS33XX7000000355 4/6/2006 0.00 0.00 CMS REF: 1060960096961 0.00 -13,900,000.00 SECID:99451M081 REG:REPO DELIVER VS PAY-SELL 8/24/20011 5:51:14PAf EDT 4 Workbench [ - F g r - E f [ [ C r - t - [- {- r {- Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Dancrlption FR Fee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/05/2006 04.7100% 4/6/2006 -13.900,000 000 13,900,000.00 CLOSE FOR 1060950083939 4/6/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OCQ 00000355 4/6/2006 0.00 1,818.58 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFSUS33%XXI 00000355 0.00 13,901,818.58 CMS REF: 1060960000037 SECID:99451KO36 REG:REPO MARGIN RELEASE-BUT DREYFUS TREASURY CASH MANAGEMENT 4/6/2006 0.000 -1,818.59 BOUGHT DREYFUS TREASURY CASH 4/6/2006 O.0000 0.00 CMS REF: 1060960170073 4/6/2006 Ono 0.00 SEC ID:996085247 REG:05 0.00 -1.818.58 Tote U.S.DOLLAR(USD)(31 Total Principal: .1,818.58 Total Commission: 0.00 Total Income: 1,816.58 Tate Net: 0.00 4/7/2006 U.B.DOLLAR IUSD) RECEIVE V8 PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/07/2OD6 04.70DO% 4/7/2006 1,700000.000 -1.700,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX100000355 4/7/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(C9FBUS33)XXI 00000355 4/7/2006 0.00 0.00 CMS REF: 1060970075275 0.00 -1,700,000.00 SEC ID:9945111741 REG: REPO CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/07/2006 04.70DO% 4/7/2006 13,900100.000 -13,9D0,000iD0 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 4/7/2006 0.00 0.00 CI MINO BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 000W355 CMS REP: 106MM076356 0.00 -13,900,000.0D SEC ID:99451N741 REG:REPO Tote RECEIVE VB PAY-BUT(1) Tote Principal: -15,600,000.00 Total CemmWloa: 0.00 Total laeasaw 0.00 Tote Not: -15,600,000.00 DELIVER Me PAY-BELL UNITED AIRLS PASS THRU TRS 2001 1 PAS3THRU CTF CL C 6.831% 4/4/0006 .1,600,900.000 1,460,000.00 03/01/2010 / TRADING BROKER:CHASE SECURITIES,NEW YORK OODD0187 4/7/2006 0.00 0.00 CLEARING BROKER:CHASE SECURITIES,NEW YORK 00000/87 0.00 1,460,000.00 CMS REF: 1060940134631 CLIENT REF:640002030025271 SEC ID:909317BC2 REG:DTC 8/24/2006 S:SI:ISPM EDT $ Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Bose Currency: USD OCSOCOMOLUMITED 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Dewrlption Actual Settlement Date Misc. Expense Income FR Fee Not Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/06/2006 D4.7400% 4/7/2006 -13.9U0,000.000 13,900.000.00 CLOSE FOR 1060960096961 4/7/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK 1CSFBUS33XXX)000OD355 4/7/2006 0.00 00 13,901,930.17 30.17 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSMUS33XX Q 000OD355 CMS REP: 1060970000220 SECID:99451M081 REG:REPO Total DELIVER VB PAY-BELL 12) Total Principal: 15,360,000.00 Total Commission: 0.00 Total lncoms: 1,830.17 Total Net: 15,361,830.17 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/7/2006 0.000 4,572.81 BOUGHT DREYFUS TREASURY CASH 4/7/2006 0.0000 0.00 CMS REF: 106D970166358 4/7/2006 0.00 O.OD SEC ID:996085247 REG:05 0.00 4,572.81 BELL-SELL DREYFUS TREASURY CASH MANAGEMENT 4/7/2006 0.000 224,762.50 SOLD DREYFUS TREASURY CASH 4/7/2006 0.0000 0.00 CMS REF: 1050970166359 4/7/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 224,762.50 FOREIGN HOLDER RELEASE-CD FEDERAL HOME LN BKS CONS BD DTD 04/07/2004 3%04/07/2008 4/7/2006 0.000 0.00 REC INT ON 720000,000 UNITS PAY 04/07/06 RATE 0.015 4/7/2006 0.0000 0.00 CMS REF: 1060970007969 4/7/2006 0.00 10,800.00 SEC ID:3133XSD70 0.00 10,800.00 FEDERAL NAIL MTG ASSN DEBS DTD 03/07/20D5 VAR RATE 09/07/2006 4/7/2006 0.000 0.00 RECD INT ON 700000.000 UNITS PAY 04/07/06 RATE 0.0039 4/7/2006 0.0100 0.00 CMS REP: 1060970066971 4/7/2006 0.00 2,742.64 SEC ID:31359MXZI 0.00 2,742.64 FEDERAL NATL MTG ASSN MEDIUM TERM NTS DTD 04/07/2OD4 3.5S% 4/7/2006 0.000 0.00 04/07/2009 4/7/2006 0.0000 0.00 REC INT ON 250000.000 UNITS PAY 04/07/06 RATE 0.017 4/7/2006 0.00 4.437.50 CMS REF. 1060970007972 0.00 4,437.50 SEC ID:3136F5MR9 Total FOREIGN HOLDER RELEASE-CD 13) Total Principal: 0.00 Total Commission: 0.00 Total Income: 17,980.14 Total Net: 17,930.14 812412006 5:51:14PM EDT 6 Workbench [ E E [ [ l l 1 fl H t l [ H [ l H l fl t l t t t ©/ Mellon Custody Transaction History Report ID: CUA356 B.Currency: USD OCSD-CONSOLiDATSD 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Net Local Amount Total U.S.DOLLAR(USD(191 Total Principal: -19,810.31 Total Commiseian: 0.00 Total Income: 19,810.31 Total Net: 0.00 4/10/2006 U.S.DOLLAR(USDA RECEIVE VS PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/10/2006 04,7300% 4/1012006 11,700,000.000 -11,700,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33) 0Q 00000355 4/10/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/10/2006 0.00 0.00 CMS REF: 1061OW1695M 0.00 -11,700,000.00 SEC ID:99451Q652 REG:REPO CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/10/20M 04.7300% 4/10/2006 1.700,000.000 -1,700,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX10 00000355 4/10/2006 100,0000 0.00 CLEARING BROKER:CREDIT SUISSE, NEW YORK(CSFBUS33XXX)M000355 4/10/2006 0.00 0.00 CMS REF: 1061000173755 0.00 -1,700,000.00 SEC ID:994SIQ652 REG: REPO Total RECEIVE VS PAY-ll Y(21 Total Principal: -13,400,000.00 Totes Commission: 0.00 Total Income: 0.00 Total Net: -13,400,000.00 DELIVER VS PAY-SELL CS FOB CAT I REM REPURCHASE AGREEMENT DTD 04/07/2006 04.7000% 4/10/2006 -I,90Q000.000 1,700,000.00 CLOSE FOR 1060970075275 4/10/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE, NEW YORK(CSFBUS33XXX)00000355 4/1012006 0,00 665.83 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)O0Q 00000355 0.00 1,700,665.83 CMS PER 1061000000089 SEC ID:994511,1741 REG: REPO CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/07/2006 04.70001. 4/10/2006 -13,900,000.000 13,900,000.00 CLOSE FOR 1060970076356 4/]0/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/10/2006 0.00 5,444.17 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI OW00355 0.00 13,905,444.17 CMS REF: 10610M000102 SEC ID:99451NT41 REG: REPO Total DELIVER VS PAY-SELL(2) Total Pnucipal: 15,600,000,00 Total Commiealou: 0.00 Total Income: 6,110.00 Total Set: IS16061110.00 MARGIN RELEASE-BUY 812412006 5:51:14PM EDT 7 Workbe?2M ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DescrlptWn Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 4/1012006 0.000 -2,205,444.17 BOUGHT DREYFUS TREASURY CASH 4/10/2006 0.0000 0.00 CMS REF: 1061000190956 4/10/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 .2,205,444.17 DREYFUS TREASURY CASH MANAGEMENT 4/10/2006 0.000 .665.83 BOUGHT DREYFUS TREASURY CASH 4/10/2006 O.00DO 0.00 CMS REF: 1061000190937 4/10/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -665.83 Tow MARom RELBABB-BUY 121 Total IhIncipal: .2,206,110.00 Total Commission: 0.00 Total loco..: 0.00 Total Net: .2.206,110.00 Total V.S. DOLLAR(USDI(6) Total Principal: .6,110.00 Total Commission: 0.00 Total income: 6,110.00 Total Net: 0.00 4/11/2006 U.S.DOLLAR(USD) RECEIVE VS PAY-BUY CONOCOPHILLIPS GTD NT DID 04/11/2006 VAR RATE 04/11/2007 94/6/2006 200 00.000 -200,000.00 TRADING BROKER:CITIGROUP GBL MKTS/SALOMON,NEW YORK OOOW274 CLEARING BROKER:CITIGROUP GBL MKTS/SAIAMON,NEW YORK 00000274 4/11/2006 0.00 O.OD CMS REF: 1061000180168 CLIENT REF:640006030008766 0.00 -200,000.00 SEC ID:20825CAL8 REG:DTC CONOCOPHILUPS GTD NT DID 04/11/2006 VAR RATE 04/11/2007 4/6/2006 600000.000 -600,000.00 TRADING BROKER:CITIGROUP GBL MKTS/SALOMON,NEW YORK 00000274 4/21/2006 /00.00DO 0.00 CLEARING BROKER:CITIGROUP GBL MKTS/SALOMON,NEW YOM OW00274 4/11/2006 GOO 0.00 CMS REF: 10610DO190171 CLIENT REF:640002030025374 0.00 -600,000.00 SEC ID:20825CALS REG:DTC FEDERAL NATL MTG ASSN DTD 01/25/200531/4%07/31/2006 4/7/2006 2,000,000.000 -1,988,820.00 TRADING BROKER PERSHING LLC.JERSEY CITY 00000443 4/11/2006 99.4410 0.00 CLEARING BROKER:PERSHING LUC,JERSEY CITY OM0443 4/11/2006 0.00 -12,819.44 CMS REF: 1060970067562 CLIENT REF:64ODD60WOM758 0.00 -2,00I,639.44 3ECID:3I359MXQI REO:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT OTC 04/11/2006 04.7200% 4/11/2006 1,100000.000 -I,IOg000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33)XXI W000355 4/11/2006 ?00.0000 0.00 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSPBUS33)cm 00DO03SS 4/11/2006 0.00 0.00 CMS REP: 1061010073046 0.00 -1,100,000.00 SEC ID:99451SS59 REG:REPO 8/24/2006 531:14PM EDT 8 Workbench C t" I I I I [ [ [ I I t I I I [ [ I I ! ! 1 1 1 1 1 1 t 1 1 1 1 1 1 1 1 1 1 Mellon Custody Transaction History Report ID: MM56 Base Cementer: DID) OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount CS FOB CAT I REM REPURCHASE AGREEMENT DTD 04/11/200604.7200% 4/11/2006 11,700,000000 -11,700,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OOQ 00000355 4/1 /2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33X)DQ 00000355 4/11/2006 O.OD 0.00 CMS REF: 1061010073859 O.OD -11,700,000.00 SEC ID:9945IS559 REG:REPO Total RECEIVE VS PAY-BUT(S1 Total Principal: -15,588,820.00 Total Commission: 0.00 Total Income: -12,819.44 Total Net: -15,601,639.44 ORLDBDi VS PAY-BELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/10/2006 04.7300% 4/11/2006 -11,700,000.000 11,700,000.00 CLOSE FOR 1061WO169550 4/1112006 I00.OD00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFRUS33XXXI 00000355 4/11/20D6 0.00 1,537.25 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)X)Q DOOD0355 0.00 11,701,537.25 CMS REP: 1061010ODD034 SEC ID:9945IQ652 REG:REPO CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/10/20D6 04.7300% 4/11/2006 -1,700,000.000 1,700,000.00 CLOSE FOR 10610OD173755 4/11/2006 100,0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33)00000000355 4/11/20D6 0.00 223.36 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPBU533XXXj 00000355 0.00 1,700,223.36 CMS REF: 106101000006E SEC ID:99451Q652 REG:REPO Total DELIVER V8 PAY-BELL 12) Total Principal: 13,400,000.00 Total Commission: 0.00 Total Income: 1,760.61 Total Net: 13,401,760.61 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/11/2006 0.000 -223.36 BOUGHT DREYFUS TREASURY CASH 4/11/2006 0.0000 ODD CMS REF: 1061010154537 4/11/2006 0,00 0.00 SEC ID:996085247 REG:05 0,00 -223.36 BELL-SELL DREYFUS TREASURY CASH MANAGEMENT 4/11/2006 0.000 2,200,102.19 SOLD DREYFUS TREASURY CASH 4/11/2006 0.0000 0.00 CMS REF: 10610101545M 4/11/2006 0.00 0.00 SEC ID:996085247 REG:05 0.OD 2,200,102.19 Total U.B.DOLLAR 1USDI 191 Total Phincipah- 11,058.83 Total Commisstom 0.00 Total Income: -11,058.83 Total Net 0.00 812412006 5:51:14PM EDT 9 Workbench /© Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCS&CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010WO Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deecriptioa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount 4/12/2006 U.B.DOLLAR(USDI RECEIVE VS PAY-BUY UNITED STATES TREASURY BILL DTD 04/03/2006 DUE 0411712006 4/12/2DD6 3.000.000.000 -2,998,033.34 TRADING BROKER:GOLDMAN SACHS Is CO,NY DOODOOOS 4/12/2DO6 99.9344 0.00 CLEARING BROKER:GOLDMAN SACHS S,CO.NY 00000005 4/12/2006 0.00 0.00 CMS REF: 106102MB3381 CLIENT REF:64000603MOS782 0.00 -2.M,033.34 SEC ID:91279STUS REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/12/200604.7000% 44/12/2� 14,300i�OOW -14,300,ODD.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)OQ ODOOD35S 4/12/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)Q OD000355 0.00 -14,300,000.00 CMS REF: 1061020075546 SEC ID:994SIUS70 RED:REPO LEHMAN CAT I REPO REPURCHASE AGREEMENT DTI)G4/12/200604.7DOD% 4/12/2006 1,100000.000 -1.100.000.00 TRADING BROKER LEHMAN GOUT SECS INC,NY 00000636 4/12/2006 /00.0000 0.00 CLEARING BROKER:LEHMAN DOW SECS INC,NY 000W636 4/12/2DO6 0.00 0.DO CMS REF: 1061020080724 0.00 -1,100.000.00 SEC ID:99451U794 RED:REPO TotW RECEIVa VS PAY-BUY 131 Total Principal: .18,398,033.34 Total Commission: 0.00 Total Income: 0.00 Total Net -I8,398,033.34 DELIVER V8 PAY-MT BANKAMERICA CORP DISCOUNT NT DUE 04/12/2006 INCOME AT MAT 4/12/2006 -2,400,000.000 2,372,706.67 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/12/20U6 100.0000 0.D0 2,400,000.000 4/12/2006 0.00 27.293.33 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,400,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON D0009999 CMS REF: 1061019000037 SEC ID:0660PIDC2 REG:DTC FEDERAL NATL MTO ASSN DISCOUNT NTS MATURES APRIL 12,2006 INCOME 4/12/2006 -3,200,000.000 3,180,084.44 AT MAT 4/12/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/12/2006 0.00 19,915.56 3,200,000.000 0.00 3,200,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 106101900D399 SEC ID:313589VL4 REG:FRB 8/24/2006 5:51:14PM EDT 10 Workbench f I [ [ C [ - [ f - C [ - C - [ [ f C f C— C— f a e e e a a a a a a a e a a a a s a a Mellon Custody Transaction History Report ID: CUA356 Base Cml—, USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCSGOOOIOOOO Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount Total DELNER VS PAY-MT(2) Total Principal: 5,552,791.11 Toth Commission: 0.00 Total Income: 47,208.89 Total Net: 5,600,000.00 DELIVER VS PAY-BELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/11/2005(M.7200% 4/12/2006 -1,100,000.000 1,100,000.00 CLOSE FOR 1061010073046 4/12/2006 100.0000 DOD TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33KX10 00000355 4/12/2006 O.OD 144.22 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OM ODOW356 0.00 1,100,144.22 CMS REF: 1061020000039 SEC ID:99451S559 REO:REPO CS FOB CAT I REPO REPURCHASE AGREEMENT DID 04/11/200604.7200% 4/12/2006 -11,700000.000 11,700,000.00 CLOSE FOR 1061010073859 4/12/2006 f00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33KKK)00DO03SS 4/12/2006 0.00 1,534.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33)00((OD000355 0.00 11.701,53400 CMS REF: 1061020ODDD47 SEC ID:9945IS559 REO:REPO Total DELIVER VB PAY-BELL(2) Total Principal: 13,800,000.00 Total Commlealon: 0.00 Total Income: 1,675.22 TOW Not: 12,801,675.22 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/12/2006 0.000 -3,500.66 BOUGHT DREYFUS TREASURY CASH 4/12/2006 0.OD00 MDO CMS REF: 1061020162680 4/12/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -3,500.66 DREYFUS TREASURY CASH MANAGEMENT 4/12/2006 0.000 -33,092.60 BOUGHT DREYFUS TREASURY CASH 4/12/2006 0.0000 0.00 CMS REF: 1061020162681 4/12/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -13,092.60 Total MARGIN RELEASE-BUY 12) Total Principal: .16,593.26 Tots)Cammlealan: 0.00 Total Income: 0.00 Total Net: -16,593.26 FOREION HOLDER RELEASE-CD MORGAN STANLEY DTD 01/13/2004 VAR RATE 01 1212007 4/12/2006 0000 0.00 REC INT ON 1100000.000 UNITS PAY 04/l2/06 RATE 0.011 4/12/2006 0.0000 0.00 CMS REF: 106102MI2278 4/12/2006 0.00 12,948.38 SEC ID:61746BAK2 0.00 12.948.38 8/24/2006 5:51:14PM EDT 11 WorklmlNl ®/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSDCONSOWOATED 4/1/2006 - 4/30/2006 OCSGOOOl0UU0 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total U.S. DOLLAR IUSD)1101 Total Principal: -6I,835.49 Total Commission: 0.00 Total Income: 61,83S.49 Total Net: 0.00 4/13/2006 U.S.DOLLAR(USD) RECEIVE V8 PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/13/200604.7600% 4/13/2006 1,100,000.000 -1,100,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OCG 00000355 4/13/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OD000355 4/13/2006 0.00 a 00 CMS REF: 1061030070179 0.00 -1,100,000.00 SEC ID:99451WS40 REG:REPO CS FOB CAT I REPO REPURCHASE AGREEMENT DTD D4/13/2OD6 04.7600% 4/13/2006 14,300 000,000 .14,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 4/13/2006 1�00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)0000035S 4/13/2006 0.00 0.00 CMS REF: 1061030070655 0.00 -14,300.000.00 SEC ID:9945IW840 REG:REPO Total RECEIVE VS PAY-BUY(2) Total Principal: 48,400,000.00 Total Commission: 0.00 Total Inc...: 0.00 Total Not: -13,400,000.00 DELIVER VS PAY-SELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/121200604.7000% 4/13/2006 -14,300,000.000 14,300,DDO.00 CLOSE FOR ID61020075546 4/13/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33XXXI 00000355 4/13/2OD6 0.00 1.866.94 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)CXX)000OD355 0.00 14,301,866.94 CMS REF: 1061030ODDD48 SEC ID:99451U570 REG: REPO LEHMAN CAT I REPO REPURCHASE AGREEMENT DTD 04112/200604.7000% 4/13/2006 -1.100000.000 1,100,000.00 CLOSE FOR 1061020080724 4/13/2DO6 100,0000 0.00 TRADING BROKER LEHMAN GOUT SECS INC,NY 00000636 4/1312006 0,00 143.61 CLEARING BROKER: LEHMAN GOVT SECS INC.NY 00000636 0,00 1,100,143.61 CMS REP: 1061030000158 SEC ID:994SIU794 REG:REPO Total DELIVER VS PAY-SELL(21 Total Ptlacipal: 15,400,000.00 Total Commission: 0.00 Total Income: 2,010.55 Total Net: 15,402,010.55 MARGIN RELEASE-BUY 8/24/2006 5:51:14PM EDT 12 Workbench I _ I I I I I I I I F I I [ [ [ C G I I [ I I 1 1 1 1 1 E 1 l 1 1 1 1 1 1 1 t A QMellon Custody Transaction History Report ID: CUA356 Bare Currency: UBD OCBDCOA70IJOATED 4/1/2006 - 4/30/2006 OC9000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DaNmlptlon Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 4/13/2006 0.000 -1,866.94 BOUGHT DREYFUS TREASURY CASH 41 312006 0,0000 0.00 CMS REF: 1061030159703 4/13/2006 0.00 0.00 SEC ID:9960SS247 REG:05 0.00 -1.866.94 DREYFUS TREASURY CASH MANAGEMENT 4/13/2006 GOOD -143.61 BOUGHT DREYFUS TREASURY CASH 4/13/2006 0.0000 0.00 CMS REP: 1061OW1597M 4/13/20D6 0.00 0.00 SEC ID:996085247 REG:05 0.00 -143.61 Total MARGIN RNLEABB-BUY 121 Total Principal: -2,010.55 Total Commiaslon: 0.00 Total Income: 0.00 Total Net: -2,010.55 Total U.N. DOLLAR(USDI(61 Total Principal: .2,020.55 Total Commission: 0.00 Total Income: 2,010.85 Total Net: 0.00 4/17/2006 U.S.DOLLAR(USD) RECEINE VS PAY-BUT FEDERAL NAIL MID ASSN DISCOUNT NTS MATURES APRIL 18,2DO6 INCOME 4/17/2006 4,100.000.000 -4,099,456.75 AT MAT /2006 99.9868 0.00 TRADING BROKER: LEHMAN GOUT SECS INC,NY MM0636 4/17/2006 0.00 0.00 CLEARING BROKER:LEHMAN GOVT SECS INC,NY 00000636 0.00 -4,099,456.75 CMS REF: 1061070040927 CLIENT REF:640006030008793 SEC ID:313589VS9 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/17/200604.7500% 4/17/2006 12.800,000.000 -12.800.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)000003SS 4/17/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 4/17/2006 0.00 0.00 CMS REF: 1061070052224 000 -12.800,000.00 SEC ID:9945IY671 REG:REPO Total RECEIVE VS PAY-BUT(2) Total Principal: .16,699,466.76 Total Commission: 0.00 Total Income: 0.00 Total Net: .16.999,456.75 DELIVER VS PAY-MT 8/24/2006 651:14PM EDT 13 Workbench QMellon Custody Transaction History Report ID: CUA356 Base Cortese, USD OCSDCONSOLIDATED 4/1/2006 - 4/30/2006 OCSGo00l0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DeacripUoa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount UNITED STATES TREASURY BILL OTD 04/03/2006 DUE 04/17/2006 4/17/2006 -4,500,000,000 4,495,29L67 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/17/2006 100.0000 0.00 4,500,000.000 4/17/2006 0.00 4,708.33 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 Ono 4,500,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON OMM999 CMS REF: 1061049001482 SEC ID:912795TU5 REG:FRB DRLIVER V8 PAY-PD FEDERAL HOME LN MTO CORP PARTN CTFS POOL 78-6064 VAR RATE 3/1/2006 -2,088.550 2,088.55 1/l/2028 4/17/2006 100.0D00 0.00 RECD PRIN AMORT FOR FEBRUARY RECD INT FOR FEBRUARY ON 39.170.31 4/17/2006 0.00 190.68 UNITS 0.00 2,279.23 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1060670081206 SEC ID:31348SWZ3 REG:FRB FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD SER 2756 4/3/2006 -2.363.260 2,363.26 CL MA 4/17/2006 100.0000 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 69.027.46 UNITS 4/17/2006 0.00 287.61 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 2.650.87 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000OW99 CMS REF: 1061000082156 SEC ID:31394PK24 RED:FRB FEDERAL HOME LN MTO CORP MULTICLASS MTG PARTN CTPS GTD SER 2832 4/3/2006 -3 094.090 3,094.09 CL PA 4/17/2006 /00.0000 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 65,143.31 UNITS 4/17/2006 0.00 244.29 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,338.33 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061ODD082131 SEC ID:31395C7BI REG:FRB FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS OTD SER 2891 4/3/2006 -17,734.300 17,734.30 CL LN 4/17/2006 100.0000 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 943,959.29 UNITS 4/37/2006 0.00 3,343.19 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 Mw 21,077.49 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061000082141 SEC ID:31395JZ90 RED:FRB FEDERAL HOME LN MTG CORP MULTICLASS MTO PARTN CTFS GTD 4/3/2006 -1.981.990 1.981.99 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 9I,004.62 UNITS 4/17/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00DD9999 4/17/2006 0.00 303.35 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000W999 0.00 2.285.34 CMS REF: 10610DODS2136 SEC ID:31395KDT7 REG:FRB 812412006 5.51:14PM EDT 14 W ft.wh r r r r I r . U- Ir s r r r / r V r - r r 1 I I I I I I I t I I e 1 I I I I I I ®/ Mellon Custody Ttansaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Descrlptfoa Actual Settlement Date Misc. Expense Income FB Fee Net Local Amount FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD SER 2977 4/3/2006 -1,115,720 1.11572 CL PJ 4/17/2006 100,0000 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 91.778.37 UNITS 4/17/2006 0.00 344.17 TRADING BROKER: NON-BROKER TRADE, 00009999 000 1 a59S9 CLEARING BROKER: NON-BROKER TRADE,.BOSTON 00009999 CMS REF: 106I39SUT 0 REG: 2151 SEC ID:31395VT68 REG:FRB GOVT NATL MTG ASSN GTD PASS THROUGH FOOL 421389 6 1/2%4/15/2026 4/3/2006 -337.970 337.97 REED PRIN AMORY FOR MARCH RECD INT FOR MARCH ON 5,683.05 UNITS 4/17/2006 I00GDDD 0,00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 4/17/2006 0.00 30.78 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 368,75 CMS REP: 1061000081992 SEC ID:35206UC23 REG:FRB GOVERNMENT NATL MTG ASSN GTD REMIC PASS THRU SECS REMIC TR 4/17/2006 -8.318.020 8,318.02 2000-9 CL 4/17/20D6 100,0000 0.00 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 346,256.70 UNITS 4/1712006 0.00 1,515.14 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 9,833.16 CLEARING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 CMS REF: 1061070005751 SEC ID:3837H4NX9 REG:FRB Total DELIVER VS PAY-PD 191 Total PrIncipal: 37,033.90 Total Commission: 0.00 Total Income: 6,259.21 Total Net: 43,293.12 DELIVER VS PAY-SELL CS FOB CAT I REM REPURCHASE AGREEMENT DTD 04/13/200604.76(KM 4/17/2006 -1,100,000.000 1.100.000.00 CLOSE FOR 1061(330D70179 4/17/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXK)00000355 4/17/2006 0.00 581.78 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 0.00 1.100.581.78 CMS REF: I061070000027 SEC ID:99451W840 REG:REPO CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/13/2OD6 04.76000A 4/17/2006 -14.300 000.000 14,300,000.00 CLOSE FOR 106IM0070655 4/17/2006 io0.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFSUS33)000 00000355 4/17/2006 0.00 7,563.11 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSPBUS33XXXI OMM355 0.00 14,307,563.11 CMS REF: 1061070D00036 SECID:99451W840 REG:REPO Total DELIVER VS PAY-BELL(2) Total Principal: 15,400,000.00 Total Commission: 0.00 Total Income: 81144.89 Total Net 15,908,194.89 MARGIN RELEASE-BUY 8/24/2006 5:51:14PM EDT is Wo.kbe,,M ®/ Mellon Custody Transaction History Report ID: CUA356 B9ae Currency: USD OCSD CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00030000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price cdmmiaaion Desarlption Actual Settlement Date Kim. NBpense Income Px Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 4/17/2006 0.000 -1,911.339.70 BOUGHT DREYFUS TREASURY CASH 4/17/2006 0.0000 0.00 CMS REF: 1061070219839 4/17/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -11911.339.70 DREYFUS TREASURY CASH MANAGEMENT 4/17/2006 0.000 -1,161,279.29 BOUGHT DREYFUS TREASURY CASH 4/17/2006 MODOO 0.00 CMS REP: 1061070219840 4/17/2006 0.00 0.00 SEC ID:996095247 REG:05 0.00 -1,161,279.29 Total MARGIN RELEASE-BUY 121 Total Principal: .3,072,618.99 Total Commiealom 0.00 Total Income: 0.00 Total Net: .3,972,618.99 FOREIGN HOLDER RELEASE-OD COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DTD 03/IS/2006 VAR RATE 4/17/2006 0.000 0.00 RECD INT ON 800000.000 UNITS PAY 04/17/06 RATE 0.0040 4/17/2006 0.0000 0.00 REVERSAL INDICATOR:Y 4/17/2006 0.00 3,233.34 CMS REP: 1061070119020 0.00 3.233.34 SEC ID:22238YHUO FEDERAL HOME LN MTG CORP MULTICLASS MTO PARTN CTFS GTD 4/3/2006 0.000 0.00 INTEREST ON 100000.00 PAYABLE 04 ISM 4/17/2006 0.0000 0.00 CMS REF: 10610DO016276 4/17/2006 0.00 333.33 SEC ID:31394LVP6 0.00 333.33 FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD HER 2733 4/3/2006 0.000 0.00 CL PA 4/17/2006 0.0000 0.00 INTEREST ON 500000.00 PAYABLE G41506 4/17/2006 0.00 1,666.67 CMS REF: 10610DO016275 0.00 1,666.67 SEC ID:31394NUE6 FEDERAL HOME LN MM CORP MULTICLASS MT0 PARTN CTFS GTD SER 3008 4/3/2006 0.000 0.00 CLJK 4/17/2006 0.0000 0.00 INTEREST ON S000D0.00 PAYABLE 041506 4/17/2006 0.00 1.875.00 CMS REP: 1061000016274 0.00 1,875.00 SEC ID:31395WGA9 GOVERNMENT NATL MTG ASSN GTD REMIC PASS THRU TR 2003-97 CL DU 4/ 4//3/2006 0.000 0.00 INTEREST ON 1000000.00 PAYABLE 04ISM 4/17/2006 0.0000 0.00 CMS REF: 106ID40003472 4/17/2006 0.00 3,333.33 SEC ID:38374EYK7 0.00 3.333.33 Total FOREIGN HOLDER RELEASE-CD 161 Total Priceipal: 0.00 Total Commission: 0.00 Total Income: 10.441.67 Total Net: 10.441.67 8/2412006 S:51:14PM HOT 16 wtok ch C C I ' [ i C , C I C I I I I [ i _ [ I [ [ C C t t e t t t t e t t e e e a e e i e e ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USG OCSD CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00030000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount Total U.S. DOLLAR IUSDI 1201 Total Principal: -39,750.17 Total Commission: 0.00 Total Ira,ome: 29,554.10 Total Net -10,196.07 4/18/2006 U.S. DOLLAR(USD1 xBC61VE VS PAT-BUY COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 3/9/2006 4,000,000.000 -3,911,875.00 04/01/2021 4/ 8/2006 97.7969 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK 1CSFBU833XXX)00000355 4/18/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00D00355 0.00 -3.911,875.00 CMS REF: 1061020006749 CLIENT REF:640002030025387 SEC ID:01F0S0445 REG:PAIR FEDERAL HOME LN ENS CONS SD DTD OS/18/2003 2,22%05/18/2006 4/17/2006 IGG,ODO.000 -99,757.81 TRADING BROKER:FIRST TENNESSEE BK NA-BOND DIV.MEMPHIS 00DD9512 4/18/2006 99.7578 0.00 CLEARING BROKER:FIRST TENNESSEE BANK BOND DIVISION,MEMP 4/18/2006 0.00 •925.00 00002445 0.00 -100,682.81 CMS REF: 1061070083376 CLIENT REF:640006030008796 SEC ID:3133XG4P1 REG: FRB FEDERAL NATL MTO ASSN DISCOUNT NT MATURES OCTOBER 4,2006 INCOME 4/18/2006 4,300,000.000 -4,200,482.47 AT 4/16/2006 87.6856 0.00 TRADING BROKER:GOLDMAN SACHS Is CO,NY 00000005 4/18/2GD6 0.00 0.00 CLEARING BROKER:GOLDMAN SACHS&CO,NY OD000005 0.00 -4,200,482.47 CMS REF: 1061080080524 CLIENT REF:640006030008805 SEC ID:313589,130 REG:PRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 845444 5%3/112021 3/9/2005 999,999.150 -977,967.92 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)DW 00000355 4/18/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM 1CSFBUSMXXXI 00000355 4/18/2006 0.00 -2,361.11 CMS REF: IO87842 CLIENT REF:640002030025409 0.DO -980,329.03 SEC to:3140BAHV58AHV5 REG:PRB FEDERAL NATL MM ASSN GTD PASS THRU CTF P0OL 8454445%3/l/2021 3/9/2006 999,999.150 -977,967.92 TRADING BROKER:CREDIT SUISSE,NEWY0RK(CSFBUS33)XX100000355 4/18/2006 97.7969 0.00 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/18/2006 0.00 •2.361.11 CMS REF: 1061030087843 CLIENT REF:M0002030025407 0.00 -980,329.03 SEC ID:31408AHVS REG:FRB FEDERAL NATL MT0 ASSN GTD PASS THRU CTF POOL 8454"5%3/1/2021 3/9/2006 999.999.150 -977.967.92 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XXQ 00000355 4/18/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33XXX)00000355 4/18/2006 0.00 -2,361.11 CMS REF: 1061030087849REG CLIENT REP:640002030025408 0.00 -980.329.03 SEC ID:3I905AHV58AHV5 REG:FRB 812412006 5:51:14PM EDT 17 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCSDCONSOUMMD 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ ER Date Units Principal Settle/ Pay Date Trade Price Commission Deecrlptton Actual Settlement Date Misc. Expense Income FX Fee Not Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 845444 5%3/l/2021 3//9/2006 999,992150 ,977,967.92 TRADING BROKER:CREDIT SUISSE, NEW YORK(CSFBUS33XXXI 00000355 4/1B/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXX)OODDD355 4/18/2006 0.00 -2,361AI CMS REF: 1061030187850 CLIENT REF:64ODD203OD25410 0.OD -980,329.03 SEC ID:31408AHVS REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 8454"5%3/1/2021 3/9/2006 999,999.1S0 -977,967.92 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX10D0003SS 4/18/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OXI 00000355 4/18/2006 0.00 -2.361.11 CMS REF. 106IG30087853 CLIENT REF:640002030025412 0.00 -980,329.03 SEC ID:31408AHVS REG:FRB FEDERAL NATL MID ASSN GTD PASS THRU CTF POOL 845444 6%3/l/2021 3/9/2006 999,999.150 ,977,967.92 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OXI OD000355 4/18/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)=)OD000355 4/18/2006 0.00 -2,361.11 CMS REF: 1061030087857 CLIENT REF:640002030025411 0.00 ,990,329.03 SEC to:3140MHVS REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 845444 5%311/2021 3/9/2006 999,999.150 .977.967.92 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXIQ 00000355 4/18/2006 97.7969 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 4/18/2006 0.00 -2,361.11 CMS REF: 10610300878M CLIENT REF:64000203002S413 0.00 ,980,329.03 SEC ID:31408AHVS REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DID D4/18/200604.6600% 4/18/2006 14,400,000.000 -14.400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XX1 ODD00355 4/18/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 4/1812006 0.00 0.00 CMS REF: 1061080070562 0.00 -14,400,000.00 SEC ID:99452A714 REG: REPO TOW RECEIVE V8 PAT-BUT(111 Total Principe: -29,437,390.72 Total Commission: 0.00 Tote Income: -17,482.77 Total Net: -29,475,343.49 RBCME V8 PAT-PU FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD 3/1/2006 0.600 .0.60 RECD PRIN ACCRET FOR FEBRUARY RECD INT FOR FEBRUARY 4/17/2006 100,0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 4/18/2006 0.00 0.60 CLEARING BROKER:NON-BROKER TRADE,BOSTON OOU09999 0.00 0.00 CMS REF: 1061080021M SEC ID:3133TCE95 REG: FRB DELIVBR VS PAT-MT 8/24/2006 551:14PM EDT 18 Workbench E ' r r [ , r , r , I r I r r I r , t r r n r r r r r - QMellon Custody Transaction History Report ID: CDA356 Base Currency: USD ocaD ONED TBD 411/2006 - 4/30/2006 OC8000010D11D Trade/ Ex Date Unite Princlpal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income F%Fee Net Local Amount FEDERAL NATL MTO ASSN DISCOUNT NTS MATURES APRIL 18,2006 INCOME 4/18/2006 4,100,000.000 4.099 456.75 AT MAT 4/13/2006 100.OD00 0.00 PROCEEDS RECEIVED AS A RESULT OF MATURITY FOR CASH AMOUNT 4/18/2006 0.00 543.25 0.00 4,100,000.00 TRADING BROKER:: ON-BROKERNON-BROKE TRADE, ,OSTONBOSTON (3009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON D0009999 CNISSEC REF: 3589V1061079000733REG: SEC DELIVER -IND PER DHLIVBR VS PAY-PD FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD 3/1/2006 -7,777.80D 7,777.80 RECD PRIN AMORT FOR FEBRUARY PENDING SETTLEMENT CONFIRMATIO ON 4/17/2OD6 100.0000 0.00 631,304.84 UNITS 4/18/2006 0.00 2,418.27 TRADING BROKER: NON-BROKER TRADE,BOSTON OD009999 0.00 10,196.07 CLEARING BROKER: NON-BROKER TRADE,BOSTON 000D9999 CMS REF: 1060670081404 SEC ID:3133TCE95 REG: FRB DELIVER VS PAY-BELL COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 4/11/2006 -4,000,000.000 3,891,562.50 04/01/2021 4/18/2006 97.2891 0.00 021000D21 NET LOSS 20312.50 FBCMBS Acet 1400913W 4/18/2006 0.00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK jCSFBUS33XKX1000003SS 0.00 3,691,562.50 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBU833XXXj 00000355 CMS REP: 106102ODD6750 CLIENT REF:640002030025388 SECID:0IFDSD445 REG:PAIR FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 845444 5%3/1/2021 3/24/2006 -999,999.150 982,381.97 TRADING BROKER:BEAR STEARNS&CO INC,NY GOD00352 4/1812005 98.2383 0.00 CLEARING BROKER: BEAR STEARNS&CO INC,NY 00000352 4/18/2006 0.00 2,361.11 CMS REF: 1061030087948 CLIENT REP:640002030025415 0.00 984,743.08 SEC ID:314OMHVS REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 845444 5%3/l/2021 3/24/2006 -999.999,150 982.381.97 TRADING BROKER:BEAR STEARNS&CO INC,NY 00DO0352 4/1812006 98.2383 0.00 CLEARING BROKER:BEAR STEARNS as CO INC,NY 00000352 4/18/2006 O.OD 2.361.11 CMS REP: 10 87950 CLIENT REF:690002030025419 0.00 984,743.08 SEC ID:314p8AHVSBAHVS REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 845444 5%31112021 3/24/2006 -999,999.150 992,381.97 TRADING BROKER:BEAR STEARNS&CO INC,NY 00000352 4/18/2006 98.2383 0.00 CLEARING BROKER:BEAR STEARNS&CO INC,NY 00000352 4/18/2006 0.00 2,361.11 CMS REP: 10 87951 CLIENT REF:640002030025417 0.00 984,743.08 SEC ID:31408AHVS8AHV5 REG:FRB 8/24/2006 5:51:14PM EDT 19 W4rkbeecA ©/ Mellon Custody Transaction History Report ID: CUA356 Bane Cwrency: USD OCSD-COASOMAATED 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deecrlptlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 845444 5%3/312021 3/24/2006 -999,999.150 982,381.97 TRADING BROKER:BEAR STEARNS&CO INC,NY 00000352 4/18/2006 98.2383 0.00 CLEARING BROKER:BEAR STEARNS&CO INC, NY 00000352 4/18/2005 0.00 2,361.11 CMS REP: 1061030087952 CLIENT REF:640002030025416 0.00 984,743.08 SEC ID:3140SAHV5 no:PRE FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 845444 S%3/112021 3/24/2OD6 .999,999.150 982,381.97 TRADING BROKER:BEAR STEARNS&CO INC.NY DODDD352 4/18/2OD6 98.2383 0.00 CLEARING BROKER:BEAR STEARNS&CO INC,NY 00000352 4/18/2006 0.00 2,361.11 CMS REF: 1061030097953 CLIENT REP:6400020300254 IS 0.00 984,743.08 SEC ID:3140aAHV5 REG:FRB FEDERAL NATL MTG ASSN DID PASS THRU CTF POOL 8,1 444 5%3/1/2021 3/24/2006 -999,999.I50 982,381.97 TRADING BROKER:BEAR STEARNS&CO INC.NY 00000352 4/1812006 98.2383 0.00 CLEARING BROKER:BEAR STEARNS&CO INC,NY 0D000352 4/18/2006 0.00 2.361.11 CMS REP: 106103000955 CLIENT REP:6400020300254M 0.00 984,743.08 SEC ID:3140BAHV5 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/17/2006(N.751)0% 4/18/2006 -12,800,000.000 12,800,000.00 CLOSE FOR 1061070052224 4/18/2006 100.0000 0.00 TRADING BROKER CREDIT SUISSE,NEW YOM(CSFBUS33KKK)W000355 4/18/2006 0.00 1.688.89 CLEARING BROKER:CREDIT SUISSE.NEW YORK 1CSPSUS33KKK)00000355 0.00 12,801,688.89 CMS REF: 1061080000033 SEC ID:9945IY671 REG:REPO Total DELIVER VS PAY-BELL 181 Total Princlpal: 22,585,854.32 Total Commlaalon: 0.00 Total Income: 15,855.55 Total Not 22,601,709.87 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/18/2006 0.000 -18,184.25 BOUGHT DREYFUS TREASURY CASH 4/18/2006 0.0000 0.00 CMS REP: 1061080163167 4/18/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 .18,184.25 SELL-BELL DREYFUS TREASURY CASH MANAGEMENT 4/18/2006 0.000 1,799,476.39 SOLD DREYFUS TREASURY CASH 4/18/2006 OD000 0.00 CMS REF: 1061OW163166 4/18/2006 0.00 O.DO SEC ID:996085247 REG:05 0.00 1,799,476.39 FOREIGN HOLDER RELEASE-CD TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE r TR 4/18/2006 0.000 0.00 OD413 DTD 4/I812006 0.0000 0.00 RECD INT ON 200DD00.000 UNITS PAY 04/18/06 RATE 0.0037 4/18/2006 0.00 7,598.40 CMS REP: 1061080096409 0.00 7,598.40 SEC ID:89233PTE6 a12412006 5:51:14PM EDT 20 Workbowh CI C [ V I , C 1 I t ' I I I E I I - C" [ 1 C - I- I 1 I I I I I i I I I I t i I I I I I I ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD CONSOL/DATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total U.S. DOLLAR(USDI(2SJ Total Principal: -983,510.31 Total Coninmalon: 0.00 Tata Income: 8,963,30 Totes Net: -974,547.01 4119/20M OZ.DOLLAR(USDI RECEIVE V8 PAY-BUY FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 2,2006 INCOME AT 4/19/2006 2.100,000.DOO -2,096,466.17 MAT 4/19/2006 99.W17 0.00 TRADING BROKER BARCLAYS CAPITAL INC,NEW YORK 0OW7256 4/19/2006 O.OII 0.00 CLEARING BROKER: 28DS CLIENT CAPITAL INC,NEW YORK 00007256 0.00 -2,096,466.17 CMS REF: 3385W0072805 CLIENT REP:690006030008618 SEC ID:3I3385WG7 REG:FRB FEDERAL NATL MTG ASSN DISCOUNT NT MATURES MAY 3,2006 INCOME AT 4/19/2006 2,200,000.000 -2,196,013.11 MAT 4/19/2006 99.8188 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 4/19/2006 0.00 0.00 CLEARING BROKER: 6727 C STANLEY&CO INC,NY 00000050 0.00 -2,196,013.11 CMS REF: 3589W007 REG CLIENT REP:640006030008821 SEC ID:313589WH2 REG:FRB UNITED STATES TREASURY NTS DTD I2/IS/20033318%12/I5/2008 3/16/2006 7,000,000.000 .6,788,677.77 TRADING BROKER:GOLDMAN SACHS&CO,NY OD000005 4/19/2006 96.9811 0.00 CLEARING BROKER GOLDMAN SACHS&CO,NY 000W005 4/1912006 GOD -81,129.81 CMS REF: 1060750143636 CLIENT REF:63001 2U30U2SI24 0.00 -6,869,807.58 SECID:912828BT6 REG:FR13 UNITED STATES TREASURY NT DTD 11/30/200427/8%11/30/2006 3/14/2006 10.500,000.000 -10,379,790.96 TRADING BROKER:MORGAN STANLEY&CO INC,NY ODD00050 4/19/2006 98.8552 0.00 CLEARING BROKER MORGAN STANLEY&CO INC,NY 00000050 4/19/2006 0.00 -116.105.77 CMS REF: 10607301317M CLIENT REF:WOOIJU030D25102 0.00 -10.495,896.73 SEC ID:9I2828DD9 REG:FRB UNITED STATES TREASURY NT DTD 03/31/200533/4%03/31/2007 3/14/2006 7,500,000OD0 -7,431,257.M TRADING BROKER:GOLDMAN SACHS&CO.NY 00000005 4/19/2006 99OS34 0.OD CLEARING BROKER:GOLDMAN SACHS&CO,NY 00000005 4/19/2006 0.00 -14,600.41 CMS REF: 106U730131414 CLIENT REP:630DD2030025095 0.00 -7,445.857.74 SECID:912828DQO REG:FRB UNITED STATES TREASURY NOTE DTD 05/31/200531/2%05/31/2007 3/14/2006 11,000,wo." -10,853,307.30 TRADING BROKER:GOLDMAN SACHS&CO,NY OOOOOOW 4/19/2006 98.6664 0.00 CLEARING BROKER:GOLDMAN SACHS&CO,NY 00000005 4/19/2OD6 0.00 -148,076.92 CMS REF: 1060730131440 CLIENT REF:630002030025096 0.00 -11,001,384.22 SEC ID:912828DW7 REG:FRB 812412006 5.'51:14PM EDT 21 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Beer Carreoer: UBD OC86COMB07JAATRD 4/1/2006 - 4/30/2006 OCB00DDIOODO Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Daacrlptloe Actual Settlement Date Misc. Expense Income FX Fee Not Local Amount U S TREASURY NOTES DTD 06/30/20053518%06/30/2007 3/14/2006 4,000.000.000 -3.948,562.92 TRADING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 4/19/2OD6 99.7141 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 411912WB 0.00 43.660.22 CMS REF: 1060730131741 CLIENT REF:630D02030025101 0.00 -3,992,223.14 SEC ID:912828DY3 REO: PRO U S TREASURY NOTES DTD 06/30/2005 3 5/8%06/30/2007 33/22/2OD6 31000,000.000 -2,960,819.61 9 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 /2006 98.6940 0.00 CLEARING BROKER: MORGAN STANLEY&CO INC,NY 00000050 4/19/2006 0.00 -32,745.17 CMS REF: 1060810114016 CLIENT REF:63000203002SI32 0.00 -2,993,S64.78 SECID:912828DY3 REO:FRB UNITED STATES TREASURY NOTES DTD 08/31/20054%08/31/2007 3/14/2006 8.100,000.000 -8,023,325.72 TRADING BROKER:GOLDMAN SACHS&CO.NY 00000005 4/l9/2006 99.6534 0.00 CLEARINO BROKER:GOLDMAN SACHS&CO,NY 00000005 4/19/2006 0.00 44.021.74 CMS REF: 1060730131419 CLIENT REF:630002030025097 0.00 -8,067,347.46 SEC ID:912828EF3 REG: PRO CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 4/19/2006 14.400000.000 .14,400,000.00 04/19/2006 4/19/2006 100.0050 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSPSUS33)OOQ 00000355 4/19/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)ODODD355 0.00 .14,400,000.00 CMS REF: 1061090086375 SEC ID:99452CS84 REG:REPO Total RECEIVE VB PAY-BUY 1101 Total Principal: -69,078,220.89 Total Cammbabv: 0.00 Total Income: ,480,340.04 Total Bet: 49,558,560.93 DBLIVER VS PAY-1Pr FEDERAL HOME LN EK CONS DISC NTS MATURES APRIL 19,2006 INCOME AT 4/19/2006 -2.100,000.000 2,093,070.19 MAT 4/19/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/19/2006 0.00 6,929.81 2 100 000 000 0.00 2.100.000.00 TRADING BROKER: NON-BROKER TRADE.BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061089001062 SEC ID:31338SWO REG:FRB FEDERAL NATL MTO ASSN DISCOUNT NTS MATURES APRIL 19.2006 INCOME 4/19/2006 -2,1000D0.000 2,090,570.58 AT MAT 4/1912 0 0 6 i00.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/19/2006 0.00 9.429.42 2,100,000.000 0.00 2,100,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON D0009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061089001131 SEC ID:313589Vr7 RED:FRB 8/24/2006 5:51:/4PM EDT 22 Workbench C , C [ V ' F' ' f- ' F , f . 9 f C C C [ I [ C f C i i i i 1 1 1 A 1 i 1 i 1 I I i 1 8 i ®/ Mellon Custody Transaction History Report ID: CUA356 Baee Currency: USD OCSD-0ONSOL(DATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission FDription Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total DELIVER VS PAY-MT 121 Total Principal: 4,183,640.77 Total Commfaeloa: 0.00 Total]acoma: 16,359.21 Total Net: 4,200,000.00 DELIVER VS PAY-BELL FEDERAL NAIL MTG ASSN DISCOUNT NT MATURES JUNE 7,2006 INCOME AT 4/19/2W6 -900,000,000 889,398.50 MAT 4/19/2006 98.8221 0.00 TRADING BROKER MORGAN STANLEY&CO INC.NY OW00050 4/19/2006 0.00 4,917.50 CLEARING BROKER: 5520 C STANLEY&CO INC,NY DOODDDSO 25443 0.00 894,316.00 CIAS ID: 1589XU2 REG: CLIENT REP:64000203W25443 SEC IU:313589XU2 REG: FRB FEDERAL NATL MID ASSN GTD PASS THRU CTF POOL 845444 5%3/1/2021 3/24/2006 -999,999.150 982,381.97 INSUFFICIENT UNITS HELD 4/18/2006 98.2393 0.00 TRADING BROKER:BEAR STEARNS&CO INC,NY 00000352 4/19/2W6 0.00 2.361.11 CLEARING BROKER BEAR STEARNS&CO INC.NY 00000352 0.00 984.743.08 CMS REP: 1061030087903 CLIENT REF:640002030025414 SEC ID:3I408AHV5 REG:Pas GENERAL ELEC CAP CORP DISCOUNT NT DUE 06/29/2006 INCOME AT MAT 4/19/2006 -1.000.000.0W 990,296.67 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 4/19/2OW 99.0297 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC,NY OD000050 4/19/2OD6 0.00 0.00 CMS REP: 106109OD45590 CLIENT REF:640W203002S444 0.00 990,296.67 SEC ID:36959JM REG:DTC UNITED STATES TREASURY NT DID 11130IMN 27/8%11/30/2006 4/18/206 -I0,500,000.000 10,372,031.25 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XIOQ OW00355 4/19/2006 98.7813 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33X8)Q 00000355 4/19/2006 0.00 116,105.77 CMS REF: 1061080096064 CLIENT REF:640002030025433 0.00 10,488,137.02 SEC ID:912828DD9 REG:PRE UNITED STATES TREASURY NT DID 03/31/2005 3 3/4%03/31/2007 4/18/2DO6 -7.500,000.000 7,420,312.50 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 4/19/2006 98.9375 O.W CLEARING BROKER BANC OF AMERICA SECS LLC.CHARLOTTE 00000773 4/19/2006 0.00 14,600.41 CMS REF: 1061080100252 CLIENT REF:640002030025437 0.00 7.434.912.91 SEC ID:91282MQO REG:FRB UNITED STATES TREASURY NOTE DID 0513112005 3 1/2%05/31/2007 4/18/22� -11.000,000.003 10,838,4377.50 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO ODD05235 4/19/2006 0.13 148,070.00 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE OW00773 CMS REP: 106IM100274 CLIENT REP:640002030025439 0.00 10,986,514.42 SEC ID:9I2828DW7 REG:FRB U S TREASURY NOTES DID 06/30/2005 3 5/8%06/30/2007 4/18/2OD6 -16.600,000.000 16,361,375.00 TRADING BROKER MORGAN STANLEY&CO INC,NY 00000050 4/19/20W 98.5625 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 00000050 4/19/20W 0.00 181,189.92 CMS REF: 1061080099236 CLIENT REF:640002030025435 0.00 16,542,564.92 SEC ID:912828DY3 REG:FRB 812412006 5:51:14PM EDT 23 abrkbeacA ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD�CONSOLIDATED 4/1/2006 - 4/30/2006 OC8000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Comm6den Description Actual Settlement Date ISiac.EEpet ee Income FE Fee Net Local Amount UNITED STATES TREASURY NOTES DTD 08/31/20054%08/31/2007 4/18/2006 -2,500,000.000 2,472,655.25 TRADING BROKER:13ANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 4/19/2006 98.9063 O.DO CLEARING BROKER: BANC OF AMERICA SECS LLC,CHARLOTTE 00000773 4/19/2006 0.00 13.586.96 CMS REF: 1D61060100269 CLIENT REF:64000203CM5441 0.00 2,496,243.21 SECID:912828EF3 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/18/200604.6600% 4/19/2006 -14,40g000.000 14,400,000.00 CLOSE FOR 1061080070562 4/19/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)ODOOD355 4/19/2006 0.00 1.864.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)D0000355 0.00 14,401,864.00 CMS REF: 106109M00051 SEC ID:99452A714 REG: REPO Total DELIVER VIE PAY-BELL NI Total Principal: 64,726,889.64 Total Commleatov: 0.00 Total Income: 482,702.59 Total Net: 65,209,592.23 BELL-SELL DREYFUS TREASURY CASH MANAGEMENT 4/19/2006 0.000 90,615.28 SOLD DREYFUS TREASURY CASH 4/19/2006 0.0000 0.00 CMS REF: 1061090174101 4/19/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 90,615.28 DREYFUS TREASURY CASH MANAGEMENT 4/19/2006 0.000 1,164,714.56 SOLD DREYFUS TREASURY CASH 4/19/2006 0,0000 0.00 CMS REF: 10610901741M 4/19/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 1,164,714.56 Total SELL-BELL 121 Total Principal: 1,265,329.94 Total Commicabn: 0.00 Total Income: 0.00 Total Net: 2,255,329.84 Total U.S. DOLLAR(USDI 123) Total Principal: 1,097,639.36 Total Commission: 0.00 Total Income: 18,721.78 Total Net: I,106,361.14 4/20/2006 U.S. DOLLAR(USD) RECEIVE VS PAY-BUY 812412006 5.51:14PM EDT 24 Warkbe,cM E [ I f C f f d f f ' f - f f f [ I f L f ®/ Mellon Custody Transaction History Report ID: CUA356 Bane Currency: USE) OCSD CONSOLIDATED 4/l/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commisoioa Actual Settlement Date Misc. Expense InCOIDe Description FR Fee Net Local Amosuk FEDERAL NATL MTG ASSN DISCOUNT NT MATURES MAY 3.2006 INCOME AT 4/20/2006 1,800,000000 -1,796.971.00 MAT 4/20/2W6 99S317 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 4/20/2006 0.00 0.00 CLEARING BROKER: MORGAN STANLEY&CO INC,NY 00000050 0.00 -1,796,971.W CMS REF: 1061100081297 CLIENT REF:640W6030008828 SEC ID:313589WH2 REG:FRB INTERNATIONAL BK POR RECON&DEV DISC NTS MATURES MAY 15,2DW 4/20/2006 3,200.DW.000 -3,189,555.56 TRADING BROKER:USE SECURITIES LLC,STAMFORD 00ODD642 4/20/2006 99.6736 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 4/20/2W6 0.00 0.00 CMS REP: 1061100084767 CLIENT REF:64OW6030DOM29 0.00 -3.189.555.56 SEC ID:459053WV2 RED:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/20/2006 04.6200°1' 4/20/2W6 14.400 000.000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33XX70 00000355 4/20/2006 iW.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFSUS33XRX100000355 4/20/2006 0.00 0.00 CMS REF: IWl 10OD78742 0.00 -14.400=00 SEC ID:99452E484 REG:REPO Total RECEIVE VB PAY-BUY 131 Total PrLecipol: -19,396,526.56 Total Commiooion: 0100 Total lnee.: 0.00 Total Net: -19,386,526.56 DRLWM VS PAY-EST UNITED STATES TREASURY BILL DTD 10/20/4005 DUE 04/20/2OD6 4/20/2W6 -5,000.000.000 4,982,388.89 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/20/2006 100.0000 0.00 5,000,000.000 4/20/2006 0.00 17,811.i 1 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5,000,000.W CLEARING BROKER:NON-BROKER TRADE,BOSTON 00W9999 CMS REP: 1061099000968 SEC ID:912795WY3 REG:FRB DaLIEVRR VS PAY-PD DOW NATL MTO ASSN II PASS THROUGH POOL SM23 VAR RATE 12/20/2026 4/3/2006 -1?77.880 1,777.88 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 106.244.41 UNITS 4/20/2006 100.0D00 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 4/20/2006 0.00 453.75 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2.231.63 CMS REP: I06I000082187 SEC ID:36ZZSCAZ9 REG: FRB DOW NATL MTG ASSN II PASS THROUGH POOL 080088 VAR RATE 6/20/2027 4/3/2006 -2,563,910 2,563.91 RECD PRIN AMORT FOR MARCH RECD ENT FOR MARCH ON 135,854.55 UNITS 4/20/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 4/20/2006 0.00 495.30 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 3,059.21 CMS REF: 1061000082176 SEC ID:36225=0 REO:pas 812412006 5:51:14PM EDT 25 Wofte ch ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD ONSOL(DATBD 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount GOVT NAIL MTG ASSN 11 PASS THROUGH FOOL$0395 VAR RATE 4/20/2030 443/2006 .3,357.660 3,357.66 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 110.781.80 UNITS 4/20/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/20/2OD6 0.00 403.89 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3.761.55 CMS REF: 1061MOO82192 SEC ID:36225CNM4 REG: FRB GOVT NATL MTG ASSN II PASS THROUGH POOL 080408 VAR RATE 5/20/2030 4/3/2006 -33 346.790 33,346:79 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 940,293.84 UNITS 4/20/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/20/2006 0.00 3,428.16 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 36.774.95 CMS REF: 1061020OD3667 SEC ID:36225CN28 REG: FRB GOVT NATL MTO ASSN II PASS THROUGH POOL 80965 VAR RATE 7/20/2034 %/3/2006 -24 641.800 24.641.80 RECD Pll AMORT POR MARCH RECD INT FOR MARCH ON 915,552.80 UNITS 4/20/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/20/2006 0.00 3.433.32 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 28,075.12 CMS REF: 1061000082172 SEC ID: 36225DCB8 REG: FRB Total DELVER V8 PAY-PD IBI Total Principal: 68.688.04 Total Commission: 0.00 Total Income: 8,214.42 Total Net 73,902.46 DELIVER VS PAY-SELL CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DID 4/20/2006 -14,400 000.000 14,400,000.00 04/19/2006 4/20/2006 100.0000 0.00 CLOSE POR 1061090086375 4/20/2006 0.00 1,840.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X1CX100000355 0.00 14,401,840.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 CMS REF: 1061100000172 SEC ID:99452C884 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/20/2006 0.000 -15,313.44 BOUGHT DREYFUS TREASURY CASH 4/20/2006 0.0000 0.00 CMS REF: 1061100167069 4/20/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -15,313A4 DREYFUS TREASURY CASH MANAGEMENT 4/20/2006 0.000 .73,902.46 BOUGHT DREYFUS TREASURY CASH 4/20/2006 0.00D0 0.00 CMS REF: 1061100167070 4/20/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -73,902.46 8/24/2006 551:10M EDT 26 Workbench i 1 i i i i i i i i i t I l I t 1 l 1 ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount Total MARGIN RELEASE-BUY 12) Total Principal: -89,215.90 Total Commission: 0.00 Total Income: 0.00 Total Net: -89,215.90 Total U.S. DOLLAR 1USIH 112) Total Principal: -27,865.53 Total Commission: 0.00 Total Income: 27,865.53 Total Net: 0.00 4/21/2006 U.B.DOLLAR NBDI RECEIVE V8 PAY-BUY BANKAMERICA CORP DISCOUNT NT DUE 07/17/2006 INCOME AT MAT 4/21/2DD6 2,100,000.000 -2,074,777.25 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 4/21/2006 98.7989 0.00 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE WDD0773 4/21/2006 0.00 0.00 CMS REF: 1061110037258 CLIENT REF:640DO6030008835 0.00 -2,D74,777.25 SEC ID:0660PIGH8 REG:DTC FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 1,20061NCOME AT 4/21/2006 600,000.000 -599.226.67 MAT 4/21/2006 99.8711 0.00 TRADING BROKER:MORGAN STANLEY&CO INC.NY ODD00050 4/21/2006 0.00 0.00 CLEARING BROKER: 7035 C IENT REF; &CO INC.NY 00009 0.00 -599,226.67 CMS REP: MSSW0097035 CLIENT REP:690006030008839 SEC ID:313385WF9 REG:FRB INTERNATIONAL BK FOR RECON&DEV DISC WE MATURES APRIL 24,2006 4/21/2006 400,000.000 -399,844.00 TRADING BROKER:CHASE SECURITIES,NEW YORK 00000187 4/21/2006 99.9610 0.00 CLEARING BROKER:CHASE SECURITIES.NEW YORK 00000187 4/21/2006 0.00 0.00 CMS REF: 1061110073383 CLIENT REF:640006030008836 0.00 4199,844.00 SEC ID:459053VY7 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/21/2006 04.6100% 44121/2� 14,400i�000 -14,400,DOMODU TRADING BROKER CREDIT SUISSE,NEW YORK ICSFBUSMXX70 000W355 4/2l/2005 0.00 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 CMS REF: 106111"3432 0.00 -14,400,000.00 SEC ID:W4520364 REG:REPO Total RECEMB VS PAY-BW(4) Tatal Principal: -17.473,647.92 Total CommWlen: 0.00 Total lowest: 0.00 TOW Net -17,473,847.92 DELIVER VS PAY-MT 8/24/2006 5:51:14PM EDT 27 WOltbenrh Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCS&COA5OLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL HOME LN BK CONS DISC NTS MATURES APRIL 21,2006 INCOME AT 4/21/2006 -3,061,000.000 3,049,929.38 MAT 4/21/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/21/2006 0.00 11,070.62 3,061,000.000 0.00 3,061,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061109000170 SEC ID:313385VVS RED:FRB DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/20/2006 04.6200% 4/21/2006 -14.400,000.000 14,400,000.00 CLOSE FOR 1061100078742 4/21/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)OD000355 4/21/2006 0.00 1,848.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 0.00 14,401,848.00 CMS REF: 1061110000105 SEC ID:W45211484 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/21/2006 0.000 -38,OD4,875.00 BOUGHT DREYFUS TREASURY CASH 4/21/2006 0.0000 0.00 CMS REF: 1061110161160 4/21/2006 0.00 0.00 SEC ID:996065247 REG:OS 0.00 -38,004.875.00 BELL-SELL DREYFUS TREASURY CASH MANAGEMENT 4/21/2OD6 0.000 10,999.92 SOLD DREYFUS TREASURY CASH 4/21/2006 0.0000 0.00 CMS REF: 10611101611S9 4/21/2006 0.00 0.D0 SEC ID:99MB5247 RED:05 0.00 10,999.92 FOREIGN HOLDER RELEASE-CD F/X TRANSACTION 4/21/2006 0.000 38,000,000.DO RECD FR ORANGE COUNTY 4/21/2006 0.0000 0.00 CMS REF: 1061110115385 4/2112MG 0.D0 0.00 0.D0 38,000,000.00 FEDERAL HOME LN BKS CONS BD DTD 10/21/20043.90%10/21/2008 4/21/2006 0.000 0.00 REC INT ON 25ODD0.000 UNITS PAY 04/21/06 RATE 0.019 4/21/2006 0,0000 0.00 CMS REF: 1061110008326 4/21/2006 0,00 4,875.00 SEC ID:3133X8U86 0.00 4.875.00 TOW FOREIGN HOLDER RELEASE-CD 121 Total Principal: 35,000,000.00 Total Commission: 0.00 Total Income: 4,875.00 Total Net: 25,004,876.00 8/24/2006 5:51:14PM EDT 28 Workbench I 1 1 1 1 1 1 1 1 1 l I 1 1 1 1 1 1 1 ®/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCS000010000 Trade Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income D ri escption FR Fee Net Local Amount Total U.S. DOLLAR IUSD)110) Total Privclpal: -17,793.62 Total Commission: 0.00 Total Income: 17,793.62 Total Not: Oleo 4/24/2006 U.B.DOLLAR(LAID] RECEIVE VB PAT-BUT FEDERAL NATL MTO ASSN MEDIUM TERM NTS DTD 02/01/20054% 4/21/2006 ISO,000.ODD -146,430.00 02/01/2008 4/24/2006 97.6200 0.00 TRADING BROKER:PERSHING LLC,JERSEY CITY 00000443 4/24/2006 0.00 -1.383.33 CLEARING BROKER:PERSHING LLC.JERSEY CITY 000OD443 0.00 -147.813.33 CMS REP: 1061110D0240 CLIENT REP:640002030025453 SEC ID:3136F6UHO REG:FRB UNITED STATES TREASURY NTS DTD 12/15/2003 3 3/8% 12/15/2DO8 4121/2006 36.300.000.000 -34,950,093.75 TRADING BROKER: BARCLAYS CAPITAL INC, NEW YORK 00DO7256 4/24/2006 96.2813 ODD CLEARING BROKER BARCLAYS CAPITAL INC.NEW YORK 00007256 4/24/2006 0.00 437,544.64 CMS REF: 1061110092454 CLIENT REF:64CM030025454 0.00 -35.387.638.39 SEC ID:912828BT6 REG:Pas WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 4/24/2006 3,000 000.000 -3,000,000.00 04/24/2006 4/24/2006 i60.0000 0.DO REPLACES 114-98491 4/24/2006 0.00 0.00 TRADING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 0.00 -3,000,000.00 CLEARING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 00000025 CMS REF: 1061140106280 SEC ID:9497PSAM REG:DTC CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 4/24/2006 2,600 000.000 -2,600.000.00 04/24/2006 4/24/2006 i00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/24/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OM OD000355 0.00 -2.600.000.00 CMS REP: 1061140101439 SEC ID:99452J202 REG: REPO CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 4/24/2006 11,SDO OOD.000 -1 L,80Q000.00 04/24/2006 4/24/2006 i00.0D00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33XXX)00000355 4/24/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00DO0355 0.00 -I1,B00.000.00 CMS REF: L061140102236 SEC ID:994=202 REG:REM 8/24/2006 5:51:14PM EDT 29 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 4/1/2006 - 4/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total RECEIVE VS PAY-BUY(51 Total Prmal al: -52,496,523.75 Total Commisslan: 0.00 Total Income: -438,927.97 Total Net: -52,935,451.72 DELIVER VS PAY-MT INTERNATIONAL BK FOR RECON&DEV DISC NTS MATURES APRIL 24,2006 4/24/2006 -400,000.000 399,a44.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/24/2006 100,0000 0.00 400,000.000 4/24/2006 0.00 156.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 400.000.00 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00DO9999 CMS REF: 1061119D(IN38 SEC ID:459053VY7 RED:FRB DELIVER VS PAY-SELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/21/2006 04.6100% 4/24/2006 -14,400,000.000 14,400,000.00 CLOSE FOR 1061110093432 4/24/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBU333)K%Q OD000355 4/24/2006 0.00 5,532.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33K)CK100000355 0.00 14,405,532.00 CMS REF: 1061140000097 SEC ID:994520364 REG:REPO MARGIN RELEASE-BUY BSDT-LATE MONEY DEPOSIT ACCOUNT 4/24/2M6 0.000 -187,600.05 BOUGHT LATE MONEY DEPOSIT 4/24/2M6 0.0000 0.00 CMS REF: 1061140156223 4/24/2006 0.00 0.00 SEC ID:996087094 REG:05 0.00 -187.600.05 SELL-SELL DREYFUS TREASURY CASH MANAGEMENT 4/24/2006 0.000 182,068.05 SOLD DREYFUS TREASURY CASH 4/24/2006 0.0000 0.00 CMS REF: 1061140154426 4/24/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 182,068.05 DREYFUS TREASURY CASH MANAGEMENT 4/24/2006 0.000 38,076,521.65 SOLD DREYFUS TREASURY CASH 4/24/2006 0.0000 0.00 CMS REP: 1061140154427 4/24/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 38,076,521.65 TOW SELL-SELL(21 Total Principal: 38,259,589.70 Total Cnmmiasian: 0.00 Total Income: 0.00 Total Net: 38,258,589.70 FOREIGN HOLDER RELEASE-CD 812412006 5:51:14PU EDT 30 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSIFCONSOLIDATED 4/1/2006 - 4/30/2006 DCB000010000 Trade/ ER Date units Principal Settle/ Pay Date Trade Prlee Commission Description Actual Settlement Date !flee. sapeaee Income F'R Fee Net Local Amount FEDERAL HOME LN MTG CORD MEDIUM TERM NIS FED BOOK ENTRY DID 4/24/2006 0.000 0.00 REC INT ON 1900000.000 UNITS PAY 04/24/06 RATE 0.018 4/24/2006 0.0D00 0.00 CMS REF: 1061140011510 4/24/20M 0.00 35.150.00 SEC 10:3128X0455 0.00 35,150.00 LEHMAN BROTHERS HLDGS INC MEDIUM TERM NIS BOOK ENTRY TRANCHE 4/24/2006 0.000 0.00 NTR 4/24/2006 0.0000 0.00 RECD INT ON 2000000.000 UNITS PAY 04/24/06 RATE 0.0118 4/24/2006 0.00 23,780.07 CMS REF: 1061140144374 0,00 23,780.07 SEC ID:52517MM Total FOREIGN BOLDER RELEASE-CD 12) Total Principal: 0.00 Total Commiealon: 0.00 Total Income: 58,930.07 Total Net: 58,930.07 Total U.S. DOLLAR(USD)(12) Total Principal: 374,309.90 Total Commission: 0.00 Total Income: 474,309.90 Total Net: 0.00 4/25/2006 U.B.DOLLAR IUSDI RECEIVE YS PAY-BUY FEDERAL HOME LN MTG CORP FREDDIE NIS DTC BOOK ENTRY TRANCHE N 4/18/2006 125,000.000 -121.562.50 TR 4/19/2006 97.2500 0.00 LATE TRADE NOTIFICATION 4/25/2006 0.00 .55.56 TRADING BROKER:PERSHING LLC.JERSEY CITY 00000443 0.00 -121,618.06 CLEARING BROKER:PERSHING LLC.JERSEY CITY 00000443 CMS REF: 106110DO89935 CLIENT REF:64W02030025447 SEC ID:3133FIOX9 REG:DTC GENERAL ELEC CAP CORP DISCOUNT NT DUE 07/24/20061NCOME AT MAT 4/25/2006 3.200,000.000 -3,160.200.00 TRADING BROKER:CITIBANK CP IPA,NEW YORK 00001501 4/25/2006 98.7563 0.00 CLEARING BROKER:CITIBANK CP IPA,NEW YORK 00001501 4/25/2006 0.00 0.00 CMS REF: 1061150079830 CLIENT REF:640002030025464 0.00 -3,160.200.00 SEC ID:3695W000 REG:DTC CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/25/2006 04.6100% 4/25/2006 11.800.000.000 .11,800,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 4/25/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXX)00000355 4/25/2006 0.00 0.00 CMS HER 10611500845" 0.00 -11,800,000.00 SEC ID:99452K761 REG:REPO 8/24/2006 &51:14PM EDT 31 WmkInech Mellon Custody Transaction History Report ID: CUA356 B¢se Currency: USD OCSD-0ONSOLIDATED 4/1/2006 - 4/30/2006 OCSGOOO1O0OO Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense income FR Fee Not Local Amount Total RECEIVE VS PAY-BUY 13) Total P clpal: -13,081,762.30 Total Comml¢ston: 0.00 Total Income: -55.56 Total Net: -15,061,818.06 DELIVER V8 PAY-PD FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 2546315%211/2018 4//3/2006 -I,662.H2O 1,662.82 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 107,117.38 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 446.32 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,IM.14 CMS REF: 1061000082125 SEC ID:31371KY47 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254760 5%6/1/2018 4 3/2006 -1,661.050 1,661.05 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 96,972.30 UNITS 4/�5/2006 IO0.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 404.05 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,065.10 CMS REF: 1061000082120 SECID:31371KSV9 REG:FRS FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254866 5%9/1/2018 4/3/2006 -805.170 805.17 RECD MIN AMORT MR MARCH RECD INT FOR MARCH ON 43,963.19 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 4/25/2006 0.00 183.18 CLEARING BROKER:NON-BROKER TRADE,BOSTON W009999 0.00 988.35 CMS REF: 1061000082115 SEC ID:31371LCB3 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 264907 5%10/1/2018 4/3/2006 .6.IM.810 6.102.81 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 329,168.82 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON WOW999 4/25/2006 0.00 1,371.54 CLEARING BROKER:NON-BROKER TRADE,BOSTON GO009999 0.00 7,474.35 CMS REF: 1061000M2110 SEC ID:31371MLO REG:FNB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254953 5%I I/l/2018 4/3/2006 3 744. 0O 3,7 O.t RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 235,097.83 UNITS TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 4/25/2006 0.00 979.58 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,724.35 CMS REF: 1061000082105 SEC ID: 31371LE21 REG:PRE FEDERAL NATL MTG ASSN GTD PAM THRU CTF POOL 254987 5%12/1/2018 4/3/2006 -8 986.920 8.986.92 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 635.341.89 UNITS 4/25/2006 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 2.647.26 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 11,634.18 CMS REF. 1061000082098 SEC ID:3137ILF46 REG:FRB 8/24/2006 5.51:14PAT EDT 32 Workbench €- [- [ - 9 - f f f- f E C E - [ f- f 1 (- f ( e- e e e e e e e ► e e e e e e e I e e e ©/ Mellon Custody Transaction History ReportM CUA356 Bane Currency: USD OCSRCOASOUnATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 357430 5%9/1/2018 4/3/2006 -676.070 676.07 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON T7,904.24 UNITS 4/25/20D6 100.0000 GOD TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2DD6 0.00 324.60 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,000.67 CMS REF: 10610DOOSIS61 SEC ID:31376KA71 REG:FRB FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 555363 5%4/l/2018 43/2006 -3164.930 3.164.93 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 231.I00.21 UNITS 4/ 5/2006 {00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON DOOD9999 4/25/2006 O.OD 962.92 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 4.127.85 CMS REF: 188 SEC I0:31385WSY15WSY1 REG REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 655545 5%6/1/2018 4 3/2006 -2,987.630 2,987.63 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 192.910.05 UNITS 4/ 5/20D6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25120M 0.00 803.79 CLEARING BROKER:NON-BROKER TRADE,BOSTON OD009999 DDO 3.791.42 CMS REF: 10610MOB1815 SEC ID:31385XES2 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 5556215%7/1/2018 4/3/2DD6 -10828.610 10,828.61 RECD MIN AMORT MR MARCH RECD INT FOR MARCH ON 655,232.79 UNITS 4/25/2DD6 I00.0000 OAO TRADING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 4/25/2OD6 0.00 2,730.14 CLEARING BROKER: NON-BROKER TRADE.BOSTON 00009999 0.00 13,558.75 CMS REF: 1061000081819 SEC ID:31385XG68 REG:PRE FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 681309 S%2/1/2018 %/3/2006 -6.586.820 6,586.32 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 373,066.35 UNITS 4/35/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 4/25/2006 0.00 1,5S4.44 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 8,141.26 CMS REF: 1061000081829 SEC ID:31391Y3S4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 681334 5%2/112018 4 3/2006 -520.370 520.37 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 44,412.21 UNITS 4/ 512006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2005 0.00 185.05 CLEARING BROKER:NON-BROKER TRADE,BOSTON ODDD9999 0.00 705.42 CMS REP: I061000U81834 SEC ID:31391Y4T1 REG: FRB FEDERAL NATL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR 4/3/2006 -1 693.970 1.693.87 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 28,487.03 UNITS 4/25/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OD009M 4/25/2006 0.00 100.89 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,794.76 CMS REF: 193ESPS DREG: 709 SEC ID:31393ESP5 REG:PRB 8/24/2006 551:14PM EDT 33 Workbench ®/ Mellon Custody Transaction History Report to: CUA3S6 Base Currency: USD OCSPCONSOMJIMTED 4/1/2006 - 4/30/2006 ocswooloo00 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR 4//3/2006 -3,200.010 3,200,01 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 100,000.00 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON OD009999 4/25/2006 0.00 291.67 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,491.68 CMS REF: IM1030004707 SEC ID:3I393TBC9 REG:FRB FEDERAL NATL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR 4//3/2006 .33,064.180 33,064.18 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 997,327.62 UNITS 4/95/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 2,908.87 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 35,973.08 CMS REP: 106103ODD4702 SEC to:31393T2E5 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 684798 5 l/2% 4/3/2006 4,025.850 4,025.85 3/1/2033 4/25/2006 100.DD00 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 263.150.33 UNITS 4/25/2006 0.00 1.206.10 TRADING BROKER:NON-BROKER TRADE,BOSTON ODDD9999 0.00 5.231.95 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1051ODD081981 SEC to:31400DX31 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 689908 5%6/I/2018 4//3/2006 •4,591.520 4,591.52 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 236,284.76 UNITS 4/R5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 984.52 CLEARING BROKER NON-BROKER TRADE,BOSTON 000M999 ow 5,576.04 CMS REF: 1061000081976 SECID:3140OD3RI REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 685200 5%3/l/2018 4//3/Z006 -11631,090 1,631.09 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 130,850.05 UNITS 4/35/2006 100.DD00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OD009M 4/25/2006 0.00 545.21 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 2,176.30 CMS REF: 1D61000081971 SEC ID:31400EGH7 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 696318 5%3/1/2018 4//3/2006 -3,290.230 3.290.23 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 198,264.36 UNITS 4/25/2006 100.00D0 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 826.10 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 4,116.33 CMS REF: 1061000081966 SEC ID:31400FPB7 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 688739 5%6/l/2018 443/2006 -423.360 423.36 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 74,942.96 UNITS 4/25/2006 ]00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 312.26 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 735.62 CMS REF: 10610ODDS1962 SEC ID:3140WEL9 REG:FRB 812412006 5:51:14PM ROT 34 WurkL°^rh C - [ - I-- I I-- i I V I [ I I I [ E I U_ e e e e e e e e I e e e I e e e e I e ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD�CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Deaoriptlon FR Fee Net Local Amoent FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 689859 5%5/l/2018 4/3/2005 -418.210 418.21 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 77,408.15 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000OW99 4/25/2006 0.00 322.53 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 740.74 CMS NOR 1061000081957 SEC ID:31400WOB REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 693834 5%3/1/2018 4 3/2006 -2 895.600 2.895.60 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 417.205,72 UNITS 4/ 5/2DO6 iOO.OWO GOD TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 1,738.36 CLEARING BROKER:NON-BROKER TRADE.BOSTON W009999 0.00 4.633.96 CMS REP: 1061000081952 SEC ID:31400P 4 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 695852 5%5/1/2018 4/3/2006 -2.476.070 2,476.07 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 157.027.75 UNITS 4/25/2W6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 654.28 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 3,130.35 CMS REF: 100SBVO 1948 REG: SEC ID:3I4W9BV0 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 695889 5%5/l/2018 44312006 -12 085.240 12,MS.24 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 563,263.%UNITS 4/ 5/2006 MEOW 0.00 TRADING BROKER;NON-BROKER TRADE,BOSTON OW09999 4/25/2006 0.00 2,346.93 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 14,43237 CMS REF: 1061000081943 SEC ID:31400SC23 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7022105%5/1/MIS 93/2006 -979.240 979.24 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 152,482.29 UNITS 4/ 5/2006 100.0000 0.W TRADING BROKER: NON-BROKER TRADE,BOSTON 00DO9999 4/25/2006 0.00 635.34 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,614.58 CMS REF: 10610DW81938 SECID:3I,WIADP9 REG:FRB FEDERAL NAIL MTG ASSN GTD PASS THRU CTF POOL 702328 5%5/I/2018 4/3/2006 -1,457.300 1,457.30 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 92,434.21 UNITS 4/25/2006 1 W.W00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON W009999 4/25/2006 0.00 385.14 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,842.44 CMS REF: I0610013081933 SEC ID:314OIAHD2 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709148 5%6/1/2018 43/2W6 -8.125.310 8.125.31 RECD MIN AMORT FOR MARCH RECD INT MR MARCH ON 205,424.08 UNITS 4/ 5/2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 855.93 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 8,991.24 CMS REF: 1061000081930 SECID:31401HZM7 REG:FRB 8/24/2006 151:14PU EDT 35 Work6prch © Mellon Custody Transaction History Report ID: CUA3S6 Base Currency: USD OCBDCONSOLIDATED 4/l/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income PR Pee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7093605%7/I/2018 4/3/2006 -4,527.850 4,527.85 RECD MIN AMORT FOR MARCH RECD TNT FOR MARCH ON 101,623.87 UNITS 4/25/2OD6 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON OODD9999 4/25/2006 0.00 1,673.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00DDII 9 0.00 6,201.28 CMS REF: 1061000081925 SECID:31401JB56 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7098265%6/I/2018 4/3/2OD6 489.910 489.91 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 78,629.52 UNITS 4/25/2GD6 100.0000 GAO TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 327.62 CLEARING BROKER:NON-BROKER TRADE-BOSTON 0"9999 0.00 817.53 CMS REF: 1061000081920 SEC To:31401JSP4 REG:PER FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709917 5%6/1/2018 4/3/2006 -1988.910 1,988.91 RECD MIN AMORT FOR MARCH RECD TNT FOR MARCH ON 160,550.44 UNITS 4/25/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 668.96 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,657.87 CMS REF: 1061000081917 SEC ID:31401JVJ4 RED:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7102M S%6/1/2018 4 3/2006 4 431.270 4,431.27 RECD MIN AMOK!FOR MARCH RECD INT FOR MARCH ON 393.561.28 UNITS 4/�5/2006 f00.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON COOD9999 4/25/2006 0.00 1,639.84 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,071.11 CMS REF: 106100D081912 SECID:31401KBC8 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7133655%7/I/2018 4//3/2006 -888.190 888.19 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 157,968.45 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 6M.20 CLEARING BROKER:NON-BROKER TRADE,BOSTON OKK09999 0.00 1,546.39 CMS REF: 1061000081906 SEC To:31401NQS1 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 720319 5%7/1/2018 4/3/2006 J,289.480 3,289.48 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 498,866.77 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 2,078.61 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5,368.09 CMS REF: 1061000081901 SEC ID: 31401WO45 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 720369 5%6/1/2018 4/3/2006 -18 331.170 18,331.17 RECD MIN AMORT FOR MARCH RECD TNT FOR MARCH ON 1,682,467.46 4/25/2006 YW.0000 0.00 UNITS 4/25/2006 0.00 7.010.28 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 0.00 25,341.46 CLEARING BROKER:NON-BROKERTRADE,BOSTON 00009999 CMS REF: 106100K081896 SEC 1D:3140IWJNO REG:FEB 8/24/2006 5:51:14PM EDT 36 Work6erM C _ C C _ 9 1- . C C- , C - C ` C - C C- C C - C - e e e e e e e e e e e e e e e i e e e ®/ Mellon Custody Transaction History Report ID: CUA356 Bax Curreney: USD OCSDCONSOUDATED 4/l/2006 - 4/30/2006 OCSG00010DOU Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DeaadPtlon Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 721629 5%711/2018 4/3/2DD6 -1,319AW 1,319.43 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 214,841.02 UNITS 4/25/2006 I00.0D00 0.OD TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 4/25/2005 0.00 895.17 CLEARING BROKER:NON-BROKER TRADE,BOSTON W009999 0.00 2,214.60 CMS REF: 1051000081891 SECID:31401XVW4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 723487 5%6/112018 9 3/2006 .1,198.130 1.198.13 RECD MINAMORT FOR MARCH RECD INT FOR MARCH ON 177.030.20 UNITS 4/ 5/2006 Io0.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/2S/2006 0.00 737.63 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 1,935.76 CMS REP: 1061000DS1886 SEC ID:31402AXQ4 REG:FRB FEDERAL NAIL MTO ASSN GTD PASS THRU CTF POOL 7255M 5%6/I/2019 4/3/2006 A1,195.680 41.195.68 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 2,485,407.84 4/25/2006 100.0000 0.00 UNITS 4/25/2006 0.00 10.355.86 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 51,551.54 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 CMS REF: 1061000081875 SEC ID:31402DA75 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 729601 5%7/l/2018 %3/2006 J,188.560 3.188.56 RECD MIN M ORT FOR MARCH RECD INT FOR MARCH ON 293.204.55 UNITS 4/225/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON W009999 4/25/2006 0.00 1,221.69 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 4.410.25 CMS REF: 108 SEC to:31402HRW32HRW3 RED;FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7328735%11/1/2018 4/3/2006 -1726.290 1,726.29 RECD MINAMORT FOR MARCH RECD INT FOR MARCH ON 25,793.43 UNITS 4/25/2006 /60.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 107.47 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,833.76 CMS REF: 106100008IMS SEC ID:31402MMS2MFN5 REG:PRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 737130 5%30/1/2018 4 3/2006 -2.369.200 2,369.20 MIN IN AMORT FOR MARCH RECD INT FOR MARCH ON 428.379.10 UNITS 4/ 5/2OD6 100."0 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 1,784.92 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,154.12 CMS REF: 10254M 82093 REG: SEC ID:3140234P9 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 738211 5%10/1/2018 9 3/2006 -6,384.410 6.384.41 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 398,195.37 UNITS 4/ 5/20D6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2OD6 0.00 11658.98 CLEARING BROKER NON-BROKER TRADE,BOSTON W009999 0.00 8,043.39 CMS REP: 1061000DS2088 SEC ID:3I4D2UDQ2 REG:PRE 8/24/2006 5:51:14PM EDT 37 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OIDW-CONSOLIDATED 4/l/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price commissian Deacrlptlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 73S4875%TO/1/2018 4/3/2006 -3.808.270 3,808.27 RECD PRIM AMORT FOR MARCH RECD TNT FOR MARCH ON 133,2D3.94 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:MON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 555.02 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000D99W 0.00 4,363.29 CMS REP: ]06I00D082083 SEC ID:31402UNC2 REG:FRB FEDERAL MATT,MTO ASSN GTD PASS THRU CTF POOL 740457 5%10/1/2018 4//3/2006 -25,021.330 25,021.33 RECD PRIM AMORT FOR MARCH RECD INT FOR MARCH ON 1,603,345.85 4/35/2006 100.0000 0.00 UNITS 4/25/2006 0.00 6,680.61 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 31,701.94 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061000082077 SEC ID:31402WTN8 REG:FRB FEDERAL MATT,MTG ASSN GTD PASS THRU CTF POOL 740471 5%10/112018 44/3/2006 -2,671.380 2,671.38 RECD PRIM AMORT FOR MARCH RECD INT FOR MARCH ON 535,550.02 UNITS 41 512006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0,00 2,231.46 CLEARING BROKER:NON-BROKER TRADE,B08TON OW09999 0.00 4,902.84 CMS REF: 1061000082072 SEC ID:314WWT40 REG:FRB FEDERAL MATT,MTG ASSN GTD PASS THRU CTF POOL 740748 5%10/1/2018 4//3/2006 -8,867.660 8,867.66 RECD PRIN AMORT FOR MARCH RECD TNT FOR MARCH ON 531,781.49 UNITS 4/35/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 2.215.76 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 11,Oa3.42 CMS REF: 1061000082068 SEC ID:31402W5H7 REG:FRB FEDERAL MATT,MTG ASSN GTD PASS THRU CTF POOL 743868 5%11/1/2018 4 3/2006 -415.930 415.93 RECD PRIM AMORT FOR MARCH RECD TNT FOR MARCH ON 26,696.83 UNITS 4/�5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 111.24 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 527.17 CMS REF: 1061D00082062 SEC ID:31403BMRI REG:FRB FEDERAL MATT,MTG ASSN GTD PASS THRU CTF POOL 744008 5%7/1/2018 4/3/2006 4,624.280 4,624.28 RECD PRIM AMORT FOR MARCH RECD INT FOR MARCH ON 778,380.11 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 4/25120M 0.00 3,243.25 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,867.53 CMS REF: 1061000082057 SEC ID:31403BR54 REG:FRB FEDERAL MATT,MTG ASSN GTD PASS THRU CTF POOL 744316 5%9/1/2018 443/2006 -1,46S.I60 1,465.16 RECD PRIM AMORT FOR MARCH RECD TNT FOR MARCH ON 115,569.35 UNITS 4/25/2006 100.0000 DOO TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 481.54 CLEARING BROKER NON-BROKER TRADE,BOSTON OD009999 0.00 1,946.70 CMS REF: 1061000082052 SEC ID:3140383Z4 REG:FRB 812412006 5:51:14PM EDT 38 Workbm'M r__ C [ ( r _ E_ [__ [ _ C__ , C [__ E _ C C _ �_ �_ r_. C _ f_ ©/ Mellon Custody Transaction History Report ID: CUA356 Boar Currency: USD OCS&CONBOTJDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Unite PrladpsI Settle/ Pay Date Trade Price Commladon Actual Settlement Date misc.Expense Income Descrlptton FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 747914 5%11/1/2018 4/3/2006 -1,305.960 1.305.96 RECD MINAMORT FOR MARCH RECD INT FOR MARCH ON 229.128.45 UNITS 4/25/2OD6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 954.70 CLEARING BROKER NON-BROKER TRADE.BOSTON 00009999 0.00 2,260.66 CMS REP: 306100008 3EC ID:31903F3K0 REG;REG:PRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7484DO 5%8/1/2018 g4/3/2006 100A000 980.63 RECD MIN AMORT FOR MARCH RECD INT MR MARCH ON 133,209.65 UNITS 4/25/2006 0.00 550.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 1,SW.67 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS REF: 1D61000082042 SEC ID: 314D3GNR9 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 748899 5% 12/l/2018 4/3/2006 4182."0 4,1 0.0p RECD MIN AMORT MR MARCH RECD INT FOR MARCH ON 697.523.62 UNITS TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 2,906.35 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,088.79 CMS REF: 10307LD 82037 REG: SEC to:31903G71A REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 750377 5%1111/2018 4/3/2006 -31 130.670 31,130.67 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 1,498,098.84 4/25/20% fW.OWD 0.00 UNITS 4/25/2OD5 0.00 6,242.07 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 37,372.74 CLEARING BROKER:NON-BROKER TRADE,BOSTON OD009999 CMS REF: 1061000082031 SEC ID:31403JUA2 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 750380 5% 11/l/2018 4/3/2006 -13 851.050 13,851.05 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 1,268,541.18 a/25/2� 100.D00.000 5 2 O.00 UNITS 0.00 19,136.64 95.59 TRADING BROKER:NON-BROKER TRADE, 00009999 CLEARING BROKER:NON-BROKER TRADE..BOSTON 00W9999 CMS REF: ]0610D0 REG SEC ID:31903JVD6 REG:PRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 750445 5% l I/1/2018 4/3/2006 -sm.890 554.89 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 115,544.98 UNITS 4/25/2006 100.0000 D.W TRADING BROKER: NON-BROKER TRADE,BOSTON 00W9999 4/25/2006 0.00 481.44 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,036.33 CMS REF: 1061000082021 SEC ID:31403JWE2 REG:FRB 8/24/2006 5:51:14PM EDT 39 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Buse Cuveucy: USD OCS&CONSOWDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deccriptloa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MM ASSN GTD PASS THRU CTF POOL 751960 5%12/1/2018 4/3/2DO6 -8,221 640 E,221.54 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 570,272.11 UNITS 4/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2DD6 0.00 2,376.13 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 10,597.77 CMS REF: 1061000U82018 SECID:3I403LMHl REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTP POOL 753425 5% I1/l/2018 4/3/2006 -7 75B.920 7,758.92 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 600,422.85 UNITS 4/25/2006 i00.0000 O,DD TRADING BROKER: NON-BROKER TRADE,BOSTON OD009999 4/25IM06 0.00 2,501.76 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 10.260.68 CMS REF: 1061000082012 SEC ID:31403NA23 REG:FRB FEDERAL NATL MTO ASSN OTD PASS THRU CTF POOL 755165 5%12/l/2018 4/3/2006 .2,339.030 2,339.03 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 435.626.09 UNITS 4/25/2006 100.0DD0 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 4/25/2006 0.00 1,815.11 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,IS4.14 CMS REP: 10610MOM007 SEC ID:31403Q6A3 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 756372 5%11/1/2018 4//3/2006 -3 924.340 3,924.34 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 751,656.92 UNITS 4/25/2006 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 4/25/2006 0.00 3,131.90 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 0.00 7,056.24 CMS REF: 1061000082002 SEC ID:314038JR8 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7896705% 12/I/2019 4/3/2006 -15003.460 15,003.46 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 751,933.32 UNITS 4/25/2006 t00.0000 0,00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 3.133.06 CLEARING BROKER:NON-BROKER TRADE, BOSTON 00009999 0.00 18.136.52 CMS REF: 1061ODDD91856 SEC ID:31405HJN REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 792432 5%10/l/2019 4/312006 26 79. 0 0 62 26 79 .62 2006 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 757,300.45 UNITS 4/25/2006 0.00 3,15 .00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 42 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 29,955.04 CMS REF: 1061000081852 SEC ID:31405LLM9 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 794195 5%1111/2019 4 3/200fi -29 217.630 29,217.63 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 762,034.19 UNITS 4/�5/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 4/25/2OD5 0.00 3,175.14 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 32,392.77 CMS REF: 1061000DS1848 SEC ID:31405NK09 REG:FRB 8/24/2006 5:51:14PM EDT 40 Workbench 1 [ 1 1 1 l I 1 I l 1 f [ I I 1 I f 1 © Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLTDATED 4/1/2006 - 4/30/2006 OCs000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL SOM705%12/1/2019 4/3/2006 4,571.250 4,571.25 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 326,152.M UNITS 4/25/2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 4/25/2006 0.00 1,358.97 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5,930.22 CMS REF: 1061000081843 SEC ID:31405VFKS5VFK8 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 803923 S% 12/1/2019 4 3/2006 4,725.670 4,725.67 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 1,024,921.92 4/ 5/2006 100.0000 0.00 UNITS 4/25/2006 am 4,2M.51 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 8,9%.18 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061000081838 SEC ID:31406AD41 REG:FRB FEDERAL NATL MTG ASSN GTD PASS TNRU CTF POOL 8233S6 VAR RATE 4/3/2006 -78,597.400 78,597.40 2/1/2035 4/25/2006 100.0000 0.00 RECD MIN AMORT FOR MARCH RECD INT MR MARCH ON 2,978,975.32 4/25/2006 0.00 10,644.87 UNITS 0.00 89,242.27 TRADING BROKER:NON-BROKER TRADE, BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE.,BOSTON 00009999 CMS REP: 106 1 SEC ID:31406XWTS XWT5 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 879906 VAR RATE 4/3/2006 -8.637.240 8,637.24 10/l/2033 4/25/2006 100.0000 0.00 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 396.129.52 UNITS 4/25/2006 0.00 1,272.24 TRADING BROKER:NON-BROKER TRADE,BOSTON 000099W 0.00 9.909.48 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS REF: 1061000082168 SEC to:31409VR39 REG:FRB RESIDENTIAL ASSET MTG PRODS INC 2003-R9I I MTG ASSET Ban PASSTHRU 4/25/2006 .25 658.060 25,659.06 CL 4/25/2006 i00.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 81,914.5,1 UNITS 4/25/2006 0.00 339.71 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 25,997.77 CLEARING BROKER NON-BROKER TRADE,BOSTON OD009999 CMS REF: 1061 ISUOI0058 SEC ID:760985K83 REG:DTC Total DELIVER V8 PAY-PD 1661 Total principal: 533,754.44 Total Commission: 0.00 Total Income: 126,644.55 Total Net: 660,398.99 DELIVER VS PAY-SELL 8/24/2006 5:51:14PM EDT 41 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSDLIDA7ED 4/1/2006 - 4/30/2006 oc=ool0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DID 4/25/2006 -2,600,000MO 2,600,000.00 04/24/2006 4/25/2006 1000000 0.00 CLOSE FOR IM1140101439 4/25/2006 0.00 335.83 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 0.00 2.600.335.83 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)CXX100000355 CMS REF: 1061150000145 SEC ID:99452J202 REG:REPO CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTI) 4/25/2005 -111800,0M.000 11,800,000.00 04/24/2006 4/25/2006 100.0000 0.00 CLOSE FOR 1061140102236 4/25/2006 0.00 1,524.17 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OD000355 0.0D 11,801,524.17 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33xmq WOM355 CMS REF: 1061150000158 SEC ID:99452,0202 REG:REM Total DELNER VS PAT-BELL 121 Total Principal: 14,400,000.00 Total Commission: 0.00 Total Income: 1,860.00 Total Net: 14A01,860.00 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/25/2006 0000 13 BOUGHT DREYFUS TREASURY CASH 4/25/2006 0.0000 0.-189,169.00 CMS REF: 1061150199072 4/25/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 ,189,169.13 DREYFUS TREASURY CASH MANAGEMENT 4/25/2006 0.000 -122,574.45 BOUGHT DREYFUS TREASURY CASH 4/25/2006 0.0000 0.00 CMS REF: 1061150199074 4/25/2006 0.00 0.00 SEC 1D:996085247 REG:05 0.00 -122,574.45 Total MARGIN RELEASE•BUT(21 Total Principal: 411.743.58 Total Commission: 0.00 Total Income: 0.00 Total Net: -311,743.58 SELL-BELL BSDT-LATE MONEY DEPOSIT ACCOUNT 4/25/2D06 0.000 187,600.05 SOLD LATE MONEY DEPOSIT 4/25/2006 0.0000 0.00 CMS REF: 1061150002714 4/25/2006 0.00 0.00 SEC ID:996087094 REG:OS 0.00 187,600.05 FOREIGN HOLDER RELEASE-CD 8/24/2006 5:51:14PM EDT 42 Workbench [ E f L [ C [ C I [ [ t [ C [ [ C [ [ e e e e e e e e e e e e e e e e e e e ©/ Mellon Custody Transaction History Report m: CUA356 Been Cuaenc, USED 0c9l>CONBOMMMD 4/1/2006 - 4/30/2006 OcS000010000 Trade/ ER Date units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date B7isc. Eapense Income Description FR Fee Net Local Amount COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DTD 03/15/2UD6 VAR RATE 4/17/2006 0.000 0.00 RECD ENT ON 800000.000 UNITS PAY 04/17/06 RATE 0.0040 4/17/20M Gowo 0.00 CMS REF: 1061150177719 4/25/2006 0.00 3,278.25 SEC ID:22238YHU0 0.00 3,278.25 FEDERAL NATL MTG ASSN GIG REMIC PASSTHRU CTF REMIC TR 2003-83 TD 4/3/2006 0.000 0.00 INTEREST ON 100000.00 PAYABLE 042506 4/25/2006 00000 0.00 CMS REF: 106103OW8965 4/25/2006 0.00 29167 SEC ID:31393ESY6 0.00 29L67 SLM CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE a TR 00067 DTD 4/25/20D6 0.000 O.UO 07/26/2004 4/25/20D6 0.0000 ELM RECD ENT ON 1800000.000 UNITS PAY 04/25/06 RATE 0.0120 4/25/2006 0.00 21,747.96 CMS REF: 1061150151032 0.00 21,747.96 SEC ID:78442FCU0 Total FOREIGN HOLDER RELEASE-CD(3) Total Ptlnelpal: 0.00 Total communion: 0.00 Total Income: 25,317.88 Total Net: 25,317.88 FOREIGN HOLDER RELEASE-CDC COUNTRYWIDE SK ALEXANDRIA VA CTF DEP DTD 03/15/2006 VAR RATE 4/17/2006 0.000 0.00 TO REVERSE ENTRY OF 04/17/06 RECD INT ON 800000.000 UNITS PAY 4/17/2006 0.0000 0.00 04/17/D6 RATE 0,0040 4/25/2006 0.00 .3,233.34 CMS REF: 106115()177718 0.00 -3,233.34 SEC ID: 22238YHUO Total U.S.DOLLAR(DIED)(731 Totet PHnelpal: ,272,151.59 Total Commlaaion: 0.00 Total Income: 150,533.53 Total Net; -121,613.06 4/26/2006 U.S.DOLLAR(USED) RECBnB VS PAY-BUT CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/26/2006 04.6500% 4/26/2006 11,800,000.000 -11,800.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXKI 00MG355 4/26/2006 I000000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XKXI OW00355 4/26/2006 0.00 0.00 CMS REF: 1061 IN079145 0.00 -11,800,000.00 SEC ID:99452M643 REG: REPO DELIVER VS PAY-BELL 812412006 5:51:14PM EDT 43 Workbench Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD CONSOLIDATED 4/1/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income F%Fee Net Local Amount CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 04/25/200604.6100% 4/26/2006 -I1,800,000.000 11,800,000.00 CLOSE FOR 1061150084544 4/26/2006 100.0000 0.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/26/2006 0,00 1,511.06 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XKX)ODDOD355 0.00 11,801,511.05 CMS REF: 10611600MIM SEC ID:99452K761 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/26/2006 0.000 -1,511.06 BOUGHT DREYFUS TREASURY CASH 4/26/2006 0,0000 0.00 CMS REF: 1061160199314 4/26/2006 0.00 0.00 SEC ID:996085247 RED:05 0.00 -1,511.06 Total U.B.DOLLAR(MD)131 Total Prindpal: -1,512.06 Total Commission: 0.00 Told Income: 1,511.06 Total Net 0.00 4/27/2006 U.S.DOLLAR(USD) RECEIVE VS PAY-BOY FEDERAL HOME LN BK CONS DISC NTS MATURES APRIL 28,2006 INCOME AT 4/27/2OD6 700.000.000 -699,909.58 MAT 4/27/2006 99.9871 0.00 TRADING BROKER MORGAN STANLEY&CO INC,NY ODODO050 4/27/2006 0.00 0.00 CLEARING BROKER MORGAN STANLEY&CO INC,NY 00000050 0.00 -699,909.58 CMS REF: 1061170073674 CLIENT REF:640006030008864 SEC ID:313385WC6 REG:PRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/27/2006 04.6900% 4/27/2006 14,400.000.000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 4/27/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSF13US33)ON 00000355 4/27/2006 0.00 0.00 CMS REP,. 1061170077548 0.00 -14,400,000.00 SEC ID:99452P604 REG: REPO Total RECEIVE VS PAY-BUY(21 Total Principal: -15A99,909.58 Total Commiseloo: 0.00 Total Income: 0.00 Total Net -15,099,909.58 DELIVER VS PAY-MT 8/24/2006 &51:14PM EDT 44 Woftench r r f I 1 I fl 1 l I fl 1 1 1 1 1 I 1 1 1 1 1 ©/ Mellon Custody Transaction History Report ID: CUA3S6 Base Cure eeey: USD OCSD-CONSOLIDATED 4/l/2006 - 4/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount UNITED STATES TREASURY BILL DTD 10/27/2005 DUE 04/27/2005 4/27/2006 -3,300,000.000 3,233,754.33 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/27/2006 100.0000 0.00 3,3DL000.OD0 4/27/2006 0.00 66,245,67 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,300,000,00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061169OW955 SECID:912795W20 REG:FRB DELIVRR VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/26/2006 04.650 /. 4/27/2005 -11.900,000.000 11,900,000.00 CLOSE FOR 1061160079145 4/27/2006 100.0DD(1 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS333OCQ 00000355 4/27/2006 0.00 1,524.17 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX(00000355 0.00 11,801,524.17 CMS REP: 1061170OW186 SEC to:99452M643 REG: REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 4/27/2006 0.000 -1.614.59 BOUGHT DREYFUS TREASURY CASH 4/27/2006 0.0000 0.00 CMS REF: IG61170193836 4/27/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1,614.59 Total U.S. DOLLAR 1USDI 15) Total Principal: 47,769.84 Total Commie:ton: 0.00 Total lncoma 67,769.94 Total Net: 0.00 4/28/2006 U.S. DOLLAR(USDI RECEIVE VS PAY-BUY FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 1,2006 INCOME AT 4/28/2006 700.000,000 699,730.50 MAT 4/28/2006 99.9615 0.00 TRADING BROKER:BANC OF AMERICA SEC LUC,SAN FRANCISCO 00005235 4/20/2006 0.00 0.00 CLEARING BROKER:BANC OF AMERICA SECS LLC.CHARLOTTE 00000773 0.00 699,730.50 CMS REF: 1061180069538 CLIENT REF:640006030008872 SEC ID:313385WF9 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/28/2OD604.650D% 4/28/2006 14,400.000.000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)ODQ 00000355 4/28/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33XXXI 00000359 4/28/2DD6 0.00 0.00 CMS REF: 1D61180087729 0.00 -14.400.000.00 SEC ID:99452R444 REG:REPO 8/24/2006 5:51:14PM EDT 45 %&botdt QMellon Custody Transaction History Report to: CUA356 Bose Currency: USD OCBD.COASOLIDATED 4/1/2006 - 4/30/2006 OCB000010000 Trade Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Dsaorlptbn Actual Settlement Date Misc. Expense Income FR Fee Not Local Amount Total RECEIVE V8 PAY-BUY(21 Total Princlpal: -I5,099,730.50 Total Commission: 0.00 Total Income: 0.00 Total Net: .15,099,730.50 RBCBMIC VS PAY-PU US TREASURY INFLATION INDEXED NOTES 2%1/15/2014 4/28/2006 235.000 -235.00 RECD PRIN ACCRET FOR APRIL RECD INT FOR APRIL 4/25/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE, BOSTON 00009999 4/23/2006 0.00 235.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 0.00 CMS REF: 10611800648DO SEC ID:912828BW9 REG:FRB US TREASURY INFLATION INDEXED NOTES 2%7/IS/2014 4/28/2006 7161.000 -7,161.00 RECD PRIN ACCRET FOR APRIL RECD INT FOR APRIL 4/28/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 4/28/2006 0.00 7.161.00 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 0.00 CMS REF: 1061180070079 SEC ID:912828CP3 REG:FRB Total RECEIVE VS PAY-PU(2) Total principal: -7,396.00 Toth Commission: 0.00 Totol income: 7,396.00 Total Net: 0.00 DBLNBR VB PAY-MT FEDERAL HOME LN BK CONS DISC NTS MATURES APRIL 28,2006 INCOME AT 4/28/2006 -700.000.000 699,909.58 MAT 4/28/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 4/28/2006 0.00 90.42 700.000.000 0.00 700,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061179000292 SEC ID:3I3385WC6 RED:FRB DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 04/27/2006 04.6900% 4/28/2006 -14,400,000.000 14,400,000.D0 CLOSE FOR 1061170077548 4/28/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33UA OD000355 4/28/2006 0.00 1.876.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 0.00 14,401,876.OD CMS REF: 1061180000119 SEC ID:99452P604 REG: REPO MARGIN RELEASE-BUY 8/24/2006 1-52:14PM EDT 46 Workbench f C £ C Lr £ - I I L I I I £ [ [ C I._ ., I- 1 1 l [ t l l [ t 1 1 [ [ l I 1 1 1 1 ©/ Mellon Custody Transaction History Report m: CUA356 Bea.C vcy: USD OCSDCONsOMMWD 4/1/2006 - 4/30/2006 OCa000010000 Trade/ BR Date baits Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 4/28/2006 0.000 -2,145.50 BOUGHT DREYFUS TREASURY CASH 4/28/2006 0.0000 0.00 CMS REF: 10611801765M 4/28/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -2,145.50 Total U.S.DOLLAR JUSD11T1 Total Principal: -9,362.42 Total Commission: 0.00 Total income: 9,362.42 Total Net: 0.00 8124120M 5:51:14PM EDT 47 Wor lb a a a a a I a a a a a a a a a a a a a ©/ Mellon Custody Transaction History Report ID: CUA356 Baer Currency: USD OOBDCOAISOUMTED 5/1/2006 - 5/31/2006 DCSGOD010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc.Expense Income FR Fee Net Local Amount S/l/2006 U.B.DOLLAR 1USDI RECRIVS VS PAY-BUY FEDERAL HOME LN BE CONS DISC NTS MATURES MAY 2.2006 INCOME AT 5/1/20D6 2.800,000.000 -2,799,634.44 MAT 5/l/2006 99.9369 0.00 TRADING BROKER:BARCLAYS CAPITAL INC,NEW YORK OD007256 5/l/2006 0.00 0.00 CLEARING BROKER:BARCLAYS CAPITAL INC,NEW YORK 00007256 0.00 .2.799,634.44 CMS REF: 10612IMS3312 CLIENT REF.6500[1 G3000S887 SEC ID:313385WG7 REG:FRB UNITED STATES TREASURY BILL DTD 02/16/2006 DUE OB/17/2006 5/l/2006 1.800,000.000 -1.774.506.60 TRADING BROKER:GOLDMAN SACHS&CO.NY 00000005 5/1/2006 98.5837 0.00 CLEARING BROKER:GOLDMAN SACHS B CO.NY 00000009 5/1/2006 0.00 BOB CMS REF: 106121OD64826 CLIENT REF:6SOOD6030008888 0.00 •1,774,506.60 SEC to:91279SXR7 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/01/200604.7000% 5/1/2� 14.400t 0 -14.400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XKX)00000355 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)0M 00000355 5/l/2005 0.00 0.00 CMS REF: 1061210078554 0.00 -14.400,000.00 SEC ID:99452T242 REG:REPO Total RECEIVE V8 PAY-BUT(3) Total Princlpal: -18,974.141.04 Total Commission: BAB Total Income: 0.00 Total Net. •18,974,141.04 DELIVER VS PAY-MT FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 1,2006 INCOME AT 5/1/2006 -1,300,000.000 1,298,957.17 MAT 5/1/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/1/2006 0.00 1.042.83 0.00 1,300,000.00 TRADING BROKER: NON-BROKER TRADE, 0000999 CLEARING BROKER:NON-BROKER TRADE,.BOSTO BOSTON 00009999 CMS REF: 1061189000559 SEC ID:313385WF9 REG:FRB WELLS PARDO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 5/1/2006 -3,000,000,000 3,000,000.00 04/24/2M 5/1/20D6 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT S/I/2OD6 0.00 2.776.67 3,000.0011000 0.00 3.002.776.67 TRADING BROKER:NON-BROKER TRADE, 0000999 CLEARING BROKER:NON-BROKER TRADE,.BOSTO BOSTON 00009999 CMS REF: 1061189 2475 SEC ID REG::9499PSAZ3 REG:DTC 812412006 S:52:54PM EDT 1 Workbench Mellon Custody Transaction History Report ID: CUA356 Base Cwrency: USD ocsDCONSOMMITED 5/1/2006 - 5/31/2006 OCs"0010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total DELVER Vs PAY-MT(21 Total Pdnalpd: 4,298,957.17 Total Commission: 0.00 Total Income: 3,819.50 Total Net: 4,302,776.67 DELIVER V8 PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DID 04/281200604.6500 0 5/1/2006 -14,400,UDO.000 14,400,000.00 CLOSE FOR IM1180087729 5/1/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXKI ODDD0355 5/1/2006 0.00 5.580.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 0.00 14,405,580.00 CMS REF: 106121WW099 SEC ID:99452R444 REG:REPO HELL-BELL DREYFUS TREASURY CASH MANAGEMENT 5/l/2006 0.000 194,440.2E SOLD DREYFUS TREASURY CASH 5/I/2006 0.0000 0.00 CMS REF: 1061210199906 5/1/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 194,440.28 FOREIGN BOLDER RELEASE-CD BSDT-LATE MONEY DEPOSIT ACCOUNT 5/1/2006 0.000 0.00 RECEIVED INTEREST BSDT-LATE MONEY DEPOSIT ACCOUN 5/1/2006 0.0000 0.00 CMS REF: 1061210019507 5/1/2006 0.00 3.34 SEC ID:996087094 0.00 3.34 Tatal O.S.DOLLAR(USDI(31 Total PdaelpaL• .80,743.59 Total Cootmlasion: 0.00 Total Ioeome: 9,402.84 Total Net: -71,390.75 5/2/2006 U.S.DOLLAR(RSD) RECEIVE V8 PAY-BUY FEDERAL HOME LN BK CONS DISC NTS MATURES 05/03/20M INCOME AT 5/2/2006 4,700,000.000 4,699,389.00 TRADING BROKER:MERRILL LYNCH PIERCE FENNER SMITH INC NY 00000161 5/2/2006 99.9870 0.00 CLEARING BROKER:MERRILL LYNCH PIERCE FENNER SMITH INC NY 5/2/2DO6 Goo 0.00 00000/61 0.00 4,699,389.00 CMS REP: IM1220066383 CLIENT REF:6SM06030008898 SEC ID:31338SWH5 REG:PRE 8/24/2006 5:52:54PM EDT 2 Workbench f E IF f C [ C f C f- f f f C - f C C C- ©/ Mellon Custody Transaction History Report 11): CUA366 Baas Caaency: USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCNG00010000 Trade/ ER Date Units Principal Settle/ Pay Date Trade Price Commiuion Actual Settlement Date Misc. Expense Tacoma Description FX Fee Net Local Amount CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/2/2005 14 400,000.000 -14,400,000.00 05/02/2006 5/2/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXq 00000355 5/2/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXX)00000355 0.00 -14,400,000,00 CMS REF: I06I220084986 SEC ID:99452VI22 REG:REPO Total RECEIVE VS PAY-BUY(21 Total Principal: -19,099,389.00 Total Corr mission: 0.00 Total Income: 0.00 Total Net: -19,099,389.00 DELIVER V8 PAY-MT FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 2,2006 INCOME AT 5/2/2006 4.900 000.000 4,896,100.61 MAT 5/2/2006 iDO.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/2/2006 0.00 3,899.39 4,900,000.000 0.00 4,900,000.00 TRADING BROKER : ON-BROKERNON-BROKE TRADE,. OSTONBOSTON 00000999 CLEARING BROKER: 0265 NON-BROKER TRADE,BOSTON 00009999 CMS REF: 338SW9000265 SEC ID:313385 PAY REG:FRB DELIVER VE PAY-PD WMF/HUNTOON PAIGE ASSOC LTD FHA PROJ HAMPSHIRE TOWERS APr 4/3/2006 -934.920 934.92 ODO-11150 4/25/2006 100.11000 0.00 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 922.984.20 UNITS 5/2/2006 0.00 5.768.65 TRADING BROKER NON-BROKER TRADE,BOSTON 000099% 0.00 6.703.57 CLEARING BROKER:NON-BROKER TRADE,BOSTON OW09999 CMS REF: 1061140012065 SEC ID:302998GE3 REG:BOST DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/01/2006 04.7000% 5/2/22� -14.400 O00.00D0 14,400,000.00 CLOSE FOR 1061210078554 5/2/20(k 0.00 1,880.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUSMXX30 00000355 CLEARING BROKER CREDIT SUISSE.NEW YORK(CSFBUS33)O%I 00000355 0.00 14,401,880,00 CMS REF: 1061220000055 SEC ID:994SV242 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/2/2006 0.000 •132,312.41 BOUGHT DREYFUS TREASURY CASH 5/2/2006 0.0000 0.00 CMS REF: 1061220207343 5/2/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 -132,312.41 8/24/2006 5:52:54PM EDT 3 Workbench QMellon Custody Transaction History Report to: CUA356 Base Currency: Can OCSDCONBOLUMTED 5/1/2006 - 5/31/2006 OCBG0o010000 Trade/ Ex Date Units Principal settle/ Pay Date Trade Price Commission Description Actual Settlement Date Ruse. Expense Income FX Fee Not Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/2/2006 0,000 -38,685.22 BOUGHT DREYFUS TREASURY CASH 5/2/2006 0.0000 0.00 CMS REF: 1061220207346 5/2/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -38,685.22 Total MARGIN RELEASE-BUY 121 Total Principal: -170,997.63 Total Commbalon: 0.00 rota income: 0.00 Total Net: -170,997.63 FOREIGN HOLDER RELEASE-CD CITIGROUP INC GLOBAL SR NT DID 05/02/2005 VAR RATE 05/02/2008 5/2/2006 0.000 0.00 RECD INT ON 1200000.000 UNITS PAY 05/02/06 RATE 0.0116 5/2/2006 0.0000 0.00 CMS REF: 1061220180142 5/2/2006 0.00 14,032.33 SEC ID: 172967CW9 0.00 14,032.33 DREYFUS TREASURY CASH MANAGEMENT 5/2/2006 0.000 0,00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 5/2/2006 0.0000 0.00 CMS REF: 1061220125309 5/2/2006 0.00 1,162.16 SEC ID:996085247 0.00 1,162.16 DREYFUS TREASURY CASH MANAGEMENT 5/2/2006 0.000 0.00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 5/2/2006 0.0000 0.00 CMS REF: 1061220125332 5/2/2006 0.00 17,949.32 SEC ID:996085247 0.00 17,949.32 Total FOREIGN HOLDER RELEASE-CD 131 Total P nclpal: 0.00 Total Commission: 0.00 Total Income: 33,243.81 Total Net: 33,143.81 Total U.S. DOLLAR 1USDl 110) Total Principal: 26,648.90 Total Commission: 0.00 Total Income: 44,691.85 Total Net: 71,3010.711 S/3/2006 U.S.DOLLAR IUSD) RECEIVE VS PAY-BUY FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 4,2006 INCOME AT 5/3/2006 4,300,000.000 .4,299,444.59 MAT 5/3/2006 99.9871 0.00 TRADING BROKER: BANC OF AMERICA SEC LLC,SAN FRANCISCO 0OW5235 5/3/2006 0.00 0.00 CLEARING BROKER: BANC OF AMERICA SECS LLC,CHARLOTTE OW00773 0.00 4,299,444.58 CMS REF: 1061230051431 CLIENT REF: 650006030008910 SECID: 313385WJ1 REG:FRB 8/24/2006 5:52:54PM EDT 4 Workboich 6 1 11 1 1 [ [ . t [ I t [ [ [ [ [ [ [ d I a I a a I a a 1 a t a a a a I ®/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSIFCONSOLmATED 5/1/2006 - 5/31/2006 OCSGO0010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DaeodPLion Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTO ASSN DISCOUNT NT MATURES MAY 4,2006 INCOME AT 5/3/2006 3.600,000.000 -3,599.530.00 MAT 5/3/2006 99.9869 0.00 TRADING BROKER:CITIGROUP OBL MKTS/SALOMON,NEW YORK 000D0274 5/3/2006 0.00 0.00 CLEARING BROKER:CITIGROUP GBL MKTS/SALOMON,NEW YORK 00000274 0.00 -3,599,530.00 CMS REP: 1061230056709 CLIENT REF:6WOMDWDM911 SEC ID:313S89WJ8 REG:FRB UNITED STATES TREASURY BILL DTD 02/16/2006 DUE OE/17/2006 5/3/2006 4,600,000.000 4,535,528.45 TRADING BROKER:LEHMAN GOVT SECS INC.NY 00000636 5/3/2006 98.5984 0.00 CLEARING BROKER:LEHMAN GOVi SECS INC.NY 00000636 5/3/2006 0.00 0.00 CMS REP: 1061230075469 CLIENT REF:650006030008913 0.00 -4.535,528.45 SEC ID:9I2795XR7 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/03/2006 04.6700% 5/3/2006 14,400,000.000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 5/3/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX(MM0355 5/3/2006 0.00 0.00 CMS REP: 1061230M1231 0.00 -14,400,000.00 SEC ID:99452WSSO REG:REPO Total RECEIVE VS PAY-BUY 141 Total Principal: -26,834.603.03 Total Commission: 0.00 Total Income: 0.00 Total Net: -26.834.503.03 DELIVER VS PAY-MT FEDERAL HOME LN BK CONS DISC NTS MATURES 05/03/2006 INCOME AT 5/3/2006 -4,700.000000 4,699,389.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/3/2006 100.0000 0.00 4,700,000.000 5/3/2006 0.00 611.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,700,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061229000308 SEC ID:313385WH5 REG:FRB FEDERAL NATL MTG ASSN DISCOUNT NT MATURES MAY 3,2006 INCOME AT 5/3/2006 .4,000 000.000 3,992,984.11 MAT 5/3/2006 /00.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/3/2006 0.00 7,015.89 0.00 4,000,000.00 TRADING BROKER:: ON-BROKERNON-BROKE TRADE,, OSTONBOSTON 00000999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 9000372 SEC ID:313589W3589WH2 REG: FRB Total DELPM VS PAY-MT 121 Total Principal: 8,692,373.11 Total Commission: 0.00 Total Income: 7,626.89 Total Net: 8,700,000.00 DELIVER V8 PAY-SELL 8/24/2006 5:52:54PM EDT $ Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-COASOu11ATED 5/1/2006 - 5/31/2006 ocs0000l0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DescrlptloD Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount UNITED STATES TREASURY BILL DTD 12/01/2005 DUE 06/01/20% 5/3/2006 -3,800.000.000 3,786,056.64 TRADING BROKER:CHASE SECURITIES.NEW YORK 00000187 5/3/2006 99.6331 0.00 CLEARING BROKER:CHASE SECURITIES,NEW YORK 00000187 5/3/2006 0.00 0.00 CMS REF: 1061230074934 CLIENT REF:65ODD5030008912 0.00 3.786,056.64 SEC ID:912795XE6 RED:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/3/2DD6 -14,400,000.000 14.400,000.00 05/02/2005 5/3/2006 IOO.ODDO 0.00 CLOSE FOR 1061220084986 5/3/2006 0.00 1,876.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBU533XXXI 00000355 0.00 14,401,876.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBU3I W000355 CMS REF: 1061230000051 SEC ID:99452VI22 RED:REPO TOW DELIVER YB PAY-BELL 121 Total Principal: 19,186,056.64 Total Commission: 0.00 Total income: 1,876.00 Total Net 18,187,932.64 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/3/2OD6 0.DDO -53,429.61 BOUGHT DREYFUS TREASURY CASH 5/3/2006 0.0000 0.00 CMS REF: 1061230183820 5/3/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -53,429.61 DREYFUS TREASURY CASH MANAGEMENT 5/3/2006 0.ODO -258.447.50 BOUGHT DREYFUS TREASURY CASH 5/3/2005 D.0DO0 0.00 CMS REF: 1061230183821 5/3/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -268,447.50 Total MARGIN RELEASE-BUY 121 Total Principal: .321,877.11 Total Commission: O.OD Total Income: 0.00 Total NeL 421,877.11 FOREIGN HOLDER RELEASE-CD FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED BOOK ENTRY DTD 5/3/2006 0.000 0.00 RECD INT ON 9800000.000 UNITS PAY 05/03/06 RATE 0.0245 5/3/2OD6 0.0000 0.00 CMS REF: 106123009DO58 5/3/2D06 0.00 240,100.00 SEC ID: 3128X48T9 0.00 240,100.00 SALOMON SMITH BARNEY HLDGS INC MEDIUM TERM SR NTS BOOK ENTRY 5/2/2005 0.000 0.00 RECD INT ON 2300000.000 UNITS PAY 05/02/06 RATE 0.0123 5/2/2006 0.0000 0.00 CMS REF: 1061230098346 5/3/2006 0.00 28,347.50 SEC to:79548EJP8 0.00 28,347.50 8/24/2006 552:54PM EDT 6 Wahbwmh t 1 [ 1 [ ! ! 1 l 1 l I I 1 I 1 ! I I 1 © Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCON80LDWITE➢ 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Be Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description PR Fee Net Local Amount Total FOREIGN HOLDER RELEASE-CD(2) Total Principal: 0.00 Total Couiesion: 0.00 Total Income: 268,447.50 Total Set: 268,4 7.50 Total U.S. DOLLAR(USDI [12) Total Principal: -277,950.39 Total Cam amaion: 0.00 Total Income: 277,950.39 Total Net: 0.00 5/4/2006 U.S.DOLLAR(USDI RECEIVE VS PAY-BUY FEDERAL HOME LN MM CORP MEDIUM TERM Mrs FED BOOK ENTRY STEP 5/3/2006 4,600,000.000 4,575,242.80 Cm 5/4/2006 99.4618 0.00 TRADING BROKER:SEATTLE-NORTHWEST SECS CORP,SEATTLE 00006917 5/4/2006 0.00 .34,500.00 CLEARING BROKER SEATTLE-NORTHWEST SECS CORE,SEATTLE 00006917 0.00 4,6M.742.80 CMS REF: 1061230125813 CLIENT REF:650006030008917 SECID:3128%IVBO REG:FRB FEDERAL HOME LN BK CONS DISC NTS MATURES AUGUST 2,2006 INCOME AT 5/4/2006 3,600,000.000 3,555,585.00 MAT 5/4/2006 98.7663 MOO TRADING BROKER:MORGAN STANLEY&CO INC,NY"WOW 5/4/2006 0.00 GOD CLEARING BROKER:MORGAN STANLEY&CO INC,NY OOOOOOSO 0.00 -3.555.585.00 CMS REF: 1061240084444 CLIENT REF:650006030OM927 SEC ID:313385A48 REG:FRB FEDERAL HOME IN BK CONS DISC NTS MATURES AUGUST 2,2006 INCOME AT 5/4/2006 700,000.000 -691,363.75 MAT 5/4/2006 98.7663 0.00 TRADING BROKER MORGAN STANLEY&CO INC.NY 00000050 5/4/2006 0.00 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 00000050 0.00 -691,363.75 CMS REF: 1061240086045 CLIENT REF:6S0006030008928 SEC ID:31338SA48 REG:FRB FEDERAL NATL MM ASSN DISCOUNT NTS MATURES JUNE 21,2006 INCOME 5/4/2006 2,800.000.000 -2,781,856.00 AT MAT 5/4/2006 99.3520 0.00 TRADING BROKER MORO"STANLEY&CO INC,NY 00000050 5/4/2006 0.00 0.00 CLEARING BROKER MORGAN STANLEY Is CO INC.NY 00000050 0.00 -2.781,856.00 CMS REF: 106124MB0883 CLIENT REF:650006030W89W SEC ID:313589YJ6 REG:FRB 8/24/2006 Sr52:54PM EDT 7 WorkbemA ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD AO IJDATED 5/1/2006 - 5/31/2006 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Not Local Amount FEDERAL NATL MTG ASSN DISCOUNT NTS MATURES JUNE 21.2006 INCOME 5/4/2006 3400,000.000 -3,576,652.00 AT MAT 5/4/2006 99.3515 0.00 TRADING BROKER:MERRILL LYNCH PIERCE PENNER SMITH INC NY 0OW0161 5/4/2006 0.00 0.00 CLEARING BROKER MERRILL LYNCH PIERCE PENNER SMITH INC NY 0.00 -3,576,652.80 00000161 CMS REF: 1061240088891 CLIENT REF:65ODD603ODD8931 SEC ID:313589YJ6 REG:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTI) 5/4/2006 14,400,000.000 -14,400,000.00 05/04/2006 5/4/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)ODWO355 5/4/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OD000355 0.00 -14,400.000.00 CMS REF: 1061240089489 SEC ID:99452Y753 REG:REPO LEHMAN CATEGORY 2 REPURCHASE AGREEMENT DTD 05/04/200604.7I0011. 5/4/2006 200,000.000 ,200,000.00 TRADING BROKER: LEHMAN GOVT SECS INC,NY 0000063E 5/4/2006 100.0000 0.00 CLEARING BROKER:LEHMAN GOVT SECS INC,NY 00000636 5/4/2006 0.00 0.00 CMS REF: 1061240086697 0.00 .200.000.00 SEC ID:99452Y779 REG:REPO Total RECEIVE VS PAY-BUY(7) Total mei,ml: -29,780,700.35 Total Commission: 0.00 Total Income: -34,500.00 Total Net: -29,815,200.35 DELIVER VS PAY-MT FEDERAL HOME LN BK CONS DISC NTS MATURES MAY 4,2006 INCOME AT 5/4/2006 -4,300,000.000 4,299,444.58 MAT 5/4/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/4/2006 0.00 555.42 4.300.000.000 0.00 4,300,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 CLEARING BROKER:NON-BROKER TRADE, BOSTON 00009999 CMS REF: 1061239000229 SEC ID:313385WJ1 REG: FRB FEDERAL NATL MTO ASSN DISCOUNT NT MATURES MAY 4,2006 INCOME AT 5/4/2006 -3.6OG.0DO.000 3,599,530.00 MAT 5/4/2006 100.0000 0,00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/4/2006 0.00 470.00 3,600,000.000 0.00 3,600,000.00 TRADING BROKER: NON-BROKER TRADE,BOSTON OD009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061239000276 SECID:3t3589WJ8 REG:FR8 8/24/2006 5:52:54P1f EDT 3 Workbench [ • C I I V I [ T I t T I [ _ [ E % [ % [ [ I I ©/ Mellon Custody Transaction History Report ID: CUA356 eaac Cmrevcy: USD OCSI),MMOLIDATED S/1/2006 - 5/31/2006 OCSGOOOl00oo Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Net Local Amount Total DELVER VB PAY-LIT(2) Total principal: 7,898,974.58 Total Commlealon: 0.00 Total income: 1,025.42 Total Net: 7,900,000.00 DELMER VB PAY-BELL FEDERAL HOME LN MTO CORP DISC NTS MATURES AUGUST 22,2006 INCOME 5/3/2006 -4,600,0DO.000 4A90,698.89 AT 5/4/2006 97.6239 0.00 TRADING BROKER: BANC OF AMERICA SEC LLC,SAN FRANCISCO 0000523S 5/4/2006 0.00 40,007.22 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE 00000773 0.00 4,530,706.11 CMS REF: 10612301183D8 CLIENT REF:6WO06030008916 SEC ID:313397CS2 REG:FRB FEDERAL NAIL MTO ASSN DISCOUNT NT MATURES OCTOBER 4,2006 INCOME 5/4/2006 -2,800.000.000 2,735,197.89 AT 5/4/2006 97,6856 0.00 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 5/4/2006 0.00 5.659.11 CLEARING BROKER: BANC5127 OF CLIENT RA SECS 060 CHARLOTTE 00000773 0.00 2,740.857.OD CMS REF: 1061240086 G: DWEN7 REF:650006030008929 SEC ID:313589J38 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD O5/03/2006 04.6700% 5/4/2006 .14,400,000.000 14,400,000.00 CLOSE FOR 1061230081231 5/4/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33)OC)00000355 5/4/2006 0.00 I.M8.00 CLEARING BROKER:CREDIT SUISSE, NEW YORK(CSFBUS33K%K)00000355 0.00 14,401,868.00 CMS REF: 1061240000126 SEC ID:994S2W880 REG:REPO Total DELIVER V6 PAY-BELL(31 Total Principal: 21,625,896.76 Total Commission: 0.00 Total Income: 47,834.33 Total Not: 21,673,431.11 BELL-6E1.1. DREYFUS TREASURY CASH MANAGEMENT 5/4/2006 0.000 41,769.24 SOLD DREYFUS TREASURY CASH S14/2006 0.0000 O.DD CMS REF: 1061240168091 5/4/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 41,769.24 DREYFUS TREASURY CASH MANAGEMENT 5/4/2006 0.000 200.000.00 SOLD DREYFUS TREASURY CASH 5/4/2006 0.0000 0.00 CMS REF: 1061240168092 5/4/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 200,000.00 Total BELL-SBLL 121 Total Principal: 241,769.24 Total Commission: 0.00 Total Income: 0.00 Total Net: 242,769.24 8/24/2006 5:52:54PM EDT 9 Workbench 0 Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deecriptlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount Total U.S. DOLLAR IUSD)114) Total Principal: 14,D59-75 Total Commission: 0.00 Total Income: 14,059.75 Total Net: 0.00 5/5/2006 U.S.DOLLAR IUSD( RECEIVE VS PAY-BUY FEDERAL NATL MTG ASSN DISCOUNT NT MATURES AUGUST 21,2006 INCOME 5/5/2006 400,000.000 -394,048 00 AT 5/5/2006 98.5120 000 TRADING BROKER:LEHMAN GOUT SECS INC,NY 0OW0636 5/5/2006 0.00 0.00 CLEARING BROKER:LEHMAN GOVT SECS INC,NY 00000636 0.00 -394,048.00 CMS REF: 1061250061915 CLIENT REF:650002030025601 SEC ID:313M9C76 REG: FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/5/2006 14,400,000.000 -14,400.000.00 05/05/2005 5/5/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBU533XXX)00000355 5/5/20D6 0.00 0,00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)XI 00000355 0.00 -14,400.000.00 CMS REF: 1061250DWI68 SEC to:99453A770 REG:REPO TOW RECEIVE VS PAY-BUT(2) Total Principal: -14,794,049nO TOW COmmlalon: 0.00 TOW Ineome: 0.00 TOW Net: -14,794,048.00 DELIVER VS PAY-BELL CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/5/2006 -14,400,000.000 14,400,000.00 05/04/2006 5/5/2006 100.0000 0.00 CLOSE FOR 1061240089459 5/5/2OD6 0.00 1.984.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX10 00000355 0.00 14,401,884.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK ICSFBUS33)DN ODOOD355 CMS REF: L061250000198 SEC to:99452Y7S3 REG:REPO LEHMAN CATEGORY 2 REPURCHASE AGREEMENT DTD 05/04/200604.7100% 5/5/2006 -200000.000 200,00000 CLOSE FOR 1061240DO6697 5/5/2006 I00.0000 0.00 TRADING BROKER:LEHMAN GOVf SECS INC,NY 00000636 S/5/2006 0.00 26.17 CLEARING BROKER:LEHMAN DOW SECS INC,NY 0D000635 0.00 200.OM.17 CMS REF: 1061250OM129 SEC ID:99452YT79 REG:REPO 8/24/2006 5:52:54PM EDT 10 Workbesch V I • C I C - f I I I V l I • C ( i i E f [ i C I I I .. ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deacdptloa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount Total DELVER VS PAY-SELL(2) Total Prinelpal: 14,600,000.00 Total Cosanalaslon: 0.00 Total Lee ome: 1,910.17 Total Net: 14,601,910.17 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/5/2006 0.000 -1.884.00 BOUGHT DRUMS TREASURY CASH 5/5/2006 0.0000 0.00 CMS REF: 1061250175635 5/5/2006 0.00 0.00 SEC ID:996OBS247 REG:05 0.00 .1,884.00 BELL-am DREYFUS TREASURY CASH MANAGEMENT 5/5/2006 O.OW 194,021.93 SOLD DREYFUS TREASURY CASH 5/5/2006 0.0000 0.00 CMS REF: 1061250175636 5/5/2006 0.00 O.W SEC ID:996085247 REG:05 0.00 194,021.M Total US.DOLLAR(08D(161 Total Prleetpal: -1,910.17 Total Commleslan: 0,00 Total Income: 1,910.17 Total Net: 0.00 5/812WG US.DOLLAR(USDI RECEIVE V8 PAY-BUY FEDERAL HOME UN MTG CORP DISC NTS MATURES JUNE 6.2006 INCOME AT 5/8/2006 1.800.000.000 -1,792,931.25 MAT 5/8/2W6 99.6073 0.00 TRADING BROKER:CHASE/GREENWICH CAP,NEW YORK 00002230 5/8/2006 0.00 0.00 CLEARING BROKER CHASE/GREENWICH CAP,NEW YOM WOD2230 0.00 -1.792,931.25 CMS REF: 1061280148375 CLIENT REF:650006030008949 SEC ID:313397XT3 REG:FRB FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 7,2006 INCOME AT 5/8/2006 1,700,WO.WO -1,693,I00.83 MAT 5/8/2006 99.M42 0.00 TRADING BROKER:CHASE SECURITIES,NEW YOM 00000187 5/8/2006 0.00 0.00 CLEARING BROKER:CHASE SECURITIES,NEW YORK 00000187 0.00 -1,693,I00.83 CMS RER I0612WI48370 CLIENT REF:650006030008948 SEC ID:313589)CU2 REG:PRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/08/20M 04.720OW 5/8/2006 14,400,000.000 -14,400,000.00 TRADING BROKER CREDIT SUISSE,NEWYORK ICSFBUS33XXXI 00000355 5/8/2006 IW.OWO 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUSMXXXI W000355 5/8/2006 ODD 0.00 CMS REF: 1061280166767 0.00 -14,400,00O.W SECID:99453C131 REO:REPO 812412006 552:54PM EDT 11 Workbaa 9t ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 5/l/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deccriptton Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount Total RECEIVE VS PAY-BUY(3) Total Principal: .17,886,032.03 Total Commission: 0.00 Total Income: 0.00 Total Net: -17,886,032.08 DELIVER V8 PAT-MT FEDERAL HOME LN MTO CORP DISC NTS MATURES MAY 8,2006 INCOME AT 5/8/2006 -500.000.000 490.465.14 MAT - 5/8/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/8/2006 0.00 9,534.86 500,000.000 0.00 S00,000.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 CMS REF: 10612SWO0359 SEC ID:313397WN7 REG:FRB DELIVER VS PAY-BELL FEDERAL HOME LN MTG CORP DISC NTS MATURES SEPTEMBER 26,2006 5/5/2006 -1.600.000.000 1.S61,216.67 INCOME 5/8/2006 97.5760 0.00 TRADING BROKER MORGAN STANLEY&CO INC.NY GDOODO50 5/8/2006 0.00 7,700.66 CLEARING BROKER:MORGAN STANLEY&CO INC.NY DOODOOSO 0.00 1.568.917.33 CMS REF: 106125011352E CLIENT REP:650006030008941 SEC ID:313397H38 REG:FRB FEDERAL NATL MTG ASSN DISCOUNT NT MATURES OCTOBER 4,2006 INCOME 5/5/2005 -1.500.000.000 1,465.284.S8 AT 5/8/2006 97.6856 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 5/8/2006 GAO 3,922.09 CLEARING BROKER:MORGAN STANLEY Is CO INC,NY 00000050 0.00 1,469,206.67 CMS REF. I06I250109970 CLIENT REF:65ODD60MOO8940 SEC ID:313589J38 REG:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/8/2006 -14,400,000.000 14,400,000.00 05/05/2006 5/8/2006 100.0000 0.00 CLOSE FOR IM125OD94168 5/8/2006 0.00 5,592.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33)0OQ OOD ID355 0.00 14,405,592.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)000 00000355 CMS REF: 1061280000734 SEC ID:9WSM770 REG:REPO Total DELIVER VS PAY-8nL(31 Total PHncipal: 17,426,501.25 Total Commission: 0.00 Total Income: 17,214.75 Total Net: 17,443,716.00 MARGIN RELEASE-am 8/24/2006 5:52:54PAf EDT 12 Work6endi E , C I E ' [ I [ I I g [ T I [ [ T I I Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD ocsD-COMOUDATED 5/1/2006 - 5/31/2006 oCeU0ool0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/8/200066 0 .0.000 -60,43725 BOUGHT DREYFUS TREASURY CASH CMS REP: 1061280176573 5/8/2006 0,00 0.00 SEC ID:996095247 REG:05 0.00 -60,437.25 FOREIGN BOLDER RELEASE-CD FEDERAL NATL MID ASSN DEBS DTI)03/07/2005 VAR RATE 09/07/2006 5/8/2006 0000 0.00 RECD INT ON 700000.000 UNITS PAY 05/08/06 RATE 0.0039 5/8/2006 0.0000 0.00 CMS REF: 10612SM1005 5/8/2006 0.00 2,753.33 SEC ID:31359MXZ1 0.00 2.753.33 Total U.B.DOLLAR(UBD)(91 Told Principal: -29,502.94 Total Commission: 0.00 Total Income: 29,502.94 Total Net: 0.00 5/9/2006 U.B.DOLLAR IUSD1 RECEIVE V8 PAY-BUY FEDERAL HOME LN BK CONS DISC NTS MATURES AUGUST 2.2006 INCOME AT 5/9/2006 1,00g000.000 -988,359.72 MAT 5/9/2006 98.8360 0.00 TRADING BROKER:USE SECURITIES LLC,STAMFORD 00000642 5/9/2006 0.D0 0.00 CLEARING BROKER:USE SECURITIES LLC.STAMFORD 00000642 0.00 -988,359.72 CMS REF: 1061290049S89 CLIENT REF:6SOM6030008957 SEC ID:3133MA48 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/09/2006 04.70D0% 5/9/2006 14,400t000.00000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS3I)CClq 000003SS CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXK)00000355 5/9/2006 0.00 0.00 CMS REF: 1061MD86191 0.00 -14,400,000.00 SEC ID:99453E210 REG:REPO Total RECIUVB VS PAY-BUY(2) Total principal: -15,388,359.72 Total Commission: 0.00 Total Income: 0.00 Total Net: -15,388,359.72 DELIVBR VB PAY-■T GENERAL ELEC CAP CORP DISCOUNT NT DUE 05/09/2006 INCOME AT MAT 5/9/2006 -1,000000.000 988,500.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/9/20D6 /00.0000 0.00 1,000,0D0.000 5/9/2005 0.00 11,S00.00 TRADING BROKER: NON-BROKER TRADE, 00009999 0.00 1,0001D00.00 CLEARING BROKER:NON-BROKER TRADE,, BOSTO BOSTON 00009999 CNISSEC REF: 959JE 90 1018 REG: SEC ID:36959JE90 REG: DTC 8/24/2006 5:52:54PM BUT 13 Workbench ©/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCBDCONSOLDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Daecrlptlon Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount DELIVER V8 PAY-BELL CS FOR CAT 1 REPO REPURCHASE AGREEMENT DTD 05/08/2006 04.7200% 5/9/2006 -14,40Q000.000 14,40g000.00 CLOSE FOR 1061280166767 5/9/2006 IODBODO 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 5/9/2006 0.00 1,888.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 0.00 14,401,888.00 CMS REF: IM1290000043 SEC ID:99453CI31 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/9/2DO6 0.000 -13,528.28 BOUGHT DREYFUS TREASURY CASH 5/9/2006 0.0000 0.00 CMS REF: 1061290156107 5/9/2OD6 0.00 0.00 SEC to:996085247 REG:05 0.00 -13.528.28 Total U.S.DOLLAR(USD)161 Total Principal: -13,388.00 Total CenemWbn: 0.00 Total Income: 13,388.00 TOW Net: 0.00 5/10/2006 U.B.DOLLAR(USDI RECEIVE V8 PAY-BUY WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 5/10/2006 3,500,000c00 -3,500,000.00 05/10/2006 5/10/2006 100.0000 0.00 TRADING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 5/10/2006 0.00 0.00 00000025 0.00 ,3.500.000.00 CLEARING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 00000025 CMS REF: 1061300065493 CLIENT REF:650006030008963 SEC ID:9497PSGFI REG:DTC CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05110/200604.7000% 5/10/2006 11,000,000.000 -11,000,000.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33X)O)G0000355 5/IU/20D6 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 5/10/2006 0.00 0.00 CMS REF. 1061300118279 0.00 -11,000,000.00 SEC ID:99453G454 REG:REPO Total RECEIVE VS PAY-BIT(2) Total Principal: -14,500,000.00 Total Commission: 0.00 Told Income: 0.00 Total Net: .14,500,000.00 DELIVER VS PAY-PD 8/24/2006 5:52:54PM EDT 14 Workbench f ' U- f _ , l- . f- , f . f f i f f g f f f f f f - I f 1 t 1 ®/ Mellon Custody Transaction History Report m: CUA356 Box Cureeuey: can OCSIIOGNSOLIDAIED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Ineo= Description Actual Fee Not Local Amount SMALL BUSINESS ADMIN GTD PARTN CTFS SER SBIC-PS 2001-10 A 6.640% 5/1/2006 -90,405.690 90,405.69 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 815,624.20 UNITS 5/10/2006 1a9.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/10/2006 0.00 13,205.51 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 103.611.20 CMS REF: 164ID 0 REG SEC ID:831641DD4 R RJ DTC DELIYEA VB PAY-864E CS FOB CAT I REPO REPURCHASE AGREEMENT DID 05/09/200604.7000% 5/10/2006 -14.400,000.OM 14,400,000.00 CLOSE MR 1061290086191 5/10/2006 im.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33K)KI 00000.355 5/10/2006 0.00 1,880.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OK)00000355 0.00 14,401,880.00 CMS REF: 106130000WO SEC ID:99453E210 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/10/2M6 0.000 -10,9011880.00 BOUGHT DREYFUS TREASURY CASH 5/10/2006 0.0000 O.OU CMS REF: 1061300175699 5/10/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -10,901,880.00 DREYFUS TREASURY CASH MANAGEMENT 5/10/2" 0.000 -135,557.25 BOUGHT DREYFUS TREASURY CASH 5/10/2006 0.0000 0.00 CMS REF: 10613MI75700 5/10/2006 0 K) 0.00 SEC to:996095247 REG:05 0.00 -135,557.25 Total MARGIN RELEASE-BUY 12) Total Principal: -11,037,437.25 m Total Commission: 0.00 Total Ivcame: 0.00 Total Net: .11,037,437.25 FOREIGN HOLDER RELEASE-CD HSBC FIN CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE X TR OOOOT DTD 5/10/2006 0,000 0.00 RECD INT ON 2600000.000 UNITS PAY 05/10/06 RATE 0.0122 5/10/2006 0 ouuu 0,00 CMS REF: 10613000847T/ 5/10/2006 0.00 31,946.05 SEC ID:40429JAG2 0,00 31,946.05 Total U.S.DOLLAR(US0)(71 Total PHacipal: -11,047,031.56 Total Commlaeivv: 0.00 Total Income: 47,031.56 Total Net -11,000,000.00 5/11/2006 U.S.DOLLAR IUSDI RECEIVE VS PAY-BUY 8/24/2006 5:52:54PA1 EDT 15 Wo,kbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCOBSOLUX TED 5/1/2006 - 5/31/2006 ocs0000imoo Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DP.acrlptlon Actual Settlement Date Misc. Expense Income PR Pee Net Local Amount CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/11/200604.8400% 5/11/2006 11,000,000.000 -11,000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)O0(j 00000355 5/11/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPSUS33XXXI 0000035S 5/11/2006 0.00 0.00 CMS REF: 1061310069123 0.00 -11,000.000.00 SEC I13:9945311718 REG: REPO DELIVER VS PAY-BELL CS FOB CAT l REPO REPURCHASE AGREEMENT DTD OS/10/20D6 04.7000% 5/11/2006 -t I,O0g000.000 II,000,000.DO CLOSE FOR 10613MI18279 5/11/20D6 100.0DDO 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 5/11/2006 0.00 1,436.11 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 0.00 11,001,436.11 CMS REP: 1061310000187 SEC ID:994530454 REG:REPO 8EL1-BELL DREYFUS TREASURY CASH MANAGEMENT 5/11/2006 0000 10,998,563.89 SOLD DREYFUS TREASURY CASH 5/11/2006 0.0000 0.00 CMS REF: 1061310165983 5/11/2006 0.00 0.00 SEC to:996085247 RED:05 0,00 10,998,563.89 Total U.B.DOLLAR(UBDI 131 Total Principal: 30,998,563.89 Total Commiastan: 0.00 Total Income: 1.436.11 Total Net 11,000,000.00 6/12/2006 U.B.DOLLAR(USDI RECEIVE V8 PAY-BUY CITIBANK NA NY BRH INSTL CTF DEP PROGRAM BOOK ENTRY DTD 5/12/2006 2,200 000OOD -2,200,000.00 OS/12/2006 5/12/2006 t00.0000 0.00 TRADING BROKER:CnIGROUP GBL MKTS/SALOMON,NEW YOM 00000274 5/12/2006 0.00 0.00 CLEARING BROKER:CITIGROUP GBL MKTS INC.NEW YORK 000004IS 0.00 -2,200.000.00 CMS REP: 106132OD49125 CLIENT REF:650DO6030009978 SEC ID: 17304TSC3 REG:DTC CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/12/2006 04.8900% 5/12/2006 8.800,000.000 -8,800,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXl 00000355 5/12/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK ICSFBUS33XXX)00000355 5/12/2006 0.00 0.00 CMS REP: 1061320092478 0.00 -8,800,000.00 SEC to:99453KS96 REG:REPO Total RECEIVE VS PAY-BUY(21 Total Prlvdpal: -11,0D0,000.00 Total Commlos ea: 0.00 Total Increase: 0.00 Total Net: -11,000,000.00 8124120M 5:52:54PM EDT 16 Workbench g - C [ I F ! [ , i t- - g g T g g - , F- l t 1 1 1 I 1 t 1 t 1 I I 1 t 1 I t I ®/ Mellon Custody Transaction History Report ID: CUA356 Base Causes : 09D OCSDCOMSOLIMTED 5/1/2006 - 5/31/2006 OCSGOW1000O Trade/ Ex Date Units 7A:=oiuonnt Settle/ Pay Date Trade Price C Actual Settlement Date Misc. Expense Description FX Fee Net Lo DELIVER VS PAY-SELL CS FOB CAT REPOREPURCHASE AGREEMENT DTD OS/t t/200604.8400% 5/12/2006 -11,000,000.000 11,000,000.00 CLOSE FOR 1061310069123 5/12/2006 ]00.0000 . 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBU333XXX)0000035S 5/12/2006 0.00 1,478.89 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OD000355 0.00 11,001,478.89 CMS REF: 1061320000038 SEC ID:99453H718 REG:REPO MARGIN RELEASE•BUY DREYFUS TREASURY CASH MANAGEMENT 5/12/2006 0.000 -1.478.89 BOUGHT DREYFUS TREASURY CASH 5/12/2006 0.0000 0.00 CMS REP: 1061320186441 5/12/2006 0.00 0.00 SEC ID:996085247 REG:05 Goo -1.478.89 Total U.B.DOLLAR IUSD)141 Total PHocipal: •1,478.89 Total Commisaiaa: 0.00 Total less..: 1.478.89 Total Net: 0.00 5/15/2006 U.S.DOLLAR(USDI RECEIVE VB PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD OS/15/2006 04.9400% 5/15/2006 12.500,DDO.ODO -12,500,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OD000355 5/15/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBVS33XXX)00000355 5/15/2OD6 0.00 0.00 CMS REF: 1061350096096 0.00 -12.500,000.00 SEC ID:99453M642 REG:REPO RECEIVE V8 PAY-PU FEDERAL HOME LN MTG CORP MULTICLASS MID PARTN CTFS OTD 54(3/2006 I00 000 0.20 RECD PRIN ACCRET FOR MARCH RECD INT FOR MARCH TRADING BROKER:NON-BROKER TRADE,BOSTON 0000)999 5/15/2006 0.00 0.20 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 0.00 CMS REF: 33TCE 0 REG: 9E DELIVER VIS P 5 REG:FRB DELPDSR VB PAY•MT HOUSEHOLD FIN CORP NT DTD OS/I S1 1996 7 1/4%OS/I S/2006 5/15/2OD6 -500,000.0DO 500,000.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/15/2006 100.0000 0.00 500,000.000 5/15/2006 0.00 0.00 TRADING BROKER:NON-BROKER TRADE,.BOSTONBOSTON ON0999 0.00 500.000.00 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS 106/3290 SEC ID:D:4 REG:REG:DTC 8/24/2006 5:52:54PM Sur 17 Wmkbmrh Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD WED CONSOLIDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deeerlption Actual Settlement Date blisc. Expense Income FR Fee Net Local Amount INTERNATIONAL BK FOR RECON A DEV DISC NTS MATURES MAY 15,20D6 5/15/2006 -3,200000.000 3,189,555.56 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/15/2006 i00.0000 0.00 3,200,000.000 5/15/2006 0.00 10,444.44 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,200,000.00 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009M CMS REF: 1061329001198 SEC ID:459053WV2 REG:FRB TOW DELVER VS PAY-MT 121 Total Principal: 3,689,555.56 Total Commission: 0.00 Total Ineemc: 10,444.44 Total Net: 3,700,000.00 DELIVER V8 PAY-PD FEDERAL HOME LN MTO CORP MULTICLASS MTO PARTN CTFS OTD 4/3/2DD6 -7 178.100 7'110 RECD PRIN AMORT FOR MARCH RECD INT FOR MARCH ON 623.816.44 UNITS 5/15/2005 I00.0000 0.78.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009M 5/15/2006 0.00 2,432.15 CLEARING BROKER:NON-BROKER TRADE,BOSTON OW09999 0.00 9.610.25 CMS REF: 10610000818M SEC ID:3133TCE95 RED:PRE FEDERAL HOME LN MTO CORP PARTN CTFS POOL 78.6064 VAR RATE 4/3/2DO6 -92.000 92.00 I/l/2028 5/i 5/20DO 100.0000 0.00 RECD MIN AMORT FOR MARCH RECD INT FOR MARCH ON 38,154.57 UNITS 5/15/2D06 0.00 180.42 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 272.42 CLEARING BROKER: NON-BROKER TRADE,BOSTON 000D9999 CMS REF: 1061000081997 SEC ID:3134BSWZ3 REG:FRB FEDERAL HOME LN MTO CORP MULTICLASS MTO PARTN CTFS GTD SEE 2756 5/1/2006 .2,407.330 2,407.33 CL MA 5/IS/2DD6 100.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 66,664.20 UNITS 5/15/2006 0.00 277.77 TRADING BROKER:NON-BROKER TRADE,BOSTON COOD9999 0.00 2,685.10 CLEARING BROKER:NON-BROKER TRADE.BOSTON OD009999 CMS REF: 1061280028923 SEC to:31394PX24 REG:FRB FEDERAL HOME LN MTO CORP MULTICLASS MTO PARTN CTFS GTD SER 2532 5//1/2006 -3,183.950 3,1B3.9b CL PA 5/i5/2006 100.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 62.049.22 UNITS 5/1512006 0.00 232.68 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,416.63 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061280028920 SECID:31395C7B1 REG:FRB 8/24/2006 5t52:54PM EDT 18 Wotke4rich € f E - IF E E I E € , C IF C 1 E E € ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD GCSD-CONSOLIDATED 5/l/2006 - 5/31/2006 ocSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Net Local Amount FEDERAL HOME LN MTO CORP MULTICLASS MTO PARTN CTFS GTD SER 2891 5/1/2006 -18,340.580 18,340 58 CL LN 5/15/2G06 100 ODOO 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 926,224.99 UNITS 5/15/2006 0.00 3,2BOQ 38 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 21,620.96 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061280028917 SEC ID:31395JZ90 REG:FRB FEDERAL HOME LN MTG CORP MULTICIASS WO PARTN CTFS GTD 5/I/2006 -2 041.Ono 2,041.00 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 89,022.63 UNITS 5/15/2006 10D 0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/I3/2005 0.00 296.74 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,337.74 CMS REF: 1061280028914 SEC ID:31395KDT7 REG:FRB FEDERAL HOME LN MID CORP MULTICIASS MM PARTN CTFS GTD SER 2977 SS/l/20D6 1f11667.5520 1,160 52 CL PJ RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 90,662.65 UNITS 5/15/2006 0.01) 339.98 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 1.507.50 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: ID612NO28930 SEC IM 31395UT68 REG:FRB GOUT NAIL MID ASSN GTD PASS THROUGH POOL 421389 6 1/2%4/15/2026 55/1120D6 1-15.66700 I0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 5,345.08 UNITS 5/15/20D6 0.00 28.95 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 a4.62 CMS REF: 1061280028905 SEC ID:36206UC23 REG:FRB Total DELIVER VS PAY-PII III) Total Principal: 34.426.15 Total Commission: 0.00 Total Income: 7,069.07 Total Net: 41,495.22 DELIVER V8 PAY-BELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD OS/12/200604.8900% 5/15/2006 -8,800=0.000 8.800.000.00 CLOSE MR 1061320092478 5/15/2C06 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33)OD9 00000355 5/15/2006 0,00 3,586aO CLEARING BROKER:CREDIT SUISSE,NEW YOM ICSFBUSMXXXI 00000355 0,00 8,803,586.00 CMS REF: 1061350000231 SEC ID:99453K596 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/15/2006 0.000 -21.711.00 BOUGHT DREYFUS TREASURY GASH 5/15/2006 0.0000 0.00 CMS REF: 1061350282813 5/15/2006 0.00 0.00 SEC ID:996OBS247 REG:05 0.00 -21.711.00 8/24/2006 5:52:54PM EDT 19 Workbench Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSn-CONSOLIDATED 5/1/2006 - 5/31/2006 OCSGDO0I0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Descrlptioa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/15/2006 0.000 -57,353.31 BOUGHT DREYFUS TREASURY CASH 5/15/M06 0.0000 D.DD CMS REP. 1061350282814 5/15/2006 0.00 D.00 SEC ID:996085247 REG:05 0.00 -57,353.31 Total MARGIN RELEASE-BUY 121 Total Primipel: -79,064.31 Total Commiealoa: 0.00 Total lneoma: 0.00 Total Net: -79,064.31 FOREIGN HOLDER RELEASE-CD FEDERAL HOME LN MTG CORP FREDDIE NTS DTC BOOK ENTRY TRANCHE N 5/1512006 0.000 0.00 TR 5/15/2006 0.0000 0.00 NEC INT ON 125000.000 UNITS PAY 05/15/06 RATE 0.003 5/15/2006 0.00 416.67 CMS REF: 1061350035175 0.00 416.67 SEC ID:3I33F1GX9 FEDERAL HOME IN MTG CORP MULTICLASS MTG PARTN CTFS GTD 5/1/2006 0.000 0.00 INTEREST ON 100000.00 PAYABLE 051506 5/15/2006 0.0000 0.00 CMS REF: 1061280016,135 5/15/2" 0.00 333.33 SEC ID:31394LVF6 0.00 333.33 FEDERAL HOME LN MTG CORP MULTICLASS MTG PAWN CTFS GTD SER 2733 5/1/2006 0.000 0.00 CL PA 5/15/2006 0.0000 0.00 INTEREST ON 5D0000.00 PAYABLE 051506 5/1512006 0.00 1,666.67 CMS REF: 1061280016434 ODO 1,666.67 SEC ID:31394NUM FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD SER 3008 5/1/2006 0.000 0.00 CLJK 5/15/2006 0.0000 0.00 INTEREST ON 500000.00 PAYABLE 051506 5/15/2006 0.00 1,875.00 CMS REF: 1061280016436 0.00 1,875.00 SEC ID:31395WGA9 FLORIDA MR CORP SR NT SER A DTD 12/13/2005 VAR RATE 11/14/2008 5/15/2006 0.000 0.00 REC INT ON 900000.000 UNITS PAY 05/15/06 RATE 0.012 5/15/2006 0.0000 0.00 CMS REF: 1061350035184 5/15/2006 0.00 11,566.42 SEC ID:341099CF4 0.00 l l,%6.42 HOUSEHOLD FIN CORP NT DTI)OS/IS/199671/4%05/15/2006 5/15/2006 0.000 0.00 REC INT ON 500000.000 UNITS PAY 05/15/06 RATE 0.036 5/15/2006 0.0000 0.00 CMS REF: 1061350035170 5/15/2006 0.00 18,125.00 SEC ID:441812FT6 0.00 18.125.00 TOW FOREIGN HOLDER RELEASE-CD 161 Total Principal: 0.00 Total CommisWoa: 0.00 Total Income: 33,983.09 Total Net: 33,983.09 812412006 5:5 .-54PM EDT 20 Workbench E € C 1: F 1 E C E E [ E E F E t l I. I I I I I I I I I 1 I I I I I I I /© Mellon Custody Transaction History Report ID: CUA356 Bane Currency: USD Oran-CONSGUMTED 5/l/2006 - 5/31/2006 OC8000010000 Trade/ Ex Date Units Principe' Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount Total U.S. DOLLAR IUSD)121) Total Principal: -55,082.80 Total Comminsicn: 0.00 Total income: 55,082.80 Total Net: 0.00 5/16/2006 U.S.DOLLAR(USD) RECEIVE VB PAY-BUT COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 4/11/20U6 4,000,OD0.000 -3.889,375.00 05/01/2021 5/16/2006 97.2344 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)OD000355 5/16/2006 0.00 O.OD CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXIQ 00000355 0.00 -3,889,375.00 CMS REF: 1061020007787 CLIENT REF:640002030025382 SECID:OIFD50452 REG:PAIR CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD DS/16/200604.7700% 5/16/2006 12,500,000.000 -12.500.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX()00DDO355 5116/2006 100.ODD0 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)I 00000355 5/16/2006 0.00 0.00 CMS REF: 106336W84023 0.00 -12.500,000.OD SEC ID:99453P496 REG:REPO Total RECEIVE VS PAY-BUY(2) Total Principal: -16,389,375.00 Total Commission: 0.00 Total Income: 0.00 Total Net: .16.399,375.00 DELIVER VS PAY-PD GOVERNMENT NATL MTG ASSN GTD REMIC PASS THRU SECS REMIC TR 5/1612006 i 044.550 7,04CSS 20DO-9 CL 5/16/2006 100.0000 ODD RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON M7,938.68 UNITS 5/16/2006 0.00 1,523.54 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 000 8.568.09 CLEARING BROKER:NON-BROKERTRADE.BOSTON 00009999 CMS REP: 10613MOOD710 SEC ID:3837114NX9 REG:FRB DELIVER VB PAY-8811 COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 4/26/2006 '4.000,OOO.WO 3,877,810.50 OS/01/202196.9453 02100002/ NET LOSS 11562.50 FSCMBS Acct 140091397 5/16/2006 O00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBU533X)M 00000355 0.00 3,877,812.50 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 CMS REF. 1061160131740 CLIENT REF:640002030025467 SEC ID:OIF050452 REG:PAIR 8/24/2006 5:52:54PM EDT 21 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: Use OCSD.CONSOLIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deacrlptbn Actual Settlement Date Mice. Expense Income P%Pee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/15/2006 04.9400% 5/16/2006 -12,500,000.000 12,500,000.DD CLOSE FOR 1061350096096 5/16/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 5/16/2006 0.00 1,715.28 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX100000355 0.00 12.501.715.28 CMS REF: 1061360000089 SEC ID:99453M642 REG: REPO Total DELIVER VS PAY-SELL 12) Total Prionipal: 16,377,812.50 Total Commisdom 0.00 Total taeome: 1,715.28 Total Not 16,379,527.78 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/16/2006 0.000 -1,715.28 BOUGHT DREYFUS TREASURY CASH 5/16/2006 0.0000 0.00 CMS REF: 10613601714M 5/16/2DO6 0.00 0.00 SEC ID:996085247 REG:05 ODD .1,715.28 DREYFUS TREASURY CASH MANAGEMENT 5/1612006 0.000 -338.92 BOUGHT DREYFUS TREASURY CASH 5/16/2006 0,0000 0.00 CMS REF: 1061360171435 5/I6/2DD6 0,00 0.DO SEC ID:996085247 REG:05 0.00 .338.92 Total MARGIN RELEASE-BUY(21 Total Principal: -2,054.20 Total Commisalon: 0.00 Total Income: 0.00 Total Net: -2,054.20 FOREIGN HOLDER RELEASE-CD GOVERNMENT NATL MTG ASSN GTD REMIC PASS THIRD TR 2003-97 CL DO 4% 5/1/2006 0.000 0.00 INTEREST ON 1000000,00 PAYABLE D51606 5/16/2006 0.0000 040 CMS REF: 10613SO021710 5/16/2006 0.00 3,333.33 SEC ID:38374EYK7 0.00 3.333.33 Total U.B.DOLLAR(USD119) Total Principal: 4,572.15 Total Commission: 0.00 Total Income: 6,572.15 Total Net: 0.00 5/17/2006 U.S.DOLLAR(USD) RECEIVE VS PAY-BUY 8/24/2006 5:52:54PM EDT 22 WmA6ench r r r , f- r r r r , r , r IF r r r r r r- . I__ , r_.. 1 t 1 ( 1 I 1 I I l I I I I 1 I I I 1 © Mellon Custody Transaction History Report m: CUA356 B.CarnacF: MD OCS ONSOLIDATED 5/1/2006 - 5/31/2006 O"G00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Lu o Description Actual Fee Net Local Amount UNITED STATES TREASURY NT DTD 111301200427/8%11/30/2006 4/18/2006 10.500,000.000 -10.387,557.92 TRADING BROKER:CREDIT SUISSE,NEW YORK 1CSFBUS33ID0O 0000035S 5/17/2W6 98.9291 0.00 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSPSUS33XXX)0OW0355 5/17/2006 0.00 -139,326.92 CMS REF: IW1080096W9 CLIENT REF:&10002030025439 O.W -10,526.884.84 SEC ID:912828DD9 RED:FRB UNITED STATES TREASURY NT DTD 03/31/2W533/4%03/31/2W7 4/18/2006 7.5W,000.000 -7,425.685.73 TRADING BROKER BANC OF AMERICA SEC LLC.SAN FRANCISCO OD005235 5/1712006 99.0091 0.W CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE 00OW773 5/17/2006 0.00 -36,116.1* CMS REF: 1061080100257 CLIENT REF:640002030025,tM 0.00 -7,461.802.53 SEC ID:912828DQD REG:FRB UNITED STATES TREASURY NOTE DTD 05/31/2005 3 1/2%05/3112007 4/18/2W6 11.000,000.000 -10,848,983.97 TRADING BROKER:BANC OF AMERICA SEC LLC.SAN FRANCISCO OW05235 - 5/17/2006 98.6271 0.00 CLEARING BROKER BANC OF AMERICA SECS LLC.CHARLOTTE 00000773 5/17/2006 0.00 -177,692.31 CMS REF. 2921061080100312REG: CLIENT REF:640W2030025440 0.00 -11.026,676.28 SEC ID:932828DW7 REG:FRB U S TREASURY NOTES DTD 06/30/2005 3 5/8%W/30/20(17 4/18/2006 16.600,000.OW -16,375.%0.36 TRADING BROKER:MORGAN STANLEY&CO INC.NY OWDOO50 5/17/2006 98.6480 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC.NY 00000050 5/17/2006 0.00 -327.7M.11 CMS REF: 10610BOD99239 CLIENT REF:640002030025436 0.00 -16,603,294.47 SEC ID:912828DY3 REG:FRB UNITED STATES TREASURY NOTES DTD 08131/20054%08/31/2007 4/18120M 2.S00.00D.000 -2,474,136.15 TRADING BROKER BANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 5/17/20N 98.9654 0.00 CLEARING BROKER BANC OF AMERICA SECS LLC,CHARLOTTE 00000773 5/17/2006 0.00 -21,195.65 CMS REF: 1061080100328 CLIENT REF:6400020W025442 0.00 -2,495,331.90 SECID:91MMEF3 REG:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/17/2006 12,500000.000 -12,500,000.01], 05/17/2006 5/17/2006 /00.0 00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSPBUS33XXXI 000OD355 5/17/2W6 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XX1 00000355 0.00 -12.W0.OW.O0 CMS REF. 1 W 13700695" SEC ID:994S3R245 REG:REPO Total RECEIVE VS PAY-BUY(6) Total PrlaelpaL -W.011,924.13 Total Coeemisslon: 0.00 Total Income: -602,065.79 Total Net: -60,613,999.92 DELIVER VS PAY-SELL 812412006 5:52:54PM EDT 23 Werkbenc6 ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD CONSOLIDATED 5/l/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DeacrlpNoa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN DISCOUNT NT MATURES AUGUST 21,2006 INCOME 5/17/2006 -400,000.000 394,048.00 AT 5/17/2D06 98.5120 0.00 TRADING BROKER:MERRILL LYNCH PIERCE FENNER SMITH INC NY 0D000161 5/17/2006 0.00 789.33 CLEARING BROKER:MERRILL LYNCH PIERCE FENNER SMITH INC NY 0.00 394,837.33 ODOD0161 CMS REF: 1061370046244 CLIENT REF:650002030025718 SEC ID:313589C76 RED:PRS GENERAL ELEC CAP CORP DISCOUNT NT DUE 06/29/2OD6 INCOME AT MAT 5/17/2006 .900,000.000 894.668.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 0000OD50 5/17/2006 99.4076 0.00 CLEARING BROKER: MORGAN STANLEY St CO INC,NY 00000050 5/17/2006 0.00 0.00 CMS REF: 1061370046406 CLIENT REF:650002030025719 0.00 894,668.00 SEC ID:36959JFVO RED:DTC GENERAL ELEC CAP CORP DISCOUNT NT DUE 07/24/2006 INCOME AT MAT 5/17/2006 -1.100,000,000 1,089,548.78 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 5/17/2006 99.G499 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 000D0050 5/17/2006 0.00 0.00 CMS REP: 1061370046425 CLIENT REF:6500 ()GQ025720 0.00 1,089,548.78 SEC to:36959JGQO REG:DTC UNITED STATES TREASURY NT DTD 11/30/200427/8% 11/3012006 5/16/2006 -10,500.000.000 10,385,156.25 TRADING BROKER:USE SECURITIES LUC,STAMFORD 00000642 5/17/2006 98.9063 0.00 CLEARING BROKER:USE SECURITIES LLC,STAMFORD 00000642 5/17/2006 0.00 139,3M.92 CMS REF: 1061360118727 CLIENT REP:650002030025708 0.00 10,524,483.17 SEC ID:912828DD9 REG:FRB UNITED STATES TREASURY NT DTD 03/31/2005 3 3/4%03/31/2007 5/16/2006 .7,500,000.000 7,422.656.25 TRADING BROKER:USE SECURITIES LLC,STAMFORD DOOD0642 5/17/2006 98.9688 0.00 CLEARING BROKER USE SECURITIES LLC,STAMFORD 00000642 5/17/2006 0.00 36,116.80 CMS REP: 10613601188% CLIENT REF:650002030025710 0.00 7,458,773.05 SEC ID:912828DQO REG:FRB UNITED STATES TREASURY NOTE DTD 05/31/200531/2%05/31/2007 5/16/2006 -11.000,000.000 10,838,437.50 TRADING BROKER:BANC OF AMERICA SEC LUC,SAN FRANCISCO 000GS235 5/17/2006 98.5313 0.00 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE 00000773 5/17/2006 0.00 177,692.31 CMS REF: 1MIM0128974 CLIENT REF:650002030025714 0.00 11,016.129.81 SECID:912828DW7 REG:FRS U S TREASURY NOTES DTD 06/3012005 3 5/8%06/30/2007 5/16/2006 -16.600,000.000 16.361,375.00 TRADING BROKER USE SECURITIES LLC,STAMFORD 0OW0642 5/1712006 98.5625 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 5/17/2OD6 0.00 227.734.12 CMS REF: 1061360118990 CLIENT REF:650002MOO25712 0.00 16,589,109.12 SEC ID:912828DY3 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/16/2OD6 G4.7700% 5/17/2006 -12,500 ODO.000 12,500,000.00 CLOSE FOR 1061360084023 5/17/2006 i00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33K) 9 00000355 5/17/2006 0.00 1.656.25 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33KKX)00000355 0.GO 12,501,656.25 CMS REF: 1061370000430 SEC ID:99453P496 REG:REPO 8/24/2006 5,52.54PM EDT 24 Workbench r r I - i f- r E , V I I r - r . I I t r_ r r I r- I V t I t 1 1 I I I I I I I I I I I I ®/ Mellon Custody Transaction History Report to: CUA356 Beae C.am,: USD OCSDCONSOLIDATED 5/1/2006 - 5/31/2006 OCS0000100a) Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price CommisslDn Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount Total DELIVER VS PAY-BELL(8) Total Pdndpai: 59,885,859.78 Total Commission: 0.00 Total Income: 583,315.73 Total Net: 60,469,20S.S3 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/17/2006 0.000 -1.656.25 BOUGHT DREYFUS TREASURY CASH 5/17/2006 0.0000 0.00 CMS REF: 1061370173013 5/17/2006 0.00 0.00 SEC ID:996065247 REG:OS 0.00 .1,656.25 BELL-BELL DREYFUS TREASURY CASH MANAGEMENT 5/17/2006 0.000 146.440.66 SOLD DREYFUS TREASURY CASH 5117/2006 0.0000 0.00 CMS REF: 1061370173014 5/17/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 146,440.66 Total U.B.DOLLAR(USDI 1161 Total Prloclpal: 18.750.06 Total CamendoW.a: 0.00 Total Income: -18,730.06 Total Net: 0.00 5/1B/2006 U.B.DOLLAR NeD) RECEIVE VS PAY-BUY GENERAL ELEC CAP CORP DISCOUNT NT DUE 08/16/2006 INCOME AT MAT 5/18/2006 2,000,000.000 -1,974,700.00 TRADING BROKER:CITIBANK CP IPA,NEW YORK 00001501 511812006 98.7350 0.00 CLEARING BROKER:CITIBANK CP IPA,NEW YORK 0000150/ 5/18/2006 0.00 0.00 CMS REP: 1051380062383 CLIENT REP:650006030009006 0.00 -1,974.700.00 SEC 1D:36959JHG1 REG:DTC CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/18/2006 04.8100% 5/18/2006 10.600,000.000 -10,600,000.00 TRADING BROKER:CREDIT SUISSE.NEW YORK ICSFBUS33)O01100000355 5/IB/2006 1000000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33K)OQ 00000355 5/18/2006 (100 0.00 CMS REF: 1061380083894 000 -10.600.000.00 SEC ID:99453TI18 REG:REPO Total RECEIVE VS PAY-BUY 12) Total Principal: -12,574,700.00 Total Commission: 0.00 Total Income: 0.00 Total Net: -12,574,700.00 DELIVER VS PAY-MT 812412006 5:52:54PU EDT 25 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-0ONSOLIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL HOME LN BKS CONS BD DTD DO/1812003 2.22%05118/2006 5/18/2006 -100,000,0DO 100,000.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/18/2006 100.0000 000 100.000,000 5/18/2006 0,00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0,00 100,000 AO CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF. 1061379000240 SEC ID:3133X04PI REG:FRB DELIVER VS PAY-BELL CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 5/18/2006 -12.500 DOO.000 12,500,000.00 OS/17/21106 5/18/2005 i00.0000 0.00 CLOSE FOR 106137D069899 5/18/2006 0.00 1,642.36 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XVQ 00000355 0.00 12,501,642.36 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33XXXI W000355 CMS REF: 10613SODDDD40 SEC ID:99453R245 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/18/2006 0.000 -31,224.86 BOUGHT DREYFUS TREASURY CASH 5/18/2005 0.0000 0.00 CMS REF: 1061380180833 5/18/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 31,224.86 DREYFUS TREASURY CASH MANAGEMENT 5/18/2005 0.000 -8.068.75 BOUGHT DREYFUS TREASURY CASH 5/I8/2OD6 0.0000 0.00 CMS REF: 1061380180839 5/18/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -8,068.75 Total MARGM RELEASE•BUY 121 Total Principal: 49,293.61 Total Commiecion: 0.00 Total Income: 0.00 Total Net: -",293.61 FOREIGN HOLDER RELEASE-CD COUNTRYWIDE SK ALEXANDRIA VA CTF DEP DTD 03/15/2006 VAR RATE 5/15/2006 0.000 0.00 RECD INT ON S00000.000 UNITS PAY OS/15/06 RATE 0.0039 5/15/2006 0.0000 0.00 REVERSAL INDICATOR Y 5/18/2006 0.00 3,172.50 CMS REF: 1061390139810 0.00 3,172.50 SEC ID; 2223SYHUO FEDERAL HOME LN BKS CONS BD DTD 08/18/2003 2.22%05/18/2006 5/18/2006 0.000 0.00 REC INT ON 100DD0.000 UNITS PAY G5/18/06 RATE 0.011 5/18/2006 0.0000 0.00 CMS REP: 106138000S421 5/18/2006 0.00 1.110.00 SEC ID:3133X04PI 0.00 1.110.00 812412006 5.52.54PM EDT 26 Workbench 1 I 1 1 1 1 1 [ 1 l 1 ! 1 1 I 1 I l 1 ©/ Mellon Custody Transaction History Report M: CUA356 Baas Correner: U8D OCSDCOMOUntTED 5/1/2006 - 5/31/2006 OCSG00II000O Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FIC Fee Net Local Amount TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE A TR S/18/2005 0.000 0.00 00413 DTD 5/18/2006 0.0000 0.00 RECD ENT ON 2000000.000 UNITS PAY 05/18/06 RATE 0.0G40 5/18/2006 0.00 8.068.75 CMS REF: 10613MI65912 0.00 8.068.75 SEC ID:89233ME6 Total FOREIGN HOLDER RELEASE-CD(3) Total Principal: 0.00 Total Commission: 0.00 Total Iocome: 12,351.25 Total Net: 12,3$1.2S Total V.S.DOLLAR IUSD)191 Total Princlpal: -13,993.61 Total Cementation; 0.00 Total Income: 13,993.61 Total Net: 0.00 5/19/2006 U.S. DOLLAR(USDI RECEIVE VS PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD OS/19/2006 04.8500% 55/19/2006 19/2006 11,300.000.000 -11,300.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI W000355 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFSUS33XXX)0OW0355 5/1912006 0.00 0.00 CMS REF: 106139007S768 0.00 -11,300,000.00 SEC ID: 99453VO48 RED: REPO DELIVER VS PAY-NET FEDERAL HOME LN MID CORP MEDIUM TERM NTS FED BOOK ENTRY DTD 5/19/2006 -700,000.000 700,000.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/19/2006 100.0000 0.00 700,000.000 5/19/2006 0.00 0.00 TRADING BROKER: NON-BROKER TRADE, BOSTON 00009999 0.00 700,000,0) CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS REF: 1061389000171 SECID:3128X1CU9 REG:FRB DELIVER VIE PAY-SELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD OS/18/2006 04.81DD% 5/19/2006 .10,600,000.000 10,600.MO.00 CLOSE FOR 1061MOO83894 5/19/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI ODOOD355 5/19/2006 0.00 1,416.28 CLEARING BROKER:CREDIT SUISSE,NEW YORK 1CSFBUS33XXX)00000355 0.00 10,601,416.28 CMS REF: 1061390000103 SEC ID:99453T118 REG:REPO MAROIN RELEASE-BVY 8/24/2006 5:52:54PM EDT 27 WorF "d' ©/ Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCSOCONBOLUMTED 5/1/2006 - 5/31/2006 OCS0000 10000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price C,Ommiaaion Description Actual Settlement Date Misc. Expense Income FX Fee Not Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/19/2006 0.000 4,723.78 BOUGHT DREYFUS TREASURY CASH 5/19/2006 0.0000 0.00 CMS REF: 1061390166511 5/19/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -9.728.78 FOREIGN HOLDER RELEASE-CD FEDERAL HOME LN MTO CORP MEDIUM TERM NTS FED BOOK ENTRY DTD 5/19/2006 0.000 0.00 RFC INT ON 700000.000 UNITS PAY OS/19/06 RATE 0.011 5/19/2006 2006 0 0000 00 8,310.50 CMS REF: 1061390008620 SEC ID:3128XICU9 0.00 8,312.50 Total U.B.DOLLAR(USDI(51 Total Principal: .9,729.78 Total Commission: 0.00 Total income: 9,729.78 Total Net: 0.00 5/22/2006 U.B. DOLLAR(U6D) RECEIVE VS PAY-BUY FEDERAL HOME LN MID CORP DISC NTS MATURES JUNE 20,20D6 INCOME AT 5/22/2006 900,000.000 ,896,443.88 MAT 5/22/2006 99.6049 O.OD TRADING BROKER:OOLDMAN SACHS A CO,NY 00000005 5/22/2006 0.00 0.00 CLEARING BROKER:GOLDMAN SACHS A CO,NY OODDDODS 0.00 ,896,443.88 CMS REP: 1061420071065 CLIENT REF:65DDD603DD09025 SEC 1D:313397YHS RED:FRB INTERNATIONAL BK FOR RECON 8:DEV DISC NIS MATURES 05/23/2006 5/22/2006 1,300,000.000 -1,299,828 11 TRADING BROKER: MERRILL LYNCH PIERCE PENNER SMITH INC NY 00000161 5/22/2006 99.9868 0:00 CLEARING BROKER:MERRILL LYNCH PIERCE FENNER SMITH INC NY 5/22/2006 0.00 0.00 00000161 0.00 .1,299,828.11 CMS REF: 1061420077243 CLIENT REF:650OD6030DO9028 SECID:459053XD1 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/22/2006 04.8600% 5/22/2006 14,400 000.000 -14.400,000.00 TRADING BROKER:CREDIT SUISSE, NEW YORK ICSFBUS33XXXI OD0003SS 5/22/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)X)ODD00355 5/23/2006 0.00 0.00 CMS REF: 1061420078020 0.00 -14,400,000.00 SEC ID:99453X028 REG:REPO Total RECEIVE V6 PAY-BUY 131 Total Principal: -16,596.271.99 Total Commission: 0.00 Total Income: 0.00 Total Net: .16,596,271.99 DELIVER V8 PAY-MT 8/24/2006 5:52:54PM EDT 28 Workbench [ f C ' : C [ f [ Mellon Custody Transaction History Report ID: CUA356 Bess Cunency: USD OCSD CONSOLIDATED 5/l/2006 - 5/31/2006 GO (300010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expanse Income Descrlptton FX Fee Net Local Amount FEDERAL NATL MTG ASSN MEDIUM TERM NTS DTD 11/22/2004 VAR RATE 5/22/2006 .1.700,000.000 1.700,ODD.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/22/2006 100.0000 0.00 1,700,000.000 5/22/2006 GOD 0.00 TRADING BROKER:NON-BROKER TRADE, O00999 0.00 1,700,000.00 CLEARING BROKER:NON-BROKER TRADE,,BOSTON 00D00D9999 CMS REF: 10613990005% SEC ID:31359MWV1 REG: FRB WELLS FARGO BANK NA IMSTL CTF DEP PROGRAM BOOK ENTRY DTD 5/22/2006 -3.500,000.000 3,500,000.00 05/10/2006 5/22/2006 1000D00 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/22/2006 0.00 5,833.33 3,500,000.000 0.00 3,505,833.33 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061399DOI 177 SEC ID:9497PSOPI REG:DTC Total DELVER VS PAY-MT 121 Total Principal: 5,200,000.00 Total Commission: 0.00 Total Income: 5,833.33 Total Nst: 5,205,633.33 DELIVER VS PAY-PD GOVT NATL MTO ASSN 11 PASS THROUGH POOL 80023 VAR RATE 12/20/2026 5 l/2006 .2 401,990 2.401.99 RECD PRIM AMORT FOR APRIL RECD TNT FOR APRIL ON 104,466.53 UNITS 5/ 2/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/22/2006 0.00 446.16 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2.848.15 CMS REP: 1061280028968 SEC ID:36225CAZ9 REG: FRB GOVT NATL MTG ASSN 11 PASS THROUGH POOL 080088 VAR RATE 6/20/2027 5 l/2006 -1 520,210 1,520.21 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 133,290.64 UNITS 5/ 2/2006 t00.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 5/22/2006 0.00 485.95 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,006.16 CMS REF: 2 002 SEC ID:36225CC25CCZ0 REG:FRB GOVT NATL MTO ASSN II PASS THROUGH POOL 80395 VAR RATE 4/20/2030 5 1/2006 -2.382.280 2,382.28 RECD PRIM AMORT FOR APRIL RECD TNT FOR APRIL ON 107,424.14 UNITS S/ 2/2006 100.OD00 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 5/22/2006 0.00 391.65 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,773.93 CMS REF: 0028965 SEC ID:36225CN225CNM4 REG:FRB 812412006 9:52:54PM EDT 29 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 R.C.eacy: USD OCSD.COMOLIDATED 5/1/2006 - 5/31/2006 ocs"0010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount GOVT NATL MTG ASSN 11 PASS THROUGH POOL 080408 VAR RATE 5/20/2030 5/1/MD6 -19,525.310 19,525.31 RECD PRIM AMORT FOR APRIL RECD INT FOR APRIL ON 906,947.05 UNITS 5/22/2005 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/22/2OD5 0.00 3,306.57 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 22,831.88 CMS REF: 1061280028959 SEC ID:36225CN28 REG:FRB DOW NATL MTG ASSN 11 PASS THROUGH POOL 80%5 VAR RATE 7/20/2034 5/I/2006 .19,942.100 19,942.10 RECD PRIM AMORT FOR APRIL RECD INT FOR APRIL ON 890,911.00 UNITS 5/22/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/22/2006 0.00 3,340.92 CLEARING BROKER NON-BROKER TRADE,BOSTON W009999 0.00 23,283.02 CMS REF: 1061280028957 SEC ID:36225DCBS REG:FRB Total DELIVER VS PAY-PD 151 Total Principal: 45,771.89 Total Commisalon: 0.00 Total Loa.; 7,971.25 Total Net: 53,743.14 DELIVER VS PAY-SELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DID 05/19/2OD6 04.8500% 5/22/2006 -11,300,000.000 11,300,000.00 CLOSE FOR 1061390075768 5/22/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 5/22/20D6 0.00 4,567.08 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)Q 00000355 0.00 11,304,567.08 CMS REP: 1061420000033 SEC ID:99453VO48 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/22/2006 0.000 -53,743.14 BOUGHT DREYFUS TREASURY CASH 5/22/2006 0.00DO O.OD CMS REF: 1061420161057 5/22/2006 0.00 O.OD SEC ID:9960W247 REG:05 0.00 .53,743.14 SELL-SELL DREYFUS TREASURY CASH MANAGEMENT 5/22/2006 0.000 66,264.32 SOLD DREYFUS TREASURY CASH 5/22/2006 0.0000 0.00 CMS REF: 1061420161056 5/22/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 66,264.32 FOREIGN HOLDER RELEASE-CD FEDERAL NATL MTG ASSN MEDIUM TERM NTS DID 11122/2004 VAR RATE 5/22/2006 0.000 0.00 RECD INT ON 1700000.000 UNITS PAY 05/22/06 RATE 0.0115 5/22/2006 0.0000 0.00 CMS REF: 1061420080158 5/22/2DD6 0.00 19,607.26 SEC ID:31359MWV1 0.00 19,607.26 8/24/2006 5:52:54PM EDT 30 WorkVandl E C E - : E IF I r [ F E_ f C C [ f V , [ - I._ 1 l 1 l 1 l i 1 1 1 1 1 I 1 1 i 1 l 1 ®/ Mellon Custody Transaction History Report ID: CUA356 Ease Currency: USD OCSDCONSOLIDATED 5/l/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Klac. Expense Income Description FR Fee Net Local Amount Total U.B.DOLLAR(USD)1141 Total Peloclpai: -37,978.92 Total Commieeion: 0.00 Total Income: 37,979.92 Total Net: 0.00 5123/20M U.S.DOLLAR IUSD) RECEIVE VS PAY-BUY WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DID 5/22/2006 3.500,000.000 -3,500,000.00 05/23/2006 5/23/2006 100.0000 0.00 TRADING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 5/23/2006 0.00 0.00 ODOOD025 0.00 -3,500,000.00 CLEARING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 00000025 CMS REF: 1061420090240 CLIENT REP:650006030OM29 SECID:9497PSJW1 REG:DTC CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/23/2006 04.8400% 5/23/2006 12,200t000.000 0.00000 -12.200,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 000003SS 5/23/200fi 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)OUD00355 CMS REF: 1061430097239 D.00 -12,200,000.00 SEC ID:99453Y%2 REG: REPO Total RECEIVE VS PAY-BUY(2) Total Principal: -15,700,000.00 Total Commission: 0.00 Tntal income: 0.00 Total Net: -I5,700,000.00 DELIVER V8 PAT-SIT INTERNATIONAL BK FOR RECON&DEV DISC NTS MATURES 05/23/2006 5/23/2006 -1,301),000.000 1,299,828.11 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 5/23/2DO6 IG0.0000 0.00 1,300,000.000 5/23/2006 0.00 171.89 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 I,300,000.D0 CLEARING BROKER NON-BROKER TRADE,BOSTON OW09999 CMS REF: 1D6I429D005a3 SECID:459053XD1 REO:FRB DELIVER VB PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DID 05/22/2006 D4.8600% 5/23/2006 .14,400,000.000 14,400,000.00 CLOSE FOR 1061420078020 5/23/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33X)X)00000355 5/23/2006 0.00 1.944.00 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33)KX)OD000355 0.00 14,401,944.00 CMS REF: 1061430OW098 SEC ID:99453XD28 REG:REPO MARGIN RELEASE-BUY 812412006 5:52:54PM EDT 31 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Bnne Cwrency: USD OCSDCONSOMDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Descrlptioa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/23/2006 0.000 -1,944.00 BOUGHT DREYFUS TREASURY CASH 5/23/2006 0,0000 0.00 CMS REF: 10614MI62845 5/23/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1.944-00 DREYFUS TREASURY CASH MANAGEMENT 5/23/2006 0.000 .34,498.62 BOUGHT DREYFUS TREASURY CASH 5/23/2006 0.0000 0.00 CMS REF: 1061430162846 5/23/2006 0.00 0.00 SEC ID:W6085247 REG:05 0.00 -34,498.62 Total MARGIN RELEASE-BUY 121 Total Ptincipal: -36,M2.62 Total Commlatlon: 0.00 Total Income: 0.00 Total Net: .36,442.62 FOREIGN HOLDER RELEASE-CD CIT GROUP INC MEDIUM TERM SR NTS BOOK ENTRY BANK ONE CHICAGO 5/23/2006 0.000 0.00 TRANCHE 5/23/2006 a0000 0.00 RECD INT ON 2800000.ODD UNITS PAY 05/23/06 RATE 0.0123 5/23/2006 0.00 34.498.62 CMS REF: 1061430106623 0.00 M,498.62 SEC ID: 12MOPDVO Total U.S.DOLLAR 1USDI(7) Total Principal: 416,614.51 Total Commission: 0.00 Total Income: 36,614.51 Total Net 0.00 5/24/2006 U.S. DOLLAR 1USDI RECEIVE VS PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/24/20M 04.8000% 5/24/2006 12.200 000.000 -12,200,000.00 TRADING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXX)0OW0355 5/24/2006 t00.0000 0.00 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33XXX100000355 5/24/2006 GDO 0.00 CMS REF: 10614400937M 0.00 .12,200.000.00 SEC ID:99454A738 REG:REPO LEHMAN CATEGORY 2 REPURCHASE AGREEMENT DTD 05/24/2006 04.8000% 5/24/2006 200,000.000 -200,000.00 TRADING BROKER LEHMAN DOW SECS INC,NY 00000636 5/24/2006 100.0000 0.00 CLEARING BROKER LEHMAN GOVf SECS INC,NY ODWO636 5/24/2006 0.00 0.00 CMS REF: 1061440IM367 0.00 -200,000.00 SEC ID:99454AS78 REG:REPO Total RECEIVE VS PAY-BUT 12) Total Principal: -12,400,000.00 Total Commission: 0.00 Total Income: 0.00 Total Net: .12,400,000.00 812412006 &52:54PM EDT 32 workbench [ e- [ _ E F E- f f- E E- [ [ E t [ I t f f ®/ Mellon Custody Transaction History Report ID: CUA356 Baee C...., USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount DELNER VS PAY-SELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/23/2006 04.8,100% 5/244/2006 -12,200,000.000 12,200,000.00 CLOSE FOR 1061430087239 /2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33%KKQ 00000355 5/24/2006 0.00 1,640.22 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33KXK)00000355 0.00 12,201,640.22 CMS REF: 1061440000142 SEC ID:99453Y992 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/24/2006 0.000 -1,640.22 BOUGHT DREYFUS TREASURY CASH /2006 0.0000 0.00 CMS REF: 1061440166807 5/24/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1,640.22 BSDT-LATE MONEY DEPOSIT ACCOUNT 5/24/2006 0.000 -1,097,968.05 BOUGHT LATE MONEY DEPOSIT 5/24/2006 0.0000 0.00 CMS REF: 1061440169835 5/24/2006 0.00 0.00 SEC ID:996087094 REG:05 0.00 -1,097,968.05 T.W MARGIN RELEASE-BUT(2I Total Principal: -1,099,608.27 TatW Commd M..: 0.00 Total Incomc: 0.00 . Total Nct: -1,099,608.27 SBLL-SELL DREYFUS TREASURY CASH MANAGEMENT 5/24/2006 0.000 200,000,00 SOLD DREYFUS TREASURY CASH 5/24/20U6 0.0000 0.00 CMS REF: 1061440166808 5/24/2006 0,00 0,00 SEC ID:996085247 REG:05 0,00 200,000,00 Total U.S.DOLLAR(USD((6I Total Principal: .1,099,608.27 Total Commlaefon: 0.00 Total income: 1,640.22 Total Net: -1,097,968.06 S/28/mix; U.S.DOLLAR IUSDI RECEIVE VS PAY-BUY FEDERAL NATL MTG ASSN DISCOUNT NT MATURES FEBRUARY 23,2007 5/24/2006 2.100,D00.000 -2,019,763.67 INCOME AT 5/25/2006 96.1792 0.00 TRADING BROKER:LEHMAN DOW SECS INC,NY 00000636 5/25/2006 0.00 0.00 CLEARING BROKER: 3358 OOVT SECS INC,NY 00000636 0.00 -2,019,763.67 CMS REF: 3588C 0 REG: CLIENT REF:fi5000fi030009043 SEC ID:313588CF0 REG:RRB 812412006 5:52:54PM EDT 33 Workbe,wh ©/ Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/25/2006 G4.8500% 5/25/2006 12,30g000.000 -12.300,000.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSPBUS33XXX)ODOOD355 5/25/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFSUS33)00()ODOOM55 5/25/2006 0.00 0.00 CMS REF: 10614WO97227 Boo -12,300,000.00 SEC ID:99454C510 REG:REPO Total RECEIVE VS PAY-BUT 12) Total Principai, .14,319,763.67 Total Commission: 0.00 Total Ineene: 0.00 Total Net: -14,319,763.67 DELVER VS PAY-PD FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 2546315%2/l/20I8 5//l/2006 -1.529,530 1,529.53 RECD MIN AMORT FOR APRIL RECD In FOR APRIL ON 105,454.56 UNITS 5/35/2006 100.0000 O.OD TRADING BROKER NON-BROKER TRADE,BOSTON 000099W 5/25/2M6 0.00 439.39 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,968.92 CMS REF: 1061280029111 SEC ID:31371KY47 REG:FRB FEDERAL NATL WO ASSN GTD PASS THRU CTP POOL 2547M 5%6/1/20IS 5/1/2006 -1184.060 1,184.06 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 95,311.25 UNITS 5/25/2G06 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 0.00 397.13 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,581.19 CMS REF: 1061280029108 SEC ID:3137IK5V9 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 2548M 5%9/112018 5 1/2006 -646.970 646.97 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 43.158.02 UNITS S/45/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/20M 0.00 179.83 CLEARING BROKER:NON-BROKER TRADE,BOSTON MOD9999 0.00 826.80 CMS REP: 10612MM9105 SECID:31371LCB3 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 254907 5% 10/1/2018 5//I/2006 -5,494.910 5,494.91 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 323.066.01 UNITS 5/35/2006 IOGODDO 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON OUM9999 5/25/2006 GAO 1,3%.11 CLEARING BROKER:NON-BROKER TRADE,BOSTON OD009999 0.00 6,841.02 CMS REF: 1061280029102 SEC M:31371LDLO REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 254953 5%11/1/2018 5/l/2006 -3,676.910 3,676.91 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 231,353.06 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 963.97 CLEARING BROKER:NON-BROKER TRADE,BOSTON ODOD9999 0.00 4,640.88 CMS REF: 1061280029100 SEC ID:31371U21 REG:FRB 812412006 5:52:54PM EDT 34 Workbmd: 1 1 1 1 1 l 1 1 1 l I 1 1 1 t 1 1 l 1 ®O Mellon Custody Transaction History Report ED: CUA356 Beee Cw ency: USD OCS&CONSOADATED 5/l/2006 - 5/31/2006 OCSG000I0000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Mice.Expense Incommomte Deacrlption PR Fee Net Local A FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 254987 5%12/112018 5/1/2006 /2006 -10iW 070 10,0533.77 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 626,354.97 UNITS 2006 25/ 0.00 2,609.81 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/ GEED 12,609.01 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 GOD CMS REP: 1061280029098 SEC ID:3137ILF46 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 357430 5%9/1/2018 5 1/2006 448.980 448.98 RECD PRIN AMORT PON APRIL RECD TNT FOR APRIL ON 77,228.17 UNITS S/ 5/2006 100.0000 GOD TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 321.78 CLEARING BROKER:NON-BROKER TRADE, BOSTON OODO9999 0.00 770.76 CMS REF: 1061MOM933 SEC ID:31376KA71 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 555363 5%4/1/2018 5 1/2006 -2939.750 2,939.75 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 227,935.28 UNITS 5/ 5/2006 f00. = 0.00 TRADING BROKER:NON-BROKER TRADE, BOSTON 00009999 5/25/2006 0.00 949.73 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 3,889.48 CMS REF: 385WS 0I REG 8936 SEC ID:31385WSY1 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 555545 5%6/1/2018 S/1/2006 -2.807.410 2,807.41 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 189,922.42 UNITS S/25/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 GOD 791.34 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 3,598.75 CMS REF: 38SXE1061280028939REG: SEC ID:31385XE52 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 555621 5%7/l/2018 5 1/2006 -11.297.090 11,297.09 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 644,404.18 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 2,685.02 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 13,982.11 CMS REF: 10612WO28943 SEC ID:3138SXG68 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 681309 5%2/1/2018 5 1/2006 4783.380 4,783.38 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 366,479.53 UNITS 5/�5/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 0.00 1,526.99 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,310,37 CMS REF: 1061280028911 SEC ID:3139IY3S4 REG:FRB FEDERAL NATL WO ASSN GTD PASS THRU CTF POOL 681334 9%2/1/2018 5/1/2006 -327.110 327.11 RECD PRIN AMORT FOR APRIL RECD TNT FOR APRIL ON 43.891.84 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 182.88 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 509.99 CMS REF: 106128002 3EC ID:31391Y4T1 REG:REG:FRB 8/24/2006 5:52:54PM EDT 35 W ftv,n /® Mellon Custody Transaction History Report ID: CUA356 Bose Currency: DSD OCS&MASOLIDATED 5/1/2006 - 5/31/2006 008000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTO ASSN OTD REMIC PASSTHRU CTF REMIC TR %/112006 -920.860 920.86 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 26,793.16 UNITS 5/R5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 5/25/2006 0.00 94.89 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1.015.75 CMS REF: 1061320001839 SEC ID:31393ESPS RED:FRB FEDERAL NATL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR S/1/2006 -3193.120 3,193.12 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 96.799.99 UNITS 5/25/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 5/25/2006 0.00 282.33 CLEARING BROKER:NON-BROKERTRADE,BOSTON 00009999 0.00 3,465AS CMS REF: 1061320001834 SEC ID:31393TBC9 REG:FEB FEDERAL NATL MTG ASSN OTD REMIC PASSTHRU CTF REMIC TR %/1/2006 -32 059.620 32,059.62 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 964,263.44 UNITS 5/RS/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON O0009999 5/25/2006 0.00 2,812.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 34,872.05 CMS REP: 1061320001831 SEC ID:31393T2E5 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 684798 5 I/2% 5 1/2006 -5,666.640 5,666.64 3/1/2033 S/ 5 /2006 100.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 259.124.48 UNITS 5/25/2006 0.00 1,187.65 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 0.00 6.854.29 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061280029043 SEC ID:31400DX31 REG:FRB FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 684908 5%6/l/2018 51/2006 -1,535.360 1,535.36 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 231,693.24 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00D09999 5/25/2006 0.00 965.39 CLEARING BROKER: NON-BROKER TRADE,BOSTON OD009999 0.00 2.500.75 CMS REF: 1061280029040 SECID:314GOD3RI REG:FRB FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 685200 S%3/112018 5 1/2006 -1449.830 1,449.83 RECD MIN AMORT MR APRIL RECD INT FOR APRIL ON 129,218.96 UNITS 5/ 5/2006 i00.0000 0,00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 538,41 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,98824 CMS REF: 1061280029037 SEC ID:31400EGH7 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 686318 5%3/l/2018 5 1/2006 -4 332.030 4,332.03 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 194.974.13 UNITS S/ 5/20D6 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 812,39 CLEARING BROKER:NON-BROKER TRADE,BOSTON OW09999 0.00 5,144.42 CMS REF: 1061280029034 SEC ID:31400FPB7 REG:FRB 8/24/2006 &52:54PM EDT 36 Workbench r _ U_ r_ , I r c r r r I I I I _ U I I I- I - I ®/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSG.CON80LIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 688739 5%6/1/2018 5/t/2006 -2,490.460 2.490.46 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 74,519.60 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 D.00 310.50 CLEARING BROKER: NON-BROKER TRADE,BOSTON DD009999 0.0D 2,800.96 CMS REF: 1061280029031 SEC ID:31400JEL9 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 6898595%5/I/2018 51/2006 -389.060 389.06 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 76,989.94 UNITS 5/ 5/2006 I00.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 5/25/2006 0.00 320.79 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 709.85 CMS REF: 1061280029028 SEC ID:3I400KMG8 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 6938345%3/1/2018 5/l/2006 -9.198.DS0 9,198.08 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 414.310.12 UNITS 5/25/2006 100.0000 0.DO TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 1,726.29 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 10.924.37 CMS REF: 1061280029025 REG: SEC ID:31900PY70 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 695852 5%5/l/2018 5 1/2006 -1072.700 1,072.70 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 154,551.68 UNITS 5/ 5/2006 f00A000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 5/25/2006 0.00 643.97 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1.716.67 CMS REF: 1061280029023 SEC ID:31400SBVO REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 695889 5%5/l/2018 5/l/2006 -9 545.990 9,545.99 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 551,178.72 UNITS 5/25/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 2.296.58 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 11.842.57 CMS REF: 1061280029020 SEC ID:314WSC400SC23 REGREG: FRB //FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7022105%5/I/2018 1/ 11 1102519 5% 2006 000000 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 151,503.05 UNITS 5/25/2006 0.00 630..00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKERTRADE,BOSTON OD009999 0.00 1,656.45 CMS REF: 1061280029017 SEC ID:31401ADP9 REG:PRE FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 702328 5%5/1/2018 5/1/2006 -566.320 566.32 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 90,976.91 UNITS 5/25/2006 I0D.0000 0.D0 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 379.07 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 945.39 CMS REF: 1061280029014 SEC ID:3140IAHD2 REG:FRB 8/24/2006 5:52:54PM EDT 37 Workbench /® Mellon Custody Transaction History Report ID: CUA356 Bose Currency: USD OCSACONSOLIDATED 5/1/2006 - 5/31/2006 OCS000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deaedption Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709148 5%6/1/2018 5 1/2006 A 555.100 4.555.10 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 197.298.77 UNITS 5/ 5/2006 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 5/25/2006 0.00 822.08 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5,377.18 CMS REF: 1061280029011 SEC ID:31401HZM7 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709360 5%7/1/2018 541/2006 -5.601,150 5,601.15 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 397,096.02 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 0.00 1,654.57 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 7.255.72 CMS PER 1061280029009 SEC ID:3140IJBS6 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709826 5%6/1/2018 5/i/2006 -1.793.260 1,793.26 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 78,139.61 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000011W9 5/25/2006 0.00 325.58 CLEARING BROKER:NON-BROKER TRADE,I30STON 00D09999 0.00 2,118.84 CMS REF: 1061280029006 SEC ID:3140IJSP4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709917 5%611/2018 5 1/2006 -3,060.600 3,060.60 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 158,561.53 UNITS 51 5/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 0OW9999 5/25/2006 0.00 660.67 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000G9999 0.00 3,721.27 CMS REP: 1061280029004 SEC ID:31401JW4 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 710235 5%6/l/2018 5/I/2006 .10.845.720 10,845.72 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 389.130.01 UNITS 5/25/2OD6 100.0000 O.OD TRADING BROKER:NON-BROKER TRADE,BOSTON ONOW99 5/25/2006 0.00 1.621.38 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 12.467.10 CMS REF: 106128DO29001 SEC ID:314011GIC8 REG: FRB FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 713365 5%7/112018 541/2006 -937.370 937.37 RECD MIN AMORT MR APRIL RECD INT FOR APRIL ON 157.OS0.26 UNITS 5/ 5/2006 100.ODDO 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 654.50 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,591.87 CMS REF: 1061280028999 SEC ID:31401NQSI REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7203I95%7/l/2018 S/l/2006 -3,613.640 3,613.64 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 495,577.29 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OD009999 5/25/2006 0.00 2,064.90 CLEARING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 0.00 5.678.64 CMS REF: 1061280028996 SECID:31401WG45 REG:FRB 812412IT06 5:52:54PM EDT 38 WorkbeneA f - C- f-" C f C_ f f C f .- [ C C [ C f C- E- C 1 1 1 1 1 1 1 f I 1 1 1 1 1 1 I 1 1 I ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLIDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Desorlptloa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7203695%6/l/2018 51/2006 -18,229.250 18,229.25 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 1,664.136.29 UNITS 5/ 512006 100.0D00 0.00 TRADING BROKER: NON-BROKER TRADE.BOSTON 000D9999 5/25/2006 0.00 6.933.90 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 25,163.15 CMS REF: 10612OW28993 SEC ID:31401 WJNO REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 721629 5%7/l/2018 5 1/M06 457 5.540 4,575.54 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 213.521.S9 UNITS 5/ 5/2006 i00D000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 889.67 CLEARING BROKER: NON-BROKER TRADE.BOSTON 00009999 0.00 5,465.21 CMS REP: ID61290028990 SEC ID:31401XVW41XVW4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 723487 5%6/1/2018 55�5/0006 -894.530 894.53 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 175,832.07 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 732.63 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,627.16 CMS REF: 1061280028987 SEC SEC ID:31402AXQ4 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 725530 5%6/l/2019 S%S112006 45f 10a00W 45,1 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 2,444,212.16 UNITS 5/25/2006 0.00 IO,18 . TRADING BROKER: NON-BROKER TRADE,BOSTON 000D9999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 0.00 55,286.35 CMS REF: 1061280028954 SEC ID:31402DA75 RED:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 729601 5%7/3/2018 5/1/2006 -3.161.740 3,161.74 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 290,015.99 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 1,208.40 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,370.14 CMS REF: 1061280028951 SEC ID:31402HRW3 RED: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 732873 S% 11/1/2018 5 1/2006 -123.440 123.44 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 24,067.14 UNITS S/ 5/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 100.28 CLEARING BROKER:NON-BROKER TRADE, BOSTON 00009999 0.00 223.72 CMS REP: 1028948 SEC ID:31402MFN52MFN5 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 737130 S%10/1/2018 5 1/2006 -2,491,840 2,491.84 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 426,009.90 UNITS 5/ 51/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 0ON9999 5/25/2006 0.00 1,775.04 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 4,266.88 CMS REF: 10612SM29095 SEC ID:31402S4P9 REG:MS 8/24/2006 5:52:54PM EDT 39 W4rkbsnch ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOWDATED 5/1/2006 - 5/31/2006 0CS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DeseNptloa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 7382I15%10/l/2018 5 1/2006 -3,6581OO 3,658,10 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 391.770.96 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 1,632.38 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5.290.48 CMS REF: ID61280029092 SEC ID:31402UDQ2 REO:FRB FEDERAL NATL MID ASSN GTD PASS THRU CTF POOL 738487 5%10/1/2018 %/1/2006 -2 578.120 2.578.12 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 129,395.67 UNITS 5/RS/2005 /00.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009M 5/25/2006 0.00 639.15 CLEARING BROKER:NON-BROKER TRADE.BOSTON OW09999 0.00 3,117.27 CMS REF: 1061280029089 SEC ID:31402UNC2 REG:FRB FEDERAL NAIL MTG ASSN GTD PASS THRU CTF POOL 740457 5%10/1/2018 5//112006 -14 382.130 14,382.13 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 1,578,324.52 UNITS 5/R5/2006 �00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 0.00 6,576.35 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 20,958.48 CMS REF: 10612SM29086 SEC ID:31402WTN8 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 740471 5%10/1/2018 5 1/2006 -2,765.620 2,765.62 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 532,878.64 UNITS 5/�5/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 2,220.33 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4,985.95 CMS REF: 1061280029083 SEC ID:31402WP40 REG: FRB FEDERAL NATL MID ASSN GTD PASS THRU CTF POOL 740748 5%10/l/2018 5/1/2006 -7,934.860 7,934.86 RECD MIN AMORT FOR APRIL RECD INT POR APRIL ON 522,913.83 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON DD009999 5/25/2006 0.00 2,178.81 CLEARING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 0.00 10,113.67 CMS REF: 106128=9081 SEC ID:31402WSR7 REG:FRB FEDERAL NATL MID ASSN GTD PASS THRU CTP POOL 743M 5%11/1/2018 5 1/2006 -353.860 353.86 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 26,280.90 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 109.50 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.D0 463.36 CMS REF: 1061280029078 SEC 1D:314038MRI REG:FRB FEDERAL NAIL MTG ASSN GTD PASS THRU CTF POOL 744008 5%7/1/2018 b//1/2006 .4 690.450 4,690.45 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 773,755.83 UNITS 5/RS/2006 t00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/20DS 0.00 3.223.98 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 7,914.43 CMS REF: 1061280029075 SEC ID:31403BR54 REG:FRB 8/24/2006 5:52:54PM EDT 40 Wa tbowh C C C _ C C C- C C C _ , C_ C_.. C . C .. C_ . C . C C... I - C_.. ®/ Mellon Custody Transaction History Report In: CUA356 Base Currency: USE, OC&D,CONSOUDATEO 5/1/2006 - 5/31/2006 000G00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 744316 S%9/1/2018 5/l/2006 -2,042.470 2.042.47 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 114.104.19 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 475.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 OAO 2,517.90 CMS REF: 1061280029072 SEC ID:3140313324 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 747914 5%II/l/2018 5/l/2006 -1744.600 1,744.60 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 227,822.49 UNITS 5/25/2006 {00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 949.26 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,693.86 CMS REF: 103F3XO 29069 REG: SEC ID;31403F3K0 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 748400 5%8/1/2018 %/112006 -825.160 825.16 MIN IN AMORT FOR APRIL RECD INT FOR APRIL ON 132,222.02 UNITS 5/25/2006 100.6000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 550.93 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,376.09 CMS REF: 10612SM29066 SEC ID:31403ONR9 REG:FRB // FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7488W 5%12/1/2018 5/21/2006 8 25.600 8,7 0.60 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 693,341.IS UNITS 5/25/2006 0.00 2,880.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 I2,888.92 CLEARING BROKER: NON-BROKER TRADE,BOSTON 000D9999 CMS REF: 1061280029064 SEC ID:31403G7LO REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 750377 5%I1/1/2018 5 1/2006 -26 651.690 26,651.69 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 1,466,968.17 UNITS 5/ 512006 {00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 6,112.36 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 32,764.05 CMS REF: 10612SM29061 SEC 10:31403JUA2 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 750380 5%11/l/2018 5 1/2006 -6,499.700 6,499.70 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 1,254,690.13 UNITS 5/ 5/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE, BOSTON 00009999 5/25/2006 0.00 5,227.88 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 11,727.58 CMS REP: 1061280029058 SEC ID:31403JUD6 REO:FRB //FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 750445 5%11/1/2018 -55. 0 36 557.36 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 114,990.09 UNITS 55 1/2006 5/65/2006 0.00 4]0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000099W 0.00 1.036.49 CMS REF: 1061280029056 SEC ID:31403JWE2 RED:PRE 812412006 5:52:54PM EDT 41 Workbench /® Mellon Custody Transaction History Report ID: CUA356 Bear Cus .c, USD OCSD,CONSOLMATED 5/1/2006 - 5/31/2006 ocsocool0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 751960 5%12/1/2018 5/112006 -8,863.840 8,863.84 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 562,050.47 UNITS 5/25/2OD6 100,0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 5/25/2006 0.00 2,341.88 CLEARING BROKER:NON-BROKER TRADE,BOSTON NOW999 0.00 11,205.72 CMS REF: 1061280029054 SEC ID:31403LMH1 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 753425 5%11/1/2018 %/1/2DD6 -13 804.360 13,804.36 RECD MIN AMORT FOR APRIL RECD INT MR APRIL ON 592,663.93 UNITS 5/R5/2006 io0.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 2,469.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 16,273.79 CMS REF: 1061280029051 SEC ID:31403NA23 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 755165 5%12/l/2018 %/1/2006 4,764.110 4.764.11 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 433,287.06 UNITS 51 5/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE, BOSTON 00009999 5/25/2006 0.00 1,805.36 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,569.47 CMS REF: 10612SW29049 SEC ID:31403Q6A3 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7563725%11/1/2018 5/1/2006 -3.928.330 3,928.33 RECD PRIN AMORT MR APRIL RECD INT FOR APRIL ON 747,732.58 UNITS 5/25/2006 100.0D00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 5/25/2006 0.00 3,115.55 CLEARING BROKER:NON-BROKER TRADE, BOSTON OD009999 0.00 7,043.88 CMS REF: 1061280029046 SEC ID:314039JRB REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 789670 5%12/l/2019 5/112006 -3.221.050 3,221.05 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 736.929.86 UNITS 5/25/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 3,070.54 CLEARING BROKER:NON-BROKER TRADE, BOSTON 000099W 0.00 6.291.59 CMS REF: 1061280029982 SEC ID:31405HJM REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 792432 5%10/112019 5//1/2006 4.897.820 4.897.82 MIN IN AMORT FOR APRIL RECD INT FOR APRIL ON 730.500.83 UNITS 5/35/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 3,043.75 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,941.57 CMS REP: 1061280028979 SEC ID:31405LLM9 REG:PER FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL 794195 S%11/l/2019 S//I/2006 -54,388.740 54,388.74 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 732,816.56 UNITS 5/35/2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON OD009999 5/25/2006 0.00 3.053.40 CLEARING BROKER:NON-BROKER TRADE,BOSTON ODDD9999 0.00 57,M2.14 CMS REF: 1061280028976 SEC ID:31405NK09 REG:PRE 812412006 5:5254PIN EDT 42 Workbench I I 1 l I fl 1 1 1 I I fl I 1 1 I 1 l I ®/ Mellon Custody Transaction History Rcpart ID: CUA356 Been Currency: USD OCSD-CONSOLIDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date miae. Expense Income Deectlption PX Fee Net Local Amount FEDERAL NATL MTO ASSN OTD PASS THRU CTF POOL 800370 5%1211/2019 51/2006 -1,617.220 1,617.22 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 321,58LI I UNITS 5/ 5/2006 1D0.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/25/2006 0.00 1,339.92 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,957.14 CMS REF: 1061280028973 SEC ID:31405VFKS REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 803923 5% 12/1/2019 5 1/2006 -5 13I.170 5,131.17 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 1,020,196.25 UNITS 5/ 5/2006 00,0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00DO9999 5/25/2006 0.00 4,250.82 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 9,381.99 CMS REP: 1061280028971 SEC ID:31406AD41 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 823358 VAR RATE 5 1/2006 -72,300.800 72,3t10.80 2/1/2035 5/ 5/2006 100.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 2,900,377.92 UNITS 5/25/2006 0.00 10,369:18 TRADING BROKER:NON-BROKER TRADE, 00009999 0.00 82,659.98 CLEARING BROKER:NON-BROKER TRADE,,BOSTON 00009999 CMS REF: 106128002898E SEC ID:31406XWTS REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 879906 VAR RATE 5 1/2006 -7,420.960 7,420.96 10/l/2033 5/ 5/2006 100.0000 0.00 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 387,492.28 UNITS 5/25/2006 0.00 1,243.85 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 8,664.81 CLEARING BROKER:NON-BROKER TRADE,BOSTON W009999 CMS REF: 1061280(29113 SEC ID:31409VR39 REG:FRB RESIDENTIAL ASSET MTG PRODS INC 2003-RSI1 MTO ASSET BKD PASSTHRU 5/25/2006 12/0070000 12.4 7.69 CL0.00 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 56.256.48 UNITS 5/25/2006 0.00 247.97 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 0.00 12,735.66 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061450007705 SEC ID:76098SK83 REG:DTC Total DELIVER V8 PAY-PD 166) Totes PHneipei: 499,371.25 Total Commlecloa: 0.00 Total Income: 124,529.61 Total Net: 623,901.06 DELIVER V8 PAY-BELL 8/24/2006 5:52:54PM EDT 43 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Beer,Currency: USD GCSD CONSOLIDATED 5/1/2006 - 5/31/2006 WSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Tmde Price Commission Descrlptloa Actual Settlement Date Mist. Expense Income FX Fee Net Local Amount FEDERAL NATL MM ASSN DISCOUNT WE MATURES MAY 31,20061NCONME 5/24/2006 -1,000,000.000 976,410.42 AT MAT 5/25/2006 97.6410 O.OD TRADING BROKER:MORGAN STANLEY&CO INC.NY 00000050 5/25/2006 0.00 22,806.25 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 00000050 0.00 999,216.67 CMS REF: 1061440132848 CLIENT REP:650006030009045 SEC ID:313589XMO REG:PRS FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 7,2006 INCOME AT 5/24/2006 -1,100,000.000 1,095,535.83 MAT 5/25/2006 99.5942 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 000D0050 5/25/20M 0.00 2,577.36 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 000000S0 0.00 1,N8,113.19 CMS REP: 1061440135499 CLIENT REP:6S0006030009047 SEC ID:313589XU2 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 05/24/200604.8000% 5/25/2DD6 -12,200,000.ODO 12,200,000.00 CLOSE FOR 1061440093730 5/25/2D06 IOnODO0 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX1 OW00355 5/25/2006 0.00 1,626.67 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSF13US33XX))00000355 0.00 12,201,626.67 CMS REP: 1061450000103 SEC ID:994MA738 REG:REPO LEHMAN CATEGORY 2 REPURCHASE AGREEMENT DTD 05/24/2006 04.8000% 5/25/2005 -200 DDO.000 2000D0.00 CLOSE FOR 1061N0106367 5/25/2006 im.00oo 0.00 TRADING BROKER LEHMAN GOVT SECS INC,NY 00000636 S/25/2006 0.00 26.67 CLEARING BROKER:LEHMAN DOW SECS INC,NY 00000636 0.00 200,026.67 CMS REF: 1061450000189 SEC ID:99454A878 REG:REPO Total DELIVER VS PAY-SELL 141 Total principal: 14,471,946.25 Total Commiseion: 0.00 Total Income: 27,036.95 Total Net: 14,499,983.20 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/25/2006 0.0DU -824.219.40 BOUGHT DREYFUS TREASURY CASH 5/25/2006 O.ODDO 0.00 CMS REF: 10614SM17360 5/25/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -824,219.40 SELL-BELL DREYFUS TREASURY CASH MANAGEMENT 5/25/2006 0.000 20,807.14 SOLD DREYFUS TREASURY CASH 5/25/2006 0.0000 O.OD CMS REF: 1061450217358 5/25/2006 BOB 0.00 SEC ID:996085247 REG:05 0.00 20.807.14 8/24/2006 &M-54PM Bur 44 Workberch C-- E- V- [- U- U- C f U-- t - u- F- C - U - r- [ [ - f - r- I l I I 1 t I t t I I a 1 a I 1 I a t ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLtDATED 5/1/2006 - 5/31/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Net Local Amount BSDT-IATE MONEY DEPOSIT ACCOUNT 5/25/2006 0.000 1,097,96S.05 SOLD UTE MONEY DEPOSIT 5/25/2006 MOOD 0.00 CMS REF: 1061450001209 5/25/2006 0.00 0.00 SEC ID:996087094 REG:OS 0.00 1,097,968.05 Total SELL-SELL 121 Total Principal: 1,118,775.19 Total Commission: 0.00 Total Income: 0.G0 Total Net: 1,118,775.19 FOREIGN HOLDER RELEASE-CD FEDERAL NATL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR 2003-83 TO 5 1/2006 0,000 0.00 INTEREST ON 1000DO.00 PAYABLE 052506 5/ 5/2006 0.0000 0.00 CMS REF: 1061320W3375 5/25/2006 0.00 291.67 SEC ID:31393ESY6 0.00 291.67 Total U.B.DOLLAR(USDI(76) Tots]Principal: 946,109.62 Total Commiaain.: 0.00 Total income: 151,858.43 Total Net: 1,097,968.05 5/26/2006 U.B.DOLLAR NSDI RECEIVF.VS PAT-BUY HEWLETT PACKARD CO GLOBAL NT DTI)05/26/2006 VAR RATE 05/22/2009 5/23/2006 1,400000000 -1,400.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X%)Q 00000355 5/26/2006 ffiR 00 DAo CLEARING BROKER CREDIT SUISSE,NEW YORK(CSPBUS33)(XXI 00000355 5/26/2M6 0.00 0.00 CMS REF: 10614301345I4 CLIENT REF:65000203OD25735 0.00 -1,400,0D0.00 SEC ID:428236M2 REG:DTC CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05126/200604.8800% 5/26/2006 12,300,000.000 .12,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X3X(00000355 5/26/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM ICSMUS33XXX10OW0355 5/26/2006 0.00 0.00 CMS REF: 106146OD754M 0.00 -12,300,000.00 SEC ID:99454E359 REG:REPO Total RECEIVE VS PAY-BUY 121 Total P ncipal: -13,700,000.00 Tout Commission: 0.00 Total income: 0.00 Total Net: -13,700,000.00 DELIVER VS PAY-SELL 8/24/2006 5:52:54PM EDT 45 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Bees Currcuer: USD OCSD-CONSOWDATED S/1/2006 - 5/31/2006 OCSGOOOIO000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commiaaion Description Actual Settlement Date Misc. Expense Income FR Fee Not Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/25/2006 04.8500 o 5/26/2006 -12.300,000.000 12,300,000.00 CLOSE FOR 10514SOD97227 5/26/2006 100,0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)q 00000355 5/26/2006 0.00 1,657.08 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFaUS33)XX(00DO0355 0.00 12.301.657.08 CMS REF: 10614WOM112 SEC ID:99454C510 REG: REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/26/2006 0.000 .1,657.08 BOUGHT DREYFUS TREASURY CASH 5/26/2006 O.ODW 0.00 CMS REF: 1061460183462 5/26/2006 0.00 0.00 SEC ID:99WO5247 REG:05 DOD -1,657.08 BELL-BELL DREYFUS TREASURY CASH MANAGEMENT 5/26/2006 0.000 1,400,000.00 SOLD DREYFUS TREASURY CASH 5/26/2006 0.0000 0.00 CMS REF: 1061460183463 5/26/20M 0.00 0.00 SEC ID:996085247 REG:05 CUO 1.400.000.00 Total U.S.DOLLAR(USD)151 Total Prinelpal: .1.687.0E Total Commission: 0.00 Total Income: 1,667.0E Total Net: 0.00 5/30/2006 U.B.DOLLAR 1USD1 RECEIVE VS PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/30/2006 04.9200% 5/30/2006 12,300,000.000 -12,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSMUS33XMQ 00000355 5/30/2D06 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XKXQ D000D355 5/30/2006 0.00 O.W CMS REF: 1061500106394 0.00 -12,300,000.00 SEC ID:9W540248 REG:REPO DELIVER VS PAY-BELL CS POB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/26/2DD504.8800% 5/30/2006 -12,300,000.000 12,300,000.00 CLOSE FOR 1061460075406 5/30/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX(00DO0355 5/30/2006 0.00 6,669.33 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI OD000355 0.00 12,306,669.33 CMS REF: 10615000MM7 SEC ID:99454E359 REG:REPO MARGm RELEASE-BUY 8/24/2006 5:52:54FM EDT 46 WarkbencA [ - f-- r t r- - U U I I .. - - [ - f - ©/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSDCOMSOLIDATED 5/1/2006 - 5/31/2006 OC8000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 5/30/2006 0.000 -6,669.33 BOUGHT DREYFUS TREASURY CASH 5/30/2006 0,0000 0,00 CMS REF: 1061500195216 5/30/2006 0.00 0,00 SEC ID:996085247 RED:05 0.00 -b,669.33 Total U.B.DOLLAR WSD)13) Total Principal: -6,669.33 Total Commission: 0.00 Total income: 6,669.33 Total Net: 0.00 5/31/2006 U.S. DOLLAR(USDI RECEIVE VS PAY-BUY FEDERAL HOME LN MTG CORP DISC NTS MATURES DECEMBER 12.2006 5/31/2006 2,700,000.000 -2,625,997.50 INCOME AT 5/31/2006 97.2992 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 5/31/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX10 00000355 0.00 -2,625,997.50 CMS REF: 1061510050833 CLIENT REF:650006030009068 SEC ID:313397SSS REG: PRS CS FOB CAT I REPO REPURCHASE AGREEMENT DTI)05/31/2006 04.8500% 5/31/2006 12.300000.000 -12,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSFBUS33XXK)00000355 5/31/2006 i00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33XXX)00000355 5/31/2006 0.00 0.00 CMS REF: 106151OD77445 0.00 -12,300,000.00 SEC ID:99454J085 REG:REPO Total RECEIVE VS PAY-BUY(21 Total Principal: -14,925,997.80 Total Commission: 0.00 Total income: 0.00 Total Net: -14,925,997.E0 RECEM VS PAY-PU US TREASURY INFLATION INDEXED NOTES 2%1/15/2014 5/31/2006 504.000 -584.00 RECD PRIN ACCRET FOR MAY RECD INT FOR MAY 5/31/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 5/31/2006 0.00 584.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 O= 0.00 CMS REF. 1061510071070 SEC SEC ID:91M2828B28BW9 REG:PRB US TREASURY INFLATION INDEXED NOTES 2%7/1512014 5/31/2OD6 17.732.000 -17,732.00 RECD PRIN ACCRET FOR MAY RECD TNT FOR MAY 5131/2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00DO9999 5/31/2006 0.00 17,732.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 0.00 CMS REF: 1061510076862 SEC ID:912828CP3 REG:REG:FRB 812412006 5.52:54PM EDT 47 aAwkbench /© Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCS/ACOMOL MMD 5/1/2006 - 5/31/2006 OC800oolowo Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount Total RECEIVE VS PAY-PU(2) Total Principal: -18,316.00 Total Commission: 0.00 Total Income: 18,316.00 Total Net: 0.00 DELIVER VS PAY-SELL FEDERAL HOME LN MTG CORP DISC NTS MATURES JUNE 6,2006 INCOME AT 5/31/2006 -I,800,000.000 1,792,931.25 MAT 5/31/2006 99.6073 0.00 TRADING BROKER:MORGAN STANLEY Is CO INC,NY 00000050 5/31/2006 0.00 5.655.75 CLEARING BROKER:MORGAN STANLEY&CO INC.NY 00000050 0.00 1,798,587.00 CMS REF: 10615IW45615 CLIENT REP:650006030009067 SEC ID:313397XT3 REG:FRB FEDERAL HOME LN MTG CORP DISC NTS MATURES JUNE 20,M06 INCOME AT 5/31/2006 -900,000.000 896,443.88 MAT 5/31/2DO6 99.6D49 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 5/31/2006 0.00 1,151.12 CLEARING BROKER:MORGAN STANLEY&CO INC,NY OODOOD50 0.00 897,595.00 CMS REF: 1061510045605 CLIENT REF:650006030009066 SEC ID:313397YHS REG:PRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/30/2006 04.9200% 5/31/2006 -12,300,0Do.000 12,300,000.00 CLOSE FOR 1061500106394 5/31/2006 100.0D00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XMI 00000355 5/31/2006 0.00 1,681.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 0.00 12,301,681.00 CMS REP: 1061510000159 SEC ID:994540248 REG:REPO Total DELVER V8 PAY-BELL I31 Total Principal: 14,989,375.13 Total Commission: 0.00 Total Income: 8,487.87 Total Net 14,997,863.00 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 5/31/2006 0.000 -70.653.17 BOUGHT DREYFUS TREASURY CASH 5/31/2006 0.0000 0.00 CMS REF: 10615102D7665 5/31/2006 0.00 0.00 SEC ID:9960BS247 RED:05 0.00 -70,653.17 FOREIGN HOLDER RELEARN-CD COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DID 03/15/2006 VAR RATE S/I5/2006 0.000 0.00 RECD INT ON 800000ODO UNITS PAY OS/15106 RATE 0.OD49 5/I5/2DD6 0.0000 0.00 REVERSAL INDICATOR:Y 5/31/20D6 0.00 3,922.17 CMS REF: 1061510144721 0.00 3,922.17 SEC ID:22238YHUO PORNKIN MOLDER RELEASE-CDC 8/24/2006 &-&LS4PM EDT 48 Workbench f - [-- C'- ( [— C_ f- f C [ [— f-- V U- r- [- F- [ - - [-_ ©/ Mellon Custody Transaction History Repoa m: CUA356 Base Cunenry: USD OCS CONsOLIDATRD 5/1/2006 - 5/31/2006 OCS00001000I0 Trade/ Ex Date UnitB Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Not Local Amount COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DTD 03/15/20M VAR RATE 5/15/2006 0.000 0.00 TO REVERSE ENTRY OF 05/18/06 RECD INT ON 800000.000 UNITS PAY 5/15/2006 0.0000 0.00 05/1S/D6 RATE 0.0039 5/31/2006 0.00 -3,172.50 CMS REF: 1061510144720 0.00 -3,172.50 SEC ID: 22238YHUO CASH WITHDRAWAL-CW SHORT TERM PUS INT ADJ 5/31/2006 0.000 0.00 NET OF OVERNIGHT INTEREST AND OVERDRAFT EXPENSES MAY 2006 5/31/2006 0.0000 0.00 CMS REF: 1061510015ISS 5/31/2006 0.00 -1,962.00 SEC ID:99000DPJ4 0.00 -1.962.00 Total U.S. DOLLAR IUBDI 111) Total Principal: -25,592.54 Total Cataodsalon: 0.00 Total lneoma: 25,591.54 Total Not: 0.00 812412006 5:52:54PM EDT 49 Workbench a a i a a a i a a a a a a i a e a a i ©/ Mellon Custody Transaction History Report ID: CUA356 Base Cuveney: USD OCSDCONSOLMATED 6/1/2006 - 6/30/2006 ocswool0000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount 6/1/2006 U.S. DOLLAR(USD) RECEIVE VS PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/01/2006 04.8800% 6/1/2006 12,300,000.00D -12.300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)100000355 6/1/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXK)0000035S 6/l/2006 0.00 0.00 CMS REF: 106IS20083371 0.00 -12.300,000.00 SEC ID:99454KB19 REG:REPO DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 05/31/2006 04.8500% 6/1/2006 -12,300,ODD.000 12,300,000.00 CLOSE FOR 1061510077445 6/1/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXK)00000355 6/1/2006 0.00 1.657.08 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XX)I 00000355 0.00 12,301,657.08 CMS REP: 1061520000037 SEC ID:99454JOSS REG:REPO MARGIN RELEASE-RUY DREYFUS TREASURY CASH MANAGEMENT 6/1/2005 0.000 -1.676.63 BOUGHT DREYFUS TREASURY CASH 6/1/2006 0.0000 0.00 CMS REF: 1061520244709 6/1/20U6 0.00 0.00 SEC ID:996085247 REG:OS MIND -1.676.63 FOREIGN HOLDER RELEASE-CD BSDT-LATE MONEY DEPOSIT ACCOUNT 6/1/2006 0.000 0.00 RECEIVED INTEREST BSDT-LATE MONEY DEPOSIT ACCOUN 6/1/2006 0.0000 0.00 CMS REF: 1061520018926 6/1/20D6 0.00 19.55 SEC ID:996087094 0.00 19.55 Total U.S.DOLLAR(USDI 141 Total Principal; -1,676.63 Total Commission: 0.00 Total Income: 1,676.63 Total Net: 0.00 6/2/2006 U.B.DOLLAR(USDI RECEIVE VS PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06102/200604.9200% 6/2/2006 12.300 DOGODO -12,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSPBUS33X)O)00000355 6/2/2006 (00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)ODOOD355 6/2/2006 0.00 0.00 CMS REF: 1061530123789 0.00 -12,300.000.00 SECID:99454NI51 REO:REPO DELIVER VS PAY-PD 8/24/2006 S54:16PM EDT 1 Workbondl ©/ Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSDCONSOLIDATED 6/1/2006 - 6/30/2006 OC8G00010000 Trade/ Ex Date Units - Principal Settle/ Pay Date Trade Price Commission Daecrlptlon Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount WMF/HUNTOON PAIGE ASSOC LTD PHA PROJ HAMPSHIRE TOWERS APT 5//1/2006 -941,450 941.45 000-11150 5/25/2006 100.0000 0.00 RECD PRIN AMORT FOR APRIL RECD INT FOR APRIL ON 922,984.20 UNITS 6/2/2006 0.00 5,762.81 TRADING BROKER: NON-BROKER TRADE,BOSTON W009999 0.00 6,7(P4.26 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061440010243 SEC to:302998GE3 REG:BOST DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/01/2006 04.8800% 6/2/2006 .12.300,000.000 12,300,000.00 CLOSE FOR 1061520083371 6/2/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK jCSFBUS33X)OQ 000DO355 6/2/2006 0.00 1,667.33 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX(ODOOD355 0.00 12,301,667.33 CMS REF: 1061530000031 SEC to:99454K819 REG:REPO MARGIN RELEASE•EUY DREYFUS TREASURY CASH MANAGEMENT 6/2/2006 0.000 .12,301,667.33 BOUGHT DREYFUS TREASURY CASH 6/2/2006 0.0000 0.00 CMS REF: 1061530194713 6/2/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -12,301.667.33 DREYFUS TREASURY CASH MANAGEMENT 6/2/2005 0.000 .12,406,704.26 BOUGHT DREYFUS TREASURY CASH 6/2/2006 0.0000 0.00 CMS REF: 1061530194714 6/2/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 .12,406.704.26 Total MARGIN RELEASE-BUY 121 Total Principal: .24,708.371.59 Total Commission: 0.00 Total income: 0.00 Total Net: .24,709,371.59 FOREIGN HOLDER RELEASE-CD F/X TRANSACTION 6/2/2006 0.000 12,400,000.00 RECD FRM ORANGE COUNTY 6/2/2006 0.0000 0.00 CMS REF: 1061530138539 6/2/2006 0.00 0.00 0.00 12.400.000.00 Total U.B.DOLLAR(USDI 16) Total Principal: •12,307,430.14 Total Commission: 0.00 Total Income: 7,430.14 Total Net: -12,300,000.00 6/5/2006 U.S.DOLLAR IUSD) 812412006 5:54:16PM EDT 2 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Bne Currency: USD OCSD�CONSOLmATED 6/1/2006 - 6/30/2006 OCe000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Desurlptton FX Fee Net Local Amount RECEIVE VS PAY-BUY UNITED STATES TREASURY NOTES DTD II/15/20054.500%11/15/2010 6/2/2OD6 1.S00,DDO.000 -1,475,449.22 TRADING BROKER:USE SECURITIES LUC,STAMFORD 00000642 6/5/20D6 98.3633 0.00 CLEARING BROKER: UBS SECURITIES LLC,STAMFORD OODW642 6/5/2006 0.00 -3.951.90 CMS REF: 1061530122309 CLIENT REP:660D02030025866 0.00 -1.479,301.12 SEC ID:912828EM8 REG:FRB UNITED STATES TREASURY NOTES DTD 11/15/20054.500%11/IS/MIO 6/2/2006 24.700,000.000 -24,295.730.47 TRADING BROKER:USE SECURITIES LLC,STAMFORD W000642 6/5/2006 98.3633 0.00 CLEARING BROKER: USE SECURITIES LLC,STAMFORD 00000642 6/5/2006 0.00 -63,427.99 CMS REF: 1061530122315 CLIENT REF:660002030US865 0.00 -24,359.158.46 SEC ID:912828EM8 REG: FRB UNITED STATES TREASURY NOTES DTD 03/31/2006 DUE 03/31/2008 6/2/2006 15.000,DD0.000 -14,920,312.50 TRADING BROKER:BARCLAYS CAPITAL INC,NEW YORK ODD07256 6/5/20D6 99.4688 0.00 CLEARING BROKER:BARCLAYS CAPITAL INC.NEW YORK 00007256 6/5/2006 0.00 -125.102.46 CMS REF: 1061530118829 CLIENT REF:660002030025864 0.00 -15.005,414.96 SEC ID:9I2828EZ9 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 061051200604.93DD% 6/5/2006 12,300.000.000 -12,300,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)COQ 0000035S 6/5/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE.NEW YORK ICSPBUS33KKK10000035S 6/5/2006 0.00 0.00 CMS REF: 1061560083254 0.00 -12.300,000.00 SEC ID:99454P461 REG:REPO Total RECENE VS PAY-BUY(4) Total Princlp W: -52,991,492.19 Totai Commieaiov: 0.00 Total mcvme: -192,302.35 Total NCL -63,193,874.54 DELIVER VS PAT-BELL GENERAL ELEC CAP CORP DISCOUNT NT DUE 07/24/2006 INCOME AT MAT 6/5/2006 -1,700,000.000 1,688,268.58 TRADING BROKER:MERRILL LYNCH GOVT SECS/MONEY MKTS,NY 0OW5193 6/5/2006 99,3099 0.00 CLEARING BROKER:MERRILL LYNCH GOVT SECS/MONEY MKTS,NY 6/5/2DD6 0.0D 0.00 00005193 0.00 1,688,268.68 CMS REF: 1061560063515 CLIENT REF:660002030025871 SEC ID:36959JGQD REG:DTC UNITED STATES TREASURY NOTES DTD II/15/20054.500%11/15/2010 6/2/2006 24,700.00/ODD 24,321,781.25 TRADING BROKER:MORGAN STANLEY 8:CO INC,NY 00000050 CLEARING BROKER:MORGAN STANLEY A CO INC,NY 00000050 6/5/2OD6 0.00 63,427.99 CMS REF: 106IS30128549 CLIENT REF:660002030025869 0.00 24,385,209.24 SEC ID:912828EMS REG:FRB UNITED STATES TREASURY NOTES DTD 03/31/2006 DUE 03/31/2008 6/2/2006 -3,000,0000 2,995.0000.0000 TRADING BROKER:LEHMAN GOVT SECS INC,NY 00000636 CLEARING BROKER:LEHMAN GOVT SECS INC,NY 000OD636 6/5/2U05 0.00 25,020.49 CMS REF: 1061530126526 CLIENT REF:660002MM5M7 0.00 3,010,020.49 SECID:912828EZ9 REG:FRB 8/24/2006 5:54:16PM EDT 3 Workbench ©/ Mellon Custody Transaction History Report 111: CUA356 Base Currency: USD OCSD.CONSOMMTED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deacsiptioa Actual Settlement Date Misc. Expense Income FX Fee Not Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/02/2006 04.9200% 6/5/2006 -12,300,000.000 12,300,000.00 CLOSE FOR ID61530123789 6/5/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 6/5/2006 0.00 5,043.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBU833XXXI 000003SS 0.00 12,305,043.00 CMS REF: 1061560000378 SECIM 99454N151 REG: REPO Total DELVER VS PAY-BELL 141 Total PNncipal: 41,295,049.93 Total Cammisalon: 0.00 Total income: 93,491.48 Total Net: 41,389,541.31 MARGIN RELEABE-BUY BSDT-LATE MONEY DEPOSIT ACCOUNT 6/5/2006 O.00D -1,878.63 BOUGHT LATE MONEY DEPOSIT 6/512D06 0.0000 0.00 CMS REF: 1061560189867 6/5/2006 0.00 0.00 SEC ID:996087094 REG:05 0.00 -1,878.63 BSDT-LATE MONEY DEPOSIT ACCOUNT 6/5/2006 0.000 .4,069.01 BOUGHT LATE MONEY DEPOSIT 6/5/2006 0,0000 0.00 CMS REF: 1061560189866 6/5/2006 0,00 0.00 SEC ID:996087094 REG:05 0,00 -4,069.01 Total MARGIN RELEASE-BUY 121 Total Principal: .5,947.64 Total Commission: 0.00 Total Income: 0.00 Total Nob -S,947.64 SELL-BELL DREYFUS TREASURY CASH MANAGEMENT 6/5/2006 0.000 12,295,605.00 SOLD DREYFUS TREASURY CASH 6/5/2006 0.0000 0.00 CMS REP: 1061560181839 6/5/2006 O.OU 0.00 SEC ID:996085247 RED:05 0.00 12,295,605.00 DREYFUS TREASURY CASH MANAGEMENT 6/5/2006 0.000 11,800,376.23 SOLD DREYFUS TREASURY CASH 6/5/2006 0.0000 0.00 CMS REF: 1061560181840 6/6/2006 0.00 0.00 I1,800,370.00 SEC ID:996085247 REG:OS 23 Total BELL-SELL(2) Total Principal: 24,095,981.23 Total Commission: 0.00 Total Income: 0.00 Total Net: 34,005,981.23 POREION HOLDER RELEASE-CD 8/24/2006 5:54:16PM EDT 4 Workbench F r F r I [ V [ r i r [ e r r [ F r [ - e a e a e e e e e e a ► e a a I a a a ©/ Mellon Custody Transaction History Report ID: CUA356 Beet Currency: USD OCSDCONSOLIDATED 6/1/2006 . 6/30/2006 OCSG00030000 Trade/ Fx Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense income FR Fee Net Local Amount COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DTD 03/15/2006 VAR RATE 5/15/2006 0.000 0.00 RECD INT ON 800000.000 UNITS PAY OS/15/06 RATE 0.W`K) 5/15/20M O.W00 0.00 CMS REF: 1061560098222 6/5/20M 0.00 3,274.17 SEC ID:22239MUO 0.00 3,274.17 DREYFUS TREASURY CASH MANAGEMENT 6/5/2006 0.000 0.00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 6/5/2m6 0.0000 0.00 CMS REF: 1061SWI85307 6/5/2m6 O.m 1,878.63 SEC to:996085297 O.m 1,878.63 DREYFUS TREASURY CASH MANAGEMENT 6/5/2006 0.000 0.00 RECEIVED INTEREST DREYFUS TREASURY CASH MANAGEME 6/5/2006 0.0000 0.00 CMS REP: 1061SWI85308 6/5/2006 0.00 4,069.01 SEC ID:996065247 O.m 4,069.01 Total FOREIGN HOLDER.RELBABE-CD 131 Total Principal: 0.00 Total Commission: 0.00 Total Income: 9,221.81 Total Net: 9,221.81 FOREIGN HOLDER RELEASE-CDC COUNTRYWIDE BK ALEXANDRIA VA CTF DEP UTD 03/15/20%VAR RATE / /2 0000 .0.000 0.00 0W TO REVERSE ENTRY OF 05/31/06 RECD INT ON 800000.OW 5 UNITS PAY /155/2006 OM -3,920.00 05/15/06 RATE 0.0049 CMS REF: 1061560098221 0.00 -3,922.17 SEC ID:22238YHU0 Total U.S.DOLLAR 1USD11161 Total Principal: 12,393,591.23 Total Commission: 0.00 Total Income: -93,59L23 Total Net; 12,300,000.00 6/6/2 6 U.S.DOLLAR 1USDI RECEIVE V8 PAY-BUY WELLS FARM BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 6/6/2006 3.500 000.000 -3,500,000.00 06/06/2006 6/6/2006 tm.0000 am TRADING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 616/2006 a00 am OD000025 0.00 -3,500,0o0.00 CLEARING BROKER:WELLS FARM BROKERAGE SVCS LLC,MINNEAP D0000025 CMS REF. 1061570060815 CLIENT REF:660006030009098 SEC ID:9497PSMW7 REG:DTC 8/24/2006 5:54:I6PIK EDT 5 Worh6ench Mellon Custody Transaction History Report ID: CUM56 Base Cnrcenry: USD OCSDCONSOMDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deecrlptioa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/06/2006 04.9400% 6/6/2006 12,300,000.000 -12,300,000.00 TRADING BROKER CREDIT SUISSE,NEW YORK ICSFBUM3XXX)000OM55 6/6/2006 100,0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)C0I OW00355 6/6/2006 0.00 0.00 CMS REF: 1061570127922 0.00 -12,300,000.00 SEC ID:9 S,tR780 REG:REPO Total RECEIVE VS PAY-BUY(2) Total Principal: -15,800,0enoo Total Commisvlon: 0.00 Total Income: 0.00 Total Net: -15,800sso.00 DMIVER VS PAY-MT WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 5%2006 -3,500,000,000 3,500,000.00 05/23/2006 5 6/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/6/2006 0,00 6,819.17 3,500,000.000 O.DD 3,506,819.17 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061569000743 SEC ID:9497PSIWl REG:DTC DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/05/2006 04.9300% 6/6/2006 -12,300 000.000 12,300,000.00 CLOSE FOR IM 1560083254 6/6/2006 IDD.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33XX%)00000355 6/6/2006 0.00 1,684.42 CLEARING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33X)N 00000355 0.00 12,301,684.42 CMS REF: I061570000123 SEC ID:9%54P461 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/6/2006 0.000 -12,310,382.22 BOUGHT DREYFUS TREASURY CASH 6/6/2006 O.ODOO 0.00 CMS REF: 1061570I85877 6/6/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -12,310,382.22 DREYFUS TREASURY CASH MANAGEMENT 6/6/2006 0.000 -4,069.01 BOUGHT DREYFUS TREASURY CASH 6/6/2006 0.0DD0 0.00 CMS REF: 1061570185878 6/6/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 4,0159.01 Total MARGIN RELEASE-BUY(21 Total Principal: -12,314,451.23 Total Commission: 0.00 Total Income: 0.00 Total Net: -12,314,451.23 SELL-SELL 8/24/2006 5:54:16PM EDT 6 Workbench 1 1 1 1 1 1 1 t 1 & 1 1 1 1 1 1 1 1 1 Mellon Custody Transaction History Report ID: CUA356 Bose Currency: USD OCSDCONSOUDATED 6/1/2006 - 6/30/2006 0c5000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deeerlptlon Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount BSDT-LATE MONEY DEPOSIT ACCOUNT 6/6/2006 0 000 1,878.63 SOLD LATE MONEY DEPOSIT 6/6/2DO6 0.0000 0.00 CMS REF: 1061570012T75 6/6/2006 0.00 0.00 SEC ID:996087094 REG:OS 0.00 1.878.63 BBDT-LATE MONEY DEPOSIT ACCOUNT 6/6/2006 0.000 4.069.01 SOLD LATE MONEY DEPOSIT 6/6/2006 0.0000 0.00 CMS REF: 1061570012M 6/6/2DO6 0 00 ODD SEC ID:996087D94 REG:05 0.00 4,069.01 Teal BELT.-BELL(2I Total principal: 5.947.64 Total Commission: 0.00 Total Income: 0.00 Total Net: S.947.64 Total U.S. DOLLAR IUSDI IS) Total principal: -12.308.503.59 Total Commission: 0.00 Total income: 8,503.59 Total Net: -12,300,000.00 6/7/2006 U.S. DOLLAR IUSDI RECEIVE VS PAY-BUT CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/07/200604.95017 6/7/2006 13,000,000.000 -13.000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)000 00000355 6/7/2006 1000000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)CCQ 0OW0355 6/7/2006 0.00 0.00 CMS REF: 10615800953" 0.00 -13,000,000.00 SEC ID:99454T398 REG: REPO DELIVER VS PAT-MT FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 7.2006 INCOME AT 6/7/2006 -600,000.000 597,565.00 MAT 6/7/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/7/2006 0.00 2,435.00 600,000.000 B 0.00 600,000.00 TRADING BROKER:NON-BROKER TRADE, 000999 CLEARING BROKER:NON-BROKER TRADE,.BOSTO BOSTON 0000OD9999 CMS REF: 1061579001NIIS REG: SEC ID:VIER VS PA REG:FRB DELIVER V8 PAT-BELL 812412006 5:54:16PM EDT 7 Workbench ®/ Mellon Custody Transaction History Report Ith CUA356 Base Currency: USD OCSDCONSOLUMTED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DeccrlpFlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/06/2U06 04.9400% 6/7/2006 -12,300 000.000 12,300,000.00 CLOSE FOR 1061570127922 6/7/2006 {00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YOM(CSFBUSMX)DQ 00000355 6/7/2006 0.00 1,687.83 CLEARING BROKER CREDIT SUISSE,NEW YOM(CSFBUS33XXX)00000355 0.00 12,301,687.83 CMS REF: 1061580000319 SEC ID:99454R780 REG:REPO SELL-BELL DREYFUS TREASURY CASH MANAGEMENT 6/7/2006 0.000 12,395,326.94 SOLO DREYFUS TREASURY CASH 6/7/2006 0.0000 0.00 CMS REF: 106IS80179612 6/7/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 12,395,328.94 FOREIGN HOLDER RELEASE-CD FEDERAL NATL MTG ASSN DEBS DTD 03/07/2005 VAR RATE D9/07/2006 6/7/2006 (Low 0,00 RECD INT ON 700000,000 UNITS PAY 06/07/06 RATE 0.0042 6/7/2006 0.0000 0.00 CMS REF: 10615800S4004 6/7/2006 0.00 2.983.23 SEC ID:313591IX21 0.00 2,983.23 Total U.B.DOLLAR(USD(151 Total Ptlnelpsh 12,292,893.94 Total Commission: 0.00 Total lawso : 7,106.06 Total Net: 12,300,000.00 6/8/2006 U.B.DOLLAR(UBD( RECEIVE VS PAY-BUY CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/8/2006 13,000 000.000 -13,000,000.00 06/08/2006 6/8/2006 {00.0000 0.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33)XXI 00000355 6/8/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)Q OD000355 0.00 -13,000,M0.00 CMS REF: 10615902OM39 SEC ID:99454V625 REG:REPO DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD D6/07/2006 04.950D% 6/8/2006 -13.OD0,000.000 13,000,000.00 CLOSE FOR IMISS0095348 6/8/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX3Q 00000355 6/8/Z 6 0.00 1.787.50 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33X)XI 000003SS 0.00 13,001,787.50 CMS REF: 10615W000239 SEC ID:99454T398 REG:REPO MARGIN RELEASE-BUY 8/24/2006 5:54:16PM EDT 8 Workbench C ©/ Mellon Custody Transaction History Rcpart ID: CUA3S6 Base Cu .., UBD OCSD-CONSOMIMTED 6/1/2006 - 6/30/2006 OcsGooal0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Not Local Amount DREYFUS TREASURY CASH MANAGEMENT 6/8/2006 0.000 -13,001,787.50 BOUGHT DREYFUS TREASURY CASH 6/8/2006 0.0000 0.00 CMS REF: 1061590160808 6/8/2006 0,00 0.00 SEC to:996085247 REG:05 000 -13,001,187.50 Total U.B.DOLLAR 1USDI(31 Total Principal: -13.001,787.SO Totes Commiosion: 0.00 Total income: 1,797.50 Total Net: -13,000,000.00 6/9/2006 U.B.DOLLAR(USDI RECEIVE VB PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/09/2006 04.9500% 6/9/2006 13.00(l000.000 -13.000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 6/9/2006 i00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM ICSFBUS33XXXI 0OW0355 6/9/2006 0.00 0.00 CMS REF: 106160DO79345 0.00 -13,000,000.00 SEC ID:99454W979 REG:REPO DBLIVER VB PAY-BELL CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/9/2006 -13,000,000.000 13,000,000.00 06/08/2006 6/9/2006 100.0000 0.00 CLOSE FOR 1061590206439 6/9/2006 0.00 1,791.11 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 0.00 13,001,791.11 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33X70Q 00000355 CMS REF: 1061600000487 SEC ID:99454V625 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/9/2006 0.000 .16.312.10 BOUGHT DREYFUS TREASURY CASH 6/9/20D6 0.0000 0.00 CMS REF: 10616MI60373 6/9/20D5 0,00 0.00 SEC ID:99WB5247 REG:05 0,00 -16,312.10 BELL-SELL DREYFUS TREASURY CASH MANAGEMENT 6/9/2006 0 . 0,000 000 12,998,20889 SOLD DREYFUS TREASURY CASH CMS REP: 1061600160372 6/9/2006 0,00 0.00 SEC ID:996085247 REG:05 0.00 12,998,208.89 FOREIGN HOLDER RELEASE-OD 812412006 5:54:16PM EDT 9 Workbench ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCBD�CONSOLIDATED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount GENERAL ELEC CO NT DTD 12/09/2005 VAR RATE 12/09/2008 6/9/2006 0.000 0.00 RECD INT ON 130D000.0D0 UNITS PAY D6/09/06 RATE 0.0125 6/9/2006 0.0000 0.00 CMS REF: 1061600100374 6/9/2006 0,00 16,312.10 SEC ID:369604BB8 0,00 16,312A 0 Total U.S. DOLLAR(USDI(51 Tote]Principal: 12,981,896.79 Total Cemmissinn: 0.00 Total Income: 18,103.21 Total Net: 13,000,000.00 6/12/2006 U.S.DOLLAR IUSD) RECEIVE VS PAY-BUY CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/12/2006 14.400000.000 .14,400,000.00 06/12/2006 6/12/2006 io0.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)0Q 00000355 6/12/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XX)D0000355 0.00 -14,400,000.00 CMS REF: 1061630088306 SEC ID:994542097 REG:REPO DELIVER VS PAY-MT GENERAL ELEC CAP CORP DISCOUNT NT DUE 06/12/2006 INCOME AT MAT 6/12/2006 -1,400000.000 1,383,235.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/12/2006 I00.0D00 0.00 1,400,000.000 6/12/2006 0.00 16,765.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,400,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061609001631 SEC ID:369593FC2 REG: DTC DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/09/2006 04.9500% 6/12/2006 -13,000,000.000 13,000,000.00 CLOSE FOR 1061600079345 6/12/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 6/12/2006 0.00 5,362.50 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XKXI 00000355 0.00 13,005,362.50 CMS REF: 1061630000059 SEC ID:99454W979 REG: REPO MARGIN RELEASE.BUY DREYFUS TREASURY CASH MANAGEMENT 6/12/2006 0.000 -5,362.50 BOUGHT DREYFUS TREASURY CASH 6/12/2006 0,0000 0.00 CMS REF: 1061630163342 6/12/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -5,362.50 812412006 5:54:I6PM EDT 10 Wsrkbenrh e r r r [ [ r [ , [ r r r r r r [ c t t 1 l I I [ 1 ! t 1 1 t 1 1 t t e 1 ®/ Mellon Custody Transaction History Report ID: CUA356 Eese Currency: USD OCSD CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX:Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 6/12/2006 0.000 -32,401.05 BOUGHT DREYFUS TREASURY CASH 6/12/2006 0,0000 0.00 CMS REF: 1061630163344 6,11212006 0,00 0.00 SEC ID:996MS247 REG:05 0.00 -32,401.05 Told MARGIN RELEASE-BUY 121 Total Prmcipnl: -37,763.S5 Total Commission: 0.00 Total Income: 0.00 Total Net: -37,763.55 FOREIGN HOLDER RELEA3E-CD GENERAL ELEC CAP CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE R TR 6/12/2006 0.000 0.00 00716 6/12/2006 0.0000 0,00 REC PIT ON 2600000.000 UNITS PAY M/12106 RATE 0,012 6/12/2006 0,00 32,401.05 CMS REF: 1061630001823 0.00 32 40L05 SEC ID:36962GTM Total U.S.DOLLAR(UMI 161 Total Princ:pd: -54,528.55 Total Commission: 0.00 Total income: 54,528.S5 Total Net: 0.00 6/13/2006 UA.DOLLAR p13D1 RECEIVE VS PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/13/200604.96009: 6/13/2006 14,400,000.000 -14,400,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSF8US33X)XI 00000355 6/13/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 6/13/2006 0.00 0.00 CMS REF: 1061640086103 Gw -14,400,000.00 SEC ID:9945SA786 REG:REPO DELIVBR V3 PAY-SEM. CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/13/2006 -14.400,000.0OO 14,400,000.00 O6/12/2006 6/13/2006 100.0000 0.00 CLOSE FOR IM1630088306 6/13/2006 0.00 1,984.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX111 00000355 0.00 14,401,984.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)X100000355 CMS REF: 10616,40000170 SEC ID:99454ZO97 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/13/2005 GOOD -1,984.00 BOUGHT DREYFUS TREASURY CASH 6/13/2006 GODOO GOD CMS REF:1061640195014 6/13/2006 0.00 0.00 SEC to:996085247 REG:05 0.00 -1,984.00 8/24/2006 354:16pu EDT 11 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currcvcy: USD OCBD CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date unite Principal Settle/ Pay Date Trade Price Commission DeearlptMn Actual Settlement Date Mime. Expense Income FR pee Net Local Amonat DREYFUS TREASURY CASH MANAGEMENT 6/13/2006 0.000 -12,774.78 BOUGHT DREYFUS TREASURY CASH 6/13/2OD6 0.0000 0.00 CMS REF: 1061640195015 6/13/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 .12,774.78 Total MARGIN RELEASE-BUY(21 Total Principal: .14,738.73 Total Commission: 0.00 Total Income: 0.00 Total Not: -14,759.78 FOREION MOLDER RELEASE-CD DAIMLERCHRYSLER NORTH AMER HLDG CORP OTD NIT DTD 03/14/2006 VAR 6/13/2006 0.000 O.OD RATE 6/13/2006 0.0000 GOD RECD INT ON 1000000.000 UNITS PAY 06/13/06 RATE 0.0134 6/13/2006 0.00 13,473.06 CMS REF: 1061WI 17440 0.00 13,473.06 SEC ID:23383SBS2 CABS WITHDRAWAL-CW FIX TRANSACTION 6/13/2006 0,000 .6%.28 SENDING BACK,BROKER DK'D IN ERROR 6/13/2006 0.0000 0.00 CMS REF: 1061640168466 6/13/2006 0.00 0.00 0.00 .698.28 Total V.B.DOLLAR)USD)161 Total Pdnclpnl: -13,457.06 Total Commission: 0.00 Total Income: 15.457.06 Total Net 0.00 6/14/2006 U.B.DOLLAR(USD) RECEIVE VS PAY-BUY FEDERAL NATL ASSN DISCOUNT NT MATURES SUP 13,2006 INCOME AT MAT 6/14/2006 2.500,000,000 -2.467,454.86 TRADING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 6/14/2006 98.6982 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD 000O0642 6/14/2006 0.00 0.00 CMS REP: 1061650063697 CLIENT REF:660006030009145 0.00 -2,467,454.86 SEC ID:313589F65 REG: FRB UNITED STATES TREAS BILL DTD 12/15/2005 DUE 06/15/2006 6/14/2006 900,000.000 -899,876.25 TRADING BROKER:CHASE SECURITIES,NEW YORK 00000187 6/14/2006 99.9863 0.00 CLEARING BROKER:CHASE SECURITIES,NEW YORK 00000187 6/14/2006 0.00 0.00 CMS REP: 1061650082551 CLIENT REF:660OD6030DO9146 0.00 -899,876.25 SEC ID:91279SX01 REG: FRB 8/24/2006 5:54:16PM EDT 12 Workbench r r— E- IF I r r , F r c - r - , c - r [. . . r — IF r - I 1 I I 1 1 1 1 1 1 I 1 1 1 1 1 l 1 ®/ Mellon Custody Transaction History Report ID: CUA356 Hex Currency: USD OCSD CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ ER Date Units Principal Settle/ Pay Date Trade Price commission Deacriptlon Actual Settlement Date Misc. Expense lnoome FR Fee Not Load Amount UNITED STATES TREASURY NT DTD 11/30/200427/8%11/30/2006 5/16/2006 10,500,000.000 -10,401,419.56 TRADING BROKER:USS SECURITIES LLC,STAMFORD W000642 6/1912006 99.0611 0.00 CLEARING BROKER:UBS SECURITIES LLC.STAMFORD 00000642 6/14/2006 0.00 -11,547.13 CMS REF: 1061360118746 CLIENT REF:650DO2030025709 0.00 -10,412.961.69 SEC ID:912828DD9 REG: PRB UNITED STATES TREASURY NT DTD 03/31/200533/4%03/31/2W7 5/16/2006 7,SW,000.000 -7,429,392.W TRADING BROKER:USE SECURITIES LUC,STAMFORD ODD00642 6/14/2006 W.0586 MOD CLEARING BROKER:USE SECURITIES LLC,STAMFORD 00000642 6/1412006 0.00 .57,633.20 CMS REF: 1061360119012 CLIENT REF:650002MM25711 0.00 -7,487,025.20 SEC ID:912828DQO REG:FRB UNITED STATES TREASURY NOTE DTD 05/31/200531/2%05/31/2007 5/166/2006 11.000,000.000 -10.950,519.90 5 TRADING BROKER:BANC OF AMERICA SEC LLC.SAN FRANCISCO 00005233 /2006 98.6411 0.00 CLEARING BROKER: BANC OF AMERICA SECS LLC,CHARLOTTE 00DO0773 6/14/2006 0.00 -14,726.78 CMS REF: 1061360128978 CLIENT REF:65000203OMS715 0.00 -10,865,246.68 SEC ID:912828DW7 REG:FRB U S TREASURY NOTES DTD 06/30/2005 3 5/8%06/30/2007 5/16/2006 16,60D.D00.000 -16,378,053.68 TRADING BROKER:URS SECURITIES LLC,STAMFORD 00000642 6/14/20M 98.6630 0.00 CLEARING BROKER:UBS SECURITIES LUC,STAMFORD W000642 6/14/20M 0.00 -274,278.32 CMS REF: 10613601190DI CLIENT REF:650002030025713 0.00 -16.652,332.00 SEC ID:912828DY3 REG: FRB UNITED STATES TREASURY NOTES DTD II/15/20054.500%1 2/15/2010 6/212006 24.700,000.000 -24,323,738.23 TRADING BROKER:MORGAN STANLEY&CO INC.NY 00000050 /2006 98.4767 0.00 CLEARING BROKER:MORGAN STANLEY 6 CO INC,NY 00D00050 6/14/2006 0.00 -90,611.41 CMS REF: 1061530129593 CLIENT REP:660002030025VO 0.00 44,414,349.64 SEC ID:912828EM8 REG:FRB UNITED STATES TREASURY NOTES DTD W/31/2006 DUE 03/31/2008 6 2/2006 3,000,000.000 -2,995,237.75 TRADING BROKER:LEHMAN GOVT SECS INC,NY 00000636 6/ 4/2006 99.5079 0.00 CLEARING BROKER:LEHMAN DOW SECS INC,NY 00000636 6/14/2006 0.00 -28,432.3E CMS REF: 1061530126538 CLIENT REF:660002030025868 0.00 3,013,670.13 SECID:912828E29 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/141200604,9500% 6/14/2006 14,500000.000 -14,SW,000.00 WW 6 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXIQ 0O 55 /2006 i00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX1000DO355 6/14/2006 0.00 0.00 CMS REF: 1061650097052 0.00 -14,500,000.00 SEC ID:9945SC75S RED:REPO LEHMAN CAT I REPO REPURCHASE AGREEMENT DTD 06/141200604.9500% 6/14/2006 5W OW.0W -500,000.00 TRADING BROKER:LEHMAN DOVE SECS INC,NY 00000636 6 4/2006 foomoo 0.00 CLEARING BROKER: LEHMAN DOW SECS INC,NY 00000636 6/14/2006 0.00 0.00 CMS REF: 10616SOM9795 0.00 -500,0 0.W SEC ID:9WSSC865 REG:REPO 8/24/2W6 S54:16PU EDT 13 Wwkb.xM ©/ Mellon Custody Transaction History Report m: CUA356 Base Currency: Van OCS&CONSOMMTED 6/1/2006 - 6/30/2006 OCSGmoloo00 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount Total RECEIVE VS PAY.BUY 110) Total Principal: .90,735,687.23 Total Commission: 0.00 Total Inc...: -477,229.22 Total Net- -91,212,916.45 DELIVER VS PAY-MT WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ENTRY DTD 6/14/2006 -3,500,000.000 3,500,000.00 06/06/20D6 6/14/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/14/2006 0.00 3,896.67 3,500,000.000 0.00 3,503,896.67 TRADING BROKER NON-BROKER TRADE,BOSTON ODON999 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061649001085 SEC ID:9497PSMW7 REG: DTC DELIVER V8 PAY-SELL UNITED STATES TREASURY NT DTD 11/30/2OD4 2 7/8%11/30/2006 6/13/2005 -10,500,000.GDD 10,395,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)q 00000355 6/14/2006 99.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSF8US33)CXXI ODDD0355 6/14/2006 0.00 11,547.13 CMS REF: 1061640IM666 CLIENT REF:660D02030025980 0-00 10,406,547.13 SEC ID:91282813139 REG:FRB UNITED STATES TREASURY NT DTD D3/31/2005 3 3/4%03/31/2007 6/13/2006 -7.500,000.000 7,420,312.50 TRADING BROKER:GOLDMAN SACHS&CO,NY 00000005 6/14/2006 98.9375 0.00 CLEARING BROKER:GOLDMAN SACHS&CO,NY 00000005 6/14/2006 0.00 57,633.20 CMS REF: 1061640116948 CLIENT REF:660002030025974 GOD 7,477,945.70 SEC ID:912828DQO REG:FRB UNITED STATES TREASURY NOTE DTD 05/31/2OD531/2%05/31/2007 6/13/2006 -11,000,000.000 10,838,437.50 TRADING BROKER:GOLDMAN SACHS&CO,NY OOOODOOS 6/14/2006 98.5313 0.D0 CLEARING BROKER:GOLDMAN SACHS&CO,NY 00000005 6/14/2006 0.00 14,726.78 CMS REF: 10616401215DO CLIENT REF:660DO2030025976 0.00 10,853,164.28 SEC ID:912828DW7 REG:FRB U S TREASURY NOTES DTD 06/3012005 3 518%06/30/2007 6/13/2006 -16.600.000.000 16,356,187.50 TRADING BROKER:UBS SECURITIES LLC,STAMFORD 00000642 6/14/2006 98.5313 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD OD000642 6/14/2006 0.00 274,278.31 CMS REF: 1061640121840 CLIENT REP:660002030025978 0.00 16,630,465.81 SEC ID:912828DY3 REG:FRB UNITED STATES TREASURY NOTES DTD II/15120054.500%11/15/2010 6/13/2006 -13.000.000.000 12,788,750.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33)DM OD000355 6/14/2006 98.3750 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33MM 000DO355 6/14/2006 0.00 47,690.22 CMS REF: 1061640126572 CLIENT REF:660002030025982 0.00 12,836,440.22 SEC ID:912828EM8 REG:PRB 812412006 5:54:16PM EDT 14 Workbench r , r r r r c - r I I r c . r- I r- 11 , f . r I r I r - r r 1 8 1 1 I 1 1 1 1 1 fl 1 1 1 1 1 1 1 t ®/ Mellon Custody Transaction History Report M: CUA356 Base Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income P FX Fee Net Local Amount UNITED STATES TREASURY NOTES DID 03/31/2006 DUE 03/31/2008 6/13/2006 -15,000.000.000 14,906,250.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)Q 000OD355 6/14/2006 99.3750 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)ODQ 00DO0355 6/14/2006 0,00 142.161.89 CMS REF: 1061W126695 CLIENT REF.fi O(K203002S%l 0,00 15,048,411.89 SEC ID:912828E29 REG: FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD O6/13/20()60C9600% 6/14/2006 -14 400,000.000 14,400,000.00 CLOSE FOR 1061640086103 6/14/2006 100.0000 O.GD TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)XX)00000355 6/14/2006 0,00 1,984.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 0.00 14,401,984.00 CMS REF: 1061650000079 SEC ID:99455A786 REG:REPO Total DELIVER VS PAY-BELL(7) Total Principal: 87,104,937.60 Total CommiaslDn: 0.00 Total Income: 550,021.S3 Total Net: 87,654,959.03 MARGIN RBLPdBE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/14/2006 0.000 -38,549.56 BOUGHT DREYFUS TREASURY CASH 6/14/2006 0.0000 0.00 CMS REF: IM16SO192170 6/14/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -38,549.56 BELL-BELL DREYFUS TREASURY CASH MANAGEMENT 6/14/2006 0.000 92.610.31 SOLD DREYFUS TREASURY CASH 6/14/2006 ODOM 0.00 CMS REF: 1061650192171 6/14/2M6 0,00 0.00 SEC ID:996085247 REG:OS 0,00 92,610.31 Tohl U.B.DOLLAR IUSD)(20) Total Principal: -76,66s.98 Tatel Commiselon: 0.00 Total Income: 76,688.98 Total Net: 0.00 6/15/2GO6 U.B.DOLLAR(Deal RECEIVE VB PAY-BOY FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 16,2006 INCOME AT 6/15/2006 2,800,000.000 -2,799.612.67 MAT 6/15/2006 99.9862 0.00 TRADING BROKER MORGAN STANLEY B CO INC,NY 00000050 6/15/2006 0.00 0.00 CLEARING BROKER:MORGAN STANLEY A;CO INC,NY 00000050 0.0) -2,799.612.67 CMS REP: IM1660061666 CLIENT REF:660DO2030026011 SEC ID:313589YD9 REG:FRB 8/24/2006 5-54:16PM EDT 15 Wmkbn:rlt ©/ Mellon Custody Transaction History Report ID: CUA356 Dose Currency: USD OCSDCONSOLIDATED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount UNITED STATES TREASURY NOTES DTD 11115/200S 4.500% I1/15/2010 6/14/2006 16,200,000.000 -15,898,781.25 TRADING BROKER: BARCLAYS CAPITAL INC,NEW YORK 00007256 6/15/2006 98.1406 0.00 CLEARING BROKER:BARCLAYS CAPITAL INC,NEW YORK 00007256 6/15/2006 0.00 -61,410.33 CMS REF: 1061650077350 CLIENT REF:6600020M025989 0.00 -15,960.191.58 SEC ID:912828EMS REG:FRB UNITED STATES TREASURY NOTES DTD I I/IS/2005 4.500%11/15/2010 6/14/2006 6,900,000.000 -6,757,148.44 TRADING BROKER:BANC OF AMERICA SEC LLC,SAN FRANCISCO 00005235 6/15/2006 97.9297 0.00 CLEARING BROKER:BANC OF AMERICA SECS LLC,CHARLOTTE 00000773 6/15/2006 0.00 -26.156.25 CMS REF: 1061650135522 CLIENT REF:660002030025994 0.00 -6,783,304.69 SEC ID:912828EM8 REG:FRB WELLS FARGO BANK NA INSTL CTF DEP PROGRAM BOOK ETNRY DTD 6/I5/2006 3.400.D00.000 -3,400,000.00 06/15/2006 6/IS/2006 100.0000 0.00 TRADING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 6/15/2006 0.00 0.00 00000025 0.00 -3,400,000.00 CLEARING BROKER:WELLS FARGO BROKERAGE SVCS LLC,MINNEAP 00000025 CMS REF: 106166007GS99 CLIENT REP:66ODDW30009156 SEC ID:9497PSPLS REG: DTC CREDIT SUISSE FIRST BOSTON REPURCHASE AGREEMENT DTD 06/15/2006 6/15/2006 12,000,000.000 -12,000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX10000003SS 6/15/2006 100.0D00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX3100000355 6/15/2006 0.00 0.00 CMS REF: 1061660096081 0.00 -12,000,000.00 SEC ID:99455D483 REG:REPO Total R1C1IV1 VS PAY-BUY 151 Total Principal: -40,855,542.36 Total C-1—ion: 0.00 Totes Income .87,566.59 Total Net: -40,943,I08.94 RECEIVE VS PAY-PU FEDERAL HOME LN MTG CORP MULTICLASS MTO PARTN CTFS OTD 5//1/2006 54.750 -54.75 RECD PRIN ACCRET FOR APRIL RECD INT FOR APRIL 6/1512006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/15/2006 0.00 54.75 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 0.00 CMS REF: 1061660036958 SEC ID:3133TCE95 REO: FRB DBIJV19R V8 PAY-MT FEDERAL NAIL MTG ASSN DEBS DTD 06/22/200151/4%06/15/2006 6/15/2006 -2,350000.000 2,350,000.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/15/2006 100.0000 0.00 2,350,000.000 6/15/2006 0.00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,350,000.00 CLEARING BROKER:NON-BROKER TRADE, BOSTON 00009999 CMS REF: 10616590OD676 SEC ID:31359MJX2 REG:FRB 812412006 5:54:16PM EDT 16 Workbench r-. r- 11 , If r , r - r_ , r . IF r r. , T. r I r r I r r r r S ( I t 1 I I I I I 1 . 1 1 1 1 I I I 1 Mellon Custody Transaction History Repartto: CUA356 Base Currency: USD OCSDCONSOLUNITED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DescriptWn Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount UNITED STATES TREAS BILL DTD 12/15/2005 DUE 06/15/2006 6/15/2006 -900,000.000 899,876,25 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/15/2DU6 100.0000 0.00 900,000.000 6/15/2006 0.00 123.75 TRADING BROKER NON-BROKER TRADE,.BOSTON BOSTON OW0999 0.00 900,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: I061659 SEC ID:912795XG1 REG:REG:FRB Total DELIVER V8 PAY-MT(2) Total Principal: 3,249,876.25 Total Commlcalan: 0.00 Total Income: 123.75 Total Net: 3,250,000.00 DELIVER V8 PAY-PD FEDERAL HOME LN MTG COW MULTICLASS MM PARTN CTFS GTD 5/1/2006 .14,122.250 14,122.25 RECD MIN AMORT FOR APRIL RECD INT MR APRIL 6/15/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE.BOSTON 00009999 6/15/2006 0.00 2.376.15 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 16,498.40 CMS REF: 133 SEC ID:3133TCE95TCE95 REG REG:FRB FEDERAL HOME LN MTG CORP PAWN CTFS POOL 78-6064 VAR RATE 5//1/2006 -66.680 86.68 I/l/2028 6/i5/2D06 100.0000 0.00 RECD MIN AMORT FOR APRIL RECD INT FOR APRIL ON 36,066.02 UNITS 6/15/2006 0.00 179.96 TRADING BROKER NON-BROKER TRADE, 00009999 0.00 266.64 CLEARING BROKER:NON-BROKER TRADE,,BOSTON 00009999 CMS REF: 1061280028945 SEC ID:3I3483WZ3 REG:FRB FEDERAL HOME LN MTG CORP MULTICLASS MTG PARTN CTFS GTD SER 2756 6/1/2006 -2.450.250 2,450.25 CL MA 6/1512006 100.0000 0.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 64,256.87 UNITS 6/1512 0 0 6 G00 267.74 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 0.00 2.717.99 CLEARING BROKER NON-BROKER TRADE,BOSTON 00DM9 CMS REF: 1061590071222 SECID:31394PX24 REG:FRB FEDERAL HOME LN WO CORP MULTICLASS MTG PARTN CTFS GTD SER 2832 6/1/2006 -3,272.480 3,272.48 CL PA 6/15/2006 100.0000 0.00 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 58,865.27 UNITS 6/15/2006 0.00 220.74 TRADING BROKER:NON-BROKER TRADE, .BOSTON BOSTON ODD0999 0.00 3.493.22 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 CMS REF: 39SC7 0 REG: SEC ID:31395C7B1 REG:FRB 8/24/2006 5:54:I6PM EDT 17 ROtkbench ®/ Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCSD-CONSOLIDATED 6/l/2006 - 6/30/2006 OOSG00010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Deeeription Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL HOME LN MTO CORP MULTICLASS MTO PAWN CTFS DID SER 2891 6/1/2006 -18,938.H90 18,938.89 CL LN 6/15/2006 100.DOW 0.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 907,884.41 UNITS 6/15/2006 0.00 3 215.42 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 G00 22,154.31 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000D9999 CMS REF: 1061590071155 SEC ID:31395JZ90 REG: FRB FEDERAL HOME IN MTO CORP MULTICLASS MTO PAWN CTFS OTD 6/112006 -2 099.120 2,099.12 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 86,981.63 UNITS 6/15/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/15/2006 0 00 289.94 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,389.06 CMS REF: 1061590071153 SEC ID:31395KDT7 REG:FRB FEDERAL HOME IN MTO CORP MULTICLASS MTO PAWN CTPS OTD SER 2977 6/I/2006 -1 218.820 1,218.82 CL PJ 6/15/2006 i00.0000 0.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 89,495.13 UNITS 6/I5/20U6 0.00 335.61 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,554.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061590071150 SEC ID:31395UT68 REG:FRB DOW NAIL MTO ASSN GTD PASS THROUGH POOL 421389 6 1/2%4/1 S/2026 6/1/2006 -17A00 17.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 5,329.41 UNITS 6/15/2006 100=00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/15/2006 0.00 28.87 CLEARING BROKER:NON-BROKER TRADE,BOSTON ODOD9999 0.00 45.87 CMS REF: 1061590071170 SEC ID:36206UC23 REG:FRB Total DELIVER VS PAT-PD 181 Total Ptloai9al: 42,205.49 Total Cemmbabo: 0.00 Total lawana: 6,914.43 Total Not: 49,119.92 D6LIYER V8 PAT-BELL UNITED STATES TREASURY NOTES DID II/1 S/20054,5D0% I l/IS/2010 6/14/2006 -23.100,000.000 22,630,781.25 TRADING BROKER:LEHMAN OOVT SECS INC, NY 00000636 6/15/2006 97.9688 0.00 CLEARING BROKER:LEHMAN DOW SECS INC,NY 00000636 6/15/2006 0.00 67,566.58 CMS REF: 1061650130086 CLIENT REF:66OW2030025992 0.00 22,718,347.83 SEC ID:912828EM8 REG: PRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/14/200604.9500% 6/15/2006 -14.500.000.000 14,600,OD0.00 CLOSE FOR 10616SOD97052 6/15/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE.NEW YORK(CSPBUS33XX)Q 00000355 6/1512006 0.00 1,993.75 CLEARING BROKER:CREDIT SUISSE.NEW YORK(CSFBUS33XXX)00000355 0.00 14.Wl,993.75 CMS REF: 1061660000152 SEC to:9945SC758 REG:REPO 8/24/2006 5:54:16PM EDT 18 Wo,kbna4l rI r I: - I r r 1 11 IF I r r I r [ F r r r r r ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSIDCONSOUTRATED 6/l/2006 - 6/30/2006 OC8G00o30000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount LEHMAN CAT 1 REPO REPURCHASE AGREEMENT DTD 06/14/2006 04.95UD% 6/15/2DD6 -500,000 000 500,000.00 CLOSE FOR 1061650099795 6/15/2DD6 100.0000 0.00 TRADING BROKER: LEHMAN GOUT SECS INC,NY 00000636 6/15/2DD6 0,00 68.75 CLEARING BROKER:LEHMAN GOVt SECS INC,NY 00DOD636 0.00 500,068]5 CMS REP. 106166MM193 SEC ID:9945SC86S REG:REPO Total DELIVER VS PAY-BELL(3) Total Principal: 37,630,781.25 Total Commission: 0.00 Total Income: 89,629.08 Total Net: 37,720,410.33 MAMMAS RELEABE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/15/2006 0.000 -1.993.75 BOUGHT DREYFUS TREASURY CASH 6/ 5/2006 0.0000 0.00 CMS REF: 1061660248784 6/15/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1,993.75 DREYFUS TREASURY CASH MANAGEMENT 66/15/2006 0.000 -1.171.600.73 BOUGHT DREYFUS TREASURY CASH /2DO6 0.0000 0.00 CMS REF: 1061660248785 6/15/2006 0.00 0.00 SEC ID:996085247 REG:05 O.DD -1.171,600.73 Total MARGIN RELEASE-BUY 121 Total Principal: -1,173,594.48 Total Commission: 0.00 Total Income: 0.00 Total Net: -1,173,894.48 FOREIGN HOLDER RELEASE-CD FEDERAL HOME LN MTG CORP FREDDIE NITS DTC BOOK ENTRY TRANCHE N 66/15/2006 15%006 0.000 0.00 TR REC TNT ON 125000.000 UNITS PAY 05/1S/06 RATE 0.003 6/15/2006 0.00 416.67 CMS REF: 1061660028083 0.00 416.67 SEC ID:3133F1GX9 FEDERAL HOME IN SKS CONS BD STEP CPN 4%TO 12/06 RESETS ANNLY 6/15/2006 0.000 OoD RECD INT ON 300000.000 UNITS PAY 06/15/06 RATE 0.0200 6/15/2006 0.0000 0.00 CMS REF: 1061660159596 6/15/2006 0.00 6,000.00 SEC 10:3133X9Q45 0.00 6,000AO FEDERAL FARM CR BKS CONS SYSTEMWIDE BDS TITO 06/IS/2005 4.35% 6/15/2DO6 0.000 0.00 06/15/2009 6/15/2006 0.0000 0.00 BBC TNT ON 1200000.000 UNITS PAY 06/15/06 RATE 0.021 6/15/2006 0.00 26,I0D.00 CMS REF: 1061660028085 0.00 26,100.00 SEC ID:31331SC68 812412006 S54:16PM EDT 19 Workbench ®/ Mellon Custody Transaction History Report To: CUA3S6 Base Currency: USD OCSD CONSOLTDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Doecription Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTO ASSN DEBS DTD 06/22/2D0151/4%06/15/20M 6/I5/2006 0.000 0.00 REC TNT ON 2350000.000 UNITS PAY 06/15/06 RATE 0.026 6/IS/2006 0.0000 0.00 CMS REF: 1061660028080 6/15/2006 am 61,687.50 SEC ID:31359MJX2 0.00 61.687.50 FEDERAL HOME LN MTO CORP MULTICLASS MTG PARTN CTFS OTD 6/1/2006 0.000 0.00 INTEREST ON 100000.00 PAYABLE 061S06 6/15/2006 0.0000 0.00 CMS REF: 10615WO21449 6/15/2006 0.00 3M.33 SEC ID:31394LVF6 0.00 3M.33 FEDERAL HOME LN MTO CORP MULTICLASS MTO PARTN CTFS GTD SER 2733 6/1/2006 0.000 0.00 CL PA 6/15/2006 0.0000 OAO INTEREST ON 500000.00 PAYABLE 0615% 6/15/2006 0.00 1,666.67 CMS REF: 1061590021448 0.00 1,666.67 SEC SEC ID:31394NU394NUE6 FEDERAL HOME LN WIG CORP MULTICLASS MTO PARTN CTFS GTD SER 3OD8 6/l/2006 0.000 0.00 CLJK 6/15/2006 0.0000 0.00 INTEREST ON 500000.00 PAYABLE 061506 6/1512006 0.00 1,875.00 CMS REF: 1061590021443 0.00 1,875.00 SEC ID:31395WOA9 HSBC FIN CORP ITT DTD 09/15/2005 VAR RATE M/15/20M 6/15/2006 0.000 0.00 NEC TNT ON 1300000.000 UNITS PAY 06/15/06 RATE 0.012 6/15/2006 0.0000 0.00 CMS REF: 1061660028075 6/1512006 0.00 16,744.00 SEC ID:40429CCU4 0.00 16,744.00 UNITED STATES TREASURY NTS DTD 12/15/2003 3 3/8% 12/15/2008 6/15/2006 0.000 0.00 REC TNT ON 47200000.000 UNITS PAY 06/15/06 RATE 0.016 6/15/2006 0.0000 0.00 CMS REF: ID61660028094 6/15/2006 0.00 796,500.00 SEC ID:9IM28BT6 0.00 796,500.00 UNITED STATES TREASURY NTS DTD 12/15/2004 3 1/2%12/15/2009 6/15/2006 0.000 0.00 REC INr ON 10620000.000 UNITS PAY 06/15106 RATE 0.017 6/15/2006 0.0000 0.00 CMS REF: I0 IMM28091 6/15/2DO6 0.00 185,850.00 SEC ID:912828DE7 0.00 185.850.00 Total FOREIGN HOLDER RELEASE.CD(101 Total Principal: 0.00 Total Commission: 0.00 Total Income: 1,097,173.17 Total Net: 1,097,173.17 Total U.S. DOLLAR IUSD)I31I Total Principal: -1,106,328.60 Total Commission: 0.00 Total Income: 1,106,325.60 Total Net: 0.00 812412006 5:54:16PM EDT 20 Workbench I c I I I e I I t - r I I I - I r f- 1 1 1 t 1 fl 1 fl 1 1 1 l 1 1 1 fl l 1 1 Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deccriptioa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount 6/16/2006 U.B. DOLLAR(USDI RECEIVE VS PAY-BUY UNITED STATES TREASURY NOTE DTD 05/31/2OD531/2%05/31/2007 6/15/2006 13.000,000.DDD -I2.791.796.88 TRADING BROKER CRASS/GREENWICH CAP,NEW YORK 00002230 6/16/2006 98.3984 0.00 CLEARING BROKER:CHASE/GREENWICH CAP,NEW YOM 00002230 6/16/2006 0.00 -19,890.71 CMS REF: 1061660129084 CLIENT REF:660DO2030026013 0.00 -12.811,687.59 SEC ID:912828DW7 REG:FRB U S TREASURY NOTES DID 06/30/2005 3 5/8%06/30/2007 6115/20D6 12.000,000.000 -11,805,000.00 TRADING BROKER CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 6/16/2OD6 98.3750 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXQ 00000355 6/16/2OD6 0.00 -200.676.80 CMS REF: 1061660135469 CLIENT REF:660002030026014 0.00 -12.005.676.80 SEC ID:912828DY3 REG:PRS CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DID 6/16/2006 12.000000.000 -12,000,000.00 06/16/20M 6/16/2006 i00.0000 0.00 TRADING BROKER CREDIT SUISSE,NEW YORK jCSFBUS33XXX)00000355 6/16/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSPBUS33300C)00000355 0.00 -12.000.000.00 CMS REF: 1061670098656 SEC ID:994550528 REG:REPO Total RECEIVE V8 PAY-BUY(3) Total Principal: .36,596,796.98 Total Commis0on: 0.00 Total Income: -220,567.51 Total Net: -36,817,364.39 DELIVER VS PAY-11T FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 16,2006 INCOME AT 6/I6/2006 .2,80Q000.000 2,799,612.67 MAT 6/16/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/16/2D06 0.00 387.33 0.00 2.800,000-00 TRADING BROKER:NON-BROKER TRADE, 0000999 CLEARING BROKER:NON-BROKER TRADE,,BOSTON 00009999 CMS REF: 1061669000701 SEC ID:3I35 REG:FRB D VS PA REGELIVER VS PAY-PD GOVERNMENT NATL MTG ASSN GTD REMIC PASS THRU SECS REMIC TR 6/16/2006 -7,046A30 7,096.43 2000-9 CL 6/I6/2DO6 100.0000 0.00 RECD PRIN AMORT FOR JUNE RECD INT FOR JUNE ON 330,894.13 UNITS 6/16/2005 0.00 1.538.83 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 8,635.26 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000099W CMS REF: 106167000D545 SEC ID:3837H4NX9 REG:FRB DELIVER VS PAY-SELL 8/24/2006 5:54:16PM EDT 21 Workbench ©/ Mellon Custody Transaction History Repoli ID: CUA356 Base Cm,ecncy: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission DescrlptWn Actual Settlement Date Misc. Expense Income F%Fee Net Local Amount GENERAL ELEC CAP CORP DISCOUNT NT DUE 07/24/2006 INCOME AT MAT 6/16/2006 4DO.000.000 397,808.67 TRADING BROKER:MORGAN STANLEY @ CO INC,NY 000000SO 6/16/2006 99.4522 0.00 CLEARING BROKER:MORGAN STANLEY 8:CO INC,NY 00000050 6/16/2006 0.00 0.00 CMS REF: 1051670059031 CLIENT REF:660OD2030026020 0.00 397,808.67 SEC ID:36959JGQO REG: OTC UNITED STATES TREASURY NOTE DTD 05/31/2005 3 1/2%05131/2007 6/16/2006 -8.500,000.000 8,367,187.50 TRADING BROKER:LIES SECURITIES LLC,STAMFORD 000DO642 6/16/2006 90.4375 0.00 CLEARING BROKER:UBS SECURITIES LLC,STAMFORD 00000542 6/16/2DO6 0.00 13,005.46 CMS REF: 1061670083907 CLIENT REF:660002030026021 0.00 8,380,192.96 SEC ID:912M8DW7 REG:FRB U S TREASURY NOTES DTD 06/3012005 3 5/8%06/3012007 6/15/2006 -12,000,000.000 11,806,875.00 TRADING BROKER:MERRILL LYNCH PIERCE PENNER SMITH INC NY 00000161 6/16/2DO6 98.3906 0.00 CLEARING BROKER: MERRILL LYNCH PIERCE FENNER SMITH INC NY 6/16/2006 0.00 200.676.80 00000161 0.00 12,007,551.80 CMS REF: 10616WI 19963 CLIENT REF:66000203OU26012 SEC ID:912828DY3 REG: FRB CREDIT SUISSE FIRST BOSTON REPURCHASE AGREEMENT DTD 06/15/20116 6/16/2DO6 42,000 000.000 12,DDO,ODO.00 CLOSE FOR 1061660096081 6/16/2006 r00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSPBUS33KKK100000355 6/16/2006 0.00 1.650.00 CLEARING BROKER:CREDIT SUISSE.NEW YOM(CSFBUS33KKX)0OW0355 0.00 12,001,650.00 CMS REF: 1061670OW131 SEC ID:99455D483 REG:REPO Told DELrYER V8 PAY-BELL 141 Total Principal: 32,571,871.17 Total Commission: 0.00 Total Income: 215,332.26 Total Net: 32,787,203.43 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/16/2006 0.000 .1,650.00 BOUGHT DREYFUS TREASURY CASH 6/16/2005 0.0000 0.00 CMS REF: 10616702101V 6/16/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1,650.00 13SDT-LATE MONEY DEPOSIT ACCOUNT 6/16/2006 0.000 -3,506.88 BOUGHT LATE MONEY DEPOSIT 6/16/2006 0.0000 0.00 CMS REF: 1061670213294 6/16/2006 0.00 0.00 SEC ID:996087094 REG:OS 0.00 -3,506.88 Total MARGW RELEASE-BUY 121 Total Principal: -5,156.88 Total Commission: 0.00 Total income: 0.00 Total Net .5,156.88 BELL-BELL 812412005 554:16PM EDT 22 Workbench [ C C : [ IF E E t C E E t E E E E C C [ 1 t 1 ( 1 l 1 t 1 1 1 1 1 1 1 1 1 ( 1 ®/ Mellon Custody Transaction History Report ID: CUA356 Bane Currumv: UBD OCSDCOASOLIDATED 6/1/2006 - 6/30/2006 OC8000030000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 6/1612006 0 000 1,216,552.37 SOLD DREYFUS TREASURY CASH 6/I6/2006 00000 0.00 CMS REF: 1061670210108 6/16/2006 0.00 0.00 SEC to:99WB5247 REG:05 0,00 1.216.552.37 FOREIGN HOLDER RELEASE-CD COUNTRYWIDE BK ALEXANDRIA VA CTF DEP DTD 03/15/2006 VAR RATE 6/I5/2006 0.000 0.00 RECD INT ON 800000.000 UNITS PAY 06/15/06 RATE 0.0043 6/IS/2006 0.0000 0.00 CMS REF: 1061670210384 6/16/2006 0.00 3,506.88 SEC to:22238YHU0 0.00 3,5D6.88 FEDERAL HOME LN MTG CORP MEDIUM TERM NTS FED BOOK ENTRY DTD 6/16/20D6 0." 0.00 REC INT ON 200DOU.000 UNITS PAY 06/16/06 RATE 0.016 6/16/2006 0.0000 0.00 CMS REP: 1061670013192 6/16/2006 0.00 3,290.00 SEC ID:3128XINB9 0.00 3,290.00 GOVERNMENT NATL MTG ASSN GTD REMIC PASS THRU TR M03-97 CL DU 4% 611/2006 0.000 0.00 INTEREST ON 1000000.00 PAYABLE 061606 6/16/2006 0.ODDO 0.00 CMS REF: 1061650002959 6/16/2006 0.00 3,333.33 SEC To:38374EYK7 0.00 3,333.33 Total FORJUGN HOLDER RELEASE-CD(3) Total Principal: 0.00 Total Commission: 0.00 Total Income: 10,130.21 Total Net: 10,130.21 Total U.8.DOLLAR(USD)1151 Total Principal: -6,821.12 Total Commission: 0.00 Total Income: 6,821.12 Total Net: 0.00 6/19/2006 U.S. DOLLAR(USDI RECEIVE VS PAY-BUY COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 4/26/2006 4,000,000.000 -3.875,625.00 06/01/202i 6/19/2006 96.8906 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXl 00000355 6/19/2006 0.00 0.00 CLEARING BROKER: 1746 CLIENT ,NEW PORK 030025333XXX100000355 000 -3,875,625.00 CMS REF: 10611601 REG- CLIENT REF 690002030025466 SEC ID:OIF050960 REG:PNR 812412006 5:54:/6PA/ EDT 23 WwtDendh ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG000I0000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deacrlptlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/19/2006 04.8750% 6/1912006 12,000,000 000 -12,000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)Q 00000355 6/19/2006 100,0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)q 00000355 6/19/2006 0.00 0.00 CMS REF: 1061700129639 0,00 -12,000,000.DO SEC ID:99455J761 REG:REPO Total RECEIVE V8 PAY-BUY(2) Total P ncip b -15,8711,625.00 Total Commission: O.OD Total Income: MOD Total Net: 45,875,625.00 DELIVER VS PAY-BELL COMMITMENT TO PURCHASE FNMA SINGLE FAMILY MORTGAGE 5% 5/16/2006 4,000,000.000 3.870.312.50 06/01/2021 6/19/2006 96.7578 0.00 021M0021 NET LOSS 5312.50 FBCMBS Acct 140091397-Rcf PI 6/19/2006 0.00 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OXX100000355 0.00 3,870,312.50 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)OM 00000355 CMS REF: 1061360076967 CLIENT REF:650002OW025707 SECID:OIF05D460 REG:PAIR CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/19/2006 -12.000,000.000 12,000,000.00 06/16/2006 6/19/2006 100.0D00 ow CLOSE FOR 1061670098656 6/19/2006 0.00 4,880.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 0.00 12.0D4.8B0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX100000355 CMS REF: 1061700000163 SEC ID:9945SG528 REG:REPO Total DELVER V8 PAY-BELL(21 Total Princlpal: 15,970,312.50 Total Commission: 0.00 Total Income: 4,880.00 Total Net: 15,875,192.50 MARGIN RELEASE-BUY CREME TREASURY CASH MANAGEMENT 6/19/2006 0.000 -8,386.88 BOUGHT DREYFUS TREASURY CASH 6/19/2006 0.0000 0.00 CMS REF: 1061700193174 6/19/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 -8,386.88 DREYFUS TREASURY CASH MANAGEMENT 6/19/2006 0.000 .3,613.06 BOUGHT DREYFUS TREASURY CASH 6/19/2006 0.0000 0.00 CMS REF: 1061700193175 6/l9/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 -3,613.06 Total MARGIN RELEASE-BUY Mal Total Principal: -11.999.94 Total Commission: 0.00 Total Income: 0.00 Total Net: -11,999.94 812412006 5:54:I6PM EDT 24 Workbench C 1- C C [ V C _ f f ` - [ C E - E I I I 1 I I 1 t 1 i I I 1 i 1 I I 1 1 /® Mellon Custody Transaction History Report ID: CUA356 Bose Currency: USD OCSD-CONSOLUMTED 6/1/2006 - 6/30/2006 OCS000010000 Trade Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Desedption FX Fee Net Local Amount BELL-SELL BSDT-LATE MONEY DEPOSIT ACCOUNT 6/19/2006 0.000 3,506.88 SOLD LATE MONEY DEPOSIT 6/19/20% 0.0000 ORD CMS REF: 10617000M991 6/19/M% 0.00 ORO SEC ID:996087094 REG:05 0.00 3,506.88 FORBIGN HOLDER RELEASE-CD TOYOTA MTR CR CORP MEDIUM TERM NTS BOOK ENTRY TRANCHE a TR 6/19/2006 0,000 0.00 00413 DID 6/19/2006 0,0000 0.00 RECD INT ON 2000000.000 UNITS PAY 06/19/06 RATE 0.0044 6/19/2006 0.00 8,925.56 CMS REF: 10617MI79795 000 8,925.56 SEC ID:892337fE6 Total U.B.DOLLAR(USDI(8) Total Principal: .13,805.56 Total Commission: 0.00 Total Income: 13.805.56 Total Net: 0.00 61201200E U.B.DOLLAR(USDI RECEIVE V8 PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTI)06/20/2006 04.7800% 6/20/2006 /2006 12.000O � 000-12, ,0000.00 TRADING BROKER CREDIT SUISSE,NEW YORK(CSFBUS33)000 6 00000355 6/20/ 0.00 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(C!IMUS33)CM 000M55 CMS REF: 1061710087438 0.00 -12,000.000.00 SEC ID:99455L139 REG:REPO DELBIER VS PAY-PD GOPI NATL MTG ASSN 11 PASS THROUGH POOL SM23 VAR RATE 12/20/2026 6 1/2006 -2.776.260 2.776.26 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 102,064.54 UNITS 6/ 0/2006 100.00DO 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON OW09999 6/20/2006 0.00 435.90 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3.212.16 CMS REF: 106I22SCA 0 REG: 1135 SEC to:36225CA29 REG:FRB GOVT NATL MTG ASSN H PASS THROUGH POOL 080088 VAR RATE 6/20/2M7 6/1/2006 -7,389.MO 7,3M.34 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 131,770.43 UNITS 6/20/2006 1DUD000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON W009999 6/20/2006 0.00 480.41 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 7,869.75 CMS REF: 1061590071137 SEC to:36225CCM REG:FRB 8/24/2006 5:54:16PM EDT 25 Workbench ®/ Mellon Custody Transaction History Report ED: CUA356 Base Carrenoye USD OCBD-CONSOLIDATED 6/1/2006 - 6/3012006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deacrlption Actual Settlement Date Misc. Expense Income FR Fee Net Local Amomt GOVT NATL MTG ASSN 11 PASS THROUGH POOL 80395 VAR RATE 4/20/2030 6/l/2006 -2,265,520 2.265.52 RECD PRIN AMORT FOR MAY RECD ENT FOR MAY ON 105,041.86 UNITS 6/20/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 6/20/2006 0.00 382.96 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,648.48 CMS REF: IM1590071139 SEC ID:36225CNM4 REG:FRB GOUT NATL MTG ASSN 11 PASS THROUGH POOL W0409 VAR RATE 5/20/2030 6/l/2006 -20,233.010 M,223.01 RECD PRIN AMORT FOR MAY RECD ENT FOR MAY ON 887,421.74 UNITS 6/20/20M 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/20/20M 0.00 3,235.39 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 23,468.40 CMS REF: IM16MG03814 SEC ID:36225CN28 REG:FRB DOW NATL MTG ASSN 11 PASS THROUGH POOL 80965 VAR RATE 7/20/2034 6/I/2006 -36,284.990 36,284.99 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 870,968.90 UNITS 6/20/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 6/20/2006 0.00 3,266.13 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 39.551.12 CMS REF: 1061590071133 SEC ID:36225DCB8 REG: FRB Tote)DELIVER VS PAY-PD 181 Total Prloelpala 68,949.12 Total Commission: 0.00 Total lnoonoe: 7,800.79 Total Net: 76,749.91 DELIVER VS PAY-WELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT MD 06/19/2006 04.8750% 6/M/2006 -12.0W,000.000 12,000,000.00 CLOSE FOR 1061700129639 6/20/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX1 0WOM55 6/20/2006 0.00 1,625.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 0.00 12,1)01,625.00 CMS REF: 1061710000197 SEC ID:9945SJ761 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/20/2006 0.000 -1,625.00 BOUGHT DREYFUS TREASURY CASH 6/20/2006 0.0000 0.00 CMS REF: 10617101816M 6/20/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1,625A0 DREYFUS TREASURY CASH MANAGEMENT 6/20/2006 0.000 -76,749.91 BOUGHT DREYFUS TREASURY CASH 6/20/2006 0.0000 0D0 CMS REF: 1061710181633 6/20/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -76,749.91 812412006 5.54:I6PM EDT 26 Workbench r_ e_ r - . r r F_ r r U IF I_ c e c IF r F F -- IF a a a a a t a a a a a a a a a a a a a Mellon Custody Transaction History Report ID: CUA356 Buse Currency: USD OCSO.CONSOL111ATED 6/1/2006 - 6/30/2006 OCSG00030000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount Tote)MARGIN RELEASE-BUY(21 Total Principal: -78,374.91 TotaII Cammieaion: ODD Total income: 0.00 Total Net: -78,374.91 Total U.S. DOLLAR 1USD1191 Total Principal: -9.42S.79 Total Communion; 0.00 Total Income: 9,425.7, Total Net: 0.00 6/21/2006 U.S.DOLLAR IUSD) RECEIVE VS PAY-BUY FEDERAL NAIL MTG ASSN DISCOUNT NT DUE AUGUST 14,2006 INCOME AT 6121/2006 4,000,000.000 -3,968,920.00 MAT 6/21/2006 99.2230 0.00 TRADING BROKER:JP MORGAN CHASE BANK/HSBCI,NEW YORK OODD2467 6/21/2006 0.00 0.00 CLEARING BROKER JP MORGAN CHASE BANK/HSBCI,NEW YORK 00002467 0.00 -3,968.9MGD CMS REF: 1061720OS3429 CLIENT REF:65000603ODD9186 SEC ID:313589885 REG:FRB FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JULY 10.2M6 INCOME AT 6/21/2006 2,400,ODO.000 -2,3WL489.33 MAT 6/21/2006 99.7287 0.00 TRADING BROKER:CHASE/GREENWICH CAP,NEW YORK 00DO2230 6/21/2006 0.00 0.00 CLEARING BROKER CHASE/GREENWICH CAP,NEW YORK 00002230 0.00 -2.393,489.33 CMS REF: IO61720050220 CLIENT REF:66DD06030009185 SEC ID:3135892D8 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD O6/21/200604.8100% 6/21/2006 12,000,000.000 -12,000,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFSUS33)700 ODOGG355 6/21/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33KK7Q 00000355 6/21/2006 0.00 0.00 CMS REF: 1061720070773 0.00 -12.000,000.00 SEC ID:99455NI84 REG:REPO Total RECEIVE VB PAY-BUY 131 Total Principal: -18.362,409.33 Totel Commission: 0.00 Total Income: 0.00 Total Net: -18,362,409.33 DELIVER VS PAY-MT 812412006 5:54A6PM EDT 27 Wo.k6each OMellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN DISCOUNT NTS MATURES JUNE 21,2006 INCOME 6/21/2006 -6 400.000.000 6,358,508.80 AT MAT 6/21/2006 100.0000 0,00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/21/2006 0.00 41,491,20 6,400,000.000 0.00 6,400,000.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061719000505 SEC ID:313589YJ6 REG: FRB DELIVER V8 PAT-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/20IM06 04.7800% 6/21/2006 -12,000000.000 12,000,000.00 CLOSE FOR 1061710087438 6/21/2006/2006 M0.0000 0.00 1,590.00 TRADING BROKER.CREDIT SUISSE,NEW YORK(CSFSUS33XXX)ODD00355 0.00 12,001,593.33 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)00000355 CMS REF: 1061720000031 SEC ID:9945SL139 REG:REPO MARGIN RELBASR-BUT DREYFUS TREASURY CASH MANAGEMENT 6/21/2006 0.000 -39,184.00 BOUGHT DREYFUS TREASURY CASH 612112WB 0.0000 0.00 CMS REF: 1061720172721 6/21/2D06 0.00 0.00 SEC ID:996085247 REG:05 0.00 -39,184.00 BSDT-LATE MONEY DEPOSIT ACCOUNT 6/21/2OD6 0.000 -698.28 BOUGHT LATE MONEY DEPOSIT 6/21/2006 0.0000 0.00 CMS REF: ZD61720176404 6/21/2006 0.00 0.00 SEC ID:996087094 REG:05 0.00 -698.28 Total MARGIN RELEASE-BUY 121 Total Principal: -39,882.29 Total Commission: 0.00 Total Income: 0.00 Total Net: -39,882.28 FOREIGN HOLDER RELEASE-CD F/X TRANSACTION 6/21/26 0 .0.000 69828 RECEIVING FROM OPDF1003002 CORRECTING 160-161527 6/21/2006 0.00 0.00 00 CMS REF: 1061720174888 0.00 698.28 Total U.S.DOLLAR IUSDI 181 Total Principal: -43,084.53 Total Commission: 0.00 Total Income: 43,084.63 Total Net: 0.00 6/22/2006 U.S.DOLLAR IUSDI 8/24/2006 5:54A6PM EDT 28 WarkbnW 1 1 1 1 1 1 1 1 1 1 1 1 I I 1 1 1 1 1 ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLUVITED 6/1/2006 - 6/30/2006 OCSO0oo1oo0o Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description FX Fee Net Local Amount RECEIVE V8 PAY-BUY CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/22/2006 04.8700% 6/22/2006 12,100,000.000 -12,100,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUM3XXIQ 00000355 6/22/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XX)0 00000355 6/22/2006 0.00 0.00 CMS REP: 1061730100488 0.00 -12,100,000.00 SEC ID:9945SQ278 REG: REPO DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DTD 06/21/200604.8100% 6/22/2006 -12.000,000.000 12,000,000.00 CLOSE FOR 1051720070T/3 6/22/2OD5 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX100DD0355 6/22/2OD6 0.00 1,603.33 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XX70 0D000355 0.00 12,001,603.33 CMS REF: 106173000DO83 SEC ID:99455N184 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/2212006 W000 -698.28 BOUGHT DREYFUS TREASURY CASH CMS REF: 1061730163524 6/22/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -698.28 Sew.-a" DREYFUS TREASURY CASH MANAGEMENT 6/22/2006 0.000 98,396.67 SOLD DREYFUS TREASURY CASH 6/22/2006 O.ODOO 0.00 CMS REF: 1061730163523 6/22/2006 0.00 0.00 SEC ID:%6085247 REG:05 0.00 98,396.67 BSDT-LATE MONEY DEPOSIT ACCOUNT 6/22/2006 0.000 698.28 SOLD LATE MONEY DEPOSIT 6/22/2006 0.0000 0.00 CMS REF: 1061730001692 6/22/2006 0.00 0.00 SEC ID:996087094 REG:05 0.00 698.28 Total SM-aeLL(21 Total Principal: 99,094.95 Tdd Commission: 0.00 Total Iacomc: 0.00 Total Net: 99,094.95 Tote]U.B. DOLLAR(USDI I51 Total PNneipal: -1,608.33 Told Cnmmisalan: 0.00 Totd Income: 1,6U3.33 Total Net: 0.00 6/23/2006 U.S. DOLLAR(USDI RECEIVE VS PAY-BUY 812412006 5:54:16PM EDT 29 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLIDATED 6/l/2006 - 6/30/2006 OC8000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Not Load Amount FEDERAL HOME LN BK CONS DISC NIS MATURES JUNE 26,2006 INCOME AT 6/23/2006 1,400,000.000 .1.399,428.33 MAT 6/23/2006 99.9592 0.00 TRADING BROKER:MORGAN STANLEY 6.CO INC,NY 0D0000SO 6/23/2006 0.00 0.00 CLEARING BROKER:MORGAN STANLEY R CO INC, NY"MOM 0.00 -1.399,428.33 CMS REF: 1061740078523 CLIENT REF:660002030026032 SEC ID:31338SYPS REG:FRB CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/23/2006 12.100000.0DO -12,100,000.00 06/23/2OD6 6/23/2006 i00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI WOW355 6/23/2006 0.00 0.00 CLEARING BROKER:CREDIT SUISSE, NEW YORK ICSFBUS33XXIQ 00000355 GAO -12,100,000.00 CMS REF: 1061740113825 SEC ID:99455Si 18 REG:REPO Total RBCRIVE VS PAT-BUY/2l Total Principal: -13,499,428.33 Total Commission: 0.00 Total Income: 0.00 Total Not: -13,499,428.33 DELVER VS PAT-MT PUBLIC SVC ELEC A GAS CO 1ST A REF MTO BD SER A DTD 06/25/2004 VAR 6/23/2006 / -1,400f00.000 1,400,000.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 1,400,000.000 6/23/2006 0.00 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 1,400,000.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061739000599 SEC ID:744567FN3 REG:DTC DRUMM VS PAT-BELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/22/2006 04.870D% 6/23/2006 -12,100,000.000 12,100,000.00 CLOSE FOR 10617301D0488 6/23/2006 100.0000 000 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 6/23/2006 0.00 1,636.86 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 000003SS 0.00 1$101,636.86 CMS REF: 1061740000606 SEC ID:9945SQ278 REG:REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/23/2006 0.000 -1,636.86 BOUGHT DREYFUS TREASURY CASH 6/23/2006 0.0000 0.00 CMS REF: ID61740169217 6/23/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1.06.86 DREYFUS TREASURY CASH MANAGEMENT 6/23/2006 0.000 -6.935.00 BOUGHT DREYFUS TREASURY CASH 6/23/2006 0.0000 0.00 CMS REF: IG61740169218 6/23/2006 0.00 0.00 SEC ID:9%OSS247 REG:05 0.00 .6,935.00 8/24/2006 5:54:16PM EDT 30 Warkb ..h Mellon Custody Transaction History Report to: CUM56 Base Corr mc,: USD OCSIX00MOMWITED 6/1/2006 - 6/30/2006 OCSG00010DOD Trade/ Ex Date Units Principal Settle/ Pay Date Tmde Price Commission Actual Settlement Date Misc. Expense Income Description FR Fee Net Local Amount Total MARGIN RELEASE-BUY 12I Total Principal: .8,571.86 Total Commission: 0.00 Total Income: 1.00 Total Net: .8,571.86 ]FOREIGN HOLDER RRLEABE-CD WACHOVIA SK INTL ASSN MEDIUM TERM SNR SK Nis BOOK ENTRY TRANCHE 6/23/2006 0 000 0.00 8SR 6/23/2006 0.0000 0.00 RECD INT ON 50000D.D00 UNITS PAY 06/23/06 RATE 0.0127 6/23/2006 0.00 6,363.33 CMS REF: 1061740070137 0.00 6,363.33 SEC ID:92976FBC6 Total U.S. DOLLAR IUSDI ITI Total Principal: $,000.19 Total Commission: 0.00 Total Income: 8,000.19 Total Net: 0.00 6/26/2006 U.S. DOLLAR IUSDI RECEIVE VS PAY-BUY FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 27,2006 INCOME AT 6/26/2006 2,000,000.000 -1999>23.89 MAT 6/26/2006 99.9862 0,00 TRADING BROKER:LEHMAN DOW SECS INC,NY 000006W 6/26/2006 0.00 0.00 CLEARING BROKER:LEHMAN DOW SECS INC,NY 000D0636 0.00 -1,999,723.89 CMS REF: 1061Tl0080708 CLIENT REF.660002030026036 SEC ID:313589YQO RED:FRB LEHMAN CAT I REPO REPURCHASE AGREEMENT DTI)06/26/200604.9100% 6/26/2006 12,100000.000 -12,100.00000 TRADING BROKER:LEHMAN DOW SECS INC,NY MM0636 6/26/2006 foUllo00 0.00 CLEARING BROKER:LEHMAN GOUT SECS INC,NY 00000636 6/26/2006 0.00 0.00 CMS REF: 1061770105688 0.00 -12,100.000.00 SEC ID:99455T959 PEG:REPO Total RECEIVE VB PAY-BUY 121 Total Prindpal: .14,099,723.99 Tatai Commission: 0.00 Total Income: 0.00 Total Net: -14,099,723.89 DELIVER VB PAY-MT 8/24/2006 S^54:16PM EDT 31 Wo,kbe„ch ©/ Mellon Custody Transaction History Report ID: CUAa56 Rue Casten,: Can OCED-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Descrlptioa Actual Settlement Date Misc. Expeaea Income FR Fee Net Local Amount FEDERAL HOME LN BK CONS DISC NTS MATURES JUNE 26,2006 INCOME AT 6/26/2006 -1,400,000.000 1,399,428,33 MAT 6/26/2006 100.0000 0,00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/26/2006 ODD 571.67 1 400 000 ODO 0.00 1,400,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061749000852 SEC ID:313385YP5 REG:FRB DELIVER VS PAY-PS FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254631 5%2/1/20 18 6/I/20B6 -1,555.770 1,555.77 RECD PON AMORT FOR MAY RECD INT FOR MAY ON 103,925.03 UNITS 6/26/2D66 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 433.02 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,988.79 CMS REP: 1061590071351 SECID:31371KY47 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254760 5%6/1/2018 6/1/2006 .1,580.780 1.590.78 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 94,127.19 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 392.20 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1.972.98 CMS REF: 1061590071354 SEC ID:3137IK5V9 REG:FRB FEDERAL NATL AITG ASSN OTD PASS THRU CTF POOL 254866 5%9/1/2018 %/1/2006 -645.510 645.51 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 42,511.05 UNITS 61 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 177.13 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 822.64 CMS REF: 1061590071318 SEC ID:31371LC83 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 2549075%10/I/2018 641/2006 4.453,660 4,453.66 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 317,571.10 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 6/26/2006 0.00 1,323.21 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 5,776.87 CMS REF: 106159DO71315 SEC ID:3137ILDLD REG:PRE FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 254953 5%11/1/2018 6//1/2006 4,775.600 4,775.60 RECD PRIN AMORr FOR MAY RECD INT FOR MAY ON 227,676.15 UNITS 6/36/2006 100.woo 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OW09999 6/26/2006 0.00 94S.65 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 5,724.25 CMS REF: 1061590071312 SEC1D:31371LE21 REG:FRB 812412006 5:54:16PU EDT 32 W41kbw,M c E - c e e r r r r F_ r- r r_ r- r - r_ IF r ®/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD GCSD-CONBOLIDATED 6/1/2006 - 6/30/2006 GCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Dascrlptioa Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 254957 5%12/1/2018 6/1/20D6 -8,958840 8,958.84 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 616.301.20 UNITS 6/26/2OD6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 00009999 6/26/2006 O.OD 2,567.92 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 11,526.76 CMS REF: 371 LP460 1308 REG: SEC IU:31371 LF96 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 357430 5%9/1/20 IS 66/1/200006 -74 UWO 749,53 RECD PRIN AMORT FOR MAY RECD INT MR MAY ON 76,779.19 UNITS TRADING BROKER:NON-BROKERTRADE,BOSTON 00009999 6/26/2006 0.00 319.91 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 1.069.44 CMS REF: 1061590071219 SEC ID:31376KA71 no:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 555363 S%4/1/2018 6 1/2006 -3.287.940 3,287.94 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 224,995.53 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 937.48 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 4.225.42 CMS REF: 18 S90 SEC to:31385WSYI REG REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTP POOL SSSS45 5%6/1/2018 6 I/200fi -2.952,630 2,952.63 RECD PRIN AMORT FOR MAY RECD INT MR MAY ON 187,115.01 UNITS 6/ 612006 100.0000 MOD TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 6/26/2006 0.00 779.65 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3.732.28 CMS REP: 385XF 0 REG: SEC ID:31385XE32 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTP POOL 5556219%7/l/2018 6 1/2006 -10.237.370 10,237.37 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 633,107.09 UNITS 6/ 6/2006 im.0000 0.00 TRADING BROKER:NON-BROKER TRADE,130STON ODW9999 6/26/2006 0.00 2.637.95 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 12.875.32 CMS REF: 1061590071391 SECID:3138SXG68 REO:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 681309 5%211/2018 6/1/2006 A.944.890 9,949.89 RECD PRIN AMORT POR MAY RECD INT MR MAY ON 361.696.15 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 1.507.07 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,451.96 CMS REP: 1061590071232 SECID:31391Y334 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 6813349%2/1/2018 6 ]611/ 00065500 61465 2006 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 43,564.73 UNITS 0.00 6/26/2006 0.00 18 TRADING BROKER:NON-BROKER TRADE,BOSTON MM99N 0.00 181.52 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 . CMS REF: 1061SW071229 SECID:31391Y4T1 REG:FRB 8/24/2006 5:54:16PM EDT 33 Workbeldt Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deccrlptbn Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount FEDERAL NAIL MTG ASSN GTD REMIC PASST14RU CTP REMIC TR 6/1/2006 -852.740 852.74 RECD PRIM AMORT MR MAY RECD INT FOR MAY ON 25,872.30 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 91.63 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 944.37 CMS REF: 1061640004824 SEC ID:31393ESP5 REG:FRB FEDERAL NATL MTG ASSN DID REMIC PASSTHRU CIF REMIC TR 6/1/2006 -3 166.460 3,166.46 RECD PRIM AMORT FOR MAY RECD INT FOR MAY ON 93,616.87 UNITS 6/26/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 273.05 CLEARING BROKER:NON-BROKER TRADE, BOSTON 00009999 0.00 3,439.51 CMS REF: 1061640004823 SEC ID:31393TECO RED:FRB FEDERAL NAIL MTG ASSN GTD REMIC PASSTHRU CTF REMIC TR 6//1/2006 .33,471.190 33,471.19 RECD PRIM AMORT FOR MAY RECD INT FOR MAY ON 932,203.82 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 0OW9999 6/26/2005 0.00 2,718.93 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 36,190.12 CMS REF: 1061640004821 SEC ID:31393T2E5 REG:PM FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 684798 5 1/2% 6//1/2006 -7 271.640 7,271.64 3/l/2033 6/Y6/2006 f00.0000 0.00 RECD PRIM AMORT FOR MAY RECD INT FOR MAY ON 253,457.84 UNITS 6/26/2006 0.00 1,161.68 TRADING BROKER: NON-BROKER TRADE,BOSTON 0OW9999 0.00 8,433.32 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061590071142 SEC ID:31400DX31 REG:FRB FEDERAL NAIL MTG ASSN DID PASS THRU CTF FOOL 684908 5%6/l/2018 64 1,53 1/2006 .1.536.340 6.34 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 230,157.88 UNITS 6/ 6/2006 100.6000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OD009999 6/26/2006 0.00 958.99 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,495.33 CMS REF: 1061590071144 SEC ID:31400D3R1 REG:PRE FEDERAL NATL MTG ASSN DID PASS THRU CTF POOL 6952M 5%311/2018 6//1/2006 -1 699.200 1,699.20 RECD PRIM AMORT FOR MAY RECD INT FOR MAY ON 127,769.13 UNITS 6/36/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 6/26/2006 0.00 532.37 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00D09999 Doo 2,23I.57 CMS REP: 1061SOW71146 SEC ID:31400EGH7 REG:FRB FEDERAL NATL MID ASSN DID PASS THRU CTF POOL 686318 5%3/l/2018 6//1/2DD6 -1.641.740 1,641.74 RECD PRIM AMORT FOR MAY RECD INT FOR MAY ON 190,642.10 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 794.34 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 2,436.08 CMS REF: 106159DO71164 SEC ID:31400FPB7 REG:FRB 8/24/2" 5.54:16PM EDT 34 workbench C U C I I U_ C i C E f f E- C _ C C [ i r- ©/ Mellon Custody Transaction History Report ID: CUA356 Beee Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Deacrlptloa Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 688739 5%611/2018 6/1/2006 -442.050 442.05 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 72,029.14 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER: NON-BROKERTRADE,BOSTON 00009999 6/26/2006 0.00 300.12 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 742.17 CMS REF: 1061590071167 SEC ID:3140GIEL9 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 689859 5%5/l/2018 6 1000 6/l/ 0W 0. 3975 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 76,600.88 UNITS 2006 00 6/26/2006 0.00 31 . TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0 00718.9217 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS REF: 1061590071161 SEC ID:3140OKMOS REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 693034 5%311/2018 6//I/200fi -5 536.060 5,SM.06 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 405,112.04 UNITS 6/26/2006 iWoDD0 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 1.687.97 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,224.03 CMS REF: 1061590071158 SEC ID:31400PY74 REG:REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTP POOL 6958525%5/1/2018 6/1/2006 -1.334.960 1,334.96 RECD MN AMORT FOR MAY RECD INT MR MAY ON 153.478.%UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2DD6 0.00 639.50 CLEARING BROKER: NON-BROKER TRADE,BOSTON D0009999 0.00 1.974.46 CMS REF: 1061SWO71216 SEC ID:314008BVO REG:FRB FEDERAL NATL MTG ASSN GTD PA53 THRU CTF POOL 695889 5%5/1/2018 6 1/2006 -5 399.560 5.399.56 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 541,632.73 UNITS 6/ 6/2006 i00.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON OW09999 6/26/2006 0.00 2,256.81 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,656.37 CMS REP: 00SC23 71213 REG: SEC ID:3I400SC23 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 702210 5%511/2018 6 1/2006 -2.855.no 2.855.77 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 1SO,4T7.86 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 626.99 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 3,482.76 CMS REP: 101ADP9 71210 REG: SEC ID:31401ADP9 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 702328 S%5/l/2018 6/16/2006 -570.700 570.70 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 90,410.S9 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 6/26/2006 0.00 376.71 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 947.41 CMS REF: 1061590071206 SEC ID:31401AHD2 REG:FRB E/24/2006 5:54:16PM EDT 35 Workbench ®/ Mellon Custody Transaction History Report ID: CUA356 Besc C.ve.,: USD OCSD.CONSOLIDATED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709148 5%6/1/2018 6/1/2006 -1.909.350 1,909.35 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 192,743.67 UNITS 6/26/20D6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/20D6 0.00 803.10 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 2,712.45 CMS REF: 1051590071203 SEC ID:31401HZM7 REG:FRB FEDERAL NATL MM ASSN GTD PASS THRU CTF POOL 7093605%7/1/2018 6/I/2006 -3750.710 3,750.71 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 391,494.87 UNITS 6/26/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 1,631.23 CLEARING BROKER:NON-BROKER TRADE.BOSTON OW09999 0.00 5,381.94 CMS REF: ID615900712M SEC1D:31401JB56 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709826 5%6/I/2018 6J 1120D6 -1,312.550 1,312.55 RECD MIN AMORT FOR MAY RECD BIT FOR MAY ON 76,346.35 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON W009999 6/26/2006 0.00 318.11 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,630.66 CMS REF: 1061590071198 SEC ID:31401JSP4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 709917 5%6/l/2018 6/1/2006 -3.138760 3,138.76 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 155,500.93 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00D09999 6/26/2006 0.00 647.92 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,786.68 CMS REP: 1061590071194 SEC ID:31401JVJ4 REG:FRS FEDERAL NATL MM ASSN GTD PASS THRU CTF POOL 710235 5%6/1/2018 6/1/2006 4487.910 4,487.91 RECD MIN AMORT FOR MAY RECD TNT FOR MAY ON 378,284.29 UNITS 6/26/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 1,576.18 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009%9 0.00 6.064.09 CMS REF: 1061590071190 SEC ID:31401KBC8 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 713365 5%7/1/2018 6 1/2006 -859.520 859.52 RECD MIN AMORT FOR MAY RECD TNT MR MAY ON 156,142.89 UNITS 6/�6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 650.59 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,510.11 CMS REF: 1061590071187 SEC ID:3140INQSI REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 720319 5%7/l/2018 641/2006 -6,537.500 6,537.50 RECD MIN AMORT FOR MAY RECD TNT FOR MAY ON 491,963.65 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 2,049.85 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 8,587.35 CMS REF: 1061590071185 SEC ID:31401WG45 REG:FRB 8/24/2006 5:54:16PM EDT 36 Workbench C-- E- I - C- C" U _ I - r- E - U_ it C- E - E - r { U t t t [ t t a t t t a a 1 a t t t t t ©/ Mellon Custody Transaction History Report ID: =4356 Bese Curreecy: 118D OCSDCONSOUDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Unite principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Deacriptlon FX Fee Not Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 720369 S%6/1/2018 6 112006 -20,600.960 20.600.96 RECD PRIN AMORT FOR MAY RECD TNT FOR MAY ON 1,645,907.04 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 6,857.95 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 27,458.91 CMS REF: 1061590071182 SECID:31401WJN0 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7216295%7/1/2018 6/1/2005 -2,409.440 2,409.44 RECD PRIN AMORT FOR MAY RECD TNT FOR MAY ON 208,946.05 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 870.61 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 3,280.05 CMS REF: 1071180 SEC ID:3lI01XVW41XVW4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 72348]5%6/1/2099 18 fi 1/2006 -1,038.890 1,038.89 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 174,937.54 UNITS 6/ /2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000099 6/26/2006 0.00 728.91 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,767.80 CMS REF: 1061590071 In SEC ID:31402AXQ4 REG:PRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7255305%6/I/2019 6 1/2006 -34.014.330 34,014.33 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 2,399,110.03 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON OODD9999 6/26/2006 0.00 9,995.29 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 44,010.62 CMS REF. 402DA0 REG: 1173 SEC ID:3I402DA]5 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7296015%7/l/2018 %/1/2006 -7,126.SI0 7,116:11 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 286,854.25 UNITS 61 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE.BOSTON 000099W 6/26/2006 0.00 1.195.23 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 8,321.74 CMS REF: 1061590071266 SEC ID:31402HRW3 REG: FRB FEDERAL NATL MM ASSN GTD PASS THRU CTF POOL 732873 5% 11/1/2018 fi l/2006 -237.610 237.61 RECD PRIN AMORT FOR MAY RECD TNT FOR MAY ON 23,943.70 UNITS 6/ 6/2006 100.00D0 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 99.77 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 337.38 CMS REF: 1071 SEC ID:31402MFN52MPN5 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 737130 5%10/1/2018 6 1/2006 •2 4fi2.330 2,462.33 RECD PRIN AMORT FOR MAY RECD TNT FOR MAY ON 423.518.06 UNITS 6/ 6/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2D06 0.00 1.764.65 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 4.226.99 CMS REF: 102S4P9 REG! 1260 SEC 10:3190234P9 REG:PRB 812412006 S.54:16PM EDT 37 Workbw:eh ®/ Mellon Custody Transaction History Report ID: CUA396 Hue Cunency: Den OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 ocs000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Prim Commission Demrlptlon Actual Settlement Date Kim.Expense Income P%Pee Net Local Amount FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 738211 5%10/1/2018 6/I/2006 -3 435.510 3,435.51 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 388,112.86 UNITS 6/26/2006 /00.0000 0.00 TRADING BROKER: NON-BROKER TRADE, BOSTON 00DO9999 6/26/2006 0.00 1,617.14 CLEARING BROKER: NON-BROKER TRADE,BOSTON 000099N 0.00 5,052.65 CMS REF: 1061590071257 SEC ID:31402UDQ2 REG:FRB FEDERAL NATL MTG ASSN DID PASS THRU CTF POOL 7384875%10/1/2018 6/1/2006 -1,671.620 1,671.62 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 126,817.55 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 528.41 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 2.200.03 CMS REF: 1061590071254 SEC ID: 31402UNC2 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 740457 S%10/1/2018 6//1/2006 -27,481."0 27.481.44 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 1,563,942.39 UNITS 6/46/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 6,516.43 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 33,997.87 CMS REF: ID61590071250 SEC ID:31402WTN8 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 740471 5% 10/1/2018 6//1/2DD6 -51 621.690 51,621.69 RECD PRIN AMORT POR MAY RECD INT MR MAY ON 530,113.02 UNITS 61 6/2DD6 i00.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 6/26/2DD6 D.D0 2,208.80 CLEARING BROKER: NON-BROKER TRADE,BOSTON OD009999 0.00 53.830.49 CMS REF: 1061590071247 SEC ID:31402WT40 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 740748 5% 10/112018 6//1/2006 -3,271."0 3,271.44 RECD PRIN AMORT MR MAY RECD INT FOR MAY ON 514,978.97 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 2,145.75 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0-00 5,417.19 CMS REP: 1061590071245 SEC ID:31402WSH7 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 743868 5%11/l/2018 6//1/2006 -141,390 141.39 MIN IN AMORT FOR MAY RECD INT FOR MAY ON 25,927.04 UNITS 6/36/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 6/26/2006 0.00 108.03 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 249.42 CMS REP: 1061590071242 SEC ID:31403BMR1 REG:FRB FEDERAL NATL MTG ASSN OM PASS THRU CTF POOL 744008 5%7/l/2018 6 1/2006 •29,640.860 29,640.86 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 769,065.38 UNITS 6/ 6/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00D09999 6/26/2005 0.00 3,204.44 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 32,845.30 CMS REF: 1061590071239 SEC ID:31403BR54 REG:FRB 812412006 5:54:16PM EDT 38 workbench ! 1 I ! I 1 I f I I 1 f I I I I ! 1 I ®/ Mellon Custody Transaction History Rcport ID: CUA356 Base Cunene, USD OCSPCONSOUDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date misc. Espouse Income PX Fee Net Local Amount FEDERAL NATL MTO ASSN OM PASS THRU CTF POOL 744316 5%9/1/2018 %1/2006 -Z 609.280 2,609.28 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 112,061.72 UNITS 6/R26/2006 ,00.0000 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 000D9999 6/26/2005 0.00 466.92 CLEARING BROKER:NON-BROKER TRADE,BOSTON D0009999 0.00 3.076.20 CMS REP: 106159D071236 SEC ID:314G3&3Z4 REG:FRB FEDERAL NATL MTG ASSN OM PASS THRU CTF POOL 747914 9%11/1/2018 6 1/2OD6 -1.527.850 1.527.85 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 226,077.89 UNITS 6/ 6/2OD6 100,0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2OD6 0.00 941.99 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 0.00 2,469.84 CMS REF: 1061590071296 SEC ID:31403F3XO 3F3X0 REG: FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 748400 5%811/2018 6 1/2006 -835.760 $35.78 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 131,396.86 UNITS 6/ /2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 547.49 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,383.27 CMS REF: 1061590071293 SEC ID:31403GNR9 REG:PRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 748899 5%12/1/2018 6 1/2006 .4 065.190 4,065.19 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 685,D90.58 UNITS 6/ 6/2006 f00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 2.854.54 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,919.73 CMS REF: 1061590071291 SEC ID:3140307LO REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 750377 S%11/1/2018 6/I/2D06 -7 672.490 7,672.49 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 1,440,316.48 UNITS /2OD6 fGG.0D00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON WDD9999 6/26/2006 0.00 6.001.32 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 13,673.81 CMS REP: 1061590071289 SEC ID:3I403JUA2 REG:REG: RRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 7SO380 5%11/1/2018 6 1/2006 -38 873.920 38,873.92 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 1,248.190,43 UNITS 6/ 6/2006 f00.0D00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/20D6 0.00 5.2D0.79 CLEARING BROKER NON-BROKER TRADE,BOSTON 00009999 0.00 44,074.71 CMS REP: 1061590071286 SEC ID:31403JUD6 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7SD445 SA 11/1/2018 5/1/2006 577.570 577.57 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 114.432.73 UNITS 6/26/2006 100.0000 0.00 TRADING BROKER NON-BROKER TRADE,BOSTON 00009999 6/26/20D6 0.00 476.80 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 1,054.37 CMS REP: 10615900712M SEC ID:31403JWE2 REG: FRB 8/24/2006 554:16PM EDT 39 Vlorkb.,d, ®/ Mellon Custody Transaction History Report ID: CUA356 Bauc Currency: USE) OCSD CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTO ASSN OTD PASS THRU CTF POOL 751960 5%12/1/2018 61/2006 -14613.260 14,613.26 RECD MIN AMORT FOR MAY RECD ENT FOR MAY ON 553.186.63 UNITS 6/ 6/2D06 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE, BOSTON 00009999 6/26/2D06 0.00 2,304,94 CLEARING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 16,918.20 CMS REF: 1061590071279 SEC ID:31403LMHl REG:FRB FEDERAL NATLMTO ASSN GTD PASS THRU CTFPOOL7534255%11/1/2018 6//1/2DD6 •3394.170 3,394.17 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 578,859.57 UNITS 61 6/2OD6 {00.0000 0.OD TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 2,411.91 CLEARING BROKER:NOWBROKER TRADE,BOSTON 00009999 0.00 5,806.08 CMS REF: 1061590071276 SEC ID:31403NA23 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 7SS165 5%12/l/2018 61/2006 -2268.200 2,268.20 RECD MIN AMORT FOR MAY RECD ENT FOR MAY ON 428,522.95 UNITS 6/46/2005 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 1,785.51 CLEARING BROKER:NON-BROKER TRADE,BOSTON OD009999 0.00 4,053.71 CMS REP: 1061590071273 SEC ID:31403Q6A3 REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 756372 5%I t/1/2018 6//1/Z006 .402 9.130 9,029.13 RECD MIN AMORT MR MAY RECD INT FOR MAY ON 743,801.25 UNITS 6/46/2006 I00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 000D9999 6/26/2006 0.00 3.099.18 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 7,128.31 CMS REF: 1061590071270 SEC ID:31403SJRS REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 789670 5%1211 M19 6//1/2006 -11 724.070 11,724.07 RECD PRIN AMORT FOR MAY RECD ENT FOR MAY ON 733.708.81 UNITS 6/36/2006 /00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 3,057.12 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 14,781.19 CMS REF: 1061590071305 SEC ID:31405HJP4 REG:FRB FEDERAL NATL MTG ASSN GTD PASS THRU CTF POOL 792432 5%10/1/2019 6 112006 -3,414.330 3,414.33 RECD MIN AMORT FOR MAY RECD ENT FOR MAY ON 725,603.01 UNITS 6/46/2006 100.0D00 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 3,023.34 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,437.67 CMS REP. 1061590071302 SEC ID:31405LLM9 REG: FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 794195 5%11/1/2019 6 1/2D06 -7996.970 7,996.97 RECD MIN AMORT FOR MAY RECD INT FOR MAY ON 678,427.82 UNITS 6N/2006 i00.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/26/2006 0.00 2,826.78 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 10,823.75 CMS REP: 1061590071334 SEC ID:31405NK09 RED:FRB 8/24/2006 &54:16PM Wr 40 Workbench C I - C - It C [ . C [ C C C.. F... C.. C C_ IF C- C- 1 1 1 1 1 i 1 1 1 1 I 1 1 1 I I 1 1 1 QMellon Custody Transaction History Report ID: CUA386 Base Currency: USD OCSD-coNSOLJAAT" 6/1/2006 - 6/30/2006 OCBDooOlo o Tmde/ Ex Date Unite Principal Settle/ Pay Date Tirade Price Commission Dsecrlptlon Actual Settlement Date Misc. Expense Income FR Fee Net Local Amount FEDERAL NATL MTO ASSN OTD PASS THRU CTF POOL$0037O S% 12/1/2019 6//1/2006 -5062.890 5,062.89 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 319,963.89 UNITS 61461200E ,OO.00OO 0.00 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 6/26/2005 0.00 1,333.18 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 6,396.07 CMS REF: 107 SEC ID:314OSVPX85VFK8 REG:FRB FEDERAL NATL MTO ASSN OM PASS THRU CTF POOL 803923 5%12/1/2019 6/1/2006 4.791.180 4,791.18 RECD PRIN AMORT POR MAY RECD INT FOR MAY ON 1,015,065.08 UNITS 6/R6/2OO6 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON W0099W 6/26/2006 0.00 4.229.44 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 9,020.62 CMS REF: 1061590071328 SEC ID:314O6AD41 REG:FRB FEDERAL NATL MTG ASSN OTD PASS THRU CTF POOL 823358 VAR RATE 6//1/2006 -73.373.090 73,373.09 2/1/2035 6/36/2OD6 100.0000 0.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 2,828,077.12 UNITS 6/26/2006 0.00 10,096.23 TRADING BROKER: NON-BROKER TRADE,BOSTON 00009999 0.00 83,469.32 CLEARING BROKER:NON-BROKER TRADE.BOSTON 00009999 CMS REF: 1061590071299 SEC ID:31405 WTS REG:FRB FEDERAL NATL MTO ASSN GTD PASS THRU CTF POOL 8799D6 VAR RATE %/I/2006 -7,855.440 7,855.44 10/1/2033 6/36/2006 100.0000 0.00 RECD PRIN AMORT FOR MAY RECD INT FOR MAY ON 38O,O71.32 UNITS 6/26/2006 0.00 1,219.71 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 0.00 9,075.15 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REP: 1061590071325 SEC ID:314O9VR39 RED:FRB RESIDENTIAL ASSET MTO PRODS INC 2003-RS11 MTO ASSET BKD PASSTHRU 6/26/26� 17/001.00t50 17,191 05 CL 6/26/2OO6 0.00 208.39 RECD PRIN BROKER: FOR JUNE RECD INT,BOSTON JUNE ON 43,768.79 UNITS TRADING BROKER:NON-BROKER TRADE, ,BOSTON 110000999 O.00 n,399A4 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 098SK1061770009309REG: SEC ID:76O985K83 REG:DTC Total DELIVER VE PAY-PD(661 Tatty Principal: 529,961.51 Total Commission: 0.00 Toth Income: 122,549.95 Total Net: 652,510.46 DELIVER V8 PAY-BELL a124/2006 5:54:16PM EDT 41 Workbench QMellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSACONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00030000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission De6eripllou Actual Settlement Date Misc. Expense income FX Fee Net Local Amount CREDIT SUISSE FIRST BOSTON INTL LTD REPURCHASE AGREEMENT DTD 6/26/2006 -12,100,000.000 12,100,000.00 06/23/2006 6/26/2006 100.0000 0.00 CLOSE PON 1061740113825 6/26/2006 0.00 4,930.75 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 0.00 12,104.930.75 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXX)00000355 CMS REF: 1061770000070 SEC ID:99455S118 REO:REPO MARGIN RELEA6E-BUT DREYFUS TREASURY CASH MANAGEMENT 6/26/2006 0.000 4.930.75 BOUGHT DREYFUS TREASURY CASH 6/26/2006 0.0000 0.00 CMS REF: 1061770225851 6/26/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 4,930.75 DREYFUS TREASURY CASH MANAGEMENT 6/26/2006 0.000 -71.199.68 BOUGHT DREYFUS TREASURY CASH 6/26/2006 0.0000 0.00 CMS REF: 1061770225852 6/26/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -71,199.68 Total MARGIN RELEASE-BUY(2) Total Principal: -76.130.43 Total Commieaion: 0.00 Total income: 0.00 Total Net: -76,130.43 FOREIGN HOLDER RELEASE-CD FEDERAL NATL MTG ASSN DID REMIC PASSTHRU CTF REMIC TR 2003.83 TO 6 1/2006 0.000 0.00 INTEREST ON 100000,00 PAYABLE 062506 6/ 6/2006 0.0000 0.00 CMS REF: 1061640011310 6125/20D6 0.00 291.67 SEC ID:31393ESY6 0.00 191.67 PUBLIC SVC ELEC h GAB CO 1ST&REF MTG BD SER A DTD 06/25/2004 VAR 6/13/2006 0.000 0.00 RECD INT ON 1400000.000 UNITS PAY 06/23/06 RATE 0.0129 6/23/2006 00000 0.00 CMS REP: 1051T/0103902 6/26/2006 0.00 18,121.44 SEC ID:744567FN3 0.00 18,121.44 Total FOREIGN HOLDER RELEASE-Co 12) Total Principal; 0.00 Total Commission: 0.00 Total Income: 19,413.11 Total Net: 18,413.11 Total U.B.DOLLAR(USDI(74) Total Principal: -146,464.48 Total Commisnion: 0.00 Total Income: 146,464.49 Total Net: BAB 6/27/2006 812412006 5:54:16PM EDT 42 Workbench ®/ Mellon Custody Transaction History Report to; CUA356 Raac Currency: USD OCSD.CONSOUDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income D6acription FX Fee Net Local Amount U.B.DOLLAR 1USD1 RECEIVE V8 PAY-BUY FEDERAL NATL MTO ASSN DISCOUNT NTS MATURES JUNE 28,2006 INCOME 6/27/2006 1.400,D00.000 .1,399,805.72 AT MAT 6/27/2006 99.9862 0.D0 TRADING BROKER: BARCLAYS CAPITAL INC,NEW YORK OW07256 6/27/2006 0.00 0.00 CLEARING BROKER:BARCLAYS CAPITAL INC,NEW YORK 00007256 0.00 -1,399.806.72 CMS REP: 10617800674M CLIENT REF:660D02D DLK?GG39 SEC to:313589YR8 REG: FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06127/200604.9300% 6/27/2006 12,100000.000 -12,IGD,000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 6/27/2006 f00.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXq 00000355 6/27/2006 O.OD 0.00 CMS REF: 1061780096184 0.00 -12,100,00MOD SEC ID:99455WSO REG:REPO Total RECEIVE VS PAY-BUY 121 Total Prloeipal: -13,499,806.72 Total Comnrlsalan: 0.00 Tatal Income: 0.00 Total Net: -13,499,306.72 DELIVER VB PAY-MT FEDERAL NATL MTO ASSN DISCOUNT NT MATURES JUNE 27.2OD6 INCOME AT 6/27/2006 -2,000.000 000 1,999,723.89 MAT 6/27/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/27/2006 ❑.00 276.11 0,00 2,000,000.00 TRADING BROKER: : ON-BROKERNON-BROKE TRADE, . OSTONBOSTO 00000999 CLEARING BROKER: NON-BROKER TRADE.BOSTON 00009999 CMS REFD:313589YQO 0R,148 ED; SEC ID: ER US PA REG:FRB DELIVER VO PAY-BBLL LEHMAN CAT 1 REPO REPURCHASE AGREEMENT DTD 06/26/MM 04.9I00% 6/27/2006 -12,100,000.000 12,100,000.00 CLOSE FOR 10617701OS688 6/27/2006 100.0000 0.DO TRADING BROKER:LEHMAN GOVT SECS INC,NY G0000636 6/27/2006 0.00 1.650.31 CLEARING BROKER:LEHMAN GOVf SECS INC,NY 00000636 0.00 12,101,650.31 CMS REF: I0617800 OOSOREG: SECNKRZI 455T959 REG:REPO 61AR01E RELBABE-BUY DREYFUS TREASURY CASH MANAGEMENT 66/277/2006 0.000 -1,650.31 BOUGHT DREYFUS TREASURY CASH /2006 0.0000 0.00 CMS REF: 1061780179299 6/27/2006 0.00 0.00 SEC to:996OBS247 REG:OS 0.00 -1,650.31 812412006 5:54:I6PM EDT 43 Wmklxnch ®/ Mellon Custody Transaction History Report ID: CUA356 Bev.Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Daxrlption Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 6/27/2006 0.000 -600,193.28 BOUGHT DREYFUS TREASURY CASH 6/27/2006 0.0000 000 CMS REF: 1061780179300 6/27/2006 0.00 0.00 SEC ID:996085297 REG:OS 0.00 -600,193.23 Total MARGIN RELEASE-BUY(21 Total Princlpal: -601,843.59 Total Commission: 0.00 Total Income: 0.00 Total Net -601,843.59 Total U.S. DOLLAR(USD)(6) Total Principal: -1,926.42 Total Commission 0.00 Total Income: 1,926A2 Total Net: 0.00 6/28/20U6 U.S.DOLLAR(USDI RECEIVE VS PAY-BUY FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 29,2006 INCOME AT 6/28/2006 2.100,000.000 -2,099,709.50 MAT 6/28/2006 99.9862 0.00 TRADING BROKER:MORGAN STANLEY&CO INC,NY 00000050 6/28/2006 0.00 0.00 CLEARING BROKER:MORGAN STANLEY&CO INC,NY 00000050 0.00 .2,099,709.50 CMS REF: 1061790048213 CLIENT RE11.660002030026050 SEC ID:313589YS6 REG:FRB CS FOB CAT 1 REPO REPURCHASE AGREEMENT DID 06/28/20M G4.9600% 6/28/2006 12,100000.000 -12,100.000.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXX)0OW0355 6/28/2006 t00.6000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)UX)00000355 6/28/2006 0.00 0.00 CMS REF: 1061790060/61 0.00 .12,100,000.00 SEC ID:9945SX455 REG:REPO Total RECEIVE VS PAY-BUY(21 Total Principal: -I4,199,709.50 Total Commission: 0.00 Total Income: 0.00 Total Net: -14,199,709.50 DELIVER VS PAY-MT FEDERAL NATL MTG ASSN DISCOUNT NTS MATURES JUNE M,2006INCOME 6/28/2006 -1,40Q000.000 1,399,806.72 AT MAT 6/28/2006 100.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/28/2006 0.00 193.28 1,400,000.000 0.00 1,400,000.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 00009999 CMS REF: 1061789000404 SEC to:313S89YR8 REG:FRB 8/24/2006 5:54:16PM EDT 44 Workbench ©/ Mellott Custody Transaction History Report to: CUA356 Ems Currency: LSD OCSACONSOLIDATED 6/1/2006 - 6/30/2006 OCa000010000 Trade/ Ex Date Unite Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date tdieo. EEpense Income Description FR Fee Not Local Amount DELIVER V8 PAY-BELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/27/2006 04.9300% 6/28/2006 -12.100 ODO.000 12.100,000.00 CLOSE FOR 106178OD96184 6/28/2006 t00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXIq 00000355 6/28/2006 0.D0 1,657.03 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XXXI 00000355 D.DO 12.101.657.03 CMS REF: 1061790000077 SEC ID:99455V-780 REG:REPO MARGIN RBLIIASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/28/2006 0.000 -107.03 BOUGHT DREYFUS TREASURY CASH 6/28/2006 0.0000 0.00 CMS REF: 1061790218106 6/28/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 -1.657.03 BELL-am DREYFUS TREASURY CASH MANAGEMENT 6/28/2006 0.000 662.710.01 SOLD DREYFUS TREASURY CASH 6/28/2006 0.0000 0.00 CMS REP: 1061790218107 6/28/2006 0.00 0.00 SEC ID:99WO5247 REG:05 0.00 662,710.01 FOREIGN HOLDER RELEASE-CD GOLDMAN SACHS GROUP INC SR RT DTD 06/28/2005 VAR RATE 06/28/2010 6/28/2006 0.000 0.00 REC INT ON 2750000.000 UNITS PAY 06/28/06 RATE 0.013 6/28/2006 0.0000 0.00 CMS REF: 1061790OD3221 6/28/2006 0.00 36,999.49 SEC ID:38I43UBD2 0.00 36,999.49 Tetel D.E.DOLLAR IUEDI(71 Total Principal: .38,849.80 Total CPmmiaaioa: 0.00 Told Income: 38,849.80 Total Net: 0.00 6/29/2006 U.S.DOLLAR ryEDI RECEIVE Va PAY-BUY CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/29/2006 05.0400% 6/29/2006 2.100.000.000 -2,100,000.00 TRADING BROKER:CREDIT SUISSE.NEW YORK ICSFBUS33XXXI 00000355 6/29/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)OI OW00355 6/29/20M 0.00 0.00 CMS REF: 10618MO94160 0.00 -2,100,OD0.00 SEC ID:9945SZ823 REG:REPO 8/24/2006 5:54:16PM EDT 45 Workbench ((/ Mellon Custody Transaction History Report ID: CUA356 B.Currcac, USD OCS&COMOLIMTED 6/1/2006 - 6/30/2006 OC&000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/29/200605.0400% 6/29/2006 12,100.000.000 -12,100,OOD.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 6/29/2006 100.0000 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33X)X(00000355 6/29/2006 0.00 0.00 CMS REF: 106180DO96747 0.00 .12,100,000.00 SEC ID:9945SZ823 REG:REPO Total RECEIVE VS PAY-BUY 12) Total Pelncipal: -14,200,000.00 Totd Commlu/on: 0.00 Total income: 0.00 Total Net: -14,200,000.00 DELIVER VS PAY-MT FEDERAL NATL MTG ASSN DISCOUNT NT MATURES JUNE 29,2006 INCOME AT 6/29/2006 .2,100000.000 2,099,709 50 MAT 6/29/2006 f00.0000 0.00 PROCEEDS RECEIVED AS A RESULT OF A MATURITY FOR CASH AMOUNT 6/29/2006 0.00 290.50 2100000000 0.00 2,100,000.00 TRADING BROKER: NON-BROKER TRADE.BOSTON 0OW9999 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000D9999 CMS REP: 1061799000381 SEC ID:313589YS6 REG: FRB DELIVER VS PAY-BELL CS FOB CAT 1 REPO REPURCHASE AGREEMENT DID 06/28/2006 04,9600% 6/29/2006 -12.100 000.000 12.100.000.00 CLOSE FOR 1061790060761 6/29/2006 t00.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33XXXI 00000355 6/29/2006 0.00 1,667.11 CLEARING BROKER:CREDIT SUISSE,NEW YORK(CSFBUS33)DN 00000355 0.00 12,101,667.11 CMS REP: 1061800000019 SEC ID:9945SX455 REG: REPO MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/29/20DG 0.000 -1,667.11 BOUGHT DREYFUS TREASURY CASH 6/29/2006 0.0000 0.00 CMS REF: 10618MI72652 6/29/2006 0.00 0.00 SEC ID:996085247 REG:05 0.00 .1,667.11 DREYFUS TREASURY CASH MANAGEMENT 6/29/2006 0.000 -921.107.83 BOUGHT DREYFUS TREASURY CASH 6/29/21105 0.0000 0.00 CMS REP: 1061800172653 6/29/2DD5 0.00 0.00 SEC ID:996G85247 REG:05 0.00 -921,107.83 Total MARGIN RELEASE-BUY 121 Total Principal: ,922,774.94 Total Cammtasion: 0.00 Total Income: 0.00 Total Net: ,922,774.94 FOREIGN HOMER RELEASE.-CD 8/24/2006 5:54:16PM EDT 46 Workbench ®/ Mellon Custody Transaction History Report to: CUA356 Base Currency: LSD OCSDCONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Description Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount WMF/HUNTOON PAIGE ASSOC LTD PHA PROJ HAMPSHIRE TOWERS An 6/29/2006 0.000 921,107.83 000-11150 6/29/2006 00000 0.00 PROCEEDS RECEIVED AS A RESULT OF A 6/25/06 FINAL PAYDOWN ON 6/29/2006 0.00 0X0 REVERSAL EVS SAL INDICATOR:ORIGINAL UNITS(REC'D LATE NOTIFICATION) 0.00 921.107Z3 CNIS R P: 10618001701 CMS REF: ]0 8GE370719 SEC 10:301998GE3 Total U.S.DOLLAR Joan)(71 Total Principal: -1,957.61 Total Commission: 0.00 Total Income: 1,957.61 Total Net. 0.00 6/30/2006 U.B.DOLLAR IUSD) RECEIVE VS PAY-BUY FEDERAL HOME LN BK CONS DISC WE MATURES JULY 3,2006 INCOME AT 6/30/2OD6 2,100,000.000 -2,099,133.75 MAT 6/30/2006 99.9588 0.00 TRADING BROKER:MORGAN STANLEY 9 CO INC.NY 00000050 6/30/2006 0.00 0.00 CLEARING BROKER:MORGAN STANLEY A CO INC,NY 000O00SO 0.00 -2,099.133.75 CMS REF: 1061810076752 CLIENT REF:660D02030026063 SEC ID:313305YWO REG:FRB FEDERAL NATL MM ASSN DISCOUNT NTS MATURES AUGUST 1,2006 INCOME 6/30/2006 12,800,000.000 -12,741,518.22 AT MAT 6/30/2006 99.5431 0.00 TRADING BROKER:LEHMAN DOW SECS INC,NY MM0636 6/30/2006 0.00 0.00 CLEARING BROKER: LEHMAN DOW SECS INC,NY O 000536 0.00 .12,741,518.22 CMS REF: 1061810108804 CLIENT REP:66MO2030026066 SEC ID:313589A37 REG:FRB CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/30/2006 D4.580D% 6/30/2006 12,100,000.000 -12,100,000.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSFSUS33XXX)WDDD355 6/30/2006 100.ODDD 0.00 CLEARING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33)DN 00000355 6/30/2006 GOD 0.00 CMS REF: 1061810093555 0.00 -12,100,000.00 SEC ID:99456B494 REG:REPO Told RECF"E VS PAY-BUY(3) Total Principal: •26,M,651.97 Told Commisslon: 0.00 Total Income: 0.00 Total Net -26,940,651.97 RECEIVE VS PAY-FU 812412006 5:54:16PM EDT 47 Workbench /© Mellon Custody Transaction History Report to: CUA356 Base Currency: USD OCSD-CONSOLIDATED 6/1/2006 - 6/30/2006 OCSG00010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Daxdption Actual Settlement Date Misc. Expense Income FX Fee Net Local Amount US TREASURY INFLATION INDEXED NOTES 2%1/15/2014 6/30/2006 908,000 -908.00 RECD PRIN ACCRET FOR JUNE RECD INT FOR JUNE 6/30/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 0OW9999 6/30/2006 0.00 908.00 CLEARING BROKER:NON-BROKER TRADE,BOSTON 000D9999 0.00 0.00 CMS REF: 1061810086769 SEC ID:912828BW9 REG:FRB US TREASURY INFLATION INDEXED NOTES 2%7/15/2014 6IM12005 27,590.000 -27,590.00 RECD PRIN ACCRET FOR JUNE RECD INT FOR JUNE 6/30/2006 100.0000 0.00 TRADING BROKER:NON-BROKER TRADE,BOSTON 00009999 6/30/2006 0.00 27,590.00 CLEARING BROKER:NON-BROKER TRADE.BOSTON OW09999 0.00 0.00 CMS REF: 1061810089142 SEC ID:912828CP3 REG:PRIG Total RECEIVE VS PAY-PU 12) Total Principal: -28,498.00 Total Co gaol ion: 0.00 Total Income: 28,498.00 Total Net: 0.00 DELIVER VS PAY-8ELL CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/29/2006 05.040D% 6/30/2006 -2,100,000.000 2,100,000.00 CLOSE FOR 1061800094160 6/30/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YORK ICSFBUS33XM 00000355 6/30/2006 0.00 294.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33XXXI ODOOD355 0.00 2,100,294.00 CMS REF: 10618100DO274 SEC ID:99455ZB23 REG:REPO CS FOB CAT I REPO REPURCHASE AGREEMENT DTD 06/29/200605.GIOD% 6/30/2005 -12,300,000.000 12.100.000.00 CLOSE FOR 1061800096]4] 6/30/2006 100.0000 0.00 TRADING BROKER:CREDIT SUISSE,NEW YOM ICSPBUSMXXA)00000355 6/30/2006 0.00 1,694.00 CLEARING BROKER:CREDIT SUISSE,NEW YOM(CSFBUS33XX3I 00000355 0.00 12,101,694.00 CMS REP: 1061810OW386 SEC ID:9945SZ823 REG:REPO Total DELIVER VS PAY-SELL 121 Total principal: 14,200,000.00 Total Commission: 0.00 Total Income: 1.958.00 Total Net: 14,201,988.00 MARGIN RELEASE-BUY DREYFUS TREASURY CASH MANAGEMENT 6/30/2006 0.000 -926,398.95 BOUGHT DREYFUS TREASURY CASH 6/30/2006 0.0000 0.00 CMS REF: 1061810232014 6/30/2006 0.00 0.00 SEC ID:996085247 REG:OS 0.00 -926,398.95 BELL-BELL 812412006 5:59:/6PM EDT 48 Workbench f f- C f f f f f f f f f f [ f [ f f f 1 1 1 1 1 1 1 1 I I I 1 I 1 I 1 1 1 ! ©/ Mellon Custody Transaction History Report ID: CUA356 Base Currency: USD OCSDCONSOLIDA TED 6/1/2006 - 6/30/2006 OCS000010000 Trade/ Ex Date Units Principal Settle/ Pay Date Trade Price Commission Actual Settlement Date Misc. Expense Income Description Actual Fee Net Local Amount DREYFUS TREASURY CASH MANAGEMENT 6/30/2006 0.000 9.509.61 SOLD DREYFUS TREASURY CASH 6/30/2006 0.0000 0.00 CMS REF: 1061810232013 6/30/2006 GOO 0.00 SEC to:996085247 REG:05 O.OD 9,5D9.61 FOREIGN HOLDER RELEASE-CD WMF/HUNTOON PAIGE ASSOC LTD FHA PRQI HAMPSHIRE TOWERS APT S13012006 00.000 0.00 000-III5D INTEREST DUE ON PAY DATE 06250 6 6/30/2006 0.00 5,756.92 CMS REF: 1061810211249 O.OD 5,756.92 SEC ID:30299SOE3 UNITED STATES TREASURY NOTE DTD 12/31/20054.375%12/31/2007 6/30/2006 0.000 0.00 RECD INT ON 322M000.000 UNITS PAY 06/30/06 RATE 0.0218 6/30/2006 0.0000 0.00 CMS REF: 1061810121841 6/30/2006 0.00 704,375.00 SEC ID:912828ER7 0.00 704.375.00 Total FOREION HOLDER RELEASE-CD(2) Toll Principal: 0.00 Tots]Commission: 0.00 Total Income: 710,131.92 Total Net: 710.131.92 CASH WITHDRAWAL-CW SHORT TERM PUS INT ADJ 6/30/2006 O.ODO 0.00 NET OF OVERNIGHT INTEREST AND OVERDRAFT EXPENSES JUNE 2006 6/30/2006 0.0000 0.00 CMS REF: 1061810013753 6/30/2006 0.00 -11,203.61 SEC ID:990000PJ4 0.00 -11,203.61 Total U.S. DOLLAR(USD)(121 Total Pdaclpal: .13,656,039.31 Total Commbaloe: 0.00 Total Income: 729,414.31 Total Net: -12,9S6,62S.00 812412006 5:54:I6PM EDT 49 Workbench Rating Agency Comparisons A summary of investment grade ratings are listed below. More complete descriptions of Moody's and Standard & Poor's ratings are included in the following pages. Quality/Grade Moody's Standard Fitch & Pooes Best Quality Aaa AAA AAA High Quality Aat AA+ AA+ Aa2 AA AA Aa3 AA- AA- Upper Medium Grade Al A+ A+ A2 A A A3 A- A- .P Baal BBB+ BBB+ Medium Grade Baal BBB BBB Baa3 BBB- BBB1 Moodi —Investment Grade "Aaa" - Bonds rated Aaa are judged to be of the best quality. They carry the smallest degree of investment risk. Interest payments are protected by a large or by an exceptionally stable margin and principal is secure. While the various protective elements are likely to change, such changes as can be visualized are most unlikely to impair the fundamentally strong position of such issues. "Aa" - Bonds which are rated Aa are judged to be of high quality by all standards. Together with the Aaa group they comprise what are generally known as high grade bonds. They are rated lower than the best bonds because margins of protection may not be as large as in Aaa securities or fluctuation of protective elements may be of greater amplitude or there may be other elements present which make the long-term risks appear somewhat larger than in Aaa securities. "A" - Bonds which are rated A possess many favorable investment attributes and are to be considered as upper medium grade obligations. Factors giving security to principal 1 6W and interest are considered adequate, but elements may be present which suggest a susceptibility to impairment sometime in the future. "Baa" - Bonds which are rated Baa are considered as medium grade obligations; i.e., they are neither highly protected nor poorly secured. Interest payments and principal L security appear adequate for the present but certain protective elements may be lacking or may be characteristically unreliable over any great length of time. Such bonds lack L outstanding investment characteristics and in fact have speculative characteristics as well. Bonds in the As, A, and Baa are also assigned 1", "T or"3" based on the strength of v the issue within each category. Accordingly, "Al"would be the strongest group of A securities and "AY would be the weakest A securities. Be, B, Caa, Ca, and C Bonds that possess one of these ratings provide questionable protection of interest and principal ("Ba" indicates some speculative elements; "B" indicates a general lack of characteristics of desirable investment; "Caa"represents a poor standing; "Ca" represents obligations which are speculative in a high degree; and "C" represents the lowest rated class of bonds). "Caa," 'Ca"and "C"bonds may be in default. L Standard and Pooes— Investment Grade AAA- Debt rated "AAA" has the highest rating assigned by S&P. Capacity to pay interest and repay principal is extremely strong. AA - Debt rated "AA" has a very strong capacity to pay interest and repay principal and differs from the highest rated Issues only in small degree. A- Debt rated "A"has a strong capacity to pay interest and repay principal although it is somewhat more susceptible to the adverse effects of changes in circumstances and economic conditions than debt in higher rated categories. BBB - Debt rated "BBB" is regarded as having an adequate capacity to pay interest and repay principal. Whereas it normally exhibits adequate protection parameters, adverse economic conditions or changing circumstances are more likely to lead to a weakened capacity to pay interest and repay principal for debt in this category than in higher rated r, categories. W Standard and Poor's —Speculative Grade Rating Debt rated "BB", "B", "CCC", "CC" and "C" is regarded as having predominantly speculative characteristics with respect to capacity to pay interest and repay principal. W "BB" indicates the least degree of speculation and "C" the highest. While such debt will likely have some quality and protective characteristics these are outweighed by major uncertainties or major exposures to adverse conditions. BB- Debt rated "BB" has less near-tens vulnerability to default than other speculative issues. However, it faces major ongoing uncertainties or exposure to adverse business, financial, or economic conditions which could lead to inadequate capacity to meet timely u u interest and principal payments. The "BB" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied "BBB" rafing. B - Debt rated "B" has a greater vulnerability to default but currently has the capacity to meet interest payments and principal repayments. Adverse business, financial, or economic conditions will likely impair capacity or willingness to pay interest and repay principal. The "B" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied "BB" or"BB" rating. CCC - Debt rated "CCC" has a currently identifiable vulnerability to default, and is dependent upon favorable business, financial, and economic conditions to meet timely payment of interest and repayment of principal. In the event of adverse business, financial, or economic conditions, it is not likely to have the capacity to pay interest and repay principal. The "CCC" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied "B"or"B" rating. CC - The rating "CC" typically is applied to debt subordinated to senior debt that is assigned an actual or implied "CCC"debt rating. C -The rating "C" typically Is applied to debt subordinated to senior debt which is assigned an actual or implied "CCC" debt rating. The "C" rating may be used to cover a situation where a bankruptcy petition has been filed, but debt service payments are continued. CI -The rating "Cl" is reserved for income bonds on which no interest is being paid. D- Debt rated "D" is in payment default. The "D" rating category is used when interest .. payments or principal payments are not made on the date due even if the applicable grace period has not expired, unless S&P believes that such payments will be made during such grace period. The "D" rating also will be used upon the filing of a bankruptcy petition if debt service payments are jeopardized. Plus (+)or Minus (-): The ratings from "AA"to"CCC" may be modified by the addition of a plus or minus sign to show relative standing within the major rating categories. NR- Indicates no rating has been requested, that there is insufficient information on which to base a rating, or that S&P does not rate a particular type of obligation as a matter of policy. a " a August 10, 2006 STAFF REPORT Swap Report for the Quarter Ended June 30, 2006 SUMMARY In August 2003, the Committee approved an Interest Rate Exchange Agreement Policy that provides guidelines for the use of hedging products including swaps, caps, floors, collars, options, and other similar financial instruments (collectively, "hedging products") in connection with the financial exposure of the District, including interest rate exposure. As required by this policy, following are the quarterly monitoring and reporting requirements and status at June 30, 2006: Requirement Highlight all material changes to hedging product agreements including counterparty downgrades and/or terminations. r Results: The District currently utilizes two hedging product agreements, the AIG Swap agreement and the Soc Gen Swap Agreement. The AIG Swap agreement was originally entered into in October 1, 1992 in order to convert the Refunding Certificates of Participation, 1992 Series (the "1992 Certificates") to a fixed rate obligation. There have been no material changes to the agreement. American International Group, Inc.'s current ratings are AAA and Aaa from Standard and Poor s and Moody's, respectively. The Soc Gen Swap Agreement was originally entered into in September 1, 1993, in order to convert the Refunding Certificates of Participation, 1993 Series (the "1993 .. Certificates)to a fixed rate obligation. There have been no material changes to the agreement Soc Gen's current ratings are AA- and Aa3 from Standard and Poors and Moody's, respectively. MSD ♦ P.O.B x$122 ♦ FounWn VWlenc OV2"127 0 (710)N2-2411 Quarterly Swap Report For the Three Months Ended June 30, 2006 Page 2 of 4 L Requirement L Summarize any new hedging products entered into by the District since the last report. Results: L No new hedging products have been entered into by the District since the last report covering the period ended March 31, 2006. As stated above, the District utilizes only two hedging product agreements, the AIG Swap agreement entered into in 1992, and the Soc Gen Swap Agreement, entered into in 1993. W Requirement Summarize any planned hedging product transactions and the impact of such transactions on the District; a description of each outstanding Hedging Product agreement, including a summary of its terms and conditions, the notional amount, volume, rates, maturity, the estimated market value of each agreement, the method of procurement (competitive or negotiated), and the full name, description and credit ratings of the agreement's counterparty and if necessary, its applicable guarantor. Results: w The District currently is not planning any additional hedging product transactions at this time. Requirement List any amounts which were required to be paid and received, and any amounts which actually were paid and received under each outstanding hedging product over the last quarter; v Results: Following are the amounts that were actually paid and received under the District's two swap agreements. All amounts required to be paid and received were actually paid and received. W W W W Quarterly Swap Report For the Three Months Ended June 30, 2006 Page 3 of 4 1992 1993 Certificates Certificates AIG Swap Soc Gen Swap April Paid by the District to the Swap Provider _ $ 141,550.00 Paid by the Swap Provider on behalf of the District _ $ (95,625.34) May Paid by the District to the Swap Provider _ $ 141,550,00 Paid by the Swap Provider on behalf of the District _ $ (106,371.70) June Paid by the District to the Swap Provider _ $ 141,550.00 Paid by the Swap Provider on behalf of the District _ $(120,659.38) Requirement List any credit enhancement, liquidity facility or reserves associated therewith including an accounting of all costs and expenses incurred, whether or not in conjunction with the procurement of credit enhancement or liquidity facilities under each outstanding Hedging Product. Results: Credit Enhancements, liquidity facility or reserves associated with the 1992 Certificates AIG Swap: -Lloyds Bank Standby Purchase Agreement Commitment fees for the quarter ended April 30, 2006: $61,057.29 Credit Enhancements, liquidity facility or reserves associated with the 1993 Certificates Soc Gen Swap: -Soc Gen Irrevocable Letter of Credit Fee: No costs or expenses were incurred ® during the quarter ended June 30, 2006. Credit Enhancements, liquidity facility or reserves associated with the 2000 Certificates: -Dexia Public Finance Bank Standby Certificate Purchase Agreement Commitment Fee for the quarter ended April 30, 2006: $64,411.31 Quarterly Swap Report For the Three Months Ended June 30, 2006 Page 4 of 4 Requirement W An assessment of the counterparty risk, termination risk, and other risks associated therewith, which shall include the value of the collateral posted by counterparties and the District, the aggregate marked-to-market value for each counterparty and relative exposure compared to other counterparties, and a calculation of the District's Value at Risk for each counterparty. Results: W The counter party risk and termination risk has been calculated by Public Resources Advisory Group (PRAG). PRAG used the value at risk methodology in determining the county party risk at maximum exposure over the term of the Swap Agreements. W Counterparty exposure limits are important because they create diversification, so if any one counterparty goes bankrupt, the District's total loss would be limited to only one counterparty. The termination risk is what the District would have to pay the 60 counterparty upon a termination of the Swap Agreement. Following are the counterparty risk and termination risk as of June 30, 2006: W 1992 1993 Certificates Certificates IA G Swao Soc Gen Swap 6+ W Counterparty Risk $ 826,685 $2,355,538 Termination Risk $ 6,019,104 $1,457,451 w Requirement W The report shall also include a copy of this Policy in the quarter after it is adopted or subsequently modified. W Results: No modifications have been made to the Policy since its adoption. " w r W W h b August 10, 2006 STAFF REPORT Certificates of Participation (COP) Quarterly Report for the Period Ended June 30, 2006 Summary The District began issuing Certificates of Participation (COPS) on a variable interest rate basis in 1990. These variable rate COPS were a part of our long-term financing plan which also included some more traditional fixed rate borrowing. In 1992 and 1993, some of the fixed rate COPs were refunded and replaced with synthetic-fixed rate COPS. These are variable interest rate COPs that are also subject to a long-term fixed-rate interest exchange agreement (SWAP). The SWAP provides the maximum interest rate to be paid by the District, and is less costly than traditional fixed rate borrowing. ® In August 2000, the entire financing program was restructured and modernized to incorporate and take advantage of the consolidation of District books of account and revenue structure. This process has reduced the number of COP issues from five to three; 1992 Refunding COPS, 1993 Refunding COPS and 2000 Refunding COPs. The 2000 COPS can be divided into Series A and Series B, if additional remarketing agents are desired. ® In August 2003, the District issued $280 million of fixed rate COPS, Series 2003, that have varying coupon rates that are matched against the varying maturity dates. The ® true interest cost for the entire issue is 5.15 percent. In March 2006, the District issued $200 million of variable rate COPs, Series 2006. Variable interest rate COPS can be put back on the market by the buyer each day. When this happens, they must be remarketed or sold to another buyer. This process, called remarketing, is generally provided by a municipal bond underwriter. The remarketing agent sets the interest rate they believe is required to sell the COPS. Some issuers believe that having more than one remarketing agent promotes competition and results in lower interest costs. — XSD • P.O.Box 8127 ♦ F.0 l%In V.ft ,O 0272 IV • (714)W2.2411 Quarterly COP Report For the Three Months Ended June 30, 2006 Page 2 of 2 Staff has monitored variable interest rate issues of other agencies since the inception of our program. The attached charts are described in the"Additional Information" section of this agenda report. They are provided monthly to compare our actual interest rates to a composite index, and to other selected issuers of similar credit quality, and with COP r issues of similar amounts. Many vadables affect interest rates, but staff expects our rates to be among the lowest. Yr Additional Information The first graph entitled, "OCSD COP Rate History Report,"shows the actual variable and fixed interest rates paid on each of the daily, weekly, and monthly rate COPS since the last report, and the effective fixed rate for the two refunding issues which are covered by an interest rate exchange agreement commonly called "swap." The second graph, a bar chart entitled, "Comparative Daily COP Rate History Report," shows the performance of the District's Daily Rate COPS as compared to a composite r index rate, which represents the average rate of six similar variable rate daily reset borrowings. W The third graph, a bar chart entitled, "COP Daily Rate History, Comparison of Highest& Lowest Rates," compares the performance (monthly average interest rate)of the District's Daily Rate COPS with the highest and lowest monthly average rates from among six similar variable rate daily reset COPS. The fourth attachment is a tabular table entitled, "COP Rate History, Comparison of Monthly Averages," shows the monthly variable interest rate performance of the District's Daily Rate COPS as compared to the composite index. Estimated annual interest payments calculated for a standard $100 million par amount, are also shown. Variable rates historically rise at the end of each calendar quarter, and especially at year-end, because of business taxes and liquidity requirements. The rates tend to decline to prior levels immediately in the following month. Staff maintains continuous rate monitoring and ongoing dialog with the remarketing agents to keep the Committee fully informed about developments in the program as they may occur. V Attachments 1. Graph - OCSD COP Daily Rate History Report ` 2. Graph - Comparative Daily COP Rate History Report 3. Graph - COP Rate History, Comparison of Highest & Lowest Rates 4. Tabular - COP Rate History, Comparison of Monthly Averages v a a a a fl a fl fl fl i a fl fl B [ 1 1 1 1 Pmpaaae by Finance,6212006,4:04 PM OCSD COP RATE HISTORY REPORT JUNE 2006 6 5 4 w a 3 K 2 1 0 b b N tl b b b tl b tl 0 b b Ip b DATE 2 R 9 /4 4 4 4 4 4 Igl 14� c 4 $ $ 4 4 4 4 4 4 4 4 4 M N gga N N gg�� i Serries 920Variab Weekly -t MG Swab Saves 92 WeeDkly Y - —Series'93 and'00 Variable Daily tSeries 21 Variable Dai r:.le=1.dtaTinv2220Ve0911FInan=WATEHiST.97 Pmpamd by Finance,821/2006,4:41 PM COMPARATIVE DAILY COP RATE HISTORY REPORT June 2006 4.00 3.00 - - - m a a2 2.00 C 1.00 — 0,00 DATE N N N N N N .. t0 w N fO tD ID O O O O O O O O O O O O Q N CI 2 O LL E Q i ■OCSD COP Senes'93 snd 2000 DCOMPOSRE MOEX tSOCSD COP Series 2005 G:\exmi.eta\fin\2220\geggPFinanceWailywpintmte.xls f 1 I 1 1 1 1 f 1 t 1 1 I t 1 I 1 I 1 COP DAILY RATE HISTORY COMPARISON OF HIGHEST & LOWEST RATES 3.76 — 3.535 j� N •S 3 • ♦ ♦• :: }N : L76 :2 ': x' '•' « � :• •• '• 22 iii 2.26 :: • N 2 M ... r.. 1.75 :: ::: .. .. s. 1.26 :: ::: �♦ �: « N♦ 0.76 I Lm J.n,M T FeG,06 Nv.O! Rpi.M WY..F Jun,06 L PWNC50 PWIDCSD BSIDCSD PWIIRYN BS0050 BSIDL50 koest rate ❑OCSD COP Series'00-Pw ■OCSD COP Series'9& f IS OCSD COP Series 2006-BS ®Lowest rate G Wxml dta10n122201geggBFinanm\FtATEHIST HILO_baMmph Prepared by Finance,a212006,4:51 PM Prapered by Finance,821/200 ,3:10 PM DAILY COP RATE HISTORY COMPARISON OF MONTHLY AVERAGES JUL 2006-JUN 2006 OCSD 200M $218.BM $48M Series 2006 Series 2000 Series 93 Ref Composite Bear Steams PaineWebber PaineWebber Index' JIA-05 2.11 2.11 2,08 Aug-05 2.26 2.26 2.24 Sep-05 2.38 2.38 2.37 Oct-05 2.50 2.50 2.48 Nov-05 2.83 2.83 2,81 DeoO3 2.96 2.96 2,92 Jan.06 2.86 2.86 2.83 Feb-06 2.98 2.98 2.97 Mar-M 3.06 2.96 2.96 2.91 Apr-W 3.13 3.33 3.33 3.24 may-08 3.38 3.38 3.36 3.29 JunUB 3.69 3.68 3.68 3.63 AVERAGE3.32% . 5 2.86% ESTIMATED ANNUAL INTEREST PAYMENTS PER$100M PAR AMOUNT $ 3315/ID0 $ 2850833 $ 2850833 1 $ 2814,167 'FOOTNOTE Composite Index consists of the following COP transactions: . IRWD,Series 86-COP,88.95,$106.1M,Chigroup . IRWD,Series CRef 93-8,85-B,$62.1 M,Lehman Brothers . IRWD,Series 91,93,85,$93.OM, PaineWebber . IRWD,Series 89,C-Ref 93-A,C-Ref 95.$70.9M,Merrill Lynch .Westem RNerside Co.Reg.Wastewater Auth., Sedes 96.$25.4M,PaineWebber G:twml-dta\fint22201geggiTinence\COPdally$mte comparison C ( E [ [ [ E C C C E [ E C_. ORANGE COUNTY SANITATION DISTRICT Finance Department (714) 962-2411 www.ocsd.com Mailing Address: P.O. Box 8127 Fountain Valley, California 92728-8127 Street Address: 10844 Ellis Avenue Fountain Valley, California 92708-7018 OCSD 6/30/06