The URL can be used to link to this page

Home My WebLink About2005-10-26 ORANGE COUNTY SANITATION DISTRICT ti S 9 October 20, 2005 phone: (714)962-2411 fax: NOTICE OF MEETING (714)962-0356 www.ocsd.com mailing address: P.O. Box8127 BOARD OF DIRECTORS Fountain 92 28-8127 ORANGE COUNTY SANITATION DISTRICT street address: 10844 Ellis Avenue Foun Valley,CA tain 08-7018 WEDNESDAY, October 26, 2005 — 7:00 P.M. Member Agencies f DISTRICT'S ADMINISTRATIVE OFFICES Cities 10844 Ellis Avenue Anaheim Fountain Valley, California 92708 Brea Buena Park Cypress Fountain Valley Fullerton Garden Grove The Regular Meeting of the Board of Directors of the Orange County Sanitation Huntington Beach District will be held at the above location, time and date. Irvine La Habra La Palma Los Alamitos Newport Beach Orange ✓ �(r6 Placentia Santa Ana and Secr tary Seal Beach Stanton Tustin Villa Park Yorbe Linda CIP OVERSIGHT AD HOC COMMITTEE - Tuesday, November 1, 2005 at 5:00 p.m. County of Orange OMTS COMMITTEE - Wednesday, November 2, 2005 at 5:00 p.m. Sanitary Districts Costa Mesa PDC COMMITTEE - Thursday, November 3, 2005 at 5:00 p.m. Midway City FAHR COMMITTEE - Wednesday, November 9, 2005 at 5:00 p.m. Water Districts Irvine Ranch GWR SYSTEM STEERING COMMITTEE - Monday, November 14, 2005 at 5:30 p.m. @OCWD STEERING COMMITTEE - Wednesday, November 16, 2005 at 5:00 p.m. To maintain world-class leadership in wastewater and water resource management. BOARD MEETING DATES *November 16, 2005 *December 21, 2005 January 25, 2006 February 22, 2006 March 22, 2006 April 26, 2006 May 24, 2006 June 28, 2006 July 26, 2006 August 23, 2006 September 27, 2006 October 25, 2006 *Meetings are being held on the third Wednesday of the month H:Idept1pa13201BS1Agenda12005 Meeting Notices\MN9.2.doc R MINUTES OF FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE MEETING Orange County Sanitation District Wednesday, October 12, 2005, 5:00 p.m. A meeting of the Finance, Administration and Human Resources Committee of the Orange County Sanitation District was held on October 12, 2005, at 5:00 p.m., in the Sanitation District's Administrative Office. (1) The roll was called and a quorum declared present, as follows: FAHR COMMITTEE MEMBERS: STAFF PRESENT: DIRECTORS PRESENT: Blake Anderson, General Manager Darryl Miller, Chair Bob Ghirelli, Director of Technical Services Mike Duvall, Vice Chair Lisa Tomko, Director of Human Resources Rich Freschi Lorenzo Tyner, Director of Finance/Treasurer Phil Luebben Lilia Kovac, Committee Secretary Joy Neugebauer Jim Matte James W. Silva Sonja Morgan Mark Waldman Jeff Reed Mike White DIRECTORS ABSENT: OTHERS PRESENT: Steve Anderson, Board Chair Brad Hogin, General Counsel Bill Dalton Bob Lockhart, Revenue Enhancement Group Jim Ferryman, Vice Board Chair Norbert Gaia Bob Geggie Juanita Skillman (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were no public comments (4) REPORT OF THE COMMITTEE CHAIR Chair Miller reported that he had met with the Director of Finance, Lorenzo Tyner, and Mike White, Controller, to review the agenda items as his introduction as Chair to the committee issues. Chair Miller and Director Luebben will participate in the internal audit subcommittee in the interview and selection process. (5) REPORT OF THE GENERAL MANAGER Blake Anderson, General Manager, announced there would be a meeting on the GWRS project for elected officials on October 14 at 11:30 AM at the Orange County Water District. The Orange r Minutes of the Finance, Administration and Human Resources Committee Meeting Page 2 October 12, 2005 County Public Infrastructure report card will be rolled out on October 21 s`. The General Manager also advised that the Sanitation District's federal and state legislative consultants would be attending the October 26'h Steering Committee and Board Meeting to discuss the legislative agenda for 2006 and review activity in 2005. A tour of the section of Santa Ana River Interceptor (SARI) line that was repaired last winter is scheduled for October 271h. The state and federal legislative consultants will be attending the tour, as well as members of congressional staff, and members of the Sanitation District legislative committee. (6) REPORT OF DIRECTOR OF FINANCE/TREASURER Lorenzo Tyner, Director of Finance, informed the Committee members that after having met with Committee Chair Miller he would like to recommend some improvements to the monthly Treasurer's Report, and that the report be approved the following month giving Board members an opportunity to fully review the contents of the report. A motion was made, seconded, and duly carried: Receive the report on a quarterly basis with variances highlighted to the committee members. As requested by the FAHR Committee, staff will submit a report on the air travel booking and payment process as covered by the blanket purchase order to American Airlines Travel Card Program, a travel payment system that is accepted by almost every air carrier in the world. Included within this report will be a summary of all payments made by the District for air travel incurred by staff during the first quarter ended September 30, 2005. (7) REPORT OF DIRECTOR OF HUMAN RESOURCES Lisa Tomko, Director of Human Resources, reported updates to the employment status report, identifying positions currently open at OCSD as requested by the Directors during the September FAHR Committee meeting. Ms. Tomko introduced Jim Matte, Safety and Health Supervisor, to present the Workers' Compensation report to the Directors. The request in the previous FAHR Committee meeting was that the Workers' Compensation administrative costs be identified in a follow up report. Once identified, Director Duvall expressed further interest in the administrative costs, and asked for more detailed information to be presented at the November meeting. (8) REPORT OF DIRECTOR OF PUBLIC AFFAIRS Bob Ghirelli, Acting Director of Public Affairs, had no report. (9) REPORT OF GENERAL COUNSEL Brad Hogin, General Counsel, reported that the contractor and its insurance company has agreed to defend the Sanitation District on the Andino lawsuit, which claims property damage to homes on the Bushard project. The contractor has not agreed to indemnify the District to pay any damages on Minutes of the Finance, Administration and Human Resources Committee Meeting Page 5 October 12, 2005 be presented to the Sanitation District and the Water District at a special ceremony on November 22"d in Sacramento. A cruise on the Sanitation District's ship Narissa is scheduled for Saturday, December 10`h to demonstrate fish trolling, mud sampling, and typical lab tests. The ship will comfortably accommodate six to eight passengers, and Directors may contact the General Manager's office to sign up for this cruise. (13) CLOSED SESSION There was no closed session. (14) OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY There were none. (15) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT There were none. (16) CONSIDERATION OF UPCOMING MEETINGS The next FAHR Committee meeting is scheduled for November 9, 2005 at 5 p.m. (17) ADJOURNMENT The Chair declared the meeting adjourned at 6:40 p.m. Submitted by: r Lilia Kovac FAHR Committee Secretary H:ldept%agenda\FAHR\FAHR200511005\101205 Draft FAHR Minutes_doc ROLL CALL BOARD OF DIRECTORS ORANGE COUNTY SANITATION DISTRICT MEETING DATE: 10/26/05 TIME: 7:00 PM (SIMONIAN) .................... ANDERSON................. .�� ✓ (YOST) ............................ ANTOS .........................J� (WILSON) ........................ BANKHEAD................... (AMBRIZ).......................... CAVECCHE................... (GARCIA) ......................... CHRISTY..................... ✓ ✓ (COLLINS)........................ CRANDALL................... (ROSEN) .. DALTON.............. (KAWASHIMA) ................ DAVERT...................... (WILSON)........................ DUVALL...................... (UNDERHILL)................... ECKENRODE................. ✓ i (SCHAFER)...................... FERRYMAN................... ✓ �/_ (BORTLE)......................... FRESCHI .............. ..... ✓ ✓ (COOK) ............................ HARDY......................... (CHOI).............................. KANG.......................... (SONDHI)......................... LUEBBEN..................... (DOW) .............................. MARSHALL.................. �_ �✓ (REINHART)..................... MILLER ......................... ✓ (BEAUMAN) ..................... MOORE........................ (KIRKPATRICK-PILGER). NEUGEBAUER.............. ✓ �/ (DRISCOLL) ..................... PARKER....................... ✓ WEBB RIDGEWAY................... (DONAHUE) .................... SHAVVVER.................. J� v (HERNANDEZ)................. SIDHU.......................... _,� ✓ 737 (CORREA)....................... .......................... (RODRIGUEZ).................. WALDMAN..... STAFF: Arhontes Beekman Ghirelli Herber Kovac Kyle Ludwin Miles Tomko Tyner OTHERS: Ho in Nixon 10/26/05 H:ldeptladmin\BSIDIRECTOR\Directors Roll Call.doc SIGN-IN SHEET ORANGE COUNTY SANITATION DISTRICT ff/vZ °�O,S BOARD MEETING NAME ORGANIZATION/FIRM leaseprint) leaseprint) CEO c'�C> r oc H:\WP.DTAIADMIN\BS\FORMS\SIGN-IN FORM.DOC REQUEST TO ADDRESS THE BOARD OF DIRECTORS All persons wishing to address the Board on specific agenda items or matters of general interest should complete and submit this form to the Board Secretary prior to commencement of the Board meeting. As determined by the Chair, speakers may be deferred until the specific item is taken for discussion. Remarks may be limited to three minutes or less. Any handouts (35 COPIES REQUIRED) must be given to the Board Secretary prior to the meeting for distribute n. �- DATE: rrD=a (a` (V AGENDA ITEM NO. �� 7 NAME: (please print) 7[�'b B N HOME ADDRESS: PC`3 ��C� k �� p' 8� (number/street) (city/zip code) TELEPHONE: REPRESENTING: (self/name of organization) REQUEST TO ADDRESS THE BOARD OF DIRECTORS All persons wishing to address the Board on specific agenda items or matters of general interest should complete and submit this form to the Board Secretary prior to commencement of the Board meeting. As determined by the Chair, speakers may be deferred until the specific item is taken for discussion. Remarks may be limited to three minutes or less. Any handouts (35 COPIES REQUIRED) must be given to the Board Secretary prior to the meeting for distribution. DATE: ! J AGENDA ITEM NO. NAME: (please print) 0AIy HOME ADDRESS: e � / L' (number/street) �v �� q (city/zip code) TELEPHONE: ( ) 7 REPRESENTING: C� (self/name of organization) REQUEST TO ADDRESS THE BOARD OF DIRECTORS All persons wishing to address the Board on specific agenda items or matters of general interest should complete and submit this form to the Board Secretary prior to commencement of the Board meeting. As determined by the Chair, speakers may be deferred until the specific item is taken for discussion. Remarks may be limited to three minutes or less. Any handouts (35 COPIES REQUIRED) must be given to the Board Secretary prior to the meeting for distribution. DATE: /�-� �- AGENDA ITEM NO. f7 c �� ' ✓ NAME: (please print) HOME ADDRESS: L (number/street) (city/zip code) TELEPHONE: REPRESENTING: (self/name of organization) STATE OF CALIFORNIA) ) SS. COUNTY OF ORANGE ) Pursuant to California Government Code Section 54954.2, 1 hereby certify that the Revised Agenda for the Regular Board Meeting of Orange County Sanitation District to be held on October 26, 2005, was duly posted for public inspection in the main lobby of the Districts' offices on October 21, 2005. IN WITNESS WHEREOF, I have hereunto set my hand this 21st day of October, 2005. Penny M. Ky e, Secrelgry Board of Directors Orange County Sanitation District H:IDEPT\PA13201BS\FORMSIAGENDA CERTIFICATION.DOC STATE OF CALIFORNIA) ) SS. COUNTY OF ORANGE ) Pursuant to California Government Code Section 54954.2, 1 hereby certify that the Notice and Agenda for the Regular Board Meeting of Orange County Sanitation District to be held on �9� �Q-�p , 2005, was duly posted for public inspection in the main lobby of the Districts' offices on /�r� �� , 2005. IN WITNESS WHEREOF, I have hereunto set my hand this day of 0 , 2005. Penny M. Kyle, Secret Board of Directors Orange County Sanitation District H:\DEPT\ADMIN\BS\FORMS\AGENDA CERTIFICATION.DOC 10/26/05 Page 3 f. Approve Amendment No. 4 to the Professional Services Agreement with RBF Consulting, Inc. providing for additional design engineering and environmental compliance services for Carbon Canyon Sewer and Pump Station Abandonment, Contract No. 2-24-1, for an additional amount of$20,000, increasing the total amount not to exceed $561,786. g. Approve Amendment No. 5 to the Professional Services Agreement with Malcolm Pirnie, Inc. for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10, providing for additional design engineering services for an additional amount of $198,479, increasing the total amount not to exceed $4,997,734. Non-Consent Calendar h. Consideration of items deleted from PDC Consent Calendar, if any. 13. FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE (FAHR) FAHR Consent Calendar a. Order draft Finance, Administration and Human Resources Committee Minutes for the meeting held on October 12, 2005 to be filed. (Minutes to be distributed at 10126105 Board Meeting.) b. Receive and file Treasurer's Report for the month of September 2005. C. Approve Revisions to SAFETY-POL-115, Backflow Prevention Program Policy and SAFETY-POL-202, Accident Investigation Program as provided for in Resolution No. OCSD 02-5 regarding the Sanitation District's Injury and Illness Prevention Program. d. Adopt Resolution No. OCSD 05-25 approving the National Incident Management System for use at the Orange County Sanitation District during emergencies. e. (1) Approve the results of the non-residential parcel review project; (2) Direct staff to use the corrected database on a "going-forward" basis; and, (3) Direct staff to refrain from pursuing collection of past underpayments due to the expense and effort that would be involved in the collection effort. FAHR Non-Consent Calendar f. Consideration of items deleted from FAHR Consent Calendar, if any. 14. GWR SYSTEM STEERING COMMITTEE (GWRSSC) GWRSSC Consent Calendar a. Order Joint Groundwater Replenishment System Steering Committee Minutes for the meeting held on September 12, 2005 to be filed. 10/26/05 Page 4 GWRSSC Non-Consent Calendar b. (1) Approve a Professional Service Agreement to Faubel Public Affairs for $292,560 for outreach support services for the Groundwater Replenishment System; (2) Approve a Professional Service Agreement to KW Communications for $86,640 for construction outreach services for the Groundwater Replenishment System; (3) Approve a Professional Service Agreement to JD Communications for $74,385 for construction outreach services for the Groundwater Replenishment System; (4) Approve a Professional Service Agreement to Tashiro Choi and Associates for $42,480 for multicultural outreach services for the Groundwater Replenishment System; and, (5) Establish a budget of$20,000 for miscellaneous construction outreach expenses; all sum to a total amount of$516,065 to be equally cost-shared with the Orange County Water District. C. Consideration of items deleted from GWRSSC Consent Calendar, if any. NON-CONSENT CALENDAR 15. Closed Session CLOSED SESSION: During the course of conducting the business set forth on this agenda as a regular meeting of the Board, the Chair may convene the Board in closed session to consider matters of pending real estate negotiations, pending or potential litigation, or personnel matters, pursuant to Government Code Sections 54956.8, 54956.9, 54957 or 54957.6, as noted. Reports relating to (a) purchase and sale of real property; (b) matters of pending or potential litigation; (c) employment actions or negotiations with employee representatives; or which are exempt from public disclosure under the California Public Records Act, may be reviewed by the Board during a permitted closed session and are not available for public inspection. At such time as the Board takes final action on any of these subjects, the minutes will reflect all required disclosures of information. a. Convene in closed session, if necessary 1. Confer with General Counsel re existing litigation, Orange County Sanitation District, et al. v. County of Kern, et al., Tulare County Superior Court Case No. 189564. Government Code Section 54956.9. 2. General Manager Performance Evaluation, And Consideration Of General Manager Discipline/Dismissal/Release pursuant to Government Code Section 54957. 10/26/05 Page 5 b. Reconvene in regular session C. Consideration of action, if any, on matters considered in closed session 16. Matters which a Director may wish to place on a future agenda for action and staff report. 17. Other business and communications or supplemental agenda items, if any 18. Future Meeting Date: The next Board of Directors regular meeting is scheduled for November 16, 2005, at 7:00 p.m. 19. Adjournment Agenda Posting: In accordance with the requirements of California Government Code Section 54954.2, this agenda has been posted in the main lobby of the District's Administrative offices not less than 72 hours prior to the meeting date and time above. All written materials relating to each agenda item are available for public inspection in the office of the Board Secretary. Items Not Posted: In the event any matter not listed on this agenda is proposed to be submitted to the Board for discussion and/or action, it will be done in compliance with Section 54954.2(b)as an emergency item or because there is a need to take immediate action, which need came to the attention of the Board subsequent to the posting of agenda, or as set forth on a supplemental agenda posted in the manner as above, not less than 72 hours prior to the meeting date. Public Comments: Any member of the public may address the Board of Directors on specific agenda items or matters of general interest. As determined by the Chair, speakers may be deferred until the specific item is taken for discussion and remarks may be limited to three minutes. Matters of interest addressed by a member of the public and not listed on this agenda cannot have action taken by the Board of Directors except as authorized by Section 54954.2(b). If you wish to speak, please complete a Speaker's Form (located at the table outside of the Board Room)and give it to the Board Secretary. Consent Calendar:All matters placed on the Consent Calendar are considered as not requiring discussion or further explanation and unless any particular item is requested to be removed from the Consent Calendar by a Director, staff member or member of the public in attendance, there will be no separate discussion of these items. All items on the Consent Calendar will be enacted by one action approving all motions, and casting a unanimous ballot for resolutions included on the consent calendar. All items removed from the Consent Calendar shall be considered in the regular order of business. Members of the public who wish to remove an item from the Consent Calendar shall, upon recognition by the Chair, state their name,address and designate by number the item to be removed from the Consent Calendar. The Chair will determine if any items are to be deleted from the Consent Calendar. Items Continued: Items may be continued from this meeting without further notice to a Committee or Board meeting held within five (5)days of this meeting per Government Code Section 54954.2(b)(3). Meeting Adjournment: This meeting may be adjourned to a later time and items of business from this agenda may be considered at the later meeting by Order of Adjournment and Notice in accordance with Government Code Section 54955 (posted within 24 hours). Accommodations for the Disabled: The Board of Directors Meeting Room is wheelchair accessible. If you require any special disability related accommodations, please contact the Orange County Sanitation District Board Secretary's office at(714)593-7130 at least 72 hours prior to the scheduled meeting. Requests must specify the nature of the disability and the type of accommodation requested. 10/26/05 Page 6 :NOTICE TO DIRECTORS: To place items on the agenda for the Regular Meeting of the Board of :Directors, items shall be submitted to the Board Secretary no later than the close of business 14 days :preceding the Board meeting. The Board Secretary shall include on the agenda all items submitted by :Directors, the General Manager and General Counsel and all formal communications. :General Manager Blake Anderson (714)593-7110 banderson(@ocsd.com :Board Secretary Penny Kyle (714)593-7130 pkyleCcDocsd.com :Director/Engineering David Ludwin (714)593-7300 dludwin@ocsd.com Director/Finance/Treasurer Lorenzo Tyner (714)593-7550 Ityner(aDocsd.com ::Director/Human Resources Lisa Tomko (714)593-7145 Itomko(aDocsd.com Director/Information Technology Patrick Miles (714)593-7280 pmiles@ocsd.com €Director/Operations& Maintenance Jim Herberg (714)593-7020 Iherberg(d)ocsd.com t :Director/Technical Services Bob Ghirelli (714)593-7400 rghirelli(o)ocsd.com Director/Public Affairs Bob Ghirelli (714)593-7400 rghirelli(a)ocsd.com € ::Director/Regional Assets & :Services Nick Arhontes (714)593-7210 narhontes(cDocsd.com :General Counsel Brad Hogin _ (714)564-2606 brh wss-law.com s H:\dept\agenda\Board Agendas\2005 Board Agendas\102605 agenda.doc t-;aiifornia Water Policy Conference caning the Constr Z. s 1 0 P R E S E N T E D B Y Public Officials for Water and Environmental Reform November 17 & 18, 2005 Renaissance Hollywood Hotel Hollywood, California i Public Officials for Water and Environmental Reform Nonprofit org. P.O. Box 1750 U.S. Postage Colfax, CA 95713 PAID Permit# 440 NTED ON RECYCLED PAPER Auburn, CA CA AMOPON SAN$,,, ORANGE COUNTY SANITATION DISTRICT 9 �I October 20, 2005 phone: (714)962-2411 To the Chair and Members fax: of the Board of Directors [714)962-0356 www.ocsd.coni Subject: Board Letter mailing address: P0. Box 8127 Fountain Valley.CA The following are items that you may find interesting. If you need additional 92728-8127 information on any of the items, please call me. street address: 10844 Ellis Avenue Groundwater Replenishment System Receives the Governor's Environmental Fountain Valley.CA 92708-701E and Economic Leadership Award for Ecosystem and Watershed Stewardship The Governor's Environmental and Economic Leadership Award Program is the Member State of California's highest environmental honor. The award will be presented at a Agencies special ceremony on November 22, 2005 in Sacramento. The Ecosystem and Watershed Stewardship Category recognizes innovative and sustainable Cities approaches to land and water management that restore or protect natural conditions, Anaheim functions and processes, and provide economic, social and environmental benefits. Brea Buena Park The award program is administered by the California Environmental Protection Cypress Agency and Resources Agency, in partnership with the State and Consumer Fountain Valley 9 Y p P Fullerton Services Agency. Garden Grove Huntington Beach Irvine Garden Grove Public Works Open House Compost Outreach Event La Habra In March 2004, the Sanitation District and Synagro established a Compost Use La Palma Los Alamitos Program to encourage in-county use of biosolids compost. The Sanitation District's Newport Beach incentive program offers discounted rates for its member agencies to use Synagro's Orange Placentia high-quality biosolids compost. Santa Ana Seal Beach Our staff recently discovered the City of Garden Grove is already using Synagro's Stanton Tustin compost, so the City signed up for the Compost Use Program to receive a special Villa Park discount on all future orders. City of Garden Grove Landscape Supervisor, Patricia Yorba Linda Hayes, uses biosolids compost to rejuvenate the grass sports fields throughout the County of Orange city and as an amendment to new plantings. Sanitary Districts The sixth annual Garden Grove Public Works Open House was held on October 8, Costa Mesa 2005. It included lots of fun games, giveaways, and public education opportunities Midway City including an OCSD-Synagro-Western Organics booth promoting biosolids compost use in Orange County (see pictures). Western Organics bags Synagro's biosolids Water Districts compost under the OMNI Brand and distributes these bags through Wal-Mart stores. Irvine Ranch Western Organics brought a pallet of OMNI bags, and all 100 bags were given away within the first half of the event. Residents were very supportive of the in-county biosolids recycling message. Sanitation District staff will present an update on the Compost Use Program to OMTS on November 2, 2005. Visit the Sanitation District's compost website for more information and to sign-up for the Member Agency Compost Use Program at www.ocsd.com/info/biosolids/compost.asp. To maintain world-class leadership in wastewater and water resource management. 4�",,4 SPN17q fo� � � O U ' � 9 90 Board of Directors Page 2 October 20, 2005 Update Urban Runoff Flow Volumes Since 1999, the Sanitation District has been receiving dry weather urban runoff from 16 pump stations strategically positioned throughout our service area in an effort to reduce the impacts of urban runoff on Orange County beaches. As illustrated in the chart below, diverted flows into the Sanitation District's system have ranged from a winter low of 0.5 million gallons per day (MGD) to a summer high of more than 3 MGD during August 2005. Orange County Sanitation District Dry Weather Urban Runoff Diversion Monthly Averages,gpd 4.000.000 3.500.000 — -- -- m amm < C7 N n � O N r N 3,000,000 n n m m N m r N N S m p C N O O N g N N t0 f'N) lh I 2.500,000 O N N N N T O fV Q. 2,000.000 N O - O O O 0 1.500.000 Clk co r 'o cl o 1,000.000 O N Ci m N N ^ A m m m r n W C5 500.000 - Woa � M � � oo � � ' l En z z z C monthly average The Sanitation District Board of Directors established a fee threshold limit of 4 MGD and a maximum collection limit of 10 MGD. We do not charge for the treatment of urban runoff as long as the flow volume stays below 4 MGD averaged over a 30 day period. However, if the flow volume exceeds 4 MGD, we will charge a treatment cost calculated from the most current fee ordinance adopted by the Sanitation District's Board of Directors (Ordinance NO. OCSD-26), which is approximately$1007 per million gallons. Each permitted discharger is responsible to pay their portion of discharge when the fee threshold limit is exceeded. Once the cumulative flow volume is reduced below 4.0 MGD, we will cease to impose the charge until the limit is exceeded once again. In addition to the 16 existing pump stations, the County of Orange and several coastal cities are proposing to construct 28 pump stations, which are projected to add 1.7 MGD of urban runoff, potentially triggering our fee threshold limit of 4 MGD to be exceeded. The Sanitation District is working with the City of Seal Beach and City of Huntington Beach to permit three new diversion pump stations. WOJx,y SIN,),,))Oy W V � Z Board of Directors 9� Page 3 fit October 20, 2005 On a monthly basis, staff routinely informs all urban runoff dischargers of the monthly flow average. In the event the flow volume exceeds 4 MGD, we have established accounting provisions to charge and collect appropriate fees from urban runoff dischargers. Change Order Management Plan The PDC Committee has asked staff to find ways to reduce the number and magnitude of changes to the on-going construction program. In response to the request, staff presented a Change Order Management Plan to the PDC Committee this month that should over time, help to reduce the changes to construction contracts both in number and total costs. The plan will set new, lower goals for change orders, refocus our efforts on quality control and quality assurance during the design of capital projects, insure accountability of our engineering consultants and staff, and provide more reporting to the PDC Committee to provide for continual oversight and more effective management. Staff and the Board will need to balance these costs control goals and methods with the important infrastructure needs and operating requirements of the Sanitation District to assure we continuously meet our environmental protection obligations. If anyone would like additional information, please contact our Director of Engineering, David Ludwin. Design/Build Proiect Delivery The Sanitation District has traditionally utilized a design-bid-build process for our capital construction projects, in which an engineering design consultant is hired to prepare detailed plans and specifications, bids are solicited from contractors, and a construction contract is awarded to the lowest responsible bidder. An alternative to this approach is to use what is referred to as Design/Build. Utilizing Design/Build, the Sanitation District would prepare a preliminary design after which it would, through a competitive solicitation process, select and contract with the low bid Design/Build team consisting of an engineer and contractor to finalize the design while the project is being constructed. Using this approach establishes a singular responsibility for the design and construction, saves time and many times reduces the cost of a project, while reducing the agency's administrative burden and improves risk management. Staff will be evaluating this project delivery approach over the next few months and will be presenting a proposed policy and process for using Design/Build to the PDC Committee for further discussion. Sanitation District's Grant Program In 2002, the Sanitation District made a commitment to pursue state and federal funding for the agency's Capital Improvement Program and other projects. The Sanitation District retained the services of legislative advocates to lobby on our behalf for grant funding through appropriations legislation. Management also assigned a staff member to pursue competitive grant awards and to formalize our Grant Program. To date, the Sanitation District has received over$3.7 million dollars in grants that are managed through our Grant Program. Recent grant awards include: • $250,000 from the State Water Resources Control Board (SWRCB)for the FOG Control Study; `OJN`Y SANIi,�//oy V O r Board of Directors Page 4 October 20, 2005 • $1.8 million from the Environmental Protection Agency (EPA) for the Secondary Treatment Project; and • $1.6 million from the federal Natural Resources Conservation Service for the Santa Ana River Interceptor Repair Project. With the Sanitation District's success at securing grants has come the challenge of administering all the grant requirements that are specified within the individual grant agreements. Grant administration and compliance with the requirements of the grantor agency are a critical component of the Grant Program and require a great deal of staff resources from various departments for compliance, reporting and processing the financial transactions. In July 2005, executive management made the decision to combine the agency's legislative advocacy activities and the Grant Program in its own division within Public Affairs. The legislative advocacy process for securing appropriations is now linked to the Grant Program which administers those awarded grant funds. This program consolidation will help to streamline the funding process and ensure that legislative advocacy efforts are in line with the District's funding priorities. The new division has already made strides towards streamlining and formalizing the legislative advocacy and grants activities through the creation of a Legislative Agenda and by enhancing the coordination between staff and our legislative advocates in Sacramento and Washington, D.C. What is 211? United Way of Orange County now has a "hotline". For all health and human services needs, one call to 211 will put you in touch with one of the over 120 organizations that United Way of Orange County partners with - they will help you through any difficult time. Through its Local Results Fund, supported largely by payroll deduction contributions, the United Way of Orange County invests in three critical areas: • Learning — To ensure children, youth and adults have the necessary literacy and learning skills to succeed • Empowering — To promote self-sufficiency for adults and families • Caring — To provide critical resources for families, the elderly and the abused, working with its national network, the United Way of Orange County has provided help to the hurricane victims in the gulf, 500 of whom have relocated to Orange County. Over $1 Million Dollars has been provided to five key organizations with a wide range of programs including emergency assistance with shelter, food and clothing. The Sanitation District supports the United Way of Orange County and encourages its employees to sign up for the payroll deduction plan than makes contributing both easy and automatic. Brochures and sign up forms are available from our Human Resources department. `OJN`.1 SAN11", V 90, Board of Directors Page 5 October 20, 2005 Bob Feenstra Resigns From MPC Last week, Bob Feenstra resigned after thirty-seven years as Executive Director of Milk Producers Council. He has managed MPC since 1968. Feenstra, an ex- dairyman himself, was asked to manage MPC to organize the largely immigrant Dutch and Portuguese dairy farmers assembled in Southern California. "Bob took our association from a Southern California dairy interest to having a legitimate seat at all levels of government," said Pete Vander Poel, former MPC Chairman and owner of Tule River Dairy. "Bob has been an effective voice over the years and has represented our interests with great passion and integrity. We will miss him greatly. I first encountered Bob at a meeting of a national Research Council committee on managing watersheds. The meeting occurred in the mid-1990s at Prado Regional Park in the midst of a terrific rainstorm that was washing manure into the creeks feeding the Park. An active fish kill was under way and the meeting room reeked of manure. Bob was speaking for dairy interests. I was on the committee, helping to write the report the committee had been tasked to create. That first encounter was rough and confrontational. Bob was defending the dairies and the committee was critically challenging the dairies on their impacts on water quality in the Santa Ana River watershed and the downstream users of the river. Defensive at first, Bob started to listen, sought me out later and that began a relationship of cooperation. From that time forward, we worked together to find constructive solutions to managing dairy manure for his sake as well as the groundwater supply of Orange County. There are a number of projects that have been successful because of Bob's willingness to work with SAWPA, the Inland Empire Utility Agency (IEUA), the Regional Water Quality Control Board (RWQCB), Orange County Water District (OCWD), and the Sanitation District. The MPC Board of Directors has named Nathan deBoom as acting Executive Director, assuming top management responsibilities on November 1. SCAP Collection Systems Committee Workshop On Tuesday, November 8'', The Southern California Alliance of Publicly Owned Treatment Works (SCAP) will be hosting a special workshop from 9:00 a.m. to 3:00 p.m. called Collection Systems in Motion (What's changing upstream of those WWTPs?). The workshop will be held at the Inland Empire Utilities Agency, 6075 Kimble Avenue, Building B, Chino, California. SCAP members and non-members and staff from cities, districts, public agencies, consultants, vendors, regulators, special interest groups who are interested in frank discussions on current and future issues related the operation and maintenance of a sanitary sewer collection system are welcome and encouraged to attend. This workshop will provide collection and treatment system managers, supervisors, and others involved in the wastewater community with current information on changes that are occurring and are affecting the operation and maintenance of collection systems. CW EA collection systems TCP certificate holders will receive Contact Hours. v�JN,+ SANI/ahoy W O i 9oF Board of Directors Page 6 October 20, 2005 Topics and Speakers: • Update on the Statewide WDR - Bryan Brock from the SWRCB • NPDES Permit or WDR—What's The Difference? - Brad Hogin, Esq. from Woodruff, Spradlin & Smart • What Are You Diverting? - Tom Meregillano, OCSD • Sewers Coming In Out of the FOG - Ralph Palomares, El Toro Water District, with Tom Gaworski and Mike Zedek of OCSD • Lateral Creativity - Patrick McNelly, OCSD Cost: 610.00 per person includes box lunch and all handout materials. RSVP: RESERVATIONS ARE REQUIRED. Due to limited seating and an accurate meal count, reservations are required. Log onto www.scapl.org to make reservations. Payment and registration are due by 10/31/05. Articles of Interest I have also included several additional published articles that you might find interesting. If you would like additional information on any of the above items, please call me. Blake P. Anderson General Manager BPA:gg H:%DEPTADf.11N\G611BOARD LETTER120051101905 BOARD LTR.FORKDOC Attachments Board Member Request Summary As of October 20, 2005 Board Request Date of Assigned Status Date of Response Member Request Dept. Response 1. Silva Add notes to Treasurer's Report 10/12/05 Finance Finance Dept.will add notes to Treasurer's Report 2. Silva Pursue endorsement from Senator Feinstein 10/12/05 General to sign a letter or a grant for SARI relocation. Manager 3. Duvall Negotiate amount of fees paid to 10/12/05 Human administrators for processing all worker's Resources compensation claims must be lowered 4. Duvall All contracts should maximize insurance 10/12/05 Finance indemnification for OCSD. 5. Duvall Provide a list of all travel for Executive 10/12/05 General Management Team and Board of Directors Manager 6. Duvall Provide a report of top 10-15% of commercial 10/12/05 Finance industrial users affected by the rate increase 7. FDir. Schedule Sen. Feinstein to visit GWRS re 10/13/05 General Ridgeway ro'ect funding. Manager H:ldeptlpa13201BS1DIRECTOR1Director RequestslDirector Requests Summary.1 02005.doc 4 Y O RO Arnold Schwarzenegger GOVERNOR October 13, 2005 Ms. Virginia Grebbien General Manager Orange County Water District 10500 Ellis Avenue Fountain Valley, California 92708 Dear Ms. Grebbien: Congratulations! It is our pleasure to inform you that the Groundwater Replenishment System has been awarded a 2005 Governor's Environmental and Economic Leadership Award in the category of Ecosystem and Watershed Stewardship. Once again there were an unprecedented number of high-quality and diverse nominations submitted this year for consideration. This resulted in a very extensive screening, review, and evaluation process. Your particular nomination was deemed exceptional for its breadth, environmental and economic impact, and value to California. We will be honoring your achievements at a formal recognition ceremony slated on Tuesday, November 22 at the California Environmental Protection Agency Headquarters Building in Sacramento. The ceremony will begin at 6:00 p.m. We plan to publicly announce the 2005 award winners and would appreciate your cooperation in not publicizing your award until the ceremony concludes. You will be receiving a more detailed letter about the ceremony in the next several days. Should you have any questions in the interim, please contact Ms. Andrea Lewis, Cal/EPA Assistant Secretary, at (916) 322-7179 or by email at alewis(a)-calepa.ca.gov. We look forward to meeting you on November 22 and celebrating your accomplishments! Sincerely, Alan C. Lloyd, Secretary Mike Chrisman, Secretary California Environmental Protection Agency California Resources Agency A.G. Kawamura, Secretary Sunne Wright McPeak, Secretary California Department of Food & Agriculture California Business, Transportation & Housing Agency cc: See next page. Collection Systems Committee/Water Issues Committee SCAP Present SC OF Collection Sy stems In Motion P118 OLY WVNM TREATNSE f WORKS (What's changing upstream of those WWTPs) When: Tuesday, November 8, 2005-9:00 am-3:00 pm Where: Inland Empire Utilities Agency 6075 Kimble Avenue, Building B Chino, CA Who: SCAP members and non-members and staff from cities, districts, public agencies, consult- ' ants, vendors, regulators, special interest groups who are interested in frank discussions on current and future issues related the operation and maintenance of a sanitary sewer collection system are welcome and encouraged to attend. Purpose: This workshop will provide collection and treatment system managers, supervisors, and others involved in the wastewater community with current information on changes that are occurring and are affecting the operation and maintenance of collection systems. CWEA collection systems TCP certificate holders will receive Contact Hours. Topics Update On The Statewide WDR And Bryan Brock from the SWRCB will provide an overview of the proposed Order and its cur- rent status including the effect it will have on the collections community in California. Pro- Speakers: posed SSO reporting methods will be briefly covered. NPDES Permit Or WDR—What's The Difference? Brad Hogin, Esq. from Woodruff, Spradlin & Smart will stimulate a frank discussion on the legal differences between regulation via an NPDES permit and the proposed WDR. Who supports each form of regulation and why? Which form of regulation would better serve the cities and districts?What's a citizen's lawsuit? What Are You Diverting? Tom Meregillano from OCSD will discuss current events and practices with dry weather diversions including new wash water disposal approaches. Are they effective? Are they helpful to others in meeting the current and future storm water NPDES permits? What are the concerns from cities, districts, WWTPs, and regulators? Where can you go for more info? Sewers Coming In Out Of The FOG Ralph Palomares, El Toro Water District, with Tom Gaworski and Mike Zedek of OCSD, will provide their brief case histories and how their FOG source control programs were de- veloped. What elements should be included in the program? What should Food Service Establishments (FSE) be doing? Enforcement? Was a WDR Order an incentive? How is the effectiveness of the program measured? GIs applications and team approaches with the maintenance staff will also be presented. Lateral Creativity Patrick McNelly, OCSD, will discuss laterals and how they may well be the next area for concern and maybe regulation. What is a lateral? Who owns the lateral? What are some of the options for lateral maintenance or repair? How are other agencies in the state or nation dealing with laterals? Where's most of that Ill really coming from? Cost' $10.00 per person includes box lunch and all handout materials. Refer to the attached form for payment instructions. RSVP: RESERVATIONS ARE REQUIRED. Due to limited seating and an accurate meal count, reservations are required. Either E-mail info@scap1.org or fax the attached sheet to register. Payment and registration are due by 10131/05. SCAP SOUTHERN CALIFORNIA ALLIANCE OF RMCLYOWNEDTREATMENTWORIGS Agency: List of attendees for SCAP Joint Committee Workshop Statewide WDRs for Sewers: No. of Attendees x$10 per attendee= After faxing this form to the SCAP office at(949)489-0150, please send form with your check by October 3 1"to: SCAP 30200 Rancho Viejo Road #B San Juan Capistrano, CA 92675 30200 Rancho Viejo Road,Suite B San Juan Capistrano,CA 92675 Fax:949/489-0150 Tel:949/489-7676 C�r�nr�c C0�rr�� `�anif��fiar� �i�-fr�icf llemar�sfr°��fes TiOs•a1i�,S ('omhasf GreeningGarden Grove with Compost! The City of Garden Grove's Police Department Annex Landscaping staff work hard to keep the City's parks and landscaped areas 07 clean and green! Landscaping staff are always trying inventive ways to save T water, maintenance, and money to keep the parks looking their best. This r„ includes using biosolids compost to save water and provide the plants with lots of nutrients! Compost topsoil to fill area Soil conditioning compost and topper to re-seed turf. mixed with native soil. Compost = Water Savings + Healthy Plants Greening Garden Grove's Parks: Compost- a q a Lawn Topper For several years, the Village Green West Haven Park_� Garden Grove Euclid Park Alk Jim Landscaping staff take to the fields and recover the grass from the intensive wear and tear from soccer and - football seasons. Garden Grove Park OCSD contracts with Synagro to manufacture and market compost � . that contains OCSD's biosolids. Synagro's biosolids compost is one tool Garden Grove's Landscape staff use to bring the grass back to life. Compost is Edgar Park rich in nitrogen, phosphorus, and micro- "' •x nutrients that are all vital to a beautiful lawn. As a result, compost helps your ' local parks stay green and strong , -+ ► - throughout the year! Oran e Cous7- &«nifafion Visfrid Vemons-frafes• Riosoli(,Iy Compost Garden Grove Public Works Open House October 8, 2005 �l 1 SY'NI AG1 l) _ J�„innrl Ortwic Surf Rulrrtr , S--? fir_ •i Orange County t(o n°ui'rl 1 "lluinruinln�yar/ Y unr NEWS RELEASE October 6, 2005 CONTACT: David A. Caretto, FOR IMMEDIATE RELEASE General Manager (949) 234-5421 SOCWA Names New General Manager (Dana Point, CA) The South Orange County Wastewater Authority (SOCWA), a regional wastewater treatment agency serving South Orange County, has selected Thomas R. Rosales, 44, to be its new General Manager, succeeding David A. Caretto, who is retiring after nearly 10 years at the helm of the agency. The announcement was made by Mr. Bob Moore, Chairman of the Authority and a Board member of South Coast Water District, following the approval of an employment agreement at the SOCWA Board of Director's meeting on October 6, 2005. Rosales is presently Assistant General Manager and a 17 year veteran of SOCWA, which is a joint powers authority comprised of 3 cities and 7 water/wastewater agencies serving a 220 square mile area in South Orange County. The Authority operates 4 wastewater treatment plants and two ocean outfalls. Mr. Rosales began his career with the Authority in 1988 and has been promoted several times to various operations and administrative positions. He holds a Bachelor of Arts Degree in Economics from Cal State University, Long Beach, and a Master of Science Degree in Environmental Studies from Cal State University, Fullerton. Tom resides in Oceanside with his wife, Patty, and three sons. Mr. Rosales said "I am excited and pleased for both the personal and professional challenges that this opportunity presents. There are a lot of things happening in this industry now and in the future that offer significant challenges for managers, and 1 look forward to being part of that." Chairman Moore stated that "the Board has confidence that Tom is just the right person for this position. He is very familiar with the unique needs of SOCWA. He has worked closely with our retiring manager, Dave Caretto, for many years, and we expect to have a very smooth transition. We are lucky to have Tom and we expect he will be with us for some time." Mr. Rosales was selected from among 37 applicants for the position. He will officially assume his duties on December 31, 2005, upon Mr. Caretto's retirement. Mr. Caretto is completing 33 years in public service with several cities and the wastewater authority. He is credited with developing a more business-like management approach and good communications with the members, along with significant organizational changes which have reduced costs. SOCWA itself was created through a cost-cutting consolidation of 3 prior agencies in 2001. Rosales is expected to continue these management practices, which the Board has endorsed as a long-term management strategy. For more information on SOCWA, contact David A. Caretto, General Manager, (949) 234-5421, or visit us at www.socwa.com. Volunteers push to get anti-sludge bill to a vote By SARAH RUBY, Californian staff writer e-mail: sruby@bakersfield.com Posted: Thursday September 29th, 2005, 11:15 PM Last Updated: Thursday September 29th, 2005, 11:27 PM Supporters of Kern's anti-sludge ballot measure collected enough signatures to put the issue before voters next June. Volunteers collected their 15,767th signature at the Kern County Fair Thursday afternoon-- more than two months before the deadline. Local voter Heidi Freeman cast the deciding signature, according to Keep Kern Clean, the group leading the anti-sludge effort. "To reach that milestone that early really says quite a bit about the tenacity of the citizens of Kern County," said state Sen. Dean Florez,D-Shaffer. "We can't continue to be the dumping ground for one third of the state's human waste." The measure would stop Southern California from dumping treated sewage on local farmland. For two months, Keep Kem Clean has sent mailers, visited neighborhoods and worked street fairs seeking support. They'll keep gathering signatures-- their goal was 30,000 when they started collecting them in July. The anti-sludge measure has bipartisan support. Florez, state Assembly Republican leader Kevin McCarthy and state Sen. Roy Ashburn, R- Bakersfield, are behind it. Each year Southern California agencies export 450,000 wet tons of treated human and industrial waste,mostly to Kern. For more information,or to download a petition,visit www.keepkemclean.com. 6�JNSY SAW 7 I�Ob C. O/N c 9 0 MEMORANDUM TO: Finance, Administration and Human Resources (FAHR) Committee Blake Anderson, General Manager FROM: Lorenzo Tyner Director of Finance and Treasurer SUBJECT: Bond Rating Agency Comparisons At the October 12, 2005 FAHR Committee, Members requested a comparison of bond ratings of the three major rating agencies. A summary of investment grade ratings are listed below. More complete descriptions of Moody's and Standard & Poor's ratings are included in the following pages. Please feel free to contact me if you have any questions or concerns. Quality/Grade Moody's Standard Fitch & Poor's Best Quality Aaa AAA AAA High Quality Aal AA+ AA+ Aa2 AA AA Aa3 AA- AA- Upper Medium Grade Al A+ A+ A2 A A A3 A- A- Baal BBB+ BBB+ Medium Grade Baal BBB BBB Baa3 BBB- BBB 1 OCSD P.O.Box 8127 Fountain valley,CA 9272M127 (714)962-2411 Moody's—Investment Grade "Aaa" -Bonds rated Aaa are judged to be of the best quality. They carry the smallest degree of investment risk. Interest payments are protected by a large or by an exceptionally stable margin and principal is secure. While the various protective elements are likely to change, such changes as can be visualized are most unlikely to impair the fundamentally strong position of such issues. "Aa" - Bonds which are rated Aa are judged to be of high quality by all standards. Together with the Aaa group they comprise what are generally known as high grade bonds. They are rated lower than the best bonds because margins of protection may not be as large as in Aaa securities or fluctuation of protective elements may be of greater amplitude or there may be other elements present which make the long-term risks appear somewhat larger than in Aaa securities. "A" - Bonds which are rated A possess many favorable investment attributes and are to be considered as upper medium grade obligations. Factors giving security to principal and interest are considered adequate, but elements may be present which suggest a susceptibility to impairment sometime in the future. "Baa" - Bonds which are rated Baa are considered as medium grade obligations; i.e., they are neither highly protected nor poorly secured. Interest payments and principal security appear adequate for the present but certain protective elements may be lacking or may be characteristically unreliable over any great length of time. Such bonds lack outstanding investment characteristics and in fact have speculative characteristics as well. Bonds in the Aa, A, and Baa are also assigned "1", 112" or "Y based on the strength of the issue within each category. Accordingly, "A1" would be the strongest group of A securities and "M would be the weakest A securities. Ba,B, Caa, Ca, and C Bonds that possess one of these ratings provide questionable protection of interest and principal ("Ba" indicates some speculative elements; "B" indicates a general lack of characteristics of desirable investment; "Caa" represents a poor standing; "Ca" represents obligations which are speculative in a high degree; and "C" represents the lowest rated class of bonds). "Caa," "Ca" and "C" bonds may be in default. Standard and Poor's—Investment Grade AAA - Debt rated "AAA" has the highest rating assigned by S&P. Capacity to pay interest and repay principal is extremely strong. AA - Debt rated "AA" has a very strong capacity to pay interest and repay principal and differs from the highest rated issues only in small degree. A-Debt rated "A" has a strong capacity to pay interest and repay principal although it is somewhat more susceptible to the adverse effects of changes in circumstances and economic conditions than debt in higher rated categories. BBB -Debt rated "BBB" is regarded as having an adequate capacity to pay interest and repay principal. Whereas it normally exhibits adequate protection parameters, adverse economic conditions or changing circumstances are more likely to lead to a weakened capacity to pay interest and repay principal for debt in this category than in higher rated categories. Standard and Poor's—Speculative Grade Rating Debt rated "BB", "B", "CCC", "CC" and "C" is regarded as having predominantly speculative characteristics with respect to capacity to pay interest and repay principal. "BB" indicates the least degree of speculation and "C" the highest. While such debt will likely have some quality and protective characteristics these are outweighed by major uncertainties or major exposures to adverse conditions. BB - Debt rated "BB" has less near-term vulnerability to default than other speculative issues. However, it faces major ongoing uncertainties or exposure to adverse business, financial, or economic conditions which could lead to inadequate capacity to meet timely interest and principal payments. The "BB" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied 'BBB" rating. B - Debt rated "B" has a greater vulnerability to default but currently has the capacity to meet interest payments and principal repayments. Adverse business, financial, or economic conditions will likely impair capacity or willingness to pay interest and repay principal. The "B" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied "BB" or "BB" rating. CCC - Debt rated "CCC" has a currently identifiable vulnerability to default, and is dependent upon favorable business, financial, and economic conditions to meet timely payment of interest and repayment of principal. In the event of adverse business, financial, or economic conditions, it is not likely to have the capacity to pay interest and repay principal. The "CCC" rating category is also used for debt subordinated to senior debt that is assigned an actual or implied "B" or"B" rating. CC - The rating "CC" typically is applied to debt subordinated to senior debt that is assigned an actual or implied "CCC" debt rating. C - The rating "C" typically is applied to debt subordinated to senior debt which is assigned an actual or implied "CCC" debt rating. The "C" rating may be used to cover a situation where a bankruptcy petition has been filed, but debt service payments are continued. CI - The rating "CI" is reserved for income bonds on which no interest is being paid. D - Debt rated "D" is in payment default. The "D" rating category is used when interest payments or principal payments are not made on the date due even if the applicable grace period has not expired, unless S&P believes that such payments will be made during such grace period. The "D" rating also will be used upon the filing of a bankruptcy petition if debt service payments are j eopardized. Plus (+) or Minus (-): The ratings from "AA" to "CCC" may be modified by the addition of a plus or minus sign to show relative standing within the major rating categories. NR- Indicates no rating has been requested, that there is insufficient information on which to base a rating, or that S&P does not rate a particular type of obligation as a matter of policy. FOR IMMEDIATE RELEASE CONTACT: Elizabeth Crothers Monday, October 17, 2005 916/442-5000 c a I i f o rn i a CIC Welcomes Release of Bay Area Infrastructure Report Card infrastructure CIC Praises ASCE Report Card Effort;Echoes Urgent Warning to c o a 1 i f i o n Invest and Rebuild Area's Deteriorating Infrastructure SACRAMENTO -- The San Francisco Section of the American Society of Civil C.Iikan.Sl.k An°.i.l.gt°f ' CA[ Engineers (ASCE) today released its 2005 Report Card for Bay Area Infrastructure, C.li!-a Ounnc..RaurWt•bk A�W i°"° "b"'Wnn illustrating that much of the area's infrastructure has now reached the end of its useful life C.lir—School L-16 A—.,- and can no longer support a population that has more than tripled since its construction. A-6w Public W,"' C.Iif—Ch.iern Amiiwn Snnely°fctnl "The ASCE is to be commended for reminding us, as citizens that if we value our Calibtwa Signal Dizuim. quality of life, then sustained, adequate investment in public infrastructure is mandatory," C.IibndallwlJinFlnd—y said Don LaBelle, Board Member of CIC and Director of Public Works, Alameda County, Auuciallmt CA. "We must all be activists when it comes to financing public infrastructure." Cmaulbnr I:nrmccn and L.°J Svrv<yva of C.kf `ay.f A..J.- "Hopefully,the Bay Area Report Card will help motivate citizens, civic leaders, Cry°f A—d.. c yoyc—l-byahe, and elected officials to continue to work hard to secure consistent funding for the areas City re.- cny orcw.<r CW-cny urgent and long term infrastructure needs," said CIC Chairman and California League of city°`F1e`' cnY°rFonl.n. Cities Executive Director Chris McKenzie. "Bay Area residents' quality of life depends City orGI-d'k on City°fHunnnym Rc.ch City of 1.Fun.Nirucl Cnyof L.Q.,- CdyoflmFlkach Letter grades were issued based on the criteria used to analyze the various Cnyof L_A°rela CllynrMt.wal vier° infrastructure categories. The grades awarded were as follows: Clly°fMamrvi• Cily°fM°nlney City.rS•a- — CnY°rSunlberu ■ Roadways: D+ Clly of san F—d° City°f s-Ju•n CV— Cny°rs--t U. Cily°rs-.F.spi°F. ■ Bridges and Structures: C City of Sant.R— C. ty afiaranw Cny°fT-. Cityofvaw.;lle Transit: C Cnyorveolnta CY:rw-Ik.1"-d C1,YfWn--. ■ Aviation: C- Ciy and C,..Iy of S.a F—,— At-.&C-.y 1.°.A Felea C—y fh•nF•C—ys•nimion ll,•t°. ■ Goods Movement: D+ Ilroxr and C.Id-11 Cwlb Enpnens Caner-Flume»D.Ad Ew°.&Aawa;iaia.,Inc ■ Parks: C— rbkken Enpneeri°r EJ❑,1.Rw&C..I- Iadommtal,l° ■ Urban Stormwater and Flood Control: D+ 11—&A—es I at ,F—.l&,--. Mark Th—&C—*-y ■ Water: C- M°nly—Y w.—Hw- {'ar..n.Curia-.—C'eilf— OperYlal. P.mI.. ■ Wastewater: A- RUF C-1u., R W.H k sin..W.G wp ,I-,&Y...VI 8 Uf' T—Tech A.SI. "We cannot wait any longer. It's time to take action. If we fail to address the TRS C—Mani. tlscnrl.-- problems caused by years of neglect, the situation will only worsen," the report warns. Wdklan "To paraphrase the Metropolitan Transportation Commission(MTC) Transportation 2030 I Plan, one dollar spent now for proper maintenance can save five times that much in rehabilitation and replacement costs just a few years down the line." The report's conclusions illustrate that the California Infrastructure Coalition's c o l i f o r n i o mission - building support for dedicated and consistent sources of funding sufficient to infrastructure sustain California's vital infrastructure facilities and systems— is one of the most coalition important challenges facing both the Bay Area's policymakers and its residents. CIC is continuing its efforts to support the regional ASCE Report Cards, such as the upcoming Los Angeles and Orange County report cards, to bring further attention to the infrastructure needs of local communities. For more information, please visit CIC's website at www.calinfrastructurLM. The California Infrastructure Coalition is a non-profit, broad-based organization that advocates for dedicated and consistent sources of funding to sustain California's vital infrastructure. -30- 0 CALIFORNIA WATER September 2005 Delta Levees The aftermath of Hurricane Katrina has focused new attention on one of the biggest issues facing the state: the growing vulnerability of the levees we rely on to protect lives, property and the water supply for two-thirds of California. The concern is particularly urgent in the Sacramento — San Joaquin River Delta, the source of water for 22 million people and home to the most important estuary on the West Coast. A patchwork of nearly 60 islands and tracts lying below sea level, the Delta as we know it today is protected by some 1,100 miles of levees — many of which were built more than a century ago. The Delta's aging network of levees plays a critical role in keeping dry more than 520,000 acres of farmland and other key infrastructure. It protects three state highways, a railroad, natural gas and electric transmission facilities, aqueducts serving water to parts of the Bay Area, and thousands of acres of habitat. It also helps safeguard the lives and personal property of more than 400,000 people in Delta towns and cities. Levees also protect water quality for the 22 million Californians and 7 million acres of farmland that rely on the Delta for all or part of their water supply. Two of the state's biggest water projects —the State Water Project and the federal Central Valley Project— depend on Delta levees to prevent salty water from San Francisco Bay from tainting fresh water as it moves toward the project export pumps in the southern Delta. Other users draw water directly from the Delta for irrigation. Most Delta levees are maintained by local agencies such as reclamation and levee districts. State and federal funding assistance for levee maintenance and repairs has dropped dramatically in recent years, resulting in a backlog of levee improvements totaling more than $500 million. But while levee maintenance has lagged, the pace of development has not. Each year, more and more homes are built behind levees designed for another era. Growing Vulnerability Seen Recent studies suggest the Delta is increasingly vulnerable to a major levee failure that could imperil not only lives and property, but also the water supply system that fuels California's $1.4 trillion economy. Dr. Jeffrey Mount, a UC Davis geology professor and member of the State Reclamation Board, cautioned in several recent published articles that there is a 2-in-3 chance of a flood or earthquake causing a widespread levee failure in the Delta in the next 50 years. The risk is growing, he noted, because levee improvements are inadequately funded and many Delta islands are subsiding, putting even more pressure on the fragile levee system. Further, a long-term climate change appears to be underway that many scientists believe will trigger earlier snowmelt in the Sierra Nevada and more severe flood events. Sea level could rise by as much as 12-16 inches in the Delta. Mount and others conclude it is only a matter of time before a flood overwhelms one or more levees and sends water pouring into low-lying Delta islands. A strong earthquake on one of several faults running through the Delta could accomplish the same thing. The result could be disastrous, not only for people and property, but also for the state's water supply system. A serious levee failure would likely force water project operators to shut down the Association of California Water Agencies I www.acwanet.com CALIFORNIA WATER September 2005 pumps to keep saltwater out of the aqueducts that bring water to people and farms. Huge releases from upstream reservoirs such as Folsom, Oroville and Shasta would be required to flush out the seawater, a process that could take months and drastically reduce the amount of water available for later use. Former Interior Secretary Bruce Babbitt recently called the Delta's vulnerability one of the biggest problems facing California. Sounding themes similar to those raised by ACWA in its recent document, "No Time to Waste: A Blueprint for California Water," Babbitt told members of the Little Hoover Commission in August that the state's leaders must move quickly to address the issue before it becomes a crisis. The June 2004 failure of a Delta levee under non-flood conditions showed in dramatic fashion how costly even one levee event can be. The episode on Upper Jones Tract flooded more than 12,000 acres of farmland, cost an estimated $100 million in emergency response, damage to private property, lost crops, and levee repair. It also compelled the release of significant amounts of water from upstream reservoirs to maintain water quality and guard against the intrusion of salty water into the state's water supply system. Every area of the state, including the areas served by water diversions upstream of the Delta were at risk of losing water and the prosperity it brings. DWR Study Moves Ahead The Department of Water Resources is carrying out a comprehensive study of Delta levees to assess their condition, evaluate risks such as earthquakes and subsidence, and quantify the amount of funding needed to keep the levee system viable. The department expects to complete the study in 2006. DWR has estimated it would cost about $2 billion to improve levees throughout the Central Valley to provide adequate flood protection. In a January report titled, "Flood Warnings," DWR called the ailing levee system "a ticking time bomb" that exposes state taxpayers to tremendous liability for potential damages. ACWA's Position ACWA's Blueprint calls on Governor Schwarzenegger to appoint a high-level panel of experts to evaluate the Delta's long-term vulnerability and recommend actions to reduce risks to the state's water supply, agricultural resources and the environment. Nearer term, ACWA is urging state and federal agencies to implement a suite of improvements to the existing Delta water conveyance system to increase flexibility and enhance water supply, water quality, levee stability and environmental protection. The actions, currently under environmental review and known as the Delta Improvements Package, were developed through the CALFED Bay-Delta Program. Go to www.acwa.com for the complete Blueprint and recommendations. For more information, contact Steve Hall, ACWA Executive Director, at steveh(cD-acwa.com or (916) 441-4545, or Jennifer Persike, ACWA Director of Strategic Coordination and Public Affairs, at lenniferp(cD-acwa.com or (916) 441-4545. Association of California Water Agencies I www.acwanet.com Recap of the All-Hands Meeting When planning for the first outdoor All-Hands meeting, no one anticipated the Santa Ana winds. Nevertheless, it seemed appropriate, considering the theme of the meeting—"change is in the wind." One of the most noticeable changes was the change in venue. It was held outside due to the concerns expressed by the city of Fountain Valley fire marshal to abide by the 99-person capacity in the board room. Only one meeting was held and it included staff from both plants. Blake started off by inviting staff to take the front row seats for a chance to win the infamous $20 bill. After providing an overview of the agenda for the day, he introduced all the members of the Executive Management Team, including the new Director of Finance, Lorenzo Tyner. Mr. Tyner comes to OCSD from the LA Unified School District, where he managed a $13 billion budget and was responsible for a staff of 100. Change is in the Wind, and it Begins with Every One of Us Blake touched on a number of topics relating to the changes that we are and will be experiencing over the next few years. Personnel We have an aging workforce that will be retiring within the next few years. HR is preparing for these changes through training, promotions and succession planning. In the last 12 months, there have been a total of 55 promotions and 42 new hires. Construction Projects We anticipate a total spending of$2.5 billion in construction. Today, we have 85 projects that are actively underway. A few of them include the trickling filters behind the control center, the Groundwater Replenishment System and the rehabilitation of the primary clarifiers. Biosolids Our biosolids program has changed considerably over the last few years. We now compost more of it and are looking at ways to turn biosolids into a coal-like material to use as fuel. OCSD is also exploring composting biosolids in fully-enclosed facilities. Secondary Treatment Today, 73 percent of our effluent receives secondary treatment, compared to the 50 percent received back in 2002 when the board first decided to move to secondary treatment. Groundwater Replenishment System OCSD in conjunction with the Orange County Water District is building what will be the largest plant of its kind in the world, providing 70 million gallons of new water to Orange County. In addition, Blake introduced the newly formed Strategic Planning Office and its leader, Larry Gibson. Larry worked previously with Engineering on getting the Capital Improvement Program off the ground. Under Blake's direction, Larry and an advisory committee have developed an implementation plan that will bring alignment throughout the agency. The plan will be the basis for decision-making and will assure communication is thorough and consistent between the different units of the organization. About Disaster Preparedness In light of the recent catastrophes caused by the natural disasters in the Gulf Coast, Jeff Reed, Human Resources Manager, and Jim Matte, Safety and Health Supervisor, took the time to address two important issues. 1. What is the agency doing to help? 2. How can we prepare for a disaster? At the direction of the board, OCSD has registered with the appropriate agency to extend our support to the affected region. At this time, we await a call from the Federal Emergency Management Agency to deploy the resources needed in that area. Jim Matte stressed the importance of preparing for a disaster. In 1996, the agency developed an Integrated Emergency Response Plan. The plan outlines our response system and is constantly updated to address new concerns. OCSD has also secured mutual aid agreements with the County of Orange and the Water Emergency Response Association of Orange County. Both plants are stocked with emergency supplies and non-perishable food. In addition, "Safety Line" a-mails will be sent out regularly with tips on emergency preparedness. Jim also announced his intent to recruit new members for the OCSD Medical and Search and Rescue Teams. Update on Audits Blake provided an update on the two audits currently underway. One of the audits being conducted is on the business details of the Dharma Consulting contract. The auditor, Moreland and Associates, is reviewing the procedures used to hire, manage and pay the consultant. The second is a management audit of the General Manager's performance. Barry Newton, who is in charge of conducting the audit, administered a list of 30 questions and is completing one- on-one interviews with the board of directors and EMT, including Blake. Blake looks forward to the results of the audits. He hopes to continue to lead the agency for another five years and to help set the tone and direction as we prepare for the next few decades of environmental stewardship, shared leadership and a smart business-like approach to all that we do. Announcements Juanita Skillman, Records Management Specialist, announced the upcoming Records Cleanup Week. She advised staff to check their OCSD files and dispose of retention-expired material. She encouraged everyone to take advantage of this opportunity to properly dispose of personal records. A shredding truck will be available November 8-10, details to follow on MyOCSD. Question and Answer Session Following the presentation, the audience had the opportunity to ask questions. Some of these include: 1. How does DART fit into strategic planning? Answer: It is a piece of strategic planning and thinking. DART addressed work flow and staffing procedures. Strategic planning includes capital planning, life cycle cost analysis, aligning and coordinating all the work of the agency and setting priorities. 2. Radio systems are not adequate during emergency response situations when the radio traffic becomes dense, are we working on getting a better communication system? Answer: This is an area of high concern. We will be working on this to find a solution. We need a system that is robust enough to meet our needs during all conditions, especially during an incident or disaster. 3. How can we trust the effectiveness of our board of directors and how are they being audited? Answer: The challenge is to get the directors up to speed on the initiatives that OCSD undertakes. Through dialogue we strive to achieve the best public policy. The board provides us with valuable oversight. 4. Were the auditors selected by the board? How are they being paid? Answer: A committee formed by Director Steve Anderson selected Barry Newton to conduct the management audit. Mr. Newton is well known in Orange County government circles and is well qualified to do the work. The audit is on behalf of OCSD for OCSD. In closing, the General Manager reminded everyone that we have the tools and finance to do things very well and that we are on the right track. AGENDA BOARD OF DIRECTORS ORANGE COUNTY SANITATION DISTRICT DISTRICT'S ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CA 92708 REGULAR MEETING October 26, 2005 — 7:00 P.M. 1. Invocation and Pledge of Allegiance 2. Roll Call 3. Consideration of motion to receive and file minute excerpts of member agencies relating to appointment of Directors, if any. 4. Appointment of Chair pro tem, if necessary 5. Public Comments 6. The Chair, General Manager and General Counsel present verbal reports on miscellaneous matters of general interest to the Directors. These reports are for information only and require no action by the Directors. a. Report of Chair; consideration of Resolutions or recommendations, presentations and awards b. Report of General Manager C. Report of General Counsel 7. If no corrections or amendments are made, the minutes for the regular meeting held on September 28, 2005, will be deemed approved as mailed and be so ordered by the Chair. 8. Ratifying payment of claims of the District, by roll call vote, as follows: ALL DISTRICTS 09/15/05 09/30/05 Totals $6,069,614.86 $18,119,111.66 CONSENT CALENDAR 9. Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follows: a. No items to be considered 10/26/05 Page 2 r END OF CONSENT CALENDAR 10. Consideration of items deleted from Consent Calendar, if any. COMMITTEE REPORTS AND RECOMMENDED ACTIONS 11. STEERING COMMITTEE Consent Calendar a. Order draft Steering Committee Minutes for the meeting held on September 28, 2005. to be filed. Non-Consent Calendar b. Review and consideration of agenda items considered by the Steering Committee re the October 26, 2005 meeting. C. Consideration of items deleted from Steering Committee Consent Calendar, if any. 12. PLANNING, DESIGN AND CONSTRUCTION COMMITTEE (PDC) PDC Consent Calendar a. Order draft Planning, Design and Construction Committee Minutes for the meeting held on October 13, 2005 to be filed. b. (1) Ratify Change Order No. 2 to Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, with Margate Construction, Inc., authorizing an addition of $8,201 , increasing the total contract amount to S247,645; and, (2) Accept Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, as complete, authorizing the Final Closeout Agreement. C. Ratify Change Order No. 23 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of S117,648, increasing the total contract amount to $71,874,466. d. Ratify Change Order No. 9 to Effluent Pump Station Annex, Job No. J-77, with J.F. Shea Construction. Inc., authorizing an addition of 532,514, increasing the total contract amount to S44,260,201. e. Ratify Change Order No. 17 to Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4, with Steve P. Rados, Inc., authorizing an addition of S23,707, increasing the total contract amount to S35,710,113. 10/26/05 Page 3 f. Approve Amendment No. 4 to the Professional Services Agreement with RBF Consulting. Inc. providing for additional design engineering and environmental compliance services for Carbon Canyon Sewer and Pump Station Abandonment, Contract No. 2-24-1, for an additional amount of S20.000. increasing the total amount not to exceed $561,786. g. Approve Amendment No. 5 to the Professional Services Agreement with Malcolm Pirnie. Inc. for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10, providing for additional design engineering services for an additional amount of 5198,479, increasing the total amount not to exceed S4,997,734. Non-Consent Calendar h. Consideration of items deleted from PDC Consent Calendar, if any. 13. FINANCE. ADMINISTRATION AND HUMAN RESOURCES COMMITTEE (FAHR) FAHR Consent Calendar a. Order draft Finance, Administration and Human Resources Committee Minutes for the meeting held on October 12, 2005 to be filed. (Minutes to be distributed at 10126105 Board Meeting.) b. Receive and file Treasurer's Report for the month of September 2005. C. Approve Revisions to SAFETY-POL-115, Backflow Prevention Program Policy and SAFETY-POL-202, Accident Investigation Program as provided for in Resolution No. OCSD 02-5 regarding the Sanitation District's Injury and Illness Prevention Program. d. Adopt Resolution No. OCSD 05-25 approving the National Incident Management System for use at the Orange County Sanitation District during emergencies. e. (1) Approve the results of the non-residential parcel review project; (2) Direct staff to use the corrected database on a "going-forward" basis; and, (3) Direct staff to refrain from pursuing collection of past underpayments due to the expense and effort that would be involved in the collection effort. FAHR Non-Consent Calendar f. Consideration of items deleted from FAHR Consent Calendar, if any. 14. GWR SYSTEM STEERING COMMITTEE (GWRSSC) GWRSSC Consent Calendar a. Order Joint Groundwater Replenishment System Steering Committee Minutes for the meeting held on September 12, 2005 to be filed. 10/26/05 Page 4 •r GWRSSC Non-Consent Calendar b. (1) Approve a Professional Service Agreement to Faubel Public Affairs for 5292,560 for outreach support services for the Groundwater Replenishment System: (2) Approve a Professional Service Agreement to KW Communications for S86,640 for construction outreach services for the Groundwater Replenishment System; (3) Approve a Professional Service Agreement to JD Communications for S74,385 for construction outreach services for the Groundwater Replenishment System; (4) Approve a Professional Service Agreement to Tashiro Choi and Associates for S42,480 for multicultural outreach services for the Groundwater Replenishment System; and, (5) Establish a budget of $20,000 for miscellaneous construction outreach expenses: all sum to a total amount of 5516,065 to be equally cost-shared with the Orange County Water District. C. Consideration of items deleted from GWRSSC Consent Calendar, if any. NON-CONSENT CALENDAR 15. Closed Session CLOSED SESSION: During the course of conducting the business set forth on this agenda as a regular meeting of the Board, the Chair may convene the Board in closed session to consider matters of pending real estate negotiations, pending or potential litigation, or personnel matters, pursuant to Government Code Sections 54956.8, 54956.9, 54957 or 54957.6, as noted. Reports relating to (a) purchase and sale of real property: (b) matters of pending or potential litigation; (c) employment actions or negotiations with employee representatives; or which are exempt from public disclosure under the California Public Records Act, may be reviewed by the Board during a permitted closed session and are not available for public inspection. At such time as the Board takes final action on any of these subjects, the minutes will reflect all required disclosures of information. a. Convene in closed session, if necessary 1. Confer with General Counsel re existing litigation, Orange County Sanitation District, et al. v. County of Kern, et al.. Tulare County Superior Court Case No. 189564. Government Code Section 54956.9. 2. Consider General Manager's Performance Evaluation pursuant to Government Code Section 54957.6. b. Reconvene in regular session 10/26/05 Page 5 C. Consideration of action, if any, on matters considered in closed session 16. Matters which a Director may wish to place on a future agenda for action and staff report. 17. Other business and communications or supplemental agenda items, if any 18. Future Meeting Date: The next Board of Directors regular meeting is scheduled for November 16, 2005, at 7:00 p.m. 19. Adjournment Agenda Posting: In accordance with the requirements of California Government Code Section 54954.2, this agenda has been posted in the main lobby of the District's Administrative offices not less than 72 hours prior to the meeting date and time above. All written materials relating to each agenda item are available for public inspection in the office of the Board Secretary. Items Not Posted: In the event any matter not listed on this agenda is proposed to be submitted to the Board for discussion and/or action, it will be done in compliance with Section 54954.2(b)as an emergency item or because there is a need to take immediate action, which need came to the attention of the Board subsequent to the posting of agenda, or as set forth on a supplemental agenda posted in the manner as above, not less than 72 hours prior to the meeting date. Public Comments: Any member of the public may address the Board of Directors on specific agenda items or matters of general interest. As determined by the Chair,speakers may be deferred until the specific item is taken for discussion and remarks may be limited to three minutes. Matters of interest addressed by a member of the public and not listed on this agenda cannot have action taken by the Board of Directors except as authorized by Section 54954.2(b). If you wish to speak, please complete a Speaker's Form(located at the table outside of the Board Room)and give it to the Board Secretary. Consent Calendar: All matters placed on the Consent Calendar are considered as not requiring discussion or further explanation and unless any particular item is requested to be removed from the Consent Calendar by a Director,staff member or member of the public in attendance,there will be no separate discussion of these items. All items on the Consent Calendar will be enacted by one action approving all motions, and casting a unanimous ballot for resolutions included on the consent calendar. All items removed from the Consent Calendar shall be considered in the regular order of business. Members of the public who wish to remove an item from the Consent Calendar shall, upon recognition by the Chair,state their name,address and designate by number the item to be removed from the Consent Calendar. The Chair will determine if any items are to be deleted from the Consent Calendar. Items Continued: Items may be continued from this meeting without further notice to a Committee or Board meeting held within five(5)days of this meeting per Government Code Section 54954.2(b)(3). Meeting Adiournment: This meeting may be adjourned to a later time and items of business from this agenda may be considered at the later meeting by Order of Adjournment and Notice in accordance with Government Code Section 54955(posted within 24 hours). Accommodations for the Disabled: The Board of Directors Meeting Room is wheelchair accessible. If you require any special disability related accommodations, please contact the Orange County Sanitation District Board Secretary's office at(714)593-7130 at least 72 hours prior to the scheduled meeting. Requests must specify the nature of the disability and the type of accommodation requested. 10/26/05 Page 6 y -........................................................................................................................................................................................................................................................................................ :NOTICE TO DIRECTORS: To place items on the agenda for the Regular Meeting of the Board of ::Directors, items shall be submitted to the Board Secretary no later than the close of business 14 days :preceding the Board meeting. The Board Secretary shall include on the agenda all items submitted by Directors, the General Manager and General Counsel and all formal communications. :General Manager Blake Anderson (714)593-7110 banderson@ocsd.com :Board Secretary Penny Kyle (714)593-7130 pkvle@ocsd.com :Director/Engineering David Ludwin (714)593-7300 dludwin@ocsd.com Director/Finance/Treasurer Lorenzo Tyner (714)593-7550 Ityner@ocsd.com :Director/Human Resources Lisa Tomko (714)593-7145 Itomko@ocsd.com :Director/Information Technology Patrick Miles (714)593-7280 pmiles@ocsd.com Director/Operations& Maintenance Jim Herberg (714)593 7020 iherberg@ocsd.com :Director/Technical Services Bob Ghirelli (714)593-7400 rghirelli@ocsd.com :Director/Public Affairs Bob Ghirelli (714)593-7400 rghirelli@ocsd.com :Director/Regional Assets& :Services Nick Arhontes (714)593-7210 narhontes@ocsd.com :General Counsel Brad Hokin (714)564-2606 brh@wss-law.com H:\dept\agenda\Board Agendas\2005 Board Agendas\102605 agenda.doc i Orange County Sanitation District MINUTES BOARD MEETING September 28, 2005 SAWTgT�O N� 7'HE EN�� ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CALIFORNIA 92708-7018 Minutes for Board Meeting q Page 2 09/28/05 ROLL CALL A regular meeting of the Board of Directors of the Orange County Sanitation District was held on September 28, 2005 at 7:00 p.m., in the District's Administrative Offices. Following the Pledge of Allegiance and invocation the roll was called and the Secretary reported a quorum present as follows: ACTIVE DIRECTORS ALTERNATE DIRECTORS X Steve Anderson, Chair Steve Simonian X James M. Ferryman, Vice Chair Arlene Schafer X Charles Antos Paul Yost X Don Bankhead Leland Wilson X Carolyn Cavecche Steve Ambriz X Alberta Christy Mike Garcia X Larry Crandall John Collins X Bill Dalton Mark Rosen X Doug Davert Tony Kawashima Vacant X David Shawver X Michael Duvall Keri Lynn Wilson X Norman Eckenrode Constance Underhill X Richard Freschi Patricia Bortle Jill Hardy X Debbie Cook X Sukhee Kang Steven Choi X Phil Luebben Lydia Sondhi X Patsy Marshall Jim Dow Darryl Miller X Douglas Reinhart X Roy Moore John Beauman X Joy Neugebauer Vivian Kirkpatrick-Pilger X Ken Parker Catherine Driscoll X Tod Ridgeway Don Webb X Harry Sidhu Bob Hernandez X Jim Silva Lou Correa X Mark Waldman Ralph Rodriguez STAFF MEMBERS PRESENT: Blake P. Anderson, General Manager; Penny Kyle, Board Secretary; Nick Arhontes; Bob Ghirelli; Jim Herberg; Dave Ludwin; Patrick Miles; Jeff Reed; Lorenzo Tyner; Lilia Kovac; Doug Stewart; Juanita Skillman; Simon Watson; Ingrid Hellebrand; Paula Zeller; Gail Garret; Sonja Morgan; Layne Baroldi OTHERS PRESENT: Brad Hogin, General Counsel; Joe Forbath; Don Hughes; Giovanna Piazza; Dale Bogan; Randy Fuhrman; Thom Coughran; Mark Miller; Bijan Khamanian Minutes for Board Meeting Page 3 a 09/28/05 ° PUBLIC COMMENTS Randy Furhman spoke in support of the current management for the Sanitation District, and requested the Directors to read his letter that was placed in their meeting folder that evening. Dale Bogan, representing Jazz Semiconductor (Newport Fab) and Agenda Item 14(g), referred to two letters included in the Directors' meeting folders. He urged the Board to reconsider and grant Conexant's baseline to Jazz Semiconductor. REPORT OF THE CHAIR Chair Anderson introduced Lorenzo Tyner, the new Director of Finance. Directors were also informed that Richard Parker, Director Ken Parker's brother, had passed away and services would be held at Forest Lawn on September 30th at 2:30 p.m., and the meeting would be adjourned in his honor. The October dates for the standing committees were reviewed. Due to a conflict with the League of Cities' annual conference, Directors were reminded the OMTS Committee would not be meeting, and the PDC Committee will meet on October 13, 2005. The FAHR Committee will be meeting on October 12. The CIP Oversight Ad Hoc Committee meeting, which was scheduled to meet on September 29, has been cancelled, and the Cooperative Projects Grants Ad Hoc Committee will be meeting on October 4. Chair Anderson recognized Director Davert who provided an update on the Ad Hoc Committee for the General Manager's Performance Evaluation. Director Davert advised a report was being drafted and should be finalized by the October 261h Board meeting. Director Ferryman provided an update on the Legal Services Ad Hoc Committee. He advised that a request for proposals was requested from three finalists: Best, Best & Krieger; Woodruff, Spradlin & Smart; and Aleshire & Wynder. Proposals are due by October 17, and the committee will meet and interview the finalists. Chair Anderson requested Directors to complete and submit the survey included in their meeting folders to determine how many Directors know Judge Cannon, the presiding judge on the Andino lawsuit related to the property owner complaints on the Bushard Trunk Sewer project. REPORT OF THE GENERAL MANAGER Blake Anderson, General Manager, reported that the status on the funding from the County of Orange for the relocation of the SARI line will be severely minimized. Relocation for the protection of the SARI line has proven to be inevitable, and the County of Orange is unable to fully fund the project, putting the Sanitation District in the forefront of funding, and to look for future reimbursement from SAWPA and federal grants. Mr. Anderson reported the Sanitation District would be setting new industrial and commercial user rates in 2006, and he suggested the Sanitation District consider forming a Rate Advisory Committee (RAC) similar to one formed in the late 90's, with membership that represents the customer base. The RAC would provide input to the Board for fair analysis and equitable share fees, with public e Minutes for Board Meeting Page 4 09/28/05 participation throughout the rate setting process. Also under consideration would be a public review process that includes a scoping session, workshops, hearings and a draft report that the public and industry would be invited to participate. A formal public comment period would be included to provide stakeholders adequate time and opportunity to provide input to the Board of Directors. Simon Watson, Maintenance Manager of Operations and Maintenance, briefly demonstrated cases where using new technology proves to save the Sanitation District by avoiding serious equipment failures. REPORT OF THE GENERAL COUNSEL Brad Hogin, General Counsel, reported the Kern County Board of Supervisors approved the agreement that both parties pay their own attorney fees. Attorney fees were also waived for the Kings County litigation. APPROVAL OF MINUTES The Chair ordered that the minutes of the regular meeting held August 24, 2005, be deemed approved. Director Cook abstained. RATIFICATION OF PAYMENT OF CLAIMS MOVED, SECONDED AND DULY CARRIED: Ratify payment of claims set forth on exhibits "A" and "B", attached hereto and made a part of these minutes. ALL DISTRICTS 08/15/05 08/31/05 Totals $13,931,121.00 $22,780,465.64 Director Cavecche abstained from discussion and voting on Warrant No. 74285. Director Crandall abstained from discussion and voting on Warrant No. 74067. Director Davert abstained from discussion and voting on Warrant Nos. 73909 and 74281. Director Luebben abstained from discussion and voting on Warrant Nos. 73790, 73910, 74087, 74212, 74450, 74451 and 74525. Abstentions were pursuant to California Government Code Section 84308 CONSENT CALENDAR 9. Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follows: a. No items considered COMMITTEE REPORTS AND RECOMMENDED ACTIONS 11. STEERING COMMITTEE: A verbal report was presented by Director Anderson, Chair of the Steering Committee, re the September 28, 2005 meeting. Minutes for Board Meeting , Page 5 09/28/05 Chair Anderson reported the General Manager provided updates on the status of funding for the SARI line relocation; strategic planning activities of the Executive Management Team; Inland Empire Utility Agency regional biosolids project; Southern California Coastal Water Research Project's move from Westminster to Costa Mesa and their request for a co-signer on the lease agreement; and a draft end-of-year progress report to be published for general public use. Steering Committee Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Steering Committee Minutes for the meeting held on August 24, 2005, to be filed. Steering Committee Non-Consent Calendar No items considered. 12. OPERATIONS, MAINTENANCE AND TECHNICAL SERVICES COMMITTEE (OMTS) OMTS Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Operations, Maintenance and Technical Services Committee Minutes for the meeting held on September 7, 2005, to be filed. b. MOVED, SECONDED AND DULY CARRIED: Authorize the General Manager to approve Amendment No. 2 to the Power Purchase Agreement (QF 1098) with Southern California Edison Company, changing the type of the Plant 2 power generating facility from small power producer to co-generator facility. C. MOVED, SECONDED AND DULY CARRIED: Receive and file Biannual Consent Decree Report submitted to the Environmental Protection Agency and Regional Water Quality Control Board regarding secondary treatment compliance. d. MOVED, SECONDED AND DULY CARRIED: (1) Establish an initial budget not to exceed $260,000 annually for the Fats, Oil and Grease (FOG) screening inspection program of which the District's proportionate share is estimated at a maximum of $12,000 per year; (2) Authorize the General Manager to enter into an agreement with the County of Orange for the provision of the FOG inspection program by the Orange County Health Care Agency for three years, in a form approved by General Counsel; and, (3) Authorize the General Manager to enter into agreements with each participating Wastewater Discharge Requirement (WDR) Co-Permittee for inspections in their service areas for three years. ' Minutes for Board Meeting Page 6 t 09/28/05 e. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 2 to the Consultant Services Agreement with Linjer Inc., providing for continuing consulting services to manage the completion of the Collection Facilities O&M Division's Reinvention Project, for an amount not to exceed $112,000 effective September 27, 2005 through June 30, 2006. OMTS Non-Consent Calendar f. In response to Directors' questions, Jim Herberg, Director of Operations & Maintenance, provided an explanation of savings the Asset Management program provides to optimize the performance of equipment while minimizing the costs through the methodology, templates and analysis delivered by the consultant. It was moved and seconded to approve Agenda Item 12(f)(1), (2) and (3). Directors entered into discussion regarding the costs involved with staff carrying on the program without the aid of consultants. Staff advised that would result in a slower implementation of the overall program. A substitute motion was made and seconded to continue the consideration of the Asset Management Program to the following month until a nexus could be made between the consultant and Staff's efforts to realize the cost savings that were reported. Committee Chair Cavecche provided the reasons why she was in support of the program. The substitute motion was withdrawn. MOVED, SECONDED AND DULY CARRIED: (1) Receive and file Asset Management Plan 2005 Executive Summary prepared by GHD, LLC and Staff; (2) Receive and file OCSD Asset Management Improvement Program Overall Roadmap 2005, prepared by GHD, LLC, dated June 2005; and, (3) Approve Amendment No. 2 to the Consulting Services Agreement with GHD, LLC for Asset Management, Job No. SP-68-02, to continue services for a thirteen-month period from July 1, 2005 to July 31, 2006 for an additional cost of $550,000, increasing the total amount not to exceed $918,000. Directors Bankhead; Christy; Dalton; Shawver; Eckenrode; Marshall; Reinhart; Sidhu; Silva and Waldman opposed. 13. PLANNING, DESIGN AND CONSTRUCTION COMMITTEE (PDC) PDC Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Planning, Design and Construction Committee Minutes for the meeting held on September 1, 2005 to be filed. Minutes for Board Meeting , Page 7 09/28/05 b. MOVED, SECONDED AND DULY CARRIED: (1) Ratify Change Order No. 2 to HVAC Replacement for Operations Center at Plant No. 2, Job No. FE02-62, with Bon Air, Inc. authorizing an additional $4,841, increasing the total contract amount to $216,549; and, (2) Accept HVAC Replacement for Operations Center at Plant No. 2, Job No. FE02-62, as complete, authorizing the Final Closeout Agreement. C. MOVED, SECONDED AND DULY CARRIED: Ratify Change Order No. 22 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of$48,078, increasing the total contract amount to$71,756,818. d. MOVED, SECONDED AND DULY CARRIED: Ratify Change Order No. 5 to Gisler-Redhill Trunk Improvements, Reach "A", Contract No. 7-36; Orange Trunk Improvements, Contract No. 7-39; Gisler-Redhill/North Trunk Improvements, Contract No. 7-41; and City of Tustin Project Nos. 6106 and 6151, with ARB, Inc., authorizing an addition of$209,252 and 21 calendar days, increasing the total contract amount to $20,169,324. e. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 1 to the Professional Services Agreement with Malcolm Pirnie, Inc. for Primary Treatment Rehabilitation and Refurbishment, Job No. P2-80, providing for additional engineering services for an additional amount of$829,984, increasing the total amount not to exceed $6,608,502. f. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 4 to the Professional Services Agreement with Malcolm Pirnie, Inc. for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10, providing for additional design engineering services for an additional amount of $899,979, increasing the total amount not to exceed $4,799,255. PDC Non-Consent Calendar g. MOVED, SECONDED AND DULY CARRIED: Approve Amendment No. 6 to the Professional Service Agreement with Tran Consulting Engineers for additional construction support services for Sunflower Interceptor Manhole Rehabilitation, Contract No. 7-21, for an additional amount of$29,600, increasing the total amount not to exceed $614,295. 14. FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE (FAHR) FAHR Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order draft Finance, Administration and Human Resources Committee Minutes for the meeting held on September 14, 2005 to be filed. b. MOVED, SECONDED AND DULY CARRIED: Receive and file Treasurer's Report for the month of August 2005. Minutes for Board Meeting Page 8 09/28/05 C. MOVED, SECONDED AND DULY CARRIED: Receive and file report of General Manager approved purchases in amounts exceeding $50,000 in accordance with Board purchasing policies. d. MOVED, SECONDED AND DULY CARRIED: Adopt Resolution No. OCSD05- 23, amending Resolution No. OCSD 98-33, amending Human Resources Policies and Procedures Manual. e. MOVED, SECONDED AND DULY CARRIED: Receive and file SWAP Report for the quarter ended June 30, 2005. Director Christy abstained. f. MOVED, SECONDED AND DULY CARRIED: Receive and file Quarterly Investment Management Program Report for the period April 1, 2005 through June 30, 2005. Director Christy abstained. FAHR Non-Consent Calendar f. Committee Chair Moore provided a brief report on the request submitted by Newport Fab requesting a transfer of the flow baseline established by Conexant, which public comments were received earlier that evening by Dale Bogan. Director Moore reported that staff's recommendation was to approve the request but after review by the FAHR Committee, their recommendation was to not approve the request. The committee also recommended that staff submit for approval an amendment to Ordinance No. OCSD-26 to clarify the percentage of ownership in the near future. It was moved and seconded to approve Item 14(f). Directors entered into discussion and requested clarification on the percentage of ownership between Conexant, Newport Fab and Jazz Semiconductor. A substitute motion was moved and seconded to place Newport Fab, LLC's request for transfer of the flow baseline established by Conexant on hold, and to direct staff to submit an amendment clarifying the percentage for consideration by the Board of Directors. The motion failed by a vote of 9 ayes and 16 noes. The original motion was then considered as follows: MOVED, SECONDED AND DULY CARRIED: (1) Receive and file letter from Newport Fab, LLC dated November 29, 2004, requesting a transfer of the flow baseline established by Conexant; and, (2) Deny request to transfer the flow baseline previously established by Conexant to Newport Fab, LLC. Minutes for Board Meeting Page 9 09/28/05 ` Directors Anderson; Cavecche; Crandall; Davert; Ferryman; Kang; Marshall; Neugebauer; Ridgeway; Sidhu opposed. 15. GWR SYSTEM STEERING COMMITTEE (GWRSSC): GWRSSC Consent Calendar a. MOVED, SECONDED AND DULY CARRIED: Order Joint Groundwater Replenishment System Steering Committee Minutes for the meeting held on August 8, 2005 to be filed. GWRSSC Non-Consent Calendar No items considered. NON-CONSENT CALENDAR 16. Dave Ludwin, Director of Engineering, provided a brief report, noting the project should be complete in spring 2007. MOVED, SECONDED AND DULY CARRIED: (1) Approve Plans and Specifications for Bushard Trunk Sewer Rehabilitation Pipe Procurement, Job No. 1-2-4P, on file at the office of the Board Secretary; (2) Approve Addenda Nos. 1 and 2 to the plans and specifications; (3) Receive and file bid tabulation and recommendation; and, (4) Award a Purchase Contract to Ameron International for Bushard Trunk Sewer Rehabilitation Pipe Procurement, Job No. 1-2-4P, for an amount not to exceed $7,699,777.30. 17. Nick Arhontes, Director of Regional Assets, provided a brief report on the subject purchase, noting there would not be a pump station or treatment plant at that location. MOVED, SECONDED AND DULY CARRIED: (1) Approve and direct the Board Chair to execute on behalf of the District a Purchase and Sale Agreement in a form acceptable to General Counsel to acquire the property located at 7465 Lampson Avenue in Garden Grove for$7,900,000; and, (2) Approve the use of the acquired property for the North County Yard. 18. General Manager Blake Anderson briefly reviewed the highlights of establishing support for the Gulf Coast disaster recovery efforts which was discussed by the standing committees at their September meetings. The concept includes a cap of$100,000 for staff costs, transportation and equipment over a two-month period. e Minutes for Board Meeting Page 10 09/28/05 Directors entered into discussion and expressed concern about sending employees into the area until the coordination efforts were improved and the Sanitation District was specifically requested to assist. A motion was moved and seconded to not approve the request. A substitute motion was then moved and seconded to approve the request, modifying the resolution to include that a specific request must be received by the Federal Emergency Management Agency (FEMA), and authorize staff to register with the Emergency Management Information System (EMIS). MOVED, SECONDED AND DULY CARRIED: (1) Approve Resolution No. OCSD 05-24, Establishing Support for Gulf Coast Disaster Recovery Efforts Related to Hurricanes Emanating from the Gulf of Mexico that is Specifically Targeted to Infrastructure Operations Pertaining to the Collection, Treatment and Disposal of Wastewater and Associated Byproducts as requested through the Federal Emergency Management Agency (FEMA), and authorize staff to register with the Emergency Management Information System (EMIS); (2) Authorize the General Manager to enter into individual "Release Time Agreements" with volunteer employees and their recognized employee organizations (i.e., unions or employee associations) based on the following terms: a. A "rotation" of three employees will be released from regular duties at any given time for up to a maximum of twelve calendar days per rotation; b. A total of up to four"rotations"; c. Employees shall be paid for up to 80 hours of regular pay during the time they are away on a twelve day rotation; d. Up to a total of twelve employees maximum released to participate in the response and recovery efforts for a total authorization of 960 hours (12 employees x 80 hours) of regular paid time; e. Cap regular paid time for volunteer employees at an authorized amount not to exceed $75,000 for this effort; and (3) Authorize the General Manager to deploy physical assets into the Gulf Coast area to assist with Disaster Recovery efforts within the scope permitted herein and to support volunteer employees based on the following terms: a. One Hydro Cleaning Vactor Truck and associated equipment deployed to the Gulf Coast region; b. Roundtrip transportation cost to deploy the asset authorized at an amount not to exceed $5,000; c. Sanitation District equipment is to be operated by Sanitation District employees only; d. Estimated equivalent cost of providing the equipment is an additional $20,000; and (4) Permit volunteer employees to engage in recovery efforts that are limited to the rendering of specialized assistance in the areas of engineering, operations and maintenance, and/or technical services in support of infrastructure recovery efforts 1 Minutes for Board Meeting Page 11 09/28/05 pertaining to the collection, treatment and/or disposal of wastewater and associated byproducts. Directors Christy, Freschi, Luebben and Marshall opposed. 19 CONVENE IN CLOSED SESSION PURSUANT TO GOVERNMENT CODE SECTION 54956.9: The Board convened in closed session at 9:30 p.m. pursuant to Government Code Section 54956.9. Confidential minutes of the Closed Session held by the Board of Directors have been prepared in accordance with California Government Code Section 54957.2 and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. There was no discussion on Item 19(a)(4). RECONVENE IN REGULAR SESSION: The Board reconvened in regular session at 9:59 p.m. ADJOURNMENT: The Chair declared the meeting adjourned at 10:00 p.m., in honor of Richard Parker, brother of Director Ken Parker. i Penny M. Kyle' Secretary to the Board Airectors of Orange County Sanitation District H:ldeptlagenda\Board Minutes12005 Board Minutes1092805 minutes.doc Claims Paid From 09/01/05 to 09/15/05 Warrant No. Vendor Amount Description Accounts Payable•Warrants 74594 Black&Veatch Corporation $ 371,209.53 Engineering Services P1-76&P1-102 74595 Brown&Caldwell 305,688.15 Professional Services P2-90&CMOM/WDR 74596 California Soil Products 33,072.40 Residuals Removal MO 3-29-95 74597 Ceilcote Air Pollution Control 40,845.60 Impeller Replacement Fan,Necessary Support&Accessories at"T"Scrubber 74598 Dudek&Associates,Inc. 87,536.84 Professional Services P2-68 74599 Hill Brothers 42,493.86 Chemicals-Odor&Corrosion Control-Newport Trunkiine 74600 HDR Engineering,Inc. 110,670.09 Professional Services P1-101 74601 Kemiron Companies,Inc. 186,570.51 Ferric Chloride MO 9-27-95 74602 Malcolm Pirnie,Inc. 316,178.57 Professional Services P2-80,J-79&11-26 74603 MWH Americas,Inc. 44,151.46 Professional Services J-101 74604 Occidental Energy Marketing, Inc. 170,652.60 Natural Gas for CenGen/COGen 74605 Parsons Water&Infrastructure,Inc. 27,200.40 Professional Services J-35-1 74606 Pioneer Americas,Inc. 361,827.81 Sodium Hypochlorite 74607 Polydyne,Inc. 49,859.68 Cationic Polymer MO 3-11-92 74608 RBF Engineers 35,073.42 Engineering Services 2-24-1 74609 Tule Ranch/Magan Farms 281,963.63 Residuals Removal MO 3-29-95 74610 U.S.Metro Group, Inc. 29,232.50 Janitorial&Floor Maintenance at Plants 1 &2 74611 U.S.Peroxide,L.L.C. 292,748.73 Odor&Corrosion Control Treatment for Coll.Sys.;Hydrogen Peroxide&Ferrous Chloride 74612 American Telephone&Telegraph Corp. 267.10 Long Distance Telephone Service 74613 Agilent Technologies, Inc. 207.02 Lab Parts&Supplies 74614 Air Products&Chemicals,Inc. 24,500.00 O&M Agreement Oxy Gen Sys MO 8-8-89 74615 Airgas Safety, Inc. 2,101.36 Safety Supplies 74616 Analytical Products Group, Inc. 1,018.00 Lab Parts&Supplies 74617 Ashbrook Corporation 3,897.71 Winkelpress Parts 74618 Awards&Trophies Company 63.63 Awards&Trophies 74619 ACCU-Sludge 447.64 Lab Parts&Supplies 74620 ADTECH 660.00 Electrical Parts&Supplies 74621 Baker Tanks 1,820.00 Tank&Tote Rentals 74622 Basic Chemical Solutions,L.L.C. 15,411.64 Sodium Bisulfite&Sodium Hydroxide 74623 Basler Electric Company,Department 590 2,697.62 Electrical Parts&Supplies 74624 Battery Specialties 575.13 Batteries 74625 California Municipal Statistics,Inc. 475.00 Annual Financial Statement Statistical Section FY Ending 6/30/05 74626 California Relocation Services, Inc. 150.00 Office Files Moving/Relocation Services 74627 Cambridge Isotope Labs 2,616.78 Lab Parts&Supplies 74628 Cardlock Fuel Systems,Inc. 16,362.22 Fueling District Vehicles at Local Gas Stations 74629 Carollo Engineers 4,231.73 Professional Services P2-60 74630 Cole-Parmer Instrument Company 157.20 Lab Parts&Supplies 74631 Compressor Components of California 985.91 Repairs&Maintenance-Driveline Assembly at Bitter Point Pump Sta. 74632 Computational Systems,Inc. 1,599.83 Computer Hardware/Software 74633 Consiliant Technologies,L.L.C. 5,795.00 Software Support&Maintenance-Overload Storage Neo 8000 74634 Consolidated Elect.Distributors,Inc. 1,104.70 Electrical Parts&Supplies 74635 Conveyor Components Co. 636.85 Electrical Parts&Supplies 74636 Cooper Cameron Corporation 135.37 Engine Supplies 74637 Corporate Express 12,024.95 Office Supplies H:ldepllfinTXCEL.dta1220WPSHARE1Claims Paid Report105-061CIaims Paid Report-09-15-05 EXHIBIT A ent2104c Page 1 of 8 10/11/2005 Claims Paid From 09/01/05 to 09/15/05 Warrant No. Vendor Amount Description 74638 County of Orange-Auditor Controller 970.00 Underground Storage Tank,Hazardous Material,&State Fees 74639 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modifications Application Fee 74640 County Wholesale Electric Co. 2,312.91 Electrical Parts&Supplies 74641 CASQA-California Stormwater Quality 425.00 Environmental Compliance Services Division Meeting Registration 74642 Dapper Tire Co. 605.07 Truck Tires 74643 David's Tree Service 2,530.00 Tree Maint.Service 74644 Del Mar Analytical 5,971.00 Analysis of Biosolids and Wastewater 74645 Dell Computer 8,456.91 (12)Canon Digital Cameras,(3)Projectors,(3)Projector Mounts,&Service Plan 74646 Doug Horwood Supply 138.16 Repairs&Maintenance Services-Purchasing Lobby Bid Date Stamp Clock 74647 Dunn-Edwards Corporation 20.48 Paint Supplies 74648 E.Sam Jones Distributors, Inc. 192.55 Electrical Parts&Supplies 74649 Elect Air 718.20 Mechanical Parts&Supplies 74650 Embarcadero Technologies,Inc. 6,154.25 Software Maintenance Agreement-DBArtisan Pro MS SQL 74651 Entech Instruments,Inc. 448.37 Lab Parts&Supplies 74652 Environmental Law Institute 109.90 Books&Publications 74653 Environmental Resource Association 1,416.58 Lab Parts&Supplies 74654 Ewing Irrigation Industrial 1,144.37 Landscape Irrigation Parts&Supplies 74655 Emedco 591.98 Jumbo Stencil Letter Sets 74656 ENS Resources, Inc. 10,000.00 Professional Services-Federal Grant Funding 74657 FedEx Corporation 265.83 Freight Services 74658 Fine Science Tools,Inc. 152.81 Lab Parts&Supplies 74659 Fisher Scientific Company,L.L.C. 15,629.64 Lab Parts&Supplies 74660 Fluid Components Intl.c/o Ponton 566.73 Electrical Parts&Supplies 74661 Forked Engineering&Surveying,Inc. 2,593.05 Engineering Services P1-76&P2-66 74662 Fountain Valley Paints,Inc. 368.95 Paint Supplies 74663 Frost Engineering Services Co. 1,001.43 Mechanical Parts&Supplies 74664 G. E.Supply 6,317.58 Electrical Parts&Supplies 74665 Ganahl Lumber Company 2,433.08 Lumber/Hardware 74666 George T.Hall 150.85 Electrical Parts&Supplies 74667 Goldenwest Window Service 580.00 Groundskeeping Services 74668 Goodway Technologies Corp. 405.00 Tools 74669 Grainger, Inc. 3,254.91 Electrical Parts&Supplies 74670 Graybar Electric Company 49.69 Electrical Parts&Supplies 74671 GBC(General Binding Corp) 48.36 Office Supplies 74672 Graphic Products,Inc. 511.01 Repairs&Maintenance Services-Labeling Machine 74673 Haaker Equipment Company 683.42 Misc.Vehicle,Parts,Repairs&Service 74674 Hach Go Portion Industries 238.50 Lab Parts&Supplies 74675 Harrington Industrial Plastics,Inc. 6,502.91 Plumbing Supplies 74676 Home Depot Credit Services 363.43 Misc.Repair&Maintenance Material 74677 Horizon Technology 3,790.19 Lab Parts&Supplies 74678 Hub Auto Supply 1,615.60 Vehicle Parts&Supplies 74679 City of Huntington Beach 14,499.38 Water Use 74680 Idexx 668.05 Lab Parts&Supplies 74681 Industrial Distribution Group 2,064.18 Mechanical Parts&Supplies 74682 Industrial Hearing&Pulmonary Mgmt. 15,951.00 Employee Medical Surveillance Services H:\dept\fn\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09-15-05 EXHIBIT A rM1210no Page 2 of 8 10111/2005 Claims Paid From 09/01/05 to 09/15/05 Warrant No. Vendor Amount Description 74683 Industrial Threaded Products, Inc. 349.75 Mechanical Parts&Supplies 74684 Integrated Acoustics 4,250.00 Repairs&Maintenance Services-Removal&Replacement of Tiles in Admin.Bldg. 74685 ITT Standard c/o Heat Technology 11,301.50 Heat Exchange Plate&Frame 74686 J. L.Wingert Co. 29.62 Repairs&Maintenance Services-Pump 74687 Jamison Engineering Contractors,Inc. 8,939.00 Repairs&Maintenance Services-Gasket Installation at P2 Reactor 74688 Johnstone Supply 229.04 Electrical Parts&Supplies 74689 JWC Environmental 5,549.13 Repairs&Maintenance Services-Muffin Monster 74690 Kerr Engineering&Sales,Inc. 383.10 Mechanical Parts&Supplies 74691 Labware, Inc. 5,300.00 On-Site Lab Consulting Services-Implementation of NWA OCX 74692 Lee&Ro,Inc. 24,199.35 Professional Services 5-51 &5-52 74693 Lucci's Gourmet Foods,Inc. 55.93 Meeting Expense 74694 Invensys Systems,Inc. 1,535.55 Electrical Parts&Supplies 74695 Matt Chlor, Inc. 2,821.08 Valves 74696 Mayer,Brown,Rowe&Maw,L.L.P. 5,000.00 Professional Services-Strategic Planning&Advocacy 74697 McMahan Business Interiors 1,637.27 Construction FE05-21 74698 McMaster-Carr Supply Co. 2,213.33 Tools,Instruments,Mechanical&Maintenance Parts&Supplies 74699 Medlin Controls Co. 974.22 Instrument Supplies 74700 Mission Abrasive&Janitorial Supplies 574.49 Janitorial Supplies 74701 Mitchell Instrument Co. 885.00 Tools&Safety Equipment 74702 Motion Industries,Inc.CA 55 106.13 Mechanical Parts&Supplies 74703 National Institute of Stds&Technology 2,111.00 Lab Parts&Supplies 74704 National Plant Services, Inc. 16,813.13 Vacuum Truck Services&Video Inspection of Sewer Line Segments 74705 Nickey Petroleum Co.,Inc. 249.93 Grease 74706 Neutron Products, Inc. 3,590.23 Anionic Polymer 74707 NRG Thermal Services,L.L.C. 632.30 Mechanical Parts&Supplies 74708 Office Depot Business Services Div. 973.54 Office Supplies 74709 Ohmart/VEGA Corp. 839.68 Repairs&Maintenance Services-Smart Pro Density Meter 74710 OneSource Distributors,Inc. 947.73 Electrical Parts&Supplies 74711 Orange Fluid System Technologies,Inc. 254.44 Plumbing Parts&Supplies 74712 Oxygen Service Company 133.79 Specialty Gases 74713 OCB Reprographics 177.54 Printing Service-MO 1/26/00 74714 OI Analytical 1,118.46 Lab Parts&Supplies 74715 P.L.Hawn Company, Inc. 1,161.28 Electrical Parts&Supplies 74716 Pacific Mechanical Supply 347.22 Plumbing Supplies 74717 Parker Supply Company 2,524.70 Mechanical Parts&Supplies 74718 Parkhouse Tire Co.,Inc. 359.61 Tires 74719 Port Supply 14.00 Deck Tools 74720 PrinterGuy 3,460.00 Printer Maintenance 74721 Propipe 348.22 Video Inspection of Sewer Line Segments for Damage, Infiltration&Illegal Conn. 74722 PBM IT Solutions 112.00 Cisco SmartNet Maintenance Agreement 74723 PCG Industries 475.00 Repairs&Maintenance Services-Pump Shaft 74724 PCS Express,Inc. 122.00 Courier Service 74725 PS Tek, L.L.C. 3,933.40 Filters 74726 Rees Scientific 9,607.01 Lab Software/Hardware Upgrade-Centron System 74727 Restek Corp. 248.05 Lab Parts&Supplies H:ldeptl@n1EXCEL.dtati2201APSHAREIClaims Paid Repor1\05-0610aims Paid Report-09-15-05 EXHIBIT A fin/210Ac Page 3 of 8 10111/2005 Claims Paid From 09/01/05 to 09115/05 Warrant No. Vendor Amount Description 74728 Schwing America, Inc. 2,499.73 Pump Parts&Supplies 74729 Science Applications Intl.,Corp. 13,621.22 Ocean Monitoring MO 6-8-94 74730 Scoff Specialty Gases,Inc. 2,211.94 Specialty Gases 74731 Shureluck Sales&Engineering 979.97 Mechanical Parts&Supplies 74732 Sigma-Aldrich,Inc. 276.29 Lab Parts&Supplies 74733 Smith Pipe&Supply, Inc. 30.12 Mechanical Parts&Supplies 74734 Snap-On Tools,Inc. 48.56 Tools 74735 SoftChoice 754.25 Software 74736 South Coast Air Quality Management Dist. 13,221.31 Annual Emissions,Operation,&Miscellaneous Fees 74737 South Coast Air Quality Management Dist. 2,991.92 Annual Emissions,Operation,&Miscellaneous Fees 74738 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74739 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74740 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74741 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74742 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74743 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74744 South Coast Air Quality Management Dist. 18,488.14 Annual Emissions,Operation,&Miscellaneous Fees 74745 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74746 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74747 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74748 Southern California Edison Co. 20,173.68 Installation of Transformer/Service 74749 Southern California Edison 8,258.88 Power 74750 Southern California Water 119.22 Water Use 74751 Stanley Steamer International,Inc. 1,143.75 Carpet Cleaning Services 74752 Sunset Ford 731.66 Vehicle Parts&Supplies 74753 Sunset Industrial Parts 73.40 Mechanical Parts&Supplies 74754 Sy Nielson Service,Inc. 170.00 Balance Calibrations 74755 SBC/MCI 208.87 Telephone Services 74756 SKYE,L.L.C. 1,446.50 Professional Services FE0440 74757 Terminix International 215.00 Pest Control 74758 The Walking Man,Inc. 1,975.00 Mailing Services-Various Construction Projects 74759 Thermo Electron Corp. 463.66 Lab Parts&Supplies 74760 Thompson Industrial Supply,Inc. 1,185.65 Mechanical Parts&Supplies 74761 Time Warner Communications 51.07 Cable Services 74762 Times Community News 126.50 Notices&Ads 74763 Todd Painting,Inc. 5,373.00 Painting Services 74764 Tony's Lock&Safe Service&Sales 30.17 Locks&Keys 74765 Truck&Auto Supply,Inc. 1,724.69 Automotive Supplies 74766 Tuff Skin 300.00 Truck Maintenance-Line-X Application on V459 74767 TMV Systems Engineering,Inc. 4,406.25 Software Maintenance 74768 US Filter Corp. 325.00 Service Agreement-DI Water Systems at Plants 1 &2 74769 U-Line 460.95 Office/Shipping Supplies 74770 United Pacific Services,Inc. 1,125.00 Landscape Maintenance at Pit.2 74771 Vapex,Inc. 1,113.00 Pump Parts&Supplies 74772 Varian,Inc. 1,000.00 Lab Instrument Repair Service H:\dept\fin\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09-15-05 EXHIBIT A fin/210Ac Page 4 of 8 10/1112005 � e Claims Paid From 09/01/05 to 09/15/05 Warrant No. Vendor Amount Description 74773 Verizon California 711.16 Telephone Services 74774 Villa Ford 20,903.49 (1)2005-06 Ford XL F-250 Truck 74775 VWR Scientific Products Corporation 3,655.01 Lab Parts&Supplies 74776 Waste Markets Corp. 16,482.44 Maint.Agreement-Grit&Screenings Removal&Digester Bed MatT Removal 74777 Water 3 Engineering,Inc. 2,845.37 Engineering Services J-67 74778 Waters Corporation 2,114.36 Lab Parts&Supplies 74779 Waxie Sanitary Supply 1,139.10 Janitorial Supplies 74780 Wilson Supply, Inc. 186.30 Plumbing Parts&Supplies 74781 WEFTEC 725.00 Environmental Assessment Division Meeting Registration(Water Envirn.Fed.) 74782 Yale/Chase Materials Handling,Inc. 3,438.79 Mechanical Parts for Electric Carts 74783 Blake Anderson 156.85 Meeting/Training Expense Reimbursement 74784 Jeffrey L.Armstrong 422.81 Meeting/Training Expense Reimbursement 74785 Carol T.Beekman 80.03 Meeting/Training Expense Reimbursement 74786 Thomas M. Blanda 171.78 Meeting/Training Expense Reimbursement 74787 James E.Colston 295.67 Meeting/Training Expense Reimbursement 74788 Steven R.DeWilde 1,050.72 Meeting/Training Expense Reimbursement 74789 James R. Harris 618.25 Meeting/Training Expense Reimbursement 74790 Vladimir A.Kogan 488.21 Meeting/Training Expense Reimbursement 74791 Charles G.Lee 402.21 MeetinglTraining Expense Reimbursement 74792 Michael D.Moore 93.12 Meeting/Training Expense Reimbursement 74793 Samuel L. Mowbray 529.12 Meeting/Training Expense Reimbursement 74794 Jamiann M.Questa 133.33 Meeting/Training Expense Reimbursement 74795 George L.Robertson 678.00 MeetingfTraining Expense Reimbursement 74796 Doug Rulison 391.30 Meeting/Training Expense Reimbursement 74797 Y.J.Shao 190.00 Meeting/Training Expense Reimbursement 74798 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Application Fee 74799 Orange County Sanitation District 1,393.27 Petty Cash Reimb. 74800 J F Shea Construction,Inc. 292,203.00 Construction J-35-1 74801 Cortez,Ronald 1,967.00 Employee Computer Loan Program 74802 Luna,Lourdes&CompUSA 2,753.99 Employee Computer Loan Program 74803 Nicolas,Dan 1,028.38 Employee Computer Loan Program 74804 Rea,Rory&Dell 3,000.00 Employee Computer Loan Program 74805 American Express 26,136.68 Purchasing Card Program,Misc.Supplies&Services 74806 OCB Reprographics 70,977.20 Printing Service-MO 1/26100 74807 Synagro West,Inc. 80,020.94 Residuals Removal MO 3-29-95 74808 South Coast Air Quality Management Dist. 41,030.00 Annual Emissions Report Fee-Pit.2 74809 South Coast Air Quality Management Dist. 34,602.03 Annual Emissions Report Fee-Plt. 1 74810 American Concrete Institute 83.50 Books&Publications 74811 American Fildelity Assurance Company 376.90 Employee Cancer Insurance 74812 American Payroll Institute,Inc. 165.00 Membership 74813 Aspen Publishers,Inc. 12.89 Publication 74814 ACS Hydraulics,Inc. 242.87 Motor Repairs 74815 American Telephone&Telegraph Corp. 34.77 Telephone Service 74816 AWSI 339.00 Department of Transportation Program Management&Testing 74817 Bar Tech Telecom,Inc. 322.17 Telephone Parts&Supplies H:ldeptlfinT=XCEL.dta\220WPSHARE1Claims Paid Report105.061Ctaims Paid Report-09-15-05 EXHIBIT A fin1210nc Page 5 of 8 10/1112005 Claims Paid From 09/01/05 to 09115105 Warrant No. Vendor Amount Description 74818 Court Order 150.00 Wage Garnishment 74819 Compressor Components of California 5,323.23 Repairs&Maintenance-Rebuild(32)Pilot Fuel Valves 74820 County of Orange 150.00 Wage Garnishment 74821 County of Orange-Auditor Controller 70.00 Encroachment Permits 74822 County of Orange-Auditor Controller 35.00 Encroachment Permits 74823 County of Orange-Auditor Controller 35.00 Encroachment Permits 74824 County of Orange-Auditor Controller 2,030.00 Encroachment Permits 74825 County of Orange-Auditor Controller 1,015.00 Encroachment Permits 74826 CMTA-California Municipal Treasurers 350.00 Accounting Division Meeting Registration 74827 Coast Plumbing 750.00 Plumbing Repairs&Maintenance Service 74828 CWEA 225.00 Notices&Ads 74829 CWEA Membership 100.00 Membership(Calif.Water Environment Assoc.) 74830 Department of Child Support Services 188.50 Wage Garnishment 74831 Dunn-Edwards Paints 116.06 Paint Supplies 74832 DHL Express(USA),Inc. 17.42 Freight Services 74833 Employee Benefits Specialists,Inc. 9,550.82 Reimbursed Prepaid Employee Medical&Dependent Care 74834 Enchanter,Inc. 4,700.00 Ocean Monitoring&Outfall Inspection&Maintenance 74835 Court Order 445.00 Wage Garnishment 74836 Stearns Bank,N.A. 711.25 Hydrochloric Acid 74837 FedEx Corporation 117.03 Freight Services 74838 Fisher Scientific 113.33 Lab Parts&Supplies 74839 Franchise Tax Board 50.00 Wage Garnishment 74840 Innerline Engineering 19,280.71 Video Inspection of Sewer Line Segments for Damage,Infiltration&Illegal Conn. 74841 Internal Revenue Service 300.00 Wage Garnishment 74842 Intl.Union of Oper.Eng.AFL-CIO Local 501 4.610.00 Dues Deduction 74843 Irvine Ranch Water District 7.88 Water Use 74844 IAPMO 400.00 Training Registration 74845 IECOC 30.00 Training Registration 74846 Jamison Engineering Contractors, Inc. 24,602.97 Repairs&Maintenance Services-Install&Upgrade Gas Flaps 74847 Jobs Available,Inc. 255.00 Notices&Ads 74848 Lindborg,Mead,Drill&Pezzillo,L.L.P. 2,765.00 On-Site Training-Construction Management 74849 LINJER 5,004.58 Professional Service-DART MO 9-22-99 74850 Massachusetts Mutual Life Ins. 599.76 Executive Disability Plan Premium 74851 Midway Mfg.&Machining Co. 5,645.94 Repairs&Maintenance Services-Impeller 74852 Court Order 225.00 Wage Garnishment 74853 Municipal Equipment Maintenance Assoc. 50.00 Membership 74854 National Bond&Trust 2,927.03 U.S.Savings Bonds Payroll Deductions 74855 National Water Research Institute 10,000.00 Membership Contribution-Southern California Salinity Coalition 74856 Nextel Communications 945.99 Cellular Phones&Air Time 74857 NAFA,Inc. 830.00 Membership 74858 Office Depot Business Services Div. 1,472.72 Office Supplies 74859 Orange County Sheriff 85.00 Wage Garnishment 74860 Orange Fluid System Technologies,Inc. 55.65 Plumbing Parts&Supplies 74861 Oxygen Service Company 117.02 Specialty Gases 74862 OCEA 650.54 Dues Deduction H:ldeptlfin\EXCEL.dta12201APSHARE1Claims Paid Report105-061Claims Paid Report-09-15.05 EXHIBIT A fin1210nc Page 6 of 8 10111/2005 �I a Claims Paid From 09101/05 to 09115/05 Warrant No. Vendor Amount Description 74863 Peace Officers Council of CA 1,620.00 Dues Deduction,Supervisors&Professionals 74864 Port Supply 33.18 Safety Boots 74865 Praxair Distribution,Inc. 15.70 Demurrage 74866 Pre-Paid Legal Services,Inc. 525.25 Employee Legal Service Insurance Premium 74867 Propipe 16,445.58 Video Inspection of Sewer Line Segments for Damage,Infiltration&Illegal Conn. 74868 Prudential Overall Supply 3,404.01 Uniforms&Related Articles 74869 Public Treasury Institute 66.25 Membership 74870 PCG Industries 750.00 Repairs&Maintenance Services-Pump Shaft 74871 R.L.Abbott&Associates 3,000.00 Kern County Biosolids Consulting Services 74872 Red Wing Shoes 158.61 Safety Shoes 74873 Reliastar Bankers Security Life Ins. 8,782.86 Employee Vol.Life Ins.,Short-Term Disability&Cancer Ins, Payroll Deductions 74874 Restek Corp. 200.00 Training Registration 74875 Rockwell Automation-Entek 502.02 Tax&Freight Charges 74876 Scottel Voice&Data,Inc. 2,284.80 Telephone System Maintenance 74877 Court Order 721.50 Wage Garnishment 74878 So.Cal.Gas Company 18,481.89 Natural Gas 74879 Source Graphics 1,256.00 Maintenance Agreement-OCE Wide Format Copier/Printer 74880 Stanford Center for Professional Dev. 4,540.00 Training Registration 74881 Sunset Ford 388.95 Vehicle Parts&Supplies 74882 SBC 1,604.62 Telephone Services 74883 SBC/MCI 777.35 Telephone Services 74884 SCAP 40.00 Environmental Compliance Services Division Meeting Registration 74885 Sunrise Marine 1,455.19 Navigation System Signal Connection to Lab Work Station Port Connectors 74886 The Standard Insurance Company 2,417.83 Executive Disability Plan Premium 74887 Tri-State Seminar On-the-River 225.00 Training Registration 74868 TSCM Corporation 1,700.00 Street Sweeping Services 74889 United Parcel Service 49.03 Parcel Services 74890 United Way 195.00 Employee Contributions 74891 Verizon California 92.02 Telephone Services 74892 The Wackenhut Corporation 13,529.85 Security Guards 74893 Waste Markets 17,764.73 Maint.Agreement-Grit&Screenings Removal&Digester Bed Mat'l. Removal 74894 Wastewater Treatment Plant Specialist 2,500.00 On-Site Training-Advance Primary Treatment/Jar Testing 74895 WEF 455.00 Membership-Water Environment Federation 74896 WEF Publications 207.50 Publication 74897 Xerox Corporation 108.95 Copier Leases 74898 Court Order 597.50 Wage Garnishment 74899 South Coast Air Quality Mgmt.Dist. 190.46 Permit Fee J-71-8 74900 Wayne W.Aegerter 604.01 Meeting/Training Expense Reimbursement 74901 Andrei loan 198.78 Meeting/Training Expense Reimbursement 74902 Vincent S.Lockyer 440.52 Meeting/Training Expense Reimbursement 74903 Tomm E.McElroy 723.32 Meeting/Training Expense Reimbursement 74904 Umesh N.Murthy 150.00 MeetingfFraining Expense Reimbursement 74905 Christina M.Thomas 350.96 Meeting/Training Expense Reimbursement 74906 Edward M.Torres 718.47 Meeting/Training Expense Reimbursement 74907 Watson,Simon 109.00 Meeting/Training Expense Reimbursement H:\dept\fn\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09-15.05 EXHIBIT A en1210nc Page 7 of 8 10111n005 Claims Paid From 09/01/05 to 09115/05 Warrant No. Vendor Amount Description 74908 Ernest N.Yeboah 536.14 Meeting/Training Expense Reimbursement 74909 Paula A.Zeller 1,018.94 Meeting/Training Expense Reimbursement 74910 Patrick W. McNelly 44.50 Meeting/Training Expense Reimbursement 74911 Orange County Sanitation District 19,356.35 Worker's Comp.Reimb. 74912 Coast Plumbing 2,200.00 Plumbing/Drain Cleaning 74913 Midway Mfg&Machining Co. 2,125.00 Mechanical Parts&Supplies 74914 Moreland&Associates 425.00 Auditing Services MO 3-8-95 74915 Hotjobs.Com,Ltd. 4,999.00 Notices&Ads Total Accounts Payable-Warrants $ 4,108,743.85 _Payroll Disbursements 38747- 38749 Employee Paychecks $ 632.74 Interim Paychecks-Retro, IDEA&Termination/Retirement 09/01/05 38750 38851 Employee Paychecks 144,366.23 Biweekly Payroll 09/14/05 38852 - 38854 Employee Paychecks 4,636.40 Interim Paychecks-Termination/IDEA/Correction 09/15/05 116166-116726 Direct Deposit Statements 1,056,400.27 Direct Deposit Statements 09/14/05 Total Payroll Disbursements $ 1,206,035.64 Wire Transfer Payments OCSD Payroll Taxes&Contributions $ 615,307.74 Biweekly Payroll 09/14/05 JP Morgan Chase Bank 139,527.63 Series 1993 Refunding COP's August Interest Payment Total Wire Transfer Payments $ 754,835.37 Total Claims Paid 09/01105-09/15/05 $ 6,069,614.86 H:\dept\fn\EXCEL.dta\220WPSHARE\Claims Paid Reportk05.06\Claims Paid Report-09-15-05 EXHIBIT A fin/21011c Page 8 of 8 10/1112005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description Accounts Payable-Warrants 74916 ADS Environmental Services, Inc. $ 56.050.00 Professional Services J-73-2 74917 Black&Veatch Corporation 441,375.56 Engineering Services J-102,5-58&J-79-1 74918 City of Seal Beach 54,582.47 Cooperative Projects Reimbursement Program 74919 Dudek&Associates,Inc. 119,769.49 Professional Services P2-68 74920 Fluor Enterprises, Inc. 108,644.30 Engineering Services J-84&SP-81 74921 IPMC c/o Parsons 921,418.00 Eng.Services-Integrated Program/Project Mgmt.,Temp.Staffing,&Mat'I.&Supplies 74922 Kemiron Companies,Inc. 131,812.31 Ferric Chloride MO 9-27-95 74923 Lee&Ro, Inc. 35,060.43 Professional Services P247-3,5-50,5-51,&5-52 74924 Orange County Water District 9.129.222.78 Joint GWRS Project J-36 74925 Partners Consulting Services 70,080.00 JD Edwards Help Desk Support 74926 Pioneer Americas,Inc. 326,536.12 Sodium Hypochlorite 74927 Polydyne, Inc. 42,779.61 Cationic Polymer MO 3-11-92 74928 Propipe 29,483.05 Video Inspection of Sewerline Segments for Damage,Infiltrations&Illegal Connections 74929 Southern California Edison 390,635.24 Power 74930 Spartan Pumping 49,496.83 (2)Trailer-Mounted,4"Diesel Self-Priming Pumps 74931 Synagro Technologies,Inc. 146,998.26 Residuals Removal MO 3-29-95 74932 Thompson Industrial Supply,Inc. 30,744.51 Mechanical Parts&Supplies 74933 Tule Ranch/Magan Farms 275,790.04 Residuals Removal MO 3-29-95 74934 U.S.Peroxide,L.L.C. 75,511.77 Odor&Corrosion Control Treatment for Coll.Sys.;Hydrogen Peroxide 74935 UBS Financial Services,Inc. 37,568.21 Remarketing Fee-2000"A"&"B"Refunding Certificates of Participation 74936 J F Shea Construction,Inc. 410,942.73 Construction J-35-1 &J-77 74937 J R Filanc Construction 277.085.70 Construction FE02-08&P1-76 74938 Margate Construction, Inc. 295,276.00 Construction P1-37 74939 Morrow-Meadows Corp. 80,293.00 Construction FE03-24&P247-3 74940 Olsson Construction,Inc. 29,638.00 Construction P2-82 74941 Southern Contracting Company 26,891.00 Construction J-33-1 74942 Absolute Standards,Inc. 35.00 Lab Parts&Supplies 74943 Accutite Fasteners,Inc. 224.30 Mechanical Parts&Supplies 74944 Advance Business Graphics 214.79 Printing Services-Business Cards 74945 Agilent Technologies,Inc. 802.89 Lab Parts&Supplies 74946 Airco Filter Service 570.95 Filter Elements 74947 Airgas Safety,Inc. 6,980.12 Safety Supplies 74948 Alhambra Foundry Co.,Ltd. 2,720-96 Manhole Covers 74949 Allied Packing&Rubber,Inc. 103.86 Mechanical Parts&Supplies 74950 Alta-Robbins,Inc. 60.70 Instrument Supplies 74951 American Biofuels,L.L.C. 1,875.00 (1)Tote of Fatty Acid Methyl Esters 74952 Analysts,Inc. 1,025.46 Oil Test Kit&Analyses 74953 Applied Industrial Technology 130.94 Mechanical Parts&Supplies 74954 Aquarium Doctor 113.25 Human Resources Aquarium Service 74955 Aquatic Bioassay And Consulting Labs,Inc. 785.00 Whole Effluent Toxicity Testing 74956 Augusta Engineering 4,900.00 Training Registration 74957 AKM Consulting Engineers 17.465.50 Professional Services 7-41,7-39&Part-Time Dig Alert Technician 74958 Amtech Elevator Services 1,400.00 Elevator Maintenance Service 74959 ARB/PERP-Air Resources Board 360.00 Portable Equipment Registration Program Certificates Fee 74960 Basic Chemical Solutions,L.L.C. 19,210.69 Sodium Bisulfite&Sodium Hydroxide 74961 BioMerieux Vitek,Inc. 1,412.15 Lab Parts&Supplies 74962 Bird-B-Gone 178.52 Bird Control Product for Ocean Monitoring Boat Nerissa 74963 Bondlogistix,L.L.C. 2,000.00 Prof.Serv.-Preparation of Interim Arbitrage Rebate Report Re 1992 Series COPs H:ldeptlfinlEXCEL.dla12201APSHARE%Claims Paid Report105-061Claims Paid Report-09-30-05 EXHIBIT B nnl21otic Page 1 of 9 10117r2005 Claims Paid From 09116/05 to 09/30/05 Warrant No. Vendor Amount Description 74964 Brand Scaffold Rental&Erection,Inc. 936.32 Scaffolding Access for Catwalks of Scrubbers 9&10,and Interior Ladders 74965 Brenntag Pacific,Inc. 205.16 Janitorial Supplies 74966 Brown&Caldwell 200.00 Notices&Ads 74967 Bush&Associates,Inc. 12,648.00 Professional Services 7-41 74968 BNI Building News 109.23 Books&Publications 74969 Cal Protection 1,096.00 Service Agreement-Halon Fire System at Plt.2 Operations Center 74970 California Relocation Services,Inc. 225.00 Office Files Moving/Relocation Services 74971 Career Track 888.00 Training Registration 74972 Carl Warren&Co. 518.32 Insurance Claims Administrator 74973 Court Order 150.00 Wage Garnishment 74974 Columbia Analytical Services,Inc. 270.00 Analysis of Wastewater,Industrial Wastewater&Biosolids 74975 Communications Performance Group,Inc. 7,885.00 Professional Services-O&M Technical Manual&SOP's 74976 Compressor Components of California 6,340.00 Repairs&Maintenance-LSVB Engine Gas Injectors 74977 Computer Protection Technology,Inc. 2,205.32 Computer Maintenance-Battery Replacements 74978 Consolidated Elect.Distributors,Inc. 3,227.11 Electrical Parts&Supplies 74979 Consumers Pipe&Supply Co. 1,230.72 Mechanical Parts&Supplies 74980 Cooper Cameron Corporation 1,435.94 Engine Supplies 74981 Corporate Express 3,209.75 Office Supplies 74982 Corporate Image Maintenance,Inc. 168.00 Custodial Services Spec.No.9899-09 74983 Cortech Engineering 2,276.36 Pump Parts&Supplies 74984 Counterpart Enterprises,Inc. 7,198.57 Mechanical Parts&Supplies 74985 California Redevelopment Association 535.00 Training Registration 74986 Campbell Window Tinting 337.50 Window Tinting 74987 Careerbuilder 1,639.99 Notices&Ads 74988 CEM Corporation 251.89 Lab Parts&Supplies 74989 CMAA 85.00 Project Management Office Division Meeting Registration 74990 Controlled Motion Solutions 215.08 Mechanical Parts&Supplies 74991 CR&R,Inc. 2,205.00 Container Rentals 74992 CWEA Membership 100.00 Membership(Calif.Water Environment Assoc.) 74993 Del Mar Analytical 467.00 Analysis of Biosolids 74994 Dell Computer 20,700.83 (10)Dell OptiPlex Mini-Towers&(5)Latitude Notebooks 74995 Docusource,L.L.C. 142.08 Office Supplies 74996 Dunn-Edwards Corporation 143.26 Paint Supplies 74997 Dynalco Corp. 727.89 Instrument Maint.Service 74998 DDB Engineering,Inc. 1,875.00 Professional Services-Grant Management 74999 Desert Pumps&Parts,Inc. 4,829.31 Pump&Pump Parts 75000 DGA Consultants,Inc. 5,901.50 Professional Services-CCTV Data Evaluation&Support 75001 DLT Solutions,Inc. 7,012.37 Software Licenses/Subscriptions 75002 E.Sam Jones Distributors,Inc. 86.89 Electrical Parts&Supplies 75003 Eberhard Equipment 851.49 Mechanical Parts&Supplies 75004 Ecology Control Industries 420.00 Hazardous Waste Disposal 75005 Edinger Medical Group,Inc. 585.00 Medical Screenings 75006 Electrical Reliability Services,Inc. 1,248.00 Professional Services-Electrical Acceptance Testing for Capital Projects 75007 Employers Group 1,430.00 On-Site Training-Managing Priorities&Projects 75008 Enchanter,Inc. 3,200.00 Ocean Monitoring&Outfall Inspection&Maintenance 75009 Entech Instruments,Inc. 1,346.10 Lab Parts&Supplies 75010 Ewing Irrigation Industrial 1,013.64 Landscape Irrigation Parts&Supplies 75011 FedEx Corporation 841.10 Freight Services 75012 Fisher Scientific Company,L.L.C. 2,098.92 Lab Parts&Supplies H:ldept\finlEXCEL.dtal220VAPSHARE\Ctaims Paid Report\05-06\Claims Paid Report-09-30-05 EXHIBIT B fin/21011c Page 2 of 9 10r17r2005 � o Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75013 Flo-Systems,Inc. 17,997.52 Pump Supplies 75014 Forkert Engineering&Surveying,Inc. 869.55 Engineering Services P1-76 75015 Fountain Valley Paints,Inc. 232.64 Paint Supplies 75016 Fountain Valley Rancho Hand Wash 1,211.00 Vehicle Washing&Waxing Services 75017 Franklin Covey 289.38 Office Supplies 75018 Frasco Profiles 395.50 Human Resources Background Checks 75019 Fry's Electronics 237.03 Computer Supplies 75020 General Binding Corporation 81.22 Lab Parts&Supplies 75021 GeomAtrix Consultants,Inc. 1,164.80 Soils,Concrete&Other Materials Testing 75022 George Yardley Co. 256.01 Valves 75023 Golden Bell Products 7,771.50 Contractual Services-Insecticide Coating of Manholes 75024 Grainger,Inc. 101.82 Plumbing Parts&Supplies 75025 Greenleaf Industries 1,275.00 Groundskeeping 75026 Hach c/o Ponton Industries 2.124.13 Instrument Parts&Supplies 75027 Harold Primrose Ice 140.00 Ice For Samples 75028 Harrington Industrial Plastics,Inc. 804.72 Plumbing Supplies 75029 Home Depot Credit Services 817.28 Misc.Repair&Maintenance Material 75030 Horizon Technology 244.14 Lab Parts&Supplies 75031 Hub Auto Supply 212.50 Vehicle Parts&Supplies 75032 HDR Engineering,Inc. 849.79 Professional Services P2-82 75033 HI Standard Automotive 293.80 Automotive Parts&Supplies 75034 Industrial Distribution Group 223.74 Paint&Mechanical Supplies 75035 Industrial Metal Supply 128.04 Metal 75036 Industrial Threaded Products,Inc. 710.31 Mechanical Parts&Supplies 75037 Iron Mountain 91.13 Bid Document Storage Fees P1-37 75038 IOMA,Inc. 275.00 Training Registration 75039 J.G.Tucker and Son,Inc. 921.26 Specialty Gases 75040 Jamison Engineering Contractors,Inc. 8,900.00 Construction-Rehab of Planter Boxers at Slater Pump Sta.,&Fill&Compact Washouts 75041 Jay's Catering 1,588.00 Meeting Expenses 75042 Jensen Instrument Co. 784.07 Instrument Repairs 75043 Johnstone Supply 717.41 Electrical Parts&Supplies 75044 Kleinfelder,Inc. 434.50 Professional Services 5-52&5-51 75045 Koop Appraisal Service 97.50 Vehicle Appraisal Services-Accident Damage Claim 75046 Krohne,Inc. 125.00 Repairs&Maintenance Services-Electrical 75047 Los Angeles County 1,507.50 Sewer Service Conn.Agreement MO 9/23/98 75048 Lucci's Gourmet Foods,Inc. 310.42 Meeting Expense 75049 LECO Corporation 639.06 Lab Parts&Supplies 75050 LINJER 5,080.28 Professional Service-DART MO 9-22-99 75051 M.J.Schiff&Associates,Inc. 315.00 Soil Sample Drilling-Yorba Linda Pump Sta. 75052 MarVac Electronics 14.79 Electrical Supplies 75053 Matheson Tri Gas,Inc. 174.59 Lab Parts&Supplies 75054 McMaster-Carr Supply Co. 4,237.83 Mechanical Parts,Supplies,Tools&Locks/Keys 75055 Measurement Control Systems,Inc. 5,025.66 Instrument Repairs&Calibration Service 75056 Mobile Air Conditioning Society 200.00 Membership 75057 MWH Americas,Inc. 17,571.61 Professional Service P2-74 75058 National Plant Services,Inc. 8,640.00 Vacuum Truck Services 75059 Neal Supply Co. 42.05 Plumbing Supplies 75060 New Horizons CLC of Santa Ana 2,625.00 Training Registration 75061 Newark Electronics 62.35 Instrument Parts&Supplies H:%dep11fn1EXCEL.dia12201APSHAREAclaims Paid Repodk05.0Mlaims Paid Report-09-30.05 EXHIBIT B rn/210/lc Page 3 of 9 10117noo5 Claims Paid From 09/16105 to 09130/05 Warrant No. Vendor Amount Description 75062 Nu-Way Laser Engraving 2,539.30 Steel Tags 75063 Nalco Company 21,362.94 Anionic Polymer Tote 75064 Neutron Products,Inc. 17,926.24 Anionic Polymer 75065 NEXTTEQ,L.L.C. 699.06 Pump Parts&Supplies 75066 NRG Thermal Services,L.L.C. 51.25 Mechanical Parts&Supplies 75067 O C Tanner Recognition Company 929.71 Employee Service Awards Program 75068 Occidental Energy Marketing,Inc. 21.058.24 Natural Gas for CenGen/CoGen 75069 Office Depot Business Services Div. 1.690.22 Office Supplies 75070 Omega Engineering,Inc. 383.15 Repairs&Maintenance Services-Controller 75071 Omega Industrial Supply Inc. 1.132.28 Janitorial Supplies 75072 OneSource Distributors,Inc. 841.35 Electrical Parts&Supplies 75073 Orange Fluid System Technologies,Inc. 3.503.52 Plumbing Parts&Supplies 75074 Oxygen Service Company 4,990.42 Specialty Gases 75075 OCB Reprographics 4,101.34 Printing Service-MO 1/26/00 75076 OI Analytical 158.40 Lab Parts&Supplies 75077 P.L.Hawn Company,Inc. 604.60 Electrical Parts&Supplies 75078 Pacific Mechanical Supply 231.25 Mechanical Parts&Supplies 75079 Pageantry World,Inc. 199.08 American Flags 75080 Parker Supply Company 3,802.18 Mechanical Parts&Supplies 75081 Patriot Video Productions 109.74 Video&Editing Services 75082 Prudential Overall Supply 3,365.72 Uniforms&Related Articles 75083 Pumping Solutions,Inc. 4,459.56 Pumps 75084 Paragon Plastics Company 2.388.60 Plexiglas 75085 Patricia Jorgenson 600.00 On-Site Lab Group Training-Lifting Technique 75086 Rainbow Disposal Co. 2,973.12 Trash Removal 75087 Restek Corp 825.10 Lab Parts&Supplies 75088 Ricoh Business System 1,623.90 Color Copier Lease&Supplies 75089 RBF Engineers 738.50 Engineering Services 2-24-1 75090 Reliability Magazine 99.00 Subscription 75091 RS Hughes Co,Inc. 48.12 Paint Supplies 75092 RSA Sutter Soil Products 1,575.84 Soil Materials 75093 Rudolph Stolz 1,500.00 Training Registration 75094 Safely-Kleen 573.54 Parts Washer Lease&Service 75095 Sancon Engineering,Inc. 725.00 Repairs&Maintenance Services-Pump Out Air Jumpers 75096 Schwing America,Inc. 5,496.77 Pump Parts&Supplies 75097 Scott Specialty Gases,Inc. 3,001.62 Specially Gases/Demurrage 75098 Sea-Bird Electronics,Inc. 418.87 Lab Maintenance&Service 75099 Sewer Equipment Company of America 571.08 Hose Guides&Leaders 75100 Shamrock Supply Co.,Inc. 362.94 Paint&Maintenance Supplies,Vacuum,&Tools 75101 Shureluck Sales&Engineering 134.51 Mechanical Parts&Supplies 75102 Supelco,Inc. 1,130.42 Lab Parts&Supplies 75103 Smith Pipe&Supply 56.56 Landscape Irrigation Supplies 75104 So.Cal.Gas Company 573.03 Natural Gas 75105 SoftChoice Corp. 425.19 Software Maintenance 75106 Southern California Edison 2,137.66 Power 75107 Southern Counties Lubricants 4,977.01 Gear&Hydraulic Oils 75108 Southern Counties Oil Co. 14,108.60 Diesel Fuel 75109 Sparkletts 1,974.33 Drinking Water/Cooler Rentals 75110 Sparling Instruments,Inc. 783.17 Electrical Parts&Supplies H:VdeptlfinlEXCEL.dta1220VAPSHAREtClaims Paid Report105-0%Claims Paid Report-09-30.05 EXHIBIT B fln121011c Page 4 of 9 10/1712005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75111 St Croix Sensory,Inc. 630.00 Outside Lab Services 75112 Stanley Steamer International, Inc. 1,408.90 Carpet Cleaning Services 75113 Sunset Ford 361.54 Vehicle Parts&Service 75114 Sunset Industrial Parts 1,046.75 Mechanical Parts&Supplies 75115 Technical Service Group, Inc. 1,381.60 SCADA System VAX Service Agreement 75116 SCAP 100.00 Prog.Mgmt.Office&Employee Dev.&Tmg.Divisions Meeting/Training Registration 75117 SPAN International Training 650.00 Training Software-CD Rom&CHST Workbook 75118 SPEC Services,Inc. 18,999.21 Engineering Services J-33-1 75119 Terminix International 2,765.00 Pest Control 75120 Texas Analytical Controls, Inc. 2,561.20 Instrument Parts&Supplies 75121 The Walking Man,Inc. 525.00 Public Notice Printing&Mailing Services Various Projects 75122 Thomson-Barclay's 277.64 Books&Publications 75123 Times Community News 39.00 Notices&Ads 75124 Voided Check - - 75125 Southern California Trane Service 3,721.07 Compressor&Pump 75126 Trinity Consultants,Inc. 784.81 Software Maintenance 75127 Truck&Auto Supply,Inc. 1,313.63 Automotive Supplies 75128 TMOBILE 88.72 Wireless Services 75129 TMV Systems Engineering,Inc. 6,281.25 Software Services 75130 US Filter Corp. 967.08 Service Agreement-DI Water Systems at Plants 1 &2 75131 Underground Service Alert of So.Calif. 2,182.40 Membership-Underground Utility Identification/Notification Service 75132 Union Bank of California 2,203.00 Annual Administrative Fees for Series 2003 Certificates of Participation 75133 The Unisource Corporation 8,258.23 Office Supplies 75134 United Pacific Services,Inc. 16,467.51 Landscape Maintenance at Plants 1 &2 and Pump Stations 75135 United Parcel Service 1,576.95 Parcel Services 75136 UC Regents 5,000.00 Professional Services-Environmental Strategic Process Study Research Project 75137 Valverde Construction,Inc. 11,836.00 Repairs 7-4-2A 75138 Varian,Inc. 59.78 Lab Parts&Supplies 75139 Verizon California 29.71 Telephone Services 75140 Victor Buick-GMC Truck 18,898.92 (1)2005/06 GMC Chevrolet Canyon Extended Cab Pick-Up Truck 75141 Vortex Industries, Inc. 747.13 Gate Repairs 75142 VWR Scientific Products Corporation 5,783.64 Lab Parts&Supplies 75143 The Wackenhut Corporation 4,236.14 Security Guards 75144 Wally Machinery and Tool Supply,Inc. 125.53 Mechanical Parts&Supplies 75145 Waxie Sanitary Supply 678.83 Janitorial Supplies 75146 Weather&Wind Instrument Co. 514.12 Wind Sock 75147 Western States Controls 1,081.47 Electrical Parts&Supplies 75148 WEFTEC 725.00 Training Registration 75149 Voided Check - - 75150 York International 374.86 Electrical Parts&Supplies 75151 California Bank&Trust 1,415.00 Construction J-33-1,Retention 75152 Orange Community Bank 3,293.00 Construction 132-82,Retention 75153 Torrey Pines Bank 10,143.90 Construction 131-76,Retention 75154 Voided Check - 75155 Voided Check 75156 Voided Check 75157 Voided Check 75158 Voided Check 75159 Voided Check H:Vdeptlfin\EXCEL.dta12201APSHARE1Claims Paid Reporl105-061Claims Paid Report-09-30-05 EXHIBIT B rn/210nc Page 5 of 9 10117/2005 Claims Paid From 09116/05 to 09/30/05 Warrant No. Vendor Amount Description 75160 Voided Check 75161 Voided Check - 75162 Voided Check - - 75163 Voided Check - 75164 Voided Check - - 75165 Court Order 597.50 Wage Garnishment 75166 Layne T.Baroldi 232.90 MeetingfTraining Expense Reimbursement 75167 Chris A.Cervellone 450.00 Meeting/Training Expense Reimbursement 75168 Martin A.Dix 405.00 MeetingfTraining Expense Reimbursement 75169 Dean M.Fisher 555.00 Meeting/Training Expense Reimbursement 75170 Mark H.Kawamolo 150.00 Meeting/Training Expense Reimbursement 75171 John Mirkovich 54.50 Meeting/Training Expense Reimbursement 75172 Edmund L.Pendleton 99.00 Meeting/Training Expense Reimbursement 75173 Mandrick S.Taylor 150.00 Meeting/Training Expense Reimbursement 75174 Robyn A.Wilcox 150.00 Meeting/Training Expense Reimbursement 75175 Ruiz,Stephanie&Dell 1,876.41 Employee Computer Loan Program 75176 James W.Silva 764.41 Meeting/Training Expense Reimbursement 75177 Basic Chemical Solutions 39,722.70 Sodium Bisulfite&Sodium Hydroxide 75178 Brown&Caldwell 156,664.48 Professional Services P2-91 75179 City of Fullerton 44,098.00 Water Use 75180 Eco Oxygen Technologies,L.L.C. 94,500.00 Professional Services-Superoxygenation in Collection System Design&Testing 75181 J R Filanc Construction 183,802.08 Repairs&Maintenance Service-Media Repacking of(18)Scrubbers at Pits.1 &2 75182 Orange County Water District 185.535.50 GAP Water Use 75183 Southern California Edison 595.405.23 Power 75184 Ace Ergonomics 1,500.00 Professional Services-Ergonomic Workstation Evaluations 75185 Air Products&Chemicals 24,500.00 O&M Agreement Oxy.Gen.Sys.MO 8-8-89 75186 Allied Packing&Rubber,Inc. 177.31 Mechanical Parts&Supplies 75187 Augusta Engineering 2,187.18 Training Registration 75188 Autodesk University/Enterprise Events 1,395.00 Training Registration 75189 AQHI,Inc. 1,200.00 Repairs&Maintenance Service-Flooring Removal 75190 American Telephone&Telegraph Corp. 25.74 Telephone Service 75191 City of Fountain Valley 805.00 Fire Department Permit Fee 75192 Court Order 150.00 Wage Garnishment 75193 Compressor Components of California 1.413.15 Repairs&Maintenance Services-LSVB 75194 Consumers Pipe&Supply Co. 987.64 Plumbing Parts&Supplies 75195 County of Orange 150.00 Wage Garnishment 75196 County of Orange-Auditor Controller 1,914.00 Encroachment Permit-7-36 75197 County of Orange-Auditor Controller 1,042.00 Encroachment Permit-7-36 75198 County of Orange-Auditor Controller 1,953.00 Encroachment Permit-7-36 75199 County of Orange-Auditor Controller 2,491.00 Encroachment Permit-741 75200 County of Orange-Auditor Controller 556.00 Encroachment Permit-7-36 75201 County of Orange-Auditor Controller 70.00 Encroachment Permit-2414 75202 County of Orange-Auditor Controller 17.50 Encroachment Permit-7-41 75203 County of Orange-Auditor Controller 5,280.50 Encroachment Permit-741 75204 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modifications Fee-FE05-33 75205 CASA 75.00 Meeting Registration 75206 Center for Environmental Compliance 824.00 Training Registration 75207 CH2MHill 7,735.54 Professional Services J40-7 75208 CMAA 425.00 Training Registration(Construction Management Association of America) H:ldeptUnIEXCEL.dla1220WPSHARE1Claims Paid Report505.061Claims Paid Report-09.30.05 EXHIBIT B fin121011c Page 6 of 9 10/17/2005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75209 CMAA 1,395.00 Training Registration&Membership 75210 Department of Child Support Services 188.50 Wage Garnishment 75211 Doug Horwood Supply 79.50 Repairs&Maintenance Services-Purchasing Lobby Time&Date Clock 75212 Employee Benefits Specialists,Inc. 9,550.82 Reimbursed Prepaid Employee Medical&Dependent Care 75213 Employers Group 920.00 Training Registration 75214 Employment Development Dept. 44.00 State Unemployment Tax 75215 Environmental Management Consulting 3,780.00 Professional Services-Chlorination Study Phase 2 75216 Court Order 445.00 Wage Garnishment 75217 Excal Visual Communications 406.75 Training Supplies 75218 ENS Resources,Inc. 10.000.00 Professional Services-Legislative Advocate 75219 Stearns Bank N.A. 3,958.49 Hydrochloric Acid 75220 ESRI,Inc. 1,350.00 Training Registration 75221 FedEx Corporation 381.42 Freight Services 75222 Franchise Tax Board 50.00 Wage Garnishment 75223 Franklin Covey 72.17 Office Supplies 75224 Great Western Sanitary Supplies 258.88 Janitorial Supplies 75225 GTSI Corporation 4,767.94 Computer Hardware/Software-Panasonic CF18 Tablet 75226 Hach c/o Penton Industries 257.67 Lab Parts&Supplies 75227 Hagemeyer North America 137.77 Prescription Safety Glasses 75228 High Impact Priority Training 960.00 On-Site Training-Boom Lift&Scissor Lift 75229 Hope Health/IHAC 529.79 Wellness Newsletter 75230 Industrial Distribution Group 150.85 Rope 75231 Internal Revenue Service 125.00 Wage Garnishment 75232 Intl.Union of Oper.Eng.AFL-CIO Local 501 4,585.75 Dues Deduction 75233 Irvine Ranch Water District 43.37 Water Use 75234 J&B Auto Parts 408.31 Auto Parts&Supplies 75235 Kleinfelder,Inc. 140.00 Professional Services 5-52 75236 League of California Cities 50.00 General Management Division Meeting Registration 75237 Lindberg,Mead,Drill&Pezzillo,L.L.P. 4.270.00 Professional Services-Construction Management Training Program 75238 Luedtke Crane Systems,L.L.C. 550.88 Repairs&Maintenance Services-V-505 75239 LINJER 4,956.26 Professional Service-DART MO 9-22-99 75240 Matheson Tri Gas,Inc. 1,620.70 Specialty Gases 75241 Mayer,Brown,Rowe&Maw,L.L.P. 5,000.00 Professional Services-Strategic Planning&Advocacy 75242 Midway Mfg&Machining Co. 1.450.00 Mechanical Parts&Supplies-Impeller Shaft Assembly 75243 Court Order 225.00 Wage Garnishment 75244 Motion Industries,Inc.CA 55 180.76 Motor 75245 Municipal Water Dist.of Orange County 5,000.00 Membership 75246 National Bond&Trust 2,927.03 U.S.Savings Bonds Payroll Deductions 75247 Neal Supply Co. 8.42 Plumbing Supplies 75248 Neutron Products,Inc. 3,562.39 Anionic Polymer 75249 OneSource Distributors,Inc. 158.16 Electrical Parts&Supplies 75250 Orange County Sheriff 85.00 Wage Garnishment 75251 OCEA 650.54 Dues Deduction 75252 P.L.Hawn Company,Inc. 245.50 Electrical Parts&Supplies 75253 Peace Officers Council of CA 1,620.00 Dues Deduction,Supervisors&Professionals 75254 Pacific Supply 42.43 Transmission Filter 75255 Quest Software 2,061.68 Software Maintenance Agreement 75256 Rockwell Engineering&Equipment Co. 1,874.92 Motor and Parts 75257 Royale Cleaners 6.00 Dry Cleaning Services H:ldeptlrin4EXCEL.dta1220%APSHARE1Claims Paid Report105-06\Claims Paid Report-09.30-05 EXHIBIT B nni2lOac Page 7 of 9 10/17/2005 Claims Paid From 09116/05 to 09/30105 Warrant No. Vendor Amount Description 75258 RPM Electric Motors 3,542.57 Motor Repairs 75259 Safetycare,Inc. 269.37 Safety Videos 75260 Schneider Automation,Inc. 3,404.90 Software Maint.Agreement 75261 Court Order 721.50 Wage Garnishment 75262 Southern California Edison 32.48 Power 75263 Southern Counties Oil.Co. 17,617.56 Diesel Fuel 75264 Summit Steel 675.68 Metal 75265 SBC 961.31 Telephone Services 75266 SBC Long Distance 1,676.42 Long Distance Telephone Services 75267 SBC/MCI 14.54 Telephone Services 75268 SCAP 140.00 Training Registration 75269 SETAC 630.00 Training Registration 75270 Stratus Environmental,Inc. 535.00 Repairs&Maintenance-Install Well Covers&Gaskets 75271 Systems Solution Company 374.97 Security System Access System Card Reader 75272 The Centre for Organization Effectiveness 5,816.50 Prof.Serv.-Culler Assessment of Organization Improvement Program 75273 Tony's Lock&Safe Service&Sales 1,871.15 Locks&Keys 75274 United Parcel Service 50.01 Parcel Services 75275 United Way 195.00 Employee Contributions 75276 Verizon California 80.20 Telephone Services 75277 VWR Scientific Products Corporation 247.92 Lab Parts&Supplies 75278 WEF 139.00 Membership-Water Environment Federation 75279 Court Order 597.50 Wage Garnishment 75280 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-34 75281 Teotimo C.Albia 54.50 Meeting/Training Expense Reimbursement 75282 Jeffrey L.Armstrong 490.00 Meeting/Training Expense Reimbursement 75283 Thomas M.Blanda 201.87 Meeting/Training Expense Reimbursement 75284 Kelly J.Christensen 125.40 Meeting/Training Expense Reimbursement 75285 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-32 75286 Jerry F.Evangelista 983.33 Meeting/Training Expense Reimbursement 75287 Kymberly R.Forman 140.06 Meeting/Training Expense Reimbursement 75288 Robert P.Ghirelli 777.85 Meeting/Training Expense Reimbursement 75289 Tod E.Haynes 450.00 Meeting/Training Expense Reimbursement 75290 Dale O.Henderson 179.62 Meeting/Training Expense Reimbursement 75291 Mike J.Herrera 142.61 Meeting/Training Expense Reimbursement 75292 Mark H.Kawamoto 157.65 Meeting/Training Expense Reimbursement 75293 Jeffrey L.Key 104.00 Meeting/Training Expense Reimbursement 75294 Paul Krzysiak 359.83 Meeting/Training Expense Reimbursement 75295 Court Order 1,469.72 Wage Garnishment Refund 75296 Samuel L.Mowbray 1,043.29 Meeting/Training Expense Reimbursement 75297 Mark Mutz 183.53 Meeting/Training Expense Reimbursement 75298 James D.Niswonger 179.62 Meeting/Training Expense Reimbursement 75299 Fred J.O'Brien 102.23 Meeting/Training Expense Reimbursement 75300 Jamiann Questa 325.01 Meeting/Training Expense Reimbursement 75301 Rory Rea 54.50 Meeting/Training Expense Reimbursement 75302 Roy J.Reynolds 110.66 Meeting/Training Expense Reimbursement 75303 Jeremy J.Saum 1,836.45 Meeting/Training Expense Reimbursement 75304 Jane H.Tran 432.78 Meeting/Training Expense Reimbursement 75305 Charles F.Winsor 202.52 Meeting/Training Expense Reimbursement 75306 Paula A.Zeller 447.70 Meeling/Training Expense Reimbursement H:%dept16n1EXCEL.dta\2201APSHARE\Claims Paid Report105-061Claims Paid Report-09-30-05 EXHIBIT B 6ni210ec Page 8 of 9 10/17/2005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75307 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-29 75308 The Burlington Northern&Santa Fe 1,000.00 Temporary Occupancy Permit Fee-Truck Hauling Route to Santa Ana Riverbed 75309 Wild Rivers Waterpark 1,909.00 Reimbursed Employee Activity Expense 75310 Tony's Lock&Safe Service&Sales 202.03 Locks&Keys 75311 Heritage Escrow Company 75,000.00 North County Yard Purchase 1 st Installment Total Accounts Payable-Warrants $ 15,724,690.37 Payroll Disbursements 38855- 38857 Employee Paychecks $ 974.52 Interim Payroll Adjustments 09/20/05 38858 38943 Employee Paychecks 152,855.52 Biweekly Payroll 09/28105 38944 - 38950 Employee Paychecks 17,642.23 Termination,Void/Reissue,Retros&Idea Payroll Checks 09127/05 116727- 117277 Direct Deposit Statements 1,114,478.03 Direct Deposit Statements 09/28/05 Total Payroll Disbursements $ 1,285,950.30 Wire Transfer Payments OCSD Payroll Taxes&Contributions $ 651,606.51 Biweekly Payroll 09/28/05 US Bank 456,864.48 Series 2000 A&B Refunding COP's September Interest Payment Total Wire Transfer Payments $ 1,108,470.99 Total Claims Paid 09116/05-09/30/05 $ 18,119,111.66 H:%depl4fnT=XCEL.diak2201APSHARE1Claims Paid Repor[M-061Claims Paid Report-09-30-05 EXHIBIT B rn/210ac Page 9 of 9 10f17r2005 BOARD OF DIRECTORS Meeting Date To Bd.of Dir. 10/26/05 AGENDA REPORT Item Number Item Number 8 Orange County Sanitation District FROM: Lorenzo Tyner, Director of Finance/Treasurer Originator: Lenora Crane, Executive Assistant SUBJECT: PAYMENT OF CLAIMS OF THE ORANGE COUNTY SANITATION DISTRICT GENERAL MANAGER'S RECOMMENDATION Ratify Payment of Claims of the District by Roll Call Vote. CONFLICT OF INTEREST NOTIFICATION Pursuant to Government Code Section 84308, ;you are required to disclose any campaign contribution greater than $250 received in the past twelve months from any party to a contract involving the Orange County Sanitation District. Further, you may not participate in the decision making process to award a contract to such party. For reference, you are directed to the Register of Warrants as to all current contractors/vendors with the District. In general, you must disclose the basis of the conflict by identifying the name of the firm or individual who was the contributor. For the specifics of Government Code Section 84308, please see your Director's Handbook or call the office of General Counsel. SUMMARY See attached listing. PRIOR COMMITTEE/BOARD ACTIONS N/A ATTACHMENTS 1 . Copies of Claims Paid reports from 09/01/05 to 09/15/05 and 09/16/05 to 09/30/05 H:\dept\agenda\Board Agenda Reports\2005 Board Agenda&Agenda Repo rts\1005\Item 8.ClaimsPaid.doc Revised: 06/04/03 Claims Paid From 09/01/05 to 09/15/05 Warrant No. Vendor Amount Description Accounts Payable-Warrants 74594 Black&Veatch Corporation $ 371,209.53 Engineering Services P1-76&P1-102 74595 Brown&Caldwell 305,688.15 Professional Services P2-90&CMOM/WDR 74596 California Soil Products 33,072.40 Residuals Removal MO 3-29-95 74597 Ceilcote Air Pollution Control 40,845.60 Impeller Replacement Fan,Necessary Support&Accessories at"T"Scrubber 74598 Dudek&Associates, Inc. 87,536.84 Professional Services P2-68 74599 Hill Brothers 42,493.86 Chemicals-Odor&Corrosion Control-Newport Trunkline 74600 HDR Engineering,Inc. 110,670.09 Professional Services P1-101 74601 Kemiron Companies,Inc. 186,570.51 Ferric Chloride MO 9-27-95 74602 Malcolm Pimie,Inc. 316,178.57 Professional Services P2-80,J-79&11-26 74603 MWH Americas,Inc. 44,151.46 Professional Services J-101 74604 Occidental Energy Marketing,Inc. 170,652.60 Natural Gas for CenGen/CoGen 74605 Parsons Water&Infrastructure, Inc. 27,200.40 Professional Services J-35-1 74606 Pioneer Americas, Inc. 361,827.81 Sodium Hypochlorite 74607 Polydyne,Inc. 49,859.68 Cationic Polymer MO 3-11-92 74608 RBF Engineers 35,073.42 Engineering Services 2-24-1 74609 Tule Ranch/Magan Farms 281,963.63 Residuals Removal MO 3-29-95 74610 U.S.Metro Group, Inc. 29,232.50 Janitorial&Floor Maintenance at Plants 1 &2 74611 U.S.Peroxide,L.L.C. 292,748.73 Odor&Corrosion Control Treatment for Coll.Sys.;Hydrogen Peroxide&Ferrous Chloride 74612 American Telephone&Telegraph Corp. 267.10 Long Distance Telephone Service 74613 Agilent Technologies,Inc. 207.02 Lab Parts&Supplies 74614 Air Products&Chemicals,Inc. 24,500.00 O&M Agreement Oxy Gen Sys MO 8-8-89 74615 Airgas Safety,Inc. 2,101.36 Safety Supplies 74616 Analytical Products Group,Inc. 1,018.00 Lab Parts&Supplies 74617 Ashbrook Corporation 3,897.71 Winkelpress Parts 74618 Awards&Trophies Company 63.63 Awards&Trophies 74619 ACCU-Sludge 447.64 Lab Parts&Supplies 74620 ADTECH 660.00 Electrical Parts&Supplies 74621 Baker Tanks 1,820.00 Tank&Tote Rentals 74622 Basic Chemical Solutions,L.L.C. 15,411.64 Sodium Bisulfite&Sodium Hydroxide 74623 Basler Electric Company,Department 590 2,697.62 Electrical Parts&Supplies 74624 Battery Specialties 575.13 Batteries 74625 California Municipal Statistics, Inc. 475.00 Annual Financial Statement Statistical Section FY Ending 6/30/05 74626 California Relocation Services,Inc. 150.00 Office Files Moving/Relocation Services 74627 Cambridge Isotope Labs 2,616.78 Lab Parts&Supplies 74628 Cardlock Fuel Systems,Inc. 16,362.22 Fueling District Vehicles at Local Gas Stations 74629 Carollo Engineers 4,231.73 Professional Services P2-60 74630 Cole-Parmer Instrument Company 157.20 Lab Parts&Supplies 74631 Compressor Components of California 985.91 Repairs&Maintenance-Driveline Assembly at Bitter Point Pump Sta. 74632 Computational Systems,Inc. 1,599.83 Computer Hardware/Software 74633 Consiliant Technologies,L.L.C. 5,795.00 Software Support&Maintenance-Overload Storage Neo 8000 74634 Consolidated Elect.Distributors,Inc. 1,104.70 Electrical Parts&Supplies 74635 Conveyor Components Co. 636.85 Electrical Parts&Supplies 74636 Cooper Cameron Corporation 135.37 Engine Supplies 74637 Corporate Express 12,024.95 Office Supplies H:ldepllfinlEXCEL.dla12201APSHARE1Claims Paid Report105-061Claims Paid Report-09.15.05 EXHIBIT A fin/210nc Page 1 of 8 10/11/2005 Claims Paid From 09101105 to 09/15/05 Warrant No. Vendor Amount Description 74638 County of Orange-Auditor Controller 970.00 Underground Storage Tank,Hazardous Material,&State Fees 74639 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modifications Application Fee 74640 County Wholesale Electric Co. 2,312.91 Electrical Parts&Supplies 74641 CASQA-California Stormwater Quality 425.00 Environmental Compliance Services Division Meeting Registration 74642 Dapper Tire Co. 605.07 Truck Tires 74643 David's Tree Service 2,530.00 Tree Maint.Service 74644 Del Mar Analytical 5,971.00 Analysis of Biosolids and Wastewater 74645 Dell Computer 8,456.91 (12)Canon Digital Cameras,(3)Projectors,(3)Projector Mounts,&Service Plan 74646 Doug Horwood Supply 138.16 Repairs&Maintenance Services-Purchasing Lobby Bid Date Stamp Clock 74647 Dunn-Edwards Corporation 20.48 Paint Supplies 74648 E.Sam Jones Distributors, Inc. 192.55 Electrical Parts&Supplies 74649 Elect Air 718.20 Mechanical Parts&Supplies 74650 Embarcadero Technologies, Inc. 6,154.25 Software Maintenance Agreement-DBArtisan Pro MS SQL 74651 Entech Instruments,Inc. 448.37 Lab Parts&Supplies 74652 Environmental Law Institute 109.90 Books&Publications 74653 Environmental Resource Association 1,416.58 Lab Parts&Supplies 74654 Ewing Irrigation Industrial 1,144.37 Landscape Irrigation Parts&Supplies 74655 Emedco 591.98 Jumbo Stencil Letter Sets 74656 ENS Resources,Inc. 10,000.00 Professional Services-Federal Grant Funding 74657 FedEx Corporation 265.83 Freight Services 74656 Fine Science Tools,Inc. 152.81 Lab Parts&Supplies 74659 Fisher Scientific Company,L.L.C. 15,629.64 Lab Parts&Supplies 74660 Fluid Components Intl.c/o Ponton 566.73 Electrical Parts&Supplies 74661 Forkert Engineering&Surveying,Inc. 2,593.05 Engineering Services P1-76&132-66 74662 Fountain Valley Paints,Inc. 368.95 Paint Supplies 74663 Frost Engineering Services Co. 1,001.43 Mechanical Parts&Supplies 74664 G.E.Supply 6,317.58 Electrical Parts&Supplies 74665 Ganahl Lumber Company 2,433.08 Lumber/Hardware 74666 George T.Hall 150.85 Electrical Parts&Supplies 74667 Goldenwest Window Service 580.00 Groundskeeping Services 74668 Goodway Technologies Corp. 405.00 Tools 74669 Grainger, Inc. 3,254.91 Electrical Parts&Supplies 74670 Graybar Electric Company 49.69 Electrical Parts&Supplies 74671 GBC(General Binding Corp) 48.36 Office Supplies 74672 Graphic Products, Inc. 511.01 Repairs&Maintenance Services-Labeling Machine 74673 Haaker Equipment Company 683.42 Misc.Vehicle,Parts,Repairs&Service 74674 Hach c/o Ponton Industries 238.50 Lab Parts&Supplies 74675 Harrington Industrial Plastics, Inc. 6,502.91 Plumbing Supplies 74676 Home Depot Credit Services 363.43 Misc.Repair&Maintenance Material 74677 Horizon Technology 3,790.19 Lab Parts&Supplies 74678 Hub Auto Supply 1,615.60 Vehicle Parts&Supplies 74679 City of Huntington Beach 14,499.38 Water Use 74680 Idexx 668.05 Lab Parts&Supplies 74681 Industrial Distribution Group 2,064.18 Mechanical Parts&Supplies 74682 Industrial Hearing&Pulmonary Mgmt. 15,951.00 Employee Medical Surveillance Services H:\depl\fin\EXCEL.dta\220\APSHARE\Claims Paid Report\05.06\Claims Paid Report-09.15.05 EXHIBIT A finr210nc Page 2 of 8 10/11/2005 � q w Claims Paid From 09/01/05 to 09115105 Warrant No. Vendor Amount Description 74683 Industrial Threaded Products, Inc. 349.75 Mechanical Parts&Supplies 74684 Integrated Acoustics 4,250.00 Repairs&Maintenance Services-Removal&Replacement of Tiles in Admin. Bldg. 74685 ITT Standard c/o Heat Technology 11,301.50 Heat Exchange Plate&Frame 74686 J.L.Wingert Co. 29.62 Repairs&Maintenance Services-Pump 74687 Jamison Engineering Contractors,Inc. 8,939.00 Repairs&Maintenance Services-Gasket Installation at P2 Reactor 74688 Johnstone Supply 229.04 Electrical Parts&Supplies 74689 JWC Environmental 5,549.13 Repairs&Maintenance Services-Muffin Monster 74690 Kerr Engineering&Sales,Inc. 383.10 Mechanical Parts&Supplies 74691 Labware, Inc. 5,300.00 On-Site Lab Consulting Services-Implementation of NWA OCX 74692 Lee&Ro,Inc. 24,199.35 Professional Services 5-51 &5-52 74693 Lucci's Gourmet Foods,Inc. 55.93 Meeting Expense 74694 Invensys Systems,Inc. 1,535.55 Electrical Parts&Supplies 74695 Matt Chlor, Inc. 2,821.08 Valves 74696 Mayer,Brown, Rowe&Maw,L.L.P. 5,000.00 Professional Services-Strategic Planning&Advocacy 74697 McMahan Business Interiors 1,637.27 Construction FE05-21 74696 McMaster-Carr Supply Co. 2,213.33 Tools, Instruments, Mechanical&Maintenance Parts&Supplies 74699 Medlin Controls Co. 974.22 Instrument Supplies 74700 Mission Abrasive&Janitorial Supplies 574.49 Janitorial Supplies 74701 Mitchell Instrument Co. 885.00 Tools&Safety Equipment 74702 Motion Industries, Inc.CA 55 106.13 Mechanical Parts&Supplies 74703 National Institute of Stds&Technology 2,111.00 Lab Parts&Supplies 74704 National Plant Services, Inc. 16,813.13 Vacuum Truck Services&Video Inspection of Sewer Line Segments 74705 Nickey Petroleum Co.,Inc. 249.93 Grease 74706 Neutron Products,Inc. 3,590.23 Anionic Polymer 74707 NRG Thermal Services,L.L.C- 632.30 Mechanical Parts&Supplies 74708 Office Depot Business Services Div. 973.54 Office Supplies 74709 Ohmart/VEGA Corp. 839.68 Repairs&Maintenance Services-Smart Pro Density Meter 74710 OneSource Distributors,Inc. 947.73 Electrical Parts&Supplies 74711 Orange Fluid System Technologies,Inc. 254.44 Plumbing Parts&Supplies 74712 Oxygen Service Company 133.79 Specialty Gases 74713 OCB Reprographics 177.54 Printing Service-MO 1/26/00 74714 01 Analytical 1,118.46 Lab Parts&Supplies 74715 P.L.Hawn Company, Inc. 1,161.28 Electrical Parts&Supplies 74716 Pacific Mechanical Supply 347.22 Plumbing Supplies 74717 Parker Supply Company 2,524.70 Mechanical Parts&Supplies 74718 Parkhouse Tire Co.,Inc. 359.61 Tires 74719 Port Supply 14.00 Deck Tools 74720 PrinterGuy 3,460.00 Printer Maintenance 74721 Propipe 348.22 Video Inspection of Sewer Line Segments for Damage,Infiltration&Illegal Conn. 74722 PBM IT Solutions 112.00 Cisco SmartNet Maintenance Agreement 74723 PCG Industries 475.00 Repairs&Maintenance Services-Pump Shaft 74724 PCS Express,Inc. 122.00 Courier Service 74725 PS Tek,L.L.C. 3,933.40 Filters 74726 Rees Scientific 9,607.01 Lab Software/Hardware Upgrade-Centron System 74727 Restek Corp. 248.05 Lab Parts&Supplies H:ldeptlriMEXCEL.dta\220\APSHARE1Claims Paid Reportt05-061CIaims Paid Report-09-15-05 EXHIBIT A finnlonc Page 3 of 8 10/11/2005 Claims Paid From 09101/05 to 09115/05 Warrant No. Vendor Amount Description 74728 Schwing America,Inc. 2,499.73 Pump Parts&Supplies 74729 Science Applications Intl.,Corp. 13,621.22 Ocean Monitoring MO 6-8-94 74730 Scott Specialty Gases, Inc. 2,211.94 Specialty Gases 74731 Shureluck Sales&Engineering 979.97 Mechanical Parts&Supplies 74732 Sigma-Aldrich,Inc. 276.29 Lab Parts&Supplies 74733 Smith Pipe&Supply, Inc. 30.12 Mechanical Parts&Supplies 74734 Snap-On Tools,Inc. 48.56 Tools 74735 SoftChoice 754.25 Software 74736 South Coast Air Quality Management Dist. 13,221.31 Annual Emissions,Operation,&Miscellaneous Fees 74737 South Coast Air Quality Management Dist. 2,991.92 Annual Emissions,Operation,&Miscellaneous Fees 74738 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74739 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74740 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74741 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74742 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74743 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74744 South Coast Air Quality Management Dist. 18,488.14 Annual Emissions,Operation,&Miscellaneous Fees 74745 South Coast Air Quality Management Dist. 220.29 Annual Emissions,Operation,&Miscellaneous Fees 74746 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74747 South Coast Air Quality Management Dist. 81.89 Annual Emissions,Operation,&Miscellaneous Fees 74748 Southern California Edison Co. 20,173.68 Installation of Transformer/Service 74749 Southern California Edison 8,258.88 Power 74750 Southern California Water 119.22 Water Use 74751 Stanley Steamer International, Inc. 1,143.75 Carpet Cleaning Services 74752 Sunset Ford 731.66 Vehicle Parts&Supplies 74753 Sunset Industrial Parts 73.40 Mechanical Parts&Supplies 74754 Sy Nielson Service, Inc. 170.00 Balance Calibrations 74755 SBC/MCI 208.87 Telephone Services 74756 SKYE,L.L.C. 1,446.50 Professional Services FE04-40 74757 Terminix International 215.00 Pest Control 74758 The Walking Man,Inc. 1,975.00 Mailing Services-Various Construction Projects 74759 Thermo Electron Corp. 463.66 Lab Parts&Supplies 74760 Thompson Industrial Supply,Inc. 1,185.65 Mechanical Parts&Supplies 74761 Time Warner Communications 51.07 Cable Services 74762 Times Community News 126.50 Notices&Ads 74763 Todd Painting, Inc. 5.373.00 Painting Services 74764 Tony's Lock&Safe Service&Sales 30.17 Locks&Keys 74765 Truck&Auto Supply,Inc. 1,724.69 Automotive Supplies 74766 Tuff Skin 300.00 Truck Maintenance-Line-X Application on V-459 74767 TMV Systems Engineering, Inc. 4,406.25 Software Maintenance 74768 US Filter Corp. 325.00 Service Agreement-DI Water Systems at Plants 1 &2 74769 U-Line 460.95 Office/Shipping Supplies 74770 United Pacific Services,Inc. 1,125.00 Landscape Maintenance at Plt.2 74771 Vapex, Inc. 1,113.00 Pump Parts&Supplies 74772 Varian, Inc. 1,000.00 Lab Instrument Repair Service H:\dept\fin\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09-15-05 EXHIBIT A fin121011c Page 4 of 8 10/11/2005 � P Claims Paid From 09/01105 to 09/15/05 Warrant No. Vendor Amount Description 74773 Verizon California 711.16 Telephone Services 74774 Villa Ford 20,903.49 (1)2005-06 Ford XL F-250 Truck 74775 VWR Scientific Products Corporation 3,655.01 Lab Parts&Supplies 74776 Waste Markets Corp. 16,482.44 Maint.Agreement-Grit&Screenings Removal&Digester Bed Mat'I.Removal 74777 Water 3 Engineering, Inc. 2,845.37 Engineering Services J-67 74778 Waters Corporation 2,114.36 Lab Parts&Supplies 74779 Waxie Sanitary Supply 1,139.10 Janitorial Supplies 74780 Wilson Supply, Inc. 186.30 Plumbing Parts&Supplies 74781 WEFTEC 725.00 Environmental Assessment Division Meeting Registration(Water Envirn.Fed.) 74782 Yale/Chase Materials Handling,Inc. 3,438.79 Mechanical Parts for Electric Carts 74783 Blake Anderson 156.85 Meetingfrraining Expense Reimbursement 74784 Jeffrey L.Armstrong 422.81 Meeting/Training Expense Reimbursement 74785 Carol T.Beekman 80.03 Meetingfrraining Expense Reimbursement 74786 Thomas M. Blanda 171.78 Meeting/Training Expense Reimbursement 74787 James E.Colston 295.67 Meetingfrraining Expense Reimbursement 74788 Steven R.DeWilde 1,050.72 Meetingfrralning Expense Reimbursement 74789 James R.Hams 618.25 Meeting/Training Expense Reimbursement 74790 Vladimir A.Kogan 488.21 Meetingfrraining Expense Reimbursement 74791 Charles G.Lee 402.21 Meeting/Training Expense Reimbursement 74792 Michael D.Moore 93.12 MeetinglTraining Expense Reimbursement 74793 Samuel L. Mowbray 529.12 Meetingfrraining Expense Reimbursement 74794 Jamiann M.Questa 133.33 Meeting/Training Expense Reimbursement 74795 George L.Robertson 678.00 Meetingfrraining Expense Reimbursement 74796 Doug Rulison 391.30 Meetingfrraining Expense Reimbursement 74797 Y.J.Shao 190.00 Meeting/Training Expense Reimbursement 74798 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Application Fee 74799 Orange County Sanitation District 1,393.27 Petty Cash Reimb. 74800 J F Shea Construction, Inc. 292,203.00 Construction J-35-1 74801 Cortez,Ronald 1,967.00 Employee Computer Loan Program 74802 Luna, Lourdes&CompUSA 2,753.99 Employee Computer Loan Program 74803 Nicolas,Dan 1,028.38 Employee Computer Loan Program 74804 Rea,Rory&Dell 3,000.00 Employee Computer Loan Program 74805 American Express 26,136.68 Purchasing Card Program,Misc.Supplies&Services 74806 OCB Reprographics 70,977.20 Printing Service-MO 1/26/00 74807 Synagro West, Inc. 80,020.94 Residuals Removal MO 3-29-95 74808 South Coast Air Quality Management Dist. 41,030.00 Annual Emissions Report Fee-Pit.2 74809 South Coast Air Quality Management Dist. 34,602.03 Annual Emissions Report Fee-Pit. 1 74810 American Concrete Institute 83.50 Books&Publications 74811 American Fiidelity Assurance Company 376.90 Employee Cancer Insurance 74812 American Payroll Institute,Inc. 165.00 Membership 74813 Aspen Publishers, Inc. 12.89 Publication 74814 ACS Hydraulics, Inc. 242.87 Motor Repairs 74815 American Telephone&Telegraph Corp. 34.77 Telephone Service 74816 AWSI 339.00 Department of Transportation Program Management&Testing 74817 Bar Tech Telecom,Inc. 322.17 Telephone Parts&Supplies H:ldeptlfn\EXCEL.dta12201APSHARE1Claims Paid Report105-MClaims Paid Report-09-15-05 EXHIBIT A fin12104c Page 5 of 8 10/11/2005 Claims Paid From 09101/05 to 09115/05 Warrant No. Vendor Amount Description 74818 Court Order 150.00 Wage Garnishment 74819 Compressor Components of California 5,323.23 Repairs&Maintenance-Rebuild(32)Pilot Fuel Valves 74820 County of Orange 150.00 Wage Garnishment 74821 County of Orange-Auditor Controller 70.00 Encroachment Permits 74822 County of Orange-Auditor Controller 35.00 Encroachment Permits 74823 County of Orange-Auditor Controller 35.00 Encroachment Permits 74824 County of Orange-Auditor Controller 2,030.00 Encroachment Permits 74825 County of Orange-Auditor Controller 1,015.00 Encroachment Permits 74826 CMTA-California Municipal Treasurers 350.00 Accounting Division Meeting Registration 74827 Coast Plumbing 750.00 Plumbing Repairs&Maintenance Service 74828 CWEA 225.00 Notices&Ads 74829 CWEA Membership 100.00 Membership(Calif.Water Environment Assoc.) 74830 Department of Child Support Services 188.50 Wage Garnishment 74831 Dunn-Edwards Paints 116.06 Paint Supplies 74832 DHL Express(USA), Inc. 17.42 Freight Services 74833 Employee Benefits Specialists,Inc. 9,550.82 Reimbursed Prepaid Employee Medical&Dependent Care 74834 Enchanter,Inc. 4,700.00 Ocean Monitoring&Outfall Inspection&Maintenance 74835 Court Order 445.00 Wage Garnishment 74836 Steams Bank,N.A. 711.25 Hydrochloric Acid 74837 FedEx Corporation 117.03 Freight Services 74838 Fisher Scientific 113.33 Lab Parts&Supplies 74839 Franchise Tax Board 50.00 Wage Garnishment 74840 Innerline Engineering 19,280.71 Video Inspection of Sewer Line Segments for Damage,Infiltration&Illegal Conn. 74841 Internal Revenue Service 300.00 Wage Garnishment 74842 Intl.Union of Oper.Eng.AFL-CIO Local 501 4,610.00 Dues Deduction 74843 Irvine Ranch Water District 7.88 Water Use 74844 IAPMO 400.00 Training Registration 74845 IECOC 30.00 Training Registration 74846 Jamison Engineering Contractors, Inc. 24,602.97 Repairs&Maintenance Services-Install&Upgrade Gas Flaps 74847 Jobs Available,Inc. 255.00 Notices&Ads 74848 Lindborg,Mead, Drill&Pezzillo,L.L.P. 2,765.00 On-Site Training-Construction Management 74849 LINJER 5,004.58 Professional Service-DART MO 9-22-99 74850 Massachusetts Mutual Life Ins. 599.76 Executive Disability Plan Premium 74851 Midway Mfg.&Machining Co. 5,645.94 Repairs&Maintenance Services-Impeller 74852 Court Order 225.00 Wage Garnishment 74853 Municipal Equipment Maintenance Assoc. 50.00 Membership 74854 National Bond&Trust 2,927.03 U.S.Savings Bonds Payroll Deductions 74855 National Water Research Institute 10,000.00 Membership Contribution-Southern California Salinity Coalition 74856 Nextel Communications 945.99 Cellular Phones&Air Time 74857 NAFA,Inc. 830.00 Membership 74858 Office Depot Business Services Div. 1,472.72 Office Supplies 74859 Orange County Sheriff 85.00 Wage Garnishment 74860 Orange Fluid System Technologies,Inc. 55.65 Plumbing Parts&Supplies 74861 Oxygen Service Company 117.02 Specialty Gases 74862 OCEA 650.54 Dues Deduction H:ldepllfin\EXCEL.dta12201APSHAREtClaims Paid Report105-061Claims Paid Report-09-15-05 EXHIBIT A fin/21011c Page 6 of 8 10111/2005 Claims Paid From 09/01/05 to 09/15105 Warrant No. Vendor Amount Description 74863 Peace Officers Council of CA 1,620.00 Dues Deduction,Supervisors&Professionals 74864 Port Supply 33.18 Safety Boots 74865 Praxair Distribution,Inc. 15.70 Demurrage 74866 Pre-Paid Legal Services,Inc. 525.25 Employee Legal Service Insurance Premium 74867 Propipe 16,445.58 Video Inspection of Sewer Line Segments for Damage,Infiltration&Illegal Conn. 74868 Prudential Overall Supply 3,404.01 Uniforms&Related Articles 74869 Public Treasury Institute 66.25 Membership 74870 PCG Industries 750.00 Repairs&Maintenance Services-Pump Shaft 74871 R.L.Abbott&Associates 3,000.00 Kern County Biosolids Consulting Services 74872 Red Wing Shoes 158.61 Safety Shoes 74873 Reliastar Bankers Security Life Ins. 8,782.86 Employee Vol.Life Ins.,Short-Term Disability&Cancer Ins.Payroll Deductions 74874 Restek Corp. 200.00 Training Registration 74875 Rockwell Automation-Entek 502.02 Tax&Freight Charges 74876 Scottel Voice&Data, Inc. 2,284.80 Telephone System Maintenance 74877 Court Order 721.50 Wage Garnishment 74878 So.Cal.Gas Company 18,481.89 Natural Gas 74879 Source Graphics 1,256.00 Maintenance Agreement-OCE Wide Format Copier/Printer 74880 Stanford Center for Professional Dev. 4,540.00 Training Registration 74881 Sunset Ford 388.95 Vehicle Parts&Supplies 74882 SBC 1,604.62 Telephone Services 74883 SBC/MCI 777.35 Telephone Services 74884 SCAP 40.00 Environmental Compliance Services Division Meeting Registration 74885 Sunrise Marine 1,455.19 Navigation System Signal Connection to Lab Work Station Port Connectors 74886 The Standard Insurance Company 2,417.83 Executive Disability Plan Premium 74887 Tri-State Seminar On-the-River 225.00 Training Registration 74888 TSCM Corporation 1,700.00 Street Sweeping Services 74889 United Parcel Service 49.03 Parcel Services 74890 United Way 195.00 Employee Contributions 74891 Verizon California 92.02 Telephone Services 74892 The Wackenhut Corporation 13,529.85 Security Guards 74893 Waste Markets 17,764.73 Maint.Agreement-Grit&Screenings Removal&Digester Bed Mat'l.Removal 74894 Wastewater Treatment Plant Specialist 2,500.00 On-Site Training-Advance Primary Treatment/Jar Testing 74895 WEF 455.00 Membership-Water Environment Federation 74896 WEF Publications 207.50 Publication 74897 Xerox Corporation 108.95 Copier Leases 74898 Court Order 597.50 Wage Garnishment 74899 South Coast Air Quality Mgmt.Dist. 190.46 Permit Fee J-71-8 74900 Wayne W.Aegerter 604.01 Meeting/Training Expense Reimbursement 74901 Andrei loan 198.78 Meeting/Training Expense Reimbursement 74902 Vincent S.Lockyer 440.52 Meeting/Training Expense Reimbursement 74903 Tomm E.McElroy 723.32 Meeting/Training Expense Reimbursement 74904 Umesh N.Murthy 150.00 Meeting/Training Expense Reimbursement 74905 Christina M.Thomas 350.96 Meeting/Training Expense Reimbursement 74906 Edward M.Torres 718.47 Meeting/Training Expense Reimbursement 74907 Watson,Simon 109.00 Meeting/Training Expense Reimbursement H:\dept\fin\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report.09-15-05 EXHIBIT A fin/210Ac Page 7 of 8 10n 112005 Claims Paid From 09101105 to 09/15/05 Warrant No. Vendor Amount Description 74908 Ernest N.Yeboah 536.14 Meeting/Training Expense Reimbursement 74909 Paula A.Zeller 1,018.94 Meeting/Training Expense Reimbursement 74910 Patrick W.McNelly 44.50 Meeting/Training Expense Reimbursement 74911 Orange County Sanitation District 19,356.35 Worker's Comp.Reimb. 74912 Coast Plumbing 2,200.00 Plumbing/Drain Cleaning 74913 Midway Mfg&Machining Co. 2,125.00 Mechanical Parts&Supplies 74914 Moreland&Associates 425.00 Auditing Services MO 3-8-95 74915 Hotjobs.Com,Ltd. 4.999.00 Notices&Ads Total Accounts Payable-Warrants $ 4,108,743.85 Payroll Disbursements 38747- 38749 Employee Paychecks $ 632.74 Interim Paychecks-Retro,IDEA&Termination/Retirement 09/01/05 38750 - 38851 Employee Paychecks 144,366.23 Biweekly Payroll 09/14/05 38852 - 38854 Employee Paychecks 4,636.40 Interim Paychecks-Termination/[DEA/Correction 09/15105 116166-116726 Direct Deposit Statements 1,056,400.27 Direct Deposit Statements 09/14/05 Total Payroll Disbursements $ 1,206,035.64 Wire Transfer Payments OCSD Payroll Taxes&Contributions $ 615,307.74 Biweekly Payroll 09/14/05 JP Morgan Chase Bank 139,527.63 Series 1993 Refunding COP's August Interest Payment Total Wire Transfer Payments $ 754,835.37 Total Claims Paid 09/01/05-09/15/05 $ 6,069,614.86 H:\dept\fn\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09.15.05 EXHIBIT A fin/210Ac Page 8 of 8 10/1112005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description Accounts Payable-Warrants 74916 ADS Environmental Services,Inc. $ 56,050.00 Professional Services J-73-2 74917 Black&Veatch Corporation 441,375.56 Engineering Services J-102,5-58&J-79-1 74918 City of Seal Beach 54,582.47 Cooperative Projects Reimbursement Program 74919 Dudek&Associates, Inc. 119,769.49 Professional Services P2-68 74920 Fluor Enterprises,Inc. 108,644.30 Engineering Services J-84&SP-81 74921 IPMC c/o Parsons 921.418.00 Eng.Services-Integrated Program/Project Mgml.,Temp.Staffing,&Mat'I.&Supplies 74922 Kemiron Companies,Inc. 131.812.31 Ferric Chloride MO 9-27-95 74923 Lee&Ro,Inc. 35,060.43 Professional Services P2-47-3,5-50,5-51,&5-52 74924 Orange County Water District 9,129,222.78 Joint GWRS Project J-36 74925 Partners Consulting Services 70,080.00 JD Edwards Help Desk Support 74926 Pioneer Americas,Inc. 326,536.12 Sodium Hypochlorite 74927 Polydyne,Inc. 42,779.61 Cationic Polymer MO 3-11-92 74928 Propipe 29,483.05 Video Inspection of Sewerline Segments for Damage,Infiltrations&Illegal Connections 74929 Southern California Edison 390,635.24 Power 74930 Spartan Pumping 49,496.83 (2)Trailer-Mounted,4"Diesel Self-Priming Pumps 74931 Synagro Technologies,Inc. 146,998.26 Residuals Removal MO 3-29-95 74932 Thompson Industrial Supply,Inc. 30,744.51 Mechanical Parts&Supplies 74933 Tule Ranch/Magan Farms 275,790.04 Residuals Removal MO 3-29-95 74934 U.S.Peroxide,L.L.C. 75,511.77 Odor&Corrosion Control Treatment for Coll.Sys.;Hydrogen Peroxide 74935 UBS Financial Services,Inc. 37,568.21 Remarketing Fee-2000"A"&"B"Refunding Certificates of Participation 74936 J F Shea Construction,Inc. 410,942.73 Construction J-35-1 &J-77 74937 J R Filanc Construction 277,085.70 Construction FE02-08&P1-76 74938 Margate Construction,Inc. 295,276.00 Construction P1-37 74939 Morrow-Meadows Corp. 80,293.00 Construction FE03-24&P247-3 74940 Olsson Construction,Inc. 29,638.00 Construction P2-82 74941 Southern Contracting Company 26.891.00 Construction J-33-1 74942 Absolute Standards,Inc. 35.00 Lab Parts&Supplies 74943 Accutite Fasteners,Inc. 224.30 Mechanical Parts&Supplies 74944 Advance Business Graphics 214.79 Printing Services-Business Cards 74945 Agilent Technologies,Inc. 802.89 Lab Parts&Supplies 74946 Airco Filter Service 570.95 Filter Elements 74947 Airgas Safety,Inc. 6,980.12 Safety Supplies 74948 Alhambra Foundry Co.,Ltd. 2.720-96 Manhole Covers 74949 Allied Packing&Rubber,Inc. 103.86 Mechanical Parts&Supplies 74950 Alta-Robbins,Inc. 60.70 Instrument Supplies 74951 American Biofuels,L.L.C. 1,875.00 (1)Tote of Fatty Acid Methyl Esters 74952 Analysts,Inc. 1,025.46 Oil Test Kit&Analyses 74953 Applied Industrial Technology 130.94 Mechanical Parts&Supplies 74954 Aquarium Doctor 113.25 Human Resources Aquarium Service 74955 Aquatic Bioassay And Consulting Labs,Inc. 785.00 Whole Effluent Toxicity Testing 74956 Augusta Engineering 4.900.00 Training Registration 74957 AKM Consulting Engineers 17.465.50 Professional Services 741,7-39&Part-Time Dig Alert Technician 74958 Amtech Elevator Services 1,400.00 Elevator Maintenance Service 74959 ARB/PERP-Air Resources Board 360.00 Portable Equipment Registration Program Certificates Fee 74960 Basic Chemical Solutions,L.L.C. 19,210.69 Sodium Bisulfite&Sodium Hydroxide 74961 BioMerieux Vitek,Inc. 1,412.15 Lab Parts&Supplies 74962 Bird-B-Gone 178.52 Bird Control Product for Ocean Monitoring Boat Nerissa 74963 Bondlogistix,L.L.C. 2,000.00 Prof.Serv.-Preparation of Interim Arbitrage Rebate Report Re 1992 Series COPS H:Wept\fin1EXCEL.dta1220WPSHARE�Claims Paid Report105-WClaims Paid Report-09-30-05 EXHIBIT B tinn10nc Page 1 of 9 10/17/2005 Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 74964 Brand Scaffold Rental&Erection,Inc. 936.32 Scaffolding Access for Catwalks of Scrubbers 9&10,and Interior Ladders 74965 Brenntag Pacific,Inc. 205.16 Janitorial Supplies 74966 Brown&Caldwell 200.00 Notices&Ads 74967 Bush&Associates,Inc. 12,648.00 Professional Services 741 74968 BNI Building News 109.23 Books&Publications 74969 Cal Protection 1.096.00 Service Agreement-Halon Fire System at Pit.2 Operations Center 74970 California Relocation Services,Inc. 225.00 Office Files Moving/Relocation Services 74971 Career Track 888.00 Training Registration 74972 Carl Warren&Co. 518.32 Insurance Claims Administrator 74973 Court Order 150.00 Wage Garnishment 74974 Columbia Analytical Services,Inc. 270.00 Analysis of Wastewater,Industrial Wastewater&Biosolids 74975 Communications Performance Group,Inc. 7,885.00 Professional Services-O&M Technical Manual&SOP's 74976 Compressor Components of California 6,340.00 Repairs&Maintenance-LSVB Engine Gas Injectors 74977 Computer Protection Technology,Inc. 2,205.32 Computer Maintenance-Battery Replacements 74978 Consolidated Elect.Distributors,Inc. 3,227.11 Electrical Parts&Supplies 74979 Consumers Pipe&Supply Co. 1,230.72 Mechanical Parts&Supplies 74980 Cooper Cameron Corporation 1,435.94 Engine Supplies 74981 Corporate Express 3,209.75 Office Supplies 74982 Corporate Image Maintenance,Inc. 168.00 Custodial Services Spec.No.9899-09 74983 Cortech Engineering 2,276.36 Pump Parts&Supplies 74984 Counterpart Enterprises,Inc. 7,198.57 Mechanical Parts&Supplies 74985 California Redevelopment Association 535.00 Training Registration 74986 Campbell Window Tinting 337.50 Window Tinting 74987 Careerbuilder 1,639.99 Notices&Ads 74988 CEM Corporation 251.89 Lab Parts&Supplies 74989 CMAA 85.00 Project Management Office Division Meeting Registration 74990 Controlled Motion Solutions 215.08 Mechanical Parts&Supplies 74991 CR&R,Inc. 2.205.00 Container Rentals 74992 CWEA Membership 100,00 Membership(Calif.Water Environment Assoc.) 74993 Del Mar Analytical 467.00 Analysis of Biosolids 74994 Dell Computer 20,700.83 (10)Dell OptiPlex Mini-Towers&(5)Latitude Notebooks 74995 Docusource,L.L.C. 142.08 Office Supplies 74996 Dunn-Edwards Corporation 143.26 Paint Supplies 74997 Dynalco Corp. 727.89 Instrument Maint.Service 74998 DDB Engineering,Inc. 1,875.00 Professional Services-Grant Management 74999 Desert Pumps&Parts,Inc. 4,829.31 Pump&Pump Parts 75000 DGA Consultants,Inc. 5,901.50 Professional Services-CCTV Data Evaluation&Support 75001 DLT Solutions,Inc. 7,012.37 Software Licenses/Subscriptions 75002 E.Sam Jones Distributors,Inc. 86.89 Electrical Parts&Supplies 75003 Eberhard Equipment 851.49 Mechanical Parts&Supplies 75004 Ecology Control Industries 420.00 Hazardous Waste Disposal 75005 Edinger Medical Group,Inc. 585.00 Medical Screenings 75006 Electrical Reliability Services,Inc. 1,248.00 Professional Services-Electrical Acceptance Testing for Capital Projects 75007 Employers Group 1,430.00 On-Site Training-Managing Priorities&Projects 75008 Enchanter,Inc. 3,200.00 Ocean Monitoring&Ouffall Inspection&Maintenance 75009 Entech Instruments,Inc. 1,346.10 Lab Parts&Supplies 75010 Ewing Irrigation Industrial 1,013.64 Landscape Irrigation Parts&Supplies 75011 FedEx Corporation 841.10 Freight Services 75012 Fisher Scientific Company,L.L.C. 2,098.92 Lab Parts&Supplies H:\dept\rin1EXCEL.dla\2201APSHARE\Cfaims Paid Report\05-06\Claims Paid Report-09-30.05 EXHIBIT B nn/210nc Page 2 of 9 10/1712005 a Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75013 Flo-Systems,Inc. 17,997.52 Pump Supplies 75014 Forked Engineering&Surveying,Inc. 869.55 Engineering Services P1-76 75015 Fountain Valley Paints,Inc. 232.64 Paint Supplies 75016 Fountain Valley Rancho Hand Wash 1,211.00 Vehicle Washing&Waxing Services 75017 Franklin Covey 289.38 Office Supplies 75018 Frasco Profiles 395.50 Human Resources Background Checks 75019 Fry's Electronics 237.03 Computer Supplies 75020 General Binding Corporation 81.22 Lab Parts&Supplies 75021 GeomAtrix Consultants,Inc. 1,164.80 Soils,Concrete&Other Materials Testing 75022 George Yardley Co. 256.01 Valves 75023 Golden Bell Products 7,771.50 Contractual Services-Insecticide Coating of Manholes 75024 Grainger,Inc. 101.82 Plumbing Parts&Supplies 75025 Greenleaf Industries 1,275.00 Groundskeeping 75026 Hach Go Ponton Industries 2,124.13 Instrument Parts&Supplies 75027 Harold Primrose Ice 140.00 Ice For Samples 75028 Harrington Industrial Plastics,Inc. 804.72 Plumbing Supplies 75029 Home Depot Credit Services 817.28 Misc.Repair&Maintenance Material 75030 Horizon Technology 244.14 Lab Parts&Supplies 75031 Hub Auto Supply 212.50 Vehicle Parts&Supplies 75032 HDR Engineering,Inc. 849.79 Professional Services P2-82 75033 HI Standard Automotive 293.80 Automotive Parts&Supplies 75034 Industrial Distribution Group 223.74 Paint&Mechanical Supplies 75035 Industrial Metal Supply 128.04 Metal 75036 Industrial Threaded Products,Inc. 710.31 Mechanical Parts&Supplies 75037 Iron Mountain 91.13 Bid Document Storage Fees P1-37 75038 IOMA,Inc. 275.00 Training Registration 75039 J.G.Tucker and Son,Inc. 921.26 Specialty Gases 75040 Jamison Engineering Contractors,Inc. 8,900.00 Construction-Rehab of Planter Boxers at Slater Pump Sta.,&Fill&Compact Washouts 75041 Jay's Catering 1,588.00 Meeting Expenses 75042 Jensen Instrument Co. 784.07 Instrument Repairs 75043 Johnstone Supply 717.41 Electrical Parts&Supplies 75044 Kleinfelder,Inc. 434.50 Professional Services 5-52&5-51 75045 Koop Appraisal Service 97.50 Vehicle Appraisal Services-Accident Damage Claim 75046 Krohne,Inc. 125.00 Repairs&Maintenance Services-Electrical 75047 Los Angeles County 1,507.50 Sewer Service Conn.Agreement MO 9/23/98 75048 Lucci's Gourmet Foods,Inc. 310.42 Meeting Expense 75049 LECO Corporation 639.06 Lab Parts&Supplies 75050 LINJER 5,080.28 Professional Service-DART MO 9-22-99 75051 M.J.Schiff&Associates,Inc. 315.00 Soil Sample Drilling-Yorba Linda Pump Sta. 75052 MarVac Electronics 14.79 Electrical Supplies 75053 Matheson Tri Gas,Inc. 174.59 Lab Parts&Supplies 75054 McMaster-Carr Supply Co. 4,237.83 Mechanical Parts,Supplies,Tools&Locks/Keys 75055 Measurement Control Systems,Inc. 5,025.66 Instrument Repairs&Calibration Service 75056 Mobile Air Conditioning Society 200.00 Membership 75057 MWH Americas,Inc. 17,571.61 Professional Service P2-74 75058 National Plant Services,Inc. 8,640.00 Vacuum Truck Services 75059 Neal Supply Co. 42.05 Plumbing Supplies 75060 New Horizons CLC of Santa Ana 2,625.00 Training Registration 75061 Newark Electronics 62.35 Instrument Parts&Supplies H:ldept\ftnlEXCEL.dta1220WPSHARE1Claims Paid Report105.060aims Paid Report-09.30.05 EXHIBIT B rnr210nc Page 3 of 9 10mne05 Claims Paid From 09116105 to 09130/05 Warrant No. Vendor Amount Description 75062 Nu-Way Laser Engraving 2,539.30 Steel Tags 75063 Nalco Company 21,362.94 Anionic Polymer Tote 75064 Neutron Products,Inc. 17,926.24 Anionic Polymer 75065 NEXTTEQ,L.L.C. 699.06 Pump Parts&Supplies 75066 NRG Thermal Services,L.L.C. 51.25 Mechanical Parts&Supplies 75067 O C Tanner Recognition Company 929.71 Employee Service Awards Program 75068 Occidental Energy Marketing,Inc. 21,058.24 Natural Gas for CenGen/CoGen 75069 Office Depot Business Services Div. 1,690.22 Office Supplies 75070 Omega Engineering,Inc. 383.15 Repairs&Maintenance Services-Controller 75071 Omega Industrial Supply Inc. 1,132.28 Janitorial Supplies 75072 OneSource Distributors,Inc. 841.35 Electrical Parts&Supplies 75073 Orange Fluid System Technologies,Inc. 3,503.52 Plumbing Parts&Supplies 75074 Oxygen Service Company 4,990.42 Specialty Gases 75075 OCB Reprographics 4,101.34 Printing Service-MO 1/26/00 75076 OI Analytical 158.40 Lab Parts&Supplies 75077 P.L.Hawn Company,Inc. 604.60 Electrical Parts&Supplies 75078 Pacific Mechanical Supply 231.25 Mechanical Parts&Supplies 75079 Pageantry World,Inc. 199.08 American Flags 75080 Parker Supply Company 3,802.18 Mechanical Parts&Supplies 75081 Patriot Video Productions 109.74 Video&Editing Services 75082 Prudential Overall Supply 3.365.72 Uniforms&Related Articles 75083 Pumping Solutions,Inc. 4.459.56 Pumps 75084 Paragon Plastics Company 2.388.60 Plexiglas 75085 Patricia Jorgenson 600.00 On-Site Lab Group Training-Lifting Technique 75086 Rainbow Disposal Co. 2,973.12 Trash Removal 75087 Restek Corp 825.10 Lab Parts&Supplies 75088 Ricoh Business System 1.623.90 Color Copier Lease&Supplies 75089 RBF Engineers 738.50 Engineering Services 2-24-1 75090 Reliability Magazine 99.00 Subscription 75091 RS Hughes Co,Inc. 48.12 Paint Supplies 75092 RSA Sutler Soil Products 1,575.84 Soil Materials 75093 Rudolph Stolz 1,500.00 Training Registration 75094 Safety-Kleen 573.54 Parts Washer Lease&Service 75095 Sancon Engineering,Inc. 725.00 Repairs&Maintenance Services-Pump Out Air Jumpers 75096 Schwing America,Inc. 5,496.77 Pump Parts&Supplies 75097 Scott Specially Gases,Inc. 3,001.62 Specially Gases/Demurrage 75098 Sea-Bird Electronics,Inc. 418.87 Lab Maintenance&Service 75099 Sewer Equipment Company of America 571.08 Hose Guides&Leaders 75100 Shamrock Supply Co.,Inc. 362.94 Paint&Maintenance Supplies,Vacuum,&Tools 75101 Shureluck Sales&Engineering 134.51 Mechanical Parts&Supplies 75102 Supelco,Inc. 1,130.42 Lab Parts&Supplies 75103 Smith Pipe&Supply 56.56 Landscape Irrigation Supplies 75104 So.Cal.Gas Company 573.03 Natural Gas 75105 SoftChoice Corp. 425.19 Software Maintenance 75106 Southern California Edison 2.137.66 Power 75107 Southern Counties Lubricants 4,977.01 Gear&Hydraulic Oils 75108 Southern Counties Oil Co. 14,108.60 Diesel Fuel 75109 Sparklelts 1,974.33 Drinking Water/Cooler Rentals 75110 Sparling Instruments,Inc. 783.17 Electrical Parts&Supplies H:\dept\fin\EXCEL.dta\220\APSHARE\Claims Paid Report\05-06\Claims Paid Report-09-30-05 EXHIBIT B rnt21011c Page 4 of 9 10n7/2005 ti O Claims Paid From 09116/05 to 09130/05 Warrant No. Vendor Amount Description 75111 St Croix Sensory,Inc. 630.00 Outside Lab Services 75112 Stanley Steamer International,Inc. 1,408.90 Carpet Cleaning Services 75113 Sunset Ford 361.54 Vehicle Parts&Service 75114 Sunset Industrial Parts 1,046.75 Mechanical Parts&Supplies 75115 Technical Service Group,Inc. 1,381.60 SCADA System VAX Service Agreement 75116 SCAP 100.00 Prog.Mgmt.Office&Employee Dev.&Tmg.Divisions Meeting/Training Registration 75117 SPAN International Training 650.00 Training Software-CD Rom&CHST Workbook 75118 SPEC Services,Inc. 18.99921 Engineering Services J-33-1 75119 Terminix International 2,765.00 Pest Control 75120 Texas Analytical Controls,Inc. 2,561.20 Instrument Parts&Supplies 75121 The Walking Man,Inc. 525.00 Public Notice Printing&Mailing Services Various Projects 75122 Thomson-Barclay's 277.64 Books&Publications 75123 Times Community News 39.00 Notices&Ads 75124 Voided Check - - 75125 Southern California Trane Service 3,721.07 Compressor&Pump 75126 Trinity Consultants,Inc. 784.81 Software Maintenance 75127 Truck&Auto Supply,Inc. 1,313.63 Automotive Supplies 75128 TMOBILE 88.72 Wireless Services 75129 TMV Systems Engineering,Inc. 6,281.25 Software Services 75130 US Filter Corp. 967.08 Service Agreement-DI Water Systems at Plants 1 &2 75131 Underground Service Alert of So.Calif. 2,182.40 Membership-Underground Utility Identification/Notification Service 75132 Union Bank of California 2,203.00 Annual Administrative Fees for Series 2003 Certificates of Participation 75133 The Unisource Corporation 8,258.23 Office Supplies 75134 United Pacific Services,Inc. 16,467.51 Landscape Maintenance at Plants 1&2 and Pump Stations 75135 United Parcel Service 1,576.95 Parcel Services 75136 UC Regents 5,000.00 Professional Services-Environmental Strategic Process Study Research Project 75137 Valverde Construction,Inc. 11.836.00 Repairs 74-2A 75138 Varian,Inc. 59.78 Lab Parts&Supplies 75139 Verizon California 29.71 Telephone Services 75140 Victor Buick-GMC Truck 18,898.92 (1)2005/06 GMC Chevrolet Canyon Extended Cab Pick-Up Truck 75141 Vortex Industries,Inc. 747.13 Gate Repairs 75142 VWR Scientific Products Corporation 5,783.64 Lab Parts&Supplies 75143 The Wackenhut Corporation 4,236.14 Security Guards 75144 Wally Machinery and Tool Supply,Inc. 125.53 Mechanical Parts&Supplies 75145 Waxie Sanitary Supply 678.83 Janitorial Supplies 75146 Weather&Wind Instrument Co. 514.12 Wind Sock 75147 Western States Controls 1,081.47 Electrical Parts&Supplies 75148 WEFTEC 725.00 Training Registration 75149 Voided Check - - 75150 York International 374.86 Electrical Parts&Supplies 75151 California Bank&Trust 1,415.00 Construction J-33-1,Retention 75152 Orange Community Bank 3,293.00 Construction 132-82,Retention 75153 Torrey Pines Bank 10,143.90 Construction P1-76,Retention 75154 Voided Check - 75155 Voided Check - - 75156 Voided Check - 75157 Voided Check - - 75158 Voided Check - 75159 Voided Check - H:ldeptkrin4EXCEL.dta12201APSHAREVCIaims Paid Repor1105-061CIaims Paid Report-09-30-05 EXHIBIT B fin121011c Page 5 of 9 10117/2005 Claims Paid From 09/16105 to 09130/05 Warrant No. Vendor Amount Description 75160 Voided Check 75161 Voided Check - 75162 Voided Check 75163 Voided Check 75164 Voided Check 75165 Court Order 597.50 Wage Garnishment 75166 Layne T.Baroldi 232.90 Meeting/Training Expense Reimbursement 75167 Chris A.Cervellone 450.00 Meeting/Training Expense Reimbursement 75168 Martin A.Dix 405.00 Meeting/Training Expense Reimbursement 75169 Dean M.Fisher 555.00 Meeting/Training Expense Reimbursement 75170 Mark H.Kawamoto 150.00 Meeting/Training Expense Reimbursement 75171 John Mirkovich 54.50 Meeting/Training Expense Reimbursement 75172 Edmund L.Pendleton 99.00 Meeting/Training Expense Reimbursement 75173 Mandrick S.Taylor 150.00 Meeting/Training Expense Reimbursement 75174 Robyn A.Wilcox 150.00 Meeling/Training Expense Reimbursement 75175 Ruiz,Stephanie&Dell 1,876.41 Employee Computer Loan Program 75176 James W.Silva 764.41 MeelingfTraining Expense Reimbursement 75177 Basic Chemical Solutions 39,722.70 Sodium Bisulfite&Sodium Hydroxide 75178 Brown&Caldwell 156,664.48 Professional Services P2-91 75179 City of Fullerton 44.098.00 Water Use 75180 Eco Oxygen Technologies,L.L.C. 94,500.00 Professional Services-Superoxygenation in Collection System Design&Testing 75181 J R Filanc Construction 183,802.08 Repairs&Maintenance Service-Media Repacking of(18)Scrubbers at Plts.1 &2 75182 Orange County Water District 185,535.50 GAP Water Use 75183 Southern California Edison 595,405.23 Power 75184 Ace Ergonomics 1,500.00 Professional Services-Ergonomic Workstation Evaluations 75185 Air Products&Chemicals 24,500.00 O&M Agreement Oxy.Gen.Sys.MO 8-8-89 75186 Allied Packing&Rubber,Inc. 177.31 Mechanical Parts&Supplies 75187 Augusta Engineering 2,187.18 Training Registration 75188 Autodesk University/Enterprise Events 1,395.00 Training Registration 75189 AQHI,Inc. 1,200.00 Repairs&Maintenance Service-Flooring Removal 75190 American Telephone&Telegraph Corp. 25.74 Telephone Service 75191 City of Fountain Valley 805.00 Fire Department Permit Fee 75192 Court Order 150.00 Wage Garnishment 75193 Compressor Components of California 1,413.15 Repairs&Maintenance Services-LSVB 75194 Consumers Pipe&Supply Co. 987.64 Plumbing Parts&Supplies 75195 County of Orange 150.00 Wage Garnishment 75196 County of Orange-Auditor Controller 1,914.00 Encroachment Permit-7-36 75197 County of Orange-Auditor Controller 1,042.00 Encroachment Permit-7-36 75198 County of Orange-Auditor Controller 1,953.00 Encroachment Permit-7-36 75199 County of Orange-Auditor Controller 2,491.00 Encroachment Permit-741 75200 County of Orange-Auditor Controller 556.00 Encroachment Permit-7-36 75201 County of Orange-Auditor Controller 70.00 Encroachment Permit-2-41-4 75202 County of Orange-Auditor Controller 17.50 Encroachment Permit-741 75203 County of Orange-Auditor Controller 5,280.50 Encroachment Permit-7-41 75204 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modifications Fee-FE05-33 75205 CASA 75.00 Meeting Registration 75206 Center for Environmental Compliance 824.00 Training Registration 75207 CH2MHil1 7,735.54 Professional Services J40-7 75208 CMAA 425.00 Training Registration(Construction Management Association of America) H:ldeptlrin%EXCEL.dta1220WPSHARE1Claims Paid Reportk05-Ob%Claims Paid Report-09-30-05 EXHIBIT B Gn/210nc Page 6 of 9 10/1712005 � o, Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor. Amount Description 75209 CMAA 1,395-00 Training Registration&Membership 75210 Department of Child Support Services 188.50 Wage Garnishment 75211 Doug Horwood Supply 79.50 Repairs&Maintenance Services-Purchasing Lobby Time&Dale Clock 75212 Employee Benefits Specialists,Inc. 9,550.82 Reimbursed Prepaid Employee Medical&Dependent Care 75213 Employers Group 920.00 Training Registration 75214 Employment Development Dept. 44.00 State Unemployment Tax 75215 Environmental Management Consulting 3,780.00 Professional Services-Chlorination Study Phase 2 75216 Court Order 445.00 Wage Garnishment 75217 Excal Visual Communications 406.75 Training Supplies 75218 ENS Resources,Inc. 10,000.00 Professional Services-Legislative Advocate 75219 Stearns Bank N.A. 3,958.49 Hydrochloric Acid 75220 ESRI,Inc. 1,350.00 Training Registration 75221 FedEx Corporation 381.42 Freight Services 75222 Franchise Tax Board 50.00 Wage Garnishment 75223 Franklin Covey 72.17 Office Supplies 75224 Great Western Sanitary Supplies 258.88 Janitorial Supplies 75225 GTSI Corporation 4,767-94 Computer Hardware/Software-Panasonic CF18 Tablet 75226 Hach Go Ponton Industries 257.67 Lab Parts&Supplies 75227 Hagemeyer North America 137.77 Prescription Safety Glasses 75228 High Impact Priority Training 960.00 On-Site Training-Boom Lift&Scissor Lift 75229 Hope Health/IHAC 529.79 Wellness Newsletter 75230 Industrial Distribution Group 150.85 Rope 75231 Internal Revenue Service 125.00 Wage Garnishment 75232 Intl. Union of Oper.Eng.AFL-CIO Local 501 4,585.75 Dues Deduction 75233 Irvine Ranch Water District 43.37 Water Use 75234 J&B Auto Parts 408.31 Auto Parts&Supplies 75235 Kleinfelder,Inc. 140.00 Professional Services 5-52 75236 League of California Cities 50.00 General Management Division Meeting Registration 75237 Lindborg,Mead,Drill&Pezzillo,L.L.P. 4,270.00 Professional Services-Construction Management Training Program 75238 Luedtke Crane Systems,L.L.C. 550.88 Repairs&Maintenance Services-V-505 75239 LINJER 4,956.26 Professional Service-DART MO 9-22-99 75240 Matheson Tri Gas,Inc. 1,620.70 Specialty Gases 75241 Mayer,Brown,Rowe&Maw,L.L.P. 5,000.00 Professional Services-Strategic Planning&Advocacy 75242 Midway Mfg&Machining Co. 1,450.00 Mechanical Parts&Supplies-Impeller Shaft Assembly 75243 Court Order 225.00 Wage Garnishment 75244 Motion Industries,Inc.CA 55 180.76 Motor 75245 Municipal Water Dist.of Orange County 5,000.00 Membership 75246 National Bond&Trust 2,927.03 U.S.Savings Bonds Payroll Deductions 75247 Neal Supply Co. 8.42 Plumbing Supplies 75248 Neutron Products,Inc. 3,562.39 Anionic Polymer 75249 OneSource Distributors,Inc. 158.16 Electrical Parts&Supplies 75250 Orange County Sheriff 85.00 Wage Garnishment 75251 OCEA 650.54 Dues Deduction 75252 P.L.Hawn Company,Inc. 245.50 Electrical Parts&Supplies 75253 Peace Officers Council of CA 1,620.00 Dues Deduction,Supervisors&Professionals 75254 Pacific Supply 42.43 Transmission Filter 75255 Quest Software 2,061.68 Software Maintenance Agreement 75256 Rockwell Engineering&Equipment Co. 1,874.92 Motor and Parts 75257 Royale Cleaners 6.00 Dry Cleaning Services H:ldeptlfinlEXCEL.dta12201APSHARE1Claims Paid Report105-061Claims Paid Report-09-30-05 EXHIBIT B 6nr21onc Page 7 of 9 10117MO5 a Claims Paid From 09/16/05 to 09/30/05 Warrant No. Vendor Amount Description 75111 St Croix Sensory,Inc. 630.00 Outside Lab Services 75112 Stanley Steamer International,Inc. 1,408.90 Carpet Cleaning Services 75113 Sunset Ford 361.54 Vehicle Parts&Service 75114 Sunset Industrial Parts 1.046.75 Mechanical Parts&Supplies 75115 Technical Service Group,Inc. 1.381.60 SCADA System VAX Service Agreement 75116 SCAP 100.00 Prog.Mgmt.Office&Employee Dev.&Trng.Divisions Meeting/Training Registration 75117 SPAN International Training 650.00 Training Software-CD Rom&CHST Workbook 75118 SPEC Services,Inc. 18,999.21 Engineering Services J-33-1 75119 Terminix International 2,765.00 Pest Control 75120 Texas Analytical Controls,Inc. 2,561.20 Instrument Parts&Supplies 75121 The Walking Man,Inc. 525.00 Public Notice Printing&Mailing Services Various Projects 75122 Thomson-Barclay's 277.64 Books&Publications 75123 Times Community News 39.00 Notices&Ads 75124 Voided Check - - 75125 Southern California Trane Service 3,721.07 Compressor&Pump 75126 Trinity Consultants,Inc. 784.81 Software Maintenance 75127 Truck&Auto Supply,Inc. 1,313.63 Automotive Supplies 75128 TMOBILE 88.72 Wireless Services 75129 TMV Systems Engineering,Inc. 6,281.25 Software Services 75130 US Filter Corp. 967.08 Service Agreement-DI Water Systems at Plants 1 &2 75131 Underground Service Alert of So.Calif. 2,182.40 Membership-Underground Utility Identification/Notification Service 75132 Union Bank of California 2.203.00 Annual Administrative Fees for Series 2003 Certificates of Participation 75133 The Unisource Corporation 8,258.23 Office Supplies 75134 United Pacific Services,Inc. 16,467.51 Landscape Maintenance at Plants 1 &2 and Pump Stations 75135 United Parcel Service 1,576.95 Parcel Services 75136 UC Regents 5,000.00 Professional Services-Environmental Strategic Process Study Research Project 75137 Valverde Construction,Inc. 11,836.00 Repairs 7-4-2A 75138 Varian,Inc. 59.78 Lab Parts&Supplies 75139 Verizon California 29,71 Telephone Services 75140 Victor Buick-GMC Truck 18,898.92 (1)2005/06 GMC Chevrolet Canyon Extended Cab Pick-Up Truck 75141 Vertex Industries,Inc. 747.13 Gate Repairs 75142 VWR Scientific Products Corporation 5,783.64 Lab Parts&Supplies 75143 The Wackenhut Corporation 4,236.14 Security Guards 75144 Wally Machinery and Tool Supply,Inc. 125.53 Mechanical Parts&Supplies 75145 Waxle Sanitary Supply 678.83 Janitorial Supplies 75146 Weather&Wind Instrument Co. 514.12 Wind Sock 75147 Western States Controls 1,081.47 Electrical Parts&Supplies 75148 WEFTEC 725.00 Training Registration 75149 Voided Check - - 75150 York International 374.86 Electrical Parts&Supplies 75151 California Bank&Trust 1,415.00 Construction J-33-1,Retention 75152 Orange Community Bank 3.293.00 Construction P2-82,Retention 75153 Torrey Pines Bank 10.143.90 Construction P1-76,Retention 75154 Voided Check - - 75155 Voided Check - - 75156 Voided Check - - 75157 Voided Check - - 75158 Voided Check - - 75159 Voided Check - - H:ldepllfnlEXCEL.dta1220V1PSHAREIClaims Paid Report\05-06lClaims Paid Report-09-30-05 EXHIBIT B fin1210Rc Page 5 of 9 10117/2005 Claims Paid From 09/16/05 to 09/30105 Warrant No. Vendor Amount Description 75160 Voided Check 75161 Voided Check 75162 Voided Check - 75163 Voided Check 75164 Voided Check 75165 Court Order 597.50 Wage Garnishment 75166 Layne T.Baroldi 232.90 Meeting/Training Expense Reimbursement 75167 Chris A.Cervellone 450.00 Meet!rig/Train ing Expense Reimbursement 75168 Martin A.Dix 405.00 Meeting/Training Expense Reimbursement 75169 Dean M.Fisher 555.00 Meeting/Training Expense Reimbursement 75170 Mark H.Kawamoto 150.00 Meeting/Training Expense Reimbursement 75171 John Mirkovich 54.50 Meeting/Training Expense Reimbursement 75172 Edmund L.Pendleton 99.00 Meeting/Training Expense Reimbursement 75173 Mandrick S.Taylor 150.00 Meeting/Training Expense Reimbursement 75174 Robyn A.Wilcox 150.00 Meeting/Training Expense Reimbursement 75175 Ruiz,Stephanie&Dell 1,876.41 Employee Computer Loan Program 75176 James W.Silva 764.41 Meeting/Training Expense Reimbursement 75177 Basic Chemical Solutions 39,722.70 Sodium Bisulrite&Sodium Hydroxide 75178 Brown&Caldwell 156,664.48 Professional Services P2-91 75179 City of Fullerton 44,098.00 Water Use 75180 Eco Oxygen Technologies,L.L.C. 94.500.00 Professional Services-Superoxygenation in Collection System Design&Testing 75181 J R Filanc Construction 183,802.08 Repairs&Maintenance Service-Media Repacking of(18)Scrubbers at Plts.1 &2 75182 Orange County Water District 185,535.50 GAP Water Use 75183 Southern California Edison 595,405.23 Power 75184 Ace Ergonomics 1,500.00 Professional Services-Ergonomic Workstation Evaluations 75185 Air Products&Chemicals 24,500.00 O&M Agreement Oxy.Gen.Sys.MO 8-8-89 75186 Allied Packing&Rubber,Inc. 177.31 Mechanical Parts&Supplies 75187 Augusta Engineering 2,187.18 Training Registration 75188 Autodesk University/Enterprise Events 1,395.00 Training Registration 75189 AQHI,Inc. 1,200.00 Repairs&Maintenance Service-Flooring Removal 75190 American Telephone&Telegraph Corp. 25.74 Telephone Service 75191 City of Fountain Valley 805.00 Fire Department Permit Fee 75192 Court Order 150.00 Wage Garnishment 75193 Compressor Components of California 1,413.15 Repairs&Maintenance Services-LSVB 75194 Consumers Pipe&Supply Co. 987.64 Plumbing Parts&Supplies 75195 County of Orange 150.00 Wage Garnishment 75196 County of Orange-Auditor Controller 1,914.00 Encroachment Permit-7-36 75197 County of Orange-Auditor Controller 1,042.00 Encroachment Permit-7-36 75198 County of Orange-Auditor Controller 1,953.00 Encroachment Permit-7-36 75199 County of Orange-Auditor Controller 2,491.00 Encroachment Permit-741 75200 County of Orange-Auditor Controller 556.00 Encroachment Permit-7-36 75201 County of Orange-Auditor Controller 70.00 Encroachment Permit-2-41-4 75202 County of Orange-Auditor Controller 17.50 Encroachment Permit-7-41 75203 County of Orange-Auditor Controller 5,280.50 Encroachment Permit-7-41 75204 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modifications Fee-FE05-33 75205 CASA 75.00 Meeting Registration 75206 Center for Environmental Compliance 824.00 Training Registration 75207 CH2MHill 7,735.54 Professional Services J40-7 75208 CMAA 425.00 Training Registration(Construction Management Association of America) H:ldept\fin\ExCEL.dla\220\APSHARE\Claims Paid Reportl05-06\Claims Paid Report-09-30-05 EXHIBIT B fin/210Ac Page 6 of 9 10/17n005 a a Claims Paid From 09116105 to 09130/05 Warrant No. Vendor Amount Description 75209 CMAA 1,395.00 Training Registration&Membership 75210 Department of Child Support Services 188.50 Wage Garnishment 75211 Doug Horwood Supply 79.50 Repairs&Maintenance Services-Purchasing Lobby Time&Date Clock 75212 Employee Benefits Specialists,Inc. 9,550.82 Reimbursed Prepaid Employee Medical&Dependent Care 75213 Employers Group 920.00 Training Registration 75214 Employment Development Dept. 44.00 State Unemployment Tax 75215 Environmental Management Consulting 3,780.00 Professional Services-Chlorination Study Phase 2 75216 Court Order 445.00 Wage Garnishment 75217 Excal Visual Communications 406.75 Training Supplies 75218 ENS Resources,Inc. 10,000.00 Professional Services-Legislative Advocate 75219 Stearns Bank N.A. 3,958.49 Hydrochloric Acid 75220 ESRI,Inc. 1,350.00 Training Registration 75221 FedEx Corporation 381.42 Freight Services 75222 Franchise Tax Board 50.00 Wage Garnishment 75223 Franklin Covey 72.17 Office Supplies 75224 Great Western Sanitary Supplies 258.88 Janitorial Supplies 75225 GTSI Corporation 4,767.94 Computer Hardware/Software-Panasonic CF18 Tablet 75226 Hach clo Ponton Industries 257.67 Lab Parts&Supplies 75227 Hagemeyer North America 137.77 Prescription Safety Glasses 75226 High Impact Priority Training 960.00 On-Site Training-Boom Lift&Scissor Lift 75229 Hope HealthllHAC 529.79 Wellness Newsletter 75230 Industrial Distribution Group 150.85 Rope 75231 Internal Revenue Service 125.00 Wage Garnishment 75232 Intl.Union of Oper.Eng.AFL-CIO Local 501 4,585.75 Dues Deduction 75233 Irvine Ranch Water District 43.37 Water Use 75234 J&B Auto Parts 408.31 Auto Parts&Supplies 75235 Kleinfelder,Inc. 140.00 Professional Services 5-52 75236 League of California Cities 50.00 General Management Division Meeting Registration 75237 Lindborg,Mead,Drill&Peuillo,L.L.P. 4,270.00 Professional Services-Construction Management Training Program 75238 Luedtke Crane Systems,L.L.C. 550.88 Repairs&Maintenance Services-V-505 75239 LINJER 4,956.26 Professional Service-DART MO 9-22-99 75240 Matheson Tri Gas,Inc. 1,620.70 Specialty Gases 75241 Mayer,Brown,Rowe&Maw,L.L.P. 5,000.00 Professional Services-Strategic Planning&Advocacy 75242 Midway Mfg&Machining Co. 1,450.00 Mechanical Parts&Supplies-Impeller Shaft Assembly 75243 Court Order 225.00 Wage Garnishment 75244 Motion Industries,Inc.CA 55 180.76 Motor 75245 Municipal Water Dist.of Orange County 5,000.00 Membership 75246 National Bond&Trust 2,927.03 U.S.Savings Bonds Payroll Deductions 75247 Neal Supply Co. 8.42 Plumbing Supplies 75248 Neutron Products,Inc. 3,562.39 Anionic Polymer 75249 OneSource Distributors,Inc. 158.16 Electrical Parts&Supplies 75250 Orange County Sheriff 85.00 Wage Garnishment 75251 OCEA 650.54 Dues Deduction 75252 P.L.Hawn Company,Inc. 245.50 Electrical Parts&Supplies 75253 Peace Officers Council of CA 1,620.00 Dues Deduction,Supervisors&Professionals 75254 Pacific Supply 42.43 Transmission Filter 75255 Quest Software 2,061.68 Software Maintenance Agreement 75256 Rockwell Engineering&Equipment Co. 1,874.92 Motor and Parts 75257 Royale Cleaners 6.00 Dry Cleaning Services H:ldep"fin1EXCEL.dta1220WPSHARE1Claims Paid Reportt05-061CIaims Paid Report-09-30-05 EXHIBIT B rnl21011c Page 7 of 9 10/17/2005 Claims Paid From 09/16105 to 09/30/05 Warrant No. Vendor Amount Description 75258 RPM Electric Motors 3.542.57 Motor Repairs 75259 Safetycare,Inc. 269.37 Safety Videos 75260 Schneider Automation,Inc. 3,404.90 Software Maint.Agreement 75261 Court Order 721.50 Wage Garnishment 75262 Southern California Edison 32.48 Power 75263 Southern Counties Oil.Co. 17,617.56 Diesel Fuel 75264 Summit Steel 675.68 Metal 75265 SBC 961.31 Telephone Services 75266 SBC Long Distance 1,676.42 Long Distance Telephone Services 75267 SBC/MCI 14.54 Telephone Services 75268 SCAP 140.00 Training Registration 75269 SETAC 630.00 Training Registration 75270 Stratus Environmental,Inc. 535.00 Repairs&Maintenance-Install Well Covers&Gaskets 75271 Systems Solution Company 374.97 Security System Access System Card Reader 75272 The Centre for Organization Effectiveness 5,816.50 Prof.Serv.-Culter Assessment of Organization Improvement Program 75273 Tony's Lack&Safe Service&Sales 1,871.15 Locks&Keys 75274 United Parcel Service 50.01 Parcel Services 75275 United Way 195.00 Employee Contributions 75276 Verizon California 80.20 Telephone Services 75277 VWR Scientific Products Corporation 247.92 Lab Parts&Supplies 75278 WEF 139.00 Membership-Water Environment Federation 75279 Court Order 597.50 Wage Garnishment 75280 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-34 75281 Teotimo C.Albia 54.50 Meeting/Training Expense Reimbursement 75282 Jeffrey L.Armstrong 490.00 Meeting/Training Expense Reimbursement 75283 Thomas M.Blanda 201.87 Meeting/Training Expense Reimbursement 75284 Kelly J.Christensen 125.40 Meeting/Training Expense Reimbursement 75285 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-32 75286 Jerry F.Evangelista 983.33 Meeting/Training Expense Reimbursement 75287 Kymbedy R.Forman 140.06 Meeting/Training Expense Reimbursement 75288 Robert P.Ghirelli 777.85 Meeting/Training Expense Reimbursement 75289 Tod E.Haynes 450.00 Meeting/Training Expense Reimbursement 75290 Dale O.Henderson 179.62 Meeting/Training Expense Reimbursement 75291 Mike J.Herrera 142.61 Meeting/Training Expense Reimbursement 75292 Mark H.Kawamoto 157.65 Meeting/Training Expense Reimbursement 75293 Jeffrey L.Key 104.00 Meeting/Training Expense Reimbursement 75294 Paul Krzysiak 359.83 Meeting/Training Expense Reimbursement 75295 Court Order 1,469.72 Wage Garnishment Refund 75296 Samuel L.Mowbray 1,043.29 Meeting/Training Expense Reimbursement 75297 Mark Mutz 183.53 Meeting/Training Expense Reimbursement 75298 James D.Niswonger 179.62 Meeting/Training Expense Reimbursement 75299 Fred J.O'Brien 102.23 Meeting/Training Expense Reimbursement 75300 Jamiann Questa 325.01 Meeting/Training Expense Reimbursement 75301 Rory Rea 54.50 Meeting/Training Expense Reimbursement 75302 Roy J.Reynolds 110.66 Meeting/Training Expense Reimbursement 75303 Jeremy J.Saum 1.836.45 Meeting/Training Expense Reimbursement 75304 Jane H.Tran 432.78 Meeting/Training Expense Reimbursement 75305 Charles F.Winsor 202.52 Meeting/Training Expense Reimbursement 75306 Paula A.Zeller 447.70 Meeting/Training Expense Reimbursement H:ldeptlrinT:XCEL.dta5220WPSHARE\Claims Paid Reporl105-061Claims Paid Report-09-30-05 EXHIBIT B fin/210/ic Page 8 of 9 10/1712005 Claims Paid From 09116/05 to 09/30/05 Warrant No. Vendor Amount Description 75307 County of Orange-Auditor Controller 384.00 Underground Storage Tank Modification Fee-FE05-29 75308 The Burlington Northern&Santa Fe 1.000.00 Temporary Occupancy Permit Fee-Truck Hauling Route to Santa Ana Riverbed 75309 Wild Rivers Waterpark 1,909.00 Reimbursed Employee Activity Expense 75310 Tony's Lock&Safe Service&Sales 202.03 Locks&Keys 75311 Heritage Escrow Company 75.000.00 North County Yard Purchase 1 st Installment Total Accounts Payable-Warrants $ 15,724,690.37 Payroll Disbursements 38855- 38857 Employee Paychecks $ 974.52 Interim Payroll Adjustments 09/20/05 38858 - 38943 Employee Paychecks 152,855.52 Biweekly Payroll 09/28/05 38944 - 38950 Employee Paychecks 17,642.23 Termination,Void/Reissue,Retros&Idea Payroll Checks 09/27/05 116727- 117277 Direct Deposit Statements 1,114,478.03 Direct Deposit Statements 09/28105 Total Payroll Disbursements $ 1,285,950.30 Wire Transfer Payments OCSD Payroll Taxes&Contributions $ 651,606.51 Biweekly Payroll 09/28/05 US Bank 456,864.48 Series 2000 A&B Refunding COP's September Interest Payment Total Wire Transfer Payments $ 1,108,470.99 Total Claims Paid 09116/05-09/30/05 $ 18,119,111.66 H:kdeptXftnXEXCEL.dtaX220XAPSHAREXClaims Paid Report105-060aims Paid Report-09-30.05 EXHIBIT B 0N2101lc Page 9 of 9 10/17/2005 i DRAFT MINUTES OF STEERING COMMITTEE MEETING Wednesday, September 28, 2005 A meeting of the Steering Committee of the Orange County Sanitation District was held on Wednesday, September 28, 2005 at 5 p.m., in the District's Administrative Office. (1) The roll was called and a quorum declared present, as follows: STEERING COMMITTEE MEMBERS: STAFF PRESENT: Directors Present: Blake Anderson, General Manager Steve Anderson, Chair Nick Arhontes, Director of Regional Services and Jim Ferryman, Vice Chair Assets Roy Moore, Chairman, FAHR Committee Bob Ghirelli, Director of Technical Services Tod Ridgeway, Chairman, PDC Committee Lorenzo Tyner, Director of Finance Jim Silva, County Supervisor Jeff Reed, Human Resources Manager Sonja Morgan, Principal Public Information Directors Absent: Specialist Carolyn Cavecche, Chair, OMTS Committee Jennifer Cabral, Senior Public Information Specialist OTHERS PRESENT: Layne Baroldi, Legal & Regulatory Affairs Liaison Bradley R. Hogin, General Counsel Gail Garrett, Committee Secretary Joe Forbath, Counsel Don Hughes Randy Fuhrman General Manager Anderson introduced the new Director of Finance, Lorenzo Tyner. (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS Randy Fuhrman spoke in support of the Steering Committee and the Board and its oversight over Sanitation District matters. (4) RECEIVE, FILE AND APPROVE MINUTES OF PREVIOUS MEETING The minutes of the August 24, 2005 Steering Committee meeting were approved as drafted. P Minutes of the Steering Committee Page 2 September 28, 2005 (5) REPORT OF THE COMMITTEE CHAIR Chair Anderson informed that Richard Parker, Director Ken Parker's brother, had passed away and services would be held at Forest Lawn on September 30 at 2:30 p.m. The October dates for the standing committees were reviewed. Due to the League of Cities meeting during the first week of October, OMTS has been canceled for October and the PDC will meet on Thursday, October 13, one week later than usual. The FAHR Committee meeting date remains on Wednesday, October 12. The CIP Oversight Ad Hoc Committee has been cancelled and will be rescheduled in early November. The Cooperative Projects Grants Ad Hoc Committee will meet on October 4. (6) REPORT OF THE GENERAL MANAGER a. General Manager Blake Anderson introduced Jeff Reed, Human Resources Manager, who will be acting for Lisa Tomko who is on vacation. b. Mike Moore, Environmental Assessment Manager, has been diagnosed with melanoma and will be out for several weeks for treatment. Chair Anderson requested Gail Garrett to forward Mr. Moore's email address to the Steering Committee members. c. Mr. Anderson reported that the County of Orange will be unable to fully fund the SARI line relocation. Staff continues to meet with County and Corps of Engineers representatives, SAWPA, RWQCB and others to discuss funding options. The Sanitation District may provide funding with the expectation of future repayment from SAWPA and through grant funds. The SAWPA Board has requested its member agencies general managers to work directly with the Sanitation District. d. Mr. Anderson gave an overview of the Executive Management's strategic planning and project management efforts. Larry Gibson has been assigned as Program Manager for the newly formed Strategic Planning Office (SPO). Lary worked previously in the Program Management Office in Engineering getting the Capital Improvement Program off the ground. Under the General Manager's direction, Larry and an advisory committee are developing an implementation plan that will be the basis for decision-making by the EMT, will ensure thorough and consistent communication, and bring alignment throughout the agency. Directors recommended the CIP Oversight Committee review the SARI line relocation project. It was noted that there is a need to create a more business-oriented approach, to supplement the engineering models now used to develop the CIP. e. General Manager introduced the idea that the Sanitation District appoint a Rate Advisory Committee (RAC) similar to one formed in the late 90's. It would provide full understanding to the Board of the technical, financial, and public opinion aspects throughout the rate setting process. It would include workshops, hearings and a draft report that the public and industry would be invited to participate in. The committee would comprise a Board member either as committee chair or liaison, representatives Minutes of the Steering Committee Page 3 September 28, 2005 from OCBC, OCTA, environmental groups, local companies, or a Grand Jury member. Further updates will be presented to the FAHR committee. f. Dr. Ghirelli provided an update on the Inland Empire Utility Agency regional biosolids project. The consortium of five agencies proposes to purchase a 63 acre parcel, with a suggested allocation for the $20 million purchase price of 35% each OCSD and LACSD, and others at 10% each. Representatives from each agency have been meeting weekly. IEUA has asked each agency to send a letter of intent to participate and OCSD staff is preparing a letter for the General Manager's signature. Each partner is being asked to raise their commitment to $50,000 to cover the feasibility study cost, which include site assessment, project development plan, marketing study, and a preliminary financial plan. Board committees will be kept informed and, once the study is completed, staff will bring a recommendation to the Board through the PDC. Chair Anderson thanked Directors Ridgeway and Ferryman for taking the time to visit the site. In response to Chair Anderson's question, Layne Baroldi said the Yakima hearings have been postponed indefinitely. g. Dr. Ghirelli informed that the Southern California Coastal Water Research Projects (SCCWRP)plans to move to a larger office and lab space in Costa Mesa. They have requested a co-signer on the lease agreement and each of the JPA member agencies is evaluating the extent of their commitment. Dr. Ghirelli explained that, based on preliminary results by staff, there does not appear to be a financial liability. Having a world-class ocean research facility in close proximity is of considerable benefit to the Sanitation District. General Counsel clarified that the Sanitation District benefits from SCCRWP research, therefore the lease payments would not be deemed a gift of public funds. Direction was given to staff to explore OCSD becoming a cosigner with SCCWRP subject to review by legal counsel. h. Sonja Morgan gave an end-of-year Sanitation District progress report and provided handouts that will be published by the end of October. Directors directed staff to include information on the status of the CIP over 20 years, new technology the Sanitation District has embraced, and replacing the Sanitation District's aging infrastructure. (7) REPORT OF GENERAL COUNSEL General Counsel gave an update on the biosolids litigation issues. The Kern County Board approved the attorney fees waiver. Attorney fees were also waived for the Kings County litigation. (8) DISCUSSION ITEMS (Items A-D) A. Acquisition of Property for North County Yard This item was discussed in closed session. �1 Minutes of the Steering Committee Page 4 ti September 28, 2005 B. Establishing Support for Gulf Coast Disaster Recovery Efforts Jeff Reed presented the General Manager's recommendation to (a)Approve Resolution No. OCSD 05-24, Establishing Support for Gulf Coast Disaster Recovery Efforts (b) Authorize the General Manager to enter into individual "Release Time Agreements"with volunteer employees; (c) Authorize the General Manager to deploy physical assets into the Gulf Coast area to assist with Disaster Recovery efforts; and, (d) Permit employees to engage in recovery efforts that are limited to the rendering of specialized assistance in the areas of engineering, operations and maintenance, and/or technical services in support of infrastructure recovery efforts pertaining to the collection, treatment and/or disposal of wastewater and associated byproducts. Mr. Reed outlined the labor and transportation costs, reviewed the Release Time Agreements and explained the advantages to the Sanitation District to participate in this effort. The General Manager's recommendation provides the Board a measured level of response should the Sanitation District be called upon to provide assistance by the Federal Emergency Management Agency(FEMA), the Emergency Management Information System (EMIS), or other recognized official National Coordination effort. C. The Agenda Items scheduled to be reviewed by the Board's working committees in October were reviewed. D. The agenda items scheduled to be presented to the Board at tonight's meeting were reviewed. (9) OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY Director Ferryman provided an update on the Legal Service Ad Hoc Committee. Requests for proposal were sent to Aleshire & Wynder; Best, Best & Krieger; and Woodruff, Spradlin & Smart. Proposals are due by October 17 after which the committee will meet and interview the finalists. (10) MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING There were none. (11) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND/OR STAFF REPORT There were none. (12) CONSIDERATION OF UPCOMING MEETINGS The next Steering Committee meeting is scheduled for Wednesday, October 26, 2005 at 5 p.m. The next Board Meeting is scheduled for Wednesday, October 26, 2005 at 7 p.m. i Minutes of the Steering Committee Page 5 September 28, 2005 (13) CLOSED SESSION The Committee convened at 6:25 p.m. in Closed Session, pursuant to Sections 54956.9(b), 54956(c), 54957(b), 54956.9(a) and 54956.8, to discuss 5 items. Minutes of the Closed Session are on file with the Board Secretary, Confidential Minutes of the Closed Session held by the Steering Committee have been prepared in accordance with Government Code Section 54957.2, and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. A report of the recommended actions will be publicly reported at the time the approved actions become final. At 7:00 p.m., the Committee reconvened in regular session. (14) ADJOURNMENT The Chair declared the meeting adjourned at 7:00 p.m. Submitted by: ail Garrett Steering Committee Secretary H:ldeptWgendalSteering Committee120051091092805 SC Minutes FINAL.5.doc MINUTES OF PLANNING, DESIGN, AND CONSTRUCTION COMMITTEE MEETING Orange County Sanitation District Thursday, October 13, 2005, at 5 p.m. A meeting of the Planning, Design, and Construction Committee of the Orange County Sanitation District was held on Thursday, September 1, 2005, at 5 p.m., in the Sanitation District's Administrative Office. (1) ROLL CALL The roll was called and a quorum declared present, as follows: PDC COMMITTEE MEMBERS: Directors Present: STAFF PRESENT: Tod Ridgeway, Chair David Ludwin, Director of Engineering Norm Eckenrode, Vice Chair Lorenzo Tyner, Director of Finance Charles Antos John Linder, Engineering Manager Alberta Christy Matt Smith, Engineering Manager Larry Crandall Tod Haynes, Construction Manager Jill Hardy Dave May, Project Manager Roy Moore Olga Cervantes, Principal Contracts Administrator Harry Sidhu Jennifer Cabral, Public Information Specialist Steve Anderson, Board Chair Penny Kyle, Committee Secretary Directors Absent: OTHERS PRESENT: Jim Ferryman, Board Vice Chair Director Darryl Miller Patsy Marshall Director Doug Davert (2) APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. (3) PUBLIC COMMENTS There were none. (4) REPORT OF THE COMMITTEE CHAIR Committee Chair Tod Ridgeway had no report. 6 w PDC Committee Minutes Page 2 October 13, 2005 (5) REPORT OF THE GENERAL MANAGER Blake Anderson, General Manager, made the following announcements: - A workshop will be held at the Orange County Water District to provide an overview of the Groundwater Replenishment Project on October 14 from 11:30 to 1:00 p.m.; - The Orange County infrastructure report card will be released on October 21; - Federal and State legislative consultants will be attending the October 26`h Steering Committee and Board meeting to provide an update; and, - A tour of the SARI line would be held on October 27 for the state and federal legislators. Directors are welcome to attend the tour. Mr. Anderson also reviewed the funding status for the realignment and repairs of the SARI line. (6) REPORT OF THE DIRECTOR OF ENGINEERING David Ludwin, Director of Engineering, advised that the CIP Oversight Ad Hoc Committee overview meeting would be held on November 1, 2005. Olga Cervantes, Contracts Administration Supervisor, was recognized. She provided an overview of how Contracts Administration staff would be assisting the Engineering Department with contract development and maintenance of construction contracts, change orders and closeouts through a phased approach. (7) REPORT OF GENERAL COUNSEL Brad Hogin, General Counsel, provided a report on design-build alternatives for public works construction and how it applies to the Sanitation District. The Sanitation District could pursue a low bid design-build alternative, but the ultimate solution would be to seek legislation allowing the Sanitation District to pursue a best value alternative, similar to what water districts are able to use. After discussion among the Directors they requested staff return to the PDC Committee with a policy for design/build with guidelines when this approach should be utilized. (8) CONSENT CALENDAR a. Receive, file, and approve minutes of the September 1, 2005 Planning, Design, and Construction Committee Meeting as corrected. b. CHANGE ORDER REPORTS Attached is the Monthly Change Order Report and the Report of Construction Contracts with Potential Change Orders over Five Percent (5%). This is an information only item. Action on change orders that require PDC Committee or Board approval will be taken separately. There are five change orders this month for PDC Committee approval. .,r PDC Committee Minutes Page 3 October 13, 2005 C. PSA AND AMENDMENT REPORT Attached is the PSA and Amendment Report. This is an information only item. Action on PSAs and Amendments that require PDC Committee or Board approval will be taken separately. There were no PSAs and no Amendments approved by the General Manager from August 19 through September 22, 2005. d. FACILITIES ENGINEERING CONSULTANT ACTIVITY REPORT Attached is the Facilities Engineering Consultant Activity Report. This is an information only item. e. SANTA ANA RIVER INTERCEPTOR RELOCATION AND PROTECTION STATUS REPORT Attached is the Santa Ana River Interceptor (SARI) Relocation and Protection Status Report. This is an information only item. f. BUSHARD TRUNK SEWER REHABILITATION REPORT Attached is the Bushard Trunk Sewer Rehabilitation Report. This is an information only item. g. QUARTERLY GROUNDWATER REPLENISHMENT SYSTEM (GWRS) STATUS REPORT Attached is the Quarterly Groundwater Replenishment System Status Report. This is an information only item. MOTION: It was moved, seconded, and duly carried to approve the recommended actions specified as Items 8(a) through (g). Director Moore abstained on Item 8(a). END OF CONSENT CALENDAR (9) INFORMATIONAL ITEMS a. PDC05-96 Change Order Management Plan Dave Ludwin, Director of Engineering, reported that staff reviewed ways to reduce the number and magnitude of changes to the on-going construction program in response to the Planning, Design and Construction Committee's request. He provided an overview of the plan that should help to reduce changes to construction contracts both in number and total cost. Directors requested the monitored change order goals be reported to the PDC Committee on a quarterly basis, and thanked staff for the new program. s PDC Committee Minutes Page 4 ` October 13, 2005 (10) ACTION ITEMS (Items a j) a. PDC05-97 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to (1) Ratify Change Order No. 2 to Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, with Margate Construction, Inc., authorizing an addition of$8,201, increasing the total contract amount to $247,645; and (2) Accept Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, as complete, authorizing the Final Closeout Agreement. b. PDC05-98 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 23 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of$117,648, increasing the total contract amount to $71,874,466. C. PDC05-99 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 9 to Effluent Pump Station Annex, Job No. J-77, with J.F. Shea Construction, Inc., authorizing an addition of $32,514, increasing the total contract amount to $44,260,201. d. PDC05-100 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to ratify Change Order No. 17 to Bushard Trunk Sewer Rehabilitation, Job No. 1-24, with Steve P. Rados, Inc., authorizing an addition of$23,707, increasing the total contract amount to $35,710,113. e. PDC05-101 MOVED, SECONDED AND DULY CARRIED: (1) Approve Plans and Specifications for Plant 1, Underground Storage Tank Rehabilitation at Electric Power Building 4, Job No. FE05-31; (2) Receive and file bid tabulation; and (3)Award a construction contract to Fleming Environmental Inc. for Plant 1, Underground Storage Tank Rehabilitation at Electric Power Building 4, Job No. FE05-31, for an amount not to exceed $122,100. Per the Delegation of Authority, the PDC Committee is authorized to award construction projects under$200,000 in value without further authorization by the Board of Directors. f. PDC05-102 MOVED, SECONDED AND DULY CARRIED: (1) Approve Plans and Specifications for Plant 1, Underground Storage Tank Rehabilitation at CenGen Building, Job No. FE05-32; (2) Receive and file bid tabulation; and (3) Award a construction contract to Fleming Environmental for Plant 1, Underground Storage Tank Rehabilitation at CenGen Building, Job No. FE05-32, for an amount not to exceed $111,460. Per the Delegation of Authority, the PDC Committee is authorized to award construction projects under$200,000 in value without further authorization by the Board of Directors. g. PDC05-103 MOVED, SECONDED AND DULY CARRIED: (1)Approve Plans and Specifications for Plant 2, Underground Storage Tank Rehabilitation at Headworks Electric Power Building B, Job No. FE05-34, on file at the office of the Board Secretary; (2) Receive and file bid tabulation; and (3) Award a construction contract to Western Pump, Inc., for Plant 2, PDC Committee Minutes Page 5 October 13, 2005 Underground Storage Tank Rehabilitation at Headworks Electric Power Building B, Job No. FE05-34, for an amount not to exceed $128,445. Per the Delegation of Authority, the PDC Committee is authorized to award construction projects under$200,000 in value without further authorization by the Board of Directors. h. PDC05-104 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve Amendment No. 4 to the Professional Services Agreement with RBF Consulting, Inc. providing for additional design engineering and environmental compliance services for Carbon Canyon Sewer and Pump Station Abandonment, Contract No. 2-24-1, for an additional amount of$20,000, increasing the total amount not to exceed $561,786. i. PDC05-105 MOVED, SECONDED AND DULY CARRIED: Recommend to the Board of Directors to approve Amendment No. 5 to the Professional Services Agreement with Malcolm Pirnie, Inc. for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10, providing for additional design engineering services for an additional amount of$198,479, increasing the total amount not to exceed $4,997,734. j. PDC05-106 Recommend to the Board of Directors to approve Professional Services Agreement with Earth Tech providing for Construction Management services for Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4, for an amount not to exceed $2,052,593. Dave Ludwin, Director of Engineering, provided a brief report advising staff solicited proposals for a third party construction management oversee the remainder of the construction for this project as recommended by the Board of Directors. Directors requested staff to review the program and negotiate the services and cost to a reduced amount substantially and have staff do most of the work. Directors also requested staff to define the levels and costs of insurance required by the District in order to provide indemnification. MOVED, SECONDED AND DULY CARRIED: A motion was made to continue the item to the following month for staff to review the services and negotiate a reduced amount for the services. (11) CLOSED SESSION There was no closed session. (12) OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY There were none. (13) MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING There were none. r I, PDC Committee Minutes ;l Page 6 T October 13, 2005 (14) MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT There were none. (15) FUTURE MEETINGS DATES The next Planning, Design, and Construction Committee Meeting is scheduled for Thursday, November 3, 2005, at 5 p.m. (16) ADJOURNMENT The Chair declared the meeting adjourned at 6:40 p.m. Submitted by: Penny M. le PDC Committee Secr ry H:1dept\agenda\PDC120051Minutes1101305 PDC Minutes.doc PDC COMMITTEE Meeting Date To Bd.of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-97 12 b Orange County Sanitation District FROM: David A. Ludwin, Director of Engineering Originator: Christopher MacLeod, Project Manager SUBJECT: SUMP PUMP ADDITION TO AIR JUMPER LINES, JOB NO. SP2000-26 GENERAL MANAGER'S RECOMMENDATION (1) Ratify Change Order No. 2 to Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, with Margate Construction, Inc., authorizing an addition of $8,201 , increasing the total contract amount to $247,645; and (2) Accept Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26, as complete, authorizing the Final Closeout Agreement. SUMMARY • This project is for the installation of explosion proof sump pumps at three District influent siphons. The current configuration allows condensation to build up and block the flow of air through the sewer lines, which can lead to odor control issues. • Lee & Ro, Inc. prepared the plans and specifications and the construction contract was awarded by the Planning, Design, and Construction (PDC) Committee on July 1 , 2004. • Change Order No. 2 includes three items of added work to Job No. SP2000-26. There are no reimbursable and one non-reimbursable design errors associated with this change order. The contract includes liquidated damages of $200 per day and no bonus provisions. Contract Schedule Contract start date September 13, 2004 Original contract completion date February 9, 2005 Total number of change orders to date 2 Current contract completion date February 9, 2005 Revised completion date February 23, 2005 Actual completion date February 20, 2005 Days subject to liquidated damages N/A Page 1 Change Order No. 2 Content Item Description Amount Days Type 1 Sump Pump Repair $ 3,297 0 Unknown Condition 0 Non-Reimbursable 2 SCADA System Revision $ 1,681 Design Error Staff Requested 3 Level Sensor Modification $3,223 0 Design Enhancement Total — Change Order No. 2 $8,201 0 Item 1 — This item compensates the Contractor for extra costs associated with the removal and repair of the contract supplied pump damaged by debris and excessive flow found in the air jumper piping. The cost also includes the purchase of an additional pump to remove water from the system while repairs to the air jumper piping are completed. Item 2 — This item completes the installation of a hard wired and wireless communication system for monitoring pump status and water levels for the three air jumper stations. The additional work was required to complete the wiring not shown in the drawings provided by the Sanitation District. This item is associated with Item 2 on Change Order No. 1. Item 3 — This item compensates the Contractor for extra costs for modifying the installation of the specified ultrasonic level indicators at each of the three air jumper stations. This modification relocates a termination box located in a permit required confined space to the system control panel. The plans and specifications, as designed. required entrance into a permit required confined space to maintain the sensors. Job Completion The Contract is now 100% complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded by the PDC Committee on July 1 . 2004. Please refer to the attached Change Order Status Report for information on all previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $177,210 Previously Authorized Change Order $ 62,234 This Change Order (Add) $ 8,201 Change orders to Date $ 70,435 Percent Increase to Date 39.75% Amended Contract Price $247,645 Page 2 BUDGET IMPACT ° ® This item has been budgeted. (Line item: Facilities Engineering Projects, Plant 1, FY 05/06 Section 8, Page 10) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The Budget Information Table is populated by only those Phase costs deemed necessary for a small project at its inception. Current practice is to have only Design and Construction Phase costs plus Contingency for Facilities Engineering projects due to their size and short duration. Small projects with longevity in the system, such as this one, may have listed budget values in other Phases at inception and are therefore carried through for continuity. There was a time period between the completion of the contract work and the actual closeout of the project which was required to investigate the leak in an existing pipeline. This caused a delay to the project closeout date. The Contractor has agreed not to seek any extended overhead on this project. The confirmed pipeline leak shall be addressed under a separate facilities engineering project. ALTERNATIVES None CEQA FINDINGS Exempt ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order 4. Location and Photo Description of Change Order No. 2 JH:dm Wntglobal\Agenda Draft ReportsTMSP2000-26 AR CO#2 101305.doc Page 3 BUDGET INFORMATION TABLE SUMP PUMP ADDITION TO AIR JUMPER LINES JOB NO. SP2000-26 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS ESTIMATED ESTIMATED PROJECTlPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED TO AUTHORIZATION PROPOSED TOTALEXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) /DECREASE Phase 1 -Project Development $ 900 $ 900 $ 900 $ 900 $ 900 100% Phase 2-Preliminary Design $ $ Phase 3-Design $ 4,125 $ 62,100 $ 62,100 $ 46,407 $ 46,407 $ 42,800 92% Phase 4-Construction $ 17,000 $ 272,600 $ 272,600 $ 252.044 $ 8,201 $ 260,245 $ 210,000 83% Phase 5-Commissioning $ $ $ - Phase 6-Close-Out $ $ Phase 7-Contingency $ 3,000 $ 30,000 $ 30,000 $ $ - $ PROJECT TOTAL $ 24,125 $ 365,600 IS $ 365,600 $ 299,351 $ 8,201 $ 307,552 $ 253,700 82% Reimbursable Costs PROJECT NET 1 $ 24,125 $ 365,600 $ $ 365,600 11 $ 299.351 1 $ 8,201 $ 307,552 1 $ 253.700 1 82% PSAIContract Desi n PSA $ 45,000 $ $ 45,000 11 $ 29,307 1 $ 29,307 1 $ 27,500 1 94% Construction Contract $ 11,500 $ 260,000 $ $ 260.000 $ 239,444 $ 8,201 $ 247,645 $ 210,000 85% EDMS 003793779 CHANGE ORDER STATUS REPORT SUMP PUMP ADDITION TO AIR JUMPER LINES JOB NO. SP2000-26 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM TIME TO DATE DATE COST TO DATE INCREASE (DAYS) (DAYS) CONTRACT 7/l/2004 $177,210 $177,210 N/A 150 150 CO NO. 1 5/25/2005 $62,234 $239,444 35.12% 14 164 CO NO. 2 PENDING $8,201 $247,645 39.75% 0 164 EDMS: 003793555 a Page 1 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction. Inc. C.O. No.: Two 2 Date: October 26, 2005 Job: Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26 Consultant: Lee & Ro Amount of this Change Order(Add)$8,201.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 - SUMP PUMP REPAIR The Contractor shall remove the sump pump installed at Air Jumper Station No. 2 that failed due to unanticipated debris in the line, ship the pump to the manufacturer's factory for repair, and return the pump to the site. The Contractor shall also provide a sump pump for temporary use. The work was negotiated in accordance with Division 01, Section 44 (B) (1) of the General Requirements. Reference FCO No. 6 and Margate Construction's letter dated June 3, 2005. ADDED COST THIS CHANGE ORDER ITEM: $3,297.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2 - SCADA SYSTEM REVISION The Contractor shall provide all material, equipment, and labor to install hardwired and wireless communication systems between each of the three new pump stations and the existing SCADA system located in the City Water Pump Station. The original contract had no provisions for monitoring pump status or water level in the air jumpers at each siphon. The additional work for each air jumper station includes: Station No. 1 is hardwired to the Biofilter PLC and includes additional relays, bases, terminal strips and wiring in existing conduits; Station No. 2 is hardwired to the City Water Pump Station PLC and includes additional relays, bases, terminal strips, wiring and approximately 800 feet of additional 1-inch conduit and Station No. 3 is a wireless system requiring the installation of a control box, two radio masts with antennas transceiver panels, radio frequency equipment, relays, bases, terminal strips and miscellaneous control wiring. The additional work included in this item was not included in the original approved Change Order No. 1, Item No. 2, was required to make the system functional. The additional wiring was not included in the original change order item. The work was negotiated with the Contractor in accordance with Division 01, Section 44 (B) (1)of the General Requirements. Reference RFP No. 2, FCO No. 2, and Margate Construction's letter dated June 2, 2005. ADDED COST THIS CHANGE ORDER ITEM: $1,681.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days A Page 2 of 4 ORANGE COUNTY SANITATION DISTRICT 108"ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Two 2 Date: October 26, 2005 Job: Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26 Consultant: Lee & Ro ITEM 3—LEVEL SENSOR INSTALLATION The Contractor shall provide all material, equipment, and labor to install the specified level indicators to meet maintenance and area classification requirements at each of the three siphon locations. The additional work includes 60 feet of 1-inch OCAL conduit, unions and various 1-inch fittings, wedge anchors, stainless steel straps, sealing compound, and equipment for Contractor required confined space entries for implementing this work. This work relocates the connection point for the level sensors to the associated control panel eliminating the need for confined space entries by Sanitation District staff to maintain the sensors. This item includes a credit for the flexible conduit and mounting system shown on Drawing E1002. The work was completed on a time and material basis in accordance with Division 01, Section 44 (B) (2)of the General Requirements, reference FCO No. 8 and Margate Construction's letter dated April 25, 2005. ADDED COST THIS CHANGE ORDER ITEM: $3,223.00 TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days TOTAL ADDED COSTS THIS CHANGE ORDER: $8,201.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 3 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: _Margate Construction, Inc. C.O. No.: Two 2 Date: October 26, 2005 Job: Sump Pump Addition to Air Jumper Lines, Job No. SP2000-26 Consultant: Lee & Ro The additional work contained within this change order can be performed incidental to the prime work, and within the time allotted for the original contract and any extensions to the contract time made by this and all previously issued change orders. It is therefore mutually agreed that no time extension is required for this change order, and no direct, indirect, incidental, or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: September 13, 2004 Original Contract Time: 150 Calendar Days Original Completion Date: February 9, 2005 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: 14 Calendar Days Revised Contract Time: 164 Calendar Days Revised Final Completion Due Date: February 23, 2005 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: February 20, 2005 Original Contract Price $177,210 Prev. Authorized Changes $ 62,234 This Change (Add) $ 8,201 Amended Contract Price $247,645 f' Page 4 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Two 2 Date: October 26, 2005 Job: Sump Pump Addition to Air Jumper Lines,Job No. SP2000-26 Consultant: Lee & Ro Board Authorization Date: October 26, 2005 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod Haynes, P.E. Date Engineering & Construction Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: MARGATE CONSTRUCTION, INC. Contractor Date EDMS 003793543 �1 I PDC COMMITTEE Meeting Date To Bd.of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-98 12 c Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Dean Fisher, CIP Project Manager SUBJECT: PRIMARY CLARIFIERS 16-31 AND RELATED FACILITIES, JOB NO. P1-37 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 23 to Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37, with Margate Construction, authorizing an addition of $117,648, increasing the total contract amount to $71,874,466. SUMMARY Background • Job Number P1-37, Primary Clarifiers 16-31 and Related Facilities, includes the construction of 16 new primary clarifiers with all support equipment, improvements to existing Primary Clarifiers 6-15, and improvements to Primary Clarifiers 1-5. • Brown and Caldwell prepared the plans and specifications and the contract was awarded to Margate Construction on October 24, 2001 . • This change order includes nine items of additional work. There are three non-reimbursable design errors and one reimbursable design error associated with this change order. Liquidated damages on this project are $3,000 per day and there are no bonus provisions. Contract Schedule Contract Start Date January 7, 2002 Original Contract Completion Date November 7, 2005 Total Number of Change Orders to Date 23 Current Contract Completion Date September 26, 2006 Actual Completion Date N/A Days Subject to Liquidated Damages 0 1 r Change Order Content Item Description Amount Days Type No. Change Source of Polymer Dilution 1 Water 13,701 0 Unknown Conditions Staff Requested 2 Test Fuel Oil Secondary Piping 348 0 Design Change Replace Scum Pit Pressure Reimbursable Design 3 Indicators 1,654 0 Error Staff Requested 4 Relocate Existing Eyewash 5,284 0 Design Change Remove Existing Deck Mounted Non-Reimbursable 5 Utility Water Risers and Hose Reels 4,725 0 Design Error Demolish 1-inch Instrument Air Non-Reimbursable 6 Piping 197 0 Design Error Additional Main Gallery Lighting for Non-Reimbursable 7 Thickened Sludge Pumps 44,913 0 Design Error Staff Requested 8 Remove Supply Fan Flow Sensing 0 0 Design Change Raise Foul Air Ducting to Achieve Non-Reimbursable 9 Minimum Clearance 46,826 0 Design Error Total Change Order $117,648 0 Item 1 modifies the piping for the source of the polymer dilution water. Water piping in the polymer building was previously modified by the Sanitation District staff after the P1-37 project design was issued because it was determined that high quality City water was needed. Item 2 provides for third party testing of the secondary fuel oil piping for the stand-by diesel generator. The Sanitation District staff requested this testing prior to turnover in case the testing revealed any defects that required repair. Item 3 replaces six scum pit water pressure indicators (gauges) which are presently specified as 0 — 60 psig with gauges that have a range of 0 — 160 psig. Pressure on the scum pit water line is expected to be in the range of 0 — 100 psig with a normal of around 80 psig. This item involves rework and the Sanitation District will be seeking reimbursement from the design consultant. Item 4 provides for the necessary labor and materials to relocate the existing eyewash located in the existing main gallery to the new P1-37 main gallery. The Sanitation District staff requested an eyewash in the new main gallery because of the manual sludge sampling being performed on a daily basis and the possibility that sludge may splash into the operator's eyes. Item 5 provides for the labor required to demolish the existing deck mounted utility water risers and hose reels which are located next to the scum troughs. The risers and hose reels are in conflict with the new surface mounted conduit to be installed as part of the Phase 2 improvements. 2 i Item 6 provides compensation for demolition of existing 1-inch Instrument Air (IA) piping located at the north end of the existing main gallery. The piping will interfere with construction of the new centerfeed channel. Removal of the IA piping was not shown on the contract demolition drawing. Item 7 adds switched fluorescent lighting fixtures above each of the thickened sludge pumps. The contract specified lighting did not provide the minimum illumination required by OSHA for a working environment. Item 8 deletes the requirement for supply fan flow sensing and provides for updating all of the required documentation, including the operation and maintenance manuals, to reflect this deletion. Item 9 provides for raising the new foul air ducting to achieve a minimum clearance of 7-feet above the deck of the existing Primary Clarifiers 6 -15. There are no code requirements that predicate the height, but the design of the obstructive configuration is restrictive and considered to be deficient. There is no rework associated with this change. Job Completion The project is 88.75 % complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded by the Board of Directors on October 24, 2001. Please refer to the attached Change Order Status Report for more information on previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 70,366,000 Previously Authorized Changes $ 1,390,818 This Change $ 117,648 Change Orders to Date $ 1,508,466 Percentage Increase to Date 2.14 % Amended Contract Price $ 71,874,466 BUDGET IMPACT ® This item has been budgeted. (Line item: Section 8, CIP, P1-37, Page 52) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION None. 3 t x ALTERNATIVES No alternatives are proposed. CEQA FINDINGS This project was included in the Strategic Plan EIR that was certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order 4. Location and Photo Description of Change Order DF:ms H:/ntglobal/AgendaDraftReports/PDC/P1-37 CO-23-AR 102605 4 BUDGET INFORMATION TABLE Primary Clarifiers No. 16-31 and Related Facilities Job No. P1-37 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE TO EXPENDED BUDGET BUDGET INCREASE BUDGET TO DATE REQUEST AUTHORIZATION DATE TO DATE(%) Phase 1 -Project Development $ 173,000 $ 173,000 $ 173,000 $ 173,000 $ 173,000 100% Phase 2-Preliminary Design $ 317,000 $ 317,000 $ 317,000 $ 317,000 $ 317,000 100% Phase 3-Desi n $ 4,595,000 $ 4.595,000 $ 4,595,000 $ 4,595,000 $ 4,566,000 99% Phase 4-Construction $ 81.642,000 $ 117,684 $ 81,759,684 $ 81,496,260 $ 117,648 $ 81,613,908 $ 71,944,000 88% Phase 5-Commissioning $ 396,000 $ 396,000 $ 396,000 $ 396,000 $ 184,000 46% Phase 6-Closeout $ 61,000 $ 61,000 $ 61,000 $ 61,000 Phase 7-Contingency $ 2,576,000 $ 117,684 $ 2,458,316 $ 1PROJECTTOTAL $ - $ 89,760,000 1 $ - $ 89,760,000 $ 87,038,260 $ 117,648 $ 87,155,908 $ 77,184,000 89% Reimbursable Costs PROJECT NET $ $ 89,760,000 1$ $ 89,760,000 1 $ 87,038,260 $ 117,648 $ 87,155,908 1 $ 77,184,000 1 89% PSAIContract Design PSA $ 6,198,861 $ 6,198,861 $ 6,198,861 $ 6,198.861 $ 5.750,000 93% Construction Contract $ 71,756,818 $ 117,648 $ 71,874,466 $ 71,756,818 $ 117,648 $ 71,874.466 $ 63,212,000 88% EDMS1003796502 CHANGE ORDER STATUS REPORT PRIMARY CLARIFIERS 16-31 AND RELATED FACILITIES JOB NO. P1-37 APPROVAL CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT 6/23/1999 $ 70,366,000.00 $ 70,366,000.00 0.00 1400 1400 CO NO. 1 12/19/2001 $ 0.00 $ 70,366,000.00 0,00 0 1400 * CO NO. 2 8/1/2002 $ 75,214.00 $ 70,441,214.00 0.11 49 1449 ** CO NO. 3 10/21/2002 $ 48,736.00 $ 70,489,950.00 0.18 0 1449 CO NO. 4 12/18/2002 $ 356,059.00 $ 70,846,009.00 0.68 82 1531 CO NO. 5 2/26/2003 $ 33,527.00 $ 70,879,536.00 0.73 0 1531 CO NO. 6 4/23/2003 $ 54,992.00 $ 70,934,528.00 0.81 21 1552 CO NO. 7 6/25/2003 $ 14,750.00 $ 70,949,278.00 0.83 0 1552 CO NO. 8 8/27/2003 $ 5,363.00 $ 70,954,641.00 0.84 0 1552 CO NO. 9 10/22/2003 $ 187,452.00 $ 71,142,093.00 1.10 0 1552 CO NO. 10 11/19/2003 $ 56,041.00 $ 71,198,134.00 1.18 0 1552 CO NO. 11 12/4/2003 $ 20,680.00 $ 71,218,814.00 1.21 0 1552 CO NO. 12 2/25/2004 $ 22,390.00 $ 71,241,204.00 1.24 0 1552 CO NO. 13 3/24/2004 $ 784.00 $ 71,241,988.00 1.24 0 1552 CO NO. 14 5/26/2004 $ 67,455.00 $ 71,309,443.00 1.34 0 1552 CO NO. 15 10/27/2004 $ 67,937.00 $ 71,377,380.00 1.44 143 1695 CO NO. 16 12/15/2004 $ (160,121.00) $ 71,217,259.00 1.21 0 1695 CO NO. 17 2/23/2005 $ 127,478.00 $ 71,344,737.00 1.39 0 1695 CO NO. 18 3/23/2005 $ 61,690.00 $ 71,406,427.00 1.48 0 1695 CO NO. 19 4/27/2005 $ 116 710.00 $ 71 523 137.00 1.64 0 1695 CO NO. 20 5/25/2005 $ 84 955.00 $ 71,608,092.00 1.77 28 1723 CO NO. 21 7/20/2005 $ 100,648.00 $ 71,708,740.00 1.90 0 1723 CO NO. 22 9/28/2005 $ 48,078.00 $ 71,756,818.00 1.97 0 1723 CO NO.23 Pending $ 117.648.001 $ 71,874,466.00 2.14 0 _ 1723 ** Approved by PDC Committee per delegated authority by Board Resolution 99-23 * Approved by General Manager per delagated authority by Board Resolution 99-23 EDMS/003796500 Q s Page 1 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell Amount of this Change Order(Add)(Oe ) $117,648.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation,the following additions to or deductions from the contract price are hereby approved. ITEM 1 —CHANGE SOURCE OF POLYMER DILUTION WATER This item modifies existing and specified piping in the Primary Polymer Facility. The plans provided for additions to the polymer feed piping to serve the new primary clarifiers being constructed in this project. During construction, it was discovered that the existing polymer system had been modified after the new design was completed. Operations staff had switched the water supply from reclaimed water to City water due to problems with the chlorine in the reclaimed water reacting with the polymer. This water supply was served by a 4-inch mainline and was not adequate to serve the additional capacity required by the expanded polymer system. This change provides a connection to a 12-inch water main and reconfigures the polymer system to accept the new water feed. The work was accomplished on Contractor's force account pursuant to Section 48 (B) 2 of the General Requirements (Reference FCO-P137-168). ADDED COST THIS CHANGE ORDER ITEM: $13,701.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2—TEST FUEL OIL SECONDARY PIPING This item provides for third party testing of the secondary fuel oil piping for the stand-by diesel generator. Testing of the secondary piping is not in the contract scope of work. This work would normally be done by the Sanitation District after acceptance of the facility by a third-party testing firm. It was decided to do this testing prior to turnover in case the testing revealed any defects that required repair and to take advantage of the test firm being onsite to perform contract testing. The work was accomplished on Contractor's force account pursuant to Section 48 (B) 2 of the General Requirements (Reference FCO-P137-239). ADDED COST THIS CHANGE ORDER ITEM: $348.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days 9 Page 2 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell ITEM 3— REPLACE SCUM PIT PRESSURE INDICATORS This item replaces six scum pit water pressure indicators (gauges)with like gauges having a greater range of 0— 160 psig. Pressure on the scum pit water line is expected to be in the range of 0 — 100 psig with a normal of around 80 psig. Design documents call for pressure indicators with a range of 0—60 psig. To provide correct reading on the gauges under all conditions, the specified gauges are being replaced with gauges with a range of 0— 160 psig. This item involves rework and the Sanitation District will be seeking reimbursement from the design consultant. The work was accomplished on Contractor's force account pursuant to Section 48 (B) 2 of the General Requirements (Reference FCO-P137-244). ADDED COST THIS CHANGE ORDER ITEM: $1,654.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 4— RELOCATE EXISTING EYEWASH This item provides for the necessary labor and materials to relocate the existing eyewash located in the existing main gallery to the new P1-37 main gallery and tie it into the potable water system. The existing eyewash will be temporarily removed as part of the P1-37 Phase 2 construction requirements, but will now be relocated as requested by Operations and Safety staff to the new main gallery. The plant operation's personnel perform manual sludge sampling on a daily basis and there is a possibility that sludge, which contains polymer and ferric chloride, may splash into the operator's eyes. The work was accomplished on Contractor's force account pursuant to Section 48 (B) 2 of the General Requirements (Reference FCO-P137-265). ADDED COST THIS CHANGE ORDER ITEM: $5,284.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 5— REMOVE EXISTING DECK MOUNTED UTILITY WATER RISERS AND HOSE REELS This item provides for the labor required to demolish the deck mounted utility water risers and hose reels located next to the existing scum troughs. The contract drawings do not require the Contractor to demolish the existing utility water risers and hose reels. The risers and hose reels are in conflict with the surface mounted conduit to be installed for the new scum skimmer tipping troughs. The work was accomplished on Contractor's force account pursuant to Section 48 (B)2 of the General Requirements (Reference FCO-P137-266). ADDED COST THIS CHANGE ORDER ITEM: $4,725.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Q t Page 3 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell ITEM 6— DEMOLISH 1-INCH INSTRUMENT AIR PIPING This item provides compensation for demolition of existing 1-inch Instrument Air(IA) piping located at the north end of the existing main gallery. Removal of the IA piping was not shown on the contract demolition drawing. The piping will interfere with construction of the new centerfeed channel. The work was accomplished on Contractor's force account pursuant to Section 48 (B) 2 of the General Requirements (Reference FCO-P137-269). ADDED COST THIS CHANGE ORDER ITEM: $197.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 7—ADDITIONAL MAIN GALLERY LIGHTING FOR THICKENED SLUDGE PUMPS This item provides additional lighting by installing switched fluorescent lighting fixtures above each of the thickened sludge pumps in the existing main gallery. Operations and Safety Departments reviewed the as-built lighting condition at the thickened sludge pumps and determined that the low lighting in the area warranted additional permanent lighting to make the area safe for staff to perform their routine status checks of the equipment. The work associated with this Change Order item was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements (Reference FCO-P137-273.1). ADDED COST THIS CHANGE ORDER ITEM: $44,913.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 8— REMOVE SUPPLY FAN FLOW SENSING This "No Cost" item deletes the requirement for supply fan flow sensing and provides for updating all of the required documentation, including the Operation and Maintenance manuals, to reflect this deletion. The J-35 Area Classification Upgrades project changed the classification for the area to be serviced by the air supply fans. This change in area classification eliminated the code requirement for fan flow monitoring. Eliminating the fan flow sensing will also reduce long-term maintenance costs. The Contractor's costs for updating the required documentation, $1,757.00, was offset by deletion of an equal amount of the installation work remaining. The work associated with this Change Order item was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements (Reference FCO-P137-293). ADDED COST THIS CHANGE ORDER ITEM: $0.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days D i Page 4 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell ITEM 9— RAISE FOUL AIR DUCTING TO ACHIEVE MINIMUM CLEARANCE This item provides for raising the new foul air ducting to be installed on existing clarifiers to achieve a minimum clearance of 7-feet above the deck to provide access for Operations and Maintenance staff. This change eliminates head room access restrictions in the centerfeed channel. The designed installation meets applicable codes, but the configuration is very restrictive and is considered to be deficient. There is no rework associated with the change. The work associated with this Change Order item was negotiated with the Contractor pursuant to Section 48 (B) 1 of the General Requirements (Reference FCO-P137-294). ADDED COST THIS CHANGE ORDER ITEM: $46,826.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COST THIS CHANGE ORDER: $117,648.00 TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 5 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell The additional work contained in this Change Order can be performed incidental to the prime work and within the time allotted for the original Contract and any extensions to the Contract time made by this and all previously issued Change Orders. The Sanitation District and Contractor agree that the added cost described above constitutes full and equitable consideration for all the impacts incurred by the Contractor, and no other direct or indirect, incidental or consequential costs,expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this Change Order. SUMMARY OF CONTRACT TIME Original Contract Date: January 7, 2002 Original Contract Time: 1,400 Days Original Completion Date: November 7,2005 Time Extension this C.O: 0 Days Total Contract Time Extension: 323 Days Revised Contract Time: 1,723 Days Revised Final Completion Due Date: September 26, 2006 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: N/A Original Contract Price $ 70,366,000.00 Prev.Authorized Changes $ 1,390,818.00 This Change (Add) (DedUGt) $ 117,648.00 Amended Contract Price $ 71,874,466.00 j Page 6 of 6 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Margate Construction, Inc. C.O. No.: Twenty Three (23) Date: October 26, 2005 Job: Primary Clarifiers 16-31 and Related Facilities, Job No. P1-37 Consultant: Brown and Caldwell Board Authorization Date: October 26, 2005 ORANGE COUNTY SANITATION DISTRICT Recommended by: Dean Fisher, P.E. Date CIP Project Manager Approved by: David A. Ludwin, P.E. Date Director of Engineering Accepted by: MARGATE CONSTRUCTION Contractor Date EOMSl003796501 PDC COMMITTEE Meeting Date To Bd. of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-99 12 d Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Umesh Murthy, CIP Project Manager SUBJECT: EFFLUENT PUMP STATION ANNEX, JOB NO. J-77 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 9 to Effluent Pump Station Annex, Job No. J-77, with J.F. Shea Construction, Inc., authorizing an addition of $32,514, increasing the total contract amount to $44,260,201 . SUMMARY • Effluent Pump Station Annex (EPSA), Job No. J-77, will replace the existing Foster Booster Pump Station with a new pumping facility that is capable of providing adequate backup capacity to the existing Ocean Outfall Booster Station (OOBS) during excess flow events and routine maintenance. EPSA will also accommodate the pumping of secondary treated water exclusively through the 78-inch outfall during excess flow events. This project also includes the construction of a standby power facility which will provide backup power to EPSA. • Black and Veatch Corporation prepared the plans and specifications for this project and the construction contract was awarded to J.F. Shea Construction, Inc. on September 24, 2003. • Change Order No. 9 includes four items of additional work, and one item of deleted work to Job No. J-77. There are two non-reimbursable design errors and no reimbursable design errors associated with this change order. Liquidated damages on this project are $5,000 per day and there are no bonus provisions. Contract Schedule Contract Start Date November 24, 2003 Original Contract Completion Date June 30, 2007 Total Number of Change Orders to Date 9 Current Contract Completion Date June 30, 2007 Actual Contract Completion Date N/A Days Subject to Liquidated Damages 0 Revised: 06/04/03 Page 1 Change Order No. 9 Content r Item Description Amount Days Type No. 1 Ductwork Modifications $3,889 0 Non-Reimbursable Design Error 2 Repair Lining of 96-Inch Effluent $14,254 0 Unknown Conditions Pipe 3 Roof Insulation Change $12,917 0 Unknown Conditions 4 Cooling of Mass Concrete ($13,719) 0 Staff Requested Design Enhancement 5 Conduit Re-Route CENGEN $15,173 0 Non-Reimbursable Design Error Total - Change Order No. 9 $32,514 0 Item 1 is to modify the heating, ventilation and air conditioning (HVAC) ductwork in the EPSA Electrical Building due to space constraints and interference with electrical conduits. The modifications were also required to provide adequate cooling for the electrical switchgear and the motor control centers which were not included in the contract documents. Item 2 is to repair and replace approximately 10-feet of deteriorated interior lining in an existing 96-inch diameter effluent pipe which was found when a new 120-inch x 96-inch reducer was installed. This project connects a new pipe to an existing pipe. The condition of the existing pipe was not able to be inspected during the design phase of this project. Item 3 is to change the thickness of the roof insulation material on the EPSA Pump Building and Electrical Building. Contract specifications called for 2-inch thick insulation, but Air Quality Management District (AQMD) regulations changed after this project was bid, which affected the manufacture of the foam material resulting in added thickness to achieve the required R-14 rating. Item 4 is a credit for modification of the contract specifications requirements regarding the method of controlling the temperature rise during the placement of "mass concrete". The maximum temperature rise differential was reduced slightly which allowed the use of ice in lieu of using liquid nitrogen for cooling the mix during "mass concrete" placement. The "mass concrete" thickness was approximately five feet in depth and involved a total of approximately 1 ,000 cubic yards of concrete. Item 5 is to re-route and raise the elevation of four new 5-inch diameter electrical conduits at the ceiling of the CEN GEN basement and furnish and install three new stainless steel pull boxes to allow forklift access for maintenance of steam turbine components. Job Completion The project is now 73% complete. Revised: 06/04/03 Page 2 PRIOR COMMITTEE/BOARD ACTIONS 0 �► The construction contract was awarded to J.F. Shea Construction, Inc. by the Board of Directors on September 24, 2003. Please refer to the attached Change Order Status Report for more information on previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $44,735,518 Previously Authorized Changes $ (507,831) This Change (Add) $ 32,514 Change Orders to Date $ (475,317) Percentage Decrease to Date (1.06%) Amended Contract Price $44,260,201 BUDGET IMPACT ® This item has been budgeted. (Line item: Section 8, Page 69) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION None ALTERNATIVES None CEQA FINDINGS The Rehabilitation of Foster Pump Station (FPS) was included in the 1999 Strategic Plan Environmental Impact Report (EIR). The EIR was certified on October 27, 1999, and a Notice of Determination was filed on October 29, 1999. A supplemental EIR (SEIR) was completed for update of the Program EIR to reflect replacement of FPS rather than the rehabilitation indicated in the Strategic Plan. The SEIR was approved by the Board in December 2002. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order 4. Location and Photo Description of Change Order TB:dm:kf WntglobaMgenda Draft Reports\PDCU-77 AR CO#9 100605.doc Revised: 06/04/03 Page 3 BUDGET INFORMATION TABLE Effluent Pump Station Annex JOB NO.J-77 ORIGINAL CURRENT PROPOSEDgUOGET PROPOSED FUNDS AUTHORIZED THIS PROPOSED TOTAL ESTIMATED ESTIMATED PROJECTIPHASE AUTHORIZED PROJECT REVISED AUTHORIZATION EXPENDITURE EXPENDEDTO BUDGET BUDGET INCREASE BUDGET TO DATE REQUEST AUTHORIZATION TO DATE DATE(%) /DECREASE Phase 1 -Project Development $ 21,000 $ 4,000 $ 4.000 $ 4,000 $ 4,000 $ 4,000 100% Phase 2-Preliminary Design $ 1,258,000 $ 62,000 $ 62,000 $ 62,000 $ - $ 62,000 $ 62.000 100% Phase 3-Design $ 3.501.000 $ 4,446,000 $ 4,446.000 $ 4,446,000 $ 4,446,000 $ 4,446,000 100% Phase 4-Construction $ 43.745,000 $ 54,114,000 $ 32,514 $ 54,146,514 $ 54,114,000 $ 32,514 $ 54 146.514 $ 34,000,000 63% Phase 5-Commissioning $ 376,000 $ 487,000 $ 487,000 $ 487,000 $ 487,000 $ 0% Phase 6-Close-Out $ 94,000 $ 123,000 $ 123,000 $ 123,000 $ 123,000 $ 0% Phase 7-Contingency $ 1,762,000 $ 4,500,000 $ 32,514 $ 4,467.486 1 $ - $ PROJECT TOTAL $ 50,757.000 $ 63,736,000 $ 63,736,000 $ 59,236,000 $ 32,514 $ 59.268,514 $ 38,512,000 65% Reimbursable Costs PROJECT NET $ 50,757.000 1 $ 63,736,000 $ $ 63,736,000 1 1 $ 59,236,000 1 $ 32,514 $ 59,268,514 $ 38,512,000 65% PSA/Contract Desi n/Const.Support PSA $ 2.208.810 $ 6,164,240 $ $ 6,164.240 $ 6,164,240 $ - $ 6,164,240 $ 4 900 000 79% Construction Contract $ 44,735,518 $ 44,227,687 $ 32 514 $ 44,260.201 $ 44 227,687 $ 32 514 $ 44 260,201 $ 32,403 210 73% EDMS 003796536 - r CHANGE ORDER STATUS REPORT EFFLUENT PUMP STATION ANNEX JOB NO. J-77 Change Order No. 9 APPROVAL CONTRACT CONTRACT CUMULATIVE AUTHORIZED AUTHORIZED ITEM DATE COST COST TO DATE PERCENTAGE TIME TIME TO DATE INCREASE/DECREASE (DAYS) (DAYS) CONTRACT 9/24/2003 44,735,518 $44,735,518 0.00 1315 1315 CO NO. 1 2/25/2004 <1,967,158> $42,768,360 (4.40) 0 1315 CO NO. 2* 7/1/2004 185,000 $42,953,360 (3.98) 0 1315 CO NO. 3 9/22/2004 333,388 $43,286,748 3.24 0 1315 CO NO. 4 12/15/2004 174,549 $43,461,297 2.85 0 1315 CO NO. 5 2/23/2005 390,586 $43,851,883 1.98 0 1315 CO NO. 6 6/22/2005 102,475 $43,954,358 1.74 0 1315 CO NO. 7 7/20/2005 53,196 $44,007,554 1.63 0 1315 CO NO. 8 7/20/2005 220,133 $44,227,687 1.14 0 1315 CO NO 9 Pending 32,5141 $44,260,201 1.06 0 1315 * PDC approval per OCSD Resolution 04-08 UM;kf 003796600 - r CHANGE ORDER STATUS REPORT EFFLUENT PUMP STATION ANNEX JOB NO. J-77 Change Order No. 9 APPROVAL CONTRACT CONTRACT CUMULATIVE AUTHORIZED AUTHORIZED ITEM DATE COST COST TO DATE PERCENTAGE TIME TIME TO DATE INCREASE/DECREASE (DAYS) (DAYS) CONTRACT 9/24/2003 44,735,518 $44,735,518 0.00 1315 1315 CO NO. 1 2/25/2004 <1,967,158> $42,768,360 (4.40) 0 1315 CO NO. 2* 7/1/2004 185,000 $42,953,360 (3.98) 0 1315 CO NO. 3 9/22/2004 333,388 $43,286,748 3.24 0 1315 CO NO. 4 12/15/2004 174,549 $43,461,297 2.85 0 1315 CO NO. 5 2/23/2005 390,586 $43,851,883 1.98 0 1315 CO NO. 6 6/22/2005 102,475 $43,954,358 1.74 0 1315 CO NO. 7 7/20/2005 53,196 $44,007,554 1.63 0 1315 CO NO. 8 7/20/2005 220,133 $44,227,687 1.14 0 1315 CO NO 9 Pending 32,5141 $44,260 201 1.06 0 1315 * PDC approval per OCSD Resolution 04-08 UM:kf 003796600 1 Page 1 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: J.F. Shea Construction, Inc. C.O. No.: Nine 9 Date: October 26, 2005 Job: Effluent Pump Station Annex, Job No. J-77 Consultant: Black&Veatch Amount of this Change Order(Add)( ) $32,514.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 — DUCTWORK MODIFICATIONS This item is for labor, material and equipment to modify the heating, ventilation and air conditioning (HVAC)ductwork at Air Handlers DAHU401, 411 and 412 in the Effluent Pump Station Annex (EPSA) Electrical Building. Due to space constraints and interference between the electrical ductwork and the HVAC ductwork and the need to provide adequate cooling for the electrical switchgear in the EPSA Electrical Building, portions of the air conditioning ducts were deleted and replaced with hoods directly over the switchgear. This work was negotiated with the Contractor pursuant to Section 43 B (1)of the Contract General Requirements. Reference FCO No. 48 and J.F. Shea 's cost proposal dated June 14, 2005. ADDED COST THIS CHANGE ORDER ITEM: $3,889.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2—REPAIR LINING OF 96-INCH EFFLUENT PIPE This item is to furnish all labor and material to abrasive blast and re-coat a portion (approximately 10-foot length) of the interior of an existing 96-inch diameter effluent pipe. When a new 120-inch x 96-inch reducer was cut into this existing 96-inch diameter line the deterioration of the interior lining was found to be severe. Sanitation District's Corrosion Engineer recommended the addition of a protective corrosion resistant lining and inspected the repairs. This work was negotiated with the Contractor pursuant to Section 43, B (1) of the Contract General Requirements. Reference FCO No. 49 and J.F. Shea's cost proposal dated June 14, 2005. ADDED COST THIS CHANGE ORDER ITEM: $14,254.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days i Page 2 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: J.F. Shea Construction, Inc. C.O. No.: Nine 9 Date: October 26, 2005 Job: Effluent Pump Station Annex, Job No. J-77 Consultant: Black & Veatch ITEM 3— ROOF INSULATION CHANGE This item is to change the thickness of the roof insulation material on the Pump Station Building and the Electrical Building. Contract specifications called for 2-inch thick R-14 insulation on these two buildings, however a change in Air Quality Management District (AQMD) regulations after the project was bid which affected the manufacturing process of the foam material resulted in increased thickness and cost to achieve the R-14 rating. The cost of this work was negotiated with the Contractor pursuant to Section 43 B (1) of the Contract General Requirements. Reference FCO No. 51 and J.F. Shea's letter dated June 14, 2004. ADDED COST THIS CHANGE ORDER ITEM $12,917.00 TIME EXTENSION THIS CHANGE ORDER ITEM 0 Calendar Days ITEM 4—COOLING OF MASS CONCRETE This item of work is a credit for modifying the contract specification requirements for cooling the concrete during "mass" concrete placement. The Sanitation District staff and the designer determined that if sensors were installed to monitor the internal temperature of the concrete pours (more than 4- foot thick) ice could be utilized instead of the liquid nitrogen cooling, without compromising the finished specified product. The temperature sensors were not specified in the contract. The cost of this work was negotiated with the Contractor pursuant to Section 43B (1) of the Contract General Requirements. Reference RFP No. 22 and J.F. Shea's letter dated April 19, 2005. CREDIT THIS CHANGE ORDER ITEM ($13,719.00) TIME EXTENSION THIS CHANGE ORDER ITEM 0 Calendar Days ITEM 5—CONDUIT RE-ROUTE IN CEN GEN BASEMENT This item of work is to re-route and raise the elevation of four new 5-inch diameter electrical conduits located at the ceiling of the CEN GEN basement and furnish and install three new stainless steel pull boxes (these are necessary to avoid excessive conduit bends to comply with the National Electric Code)to allow forklift access for maintenance of the steam turbine components. This work was negotiated with the Contractor pursuant to Section 43 B (1) of the Contract General Requirements. Reference FCO No. 14 and J.F. Shea's cost proposal dated July 22, 2004. ADDED COST THIS CHANGE ORDER ITEM $15,173.00 TIME EXTENSION THIS CHANGE ORDER ITEM 0 Calendar a Page 3 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: J.F. Shea Construction, Inc. C.O. No.: Nine 9 Date: October 26, 2005 Job: Effluent Pump Station Annex, Job No. J-77 Consultant: Black &Veatch Days TOTAL ADDED COSTS THIS CHANGE ORDER: $32,514.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days A Page 4 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: J.F. Shea Construction, Inc. C.O. No.: Nine 9 Date: October 26, 2005 Job: Effluent Pump Station Annex, Job No. J-77 Consultant: Black &Veatch The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time made by this change order and all previously issued change orders. It is, therefore, mutually agreed that no extension of time to perform the work is required for this change order, and that no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by the Contractor, except as expressly granted and approved by this change order. SUMMARY OF CONTRACT TIME Original Contract Date: November 24, 2003 Original Contract Time: 1,315 Calendar Days Original Completion Date: June 30, 2007 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: 0 Calendar Days Revised Contract Time: 1,315 Calendar Days Revised Final Completion Due Date: June 30, 2007 Time Subject to Liquidated Damages: N/A Actual Final Completion Date: N/A Original Contract Price $44,735,518 Prev. Authorized Changes $ (507,831) This Change (Add) (Deduct) $ 32,514 Amended Contract Price $44,260,201 a Page 5 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: J.F. Shea Construction, Inc. C.O. No.: Nine 9 Date: October 26, 2005 Job: Effluent Pump Station Annex, Job No. J-77 Consultant: Black&Veatch Board Authorization Date: October 26, 2005 ORANGE COUNTY SANITATION DISTRICT Recommended by: Umesh N. Murthy, P.E. Date CIP Project Manager Approved by: David A. Ludwin P.E. Date Director of Engineering Accepted by: J.F. Shea Construction, Inc. Contractor Date EDMS 003796601 PDC COMMITTEE Meeting Date To Bd.of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-100 12 e Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: David May, Project Manager SUBJECT: BUSHARD TRUNK SEWER REHABILITATION, JOB NO. 1-2-4 GENERAL MANAGER'S RECOMMENDATION Ratify Change Order No. 17 to Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4, with Steve P. Rados, Inc., authorizing an addition of $23,707, increasing the total contract amount to $35,710,113. SUMMARY • Job No. 1-2-4. Bushard Trunk Sewer Rehabilitation, includes the installation of 21 ,600 linear feet (just over four miles) of 108-inch reinforced concrete pipe, manholes, junction structures, and miscellaneous utility relocations. • Boyle Engineering Corporation prepared the plans and specifications and the contract was awarded to Steve P. Rados, Inc. on June 26, 2002. • Change Order No. 17 includes three items of additional work to Job No. 1-2-4. There are no reimbursable or non-reimbursable design errors associated with this change order. Liquidated damages on this contract are $2,000 per calendar day and the bonus provisions are $750 per calendar day. Contract Schedule Contract Start Date September 16, 2002 Original Contract Completion Date March 18, 2004 Total Number of Change Orders to Date 17 Current Contract Completion Date Deferred* Actual Completion Date N/A Days Subject to Liquidated Damages N/A *See "Additional Information" on page 3 Page 1 Change Order No. 17 Content ' Item No. Description Amount Days Type 1 Lining Repair and Dewatering $ 18,413 0 Other Costs for Installed 108-Inch Pipe 2 Temporary Restrooms at Plant $ 1,307 0 Staff No. 2 Gates Requested Design Change 3 Additional Pavement Work at $ 3,987 0 Other the Yorktown-Bushard Intersection Total — Change Order No. 17 $ 23,707 0 Item 1 is for the repair of interior lining of the 108-inch pipe, and for dewatering efforts to keep groundwater out of the pipe during the repair work. This work was associated with a plan worked out between OCSD and the Contractor to complete the installation of the purchased 108-inch pipe as effectively and quickly as possible. OCSD agreed to fund these costs to share the short term financial burden associated with the installation of this pipe. Item 2 is for extra costs associated with the rental and maintenance of two temporary restrooms at the Plant No. 2 Banning and Bushard Gates. This is a staff requested change because OCSD requested to keep the restrooms in place after the project temporarily shut down to accommodate the security personnel who staffed the gates. Item 3 is for additional pavement work at the Yorktown-Bushard Intersection. A coordination question between adjoining City of Huntington Beach and Contractor paving work caused a dip at the joint. The City requested an improvement to this area. Job Completion The contract is now 47% complete. PRIOR COMMITTEE/BOARD ACTIONS The contract was awarded by the Board of Directors on June 26, 2002. Please refer to the attached Change Order Status Report for information on all previous change orders. PROJECT/CONTRACT COST SUMMARY Original Contract Price $ 30,003,210 Previously Authorized Changes $ 5,683,196 This Change Order (CO No. 17. Add) $ 23,707 Change Orders to Date $ 5,706,903 Percent Increase to Date 19.02% Amended Contract Price $ 35,710.113 Page 2 A BUDGET IMPACT 0 1 ® This item has been budgeted. (Line item: FY 04/05, Section 8, Capital Improvement Program, Collections Facilities, Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION Background for Item No. 1: Shortly after installation of the 108-inch concrete sewer pipe began, the pipe revealed problems with tight joints and cracking. In order to mitigate problems and avoid extensive project delays, OCSD issued a letter to the Contractor on April 16, 2004 titled "Revised Instructions For Resumption of 108-Inch Pipe Already Paid For'. One of the instructional items was to install the pipe with only one instead of two gaskets. Use of one gasket necessitated the use of a joint tester, which in turn required the cutting of hand holes in the pipe liner at each test location to pull the liner out of the way of the tester. The required repairs of the lining had to be done inside the installed pipe in dry conditions. Consequently, dewatering had to be continued to keep groundwater out of the pipe. OCSD agreed to fund costs associated with joint testing that were in excess of that required by the contract, which was the case with the lining repair and the dewatering costs. OCSD and the Contractor did not settle the costs for these particular work items in mediation. Item 2.8 of the Settlement Agreement and Release effective August 1, 2005, between OCSD, the Contractor, and the pipe supplier, excludes this work and associated costs from the release of all claims. Consequently, consistent with the funding agreement between OCSD and the Contractor, OCSD is funding the costs and has reserved its right to recover the funded costs. Current Contract Completion Date: Part of the mediation between OCSD and the Contractor was a settlement of the contract time. Item 1.3.4 of the Settlement Agreement and Release effective August 1, 2005 states that the time for completion of the project will be extended by a reasonable period without penalty by mutual agreement. This will be done prior to the continuation of the work. At this time OCSD estimates that the final completion of the project will be in the spring of 2007. ALTERNATIVES None Page 3 CEQA FINDINGS D This project was included in the 1999 Strategic Plan Program EIR certified on October 27, 1999. A Notice of Determination was filed on October 29, 1999. Additional CEQA documentation for the project was included in Addendum No. 3 to the EIR approved on December 19, 2001. This Addendum will not change CEQA findings. ATTACHMENTS 1. Budget Information Table 2. Change Order Status Report 3. Change Order 4. Location and Photo Description of Change Order MB:dm:gc HAntgfobal\Agenda Draft Reports\PDC\I-2-4 AR CO#17.doc Page 4 - BUDGET INFORMATION TABLE BUSHARD TRUNK SEWER REDHABILITATION JOB NO. 1-2-4, CO No. 17 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECTlPHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE .EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE /o /DECREASE �° ) Phase 1-Project Development $ 74,000 $ 74,000 $ 74,000 $ 74,000 $ 74,000 $ 73,888 100% Phase 2-Preliminary Design $ 10,000 $ 10,000 $ 10,000 $ 10,000 $ $ 10,000 $ 9,161 92% Phase 3-Design $ 2,168,000 $ 2,168,000 $ 2,168,000 $ 2.168,000 $ 2,168,000 $ 2,172.467 100% Phase 4-Construction $ 48,142,000 $ 48.142,000 $ 23,707 $ 48,165.707 $ 40,547,172 $ 23,707 $ 40,570,879 $ 21,665.602 53% Phase 5-Commissioning $ 416,000 $ 416,000 $ 416.000 $ 326,000 $ 326,000 $ 251,509 77% Phase 6-Close-Out $ 72,000 $ 72,000 $ 72,000 $ 40,000 $ 40,000 $ 1,657 4% Phase 7-Contingency $ 2,698,000 $ 2,698,000 $ 23,707 $ 2,674,293 $ 2,698,000 $ 2,698,000 0% PROJECT TOTAL $ 53,580,000 $ 53,580,000 $ - $ 53,580,000 $ 45,863,172 $ 23,707 $ 45,886,879 $ 24,174,284 53% Reimbursable Costs PROJECT NET $ 53,580,000 1 $ 53.580,000 1 $ $ 53.580,000 $ 45,863,172 1 $ 23,707 $ 45,886,879 $ 24,174,284 1 53% PSA/Contract Design PSA $ 845,300 $ 2.467.825 $ - $ 2.467,825 $ 2.467.825 $ - $ 2.467,825 $ 2.166,745 88% Construction Contract $ 30,260.934 1 $ 35,686,406 $ 23,707 $ 35.710,113 $ 35,686,406 $ 23,707 $ 35,710,113 $ 16.247.398 45% EDMS:003796739 e CHANGE ORDER STATUS REPORT BUSHARD TRUNK SEWER REHABILITATION JOB NO. 1-2-4 CO #17 CONTRACT CONTRACT COST PERCENTAGE AUTHORIZED AUTHORIZED TIME ITEM APPROVAL DATE COST TO DATE INCREASE TIME TO DATE (DAYS) (DAYS) CONTRACT June 26, 2002 $30,003,210 $30,003,210 550 550 CO NO. 1* April 23, 2003 $150,000 $30,153,210 0.50% 0 550 CO NO. 2 June 25,2003 $107,724 $30,260,934 0.86% 2 552 CO NO. 3 October 22,2003 $44,293 $30,305,227 1.01% 1 553 CO NO.4 February 25,2004 $380,251 $30,685,478 2.27% 0 553 CO NO. 5 March 24, 2004 $409,301 $31,094,779 3.64% 0 553 CO NO. 6 May 26, 2004 $27,612 $31,122,391 3.73% 5 558 CO NO. 7 June 23,2004 $163,618 $31,286,009 4.28% 0 558 CO NO. 8 July 21, 2004 $230,317 $31,516,326 5.04% 0 558 CO NO. 9 September 22,2004 $153,119 $31,669,445 5.55% 0 558 CO NO. 10 November 17, 2004 $242,360 $31,911,805 6.36% 0 558 CO NO. 11 December 15,2004 $0 $31,911,805 6.36% 49 607 CO NO. 12 December 15,2004 $0 $31,911,805 6.36% 27 634 CO NO. 13 February 23, 2004 $225,331 $32,137,136 7.11% 7 641 CO NO. 14 March 23, 2005 $98,750 $32,235,886 7.44% 0 641 CO NO. 15 June 22, 2005 $28,253 $32,264,139 7.54% 0 641 CO NO. 16** August 22, 2005 $3,422,266.80 $35,686,405.80 18.94% 0 641 CO NO. 17 October 26,2005 $23,707.00 $35,710,112.80 19.02% ': 0 641 *Approved by PDC Committee per delegated authority by Board Resolution 99-23 **Approved by General Manager pursuant to Settlement Agreement and Release effective 8/1/05 EDMS 003796738 Page 1 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Seventeen (17) Date: October 26, 2005 Job: Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4 Consultant: Boyle Engineering Corporation Amount of this Change Order(Add)(DedUGt) $ 23,707.00 In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 — LINING REPAIR AND DEWATERING COSTS FOR INSTALLED 108-INCH PIPE This item is for repairs to the interior lining of a portion of the installed 108-inch sewer pipe, and for dewatering for this repair work, all on Bushard Street between Waterfront and Panacea Drive, approximate sewer stations 75+00 to 82+92. OCSD instructed the Contractor in a letter dated April 16, 2004 to install 108-inch pipe with one instead of the contract-required two joint gaskets. Use of one gasket necessitated the use of a joint tester, which in turn required the cutting of hand holes in the pipe liner at each test location to pull the liner out of the way of the tester. The required repairs of the liner had to be done inside the installed pipe under dry conditions. Consequently, dewatering had to be continued to keep groundwater out of the pipe. OCSD agreed to fund costs associated with joint testing that were in excess of that required by the contract, which was the case with the lining repair and the dewatering costs. The work consisted of cleaning the lining, cutting patches, welding of the patches to the lining, and maintaining the dewatering system for that area. Item No. 2.8 of the Settlement Agreement and Release effective August 1, 2005 between OCSD, the Contractor, and the pipe supplier, excludes this change order item from the release of all claims. Consistent with the funding agreement between OCSD and the Contractor, the approval of this item is not an admission of any responsibility by OCSD for these additional costs nor a waiver of any of OCSD's rights and remedies. OCSD reserves its rights to recover the costs paid to the Contractor under any funded costs associated with this item. (Reference FCO 124-60, CO No. 8-Item 8, CO No. 9-Item 7, CO No. 10-Item 3, CO No. 13-Item 4, CO No. 14-Item 4) ADDED COST THIS CHANGE ORDER ITEM: $18,413.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days 4 Page 2 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Seventeen (17) Date: October 26, 2005 Job: Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4 Consultant: Boyle Engineering Corporation ITEM 2 —TEMPORARY RESTROOMS AT PLANT NO. 2 GATES This item is for rental and maintenance costs for two temporary restrooms between January and July 2005 at Plant No. 2 at the Banning and Bushard Gates. The Contractor had provided these restrooms initially for contract work. Once work stopped, OCSD requested that the restrooms be kept in place to keep both gates open and staffed with security personnel. The extra costs consisted of the rental and maintenance of two temporary restrooms for a period of six months. The additional work for this item was accomplished by force account pursuant to Section 46 of the General Requirements. (Reference FCO 124-36) ADDED COST THIS CHANGE ORDER ITEM: $ 1,307.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 3—ADDITIONAL PAVEMENT WORK AT THE YORKTOWN-BU SHARD INTERSECTION This item is for additional pavement work on the east side of the Yorktown-Bushard intersection, approximate sewer station 173+50. The City of Huntington Beach had paved Yorktown on the east side of Bushard up to the intersection as part of a separate City improvement project. Subsequently, on March 9, 2005, the Contractor paved this intersection. Due to a coordination question with surface elevations and limits of paving between the City's and the Contractor's paving projects, a slight dip noticeable to drivers remained in the area where the two paving jobs joined. The City requested an improvement to this area. The extra work consisted of traffic control, pavement grinding, paving, and striping. The additional work for this item was negotiated with the Contractor pursuant to Section 46 of the General Requirements. (Reference FCO 124-55) ADDED COST THIS CHANGE ORDER ITEM: $ 3,987.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL ADDED COSTS THIS CHANGE ORDER: $23,707.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 3 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Seventeen (17) Date: October 26, 2005 Job: Bushard Trunk Sewer Rehabilitation Job No. 1-2-4 Consultant: Boyle Engineering Corporation The additional work contained within this change order can be performed incidental to the prime work and within the time allotted for the original contract and any extensions to the contract time as outlined in the Settlement Agreement and Release, Item 1.3.4. It is therefore mutually agreed that no time extension is required for this change order, and no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approved by this change order, or as reserved in the Settlement Agreement and Release. SUMMARY OF CONTRACT TIME Original Contract Date: September 16, 2002 Original Contract Time: 550 Calendar Days Original Completion Date: March 18, 2004 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: Deferred Revised Contract Time: Deferred Revised Final Completion Due Date: Deferred Time Subject to Liquidated Damages: N/A Actual Final Completion Date: N/A Original Contract Price $30,003,210.00 Prev.Authorized Changes $ 5,683,195.80 This Change (Add) (Dedact) $ 23,707.00 Amended Contract Price $35,710,112.80 ti Page 4 of 4 ORANGE COUNTY SANITATION DISTRICT 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY, CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Steve P. Rados, Inc. C.O. No.: Seventeen (17) Date: October 26, 2005 Job: Bushard Trunk Sewer Rehabilitation, Job No. 1-2-4 Consultant: Boyle Engineering Corporation Board Authorization Date: October 26, 2005 ORANGE COUNTY SANITATION DISTRICT Recommended by: Tod E. Haynes, P.E. Date Engineering and Construction Manager Approved by: David A. Ludwin, P.E. Date Director of Engineering Accepted by: Steve P. Rados, Inc. Contractor Date EDMS 003796740 PDC COMMITTEE Meeting Date To Bd.of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-104 12f Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Milind Joshi, Project Manager SUBJECT: CARBON CANYON SEWER AND PUMP STATION ABANDONMENT, CONTRACT NO. 2-24-1 GENERAL MANAGER'S RECOMMENDATION Approve Amendment No. 4 to the Professional Services Agreement with RBF Consulting, Inc. providing for additional design engineering and environmental compliance services for Carbon Canyon Sewer and Pump Station Abandonment, Contract No. 2-24-1 , for an additional amount of $20,000, increasing the total amount not to exceed $561 ,786. SUMMARY • This contract is for abandonment of the existing pump station and the force mains and for the construction of a new gravity feed line across the Carbon Canyon Dam. • The Environmental Impact Report (EIR) has been prepared and certified in accordance with the California Environmental Quality Act (CEQA). • The proposed amendment provides for the additional design, engineering, and pre- construction support services necessary to complete the final design that satisfies the CEQA and Army Corps of Engineers (ACOE) requirements. • The proposed pipeline alignment passes through Olinda No. 32 well site located within Carbon Canyon Regional Park that is owned by Breitburn Energy. On-site soil testing is necessary for a soil condition assessment to determine if there is soil contamination. • In accordance with the conditions stipulated in the EIR, prior to the start of construction, it will be necessary to identify and mark California Black Walnut trees within 500 feet of the new pipeline. A qualified biologist is required to conduct a survey to evaluate the species, sizes, aesthetics and health of the California Black Walnut trees. • It will be necessary to conduct several meetings with key stakeholders; AERA Energy, Army Corps of Engineers (ACOE), and County of Orange, in order to seek their input and approval on the proposed alignment that passes through their respective properties. Revised- 06/04/03 Page 1 PRIOR COMMITTEE/BOARD ACTIONS Please see the attached PSA Status Report. PROJECT/CONTRACT COST SUMMARY The attached letter from RBF dated September 1 , 2005, summarizes the scope and costs associated with the proposed Amendment No. 4. Authorization is requested to increase the value of the PSA by $20,000, which will result in a total PSA not to exceed $581 ,786. Please see the attached Budget Information Table. BUDGET IMPACT ® This item has been budgeted. (Line item: Section 8 — Page 34 of Budget) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION The work proposed for Carbon Canyon Dam Sewer and Pump Station Abandonment, Contract No. 2-24-1 , will eliminate an existing pump station that would otherwise require major rehabilitation by redirecting the flow through a new trunk sewer designed to require no pumping. Replacing the pump station rather than improving it will save capital, operation, and maintenance costs. The project would construct a new 5,145-foot gravity flow sewer pipeline in the City of Brea. The 30-inch pipeline would begin at the existing Carbon Canyon Pump Station in Carbon Canyon Regional Park and would tie into the existing Carbon Canyon Interceptor at the intersection of Rose and Vesuvius Drive. A pipe size up to 36-inches may be required to accommodate flows, but would not increase capacity. It is anticipated that construction would start early 2006 and would likely extend to 2007. The project includes the Expanded Service Area Option. which would serve approximately 3,675 acres of unincorporated Los Angeles County and the City of Chino Hills in San Bernardino County that are adjacent to and naturally drain into Orange County Sanitation District's service area through the City of Brea. The EIR was certified during the Board Meeting on May 25, 2005. The key stakeholders for this project include ACOE, AERA Energy, Brietburn Energy, the County of Orange Parks and Recreation Department and City of Brea. ALTERNATIVES None Revised: 06/04/03 Page 2 CEQA FINDINGS An EIR was prepared and certified by the Board of Directors on May 25, 2005. ATTACHMENTS 1. PSA Status Report 2. Budget Information Table 3. RBF's Proposal dated September 1, 2005 MJ:eh H:\ntglobal\Agenda Draft Reports\PDC\2-24-1 Agenda Report-10062005.doc Revised: 06/04/03 Page 3 w , Professional Services Agreement Status Report CARBON CANYON DAM SEWER AND PUMP STATION ABANDONMENT, CONTRACT NO. 2-24-1 Total Project Budget: $7,694,000 Consultant: RBF Consulting, Inc. Date Addendum Description Cost Accumulated Costs Engineering design and construction support 6/25/98 Original PSA services for construction of Carbon Canyon Dam $74,000 $74,000 Sewer and abandonment of Carbon Canyon Dam Pump Station. Reinstate work, meet current standards, additional scope for environmental services, regulatory 8/22/01 Addendum No. 1 services, geotechnical investigation, and utilities $136,000 $210,000 research. 2/26/03 Addendum No. 2 Modify scope of work to increase geotechnical work $75,656 $285,656 and to implement alternative design under ridge Additional services necessary to prepare the Notice of preparation, develop Focused Environmental 6/23/04 Amendment No. 3 Impact Report, perform geotechnical work, estimate $276,130 $561,786 flow projections, develop Preliminary Design Report, complete the design, and to provide support during the bid and construction. Additional design, engineering, and environmental Pending Amendment No. 4 services required to complete the final design and $20,000 $581,786 meet environmental requirements MJ:eh EDMS:003771070 BUDGET INFORMATION TABLE CARBON CANYON DAM SEWER AND PUMP STATION ABANDONMENT, CONTRACT NO. 2-24-1 ORIGINAL CURRENT PROPOSED PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED PROJECT/PHASE AUTHORIZED PROJECT BUDGET REVISED AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REQUEST AUTHORIZATION TO DATE DATE(%) /DECREASE Phase 1 -Project Development $ 3,400 $ 12,768 $ $ 12,768 $ 12,768 $ 12,768 $ 12,768 100% Phase 2-Preliminary Design $ 50,000 $ 224.955 $ $ 224,955 $ 224,955 $ - $ 224.955 $ 352,865 157% Phase 3-Design $ 280.300 $ 770.468 $ $ 770,468 $ 711,786 $ 20,000 $ 731.786 $ 607,329 83% Phase 4-Construction $ 1.849,500 $ 5,600,203 $ $ 5,600,203 $ - $ - $ - $ 208 Phase 5-Commissioning $ - $ 56,346 $ $ 56,346 $ $ - $ $ 11,791 Phase 6-Close-Out $ - $ 29,260 $ $ 29,260 $ $ - $ Phase 7-Contingency $ 436,600 $ 1,000.000 $ $ 1,000.000 $ $ - $ - PROJECT TOTAL $ 2,619.800 $ 7,694,000 $ $ 7,694,000 $ 949,509 $ 20,000 $ 969,5091 $ 984,961 102% Reimbursable Costs PROJECT NET 1 $ 2,619,800 1 $ 7,694,000 $ $ 7,694.000 11 $ 949,509 $ 20,000 $ 969,509 1 $ 984,961 1 102% PSA/Contract Design PSA $ 231,000 $ 586,000 $ $ 586,000 $ 561,786 $ 20,000 $ 581,786 $ 517,518 89% Construction Contract $ 1,554,000 $ 1,722,476 $ - $ 1,722.476 $ - $ - $ - $ - EDMS/003771173 I PDC COMMITTEE Meeting Date To Bd.of Dir. 10/13/05 10/26/05 AGENDA REPORT Item Number Item Number PDC05-105 12 Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: David May, Project Manager SUBJECT: REHABILITATION OF ELLIS AVENUE PUMP STATION, JOB NO. 1-10 GENERAL MANAGER'S RECOMMENDATION Approve Amendment No. 5 to the Professional Services Agreement with Malcolm Pirnie, Inc., for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10. providing for additional design engineering services for an additional amount of $198,479, increasing the total amount not to exceed $4,997,734. SUMMARY • This project will construct a new flow diversion structure, pump station, 66" gravity main, and 48" force main to replace the existing Ellis Avenue Pump Station and force main. The existing station, which used to divert flow from upstream of Plant No. 2 to Plant No. 1 , is rated for 10 mgd. The new pump station will be rated for 50 mgd and the new diversion structure allows for flow diversions from the Knott and Magnolia Trunk Sewers to Plant No. 1 . The new pump station was initially expected to be located in the collection system. However, it is now being located within Plant No. 1 as a result of the Environmental Impact Report (EIR) process. • The original Professional Services Agreement (PSA) Scope of Work (SOW) called for this pump station to be located as part of the collection system, and the electrical design was based upon power supplied by Southern California Edison (SCE). • The relocation of this pump station from the collection system to Plant No. 1 will increase the electrical load demand at this plant. • District staff investigated the possibility of supplying a separate electrical service through SCE. This option was ruled out due to utility regulation as well as high cost and lengthy delivery time. • The electrical design will be revised and streamlined to facilitate this new electrical load addition at Plant No. 1 . See "Additional Information" section for details. • The work proposed includes preliminary and final design services. A total of four originally scoped plan drawings will be modified and an additional 13 new drawings will be added to the bid documents. Six new specification sections will be added to the bid documents. All new equipment will be added to the Electrical and Instrumentation database, which was originally scoped. All work will be performed in Revised: 06/04/03 Page 1 accordance with the Sanitation District's Standard Design Guidelines. Bid documents will be developed and submitted four times for Staff review and comment. All comments will be addressed and incorporated into the subsequent submittal. • Though not requested as part of this PSA Amendment, it is expected that additional construction services will be required for the project. These services will be necessary to support the construction of the additional electrical facilities that are now being designed. The additional construction services will be requested at the same time a construction contract award is requested. The scope of these services will be better known at that time, resulting in a more accurately negotiated scope and fee. PRIOR COMMITTEE/BOARD ACTIONS See attached PSA Status Report. PROJECT/CONTRACT COST SUMMARY The total budget estimate for Rehabilitation of Ellis Avenue Pump Station, Job No. 1-10, is $57,481 ,000. This request for Amendment No. 5 to the PSA is for S198,479. If approved, the amendment will bring the PSA total to $4,997,734. Authorized funds will be moved from the Contingency Phase to the Design Phase to cover the additional cost. See attached Budget Information Table for more information. BUDGETIMPACT This item has been budgeted. (Line item: Project 1-10, Page 8-46 of 2005/2006 FY Budget Book) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION Staff met with SCE to determine whether a new service connection could be made for the pump station. SCE operates under California Public Utility Code (CPUC) tariffs, which stipulate only one service connection per service address. Plant No. 1 has one address and already has multiple service connections. This condition is "grandfathered" in, but any new request for service at Plant No. 1 would nullify the "grandfathered" condition. In order for SCE to provide service to the new Ellis Pump Station, planning would be required to stay within the CPUC tariff requirements with one service connection for all of Plant No. 1 . The original PSA SOW for electrical design was based upon power supplied by SCE. This design will change now that power will be supplied from Plant No. 1 . This PSA Revised: 06/04/03 Page 2 amendment is based upon the following changes or additions to the original electrical design services SOW: 1. Power Building 3A (PB3A) will be upgraded to provide primary and secondary power feeds to the new Ellis Pump Station. This includes upgrading 12kV switchgear incoming fuses, connecting service through existing breaker F37 and adding new breaker F38. 2. Two 12kV feeders will be routed in PB3A and then in underground duct banks from PB3A to the new pump station, including electrical manholes. 3. Two transformers to step down 12kV to 480V power will be provided at the pump station versus no transformers as part of the original SOW. 4. New 480V switchgear will be provided in the electrical room of the new pump station to distribute power to the Motor Control Centers. Cable trays, and cabling between the transformers, and switch gear are also being provided. The reevaluation and potential reorganization of power service feeds from SCE and Plant No. 1 sources are possible, but extremely expensive and time consuming for the Sanitation District. SCE forecasted a cost in excess of $1.1 million, and a delivery time in excess of one year. Therefore, it was determined that service connections from within Plant No. 1 is the more viable and feasible option. ALTERNATIVES Reorganize SCE and Plant No. 1 source power connections for all of Plant No. 1. This alternative is cost prohibitive and is therefore not recommended. CEQA FINDINGS A Project EIR was certified by the Board of Directors in May 2005. ATTACHMENTS 1. Budget Information Table 2. PSA Status Report 3. Summary of Proposed Fees DM:eh H:\ntglobaRAgenda Draft Reports\PDC\I-10 AR_PSA Add—No. 5_MPI.doc Revised: 06/04/03 Page 3 BUDGET INFORMATION TABLE REHABILITATION OF ELLIS AVENUE PUMP STATION, JOB NO. 1-10 PROPOSED ORIGINAL CURRENT PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED,,. l?ROJECTlPHASE AUTHORIZED PROJECT BUDGET ''REVISED ' AUTHORIZED TO AUTHORIZATION TOTAL EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET., DATE REQUEST AUTHORIZATION TO DATE DATE(%) /DECREASE Phase 1-Project Development $ 152.000 $ 152,000 $ 152,000 $ 152,000 $ 152.000 $ 151,411 100% Phase 2-Preliminary Design $ 2,325.000 $ 2.631,490 $ 2,631.490 $ 2.325.000 $ 2,325,000 $ 2,527,972 109% Phase 3-Design $ 2.258,000 $ 2.851,489 $ 198,479 $ 3,049,968 $ 2,258,000 $ 198,479 $ 2,456,479 $ 52,344 2% Phase 4-Construction $ 44.217,000 $ 44.217,000 $ 44,217,000 $ 1,916,000 $ 1,916,000 $ 441 0% Phase 5-Commissioning $ 321.000 $ 321,000 $ 321.000 $ 260,000 $ 260,000 $ 14,023 5% Phase 6-Close-Out $ 67,000 $ 67,000 $ 67,000 $ 24,000 $ 24,000 $ 0% Phase 7-Contingency $ 8,141,000 $ 7,241,021 $ 198,479 $ 7,042,542 1 1 $ - 0% PROJECT TOTAL $ 57,481,0001 $ 57,481,000 1 $ 57,481,000 $ 6,935,000 1 $ 198,479 $ 7,133,479 $ 2.746,191 38% Reimbursable Costs PROJECT NET $ 57,481,000 1 $ 57,481,0010 $ 7,481,000 11 $ 6,935,000 1 $ 198,479 $ 7,133,479 1 $ 2,746,191 38% PSA/Contract Design PSA $ 3,186,027 $ 4,799,255 $ 198,479 $ 4,997,734 $ 4,799,255 $ 198,479 $ 4,997,734 $ 1,683,515 34% Construction Contract $ 21,514,546 $ 41,571,687 $ - $ 41,571.687 $ - $ - $ - EDMS:003797302 - s Professional Services Agreement Status Report REHABILITATION OF ELLIS AVENUE PUMP STATION, JOB NO. 1-10 Total Project Budget: $57,481,000 Consultant: Malcolm Pirnie, Inc. Date Amendment Description Cost Accumulated Costs 9/25/2002 Original PSA Engineering & Construction support services $3,186,027 $3,186,027 11/19/2003 1 Additional engineering services for investigation $400,055 $3,586,082 into 11 alternative sites for pump station location 6/22/2005 2 Modify contract language due to project duration $0 $3,586,082 increase Additional engineering services for additional 8/24/2005 3 geotechnical investigations, additional utility $313,194 $3,899,276 investigations, and additional survey services Additional engineering services for Bushard 9/28/2005 4 Diversion Box design, tunneling design, schedule $899,979 $4,799,255 extension, and electrical design services Pending 5 Additional engineering services for electrical $198,479 4,997,734 design of power feed to the Ellis Pump Station EDMS:003797300 10/07/05 The FAHR minutes of the meeting held October 12 , 2005 were not available for this mailing . These minutes will be distributed at the October 26 , 2005 Board of Directors meeting . Once the minutes are finalized , they will also be available on the District's website (www.ocsd . com ). FAHR COMMITTEE Meeting Date To Bd.of Dir. 10/12/05 10/26/05 AGENDA REPORT Item Number Item Number FAHR05-80 13(b) Orange County Sanitation District FROM: Lorenzo Tyner, Director of Finance/Treasurer Originator: Michael D. White, Controller SUBJECT: TREASURER'S REPORT FOR THE MONTH OF SEPTEMBER 2005 GENERAL MANAGER'S RECOMMENDATION Receive and file Treasurer's Report for the month of September 2005. SUMMARY Pacific Investment Management Co. (PIMCO), serves as the Orange County Sanitation District's professional external money manager, and Mellon Trust serves as the Sanitation District's third-party custodian bank for the investment program. Some funds are also deposited in the State of California Local Agency Investment Fund for liquidity. The Sanitation District's Investment Policy, adopted by the Board, includes reporting requirements as listed down the left most column of the attached PIMCO Monthly Report for the "Liquid Operating Monies" and for the "Long-Term Operating Monies" portfolios. The Sanitation District's external money manager is operating in compliance with the requirements of the Investment Policy. The portfolio contains no reverse repurchase agreements. As shown on page 2 of the attached PIMCO's Performance Monitoring and Reporting Report for the Long-Term Operating Monies, there is one investment policy compliance exception. It pertains to the holding of one security within PIMCO's Long-Term Operating Monies Portfolio that had an acceptable rating at the time of purchase but has since fallen below the minimum rating allowed by the investment policy. The Sanitation District's investment policy requires a minimum rating of A3 by Moody's or A- by S&P, with at least a BBB rating in the event of a split rating, at the time of purchase. The rating exception pertains to the holding of a United Airlines (UAL) Asset Backed Security with a par value of $1.6 million, representing 0.47 percent of the portfolio holdings, whose rating from Moody's has fallen several times, from A3 to BA1 , then to BA3, B3, B, and finally to CA. Likewise, the rating from Standard & Poor's has also fallen several times, first from A- to BBB, then to BB, then to B+, B-, and finally to CCC+. Both rating agencies have since withdrawn their ratings, Moody's in February 2004 and Standard & Poor's in June 2004. Although these ratings are less than what is required at the time of purchase, PIMCO believes, based on the financial strength of UAL and the underlying collateral of the security, that the Sanitation District would suffer an unwarranted loss if the security was sold at this time. H\depl\agenda\FAHR\FAHR2005\1005\05-80.Treasurer Repon.doc Page 1 The Sanitation District's investment policy does not require any action because of "credit watch" notices or the decline in credit standing. However, PIMCO will continue to monitor the credit for this security very closely. Historical cost and current market values are shown as estimated by both PIMCO and Mellon Trust. The Sanitation District's portfolios are priced to market ("mark-to-market") as of the last day of each reporting period. The slight differences in value are related to minor variations in pricing assumptions by the valuation sources at the estimate date. BUDGET IMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION Schedules are attached summarizing the detail for both the short-term and long-term investment portfolios for the reporting period. In addition, a consolidated report of posted investment portfolio transactions for the month is attached. The attached yield analysis report is presented as a monitoring and reporting enhancement. In this report, yield calculations based on book values and market values are shown for individual holdings, as well as for each portfolio. Mellon Trust, the Sanitation District's custodian bank, is the source for these reports. Transactions that were pending settlement at month end may not be reflected. Also provided is a summary of monthly investment balances and transactions within the State of California Local Agency Investment Fund (LAIF). These reports accurately reflect all Sanitation District investments and are in compliance with the Sanitation District's Investment Policy and previous requirements of California Government Code Section 53646. Government Code Section 53646 mandated that annual investment policies and quarterly reports be rendered to the legislative body. AB2853, which was signed on September 29, 2004, amends Government Code Section 53646 to remove the requirements; the rendering of these documents is optional. Although the Annual Investment Policy and Monthly and/or Quarterly Reports are no longer required, we believe it prudent to continue providing the legislative bodies with these documents. In addition, Government Code Section 53607 has not been repealed that requires an annual delegation of investment authority to the Treasurer and the submission of reports that include investment transactions by month. Sufficient liquidity and anticipated revenues are available to meet budgeted expenditures for the next six months. The tables on the following page details the book balances of the Sanitation District's investment accounts at month-end and a summary of the Cost of Funds on debt issues. A graphical representation of month-end balances is shown on the attached bar chart. H:ldeptlagenda\FAHR\FAHR2005\1005105.80.Treasurer Report.doc Page 2 4 f y� Book Balances Estimated Investment Accounts September 30,2005 Yield(%) State of Calif. LAIF $7,180,808 3.18(1) Union Bank Checking Account 964,572 3.18(1) Union Bank Overnight Sweep Account 301,000 2.95 PIMCO—Short-term Portfolio 59,221,453 3.79 PIMCO-Long-term Portfolio 251,250,513 4.45 Petty Cash 4,000 N/A TOTAL $318 922 346 4.29 Debt Service Reserves w/Trustees $64 167 568 3.98 (1) This is the annualized yield for the month of August. The September annualized rate was not available as of the date of this report. Annual Cost of Funds Outstanding Interest 'Issue Description COP Balance Rate(%) 1992 Syn Fixed $ 100,275,000 5.55 1993 Syn Fixed 42,050,000 4.56 2000 VRDO 199,000,000 2.38 2003 Fixed 280,000,000 5.15 TOTAL $621,325,000 Weighted Avg Cost of Funds 4.29 ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. Graph of Monthly Investment Balances by Type — Last Six Months 2. Investment Transactions and Balances in the State Local Agency Investment Fund 3. PIMCO Monthly Investment Recap & Yield Analysis Report 4. PIMCO Performance Monitoring Report — Liquid Operating Monies 5. PIMCO Performance Monitoring Report— Long-Term Operating Monies 6. Mellon Trust Asset Summary by Asset Type with Sectors — Liquid Operating Monies 7. Mellon Trust Asset Summary by Asset Type with Sectors — L-T Operating Monies 8. Mellon Trust Yield Analysis Report 9. Mellon Trust Asset Detail — Consolidated 10. Mellon Trust Transaction Detail — Consolidated MW:bg H:Wepllagenda\FAHR1FAHR2005\1005105.80.Treasurer Report.doc Page 3 G 1 O I Monthly Investment Balances by Type- Last Six Months j $700,000,000 I $600,000,000 - -- - $500,000,000 -- - — -— -- - - I I $400,000,000 - - I $300,000,000 --- -- $200,000,000 - - — -- --- - - - - i $100,000,000 - $0 April May June July August September 2005 2005 2005 2005 2005 2005 M PIMCO- Long-term 0 PIMCO-Short-term ®COP Debt Reserves 13 LAIF 0 Bank Accts 10 Petty Cash 0 9 Orange County Sanitation District Investment Transactions and Balances in the State of California Local Agency Investment Fund September 30, 2005 Par Value Book Value Market Value Rate Yield Balance September 1, 2005 $7,580,808 $7,580,808 $7,580,808 3.18 3.18 Deposits: 9/8/2005 6,000,000 6,000,000 6,000,000 3.18 3.18 Total Deposits 6,000,000 6,000,000 6,000,000 3.18 3.18 Withdrawals: 9/14/2005 (1,500,000) (1,500,000) (1,500,000) 3.18 3.18 9/23/2005 (4,000,000) (4,000,000) (4,000,000) 3.18 3.18 9/26/2005 (900,000) (900,000) (900,000) 3.18 3.18 Total Withdrawals (6,400,000) (6,400,000) (6,400,000) 3.18 3.18 Balance September 30,2005 $7,180,808 $7,180,808 $7,180,808 3.18 3.18 (1) This is the annualized yield for the month of August. The September annualized rate was not available as of the date of this report. P I M C O October 7, 2005 Mr. Mike White,CPA Controller Orange County Sanitation District 10844 Ellis Avenue Fountain Valley,CA 92708-70I8 Dear Mike: The following is a description of events in the bond markets during the month of September in addition to an analysis of the strategies undertaken in the Orange County Sanitation District's Long-Term and Liquid portfolios over the period. Also included is a section on our outlook and preferred strategies to be pursued in your portfolios during the coming months. Bond Market Re". The bond market sold off in September as the majority of fixed income sectors posted negative returns. U.S. Treasuries returned —1.33 percent over the month, underperforming the S&P 500 return of +0.81 percent. Yields on U.S. Treasuries rose sharply across all maturities, largely driven by concerns of accelerating inflation and another rate hike by the Fed. Mortgage-backed securities returned —0.53 percent, slightly underperforming Treasuries by 5 basis points after adjusting for duration. Corporate bonds returned—1.5 percent as measured by the Lehman Credit Index, marginally underperforming Treasuries by 2 basis points after adjusting for duration. High yield bonds outperformed both Treasuries and investment-grade issues, with the Lehman High Yield Index returning —1.0 percent. The Lehman U.S. TIPS Index returned —0.14 percent in September,surpassing comparable nominal Treasuries for the month. The benchmark 10-year Treasury yield climbed steadily in September, ending the month at 4.33 percent,31 basis points higher than the beginning of the month. While overall economic data was mixed, the market focused on positive indicators that suggested economic growth and higher inflation, unit tabor costs rose more than forecasted for the second quarter, unemployment fell from 5.0 percent in July to 4.9 percent in August,and U.S. service companies reported unexpected strong growth for the month. Further implications of economic growth were lower oil prices, which fell from a prior-month record high of 70 dollars a barrel, as Hurricane Rita spared Houston's oil refineries from a direct hit. Investor concern about the increase in U.S. government debt needed to pay for the Hurricane Katrina's damages provided additional upward pressure on rates. Finally, U.S. Treasury yields were further lifted, as investors concluded that the Fed would continue to raise rates. On September 20. the Federal Open Market Committee (FOMC) met the market consensus and raised short-term rates a quarter point for the I I th consecutive time to 3.75 percent, indicating that inflation pressures are building and that `'measured" rate increases are likely to continue. The Fed will meet two more times this year, on November 1 st and December 13th. On the inflation front, the Labor Department reported that Core CPI gained 0.1 percent and Core PCE rose 0.2 percent over the month. GDP growth for the second quarter remained at 3.3 percent annualized,a slight decrease from the 3.8 percent growth rate in the first quarter. 0 Mr. Alike Whire, CPA October 7, 2005 Orange County Sanitation District Page 2 Treasury yield changes during the month of September are summarized as follows: • 3-month bills: +4 basis points to 3.54% • 6-month bills: +21 basis points to 3.92% ■ 2-year notes: +35 basis points to 4.16% • 5-year notes: +33 basis points to 4.19% ■ 10-year notes: +31 basis points to 4.32% ■ 30-year notes: +31 basis points to 4.57% Pofiyinance Attribution: Long-Term Portfolio The Long-Term portfolio that PIMCO manages on behalf of Orange County Sanitation District returned —0.41% on a total return basis for the month of September, outperforming the Merrill Lynch 1-5 year Government Corporate Index by 9 basis points. The following points summarize returns for the month ended September 30: • The Long-Term portfolio outperformed the benchmark by 9 basis points for the month. • For the twelve-month period,the Long-Term portfolio returned 1.98%,outperforming the benchmark by 96 basis points. • Portfolio duration,near the benchmark during the month,was neutral for performance as interest rates rose across the yield curve. • Yield curve positioning similar to that of the index was neutral for performance. • An underweight exposure to corporates was positive for performance as the credit sector underperformed Treasuries on a duration-adjusted basis. • Exposure to mortgage-backed securities was negative for performance as the sector lagged Treasuries on a duration-adjusted basis. Liquid Portfolio The Liquid portfolio that PIMCO manages on behalf of Orange County Sanitation District generated a total return of 0.30% during the month of September, slightly outperforming the 3- month Treasury Bill Index. The following points summarize returns for the period ending September 30: • The Liquid portfolio outperfonned the benchmark by 3 basis points for the month. • For the twelve-month period, the Liquid portfolio returned 2.68%,outperforming the benchmark by 16 basis points. • Use of higher yielding securities such as commercial paper and short-term notes contributed to performance. Mr. Afike White, CPA October 7, 2005 Orange County Sanitation District Page 3 Outlook and Stratezv: The U.S. economy will grow more slowly over the next year with some increase in headline consumer price inflation. Despite this inflationary pressure, the yield on the 10-year Treasury is unlikely to move much beyond 4.50 percent, and could fall to 3.75 percent. The combination of slower growth and continued flows of capital into U.S. fixed income markets from high saving countries will keep rates in this range. The Federal Reserve will stop tightening at a federal funds rate near 4 percent as growth decelerates and the housing market cools. A higher than usual level of uncertainty is attached to PIMCO's forecast because it is not clear how several key factors will play out. The first is the lagged impact of higher energy prices over the past year, driven by increased demand from China and elsewhere. Another is the more recent jolt delivered by higher natural gas and gasoline prices in the aftermath of the hurricanes on the U.S. Gulf Coast. Additionally, the U.S. economy will be hit with a slowing property market arising from reduced affordability of housing. An offsetting positive factor is the continued strength of U.S.corporate investment. The key elements of PIMCO's forecast are: • A Slowdown In U.S. Housing... The direction of the U.S. housing market will be a critical factor in determining Fed policy over the next year. Recent gains in the U.S. property market have not only supported consumer confidence but also produced a surge in housing-related employment and residential investment. The greatest threat to the housing market is a decline in affordability. The last decade's gains in home prices relative to incomes are not sustainable because higher mortgage rates and increased energy prices will reduce what consumers can afford. ■ ...But Not A Collapse—PIMCO believes that while the U.S.property market suffers from regional froth, the bubble does not extend nationwide. A soft landing, meaning a slowing in the rate of appreciation but not a crash, is the most likely scenario. Housing is not expected to crash because supply and demand around the country are relatively balanced,lending conditions are favorable and low unemployment continues to support personal incomes and demand. ■ European Growth To Remain Meager—Domestic demand in Euroland is weak even though the region has enjoyed housing gains relative to personal incomes that exceed those in the U.S. The reason is anemic real wage growth, which dampens consumer confidence. There is no reason to expect these conditions to change over a cyclical time frame. Should the European Central Clank take any action over the next year,it will likely be in the direction of easing. • Japan and China To Contribute—Japan's recovery appears durable after many false starts in the recent past. While investment by Japanese companies still lags their cash flows, the momentum in capital spending is strong. Consumer confidence is on the rise given improved labor market conditions and wage gains. Lower expected volatility in China's economy will be positive for growth throughout Asia. Tighter credit conditions have cooled the surging Chinese property market and prodded a shift in investment away from real estate. China's recent revaluation is expected to have little impact on its trade balance as wage differentials between China and developed economies remain substantial. is Benign Core Inflation — Strong competition in globally traded goods and services will restrain core inflation(CPI less food and energy prices)even as headline inflation measures rise. Inflation is well contained in Euroland,where slow growth has driven core inflation below 2 percent. Japan will likely turn the corner from deflation to modest inflation. Mr. Mike White, CPA October ? 2005 Orange County Sanitation District Page 4 To the extent that guidelines allow, PIMCO will employ a diverse range of strategies to enhance portfolio yield while still protecting investors' capital if macroeconomic stability unravels. Key strategies will include: • Interest Rate Strategies— We will target duration moderately above the index given an expected slowdown in growth,but retain tactical flexibility to trim this exposure should rates drop toward the lower end of our forecasted range. PIMCO will avoid longer maturity U.S.Treasuries,which offer little extra yield now that the yield curve has flattened considerably and are more sensitive to shifting expectations for headline inflation. Shorter maturities that react more to central bank policies are a better value given our forecast that Fed tightening will stop near 4 percent. • Mortgage-Backed Bonds—PIMCO will overweight mortgage-backed bonds,which continue to be an important structural holding because of their high credit quality and yield advantage versus Treasuries. However,most of PIMCO's added value will come from mortgage coupon and security selection. ■ Corporates—Valuation continues to be a major risk in the corporate bond markets. With corporate credit premiums overall near historic lows, PIMCO will retain its underweight to corporates. Pockets of value do exist,however,in select sectors with strong collateral protection, such as autos, telecom and utilities. We look forward to discussing these and other topics with you in the near future. Best regards, Christine Telish, CFA John M. Miller,CFA Vice President Senior Vice President a Q Orange County Sanitation District far the month ending September 30,2005 Total Return Account-203 With Accrued Interest Witbaut Accrued Interest Market Value 253,447,399 251,371,687 Book Value 253,023,875 250,948,164 Yield to Maturity 4.45 4.49 Short Term Account-603 With Accrued Interest Without Accrued Interest Market Value 59,468,762 59,227,858 Book Value 59,472,779 59231.874 Yield to Maturity 3.79 3.81 4' a MONTHLY REPORT ORANGE COUNTY SANITATION DISTRICT INVESTMENT MANAGEMENT PROGRAM P1MCO'S PERFORMANCE MONITORING& REPORTING (for the month ended 30 September 2005) Page 1 of I Liquid Operating Moines(603) 15.1.1 PORTFOLIO COST AND MARKET VALUE Current Market Value Estimate: • PIMCO S59,468,762 • Mellon S59,467,81I Historical Cost: • PIMCO S59,472,779 • Mellon S59,468,813 15.1.2 MODIFIED DURATION Of Portfolio: 0.15 Of Index: 0.20 15.1.3 1% INTEREST RATE CHANGE Dollar Impact(gain/loss)of l%Change: $89,203 15.1.4 REVERSE REPOS %of Portfolio in Reverse Repos: see attached schedule 0% 15.1.5 PORTFOLIO MATURITY %of Portfolio Maturing within 90 days: 72% 15.1.6 PORTFOLIO QUALITY Average Portfolio Credit Quality: "AAA" 15.1.7 SECURITIES BELOW"A" RATING %of Portfolio Below"A": 0% 15.1.8 INVESTMENT POLICY COMPLIANCE "In Com liance" Yes 15.1.9 PORTFOLIO PERFORMANCE Total Rate of Return(%)by Portfolio Index Period: 1 Month: 0.30 0.27 3 Months: 0.87 0.80 12 Months: 2.68 2.52 Fiscal Year-to-Date: 0.87 0.80 Commentary • The Liquid portfolio outperformed the benchmark by 3 basis points for the month,and outperformed the benchmark by 7 basis points fiscal year-to-date. • PIMCO's emphasis on higher yielding securities such as commercial paper and short-term notes contributed to performance. CADacuments and SeaingstaranelLucal SeuingslTetnpuraq Internet F71estOLK31LIQ0900.05.09 RPT.dae MONTHLY REPORT ORANGE COUNTY SANITATION DISTRICT INVESTMENT MANAGEMENT PROGRAM PIMCO'S PERFORMANCE MONITORING & REPORTING (for the month ended 30 September 2005) Page 1 of 2 Long-Tern:Operating:ponies(203) 15.1.1 PORTFOLIO COST AND MARKET VALUE Current Market Value Estimate: 5253,447,399 • PIMCO • Mellon S253,388,110 Historical Cost: • PIMCO S253,023,875 • Mellon S255,095,779 15.1.2 MODIFIED DURATION Of Portfolio: 2.44 Of Index: 2.42 15.1.3 1% INTEREST RATE CHANGE Dollar Impact(gain/loss)of 1%Change: S6,184,117 15.1.4 REVERSE REPOS %of Portfolio in Reverse Repos: see attached schedule 0% 15.1.5 PORTFOLIO MATURITY %of Portfolio Maturing within 90 days: 4% 15.1.6 PORTFOLIO QUALITY Average Portfolio Credit Quality: AAA 15.1.7 SECURITIES BELOW"All RATING %of Portfolio Below"A": 0% 15.1.8 INVESTMENT POLICY COMPLIANCE "In Compliance" No* 15.1.9 PORTFOLIO PERFORMANCE Total Rate of Return(%)by Portfolio Index Period: Month: -0.41 -0.50 3 Months: 0.20 •0.16 12 Months: 1.98 1.02 Fiscal Year-to-Date: 0.20 -0.16 • The Long-Term portfolio outperformed the benchmark by 9 basis points for the month,and outperformed the benchmark by 36 basis points fiscal year-to-date. • Portfolio duration,near the benchmark,was neutral for monthly performance as interest rates rose across the yield curve. • Yield curve positioning similar to that of the index was neutral for performance. • An underweight exposure to corporates was positive for performance,as the credit sector underperformed Treasuries on a duration-adjusted basis. • Exposure to mortgage-backed securities was negative for performance as the sector lagged Treasuries on a duration-adjusted basis. MONTHLY REPORT ORANGE COUNTY SANITATION DISTRICT INVESTMENT MANAGEMENT PROGRAM PIMCO'S PERFORMANCE MONITORING & REPORTING (for the month ended 30 September 2005) Page 2 of 2 *Compliance Issues: S 1,600,000 par of United Airlines(UAL)Pass-Through 2001-1-C(Enhanced Equipment Trust Certificate(EETC)-909317BC2),6.831%coupon, 3/01/2010 maturity,representing 0.63%of the portfolio holdings on a par basis was purchased on 8/10/2001;and subsequently downgraded by Moody's from A3 to BA I (on 9/l 8/2001)and S&P from A-to BBB(on 9/20/2001). The security was further downgraded by Moody's from BA I to BA3(on 12/21/2001)and by S&P from BBB to BB(on 6/28/02). Following news of the possible bankruptcy filing,the security was further downgraded in August (B3 Moody's,B+by S&P). On November 29,2002,S&P further downgraded this issue to B,and shortly thereafter on December 9,2002,downgraded the issue one notch fiirther to B-. On August 7,2003,S&P downgraded the issue to CCC+,while Moody's followed suit on August 28,2003 with a downgrade to CA. Both rating agencies have since withdrawn their ratings(Moody's withdrew in February 2004 and S&P withdrew in June 2004).The District's investment policy requires a minimum rating of A3 by Moody's or A-by S&P,with at least a BBB rating in the event of a split. On October 6,UAL said JP Morgan and Citigroup have agreed to arrange a S3 billion all-debt financing package to help the air carrier exit bankruptcy in February. UAL said it signed a conunitment letter for the financing for a six-year term. The S3 billion will be used to repay UAL's debtor-in-possession loans,make other payments required upon exit from bankruptcy and ensure strong cash balances to conduct post-reorganization operations. UAL has been restructuring in bankruptcy since December 2002. In that time,the airline has used its court protection to slash labor costs and dump its underfunded pension plans. Last month,UAL filed its plan of reorganization with the court. If the plan wins court approval,the airline will begin to solicit votes for confirmation of the plan. PIMCO continues to negotiate with United on our holdings and currently leads an ad hoc committee. This has been an extremely complicated effort due to the complex nature of United's bankruptcy. These negotiations have required PIMCO's analysts access to non-public information and therefore sharing them results in parties becoming restricted. In light of this extremely complicated bankruptcy,PIMCO continues to strive to act in the most prudent manner to obtain maximum recovery. flit Rated Securities Still In Compliance: The District's investment policy requires a minimum rating of A3 by Moody's or A-by S&P,with at least a BBB in the event of a split rating. S 1,750,000 par of Virginia Electric Power NT securities(cusip 927804EN0),maturing on March 31,2006,represents 0.69%of the portfolio holdings on a par basis. The security was downgraded on 10/21/2002 by S&P from A-to BBB+,but continues to carry a Moody's rating of A3. C.IDocuments and Settings)crane)Local SedingslTemporarp Internet FiteslOLKAL-T0800-05-09 RPT.doc e n q� Report ID:GL8251 Asset Summary Base Currency:USD by Asset Type with Sectors Alternate Base Currency: Exchange Rate: LIQUID OPER-PIMCO-OCSF07511102 9/30/200$ _ Status:FINAL Net Unrealized Cost Market Value % of Gain/Loss Description Shares Par Base Base Total Base CASH&CASH EQUIVALENTS U.S.DOLLAR INTEREST 246,357.72 246,357.72 0.41% 0.00 CERTIFICATES OF DEPOSIT-DOMESTIC 4,000,000.000 4,000,000.00 4,000,000.00 6.73% 0.00 COMMERCIAL PAPER-DISCOUNT 4,059,000.000 4,031,013.90 4,031,013.90 6.78% 0.00 FED HM LOAN BNK-LESS THAN IYR 10,500,000.000 10,432,109.89 10,432,109.89 17.54% 0.00 FEDERAL HOME LOAN MORTGAGE-LESS THAN 1 11,200,000.000 11,074,467.61 11,074,467.61 18.62% 0.00 FNMA ISSUES-LESS THAN IYR 11,700,000.000 11,513,492.47 11,513,492.47 19.36% 0.00 MUTUAL FUNDS 116,678.540 116,678.54 116,678.54 0.20% 0.00 REPURCHASE AGREEMENTS 11,800,000.000 11,800,000.00 11,800,000.00 19.84% 0.00 TREASURY BILLS- LESS THAN IYR 3,300,000.000 3,239,272.67 3,239,272.67 5.45% 0.00 U.S.DOLLAR 56,675,678.540 56,453,392.80 56,453,392.80 94.93% 0.00 CASH&CASH EQUIVALENTS 56,675,678.540 56,453,392.80 56,453,392.80 94.93% 0.00 FIXED INCOME SECURITIES U.S. DOLLAR BANKING&FINANCE 1,304,000.000 1,316,076.60 1,311,767.80 2.21% -4,308.80 U.S.AGENCIES 700,000.000 691,824.00 700,000.00 1.18% 8,176.00 UTILITY-TELEPHONE 1,000,000.000 1,007,520.00 1,002,650.00 1.69% -4,870.00 U.S.DOLLAR 3,004,000.000 3,015,420.60 3,014,417.80 5.07% -1,002.80 FIXED INCOME SECURITIES 3,004,000.000 3,015,420.60 3,014,417.80 5.07% -1,002.80 TOTAL ASSETS-BASE: 59,679,678.540 S9,468,813.40 59,467,810.60 100.00% -1,002.80 1 Workberich s Report ID:GL8251 Asset Summary Base Currency:USD by Asset Type with Sectors Alternate Base Currency: Exchange Rate: LONG TERM OPER-PIMCO-OCSF07522202 9/30/2005 Status:FINAL Net Unrealized Cost Market Value % of Gain/Loss Description Shares Par Base Base Total Base CASH&CASH EQUIVALENTS U.S.DOLLAR PENDING TRADES -85,650,707.15 -85,650,707.15 -33,80% 0.00 INTEREST 2,137,597.27 2,137,597.27 0.84%, 0.00 MUTUAL FUNDS 750,018.800 750,018.80 750,018.80 0.30% 0.00 U.S. DOLLAR 750,018.900 -82,763,091.08 -82,763,091.09 -32.66% 0.00 CASH&CASH EQUIVALENTS 750,018.800 -82,763,091.08 -82,763,091.08 -32.66% 0.00 FIXED INCOME SECURITIES U.S.DOLLAR ABS-AIRPLANE RECEIVABLES 1,600,000.000 1,600,000.00 980,000.00 0.39% -620,000.00 ABS-HOME EQUITY 350,900.660 350,900.66 350,826.97 0.14% -73.69 ABS-STUDENT LOANS 2,587,990.370 2,588,293.65 2,589,931.36 1.02% 1,637.71 BANKING&FINANCE 41,950,000.000 42,047,079.10 41,986,583.82 16.57% -60,495.28 COLLATERALIZED MORTGAGE OBLIGATION 1,146,403.330 1,146,403.33 1,148,294.90 0.45% 1,891.57 FHLMC MULTICLASS 690,309.890 691,045.30 686,147.32 0.27% -4,897.98 FHLMC POOLS 48,358.680 47,179.93 49,756.73 0.02% 2,576.80 FNMA POOLS 51,255,389.520 51,904,690.46 51,146,871.71 20.19% -757,818.75 GNMA MULTI FAMILY POOLS 2,685,580.960 2,677,439.95 2,707,211.30 1.07% 29,771.35 GNMA SINGLE FAMILY POOLS 433,268.600 454,204.66 450,854.97 0.180/0 -3,349.69 INDUSTRIAL 2,000,000.000 1,998,188.00 1,999,680.00 0.79% 1,492.00 INFLATION INDEXED SECURITIES 25,701,262.680 26,247,197.61 27,177,768.95 10.73% 930,571.34 PVT PLACEMENTS -MORE THN 1YR 752,000.000 826,199.84 826,199.84 0.33% 0.00 U.S.AGENCIES 29,279,165.720 28,744,251.24 28,647,732.46 11.31% -96,518.78 U.S.GOVERNMENTS 174,318,126.090 173,391,956.07 172,242,683.37 67.98% -1.149,272.70 UTILITY-ELECTRIC 3,150,000.000 3,143,840.00 3,160,657.50 1.25% 16,817.50 U.S.DOLLAR 337,948,756.500 337,858,869.80 336,151,201.20 132.66% -1,707,668.60 FIXED INCOME SECURITIES 337,948,756.500 337,858,869.80 336,151,201.20 132.667/6 -1,707,668.60 TOTAL ASSETS-BASE: 338,698,775.300 255,095,778.72 253,388,110.12 100.00% -1,707,668.60 1 Workbench YLDANAL YIELD ANALYSIS PAGE s 1 OCSF07511102 2005/09/30 RUN DATE : 10/05/05 DISTRICT: LIQUID OPERATING RUN TIME : 13.36.30 PAR VALUE YTH AT CURRENT MOODY MARKET TOTAL COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- CASH 6 CASH EQUIVALENTS 1,100,000.00 BANKAMERICA CORP DISC .000 .000 99.068 1,089,742.50 1.93 0660POYM9 11/21/2005 1,089,742.50 1.84 1,600,000.00 BANKAMERICA CORP DISC .000 .000 99.068 1,585,080.00 2.82 0660POZ71 12/07/2005 1,585,080.00 2.68 1,500,000.00 CITIBANK NA NY BRH INSTL C/D .000 3.720 100.000 1,500,000.00 2.66 17304TXA6 3.720% 11/09/2005 DD 08/09/05 1,500,000.00 2.53 1,359,000.00 DU PONT DE NEMOUR DISC .000 .000 P-1 99.793 1,356,191.40 2.41 26354AXJ8 10/18/2005 1,356,191.40 2.29 5,400,000.00 FEDERAL HOME LN BK CONS DISC .000 .000 P-1 99.973 5,396,569.00 9.60 31338514MS MAT 10/03/2005 A-1+ 5,398,569.00 9.12 2,900,000.00 FEDERAL HOME LN BK CONS DISC N .000 .000 P-1 99.145 2,875,193.72 5.11 313385ND4 MAT 10/19/2005 A-1+ 2,875,193.72 4.85 1,900,000.00 FEDERAL HOME LN BK CONS DISC .000 .000 P-1 98.104 1,863,979.17 3.31 313385SQO A-1+ 1,863,979.17 3.15 300,000.00 FEDERAL HOME LN BK CONS DISC N .000 .000 P-1 98.123 294,368.00 .52 313385TK2 MAT 02/22/2006 A-1+ 294,368.00 .50 3,300,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 99.973 3,299,125.50 5.86 313397MMO MAT 10/03/2005 A-14 3,299,125.50 5.57 2,000,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 98.593 1,971,865.00 3.50 313397NS6 MAT 11/01/2005 A-1+ 1,971,865.00 3.33 1,100,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 99.092 1,090,015.03 1.93 31339711ZO MAT 11/08/2005 A-1+ 1,090,015.03 1.84 1,900,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 98.254 1,866,820.72 3.32 313397RQ6 MAT 01/10/2006 A-1+ 1,866,820.72 3.15 2,200,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 98.183 2,160,018.36 3.84 313397TR2 MAT 02/28/2006 A-1+ 2,160,018.36 3.65 700,000.00 FEDERAL HOME LN MTG CORP DISC .000 .000 P-1 98.089 686,623.00 1.22 313397UF6 MAT 03/14/2006 A-1+ 686,623.00 1.16 YLDANAL YIELD ANALYSIS PACE 2 OCSF07511102 2005/09/30 RUN DATE 10/05/05 DISTRICT: LIQUID OPERATING RUN TIRE 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ $ TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 8 TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 4,000,000.00 FEDERAL NATL 14TG ASSN DISCOUNT .000 .000 P-1 98.367 3,934,682.22 7.00 313589NL3 MAT 10/26/2005 A-1+ 3,934,682.22 6.64 3,000,000.00 FEDERAL NATL MTG ASSN DISCOUNT .000 .000 P-1 98.794 2,963,827.50 5.27 313589QS5 MAT 12/19/2005 A-1+ 2,963,827.50 5.00 900,000.00 FEDERAL NATL HTG ASSN DISCOUNT .000 .000 P-1 98.270 884,427.75 1.57 313589SV6 MAT 02/08/2006 A-1+ 884,427.75 1.49 3,800,000.00 FEDERAL NATT, MTG ASSN DISCOUNT .000 .000 P-1 98.172 3,730,S55.00 6.63 313589TS2 MAT 03/01/2006 A-1+ 3,730,555.00 6.30 3,300,000.00 UNITED STATES TREASURY BILL .000 .000 P-1 98.160 3,239,272.67 5.76 912795WT4 0.000% 03/16/2006 DD 09/15/05 A-1+ 3,239,272.67 5.47 2,500,000.00 WELLS FARGO BANK NA INSTL C/D .000 3.760 100.000 2,500,000.00 4.44 9497P23M7 3.760% 10/13/2005 DD 09/27/05 2,500,000.00 4.22 11,800,000.00 CS FOB CAT 2 REPO REPO .000 3.250 100.000 11,800,000.00 20.99 99441U490 03.250% 10/03/2005 DD 09/30/05 11,800,000.00 19.93 116,678.54 DREYFUS TREASURY CASH MGMT .000 3.400 AAA 100.000 116,678.54 .20 996OBS247 AAA 116,678.54 .20 -------- ------- ----------------- --------- TOTAL CASH & CASH EQUIVALENTS .000 .397 56,207,035.09 100.00 56,207,035.08 94.91 FIXED INCOME SECURITIES 15,000.00 ASSOCIATES CORP NORTH AMER NT- .000 6.359 AA1 100.250 15,112.95 .49 046003FM6 6.375% 11/15/2005 DD 11/21/95 AA- 15,037.50 .03 75,000.00 BEAR STEARNS COS I14C NTS .000 6.875 Al 100.000 75,422.25 2.48 073902AU2 6.875% 10/01/2005 DD 10/05/95 A 75,000.00 .13 112,000.00 BEAR STEARNS COS INC GLOBAL NT .000 3.019 Al 99.375 111,364.96 3.69 073902CB2 3.000% 03/30/2006 DD 02/19/03 A 111,300.00 .19 500,000.00 CIT GROUP INC GLOBAL SR NT .000 4.129 A2 99.910 499,820.00 16.57 125577AN6 4.125% 02/21/2006 DD 02/20/03 A 499,550.00 .84 YLDANAL YIELD ANALYSIS PAGE 3 OCSF07511102 2005/09/30 RUN DATE 10/05/05 DISTRICT: LIQUID OPERATING RUN TIME s 13.36.30 .-x-oc=xxaxvxxxxcx=x-xxs-x-xxxxxv.-==xxxxa=c=c=a=a=xa==a.caacaaa--=axo=======-ac--a.a..xxaxm=aa==cco=cx=aa.-aaaca-========.a =_- PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S—P PRICE MARKET VALUE % TOTAL ----------------- ----------- ------------ ------- ------- -------^ -------- ------------ ---------- 700,000.00 FEDERAL HOME LN MTG CORP MTN .000 2.375 AAA 100.000 691,824.00 23.22 3128X1CU9 2.375% 05/19/2006 DD 05/19/03 AAA 700,000.00 1.18 500,000.00 HOUSEHOLD FIN CORP NT .000 7.131 Al 101.671 511,620.00 16.86 441812FT6 7.250% 05/15/2006 DD 05/15/96 A 509,355.00 .86 102,000.00 MERRILL LYNCH 6 CO INC NT .000 6.218 AA3 100.515 102,736.44 3.40 590188FC7 6.250% 01/15/2006 DD 01/20/94 A+ 102,525.30 .17 1,000,000.00 SOUTHDTESTERN BELL TEL CO MED .000 6.543 A2 100.265 1,007,520.00 33.26 84534F.DS4 6.560% 11/15/2005 DD 11/15/96 A 1,002,650.00 1.69 -------- ------- ----------------- --------- TOTAL FIXED INCOME SECURITIES .000 4.502 3,015,420.60 100.00 3,014,417.80 5.09 -------- ------- ----------------- --------- TOTAL .000 .466 59,222,455.68 100.00 59,221,452.88 100.00 YI.DANAL YIELD ANALYSIS PAGE 4 OCSF07522202 2005/09/30 RUN DATE. 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- -----^------ ---------- CASH & CASH EQUIVALENTS 750,018.80 DREYFUS TREASURY CASH MGMT .000 3.400 AAA 100.000 750,018.90 100.00 996085247 AAA 750,010.90 .22 .00 BSDT-LATE MONEY DEPOSIT ACCT .000 .000 .000 .00 .00 996087094 .00 .00 -------- ------- ----------------- --------- TOTAL CASH & CASH EQUIVALENTS .000 3.400 750,019.80 100.00 750,018.80 .22 FIXED INCOME SECURITIES 752,000.00 A1G SUNAMERICA GLOBAL REG S .000 5.325 109.867 826,199.84 .24 000907AAG 5.850% 08/01/2008 DD 08/08/01 826,199.84 .25 600,000.00 CIT GROUP INC SR NT .000 7.093 A2 103.982 632,699.00 .18 125581AA6 7.375% 04/02/2007 DD 04/01/02 A 623,889.82 .19 1,500,000.00 CIT GROUP INC NEW SR NT .000 4.310 A2 100.343 1,507,005.00 .44 125581AF5 VAR RT 09/22/2006 DD 09/23/03 A 1,505,145.00 .45 3,300,000.00 CIT GROUP INC MTN ASR00092 .000 4.023 A2 100.250 3,300,000.00 .98 12560PDVO VAR RT 05/23/2008 DD 05/25/05 A 3,308,250.00 .98 1,600,000.00 CITIGROUP INC GLOBAL SR NT .000 3.751 AA1 99.984 1,600,000.00 .47 172967CW9 VAR RT 05/02/2008 DD 05/02/05 AA- 1,599,744.00 .47 1,000,000.00 FEDERAL HOME LN MTG CORP MTN .000 6.239 AAA 100.182 1,002,656.25 .29 3128X16R3 6.250% 11/14/2013 DD 11/14/03 AAA 1,001,820.00 .30 10,000,000.00 FEDERAL HOME LN HTG CORP MTN .000 4.106 AAA 97.420 9,993,100.00 2.89 3128X3WY5 4.000% 09/22/2009 DD 09/22/04 AAA 9,742,000.00 2.89 2,700,000.00 FEDERAL H014E LN BKS CONS BD .000 8.895 AAA 93.315 2,565,820.00 .74 3133X3SQ7 VAR RT 02/27/2012 DD 02/27/04 AAA 2,519,504.65 .75 3,000,000.00 FEDERAL HOME LN BKS CONS BD .000 4.104 AAA 97.457 2,882,343.75 .86 31339XKN3 4.000% 03/18/2011 DD 06/19/03 AAA 2,923,710.00 .87 48,358.68 FHLMC GROUP 878-6064 .000 4.172 AAA 102.891 47,179.93 .01 31348SWZ3 6.384% 01/01/2028 DD 12/01/97 AAA 49,756.73 .01 YLDANAT. YIELD ANALYSIS PAGE s 5 OCSF07522202 2005/09/30 RIJN DATE s 10/05/05 DISTRICT: TANG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 2,350,000.00 FEDERAL NATL MTG ASSN DEBS .000 5.220 AAA 100.502 2,385,461.50 .70 31359MJX2 5.250% 06/15/2006 DD 06/22/01 AAA 2,363,677.00 .70 6,800,000.00 FEDERAL IIATL MTG ASSN DEBS .000 3.271 AAA 95.544 6,575,736.00 1.93 31359MU04 3.125% 03/16/2009 DD 03/16/04 AAA 6,496,992.00 1.93 551,81R.59 FNIIA POOL 40254510 .000 5.011 AAA 99.784 568,373.1.4 .16 31371KVB4 5.000% 11/01/2017 DD 10/01/02 AAA 550,626.66 .16 11R,409.66 FNMA POOL. 40254631 .000 5.011 AAA 99.793 121,961..96 .03 31371KY47 5.000% 02/01/2018 DD 01/01/03 AAA 119,152.71 .04 107,194.40 FNMA POOL 40254760 .000 5.011 AAA 99.776 110,410.23 .03 31371K5V9 5.000% 06/01/2018 DD 05/01/03 AAA 106,954.28 .03 49,963.40 FNMA POOL 40254866 .000 5.012 AAA 99.765 50,432.31 .01 31371LCB3 5.000% 09/01/2018 DD 08/01/03 AAA 48,848.34 .01 363,750.22 FNMA POOL 00254907 .000 5.012 AAA 99.761 363,750.22 .10 31371LOL0 5.000% 10/01/2018 DD 09/01/03 AAA 362,880.86 .11 259,190.10 FNMA POOL 40254953 .000 5.012 AAA 99.757 262,510.98 .07 31371LE21 5.000% 11/01/2018 DD 10/01/03 AAA 258,560.27 .08 699,081.44 FNMA POOL 40254987 .000 5.010 AAA 99.806 707,025.61 .20 31371LF46 5.000% 12/O1/2018 DD 11/01/03 AAA 696,727.39 .21 113,254.48 FNMA POOL 60323980 .000 5.828 AAA 102.946 118,244.76 .03 31374T2M0 6.000% 04/O1/2014 DD 09/01/99 AAA 116,590.96 .03 85,676.72 FNMA POOL 00357430 .000 5.011 AAA 99.772 86,640.58 .02 31376RA71 5.000% 09/01/2018 DD 09/01/03 AAA 05,481.38 .03 33,374.37 FNMA POOL 60456482 .000 5.828 AAA 102.945 34,844.91 .01 31381CCT2 6.000% 02/01/2014 DD 02/01/99 AAA 34,357.25 .01 92,283.95 FNMA POOL 40509649 .000 5.828 AAA 102.948 96,350.21 .02 31383QEW0 6.000% 09/01/2014 DD 09/01/99 AAA 95,004.48 .03 88,310.57 FNMA POOL #0535451 .000 5.828 AAA 102.948 92,201.76 .02 31384VZQB 6.000% 06/01/2015 DD 07/01/00 AAA 90,913.97 .03 255,211.72 FNMA POOL 40555363 .000 5.011 AAA 99.783 262,868.06 .07 31385W5Y1 5.000% 04/01/2018 DD 03/01/03 AAA 254,657.91 .08 YLDANAL. YIELD ANALYSIS PACE 6 OCSF07522202 2005/09/30 RUN DATE 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTH AT CURRENT MOODY MARKET TOTAL COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 8 TOTAL ----------------- -------------^---------------- ------- ------- ------- -------- ------------ ---------- 212,R47.77 FRMA POOL 40555545 .000 5.011 AAA 99.783 719,232.70 .06 31385XES2 5.000% 06/01/2018 DO 05/01/03 AAA 212,385.39 .06 733,416.34 FL114A POOL 40555621 .000 5.010 AAA 99.806 741,667.26 .21 31385XG69 5.000% 07/01/2018 DD 06/01/03 AAA 731,993.75 .22 408,235.84 FNMA POOL, 40661309 .000 5.011 AAA 99.783 420,402.91 .17. 31391Y3S4 5.000% 02/01/2018 DD 02/01/03 AAA 407,349.97 .12 49,880.96 FNMA POOL 40681334 .000 5.011 AAA 99.783 50,347.39 .01 31391Y4T1 5.000% 02/01/2019 DD 01/01/03 AAA 48,774.89 .01 294,761.12 FNMA POOL 00684798 .000 5.496 AAA 100.072 294,507.82 .00 31400DX31 5.500% 03/01/2033 DD 03/01/03 AAA 294,973.35 .09 262,876.33 FNMA POOL 00684908 .000 5.011 AAA 99.776 266,244.46 .07 31400D3R1 5.000% 06/01/2018 DD 05/01/03 AAA 262,287.49 .08 143,723.05 FNMA POOL, 00685200 .000 5.011 AAA 99.783 145,564.52 .04 31400EGH7 5.000% 03/01/2018 DD 03/01/03 AAA 143,411.17 .04 217,293.79 F1114A POOL 60686318 .000 5.011 AAA 99.783 223,R12.60 .06 31400FPB7 5.000% 03/01/2018 DD 03/01/03 AAA 216,822.26 .06 86,775.70 FNMA POOL 40688739 .000 5.011 AAA 99.776 89,379.05 .02 31400JEL9 5.000% 06/01/2018 DD 06/01/03 AAA 86,581.40 .03 79,R46.91 FNMA POOL 00689859 .000 5.011 AAA 99.776 80,869.95 .02 31400KMGS 5,000% 05/01/2018 DD 05/01/03 AAA 79,668.05 .02 451,478.80 FNHA POOL 40693834 .000 5.011 AAA 99.783 465,023.14 .13 3140OPY74 5.000% 03/01/2018 DD 03/01/03 AAA 450,499.09 .13 168,742.93 FNMA POOL 00695852 .000 5.011 AAA 99.779 173,805.22 .05 31400SBVO 5.000% 05/01/2018 DD 05/01/03 AAA 168,370.01 .05 607,602.98 FNMA POOL 60695889 .000 5.011 AAA 99.779 625,831.08 .18 31400SC23 5.000% 05/01/2018 DD 05/01/03 AAA 606,260.18 .18 168,193.43 FNMA POOL 00702210 .000 5.010 AAA 99.806 173,239.24 .04 31401ADP9 5.000% 05/01/2010 DD 05/01/03 AAA 167,867.19 .05 100,600.89 FNMA POOL #0702328 .000 5.011 AAA 99.779 101,889.82 .02 31401ABD2 5.000% 05/01/2018 DD 04/01/03 AAA 100,378.55 .03 YLDANAL YIELD ANALYSIS PAGE t 7 OCSF07522202 2005/09/30 RUN DATE 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 8 TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 2.22,556.44 FNMA POOL 40709140 .000 5.011 AAA 99.772 229,233.15 .06 31401HZM7 5.000% 06/01/2018 DD 06/01/03 AAA 222,049.01 .07 4R1,798.25 FNMA POOL. 40709360 .000 5.011 AAA 99.772 407,971.29 .14 31401JR56 5.000% 07/01/2018 DO 06/01/03 AAA 480,699.75 .14 84,910.19 F1414A POOL 40709826 .000 5.011 AAA 99.776 R5,998.10 .02 31401JSP4 5.000% 06/01/2018 DD 06/01/03 AAA 84,719.99 .03 177,732.17 FN14A POOL, 00709917 .000 5.011 AAA 99.776 180,009.37 .05 31401JVJ4 5.000% 06/01/2018 DO 06/01/03 AAA 177,334.05 .05 442,265.07 FNMA POOL 00710235 .000 5.011 AAA 99.772 455,533.05 .13 31401KBCS 5.000% 06/01/2018 DD 06/01/03 AAA 441,256.71 .13 181,120.97 FN11A POOL 60713365 .000 5.011 AAA 99.772 183,441.57 .05 3140INQSI 5.000% 07/01/2018 DD 07/01/03 AAA 180,708.01 .05 552,900.74 FNMA POOL 60720319 .000 5.011 AAA 99.772 559,984.90 .16 31401WG45 5.000% 07/01/2018 DD 07/01/03 AAA 551,640.13 .16 1,824,12R.3R FNMA POOL 40720369 .000 5.010 AAA 99.806 1,878,852.23 .54 31401WJNO 5.000% 06/01/2018 DD 06/01/03 AAA 1,820,590.15 .54 236,477.37 FNMA POOL 40721629 .000 5.011 AAA 99.772 243,571.71 .07 31401XVW4 5.000% 07/01/2018 DD 06/01/03 AAA 235,938.20 .07 182,401.74 FNMA POOL 00723487 .000 5.011 AAA 99.772 184,453.78 .05 31402AX04 5.000% 06/01/2018 DO 06/01/03 AAA 181,985.86 .05 2,751,547.34 FNMA POOL 60725530 .000 5.012 AAA 99.760 2,788,951.17 .81 31402DA75 5.000% 06/01/2019 DD 05/01/04 AAA 2,744,952.10 .91 317,139.45 FNMA POOL 00729601 .000 5.012 AAA 99.768 321,202.81 .09 31402HRW3 5.0001 07/01/2018 DD 07/01/03 AAA 316,403.69 .09 29,251.45 FNMA POOL 60732873 .000 5.012 AAA 99.757 29,626.22 .00 31402MFN5 5.000% 11/01/2018 DD 10/01/03 AAA 29,180.37 .01 928,944.58 FNMA POOL 00735227 .000 5.503 AAA 99.952 936,782.55 .27 31402QYY1 5.500% 02/01/2035 DD 01/01/05 AAA 928,498.69 .28 496.855.20 FNMA POOL #0735856 .000 5.012 AAA 99.761 501,668.48 .14 31402RQH5 5.000% 08/01/2020 DO 08/01/05 AAA 495,665.37 .15 YLDANAI. YIELD ANALYSIS PACE R OCSF07522202 2005/09/30 RUN DATE 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTtt AT CURRENT MOODY MARKET TOTAL. COST/ B TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE. % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 490,813.29 FNMA POOI. 40737130 .000 5.012 AAA 99.765 497,101.83 .14 31402S4P9 5.000% 10/01/2018 DO 10/01/03 AAA 489,659.98 .15 421,976.07 FNMA POOL 40738211 .000 5.010 AAA 99.006 427,382.67 .12 31402UDQ2 5.000% 10/01/2018 DO 10/01/03 AAA 421,157.57 .13 153,011.21 FNMA POOL 40738497 .000 5.012 AAA 99.757 154,971.67 .04 31402UNC2 5.000% 10/01/2018 DO 10/01/03 AAA 152,639.39 .05 1,795.830.00 FUNA POOL 50740457 .000 5.010 AAA 99.806 1,920,242.06 .53 31402WTN8 5.000% 10/01/2018 DO 10/01/03 AAA 1,792,346.66 .53 636,922.36 FNMA POOL 40740471 .000 5.010 AAA 99.806 645,092.91 .18 31402WT40 5.000% 10/01/2018 DD 10/01/03 AAA 635,686.93 .19 616,998.69 FNMA POOL 00740748 .000 5.012 AAA 99.765 624,903.98 .10 31402W5H7 5.000% 10/01/2018 DD 11/01/03 AAA 615,548.74 .10 29,382.10 FNMA POOL 00743868 .000 5.010 AAA 99.806 29,758.56 .00 31403BMR1 5.000% 11/01/2018 DO 10/01/03 AAA 29,325.11 .01 858,521.90 FNMA POOL 40744008 .000 5.011 AAA 99.776 869,521.72 .25 31403BR54 5.000% 07/01/2018 DO 09/01/03 AAA 856,598.81 .25 129,472.09 FNMA POOL 00744316 .000 5.010 AAA 99.806 131,131.76 .03 31403R37.4 5.000% 09/O1/2018 DO 09/01/03 AAA 129,221.75 .04 238,096.46 FNMA POOL 40747914 .000 5.012 AAA 99.757 241,147.08 .07 31403F3X0 5.000% 11/01/2018 DD 11/01/03 AAA 237,517.99 .07 149,335.97 FNMA POOL 40748400 .000 5.010 AAA 99.806 151,249.34 .04 31403GNR9 5.000% 08/01/2018 DO 09/01/03 AAA 149,046.31 .04 783,380.36 FNMA POOL 00748899 .000 5.010 AAA 99.806 793,417.42 .23 31403G7L0 5.000% 12/01/2018 DD 11/01/03 AAA 781,860.85 .23 1,691,464.63 FNMA POOL #0750377 .000 5.010 AAA 99.806 1,713,136.52 .50 31403JUA2 5.000% 11/01/2018 DD 11/01/03 AAA 1,688,183.73 .50 1,443,142.92 FNMA POOL 00750380 .000 5.010 AAA 99.806 1,461,633.20 .42 31403JUD6 5.000% 11/01/2018 DD 11/01/03 AAA 1,440,343.68 .43 137,921.53 FNMA POOL 00750445 .000 5.010 AAA 99.806 139,688.65 .04 31403JWE2 5.000% 11/01/2018 DD 11/01/03 AAA 137,654.01 .04 YLDANAL YIELD ANALYSIS PACE 9 OCSF07522202 2005/09/30 RIIN DATE 10/05/05 DISTRICT: IONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE 8 TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 651,709.85 FNMA POOL 00751960 .000 5.010 AAA 99.806 660,059.90 .19 31403LMH1 5.000% 12/01/2018 DD 11/01/03 AAA 650,445.74 .19 677,197.01 FNMA POOL 10753425 .000 5.012 AAA 99.754 605,027.09 .20 31403NA23 5.000% 11/01/2018 DD 11/01/03 AAA 675,531.11 .20 470,535.10 FNMA POOL. 40755165 .000 5.012 AAA 99.754 476,563.83 .13 31403Q6A3 5.000% 12/01/2010 DD 11/01/03 AAA 469,377.58 .14 808,306.09 FNMA POOI. 00756372 .000 5.012 AAA 99.754 817,652.13 .23 31403SJRB 5.000% 11/01/2018 DD 11/01/03 AAA 806,317.66 .24 2,760,305.69 FNMA POOL 00784251 .000 5.014 AAA 99.713 2,797,928.60 .81 31405DII46 5.000% 11/01/2019 DD 11/01/04 AAA 2,752,383.61 .82 806,343.12 FNMA POOL #0789670 .000 5.015 AAA 99.710 817,304.35 .23 31405NJP4 5.000% 12/01/2019 DD 12/01/04 AAA 804,004.72 .24 813,626.22 FNMA POOL #0792432 .000 5.014 AAA 99.717 824,666.45 .24 31405LLM9 5.000% 10/O1/2019 DD 10/01/04 AAA 811,323.66 .24 4,588,959.79 FNMA POOL 40792437 .000 5.014 AAA 99.717 4,58R,959.79 1.36 31405LLS6 5.000% 10/01/2019 DD L0/O1/04 AAA 4,575,973,03 1.36 839,644.48 FNMA POOL 40794195 .000 5.014 AAA 99.713 851,058.41 .24 31405NKG9 5.000% 11/01/2019 DD 11/01/04 AAA 837,234.70 .25 1,773,353.78 FNMA POOL 40797160 .000 5.015 AAA 99.710 1,797,460.30 .52 31405RTR7 5.000% 12/01/2019 DD 12/01/04 AAA 1,768,211.05 .52 785,092.74 FNMA POOL 40797408 .000 5.015 AAA 99.710 795,765.10 .23 31405R3R5 5.000% 12/01/2019 DD 12/01/04 AAA 782,815.97 .23 773,590.35 FNMA POOL 40797414 .000 5.015 AAA 99.710 784,106.33 .22 31405R3X2 5.000% 12/O1/2019 DD 12/01/04 AAA 771,346.94 .23 354,291.03 FNMA POOL 00B00370 .000 5.015 AAA 99.710 353,903.53 .10 31405VFKB 5.000% 12/01/2019 DD 11/01/04 AAA 353,263.59 .10 301,156.66 FNMA POOL 40800998 .000 5.503 AAA 99.940 300,897.87 .08 31405V3F2 5.500% 11/01/2034 DD 11/01/04 AAA 300,975.97 .09 2,886,926.75 FNMA POOL 40803923 .000 5.015 AAA 99.710 2,926,170.91 .85 31406AD41 5.000% 12/01/2019 DD 12/01/04 AAA 2,878,554.66 .85 YLDAVAI, YIELD ANALYSIS PAGE 10 OCSF07522202 2005/09/30 RUN DATE : 10/05/05 DISTRICT: LONG-TERM OPERATING. RUN TIME 13.36.30 PAR VALUE. YTH AT CURRENT MOODY MARKET TOTAI. COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- - --- ------- -------- ------------ 2,832,161.77 FNMA POOL 10807711 .000 5.015 AAA 99.710 2,970,965.54 .114 31406EKY9 5.000% 01/01/2020 DD 01/01/05 AAA 2,824,247.63 .84 331,304.46 FN1fA POOL 40BOR933 .000 5.503 AAA 99.940 331,019.74 .09 31406FV24 5.500% 01/01/2035 DD 01/01/05 AAA 331,105.69 .10 313,169.30 F1114A POOL 40809350 .000 5.503 AAA 99.940 312,900.17 .09 31406GEX3 5.500% 12/01/2034 DD 01/01/05 AAA 312,981.40 .09 324,130.14 FNMA POOL 00814930 .000 5.500 AAA 100.008 323,851.59 .09 31406NLKB 5.500% 04/01/2035 DD 04/01/05 AAA 324,155.59 .10 323,127.03 FNMA POOL 00815923 .000 5.503 AAA 99.940 322,849.35 .09 31406PPG8 5.500% 03/01/2035 DD 03/01/05 AAA 322,933.15 .10 611,823.76 FNMA POOL 40816246 .000 5.015 AAA 99.710 611,154.57 .18 31406PZK8 5.000% 03/01/2020 DD 03/01/05 AAA 610,049.47 .18 318,736.11 FNMA rML #0819566 .000 5.503 AAA 99.940 318,462.20 .09 31406TQTI 5.500% 04/01/2035 DD 04/01/05 AAA 318,544.87 .09 322,925.62 FNMA POOL 40022731 .000 5.503 AAA 99.940 322,648.10 .09 31406XA85 5.500% 05/01/2035 DO 05/01/05 AAA 322,731.86 .10 331,015.92 FNMA POOL 40823232 .000 5.503 AAA 99.940 330,731.44 .09 31406XSV5 5.500% 06/01/2035 DD 05/01/05 AAA 330,817.31 .10 968,561.00 FNMA POOL 40823787 .000 5.015 AAA 99.710 967,501.63 .28 31406YF47 5.000% 05/01/2020 DD 05/01/05 AAA 965,752.17 .29 7,890.69 GN14A POOL 10421389 .000 6.244 AAA 104.096 8,281.53 .00 36206UC23 6.500% 04/15/2026 DD 04/01/96 AAA 8,213.89 .00 11,920.54 GNMA POOL #0449851 .000 6.255 AAA 103.911 12,510.97 .00 36208FWLO 6.500% 01/15/2028 DD 01/01/98 AAA 22,386.72 .00 32,280.92 GNMA POOL #0466845 .000 6.245 AAA 104.076 33,879.84 .00 36209BTA6 6.500% 06/15/2028 DD 06/01/98 AAA 33,596.69 .01 39,841.03 GNMA POOL #0468052 .000 6.246 AAA 104.073 41,814.40 .01 36209CSM4 6.500% 07/15/2028 DD 07/01/98 AAA 41,463.76 .01 111,442.84 GNMA POOL 00476041 .000 6.245 AAA 104.076 116,788.63 .03 36209MEE7 6.500% 06/15/2028 DD 06/01/98 AAA 115,985.25 .03 YLDANAL YIELD ANALYSIS PAGE i 11 OCSF07522202 2005/09/30 RUN DATE : 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME : 13.36.30 ------- ---- --- PAR VALUE YTH AT CURRENT MOODY MARKET TOTAL COST/ % TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 118,937.66 GNHA POOL 40478626 .000 6.247 AAA 104.058 124,642..95 .03 36209QVT9 6.500% 01/15/2029 DD O1/01/99 AAA 123,764.15 .04 28,413.09 GN14A POOL 00480598 .000 6.246 AAA 104.064 29,776.02 .00 36209S3F6 6.500% 10/15/2028 DD 10/01/98 AAA 29,567.80 .01 5,802.99 GN14A POOL 00512235 .000 6.248 AAA 104.030 6,090.42 .00 36211GBC6 6.500% 11/15/2029 DD 11/01/99 AAA 6,036.85 .00 76,738.84 GNHA POOL 60514326 .000 6.249 AAA 104.041 80,419.90 .02 36211JLF2 6.500% 07/15/2029 DD 07/01/99 AAA 79,839.96 .02 131,049.75 GNHA II POOI. 00090395 .000 4.331 AAA 101.014 I2.9,862.12 .03 36225CNM4 VAR RT 04/20/2030 DD 04/01/00 AAA 132,378.59 .04 1,159,755.30 GlJftA II POOL POR040AX .000 4.331 AAA 101.014 1,141,976.53 .34 36225CN28 VAR RT 05/20/2030 DD 05/01/00 AAA 1,171,515.22 .35 1,112.,493.64 GNMA II POOL. #0080965 .000 4.478 AAA 100.494 1,111,798.32 .33 36225DCBB VAR RT 07/20/2034 DD 07/01/04 AAA 1,117,989.36 .33 6,500,000.00 GENERAL ELEC CO NT .000 3.701 AAA 99.984 6,502,203.50 1.93 369604AZ6 VAR RT 10/24/2005 DD 10/24/03 AAA 6,498,960.00 1.93 2,000,000.00 GOLDMAN SACHS GRP MTN #TR00203 .000 4.116 AA3 100.109 2,OO1,900.00 .59 38141EJL4 VAR RT 03/30/2007 DD 04/01/04 A{ 2,002,180.00 .59 900,000.00 G0LD14AN SACHS GRP MTN ITR00207 .000 3.959 AA3 100.531 800,000.00 .23 38141EJ03 VAR RT 07/23/2009 DD 07/23/04 A+ 804,249.00 .24 4,250,000.00 GOLDMAN SACHS GRP .000 4.290 AA3 100.234 4,250,000.00 1.26 38143UBD2 VAR RT 06/28/2010 DD 06/28/05 A+ 4,259,945.00 1.26 250,000.00 HSBC BK USA MTN ISR00012 .000 3.985 AA2 100.125 250,170.00 .07 4042QOAH1 VAR RT 09/21/2007 DD 09/21/04 AA- 250,312.50 .07 2,700,000.00 HSBC FIN CORP NT .000 4.000 Al 100.000 2,700,000.00 .80 40429CCU4 VAR RT 09/15/2008 DD 09/15/05 A 2,700,000.00 .80 3,000,000.00 ITSBC FIN CORP MTN t TR 00002 .000 3.899 Al 100.031 3,000,000.00 .89 40429JAB3 VAR RT 02/28/2007 DD 03/29/05 A 3,000,930.00 .89 3,000,000.00 HSBC FIN CORD MTN A TR 00007 .000 4.009 Al 100.015 2,995,830.00 .89 40429JAG2 VAR RT 05/10/2010 DD 05/10/05 A 3,000,450.00 .89 YLDANAI, YIELD ANALYSIS PAGE 12 OCSF07522202 2005/09/30 RUN DATE 10/05/05 DISTRICT: LONG-TERM OPERATING RUN TIME 13.36.30 PAR VALUE YTM AT CURRENT MOODY MARKET TOTAL COST/ S TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 2,500,000.00 HOUSEHOLD FIN CORP NT .000 7.058 A2 102.015 2,591,500.00 .75 441B12GHI 7.200% 07/15/2006 DD 07/15/99 A 2,550,375.00 .76 2,000,000.00 MORGAN STANLEY .000 3.697 AA3 100.109 2,002,990.00 .59 61746BAK2 VAR RT 01/12/2007 DD 01/13/04 A+ 2,002,180.00 .59 3,200,000.00 14ORGAII STAIILEY NT .000 3.975 AA3 97.484 3,149,248.00 .92 61746BALO 3.875% 01/15/2009 DD 01/13/04 A+ 3,119,488.00 .93 650,000.00 MORGAN STANLEY NT .000 3.809 AA3 100.031 650,000.00 .19 61746SA22 VAR RT 11/09/2006 DD 11/12/04 A+ 650,201.50 .19 1,400,000.00 PUBLIC SVC ELEC & GAS CO 1ST .000 4.085 A3 100.000 1,400,000.00 .41 744567FN3 VAR RT 06/23/2006 DO 06/25/04 A- 1,400,000.00 .42 350,900.66 RESIDENTIAL ASSET 03-RSII AIIB .000 4.161 AAA 99.979 350,900.66 .10 76098SK83 VAR RT 12/25/2033 OD 12/30/03 AAA 350,926.97 .10 1,800,000.00 SLM CORP MTN 4 TR 00067 .000 3.848 A2 100.312 1,805,040.00 .53 78442FCUO VAR RT 07/25/2008 DD 07/26/04 A 1,805,616.00 .54 2,587,990.37 SLM STUDENT LN TR 04-6 A2 .000 3.687 AAA 100.075 2,588,293.65 .77 78442GMA1 VAR RT 01/25/2013 DD 06/30/04 AAA 2,589,931.36 .77 2,300,000.00 SALOHON SMITH MTN 4 SR 00206 .000 3.935 AA1 100.203 2,30R,514.60 .68 79548EJPB VAR RT 05/18/2007 DD 05/28/02 2,304,669.00 .68 2,498,126.09 SBA GTD DEV PARTN 2001-20C 1 .000 5.985 AAA 105.935 2,49R,126.09 .78 83162CLJO 6.340% 03/01/2021 AAA 2,646,389.87 .79 1,146,403.33 SBA GTD PARTN CTFS SBIC-PS 01 .000 6.629 AAA 100.165 1,146,403.33 .34 831641DD4 6.640% 02/10/2011 DD 02/21/01 NR 1,148,294.90 .34 2,000,000.00 TOYOTA MTR CR MTN OTR00413 .000 3.730 AAA 99.984 1,998,188.00 .59 89233PTE6 VAR RT 09/18/2006 DD 03/16/05 AAA 1,999,680.00 .59 1,600,000.00 UNITED AIRLS PASSTBRU 01-1 C .000 11.153 WR 61.250 1,600,000.00 .29 909317BC2 6.831% 03/01/2010 DD 08/22/01 A- 980,000.00 .29 2,539,551.00 US TREASURY INFLATION INDEX NT .000 3.424 AAA 105.875 2,754,748.60 .79 9128273T7 3.625% 01/15/2008 DD 01/15/98 AAA 2,688,749.62 .80 11.,317,160.00 US TREASURY INFLATION INDEX NT .000 3.571 AAA 108.500 12,497,136.76 3.65 9128274Y5 3.875% 01/15/2009 DD 01/15/99 AAA 12,279,118.60 3.64 YLDANAL YIELD ANALYSIS PAGE 13 OCSF07522202 2005/09/30 R17N DATE 10/05/05 DISTRICT: LONG-TERN OPERATING RUN TIME 13.36.30 PAR VALUE YT14 AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY ID SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 3,900,000.00 it 6 TREASURY NOTES .000 5.734 AAA 100.291 4,193,993.62 1.16 9128276N7 05.750% 11/15/2005 DD 11/15/00 AAA 3,910,979.50 1.16 2,lon,000.00 U S TREASURY NOTES .000 4.266 AAA 99.625 2,105,699.39 .62 912828BN2 4.250% 00/15/2013 DD 08/15/03 AAA 2,092,125.00 .62 10,900,000.00 U S TREASURY NOTES .000 3.459 AAA 97.590 10,709,447.11 3.16 912828BT6 3.375% 12/15/2008 DD 12/15/03 AAA 10,636,220.00 3.16 105,734.00 US TREASURY INFLATION INDEXED .000 1.959 AAA 102.110 107,939.37 .03 912828BW9 2.000% 01/15/2014 DD O1/15/04 AAA 107,964.99 .03 12,500,000.00 U S TREASURY NOTES .000 2.775 AAA 99.090 12.,424,543.03 3.68 912828CM0 2.750% 06/30/2006 DD 06/30/04 AAA 12,396,250.00 3.68 3,213,026.00 US TREASURY INFLATION INDEX UT .000 1.957 AAA 102.180 3,300,893.98 .97 912828CP3 2.000% 07/15/2014 DD 07/15/04 AAA 3,283,069.97 .97 14,000,000.00 U S TREASURY NOTES .000 2.779 AAA 98.960 13,927,531.82 4.12 912828CO1 2.750% 07/31/2006 DD 07/31/04 AAA 13,954,400.00 4.11 35,300,000.00 11 S TREASURY NOTES .000 2.411 AAA 98.500 35,120,197.62 10.34 912.828CU2 2.375% 08/31/2006 DD O0/31/04 AAA 34,770,500.00 10.32 20,800,000.00 U S TREASURY NOTES .000 2.916 AAA 98.600 20,640,266.90 6.10 912828DD9 2.875% 11/30/2006 DD 11/30/04 AAA 20,508,800.00 6.09 13,920,000.00 U S TREASURY NOTES .000 3.597 AAA 97.300 13,626,296.77 4.02 912828DE7 3.500% 12/15/2009 DD 12/15/04 AAA 13,544,160.00 4.02 16,200,000.00 U S TREASURY NOTES .000 4.035 AAA 99.140 16,201,259.92 4.77 912828DP2 4.0001 03/15/2010 DD 03/15/05 AAA 16,060,680.00 4.77 11,200,000.00 U S TREASURY NOTES .000 3.773 AAA 99.390 11,165,662.53 3.31 912828DQ0 3.750% 03/31/2007 DD 03/31/05 AAA 11,131,680.00 3.30 11,000,000.00 U S TREASURY NOTES .000 3.537 AAA 98.950 10,915,072.09 3.23 912828DW7 3.500% 05/31/2007 DD 05/31/05 AAA 10,084,500.00 3.23 20,000,000.00 U S TREASURY NOTES .000 3.659 AAA 99.080 19,864,857.19 5.89 912828DY3 3.625% 06/30/2007 DO 06/30/05 AAA 19,816,000.00 5.88 1,750,000.00 VIRGINIA ELEC is PWR 01 SER A .000 5.715 A3 100.609 1,743,840.00 .52 927804EN0 5.750% 03/31/2006 DD 03/27/01 BBB+ 1,760,657.50 .52 YLDAIIAL YIELD ANALYSIS PAGE 14 OCSF07522202 2005/09/30 RUN DATE 10/05/05 DISTRICT: LONG-TER14 OPERATING RU14 TIME 13.36.30 PAR VALUE, YTM AT CURRENT MOODY MARKET TOTAL COST/ 8 TYPE SECURITY 1D SECURITY DESCRIPTION BOOK YIELD S-P PRICE MARKET VALUE % TOTAL ----------------- ----------------------------- ------- ------- ------- -------- ------------ ---------- 8,525,791.60 US TRF.ASIIRY INFLATION INDEX NT 3.B17 3.263 AAA 103.430 7,586,479.00 2.62 9128272M3 3.375% 01/15/2007 DD 01/15/97 AAA 8,918,865.77 2.62 690,309.89 FHL14C MIILTICLASS HTG SER E3 A 6.316 4.260 AAA 99.397 691,045.30 .20 3133TCE95 VAR RT 08/15/2032 DD 12/01/97 AAA 686,147.32 .20 400,706.50 GNMA GTD RF.MIC TR 2000-9 F11 6.320 4.241 AAA 100.724 400,706.50 .12. 3837H4NX9 VAR RT 02/16/2030 AAA 403,607.62 .12 159,140.18 GNMA II POOL 4080088M 6.705 4.335 AAA 100.932 162,621.36 .04 36225CC20 7.375% 06/20/2027 DD 06/01/97 AAA 160,623.37 .05 123,142.09 GN14A I1 POOL #0080023 6.992 4.073 AAA 101.269 125,181.62 .03 36225CA7,9 VAR RT 12/20/2026 DD 12/01/96 AAA 124,704.76 .04 2,100,000.00 FEDERAL NATL HTG ASSN DEBS 7.113 6.164 AAA 107.478 2,030,133.00 .67 31359HEY5 6.625% 09/15/2009 DD 09/01/99 AAA 2,257,038.00 .67 929,459.22 WMP/HUNTOON PAIGE #000-11150 7.684 7.413 AAA 101.177 908,294.24 .27 302998GE3 7.500% 12/01/2030 DD 10/21/99 AAA 939,383.19 .28 -------- ------- ----------------- --------- TOTAL FIXED INCOME SECURITIES .023 4.417 337,858,869.80 100.00 336,151,201.20 99.75 -------- ------- ----------------- --------- TOTAL .023 4.416 338,608,888.60 100.00 336,901,220.00 100.00 Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/301200S Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base U.S.DOLLAR CASH&CASH EQUIVALENTS INTEREST RECEIVABLE 2,383,954.99 2,383,954.99 0.76% 0.00 RECEIVABLE FOR INVESTMENTS 14,198.20 14,198.20 0.00% 0.00 SOLD PAYABLE FOR INVESTMENTS -85,664,905.35 -85,664,905.35 -27.38% 0.00 PURCHASED BANKAMERICA CORP 99.0675 1,100,000.000 1,089,742.50 1,089,742.50 0.35% 0.00 DISC 11/21/2005SEC ID: 0660POYM9 BANKAMERICA CORP 99.0675 1,600,000.000 1,585,080.00 1,585,080.00 0.51% 0.00 DISC12/07/2005SEC ID: 0660POZ71 CITIBANK NA NY BRH INSTL C/D 3. 100.0000 1,500,000.000 1,500,000.00 1,500,000.00 0.48% 0.00 720% 11/09/2005 DD 08/09/05SEC ID: 17304TXA6 DU PONT DE NEMOUR 99.7933 1,359,000.000 1,356,191.40 1,356,191.40 0.43% 0.00 DISC10/18/2005SECID: 26354AXJ8 FEDERAL HOME LN BK CONS 99.9735 5,400,000.000 5,398,569.00 5,398,569.00 1.73% 0.00 DISCMAT 10/03/2005SEC ID: 313385MM5 FEDERAL HOME LN BK CONS DISC 99.1446 2,900,000.000 2,875,193.72 2,875,193.72 0.92% 0.00 NMAT 10/19/2005SEC ID: 313385ND4 FEDERAL HOME LN BK CONS 98.1042 1,900,000.000 1,863,979.17 1,863,979.17 0.60% 0.00 DISCSEC ID:313385SQ0 FEDERAL HOME LN BK CONS DISC 98.1227 300,000.000 294,368.00 294,368.00 0.09% 0.00 NMAT 02/22/2006SEC 1D: 313385TK2 FEDERAL HOME LN MTG CORP 99.9735 3,300,000.000 3,299,125.50 3,299,125.50 1.05% 0.00 DISCMAT 10/03/2005SEC ID: 313397MM0 FEDERAL HOME LN MTG CORP 98.5933 2,000,000.000 1,971,865.00 1,971,865.00 0.63% 0.00 DISCMAT 11/01/2005SEC ID: 313397NS6 FEDERAL HOME LN MTG CORP 99.0923 1,100,000.000 1,090,015.03 1,090,015.03 0.35% 0.00 DISCMAT 11/08/2005SEC ID: 313397NZ0 1 Workbench Asset Detail Report ID: GL8013 j Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD•CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FEDERAL HOME LN MTG CORP 98.2537 1,900,000.000 1,866,820.72 1,866,820.72 0.60% 0.00 DISCMAT 01/10/2006SEC ID: 313397RQ6 FEDERAL HOME LN MTG CORP 98.1827 2,200,000.000 2,160,018.36 2,160,018.36 0.69%, 0.00 DISCMAT 02/28/2006SEC ID: 313397TR2 FEDERAL HOME LN MTG CORP 98.0890 700,000.000 686,623.00 686,623.00 0.22% 0.00 DISCMAT 03/14/2006SEC 1D: 313397UF6 FEDERAL NATL MTG ASSN 98.3671 4,000,000.000 3,934,682.22 3,934,682.22 1.26% 0.00 DISCOUNTMAT 10/26/2005SEC ID:313589NL3 FEDERAL NATL MTG ASSN 98.7943 3,000,000.000 2,963,827.50 2,963,827.50 0.95% 0.00 DISCOUNTMAT 12/19/2005SEC ID:313589QS5 FEDERAL NATL MTG ASSN 98.2698 900,000.000 884,427.75 884,427.75 0.28% 0.00 DISCOUNTMAT 02/08/2006SEC ID:313589SV6 FEDERAL NATL MTG ASSN 98.1725 3,800,000.000 3,730,555.00 3,730,555.00 1.19% 0.00 DISCOUNTMAT 03/01/2006SEC 1D:313589TS2 UNITED STATES TREASURY BILL 0. 98.1598 3,300,000.000 3,239,272.67 3,239,272.67 1.04% 0.00 000%03/16/2006 DD 09/15/05SEC ID:912795WT4 WELLS FARGO BANK NA INSTL C/D 100.0000 2,500,000.000 2,500,000.00 2,500,000.00 0.80% 0.00 3.760% 10/13/2005 DD 09/27/05SEC ID:9497P23M7 CS FOB CAT 2 REPO REPO03.250% 100.0000 11,800,000.000 11,800,000.00 11,800,000.00 3.77% 0.00 10/03/2005 DD 09/30/05SEC ID: 99441U490 DREYFUS TREASURY CASH 100.0000 866,697.340 866,697.34 866,697.34 0.28% 0.00 MGMTSEC ID:996085247 TOTAL CASH&CASH EQUIVALENTS 57,425,697.340 -26,309,698.28 -26,309,698.28 -8.41% 0.00 FIXED INCOME SECURITIES AIG SUNAMERICA GLOBAL REG S 5. 109.8670 752,000.000 826,199.84 826,199.84 0.26% 0.00 850%08/01/2008 DD 08/08/01SEC ID:U00907AA0 ASSOCIATES CORP NORTH AMER NT- 100.2500 15,000.000 15,112.95 15,037.50 0.00% -75.45 6.375% 11/15/2005 DD 11/21/95SEC ID:046003FM6 2 Workbench Asset Detail Report ID: GL8013 Base Currency: USD i by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base BEAR STEARNS COS INC NTS6. 100.0000 75,000.000 75,422.25 75,000.00 0.02% -422.25 875% 10/01/2005 DD 10/05/95SEC ID:073902AU2 BEAR STEARNS COS INC GLOBAL 99.3750 112,000.000 111,364.96 111,300.00 0.04% -64.96 NT3.000%03/30/2006 DD 02/19/03SEC ID:073902CB2 CIT GROUP INC GLOBAL SR NT4. 99.9100 500,000.000 499,820.00 499,550.00 0.16% -270.00 1251%u 02/21/2006 DD 02/20/03SEC ID: 125577AN6 CIT GROUP INC SR NT 7.375% 103.9816 600,000.000 632,688.00 623,889.82 0.20% -8,798.18 04/02/2007 DD 04/01/02SEC ID: 125581AA6 CIT GROUP INC NEW SR NTVAR RT 100.3430 1,500,000.000 1,507,005.00 1,505,145.00 0.48% -1,860.00 09/22/2006 DD 09/23/03SEC ID: 125581AF5 CIT GROUP INC MTN #SR00092VAR 100.2500 3,300,000.000 3,300,000.00 3,308,250.00 1.06% 8,250.00 RT 05/23/2008 DD 05/25/05SEC ID: 12560PDVO CITIGROUP INC GLOBAL SR NTVAR 99.9840 1,600,000.000 1,600,000.00 1,599,744.00 0.51% -256.00 RT 05/02/2008 DD 05/02/05SEC ID: 172967CW9 WMP/HUNTOON PAIGE#000- 101.1766 928,439.220 908,294.24 939,383.19 0.30% 31,088.95 111507.500%n 12/01/2030 DD 10/21/99SEC ID:302998GE3 FEDERAL HOME LN MTG CORP 100.0000 700,000.000 691,824.00 700,000.00 0.22% 8,176.00 MTN2.375%05/19/2006 DD 05/19/03SEC ID:3128X1CU9 FEDERAL HOME LN MTG CORP MTN 100.1820 1,000,000.000 1,002,656.25 1,001,820.00 0.32% -836.25 6.250%u 11/14/2013 DD I1/14/03SEC ID:3128XI6R3 FEDERAL HOME LN MTG CORP MTN 97.4200 10,000,000.000 9,993,100.00 9,742,000.00 3.11% -251,100.00 4.000%09/22/2009 DD 09/22/04SEC ID:3128X3WY5 FHLMC MULTICLASS MTG SER E3 99.3970 690,309.890 691,045.30 686,147.32 0.22% -4,897.98 AVAR RT 08/15/2032 DD 12/01/97SEC ID:3133TCE95 FEDERAL HOME LN BKS CONS 93.3150 2,700,000.000 2,565,820.00 2,519,504.65 0.81% -46,315.35 BDVAR RT 02/27/2012 DD 02/27/04SEC ID:3133X3SQ7 3 Workbench Report ID: GL8013 Asset Detail Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: 1OCSD•CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FEDERAL HOME LN BKS CONS BD 4. 97.4570 3,000,000.000 2,882,343.75 2,923,710.00 0.93% 41,366.25 000%03/18/2011 DD 06/19/03SEC ID:31339XKN3 FHLMC GROUP#78-6064 6.3840% 102.8910 48,358.680 47,179.93 49,756.73 0.02% 2,576.80 01/01/2028 DD 12/01/97SECID: 31348SWZ3 FEDERAL NATL MTG ASSN DEBS6. 107.4780 2,100,000.000 2,030,133.00 2,257,038.00 0.72% 226,905.00 625%09/15/2009 DD 09/01/99SEC ID:31359MEY5 FEDERAL NATL MTG ASSN DEBS5. 100.5820 2,350,000.000 2,385,461.50 2,363,677.00 0.76% -21,784.50 250%06/15/2006 DD 06/22/OISEC ID:31359MJX2 FEDERAL NATL MTG ASSN DEBS 3. 95.5440 6,800,000.000 6,575,736.00 6,496,992.00 2.08% -78,744.00 125%03/16/2009 DD 03/16/04SEC ID:31359MUQ4 FNMA POOL#0254510 5.000% 99.7840 551,818.590 568,373.14 550,626.66 0.18% -17,746.48 11/01/2017 DD 10/01/02SEC ID: 31371KVB4 FNMA POOL#0254631 5.000% 99.7830 118,409.660 121,961.96 118,152.71 0.04% -3,809.25 02/01/2018 DD 01/01/03SEC ID: 31371KY47 FNMA POOL#0254760 5.000% 99.7760 107,194.400 110,410.23 106,954.28 0.03% -3,455.95 06/01/2018 DD 05/01/03SEC ID: 31371K5V9 FNMA POOL#0254866 5.000% 99.7650 48,963.400 50,432.31 48,848.34 0.02% -1,583.97 09/01/2018 DD 08/01/03SEC ID: 31371LCB3 FNMA POOL#0254907 5.000% 99.7610 363,750.220 363,750.22 362,880.86 0.12% -869.36 10/01/2018 DD 09/01/03SEC ID: 31371LDL0 FNMA POOL#0254953 5.000% 99.7570 259,190.100 262,510.98 258,560.27 0.08% -3,950.71 11/01/2018 DD 10/01/03SEC ID: 31371LE21 FNMA POOL#0254987 5.000% 99.8060 698,081.440 707,025.61 696,727.39 0.22% -10,298.22 12/01/2018 DD 11/01/03SEC ID: 31371LF46 FNMA POOL#0323980 6.000% 102.9460 113,254,480 118,244.76 116,590.96 0.04% -1,653.80 04/01/2014 DD 09/01/99SEC ID: 31374T2MO 4 Workbench ♦ J Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL#0357430 5.000% 99.7720 85,676.720 86,640.58 85,481.38 0.03% -1,159.20 09/01/2018 DD 09/01/03SEC ID: 31376KA71 FNMA POOL#0456482 6.000% 102.9450 33,374.370 34,844.91 34,357.25 0.01% -487.66 02/01/2014 DD 02/01/99SECID: 31381CCT2 FNMA POOL#0509649 6.000% 102.9480 92,283.950 96,350.21 95,004.48 0.03% -1,345.73 09/01/2014 DD 09/01/99SEC ID: 31383QEW0 FNMA POOL#0535451 6.000% 102.9480 88,310.570 92,201.76 90,913.97 0.03% -1,287.79 06/01/2015 DD 07/01/OOSEC ID: 31384VZQ8 FNMA POOL#0555363 5.000% 99.7830 255,211.720 262,868.06 254,657.91 0.08% -8,210.15 04/01/2018 DD 03/01/03SEC ID: 31385W5Y1 FNMA POOL 90555545 5.000% 99.7830 212,847.270 219,232.70 212,385.39 0.07% -6,847.31 06/01/2018 DD 05/01/03SEC ID: 31385XES2 FNMA POOL#0555621 5.000% 99.8060 733,416.340 741,667.26 731,993.75 0.23% -9,673.51 07/01/2018 DD 06/01/03SEC ID: 31385XG68 FNMA POOL#0681309 5.000% 99.7830 408,235.840 420,482.91 407,349.97 0.13% -13,132.94 02/01/2018 DD 02/01/03SEC ID: 31391Y3S4 FNMA POOL#0681334 5.000% 99.7830 48,880.960 50,347.39 48,774.89 0.02% -1,572.50 02/01/2018 DD O1/01/03SEC ID: 31391Y4T1 FNMA POOL 40684798 5.500% 100.0720 294,761.120 294,507.82 294,973.35 0.09% 465.53 03/01/2033 DD 03/01/03SEC ID: 31400DX31 FNMA POOL#0684908 5.000'% 99.7760 262,876.330 266,244.46 262,287.49 0.08% -3,956.97 06/01/2018 DD 05/01/03SEC ID: 31400D3R1 FNMA POOL#0685200 5.000% 99.7830 143,723.050 145,564.52 143,411.17 0.051% -2,153.35 03/01/2018 DD 03/01/03SEC ID: 31400EGH7 FNMA POOL#0686318 5.0000/6 99.7830 217,293.790 223,812.60 216,822.26 0.07% -6,990.34 03/01/2018 DD 03/01/03SEC 1D: 31400FPB7 5 Workbench Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL#0688739 5.000% 99.7760 86,775.780 89,379.05 86,581.40 0.03% -2,797.65 06/01/2018 DD 06/01/03SECID: 31400JEL9 FNMA POOL#0689859 5.000% 99.7760 79,846.910 80,869.95 79,668.05 0.03*10 -1,201.90 05/01/2018 DD 05/01/03SEC ID: 3140OKMG8 FNMA POOL 40693834 5.000% 99.7830 451,478.800 465,023.14 450,499.09 0.14% -14,524.05 03/01/2018 DD 03/01/03SEC ID: 3140OPY74 FNMA POOL 80695852 5.000% 99.7790 168,742.930 173,805.22 168,370.01 0.05% -5.435.21 05/01/2018 DD 05/01/03SECID: 31400SBVO FNMA POOL#0695889 5.000% 99.7790 607,602.980 625,831.08 606,260.18 0.19% -19,570.90 05/01/2018 DD 05/01/03SEC ID: 31400SC23 FNMA POOL#0702210 5.000% 99.8060 168,193.430 173,239.24 167,867.19 0.05% -5,372.05 05/01/2018 DD 05/01/03SEC ID: 31401ADP9 FNMA POOL#0702328 5.000% 99.7790 100,600.880 101,889.82 100,378.55 0.03% -1,511.27 05/01/2018 DD 04/01/03SEC ID: 31401AHD2 FNMA POOL#0709148 5.000% 99.7720 222,556.440 229,233.15 222,049.01 0.07% -7,184.14 06/01/2018 DD 06/01/03SEC ID: 31401HZM7 FNMA POOL 00709360 5.000% 99.7720 481,798.250 487,971.29 480,699.75 0.15% -7,271.54 07/01/2018 DD 06/01/03SECID: 31401JB56 FNMA POOL#0709826 5.000% 99.7760 84,910.190 85,998.10 84,719.99 0.03% -1,278.11 06/01/2018 DD 06/01/03SECID: 31401JSP4 FNMA POOL#0709917 5.000% 99.7760 177,732.170 180,009.37 177,334.05 0.06% -2,675.32 06/01/2018 DD 06/01/03SECID: 31401JVJ4 FNMA POOL#0710235 5.000% 99.7720 442,265.070 455,533.05 441,256.71 0.14% -14,276.34 06/01/2018 DD 06/01/03SECID: 31401KBC8 FNMA POOL#0713365 5.000% 99.7720 181,120.970 183,441.57 180,708.01 0.06% -2,733.56 07/01/2018 DD 07/01/03SECID: 31401NQS1 6 Workbench M n Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: OCSD-CONSOUDATED-OCSG00020000 9/30/2005 Exchange Rate: Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL#0720319 5.000% 99.7720 552,900.740 559,984.80 551,640.13 0.18% -8,344.67 07/01/2018 DD 07/01/03SECID: 31401 WG45 FNMA POOL#0720369 5.000% 99.8060 1,824,128.380 1,878,852.23 1,820,590.15 0.58% -58,262.08 06/01/2018 DD 06/01/03SEC11): 31401WJN0 FNMA POOL#0721629 5.000'/ 99.7720 236,477.370 243,571.71 235,938.20 0.08% -7,633.51 07/01/2018 DD 06/01/03SEC 1D: 31401XVW4 FNMA POOL#0723487 5.000% 99.7720 182,401.740 184,453.78 181,985.86 0.06% -2,467.92 06/01/2018 DD 06/01/03SEC ID: 31402AXQ4 FNMA POOL#0725530 5.000% 99.7603 2,751,547.340 2,788,951.17 2,744,952.10 0.88% -43,999.07 06/01/2019 DD 05/01/04SEC ID: 31402DA75 FNMA POOL#0729601 5.000% 99.7680 317,139.450 321,202.81 316,403.69 0.10% -4,799.12 07/01/2018 DD 07/01/03SEC ID: 31402HRW3 FNMA POOL#0732873 5.000% 99.7570 29,251.450 29,626.22 29,180.37 0.01% -445.85 11/01/2018 DD 10/01/03SEC ID: 31402MFN5 FNMA POOL#0735227 5.500% 99.9520 928,944.580 936,782.55 928,498.69 0.30% -8,283.86 02/01/2035 DD 01/01/05SECID: 31402QYYI FNMA POOL#0735856 5.000% 99.7605 496,855.200 501,668.48 495,665.37 0.16% -6,003.11 08/01/2020 DD 08/01/05SEC ID: 31402RQH5 FNMA POOL#0737130 5.000% 99,7650 490,813.290 497,101.83 489,659.88 0.16% -7,441.95 10/01/2018 DD 10/01/03SEC ID: 31402S4P9 FNMA POOL#0738211 5.000% 99.8060 421,976.070 427,382.67 421,157.57 0.13% -6,225.10 10/01/2018 DD 10/01/03SECID: 31402UDQ2 FNMA POOL#0738487 5.000% 99.7570 153,011.210 154,971.67 152,639.39 0.05% -2,332.28 10/01/2018 DD 10/01/03SEC ID: 31402UNC2 FNMA POOL#0740457 5.000% 99.8060 1,795,830.000 1,820,242.06 1,792,346.66 0.57% -27,895.40 10/01/2018 DD 10/01/03SEC ID: 31402WTN8 7 Workbench Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL#0740471 5.000% 99.8060 636,922.360 645,082.91 635,686.93 0.20% -9,395.98 10/01/2018 DD 10/01/03SEC ID: 31402WT40 FNMA POOL#0740748 5.0000% 99.7650 616,998.690 624,903.98 615,548.74 0.20% -9,355.24 10/01/2018 DD 11/01/03SEC ID: 31402W5H7 FNMA POOL#0743868 5.000% 99.8060 29,382.100 29,758.56 29,325.11 0.010% -433.45 11/01/2018 DD 10/01/03SEC ID: 31403BMR1 FNMA POOL#0744008 5.000% 99.7760 858.521.900 869,521.72 856,598.81 0.27% -12,922.91 07/01/2018 DD 09/01/03SEC ID: 31403BR54 FNMA POOL#0744316 5.000% 99.8060 129,472.890 131,131.76 129,221.75 0.04% -1,910.01 09/01/2018 DD 09/01/03SEC ID: 31403B3Z4 FNMA POOL#0747914 5.000% 99.7570 238,096.460 241,147.08 237,517.89 0.08% -3,629.19 11/01/2018 DD 11/01/03SEC ID: 31403F3X0 FNMA POOL#0748400 5.000% 99.8060 149,335.970 151,249.34 149,046.31 0.05% -2,203.03 08/01/2018 DD 09/01/03SECID: 31403GNR9 FNMA POOL#0748899 5.000% 99.8060 783,380.360 793,417.42 781,860.85 0.25% -11,556.57 12/01/2018 DD 11/01/03SEC 1D: 31403G7L0 FNMA POOL#0750377 5.000% 99.8060 1,691,464.630 1,713,136.52 1,688,183.73 0.54% -24,952.79 11/01/2018 DD 11/01/03SEC ID: 31403JUA2 FNMA POOL#0750380 5.000% 99.8060 1,443,142.920 1,461,633.20 1,440,343.68 0.46% -21,289.52 11/01/2018 DD 11/01/03SEC ID: 31403JUD6 FNMA POOL#0750445 5.000% 99.8060 137,921.530 139,688.65 137,654.01 0,04% -2,034.64 11/01/2018 DD 11/01/03SEC ID: 31403J W E2 FNMA POOL#0751960 5.000% 99.8060 651,709.850 660,059.90 650,445.74 0.21% -9,614.16 12/01/2018 DD 11/01/03SEC ID: 31403LMH1 FNMA POOL#0753425 5.000% 99.7540 677,197.010 685,027.09 675,531.11 0,22% -9,495.98 11/01/2018 DD 11/01/03SEC ID: 31403NA23 8 Workbench h Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOWDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL#0755165 5.000% 99.7540 470,535.100 476,563.83 469,377.58 0.15% -7,186.25 12/01/2018 DD 11/01/03SEC ID: 31403Q6A3 FNMA POOL#0756372 5.000% 99.7540 808,306.090 817,652.13 806,317.66 0.26% -11,334.47 11/01/2018 DD 11/01/03SEC ID: 31403SJR8 FNMA POOL#0784251 5.0001%, 99.7130 2,760,305.690 2,797,828.60 2,752,383.61 0.88% -45,444.99 11/01/2019 DD 11/01/04SECID: 31405BI446 FNMA POOL#0789670 5.000% 99.7100 806.343.120 817,304.35 804,004.72 0.26% -13,299.63 12/01/2019 DD 12/01/04SEC [Di 31405HJP4 FNMA POOL#0792432 5.000% 99.7170 813,626.220 824,686.45 811,323.66 0.26% -13,362.79 10/01/2019 DD 10/0 1/04SEC ID: 31405LLM9 FNMA POOL#0792437 5.000% 99.7170 4,588,959.790 4,588,959.79 4,575,973.03 1.46% -12,986.76 10/01/2019 DD 10/01/04SEC ID: 31405LLS6 FNMA POOL#0794195 5.000% 99.7130 839,644.480 851,058.41 837,234.70 0.270% -13,823.71 11/01/2019 DD 11/01/04SECID: 31405NKG9 FNMA POOL#0797160 5.000% 99.7100 1,773,353.780 1,797,460.30 1,768,211.05 0.57% -29,249.25 12/01/2019 DD 12/01/04SEC ID: 31405RTR7 FNMA POOL#0797408 5.000% 99.7100 785,092.740 795,765.10 782,815.97 0.25% -12,949.13 12/01/2019 DD 12/01/04SEC ID: 3140SR3R5 FNMA POOL#0797414 5.000% 99.7100 773,590.350 784,106.33 771,346.94 0.25% -12,759.39 12/01/2019 DD 12/01/04SEC ID: 31405R3X2 FNMA POOL#0800370 5.000% 99.7100 354,291.030 353,903.53 353,263.59 0.11% -639.94 12/01/2019 DD 11/01/04SEC ID: 31405VFK8 FNMA POOL#0800998 5.500% 99.9400 301,156.660 300,897.87 300,975.97 0.10% 78.10 11/01/2034 DD 11/01/04SEC ID: 3140SV3F2 FNMA POOL#0803923 5.000% 99.7100 2,886,926.750 2,926,170.91 2,878,554.66 0.92% -47,616.25 12/01/2019 DD 12/01/04SECID: 31406AD41 9 Workbench Asset Detail Base cu ncy: USD 13 by Currency Alternate Base Currency: OCSD-CON Exchange Rate:SOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base FNMA POOL 90807711 5.000% 99.7100 2,832,461.770 2,870,965.54 2,824,247.63 0.90% -46,717.91 01/01/2020 DD O1/O1/05SECID: 31406EKY9 FNMA POOL#0808933 5.5000% 99.9400 331,304.460 331,019.74 331,105.68 0.11% 85.94 O1/O1/2035 DD 01/01/05SEC 1D: 31406FV24 FNMA POOL 90809350 5.5001%, 99.9400 313,169.300 312,900.17 312,981.40 0.10%, 81.23 12/01/2034 DD O1/01/05SEC ID: 31406GEX3 FNMA POOL#0814930 5.500% 100.0079 324,130.140 323,851.59 324,155.59 0.10% 304.00 04/01/2035 DD 04/01/05SEC ID: 31406NLK8 FNMA POOL 00815923 5.500% 99.9400 323,127.030 322,849.35 322,933.15 0.10% 83.80 03/O1/2035 DD 03/01/05SEC ID: 31406PPG8 FNMA POOL#08162465.000%, 99.7100 611,823.760 611,154.57 610,049.47 0.19% -1,105.10 03/01/2020 DD 03/01/05SEC ID: 31406PZK8 FNMA POOL#0819566 5.500% 99.9400 318,736.110 318,462.20 318,544.87 0.101% 82.67 04/01/2035 DD 04/01/05SEC ID: 31406TQTI FNMA POOL#0822731 5.500% 99.9400 322,925.620 322,648.10 322,731.86 0.10% 83.76 05/01/2035 DD 05/01/05SEC ID: 31406XA85 FNMA POOL#0823232 5.500% 99.9400 331,015.920 330,731.44 330,817.31 0.11% 85.87 06/01/2035 DD 05/01/05SEC ID: 31406XSV5 FNMA POOL 90823787 5.000% 99.7100 968,561.000 967,501.63 965,752.17 0.31% -1,749.46 05/01/2020 DD 05/01/05SEC ID: 31406YF47 GNMA POOL 00421389 6.500% 104.0960 7,890.690 8,281.53 8,213.89 0.00% -67.64 04/15/2026 DD 04/01/96SEC ID: 36206UC23 GNMA POOL#0449851 6.500% 103.9107 11,920.540 12,510.97 12,386.72 0.00% -124.25 O1/15/2028 DD 01/01/98SEC ID: 36208FW LO GNMA POOL#0466845 6.500% 104.0760 32,280.920 33,879.84 33,596.69 0.01% -283.15 06/15/2028 DD 06/01/98SEC ID: 36209BTA6 10 Workbench ' � n Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOUDATED-OCSG000100O0 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base GNMA POOL#0468052 6.500% 104.0730 39,841.030 41,814.40 41,463.76 0.01% -350.64 07/15/2028 DD 07/01/98SEC ID: 36209C5M4 GNMA POOL 90476041 6.500% 104.0760 111,442.840 116,788.63 115,985.25 0.04% -803.38 06/15/2028 DD 06/01/98SEC ID: 36209MZE7 GNMA POOL 90478626 6.500% 104.0580 118,937.660 124,642.95 123,764.15 0.04% -878.80 01/15/2029 DD 01/01/99SEC ID: 36209QVT9 GNMA POOL#0480598 6.500% 104.0640 28,413.090 29,776.02 29,567.80 0.011% -208.22 10/15/2028 DD 10/01/98SEC ID: 36209S3F6 GNMA POOL#0512235 6.500% 104.0300 5,802.990 6,090.42 6,036.85 0.00%) -53.57 11/15/2029 DD 11/01/99SEC ID: 36211GBC6 GNMA POOL#0514326 6.500% 104.0410 76,738.840 80,419.90 79,839.86 0.03% -580.04 07/15/2029 DD 07/01/99SEC ID: 36211JLF2 GNMA 11 POOL#0080023VAR RT 101.2690 123,142.090 125,181.62 124,704.76 0.04% -476.86 12/20/2026 DD 12/01/96SECID: 36225CAZ9 GNMA II POOL#080088M 7.375% 100.9320 159,140.180 162,621.36 160,623.37 0.05% -1,997.99 06/20/2027 DD 06/01/97SEC ID: 36225CC20 GNMA II POOL#0080395VAR RT 101.0140 131,049.750 129,862.12 132,378.59 0,04% 2,516.47 04/20/2030 DD 04/01/OOSEC ID: 36225CNM4 GNMA 11 POOL#080408XVAR RT 101.0140 1,159,755.300 1,147,976.53 1,171,515.22 0.37% 23,538.69 05/20/2030 DD 05/01/OOSEC ID: 36225CN28 GNMA 11 POOL#0080965VAR RT 100.4940 1,112,493.640 1,111,798.32 1,117,989.36 0.36% 6,191.04 07/20/2034 DD 07/01/04SEC 1D: 36225DCB8 GENERAL ELEC CO NTVAR RT 99.9840 6,500,000.000 6,502,203.50 6,498,960.00 2.08% -3,243.50 10/24/2005 DD 10/24/03SEC 1D: 369604AZ6 GOLDMAN SACHS GRP MTN 100.1090 2,000,000.000 2,001,900.00 2,002,180.00 0.64% 280.00 #TR00203VAR RT 03/30/2007 DD 04/01/04SEC ID:38141EJL4 11 Workbench Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base GOLDMAN SACHS GRP MTN 100.5310 800,000.000 800,000.00 804,248.00 0.26% 4,248.00 OTROO207VAR RT 07/23/2009 DD 07/23/04SEC ID:38141EJQ3 GOLDMAN SACHS GRPVAR RT 100.2340 4,250,000.000 4,250,000.00 4,259,945.00 1.36% 9,945.00 06/28/2010 DD 06/28/05SEC ID: 38143UBD2 GNMA GTD REMIC TR 2000-9 100.7240 400,706.500 400,706.50 403,607.62 0.13% 2,901.12 FHVAR RT 02/16/2030SEC ID: 3837H4NX9 HSBC BK USA MTN #SR00012VAR 100.1250 250,000.000 250,170.00 250,312.50 0.08% 142.50 RT 09/21/2007 DD 09/21/04SEC ID: 4042QOAM 1 HSBC FIN CORP NTVAR RT 100.0000 2,700,000.000 2,700,000.00 2,700,000.00 0.86% 0.00 09/15/2008 DD 09/15/05SEC ID: 40429CCU4 HSBC FIN CORP MTN M TR 100.0310 3,000,000.000 3,000,000.00 3,000,930.00 0.96% 930.00 00002VAR RT 02/28/2007 DD 03/29/05SEC ID:40429JAB3 HSBC FIN CORP MTN H TR 100.0150 3,000,000.000 2,995,830.00 3,000,450.00 0.96%, 4,620.00 00007VAR RT 05/10/2010 DD 05/10/05SEC ID:40429JAG2 HOUSEHOLD FIN CORP NT 7.250%, 101.6710 500,000.000 511,620.00 508,355.00 0.16% -3,265.00 05/15/2006 DD 05/15/96SEC ID: 441812FT6 HOUSEHOLD FIN CORP NT7.200% 102.0150 2,500,000.000 2,591,500.00 2,550,375.00 0.82% -41,125.00 07/15/2006 DD 07/15/99SEC ID: 441812GHI MERRILL LYNCH&CO INC NT6. 100.5150 102,000.000 102,736.44 102,525.30 0.03% -211.14 250%01/15/2006 DD O1/20/94SEC ID: 590188FC7 MORGAN STANLEYVAR RT 100.1090 2,000,000.000 2,002,980.00 2,002,180.00 0.64% -800.00 01/12/2007 DD 01/13/04SEC ID: 61746BAK2 MORGAN STANLEY NT 3.875% 97.4840 3,200,000.000 3,149,248.00 3,119,488.00 1.00% -29,760.00 01/15/2009 DD 01/13/04SEC ID: 61746BALO MORGAN STANLEY NTVAR RT 100.0310 650,000.000 650,000.00 650,201.50 0.21% 201.50 11/09/2006 DD 11/12/04SEC ID: 61746SAZ2 12 Workbench i Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base PUBLIC SVC ELEC&GAS CO 100.0000 1,400,000.000 1,400,000.00 1,400,000.00 0.45% 0.00 1STVAR RT 06/23/2006 DD 06/25/04SEC ID:744567FN3 RESIDENTIAL ASSET 03-RS11 99.9790 350,900.660 350,900.66 350,826.97 0.11% -73.69 AIIBVAR RT 12/25/2033 DD 12/30/03SEC ID: 760985K83 SLM CORP MTN #TR 00067VAR RT 100.3120 1,800,000.000 1,805,040.00 1,805,616.00 0.58% 576.00 07/25/2008 DD 07/26/04SECID: 78442FCU0 SLM STUDENT LN TR 04-6 A2VAR 100.0750 2,587,990.370 2,588,293.65 2,589,931.36 0.83% 1,637.71 RT O1/25/2013 DD 06/30/04SEC ID: 78442GMA l SALOMON SMITH MTN # SR 100.2030 2,300,000.000 2,308,514.60 2,304,669.00 0.74% -3,845.60 00206VAR RT 05/18/2007 DD 05/28/02SEC ID: 79548EJP8 SBA GTD DEV PARTN 2001-20C 16. 105.9350 2,498,126.090 2,498,126.09 2,646,389.87 0.85% 148,263.78 340%03/01/202 1 SEC ID: 83162CLJ0 SBA GTD PARTN CTFS SBIC-PS O1 100.1650 1,146,403.330 1,146,403.33 1,148,294.90 0.37% 1,891.57 6.640%02/10/2011 DD 02/21/OISEC ID:831641DD4 SOUTHWESTERN BELL TEL CO 100.2650 1,000,000.000 1,007,520.00 1,002,650.00 0.32% -4,870.00 MED6.560% 11/15/2005 DD I I/15/96SEC ID: 84534EDS4 TOYOTA MTR CR MTN #TR00413VAR 99.9840 2,000,000.000 1,998,188.00 1,999,680.00 0.64% 1,492.00 RT 09/18/2006 DD 03/16/05SEC ID:89233PTE6 UNITED AIRLS PASSTHRU 0 1-1 C 6. 61.2500 1,600,000.000 1,600,000.00 980,000.00 0.31% -620,000.00 831%03/01/2010 DD O8/22/O1SEC ID: 909317BC2 US TREASURY INFLATION INDEX 103.4375 8,525,791.680 7,586,479.00 8,818,865.77 2.82% 1,232,386.77 NT 3.375%01/15/2007 DD 01/15/97SECID:9128272M3 US TREASURY INFLATION INDEX NT 105.8750 2,539,551.000 2,754,748.60 2,688,749.62 0.86% -65,998.98 3.625%01/15/2008 DD O1/15/98SEC ID:9128273T7 US TREASURY INFLATION INDEX NT 108.5000 11,317,160.000 12,497,136.76 12,279,118.60 3.92% -218,018.16 3.875%01/15/2009 DD O1/15/99SEC ID:9128274Y5 13 Workbench Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base U S TREASURY NOTES05.750% 100.2815 3,900,000.000 4,193,993.62 3,910,978.50 1.25% -283,015.12 11/15/2005 DD 11/I5/00SEC ID: 9128276N7 U S TREASURY NOTES 4.250% 99.6250 2,100,000.000 2,105,699.39 2,092,125.00 0.670% -13,574.39 08/15/2013 DD 08/15/03SECID: 912828BH2 U S TREASURY NOTES 3.375% 97.5800 10,900,000.000 10,708,447.11 10,636,220.00 3.40% -72,227.11 12/15/2008 DD 12/15/03SECID: 912828BT6 US TREASURY INFLATION INDEXED 102.1 100 105,734.000 107,939.37 107,964.99 0.03% 25.62 2.000%01/15/2014 DD 01/15/04SEC ID:912828BW9 U S TREASURY NOTES 2.750% 99.0900 12,500,000.000 12,424,543.03 12,386,250.00 3.96% -38,293.03 06/30/2006 DD 06/30/04SEC ID: 912828CM0 US TREASURY INFLATION INDEX 102.1800 3,213,026.000 3,300,893.88 3,283,069.97 1.05% -17,823.91 NT 2.000%07/15/2014 DD 07/15/04SEC ID:912828CP3 U S TREASURY NOTES 2.750`%u 98.9600 14,000,000.000 13,927,531.82 13,854,400.00 4.43% -73,131.82 07/31/2006 DD 07/31/04SECID: 912828CQI U S TREASURY NOTES 2.375% 98.5000 35,300,000.000 35,120,197.62 34,770,500.00 11.11% -349,697.62 08/31/2006 DD 08/31/04SEC ID: 912828CU2 U S TREASURY NOTES 2.875% 98.6000 20,800,000.000 20,640,268.90 20,508,800.00 6.56% -131,468.90 11/30/2006 DD 11/30/04SECID: 912828DD9 U S TREASURY NOTES 3.500% 97.3000 13,920,000.000 13,626,296.77 13,544,160.00 4.33% -82,136.77 12/15/2009 DD 12/15/04SEC ID: 912828DE7 U S TREASURY NOTES 4.000% 99.1400 16,200,000.000 16,201,259.92 16,060,680.00 5.13% -140,579.92 03/15/2010 DD 03/15/05SECID: 912828DP2 U S TREASURY NOTES 3.750% 99.3900 11,200,000.000 11,165,662.53 11,131,680.00 3.56% -33,982.53 03/31/2007 DD 03/31/05SEC ID: 912828DQ0 U S TREASURY NOTES 3.500% 98.9500 11,000,000.000 10,915,072.08 10,884,500.00 3.48% -30,572.08 05/31/2007 DD 05/31/05SEC ID: 912828DW7 14 Workberich Asset Detail Report ID: GL8013 Base Currency: USD by Currency Alternate Base Currency: Exchange Rate: OCSD-CONSOLIDATED-OCSG00010000 9/30/2005 Status: FINAL Net Unrealized Price Cost Market Value % of Gain/Loss Description Base Shares Par Base Base Total Base U S TREASURY NOTES 3.625% 99.0800 20,000,000.000 19,864,857.19 19,816,000.00 6.33% -48,857.19 06/30/2007 DD 06/30/05SECID: 912828DY3 VIRGINIA ELEC&PWR O1 SER A5. 100.6090 1,750,000.000 1,743,840.00 1,760,657.50 0.56% 16,817.50 750%03/31/2006 DD 03/27/01SEC ID:927804EN0 TOTAL FIXED INCOME SECURITIES 340,952,756.500 340,874,290.40 339,165,619.00 108.41% -1,708,671.40 TOTAL ASSETS U.S.DOLLAR 398,378,453.840 314,564,592.12 312,855,920.72 100.00% -1,708,671.40 TOTAL ASSETS-BASE: 398,378,453.840 314,564,592.12 312,855,920.72 100.00% -1,708,671.40 15 Workbench Transaction Detail Report ID: EWEA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base RECEIPTS AND DISBURSEMENT TRANSACTIONS CASH TRANSFERRED IN U.S. DOLLAR CD RECD FRM OCSF0752222 REPS CLIENT 9/2/2005 0.000 20,000,000.00 20,000,000.00 0.00 REBALANCINGSEC ID: NA91234590CSF07511102: LIQUID OPER- 9/2/2005 P1MCO DISTRIBUTION TO PLAN ADMINISTRATOR U.S.DOLLAR CW TRAN TO ORANGE COUNTYSEC ID: 9/8/2005 0.000 -10,000,000.00 -I0,000,000.00 0.00 NA91234590CSF07522202: LONG TERM OPER-PIMCO 9/8/2005 CW TRAN TO ORANGE COUNTYSEC ID: 9/22/2005 0.000 -10,000,000.00 -10,000,000.00 0.00 NA91234590CSF07522202: LONG TERM OPER-PIMCO 9/22/2005 TOTAL DISTRIBUTION TO PLAN ADMINISTRATOR U.S. DOLLAR: 0.000 -20,000,000.00 -20,000,000.00 0.00 TOTAL DISTRIBUTION TO PLAN ADMINISTRATOR BASE: 0.000 -20.000,000.00 -20,000,000.00 0.00 CASH TRANSFERRED OUT U.S.DOLLAR CW TRAN TO OCSF0751112 REPS CLIENT 9/2/2005 0.000 -20,000,000.00 -20,000,000.00 0.00 REBALANCINGSEC ID: NA91234590CSF07522202: LONG TERM 9/2/2005 OPER-PIMCO TOTAL RECEIPTS AND DISBURSEMENT TRANSACTIONS BASE: 0.000 -20,000,000.00 -20,000,000.00 0.00 PURCHASES Workbench Actual Settle Date 1 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base CASH&CASH EQUIVALENTS U.S.DOLLAR B BANKAMERICA CORP DISC 12/07/2005SEC 9/8/2005 99.0675 1,600,000.000 1,585,080.00 -1,585,080.00 0.00 ID:0660POZ7 I BROKER: BANC OF AMERICA 9/8/2005 SEC LLC, SAN FRANCISCOOCSF07511102: 9/8/2005 LIQUID OPER-PIMCO B DU PONT DE NEMOUR DISC 09/16/2005SEC 9/2/2005 99.8647 1,000,000.000 998,646.67 -998,646.67 0.00 ID:26354AWGSBROKER:GOLDMAN SACHS 9/2/2005 &CO,NYOCSF07511102: LIQUID OPER- 9/2/2005 PIMCO B DU PONT DE NEMOUR DISC 09/29/2005SEC 9/16/2005 99.8671 1,000,000.000 998,671.11 -998,671.11 0.00 ID:26354AWV2BROKER:CREDIT SUISSE, 9/16/2005 NEW YORKOCSF07511102: LIQUID OPER- 9/16/2005 PIMCO B DU PONT DE NEMOUR DISC 10/18/2005SEC 9/28/2005 99.7933 1,359,000,000 1,356,191.40 -1,356,191.40 0.00 1D:26354AXJ8BROKER:CREDIT SUISSE, 9/28/2005 NEW YORKOCSF07511102: LIQUID OPER- 9/28/2005 PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/2/2005 99.9624 4,100,000.000 4,098,460.22 -4,098,460.22 0.00 09/06/2005SEC ID:313385LJ3BROKER: 9/2/2005 BARCLAYS CAPITAL INC,NEW 9/2/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/6/2005 99.9906 4,100,000.000 4,099,612.78 -4,099,612.78 0.00 09/07/2005SEC ID:313385LKOBROKER: 9/6/2005 BARCLAYS CAPITAL INC,NEW 9/6/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/7/2005 99.9906 1,300,000.000 1,299,877.94 -1,299,877.94 0.00 9/8/2005SEC ID:313385LL8BROKER: 9/7/2005 BARCLAYS CAPITAL INC,NEW 9/7/2005 YORKOCSF07511102:LIQUID OPER-PIMCO Workbench "Actual Settle Date 2 Transaction Detail Report ID: EWBAO9 Reported by Transaction Category Base Currency: usD OCSD-CONSOLIDATED-OCSG00010O00 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B FEDERAL HOME LN BK CONS DISC N MAT 9/9/2005 99.9718 3,800,000.000 3,798,929.67 -3,798,929.67 0.00 09/12/2005SEC ID: 313385LQ7BROKER: 9/9/2005 BARCLAYS CAPITAL INC, NEW 9/9/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/12/2005 99.9905 6,500,000.000 6,499,382.50 -6,499,382.50 0.00 09/13/2005SEC ID: 313385LR5BROKER: 9/12/2005 BARCLAYS CAPITAL INC, NEW 9/12/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/14/2005 99.9906 2,800,000.000 2,799,735.56 -2,799,735.56 0.00 09/15/2005SEC ID: 313385LTI BROKER: 9/14/2005 BARCLAYS CAPITAL INC, NEW 9/14/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISCSEC ID: 9/15/2005 99.9901 6,500,000.000 6,499,353.61 -6,499,353.61 0.00 313385LU8BROKER: BARCLAYS CAPITAL 9/15/2005 INC, NEW YORKOCSF07511102: LIQUID 9/15/2005 OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/16/2005 99.9706 6,500,000.000 6,498,087.92 -6,498,087.92 0.00 09/19/2005SEC ID: 313385LX2BROKER: 9/16/2005 BARCLAYS CAPITAL INC,NEW 9/16/2005 YORKOCSF07511102:LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/19/2005 99.9901 6,500,000.000 6,499,359.03 -6,499,359.03 0.00 09/20/2005SEC ID: 313385LYOBROKER: 9/19/2005 BARCLAYS CAPITAL INC,NEW 9/19/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/20/2005 99.9903 6,500,000.000 6,499,368.06 -6,499,368.06 0.00 09/21/2005SEC ID:313385LZ7BROKER: 9/20/2005 MORGAN STANLEY&CO INC, 9/20/2005 NYOCSF07511102:LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/21/2005 99.9900 6,500,000.000 6,499,350.00 -6,499,350.00 0.00 09/22/2005SEC ID: 313385MAI BROKER: 9/21/2005 BARCLAYS CAPITAL INC, NEW 9/21/2005 YORKOCSF07511102: LIQUID OPER-PIMCO Workbench "Actual Settle Date 3 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD —SD-CONSOLIDATED-OCSGOOO10000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Ex Rate Shares/Par Base Base Base B FEDERAL HOME LN BK CONS SYSTEM MAT 9/22/2005 99.9904 6,500,000.000 6,499,373.47 -6,499,373.47 0.00 09/23/2005SEC ID: 313385MB9BROKER: 9/22/2005 BANC OF AMERICA SEC LLC,SAN 9/22/2005 FRANCISCOOCSF07511102: LIQUID OPER- PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/23/2005 99.9702 6,500,000.000 6,498,060.83 -6,498,060.83 0.00 09/26/2005SEC ID:313385ME3BROKER: 9/23/2005 BARCLAYS CAPITAL INC, NEW 9/23/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/26/2005 99.9900 6,500,000.000 6,499,350.00 -6,499,350.00 0.00 09/27/2005SEC ID: 313385MFOBROKER: 9/26/2005 GOLDMAN SACHS&CO,NYOCSF07511102: 9/26/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/27/2005 99.9899 6,500,000.000 6,499,346.39 -6,499,346.39 0.00 09/28/2005SEC ID:313385MG8BROKER: 9/27/2005 BARCLAYS CAPITAL INC, NEW 9/27/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC N MAT 9/28/2005 99.9900 6,500,000.000 6,499,350.00 -6,499,350.00 0.00 09/29/2005SEC ID:313385MH6BROKER: 9/28/2005 BARCLAYS CAPITAL INC,NEW 9/28/2005 YORKOCSF07511102:LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/29/2005 99.9900 6,700,000.000 6,699,330.00 -6,699,330.00 0.00 09/30/2005SEC ID:313385MJ2BROKER: 9/29/2005 CITIGROUP GBL MKTS/SALOMON, NEW 9/29/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/30/2005 99.9735 4,900,000.000 4,898,701.50 -4,898,701.50 0.00 10/03/2005SEC ID:313385MMSBROKER: 9/30/2005 GOLDMAN SACHS&CO,NYOCSF07511102: 9/30/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN BK CONS DISC MAT 9/30/2005 99.9735 500,000.000 499,867.50 -499,867.50 0.00 10/03/2005SEC ID: 313385MM5BROKER: 9/30/2005 BARCLAYS CAPITAL INC, NEW 9/30/2005 YORKOCSF07511102:LIQUID OPER-PIMCO Workbench "Actual Settle Date 4 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B FEDERAL HOME LN MTG CORP DISC MAT 9/2/2005 99.9624 1,900,000.000 1,899,286.44 -1,899,286.44 0.00 09/06/2005SEC ID: 313397LJ8BROKER: 9/2/2005 LEHMAN GOVT SECS INC, NYOCSF07511102:9/2/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/15/2005 99.9901 3,800,000.000 3,799,622.11 -3,799,622.11 0.00 09/16/2005SEC ID:313397LU3BROKER: 9/15/2005 BANC OF AMERICA SEC LLC,SAN 9/15/2005 FRANCISCOOCSF07511102: LIQUID OPER- PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/16/2005 99.9706 3,800,000.000 3,798,882.17 -3,798,882.17 0.00 09/19/2005SEC ID:313397LX7BROKER: 9/16/2005 GOLDMAN SACHS&CO,NYOCSF07511102: 9/16/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/19/2005 99.9901 3,800,000.000 3,799,625.28 -3,799,625.28 0.00 09/20/2005SEC ID:313397LYSBROKER: 9/19/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/19/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/20/2005 99.9904 3,800,000.000 3,799,635.83 -3,799,635.83 0.00 09/21/2005SEC ID:313397LZ2BROKER: 9/20/2005 CITIGROUP GBL MKTS/SALOMON,NEW 9/20/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/21/2005 99.9902 3,400,000.000 3,399,667.56 -3,399,667.56 0.00 09/22/2005SEC ID: 313397MA6BROKER: 9/21/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/21/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/22/2005 99.9903 3,100,000.000 3,099,698.61 -3,099,698.61 0.00 09/23/2005SEC ID:313397MB4BROKER: 9/22/2005 CITIGROUP GBL MKTS/SALOMON,NEW 9/22/2005 YORKOCSF07511102:LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/23/2005 99.9706 3,100,000.000 3,099,088.08 -3,099,088.08 0.00 09/26/2005SEC ID:313397ME8BROKER: 9/23/2005 BARCLAYS CAPITAL INC, NEW 9/23/2005 YORKOCSF07511102:LIQUID OPER-PIMCO Workbench Actual Settle Date 5 j Transaction Detail Report ID: EWBA09 j Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price j Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base B FED HOME LN MTG CORP DISC NTS MAT 9/26/2005 99.9901 3,100,000.000 3,099,692.58 -3,099,692.58 0.00 09/27/2005SEC ID: 313397MF5BROKER: 9/26/2005 CITIGROUP GBL MKTS/SALOMON,NEW 9/26/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/27/2005 99.9901 600,000.000 599,940.50 -599,940.50 0.00 09/28/2005SEC ID: 313397MG3BROKER: 9/27/2005 LEHMAN GOUT SECS INC,NYOCSF07511102:9/27/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/28/2005 99.9901 1,100,000.000 1,099,890.92 -1,099,890.92 •0.00 09/29/2005SEC ID:313397MH I BROKER: 9/28/2005 CITIGROUP GBL MKTS/SALOMON, NEW 9/28/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/29/2005 99.9901 3,400,000.000 3,399,662.83 -3,399,662.83 0.00 09/30/2005SEC ID:313397MJ7BROKER: 9/29/2005 CITIGROUP GBL MKTS/SALOMON, NEW 9/29/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/30/2005 99.9735 3,300,000.000 3,299,125.50 -3,299,125.50 0.00 10/03/2005SEC ID: 313397MMOBROKER: 9/30/2005 LEHMAN GOUT SECS INC,NYOCSF07511102:9/30/2005 LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/2/2005 98.1827 2,200,000.000 2,160,018.36 -2,160,018.36 0.00 02/28/2006SEC ID: 313397TR2BROKER: 9/2/2005 UBS SECURITIES LLC, 9/2/2005 STAMFORDOCSF07511102: LIQUID OPER- PIMCO B FEDERAL HOME LN MTG CORP DISC MAT 9/13/2005 98.0890 700,000.000 686,623.00 -686,623.00 0.00 03/14/2006SEC ID: 313397UF6BROKER: 9/13/2005 LEHMAN GOUT SECS INC,NYOCSF07511102:9/13/2005 LIQUID OPER-PIMCO B FEDERAL NATL MTG ASSN DISCOUNT MAT 9/2/2005 98.1725 3,800,000.000 3,730,555.00 -3,730,555.00 0.00 03/01/2006SEC ID: 313589TS2BROKER: 9/2/2005 UBS SECURITIES LLC, 9/2/2005 STAMFORDOCSF0751 1 102: LIQUID OPER- PIMCO Workbench Actual Settle Date 6 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: uSD OCSD-CORSOLIDATED-OCS000010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base B FEDERAL NATL MTG ASSN DISCOUNT MAT 9/28/2005 97.9808 2,500,000.000 2,449,520.28 -2,449,520.28 0.00 03/29/2006SEC ID: 313589UW1BROKER: 9/28/2005 LEHMAN GOVT SECS INC,NYOCSF07522202:9/28/2005 LONG TERM OPER-PIMCO B U S TREASURY BILL DUE 09/1512005 DD 9/2/2005 99.8754 1,200,000.000 1,198,505.00 -1,198,505.00 0.00 03/17/20005SEC ID:912795VR9BROKER: 9/2/2005 GOLDMAN SACHS&CO,NYOCSF07511102: 9/2/2005 LIQUID OPER-PIMCO B U S TREASURY BILL DUE 09/15/2005 DD 9/6/2005 99.9138 4,500,000.000 4,496,118.75 -4,496,118.75 0.00 03/17/20005SEC ID:912795VR9BROKER: 9/6/2005 CHASE/GREENWICH CAP,NEW 9/6/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B U S TREASURY BILL DUE 09/15/2005 DD 9/13/2005 99.9810 5,100,000.000 5,099,033.13 -5,099,033.13 0.00 03/17/20005SEC ID:912795VR9BROKER: 9/13/2005 BANC OF AMERICA SEC LLC,SAN 9/13/2005 FRANCISCOOCSF07511102:LIQUID OPER- PIMCO B UNITED STATES TREASURY BILL 0.000% 9/15/2005 98.1598 3,300,000.000 3,239,272.67 -3,239,272.67 0.00 03/16/2006 DD 09/15/05SECID: 9/15/2005 912795WT4BROKER: CHASE/GREENWICH 9/15/2005 CAP,NEW YORKOCSF07511102:LIQUID OPER-PIMCO B WELLS FARGO BANK NA INSTL C/D 3.500% 9/6/2005 100-0000 2,800,000.000 2,800,000.00 -2,800,000.00 0.00 09/14/2005 DD 09/07/05SECID: 9/7/2005 9497P2T23BROKER:WELLS FARGO 9/6/2005 BROKERAGE SVCS LLC, MINNEAPOCSF07511102: LIQUID OPER- B Wffi!i FARGO BANK NA INSTL C/D 3.760% 9/26/2005 100.0000 2,500,000.000 2,500,000.00 -2,500,000.00 0.00 10/13/2005 DD 09/27/05SECID: 9/27/2005 9497P23M7BROKER:WELLS FARGO 9/26/2005 BROKERAGE SVCS LLC, MINNEAPOCSF07511102:LIQUID OPER- B &Mf&CAT 2 REPO REPO 03.500% 9/1/2005 100.0000 14,000,000.000 14,000,000.00 -14,000,000.00 0.00 09/02/2005 DD 09/01/05SECID: 9/1/2005 99440H 15 1 BROKER:CREDIT SUISSE, NEW 9/1/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO Workbench 'Actual Settle Date 7 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/l/2005 - 9/30/2005 status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B LEHMAN CAT 1 REPO REPO 03.530% 9/1/2005 100.0000 4,000,000.000 4,000,000.00 -4,000,000.00 0.00 09/02/2005 DD 09/01/05SECID: 9/1/2005 994401-1615BROKER: LEHMAN GOVT SECS 9/1/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B CREDIT SUISSE FB REPO 03.450% 9/2/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/06/2005 DD 09/02/05SECID: 9/2/2005 99440KI 13BROKER:CREDIT SUISSE,NEW 9/2/2005 YORKOCSF0751 1102: LIQUID OPER-PIMCO B LEHMAN CAT 2 REPO 03.470%09/07/2005 9/6/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 DD 09/06/05SEC ID:99440L665BROKER: 9/6/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/6/2005 LIQUID OPER-PIMCO B LEHMAN CAT 2 REPO 03.460%09/08/2005 9/7/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 DD 09/07/05SEC ID:99440N315BROKER: 9/7/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/7/2005 LIQUID OPER-PIMCO B LEHMAN CAT 2 REPO 03.450%09/09/2005 9/8/2005 100.0000 11,500,000.000 11,500,000.00 -11,500,000.00 0.00 DD 09/08/05SEC ID:994400029BROKER: 9/8/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/8/2005 LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.410% 9/9/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/12/2005 DD 09/09/05SECID: 9/9/2005 99440R746BROKER: LEHMAN GOVT SECS 9/9/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 2 REPO 03.400%09/13/2005 9/12/2005 100.0000 9,200,000.000 9,200,000.00 -9,200,000.00 0.00 DD 09/12/05SEC ID:99440T403BROKER: 9/12/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/12/2005 LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.420% 9/13/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/14/2005 DD 09/13/05SECID: 9/13/2005 99440V325BROKER: LEHMAN GOVT SECS 9/13/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO Workbench Actual Settle Date 8 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B LEHMAN CAT 1 REPO REPO 03.440% 9/14/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/15/2005 DD 09/14/05SECID: 9/14/2005 99440X008BROKER: LEHMAN GOVT SECS 9/14/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.610% 9/15/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/16/2005 DD 09/15/05SEC ID: 9/15/2005 99440Y74 I BROKER: LEHMAN GOUT SECS 9/15/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.530% 9/16/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/19/2005 DD 09/16/05SECID: 9/16/2005 99441A205BROKER: LEHMAN GOVT SECS 9/16/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B CS FOB CAT 2 REPO REPO 03.510% 9/19/2005 100.0000 3,200,000.000 3,200,000.00 -3,200,000.00 0.00 09/20/2005 DD 09/19/05SECID: 9/19/2005 9944 1 C599BROKER:CREDIT SUISSE,NEW 9/19/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO B LEHMAN CAT 1 REPO REPO 03.500% 9/19/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/20/2005 DD 09/19/05SECID: 9/19/2005 99441C607BROKER: LEHMAN GOVT SECS 9/19/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.560% 9/20/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/21/2005 DD 09/20/05SECID: 9/20/2005 99441EI24BROKER: LEHMAN GOVT SECS 9/20/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.630% 9/21/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/22/2005 DD 09/21/05SECID: 9/21/2005 9944 1 F725BROKER:LEHMAN GOVT SECS 9/21/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO B CS FOB CAT 2 REPO REPO 03.620% 9/21/2005 100.0000 1,900,000.000 1,900,000.00 -1,900,000.00 0.00 09/22/2005 DD 09/21/05SECID: 9/21/2005 9944 1 F865BROKER:CREDIT SUISSE,NEW 9/21/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO Workbench Actual Settle Date 9 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base B CS FOB CAT 2 REPO REPO 03.610"b 9/22/2005 100,0000 3,400,000.000 3,400,000.00 -3,400,000.00 0.00 09/23/2005 DD 09/22/05SECID: 9/22/2005 9944 1 H804BROKER:CREDIT SUISSE.NEW 9/22/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO B LEHMAN CAT 1 REPO REPO 03.600% 9/22/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/23/2005 DD 09/22/05SECID: 9/22/2005 9944 1 H812BROKER:LEHMAN GOVT SECS 9/22/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.600% 9/23/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/26/2005 DD 09/23/05SECID: 9/23/2005 99441K450BROKER: LEHMAN GOVT SECS 9/23/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B CS FOB CAT 2 REPO REPO 03.610% 9/23/2005 100.0000 3,300,000.000 3,300,000.00 -3,300,000.00 0.00 09/26/2005 DD 09/23/05SECID: 9/23/2005 99441K492BROKER:CREDIT SUISSE,NEW 9/23/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO B CS FOB CAT 2 REPO REPO 03.620% 9/26/2005 100.0000 3,500,000.000 3,500,000.00 -3,500,000.00 0.00 09/27/2005 DD 09/26/05SEC ID: 9/26/2005 99441M134BROKER: CREDIT SUISSE,NEW 9/26/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO B LEHMAN CAT 1 REPO REPO 03.620% 9/26/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/27/2005 DD 09/26/05SECID: 9/26/2005 9944 1 M332 BROKER: LEHMAN GOVT SECS 9/26/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B LEHMAN CAT 1 REPO REPO 03.650% 9/27/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 09/28/2005 DD 09/27/05SECID: 9/27/2005 99441N967BROKER:LEHMAN GOVT SECS 9/27/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO B CS FOB CAT 2 REPO REPO 03.650% 9/27/2005 100.0000 3,500,000.000 3,500,000.00 -3,500,000.00 0.00 09/28/2005 DD 09/27/05SEC ID: 9/27/2005 99441P038BROKER:CREDIT SUISSE,NEW 9/27/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO Workbench Actual Settle Date 10 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD j OCSD.CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base B CS FOB CAT 2 REPO REPO 03.580% 9/28/2005 100.0000 1,600,000.000 1,600,000.00 -1,600,000.00 0.00 09/29/2005 DD 09/28/05SECID: 9/28/2005 99441Q838BROKER:CREDIT SUISSE,NEW 9/28/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO B LEHMAN CAT 2 REPO 03.580%,09/29/2005 9/28/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 DD 09/28/05SEC ID:99441Q994BROKER: 9/28/2005 LEHMAN GOUT SECS INC, NYOCSF07511102:9/28/2005 LIQUID OPER-PIMCO B LEHMAN CAT 2 REPO 03.520%09/30/2005 9/29/2005 100.0000 10,400,000.000 10,400,000.00 -10,400,000.00 0.00 DD 09/29/05SEC ID:99441S529BROKER: 9/29/2005 LEHMAN GOUT SECS INC,NYOCSF0751 1102:9/29/2005 LIQUID OPER-PIMCO B CS FOB CAT 2 REPO REPO 03.250% 9/30/2005 100.0000 11,800,000.000 11,800,000.00 -11,800,000.00 0.00 10/03/2005 DD 09/30/05SECID: 9/30/2005 99441U490BROKER: CREDIT SUISSE, NEW 9/30/2005 YORKOCSF07511102: LIQUID OPER-PIMCO B DREYFUS TREASURY CASH MGMTSEC ID: 9/1/2005 1.0000 311.110 311.11 -311.11 0.00 996085247OCSF07511102:LIQUID OPER- 9/1/2005 PIMCO 9/1/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/1/2005 1.0000 6,093,527.590 6,093,527.59 -6,093,527.59 0.00 9960852470CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/l/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/2/2005 1.0000 11,907,494.970 11,907,494.97 -11,907,494.97 0.00 9960852470CSF07511102:LIQUID OPER- 9/2/2005 PIMCO 9/2/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/6/2005 1.0000 43,786.810 43,786.81 -43,786.81 0.00 9960852470CSF07522202: LONG TERM 9/6/2005 OPER-PIMCO 9/6/2005 Workbench *Actual Settle Date 11 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSGO0010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base B DREYFUS TREASURY CASH MGMTSEC ID: 9/7/2005 1.0000 1,259,450 1,259.45 -1,259.45 0.00 9960852470CSF07511102: LIQUID OPER- 9/7/2005 PIMCO 9/7/2005 B DREYFUS TREASURY CASH MGMTSEC 1D: 9/8/2005 1.0000 16,054.110 16,054.11 -16,054.11 0.00 9960852470CSF07511102: LIQUID OPER- 9/8/2005 PIMCO 9/8/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/9/2005 1.0000 98,172.410 98,172.41 -98,172.41 0.00 9960852470CSF07511102: LIQUID OPER- 9/9/2005 PIMCO 9/9/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/12/2005 1.0000 7,134.280 7,134.28 -7,134.28 0.00 9960852470CSF07522202:LONG TERM 9/12/2005 OPER-PIMCO 9/12/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/13/2005 1.0000 11,449.240 11,449.24 -11,449.24 0.00 9960852470CSF07511102:LIQUID OPER- 9/13/2005 PIMCO 9/13/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/14/2005 1.0000 3,291.000 3,291.00 -3,291.00 0.00 9960852470CSF07511102: LIQUID OPER- 9/14/2005 PIMCO 9/14/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/15/2005 1.0000 62,879.170 62.879.17 -62,879.17 0.00 9960852470CSF07511102: LIQUID OPER- 9/15/2005 PIMCO 9/15/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/15/2005 1.0000 256,401.160 256,401.16 -256,401.16 0.00 9960852470CSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005 Workbench *Actual Settle Date 12 • r r i Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B DREYFUS TREASURY CASH MGMTSEC ID: 9/16/2005 1.0000 119,023.470 119,023.47 -119,023.47 0.00 996085247OCSF07522202: LONG TERM 9/16/2005 OPER-PIMCO 9/16/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/19/2005 1.0000 11,804,486.860 11,804,486.86 -11,804,486.86 0.00 996085247OCSF07511102: LIQUID OPER- 9/19/2005 PIMCO 9/19/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/19/2005 1.0000 3,020,869.050 3,020,869.05 -3,020,869.05 0.00 996085247OCSF07522202: LONG TERM 9/19/2005 OPER-PIMCO 9/19/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/20/2005 1.0000 2,242,585.820 2,242,585.82 -2,242,585.82 0.00 9960852470CSF07522202: LONG TERM 9/20/2005 OPER-PIMCO 9/20/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/21/2005 1.0000 402,149.330 402,149.33 -402,149.33 0.00 996085247OCSF07511102:LIQUID OPER- 9/21/2005 PIMCO 9/21/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/23/2005 1.0000 100,340.940 100,340.94 -100,340.94 0.00 9960852470CSF07522202: LONG TERM 9/23/2005 OPER-PIMCO 9/23/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/23/2005 1.0000 4,031.090 4,031.09 -4,031.09 0.00 996085247OCSF07511102: LIQUID OPER- 9/23/2005 PIMCO 9/23/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/26/2005 1.0000 4,497.420 4,497.42 -4,497.42 0.00 996085247OCSF07511102: LIQUID OPER- 9/26/2005 PIMCO 9/26/2005 Workbench "Actual Settle Date 13 Transaction Detail Report 1D: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B DREYFUS TREASURY CASH MGMTSEC ID: 9/26/2005 1.0000 1,415,258.140 1,415,258.14 -1,415,258.14 0.00 9960852470CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/27/2005 1.0000 351.940 351.94 -351.94 0.00 9960852470CSF07522202: LONG TERM 9/27/2005 OPER-PIMCO 9/27/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/27/2005 1.0000 1,899.670 1,899.67 -1,899.67 0.00 9960852470CSF07511102: LIQUID OPER- 9/27/2005 PIMCO 9/27/2005 B DREYFUS TREASURY CASH MGMTSEC ID: 9/28/2005 1.0000 45,764.070 45,764.07 -45,764.07 0.00 9960852470CSF07511102: LIQUID OPER- 9/28/2005 PIMCO 9/28/2005 B BSDT-LATE MONEY DEPOSIT ACCTSEC ID: 9/23/2005 1.0000 12,797.280 12,797.28 -12,797.28 0.00 9960870940CSF07522202: LONG TERM 9/23/2005 OPER-PIMCO 9/23/2005 TOTAL CASH&CASH EQUIVALENTS U.S.DOLLAR: 479,234,816.380 478,952,767.24 -478,952,767.14 0.00 TOTAL CASH&CASH EQUIVALENTS BASE: 479,234,816.380 478,952,767.14 -478,952,767.14 0.00 FIXED INCOME SECURITIES U.S. DOLLAR B BEAR STEARNS COS INC GLOBAL NT 3.000%9/13/2005 99.4330 112,000.000 111,364.96 -111,364.96 0.00 03/30/2006 DD 02/19/03SECID: 9/16/2005 073902CB2BROKER:JEFFERIES&CO INC, 9/13/2005 NEW YORKOCSF07511102: LIQUID OPER- PIMCO Workbench Actual Settle Date 14 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss i Type Description Reported Date Base Es Rate Shares/Par Base Base Base IB BEAR STEARNS COS INC GLOBAL NT 3.000%9/13/2005 99.4330 0.000 0.00 -1,549.33 0.00 03/30/2006 DD 02/19/03SECID: 9/16/2005 073902CB2BROKER:JEFFERIES&,CO INC, 9/13/2005 NEW YORKOCSF07511102: LIQUID OPER- PIMCO B FEDERAL HOME LN MTG CORP MTN 2.3751% 9/21/2005 98.8320 700,000.000 691,824.00 -691,824.00 0.00 05/19/2006 DD 05/19/03SECID: 9/22/2005 3128X1CU9BROKER: GOLDMAN SACHS&, 9/21/2005 CO, NYOCSF07511102:LIQUID OPER-PIMCO IB FEDERAL HOME LN MTG CORP MTN 2.375% 9/21/2005 98.8320 0.000 0.00 -5,680.21 0.00 05/19/2006 DD 05/19/03SECID: 9/22/2005 3128X1CU9BROKER:GOLDMAN SACHS& 9/21/2005 CO,NYOCSF07511102: LIQUID OPER-PIMCO B FEDERAL HOME LN MTG CORP MTN 6.250%9/27/2005 100.2656 1,000,000.000 1,002,656.25 -1,002,656.25 0.00 11/14/2013 DD 11/14/03SEC ID: 9/28/2005 3128X16R3BROKER: FIRST TENNESSEE BK 9/27/2005 NA-BOND DIV,MEMPHISOCSF07522202: LONG TERM OPER-PIMCO 113 FEDERAL HOME LN MTG CORP MTN 6.250%9/27/2005 100.2656 0.000 0.00 -23,263.89 0.00 11/14/2013 DD 11/14/03SEC ID: 9/28/2005 3128X16R3BROKER: FIRST TENNESSEE BK 9/27/2005 NA-BOND DIV,MEMPHISOCSF07522202: LONG TERM OPER-PIMCO B FEDERAL HOME LN BKS CONS BD 4.000% 9/28/2005 96.0781 3,000,000.000 2,882,343.75 -2,882,343.75 0.00 03/18/2011 DD 06/19/03SECID: 9/29/2005 31339XKN3BROKER: FIRST TENNESSEE BK 9/28/2005 NA-BOND DIV,MEMPHISOCSF07522202: LONG TERM OPER-PIMCO IB FEDERAL HOME LN BKS CONS BD 4.000% 9/28/2005 96.0781 0.000 0.00 -3,666.67 0.00 03/18/2011 DD 06/19/03SECID: 9/29/2005 31339XKN3BROKER:FIRST TENNESSEE BK 9/28/2005 NA-BOND DIV,MEMPHISOCSF07522202: LONG TERM OPER-PIMCO B HSBC FIN CORP NT VAR RT 09/15/2008 DD 9/8/2005 100.0000 2,700,000.000 2,700,000.00 -2,700,000.00 0.00 09/15/05SEC ID:40429CCU4BROKER:JP 9/15/2005 MORGAN CHASE BANK/HSBCI, NEW 9/8/2005 YORKOCSF07522202:LONG TERM OPER- P1MCO Workbench Actual Settle Date 15 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG0O010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base B MERRILL LYNCH&CO INC NT 6.250% 9/8/2005 100.7220 102,000.000 102,736.44 -102,736.44 0.00 O1/15/2006 DD 01/20/94SECID: 9/13/2005 590188FC7BROKER:JEFFERIES&CO INC, 9/8/2005 NEW YORKOCSF07511102: LIQUID OPER- PIMCO IB MERRILL LYNCH&CO INC NT 6.250% 9/8/2005 100.7220 0.000 0.00 -1,027.08 0.00 O1/15/2006 DD 01/20/94SECID: 9/13/2005 590188FC7BROKER:JEFFERIES&CO INC, 9/8/2005 NEW YORKOCSF07511 102: LIQUID OPER- PIMCO B SLM CORP MTN N TR 00067 VAR RT 9/27/2005 100.2800 1,800,000.000 1,805,040.00 -1,805,040.00 .0.00 07/25/2008 DD 07/26/04SECID: 9/30/2005 78442FCUOBROKER:GOLDMAN SACHS& 9/27/2005 CO, NYOCSF07522202: LONG TERM OPER- PIMCO IB SLM CORP MTN N TR 00067 VAR RT 9/27/2005 100.2800 0.000 0.00 -12,931.00 0.00 07/25/2008 DD 07/26/04SECID: 9/30/2005 78442FCUOBROKER:GOLDMAN SACHS& 9/27/2005 CO,NYOCSF07522202: LONG TERM OPER- PIMCO B SLM STUDENT LN TR 04-6 A2 VAR RT 9/29/2005 100.0117 2,587,990.370 2,588,293.65 -2,588,293.65 0.00 01/25/2013 DD 06/30/04SEC ID: 10/4/2005 78442GMAIBROKER:BARCLAYS CAPITAL 9/29/2005 INC,NEW YORKOCSF07522202:LONG TERM OPER-PIMCO IB SLM STUDENT LN TR 04-6 A2 VAR RT 9/29/2005 100.01 17 0.000 0.00 -18,834.10 0.00 O1/25/2013 DD 06/30/04SEC ID: 10/4/2005 78442GMA 1 BROKER: BARCLAYS CAPITAL 9/29/2005 INC,NEW YORKOCSF07522202: LONG TERM OPER-PIMCO BC SALOMON SMITH MTN N SR 00206 VAR RT 8/23/2005 100.3702 -2,300,000.000 -2,308,514.60 2,308,514.60 0.00 05/18/2007 DD 05/28/02SECID: 8/26/2005 79548EJP8BROKER:CITIGROUP GBL 9/1/2005 MKTS/SALOMON,NEW YORKOCSF07522202: LONG TERM OPER-PIMCO IBC SALOMON SMITH MTN N SR 00206 VAR RT 8/23/2005 100.3702 0.000 0.00 13,432.34 0.00 05/18/2007 DD 05/28/02SECID: 8/26/2005 79548EJP8BROKER: CITIGROUPGBL 9/1/2005 MKTS/SALOMON, NEW YORKOCSF07522202: LONG TERM OPER-PIMCO Workbench •Actual Settle Date 16 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD.CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base B SALOMON SMITH MTN #SR 00206 VAR RT 8/23/2005 100.3702 2,300,000.000 2,308,514.60 -2,308,514.60 0.00 05/18/2007 DD 05/28/02SECID: 8/26/2005 79548EJP8BROKER: CITIGROUP GBL 9/l/2005 MKTS/SALOMON, NEW YORKOCSF07522202:9/12/2005* LONG TERM OPER-PIMCO IB SALOMON SMITH MTN#i SR 00206 VAR RT 8/23/2005 100.3702 0.000 0.00 -6,298.06 0.00 05/18/2007 DD 05/28/02SECID: 8/26/2005 79548EJP8BROKER:CITIGROUP GBL 9/1/2005 MKTS/SALOMON, NEW YORKOCSF07522202: LONG TERM OPER-P1MCO 9/12/2005 B U S TREASURY NOTES 4.250%08/15/2013 9/19/2005 100.4248 2,100,000.000 2,108,920.04 -2,108,920.04 0.00 DD 08/15/03SEC 1D:912828131-12BROKER: 10/4/2005 LEHMAN GOUT SECS INC,NYOCSF07522202:9/19/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 4.250%08/15/2013 9/19/2005 100.4248 0.000 0.00 -12,126.36 0.00 DD 08/15/03SEC ID: 912828BH2BROKER: 10/4/2005 LEHMAN GOVT SECS INC,NYOCSF07522202:9/19/2005 LONG TERM OPER-PIMCO B U S TREASURY NOTES 3.375% 12/15/2008 9/21/2005 98.2426 10,900,000.000 10,708,447.11 -10,708,447.11 0.00 DD 12/15/03SEC ID:912828BT6BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/21/2005 LONGTERM OPER-PIMCO IB US TREASURY NOTES 3.375% 12/15/2008 9/21/2005 98.2426 0.000 0.00 -126,645.49 0.00 DD 12/15/03SEC ID:912828BT6BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/21/2005 LONG TERM OPER-P1MCO B U S TREASURY NOTES 2.750%06/30/2006 9/7/2005 99.2477 9,500,000.000 9,428,528.27 -9,428,528.27 0.00 DD 06/30/04SEC ID:912828CMOBROKER: 9/21/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/7/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 2.750%06/30/2006 9/7/2005 99.2477 0.000 0.00 -58,923.23 0.00 DD 06/30/04SEC 1D:912828CMOBROKER: 9/21/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/7/2005 LONG TERM OPER-PIMCO Workbench Actual Settle Date 17 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base B U S TREASURY NOTES 2.7501%,07/31/2006 9/14/2005 99.1398 5,000,000.000 4,956,992.20 -4,956,992.20 0.00 DD 07/31/04SEC ID: 912828CQ I BROKER: 9/21/2005 MERRILL LYNCH PIERCE FENNER SMITH INC 9/14/2005 NYOCSF07522202: LONG TERM OPER-PIMCO IB U S TREASURY NOTES 2.750%,07/31/2006 9/14/2005 99.1398 0.000 0.00 -19,429.35 0.00 DD 07/31/04SEC ID: 912828CQIBROKER: 9/21/2005 MERRILL LYNCH PIERCE FENNER SMITH INC 9/14/2005 NYOCSF07522202: LONG TERM OPER-P1MCO B U S TREASURY NOTES 2.750%07/31/2006 9/20/2005 99.1356 14,000,000.000 13,878,982.74 -13,878,982.74 0.00 DD 07/31/04SEC ID: 912828CQ I BROKER: 10/19/2005 CREDIT SUISSE, NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 2.750%07/31/2006 9/20/2005 99.3356 0.000 0.00 -83,695.65 0.00 DD 07/31/04SEC ID: 912828CQ 1 BROKER: 10/19/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO B U S TREASURY NOTES 3.500% 12/15/2009 9/20/2005 97.8901 13,920,000.000 13,626,296.77 -13,626,296.77 0.00 DD 12/15/04SEC ID: 912828DE7BROKER: 10/19/2005 GOLDMAN SACHS&CO, NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 3.500%, 12/15/2009 9/20/2005 97.8901 0.000 0.00 -167,724.59 0.00 DD 12/15/04SEC ID: 912828DE713ROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO B U STREASURY NOTES 4.000%03/15/2010 9/6/2005 100.5313 15,000,000.000 15,079,687.50 -15,079,687.50 0.00 DD 03/15/05SEC ID: 912828DP2BROKER: 9/6/2005 UBS SECURITIES LLC, 9/6/2005 STAMFORDOCSF07522202: LONG TERM OPER-PIMCO IB U S TREASURY NOTES 4.000%03/15/2010 9/6/2005 100.5313 0.000 0.00 -285,326.09 0.00 DD 03/15/05SEC ID:912828DP2BROKER: 9/6/2005 UBS SECURITIES LLC, 9/6/2005 STAMFORDOCSF07522202:LONG TERM OPER-PIMCO Workbench Actual Settle Date 18 Transaction Detail Report 1D: EWBA09 Reported by Transaction Category Base Currency: USD OCSD.CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL ' Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base B U S TREASURY NOTES 3.750%03/31/2007 9/20/2005 99.6840 11,200,000.000 11,164,607.55 -11,164,607.55 0.00 DD 03/31/05SEC ID:912828DQOBROKER: 10/19/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 3.750%03/31/2007 9/20/2005 99.6840 0.000 0.00 -21,923.08 0.00 DD 03/31/05SEC ID:912828DQOBROKER: 10/19/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO B U S TREASURY NOTES 3.500%05/31/2007 9/20/2005 99.2279 11,000,000.000 10,915,072.08 -10,915,072.08 .0.00 DD 05/31/05SEC ID:912828DW7BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IB U STREASURY NOTES 3.500%05/31/2007 9/20/2005 99.2279 0.000 0.00 -148,319.67 0.00 DD 05/31/05SEC ID:912828DW7BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO B U S TREASURY NOTES 3.625%06/30/2007 9/20/2005 99.3817 20,000,000.000 19,876,334.40 -19,876,334.40 0.00 DD 06/30/05SEC ID:912828DY3BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IB U S TREASURY NOTES 3.6250%06/30/2007 9/20/2005 99.3817 0.000 0.00 -218,682.07 0.00 DD 06/30/05SEC ID:912828DY3BROKER: 10/19/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO TOTAL FIXED INCOME SECURITIES U.S.DOLLAR: 124,621,990.370 123,628,127.71 ,124,830,741.29 0.00 TOTAL FIXED INCOME SECURITIES BASE: 124,621,990.370 123,628,127.71 -124,830,741.29 0.00 TOTAL PURCHASES BASE: 603,856,806.750 602,580,894.85 -603,783,508.43 0.00 Workbench *Actual Settle Date 19 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PAY UPS FIXED INCOME SECURITIES U.S.DOLLAR PU FHLMC MULTICLASS MTG SER E3 A VAR RT 9/1/2005 100.0000 0.650 0.65 -0.65 0.00 08/15/2032 DD 12/01/97SEClD: 9/1/2005 3133TCE950CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/]6/2005* PU US TREASURY INFLATION INDEX NT 3.375% 7/15/2005 100.0000 38,096.140 38,096.14 -38,096.14 0.00 01/15/2007 DD 01/15/97SECID: 7/15/2005 9128272M30CSF07522202:LONG TERM 9/l/2005 OPER-P1MC0 9/30/2005' PU US TREASURY INFLATION INDEX NT 3.625% 7/15/2005 100.0000 11.340.000 11,340.00 -11,340.00 0.00 01/15/2008 DD 01/15/98SEC ID: 7/15/2005 9128273T70CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/30/2005• PU US TREASURY INFLATION INDEX NT 3.875% 7/15/2005 100.0000 50,540.000 50,540.00 -50,540.00 0.00 01/15/2009 DD Ol/15/99SEC ID: 7/15/2005 9128274Y50CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/30/2005" PU US TREASURY INFLATION INDEXED 2.000% 7/15/2005 100.0000 472.000 472.00 -472.00 0.00 01/15/2014 DD 01/15/04SEC ID: 7/15/2005 912828BW90CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/30/2005- PU US TREASURY INFLATION INDEX NT 2.000% 7/15/2005 100.0000 14,353.000 14,353.00 -14,353.00 0.00 07/15/2014 DD 07/15/04SECID: 7/15/2005 912828CP30CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/30/2005- TOTAL FIXED INCOME SECURITIES U.S.DOLLAR: 114,801.790 114,801.79 -114,801.79 0.00 TOTAL FIXED INCOME SECURITIES BASE: 114,801.790 114,801.79 -114,801.79 0.00 Workbench "Actual Settle Date 20 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSCT00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base TOTAL PAY UPS BASE: 114,801.790 114,801.79 -114,801.79 0.00 SALES CASH&CASH EQUIVALENTS U.S.DOLLAR S FEDERAL HOME LN MTG CORP DISC MAT 9/29/2005 98.8694 -200.000.000 -197,738.89 197,738.89 0.00 12/12/2005SEC ID:313397QKOBROKER: 9/29/2005 UBS SECURITIES LLC, 9/29/2005 STAMFORDOCSF07522202: LONG TERM OPER-PIMCO IS FEDERAL HOME LN MTG CORP DISC MAT 9/29/2005 98.8694 0.000 0.00 711.22 0.00 12/12/2005SEC ID:313397QKOBROKER: 9/29/2005 UBS SECURITIES LLC, 9/29/2005 STAMFORDOCSF07522202: LONG TERM OPER-PIMCO S FEDERAL NATL MTG ASSN DISCOUNT MAT 9/29/2005 97.9808 -1,000,000.000 -979,808.11 979,808.11 0.00 03/29/2006SEC ID:313589UWIBROKER: 9/29/2005 MORGAN STANLEY&CO INC, 9/29/2005 NYOCSF07522202:LONG TERM OPER-PIMCO IS FEDERAL NATL MTG ASSN DISCOUNT MAT 9/29/2005 97.9808 0.000 0.00 734.39 0.00 03/29/2006SEC ID:313589UWIBROKER: 9/29/2005 MORGAN STANLEY&CO INC, 9/29/2005 NYOCSF07522202: LONG TERM OPER-PIMCO S FEDERAL NATL MTG ASSN DISCOUNT MAT 9/30/2005 97,9808 -1,500,000.000 -1,469,712.17 1,469,712.17 0.00 03/29/2006SEC ID:313589UW1BROKER: 9/30/2005 CREDIT SUISSE, NEW YORKOCSF07522202: 9/30/2005 LONG TERM OPER-PIMCO IS FEDERAL NATL MTG ASSN DISCOUNT MAT 9/30/2005 97.9808 0.000 0.00 1,037.83 0.00 03/29/2006SEC 1D:313589UW1BROKER: 9/30/2005 CREDIT SUISSE, NEW YORKOCSF07522202: 9/30/2005 LONG TERM OPER-PIMCO Workbench "Actual Settle Date 21 Transaction Detail Report ID: EWBAO9 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010O00 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S U STREASURY BILL 10/13/2005 DD 9/l/2005 98.5164 -2,000,000.000 -1,970,327.92 1,970,327.80 -0.12 04/14/2005SEC ID:912795VVOBROKER: 9/2/2005 GOLDMAN SACHS&CO, NYOCSF07511102: 9/1/2005 LIQUID OPER-PIMCO IS U S TREASURY BILL 10/13/2005 DD 9/1/2005 98.5164 0.000 0.00 22,246.64 0.00 04/14/2005SEC ID: 912795VVOBROKER: 9/2/2005 GOLDMAN SACHS&CO,NYOCSF07511 102: 9/1/2005 LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.500% 9/1/2005 100.0000 -3,200,000.000 -3,200,000.00 3,200,000.00 •0.00 09/01/2005 DD 08/31/05SECID: 9/1/2005 99440F718BROKER:CREDIT SUISSE, NEW 9/1/2005 YORKOCSF07511102: LIQUID OPER-PIMCO IS CS FOB CAT 2 REPO REPO 03.500% 9/1/2005 100.0000 0.000 0.00 311.11 0.00 09/01/2005 DD 08/31/05SECID: 9/1/2005 99440F718BROKER:CREDIT SUISSE,NEW 9/l/2005 YORKOCSF0751 1102: LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.500% 9/2/2005 100.0000 -14,000,000.000 -14,000,000.00 14,000,000.00 0.00 09/02/2005 DD 09/01/05SECID: 9/2/2005 99440H 15 1 BROKER:CREDIT SUISSE,NEW 9/2/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.500% 9/2/2005 100.0000 0.000 0.00 1,361.11 0.00 09/02/2005 DD 09/01/05SECID: 9/2/2005 99440H 15 1 BROKER:CREDIT SUISSE,NEW 9/2/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO S LEHMAN CAT 1 REPO REPO 03.530% 9/2/2005 100.0000 -4,000,000.000 -4,000,000.00 4,000,000.00 0.00 09/02/2005 DD 09/01/05SECID: 9/2/2005 99440H615BROKER: LEHMAN GOVT SECS 9/2/2005 INC,NYOCSF0751 1102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.530% 9/2/2005 100.0000 0.000 0.00 392.22 0.00 09/02/2005 DD 09/01/05SECID: 9/2/2005 99440H615BROKER: LEHMAN GOVT SECS 9/2/2005 INC,NYOCSF0751 1102: LIQUID OPER-PIMCO Workbench "Actual Settle Date 22 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSGO0010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S CREDIT SUISSE FB REPO 03.450% 9/6/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/06/2005 DD 09/02/05SECID: 9/6/2005 99440KI 13BROKER:CREDIT SUISSE,NEW 9/6/2005 YORKOCSF0751 1102:LIQUID OPER-PIMCO IS CREDIT SUISSE FB REPO 03.450% 9/6/2005 100.0000 0.000 0.00 4,523.33 0.00 09/06/2005 DD 09/02/05SECID: 9/6/2005 99440K113BROKER: CREDIT SUISSE,NEW 9/6/2005 YORKOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 2 REPO 03.470%09/07/2005 9/7/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 DD 09/06/05SEC ID:99440L665BROKER: 9/7/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/7/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.470%09/07/2005 9/7/2005 100.0000 0.000 0.00 1,137.39 0.00 DD 09/06/05SEC ID:99440L665BROKER: 9/7/2005 LEHMAN GOUT SECS INC,NYOCSF07511102:9/7/2005 LIQUID OPER-PIMCO S LEHMAN CAT 2 REPO 03.460%09/08/2005 9/8/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 DD 09/07/05SEC ID:99440N315BROKER: 9/8/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/8/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.460%09/08/2005 9/8/2005 100.0000 0.000 0.00 1,134.11 0.00 DD 09/07/05SEC ID:99440N315BROKER: 9/8/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/8/2005 LIQUID OPER-PIMCO S LEHMAN CAT 2 REPO 03.450%09/09/2005 9/9/2005 100.0000 -11,500,000.000 -11,500,000.00 11,500,000.00 0.00 DD 09/08/05SEC ID:994400029BROKER: 9/9/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/9/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.450%09/09/2005 9/9/2005 100.0000 0.000 0.00 1,102.08 0.00 DD 09/08/05SEC ID:994400029BROKER: 9/9/2005 LEHMAN GOVT SECS INC, NYOCSF07511102:9/9/2005 LIQUID OPER-PIMCO Workbench Actual Settle Date 23 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S LEHMAN CAT 1 REPO REPO 03.410% 9/12/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/12/2005 DD 09/09/05SECID: 9/12/2005 9944OR746BROKER: LEHMAN GOVT SECS 9/12/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.410%, 9/12/2005 100.0000 0.000 0.00 3,353.17 0.00 09/12/2005 DD 09/09/05SECID: 9/12/2005 99440R746BROKER: LEHMAN GOUT SECS 9/12/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 2 REPO 03.400%09/13/2005 9/13/2005 100.0000 -9,200,000.000 -9,200,000.00 9,200,000.00 0.00 DD 09/12/05SEC 1D:99440T403BROKER: 9/13/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/13/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.4001%09/13/2005 9/13/2005 100.0000 0.000 0.00 868.89 0.00 DD 09/12/05SEC ID: 99440T403BROKER: 9/13/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/13/2005 LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.420% 9/14/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/14/2005 DD 09/13/05SECID: 9/14/2005 9944OV325BROKER: LEHMAN GOVT SECS 9/14/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.420% 9/14/2005 100.0000 0.000 0.00 1,121.00 0.00 09/14/2005 DD 09/13/05SECID: 9/14/2005 99440V325BROKER: LEHMAN GOVT SECS 9/14/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.440% 9/15/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/15/2005 DD 09/14/05SECID: 9/15/2005 99440X008BROKER:LEHMAN GOVT SECS 9/15/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.440% 9/15/2005 100.0000 0.000 0.00 1,127.56 0.00 09/15/2005 DD 09/14/05SECID: 9/15/2005 99440X008BROKER: LEHMAN GOVT SECS 9/15/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO Workbench *Actual Settle Date 24 Transaction Detail Report ID: EWBA09 i Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL i Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S LEHMAN CAT 1 REPO REPO 03.610% 9/16/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/16/2005 DD 09/15/05SEC ID: 9/16/2005 99440Y741 BROKER:LEHMAN GOVT SECS 9/16/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.6100% 9/16/2005 100.0000 0.000 0.00 1,183.28 0.00 09/16/2005 DD 09/15/05SECID: 9/16/2005 9944OY741BROKER:LEHMAN GOUT SECS 9/16/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.530% 9/19/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/19/2005 DD 09/16/05SECID: 9/19/2005 99441A205BROKER:LEHMAN GOVT SECS 9/19/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.530% 9/19/2005 100.0000 0.000 0.00 3,471.17 0.00 09/39/2005 DD 09/16/05SECID: 9/19/2005 9944IA205BROKER: LEHMAN GOVT SECS 9/19/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.510% 9/20/2005 100.0000 -3,200,000.000 -3,200,000.00 3,200,000.00 0.00 09/20/2005 DD 09/19/05SECID: 9/20/2005 99441C599BROKER:CREDIT SUISSE, NEW 9/20/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.510% 9/20/2005 100.0000 0.000 0.00 312.00 0.00 09/20/2005 DD 09/19/05SECID: 9/20/2005 99441C599BROKER:CREDIT SUISSE,NEW 9/20/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO S LEHMAN CAT 1 REPO REPO 03.500% 9/20/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/20/2005 DD 09/19/05SECID: 9/20/2005 99441C607BROKER: LEHMAN GOVT SECS 9/20/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.500% 9/20/2005 100.0000 0.000 0.00 1,147.22 0.00 09/20/2005 DD 09/19/05SECID: 9J20/2005 9944 1 C607BROKER: LEHMAN GOVT SECS 9/20/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO Workbench Actual Settle Date 25 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S LEHMAN CAT 1 REPO REPO 03.560% 9/21/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/21/2005 DD 09/20/05SECID: 9/21/2005 99441E I 24BROKER:LEHMAN GOVT SECS 9/21/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.5609% 9/21/2005 100.0000 0.000 0.00 1,166.89 0.00 09/21/2005 DD 09/20/05SECID: 9/21/2005 99441E124BROKER: LEHMAN GOVT SECS 9/21/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.6300X) 9/22/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/22/2005 DD 09/21/05SECID: 9/22/2005 9944117725BROKER: LEHMAN GOVT SECS 9/22/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.6300X) 9/22/2005 100.0000 0.000 0.00 1,189.83 0.00 09/22/2005 DD 09/21/05SECID: 9/22/2005 99441F725BROKER: LEHMAN GOVT SECS 9/22/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.620% 9/22/2005 100.0000 -1,900,000.000 -1,900,000.00 1,900,000.00 0.00 09/22/2005 DD 09/2 1/05SEC ID: 9/22/2005 9944IF865BROKER: CREDIT SUISSE, NEW 9/22/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.620% 9/22/2005 100.0000 0.000 0.00 191.06 0.00 09/22/2005 DD 09/21/05SECID: 9/22/2005 9944 1 F865BROKER: CREDIT SUISSE, NEW 9/22/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO S CS FOB CAT 2 REPO REPO 03.610% 9/23/2005 100.0000 -3,400,000.000 -3,400,000.00 3,400,000.00 0.00 09/23/2005 DD 09/22/05SECID: 9/23/2005 9944 1 H804BROKER:CREDIT SUISSE, NEW 9/23/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.610% 9/23/2005 100.0000 0.000 0.00 340.94 0.00 09/23/2005 DD 09/22/05SECID: 9/23/2005 99441 H804BROKER: CREDIT SUISSE,NEW 9/23/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO Workbench "Actual Settle Date 26 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLTDATED-OCSG00010000 9/l/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base S LEHMAN CAT 1 REPO REPO 03.600% 9/23/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/23/2005 DD 09/22/05SECID: 9/23/2005 99441H812BROKER: LEHMAN GOVT SECS 9/23/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.6000% 9/23/2005 100.0000 0.000 0.00 1,180.00 0.00 09/23/2005 DD 09/22/05SECID: 9/23/2005 9944 1 H812BROKER: LEHMAN GOVT SECS 9/23/2005 INC,NYOCSF07511102:LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.600% 9/26/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/26/2005 DD 09/23/05SECID: 9/26/2005 9944 1 K450BROKER: LEHMAN GOUT SECS 9/26/2005 INC, NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.600% 9/26/2005 100.0000 0.000 0.00 3,540.00 0.00 09/26/2005 DD 09/23/05SECID: 9/26/2005 9944 1 K450BROKER: LEHMAN GOVT SECS 9/26/2005 INC,NYOCSF07511102:LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.610% 9/26/2005 100.0000 -3,300,000.000 -3,300,000.00 3,300,000.00 0.00 09/26/2005 DD 09/23/05SECID: 9/26/2005 99441K492BROKER:CREDIT SUISSE,NEW 9/26/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.610% 9/26/2005 100.0000 0.000 0.00 992.75 0.00 09/26/2005 DD 09/23/05SEC ID: 9/26/2005 99441K492BROKER:CREDIT SUISSE,NEW 9/26/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO S CS FOB CAT 2 REPO REPO 03.620% 9/27/2005 100.0000 -3,500,000.000 -3,500,000.00 3,500,000.00 0.00 09/27/2005 DD 09/26/05SEC ID: 9/27/2005 99441M134BROKER: CREDIT SUISSE,NEW 9/27/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.620% 9/27/2005 100.0000 0.000 0.00 351.94 0.00 09/27/2005 DD 09/26/05SECID: 9/27/2005 99441 M 134BROKER: CREDIT SUISSE,NEW 9/27/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO Workbench "Actual Settle Date 27 Transaction Detail Report ID: EWBA09 I Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S LEHMAN CAT 1 REPO REPO 03.620% 9/27/2003 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/27/2005 DD 09/26/05SEC ID: 9/27/2005 9944 1 M332BROKER: LEHMAN GOVT SECS 9/27/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.620% 9/27/2005 100.0000 0.000 0.00 1,186.56 0.00 09/27/2005 DD 09/26/05SECID: 9/27/2005 99441M332BROKER:LEHMAN GOVT SECS 9/27/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO S LEHMAN CAT 1 REPO REPO 03.650%n 9/28/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 09/28/2005 DD 09/27/05SECID: 9/28/2005 99441N967BROKER: LEHMAN GOVT SECS 9/28/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO IS LEHMAN CAT 1 REPO REPO 03.650% 9/28/2005 100.0000 0.000 0.00 1,196.39 0.00 09/28/2005 DD 09/27/05SECID: 9/28/2005 99441N967BROKER: LEHMAN GOVT SECS 9/28/2005 INC,NYOCSF07511102: LIQUID OPER-PIMCO S CS FOB CAT 2 REPO REPO 03.650% 9/28/2005 100.0000 -3,500,000.000 -3,500,000.00 3,500,000.00 0.00 09/28/2005 DD 09/27/05SECID: 9/28/2005 99441PO38BROKER: CREDIT SUISSE, NEW 9/28/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.650% 9/28/2005 100.0000 0.000 0.00 354.86 0.00 09/28/2005 DD 09/27/05SEC ID: 9/28/2005 99441PO38BROKER: CREDIT SUISSE,NEW 9/28/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO S CS FOB CAT 2 REPO REPO 03.580% 9/29/2005 100.0000 -1,600,000.000 -1,600,000.00 1,600,000.00 0.00 09/29/2005 DD 09/28/05SECID: 9/29/2005 9944 1 Q838BROKER:CREDIT SUISSE, NEW 9/29/2005 YORKOCSF07522202:LONG TERM OPER- PIMCO IS CS FOB CAT 2 REPO REPO 03.580%n 9/29/2005 100.0000 0.000 0.00 159.11 0.00 09/29/2005 DD 09/28/05SECID: 9/29/2005 99441Q838BROKER:CREDIT SUISSE,NEW 9/29/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO Workbench *Actual Settle Date 28 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S LEHMAN CAT 2 REPO 03.580%09/29/2005 9/29/2005 100.0000 -11,800,000.000 -11,800,000.00 11,800,000.00 0.00 DD 09/28/05SEC ID:9944 1 Q994BROKER: 9/29/2005 LEHMAN GOVT SECS INC, NYOCSF07511102:9/29/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.580%,09/29/2005 9/29/2005 100.0000 0.000 0.00 1,173.44 0.00 DD 09/28/05SEC ID:9944IQ994BROKER: 9/29/2005 LEHMAN GOVT SECS INC, NYOCSF07511102:9/29/2005 LIQUID OPER-PIMCO S LEHMAN CAT 2 REPO 03.520%09/30/2005 9/30/2005 100.0000 -10,400,000.000 -10,400,000.00 10,400,000.00 0.00 DD 09/29/05SEC ID:9944 1 S529BROKER: 9/30/2005 LEHMAN GOUT SECS INC,NYOCSF07511102:9/30/2005 LIQUID OPER-PIMCO IS LEHMAN CAT 2 REPO 03.520%09/30/2005 9/30/2005 100.0000 0.000 0.00 1,016.89 0.00 DD 09/29/05SEC ID:99441S529BROKER: 9/30/2005 LEHMAN GOVT SECS INC,NYOCSF07511102:9/30/2005 LIQUID OPER-PIMCO S DREYFUS TREASURY CASH MGMTSEC ID: 9/2/2005 1.0000 -5,943.990.890 -5,943,990.89 5,943,990.89 0.00 9960852470CSF07522202: LONG TERM 9/2/2005 OPER-PIMCO 9/2/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/6/2005 1.0000 -11,885,785.870 -11,885,785.87 11,885,785.87 0.00 9960852470CSF07511102:LIQUID OPER- 9/6/2005 PIMCO 9/6/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/8/2005 1.0000 -579,172.460 -579,172.46 579,172.46 0.00 9960852470CSF07522202: LONG TERM 9/8/2005 OPER-PIMCO 9/8/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/12/2005 1.0000 -96,029.330 -96,029.33 96,029.33 0.00 9960852470CSF07511102:LIQUID OPER- 9/12/2005 PIMCO 9/12/2005 Workbench Actual Settle Date 29 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss i Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S DREYFUS TREASURY CASH MGMTSEC ID: 9/16/2005 1.0000 -107,372.210 -107,372.21 107,372.21 0.00 9960852470CSF0751 1102: LIQUID OPER- 9/16/2005 PIMCO 9/16/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/20/2005 1.0000 -11,797,856.670 -11,797,856.67 11,797,856.67 0.00 9960852470CSF07511102: LIQUID OPER- 9/20/2005 PIMCO 9/20/2005 S DREYFUS TREASURY CASH MGMTSEC 1D: 9/21/2005 1.0000 -4,903,246.330 -4,903,246.33 4,903,246.33 0.00 9960852470CSF07522202:LONG TERM 9/21/2005 OPER-PIMCO 9/21/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/22/2005 1.0000 -479,723.640 -479,723.64 479,723.64 0.00 996085247OCSF07522202:LONG TERM 9/22/2005 OPER-PIMCO 9/22/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/22/2005 1.0000 -395,386.460 -395,386.46 395,386.46 0.00 9960852470CSF0751 1102: LIQUID OPER- 9/22/2005 PIMCO 9/22/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/28/2005 1.0000 -1,532,736.480 -1,532,736.48 1,532,736.48 0.00 9960852470CSF07522202: LONG TERM 9/28/2005 OPER-PIMCO 9/28/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/29/2005 1.0000 -97,819.390 -97,819.39 97,819.39 0.00 9960852470CSF07511102:LIQUID OPER- 9/29/2005 PIMCO 9/29/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/29/2005 1.0000 -100,159.760 -100,159.76 100,159.76 0.00 996085247OCSF07522202:LONG TERM 9/29/2005 OPER-PIMCO 9/29/2005 Workbench *Actual Settle Date 30 Transaction Detail Report ID: EWBA09 Reported b Transaction Category p � g ry Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/l/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S DREYFUS TREASURY CASH MGMTSEC ID: 9/30/2005 1.0000 -3,218.270 -3,218.27 3,218.27 0.00 9960852470CSF07511102: LIQUID OPER- 9/30/2005 PIMCO 9/30/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/30/2005 1.0000 -279,043.970 -279,043.97 279,043.97 0.00 9960852470CSF07522202: LONG TERM 9/30/2005 OPER-PIMCO 9/30/2005 S BSDT-LATE MONEY DEPOSIT ACCTSEC ID: 9/26/2005 1.0000 -12,797.280 -12,797.28 12,797.28 0.00 9960870940CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 TOTAL CASH&CASH EQUIVALENTS U.S.DOLLAR: -304,414,339.010 -304,331,926.10 304,393,242.36 -0.12 TOTAL CASH&CASH EQUIVALENTS BASE: -304,414,339.010 -304,331,926.10 304,393,242.36 -0.12 FIXED INCOME SECURITIES U.S.DOLLAR S FNMA POOL#0357328 5.000% 8/26/2005 100.2266 -19,892.180 -20,488.96 19,937.24 -551.72 01/01/2018 DD 01/01/03SECID: 9/19/2005 31376J4M8BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO IS FNMA POOL#0357328 5.000% 8/26/2005 100.2266 0.000 0.00 49.73 0.00 01/01/2018 DD 01/01/03SECID: 9/19/2005 31376J4M8BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0357430 5.000% 8/26/2005 100.2266 -971,072.310 -981,996.87 973,272.39 -8,724.48 09/01/2018 DD 09/01/03SECID: 9/19/2005 31376KA71BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO Workbench Actual Settle Date 31 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IS FNMA POOL 00357430 5.000%, 8/26/2005 100.2266 0.000 0.00 2,427.68 0.00 09/01/2018 DD 09/01/03SECID: 9/19/2005 31376KA7I BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0555453 5.000% 8/26/2005 100.2266 -26,581.270 -26,921.85 26,641.49 -280.36 05/01/2018 DD 04/01/03SECID: 9/19/2005 31385XBW6BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO IS FNMA POOL#0555453 5.000% 8/26/2005 100.2266 0.000 0.00 66.45 .0.00 05/01/2018 DD 04/01/03SECID: 9/19/2005 31385XBW6BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0685665 5.000% 8/26/2005 100.2266 -24,132.330 -24,856.30 24,187.01 -669.29 02/01/2018 DD 02/01/03SECID: 9/19/2005 31400EW22BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-P1MCO IS FNMA POOL#0685665 5.000% 8/26/2005 100.2266 0.000 0.00 60.33 0.00 02/01/2018 DD 02/01/03SECID: 9/19/2005 31400EW22BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0697026 5.0000% 8/26/2005 100.2266 -18,033.800 -18,574.83 18,074.65 -500.18 05/01/2018 DD 04/01/03SECID: 9/19/2005 3140OTLF2BROKER:MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL 90697026 5.000% 8/26/2005 100.2266 0.000 0.00 45.08 0.00 05/01/2018 DD 04/01/03SECID: 9/19/2005 3140OTLF2BROKER:MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO S FNMA POOL#0709963 5.000% 8/26/2005 100.2266 -17,255.590 -17,476.69 17,294.68 -182.01 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401JWYOBROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO Workbench "Actual Settle Date 32 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base IS FNMA POOL#0709963 5.0001% 8/26/2005 100.2266 0.000 0.00 43.14 0.00 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401JWYOBROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL 00713344 5.0009% 8/26/2005 100.2266 -11,771.520 -12.124.65 11,798.19 -326.46 06/01/2018 DD 06/01/03SECID: 9/19/2005 3140 1 NP52BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0713344 5.000% 8/26/2005 100.2266 0.000 0.00 29.43 0.00 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401NP52BROKER: MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO S FNMA POOL#0797160 5.000% 8/26/2005 100.2266 -949,386.060 -962,291.78 951,537.02 -10,754.76 12/01/2019 DD 12/01/04SECID: 9/19/2005 31405RTR7BROKER: MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO IS FNMA POOL#0797160 5.000% 8/26/2005 100.2266 0.000 0.00 2,373.47 0.00 12/01/2019 DD 12/01/04SECID: 9/19/2005 31405RTR7BROKER: MORGAN STANLEY& 9/i/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO S FNMA POOL#0823787 5.000% 8/26/2005 100.2266 -962,173.490 -961,121.11 964,353.41 3,232.30 05/01/2020 DD 05/01/05SECID: 9/19/2005 31406YF47BROKER: MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0823787 5.000% 8/26/2005 100.2266 0.000 0.00 2,405.43 0.00 05/01/2020 DD 05/01/05SECID: 9/19/2005 31406YF47BROKER:MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO S U S TREASURY NOTES 4.2509%08/15/2013 9/19/2005 100.4688 -2,100,000.000 -2,105,699.39 2,109,843.75 4,144.36 DD 08/15/03SEC ID: 912828BH2BROKER: 9/20/2005 LEHMAN GOVT SECS INC,NYOCSF07522202:9/19/2005 LONG TERM OPER-PIMCO Workbench Actual Settle Date 33 Transaction Detail Report 1D: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL#0254866 5.000% 9/1/2005 100.0000 -1,064.990 -1,096.94 1,064.99 -31.95 09/01/2018 DD 08/01/03SECID: 9/1/2005 31371 LCB3OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0254907 5.000% 9/l/2005 100.0000 -8,164.160 -8,164.16 8,164.16 0.00 10/01/2018 DD 09/01/03SECID: 9/1/2005 3137 1 LDLOOCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005- PD FNMA POOL#0254953 5.000% 9/l/2005 100.0000 -5,742.450 -5,816.03 5,742.45 -73.58 11/01/2018 DD 10/01/03SECID: 9/l/2005 3137 1 LE2 I OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005� PD FNMA POOL#0254987 5.000% 9/l/2005 100.0000 -11,695.010 -11,844.85 11,695.01 -149.84 12/01/2018 DD 11/01/03SECID: 9/l/2005 31371LF460CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005- PD FNMA POOL#0323980 6.000% 9/1/2005 100.0000 -3,059.130 -3,193.92 3,059.13 -134.79 04/01/2014 DD 09/01/99SECID: 9/l/2005 31374T2MOOCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0357328 5.000% 9/l/2005 100.0000 -322.160 -331.82 322.16 -9.66 O1/01/2018 DD O1/01/03SEC ID: 9/l/2005 31376J4M8OCSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL#0357430 5.0000%, 9/1/2005 100.0000 -26,487.270 -26,785.25 26,487.27 -297.98 09/01/2018 DD 09/0 1/03SEC ID: 9/l/2005 31376KA7 I OCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0456482 6.000% 9/1/2005 100.0000 -1,265.750 -1,321.52 1,265.75 -55.77 02/01/2014 DD 02/01/99SECID: 9/l/2005 31381CCT20CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005• Workbench Actual Settle Date 38 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base S DREYFUS TREASURY CASH MGMTSEC ID: 9/30/2005 1.0000 -3,218.270 -3,218.27 3,218.27 0.00 996085247OCSF07511102: LIQUID OPER- 9/30/2005 PIMCO 9/30/2005 S DREYFUS TREASURY CASH MGMTSEC ID: 9/30/2005 1.0000 -279,043.970 -279,043.97 279,043.97 0.00 9960852470CSF07522202: LONG TERM 9/30/2005 OPER-PIMCO 9/30/2005 S BSDT-LATE MONEY DEPOSIT ACCTSEC 1D: 9/26/2005 1.0000 -12,797.280 -12,797.28 12,797.28 0.00 9960870940CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 TOTAL CASH&CASH EQUIVALENTS U.S.DOLLAR: -304,414,339.010 -304,331,926.10 304,393,242.36 -0.12 TOTAL CASH&CASH EQUIVALENTS BASE: -304,414,339.010 -304,331,926.10 304,393,242.36 -0.12 FIXED INCOME SECURITIES U.S.DOLLAR S FNMA POOL#0357328 5.000% 8/26/2005 100.2266 -19,892.180 -20,488.96 19,937.24 -551.72 O1/01/2018 DD 01/01/03SECID: 9/19/2005 31376J4M8BROKER: MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO 1S FNMA POOL#0357328 5.000% 8/26/2005 100.2266 0.000 0.00 49.73 0.00 O1/01/2018 DD 01/01/03SECID: 9/19/2005 31376J4M8BROKER: MORGAN STANLEY& 9/l/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0357430 5.000% 8/26/2005 100.2266 -971,072.310 -981,996.87 973,272.39 -8,724.48 09/01/2018 DD 09/01/03SECID: 9/19/2005 31376KA7 I BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO Workberich Actual Settle Date 31 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: uSD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IS FNMA POOL#0357430 5.000% 8/26/2005 100.2266 0.000 0.00 2,427.68 0.00 09/01/2018 DD 09/01/03SECID: 9/19/2005 31376KA71BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0555453 5.000% 8/26/2005 100.2266 -26,581.270 -26,921.85 26,641.49 -280.36 05/01/2018 DD 04/01/03SECID: 9/19/2005 31385XBW6BROKER:MORGAN STANLEY& 9/l/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0555453 5.000% 8/26/2005 100.2266 0.000 0.00 66.45 .0.00 05/01/2018 DD 04/01/03SECID: 9/19/2005 31385XBW6BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0685665 5.000% 8/26/2005 100.2266 -24,132.330 -24,856.30 24,187.01 -669.29 02/01/2018 DD 02/01/03SECID: 9/19/2005 31400EW22BROKER:MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0685665 5.000% 8/26/2005 100.2266 0.000 0.00 60.33 0.00 02/01/2018 DD 02/01/03SECID: 9/19/2005 31400EW22BROKER:MORGAN STANLEY& 9/l/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0697026 5.000% 8/26/2005 100.2266 -18,033.800 -18,574.83 18,074.65 -500.18 05/01/2018 DD 04/01/03SECID: 9/19/2005 31400TLF2BROKER: MORGAN STANLEY& 9/l/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0697026 5.000% 8/26/2005 100.2266 0.000 0.00 45.08 0.00 05/01/2018 DD 04/01/03SECID: 9/19/2005 31400TLF2BROKER:MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO S FNMA POOL#0709963 5.000% 8/26/2005 100.2266 -17,255.590 -17,476.69 17,294.68 -182.01 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401JWYOBROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO Workbench "Actual Settle Date 32 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IS FNMA POOL#0709963 5.000% 8/26/2005 100.2266 0.000 0.00 43.14 0.00 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401JWYOBROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO S FNMA POOL#0713344 5.000% 8/26/2005 100.2266 -11,771.520 -12,124.65 11,798.19 -326.46 06/01/2018 DD 06/01/03SECID: 9/19/2005 3140INP52BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO IS FNMA POOL#0713344 5.000`%p 8/26/2005 100.2266 0.000 0.00 29.43 0.00 06/01/2018 DD 06/01/03SECID: 9/19/2005 31401NP52BROKER:MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0797160 5.000% 8/26/2005 100.2266 -949,386.060 -962,291.78 951,537.02 -10,754.76 12/01/2019 DD 12/01/04SECID: 9/19/2005 31405RTR7BROKER: MORGAN STANLEY& 9/1/2005 CO INC, NYOCSF07522202: LONG TERM OPER-PIMCO IS FNMA POOL#0797160 5.000% 8/26/2005 100,2266 0.000 0.00 2,373.47 0.00 12/01/2019 DD 12/01/04SECID: 9/19/2005 31405RTR7BROKER: MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO S FNMA POOL#0823787 5.000% 8/26/2005 100.2266 -962,173.490 -961,121.11 964,353.41 3,232.30 05/01/2020 DD 05/01/05SECID: 9/19/2005 31406YF47BROKER:MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202:LONG TERM OPER-PIMCO IS FNMA POOL#0823787 5.000% 8/26/2005 100.2266 0.000 0.00 2,405.43 0.00 05/01/2020 DD 05/01/05SECID: 9/19/2005 31406YF47BROKER:MORGAN STANLEY& 9/1/2005 CO INC,NYOCSF07522202: LONG TERM OPER-PIMCO S U S TREASURY NOTES 4.250%08/15/2013 9/19/2005 100.4688 -2,100,000.000 -2,105,699.39 2,109,843.75 4,144.36 DD 08/15/03SEC ID: 912828131-1213ROKER: 9/20/2005 LEHMAN GOVT SECS INC,NYOCSF07522202:9/19/2005 LONG TERM OPER-PIMCO Workbench •Actual Settle Date 33 Transaction Detail Report ID: EWBAO9 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00O10O00 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Ex Rate Shares/Par Base Base Base IS U S TREASURY NOTES 4.250%08/15/2013 9/19/2005 100.4688 0.000 0.00 8,730.98 0.00 DD 08/15/03SEC ID:912828BH2BROKER: 9/20/2005 LEHMAN GOUT SECS INC, NYOCSF07522202:9/19/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 3.375% 12/15/2008 9/21/2005 98.2188 -10,900,000.000 -10,644,845.28 10,705,843.75 60,998.47 DD 12/15/03SEC ID:912828BT6BROKER: 9/22/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/21/2005 LONG TERM OPER-P1MCO IS U S TREASURY NOTES 3.375% 12/15/2008 9/21/2005 98.2188 0.000 0.00 99,507.17 0.00 DD 12/15/03SEC ID:912828BT6BROKER: 9/22/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/21/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 2.750%06/30/2006 9/7/2005 99.2188 -9,500,000.000 -9,487,380.07 9,425,781.25 -61,598.82 DD 06/30/04SEC 1D:912828CMOBROKER: 9/8/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/7/2005 LONG TERM OPER-PIMCO IS U S TREASURY NOTES 2.750%06/30/2006 9/7/2005 99.2188 0.000 0.00 49,694.29 0.00 DD 06/30/04SEC ID:912828CMOBROKER: 9/8/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/7/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 2.750%07/31/2006 9/14/2005 99.1250 -5,000,000.000 -5,010,604.84 4,956,250.00 -54,354.84 DD 07/31/04SEC 1D:912828CQIBROKER: 9/15/2005 MERRILL LYNCH PIERCE FENNER SMITH INC 9/14/2005 NYOCSF07522202:LONG TERM OPER-PIMCO IS U S TREASURY NOTES 2.750%07/31/2006 9/14/2005 99.1250 0.000 0.00 17,187.50 0.00 DD 07/31/04SEC ID:9 12828CQ 1 BROKER: 9/15/2005 MERRILL LYNCH PIERCE FENNER SMITH INC 9/14/2005 NYOCSF07522202:LONG TERM OPER-PIMCO S U S TREASURY NOTES 2.750%07/31/2006 9/20/2005 99.0625 -14,000,000.000 -13,927,531.83 13,868,750.00 -58,781.83 DD 07/31/04SEC ID:912828CQ 1 BROKER: 9/21/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-P1MCO Workbench *Actual Settle Date 34 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IS U S TREASURY NOTES 2.750%07/31/2006 9/20/2005 99.0625 0.000 0.00 54,402.17 0.00 DD 07/31/04SEC ID: 9 12828CQ I BROKER: 9/21/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 3.500% 12/15/2009 9/20/2005 97.8750 -13,920,000.000 -13,733,493.75 13,624,200.00 -109,293.75 DD 12/15/04SEC ID: 912828DE7BROKER: 9/21/2005 GOLDMAN SACHS&CO, NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IS U S TREASURY NOTES 3.500% 12/15/2009 9/20/2005 97.8750 0.000 0.00 130,452.46 .0.00 DD 12/15/04SEC ID: 912828DE7BROKER: 9/21/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 4.000%03/15/2010 9/2/2005 100.7891 -15,000,000.000 -14,928,462.05 15,118,359.38 189,897.33 DD 03/15/05SEC ID: 912828DP2BROKER: 9/6/2005 BARCLAYS CAPITAL INC,NEW 9/2/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO IS U S TREASURY NOTES 4.000%03/15/2010 9/2/2005 100.7891 0.000 0.00 285,326.09 0.00 DD 03/15/05SEC ID:912828DP2BROKER: 9/6/2005 BARCLAYS CAPITAL INC, NEW 9/2/2005 YORKOCSF07522202: LONG TERM OPER- PIMCO S U S TREASURY NOTES 4.000%03/15/2010 9/6/2005 100.5069 -15,000,000.000 -15,001,166.59 15,076,030.80 74,864.21 DD 03/15/05SEC ID:912828DP2BROKER: 9/21/2005 UBS SECURITIES LLC, 9/6/2005 STAMFORDOCSF07522202: LONG TERM OPER-PIMCO IS U S TREASURY NOTES 4.000%03/15/2010 9/6/2005 100.5069 0.000 0.00 9,944.75 0.00 DD 03/15/05SEC ID:912828DP2BROKER: 9/21/2005 UBS SECURITIES LLC, 9/6/2005 STAMFORDOCSF07522202: LONG TERM OPER-PIMCO S U S TREASURY NOTES 3.750%03/31/2007 9/20/2005 99.6875 -11,200,000.000 -11,165,662.54 11,165,000.00 -662.54 DD 03/31/05SEC ID:912828DQOBROKER: 9/21/2005 CREDIT SUISSE,NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO Workbench Actual Settle Date 35 Transaction Detail Report 1D: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IS U S TREASURY NOTES 3.750%03/31/2007 9/20/2005 99.6875 0.000 0.00 199,672.13 0.00 DD 03/31/05SEC ID:912828DQOBROKER: 9/21/2005 CREDIT SUISSE, NEW YORKOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO S U STREASURY NOTES 3.500%05/31/2007 9/20/2005 99.2188 -11,000,000.000 -10,902,179.20 10,914,062.50 11,883.30 DD 05/31/05SEC ID:912828DW7BROKER: 9/21/2005 GOLDMAN SACHS&CO, NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IS U S TREASURY NOTES 3.500%05/31/2007 9/20/2005 99.2188 0.000 0.00 118,866.12 0.00 DD 05/31/05SEC 1D: 912828DW7BROKER: 9/21/2005 GOLDMAN SACHS&CO, NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO S U S TREASURY NOTES 3.625%06/30/2007 9/20/2005 99.3750 -20,000,000.000 -19,864,857.19 19,875,000.00 10,142.81 DD 06/30/05SEC ID:912828DY313ROKER: 9/21/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO IS U S TREASURY NOTES 3.625%06/30/2007 9/20/2005 99.3750 0.000 0.00 163,519.02 0.00 DD 06/30/05SEC ID: 912828DY3BROKER: 9/21/2005 GOLDMAN SACHS&CO,NYOCSF07522202: 9/20/2005 LONG TERM OPER-PIMCO TOTAL FIXED INCOME SECURITIES U.S.DOLLAR: -130,620,298.550 -129,797,735.77 130,992,020.93 48,481.74 TOTAL FIXED INCOME SECURITIES BASE: -130,620,298.550 -129,797,735.77 130,991,020.93 48,481.74 TOTAL SALES BASE: -435,034,637.560 -434,129,662.87 435,394,263.29 48,482.62 PRINCIPAL PAYMENTS FIXED INCOME SECURITIES U.S.DOLLAR Workbench Actual Settle Date 36 i Transaction Detail Report ID: EW33A09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD WMP/HUNTOON PAIGE#000-11150 7.500% 9/l/2005 100.0000 -890.500 -871.16 890.50 19.34 12/01/2030 DD 10/21/99SECID: 9/1/2005 302998GE30CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/29/2005* PDC FHLMC MULTICLASS MTG SER E3 A VAR RT 8/1/2005 100.0000 13,104.100 13,118.06 -13,104.10 13.96 08/15/2032 DD 12/01/97SEClD: 8/l/2005 3133TCE950CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/15/2005* PD FHLMC MULTICLASS MTG SER E3 A VAR RT 8/1/2005 100.0000 -13,104.750 -13,118.71 13,104.75 -13.96 08/15/2032 DD 12/01/97SEClD: 8/1/2005 3133TCE950CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/16/2005 1 PD FHLMC MULTICLASS MTG SER E3 A VAR RT 9/1/2005 100.0000 -12.151.150 -12,164.09 12,151.15 -12.94 08/15/2032 DD 12/01/97SEClD: 9/1/2005 3133TCE950CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO PD FHLMC GROUP#78-6064 6.384% 9/1/2005 100.0000 -2,047.050 -1,997.15 2,047.05 49.90 01/01/2028 DD 12/01/97SEClD: 9/1/2005 31348SWZ30CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO PD FNMA POOL#0254510 5.000% 9/1/2005 100.0000 -13,658.530 -14,068.29 13,658.53 -409.76 11/01/2017 DD 10/0 1/02SEC ID: 9/l/2005 3137 1 KVB40CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL40254631 5.000% 9/1/2005 100.0000 -2,479.450 -2,553.83 2,479.45 -74.38 02/01/2018 DD 01/01/03SECID: 9/1/2005 31371KY470CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0254760 5.000% 9/1/2005 100.0000 -2,186.440 -2,252.03 2,186.44 -65.59 06/01/2018 DD 05/01/03SECID: 9/1/2005 31371 K5V90CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 37 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0254866 5.000/, 9/l/2005 100.0000 -1,064.990 -1,096.94 1,064.99 -31.95 09/01/2018 DD 08/01/03SECID: 9/1/2005 3137ILCB30CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0254907 5.0001/4 9/l/2005 100.0000 -8,164.160 -8,164.16 8,164.16 0.00 10/01/2018 DD 09/01/03SECID: 9/1/2005 3137ILDLOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0254953 5.000% 9/l/2005 100.0000 -5,742.450 -5,816.03 5,742.45 -73.58 11/01/2018 DD 10/01/03SECID: 9/1/2005 31371LE2IOCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0254987 5.000% 9/l/2005 100.0000 -11,695.010 -11,844.85 11,695.01 -149.84 12/01/2018 DD 11/01/03SECID: 9/l/2005 3137ILF460CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0323980 6.000% 9/1/2005 100.0000 -3,059.130 -3,193.92 3,059.13 -134.79 04/01/2014 DD 09/01/99SECID: 9/l/2005 31374T2MOOCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/20U5* PD FNMA POOL#0357328 5.000% 9/l/2005 100.0000 -322.160 -331.82 322.16 -9.66 01/01/2018 DD 01/01/03SECID: 9/l/2005 31376J4M80CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0357430 5.0000/, 9/l/2005 100.0000 -26,487.270 -26,785.25 26,487.27 -297.98 09/01/2018 DD 09/01/03SECID: 9/1/2005 31376KA710CSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL00456482 6.000% 9/l/2005 100.0000 -1,265.750 -1,321.52 1,265.75 -55.77 02/01/2014 DD 02/01/99SECID: 9/l/2005 31381 CCT20CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* Workbench "Actual Settle Date 38 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL90509649 6.000`%u 9/l/2005 100.0000 -815.650 -851.59 815.65 -35.94 09/01/2014 DD 09/01/99SECID: 9/1/2005 31383QEWOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0533451 6.000% 9/l/2005 100.0000 -2,534.290 -2,645.96 2,534.29 -111.67 06/01/2015 DD 07/0 1/OOSEC ID: 9/l/2005 31384VZQ80CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005� PD FNMA POOL 00555363 5.000% 9/l/2005 100.0000 -5,717.340 -5,888.86 5,717.34 -171.52 04/01/2018 DD 03/01/03SECID: 9/l/2005 31385W5YIOCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0555453 5.000% 9/l/2005 100.0000 -601.250 -608.95 601.25 -7.70 05/01/2018 DD 04/01/03SECID: 9/l/2005 31385XBW6OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0555545 5.000% 9/l/2005 100.0000 -5,016.020 -5,166.50 5,016.02 -150.48 06/01/2018 DD 05/01/03SECID: 9/l/2005 31385XES2OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0555621 5.000% 9/l/2005 100.0000 -14,721.870 -14,887.49 14,721.87 -165.62 07/01/2018 DD 06/01/03SECID: 9/1/2005 31385XG68OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0681309 5.000% 9/l/2005 100.0000 -6,922.370 -7,130.04 6,922.37 -207.67 02/01/2018 DD 02/01/03SECID: 9/1/2005 31391Y3S4OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/2G/2005* PD FNMA POOL#0681334 5.000% 9/1/2005 100.0000 -932.850 -960.84 932.85 -27.99 02/01/2018 DD 01/01/03SECID: 9/1/2005 3139 1 Y4T I OCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005* Workbench "Actual Settle Date 39 i Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0684798 5.500%, 9/l/2005 100.0000 -12,344.930 -12,334.32 12,344.93 10.61 03/01/2033 DD 03/01/03SECID: 9/l/2005 31400DX3 I OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0684908 5.000% 9/l/2005 100.0000 -8,723.500 -8,835.27 8,723.50 -111.77 06/01/2018 DD 05/01/03SEC ID: 9/l/2005 31400D3R1OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL 90685200 5.000% 9/l/2005 100.0000 -4,412.950 -4,469.49 4,412.95 -56.54 03/01/2018 DD 03/01/03SEC ID: 9/l/2005 31400EGH7OCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0685665 5.000% 9/l/2005 100.0000 -643.950 -663.27 643.95 -19.32 02/01/2018 DD 02/01/03SEC ID: 9/l/2005 31400EW22OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0686318 5.000% 9/l/2005 100.0000 -4,930.280 -5,078.19 4,930.28 -147.91 03/01/2018 DD 03/01/03SECID: 9/l/2005 31400FPB7OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0688739 5.000% 9/l/2005 100.0000 -511.880 -527.24 511.88 -15.36 06/01/2018 DD 06/01/03SECID: 9/l/2005 31400JEL9OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0689859 5.000% 9/l/2005 100.0000 -405.130 -410.32 405.13 -5.19 05/01/2018 DD 05/01/03SEC ID: 9/l/2005 3140OKMG8OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0693834 5.000% 9/l/2005 100.0000 -11,809.060 -12,163.33 11,809.06 -354.27 03/01/2018 DD 03/01/03SECID: 9/1/2005 3140OPY740CSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 40 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL#0695852 5.000% 9/1/2005 100.0000 -3,876.460 -3,992.75 3,876.46 -116.29 05/01/2018 DD 05/01/03SECID: 9/1/2005 31400SBVOOCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL 00695889 5.000% 9/1/2005 100.0000 -8,405.730 -8,657.90 8,405.73 -252.17 05/01/2018 DD 05/01/03SEC ID: 9/1/2005 31400SC230CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0697026 5.000% 9/1/2005 100.0000 -426.010 -438.79 426.01 -12.78 05/01/2018 DD 04/01/03SECID: 9/1/2005 31400TLF2OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0702210 5.000% 9/l/2005 100.0000 -4,180.140 -4,305.54 4,180.14 -125.40 05/01/2018 DD 05/01/03SECID: 9/l/2005 3140IADP90CSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL 00702328 5.000% 9/1/2005 100.0000 -2,072.710 -2,099.27 2,072.71 -26.56 05/01/2018 DD 04/01/03SECID: 9/l/2005 31401AHD2OCSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0709148 5.000% 9/l/2005 100.0000 -3,685.250 -3,795.81 3,685.25 -110.56 06/01/2018 DD 06/01/03SEC ID: 9/l/2005 31401HZM7OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0709360 5.0000/6 9/1/2005 100.0000 -25,504.790 -25,831.57 25,504.79 -326.78 07/01/2018 DD 06/01/03SECID: 9/l/2005 3140IJB56OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0709826 5.000% 9/1/2005 100.0000 -1,880.920 -1,905.02 1,880.92 -24.10 06/01/2018 DD 06/01/03SECID: 9/l/2005 31401JSP4OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005 Workbench Actual Settle Date 41 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: uSD OCSD-CONSOLIDATED-0CSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0709917 5.000% 9/l/2005 100.0000 -2,463.100 -2,494.66 2,463.10 -31.56 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401JVJ40CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005- PD FNMA POOL#0709963 5.000% 9/l/2005 100.0000 -83.740 -84.81 83.74 -1.07 06/01/2018 DD 06/01/03SECID: 9/l/2005 31401JWYO0CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL 00710235 5.000% 9/l/2005 100.0000 -15,145.700 -15,600.07 15,145.70 -454.37 06/O1/2018 DD 06/01/03SECID: 9/l/2005 31401KBC80CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005- PD FNMA POOL#0713344 5.000% 9/l/2005 100.0000 -526.530 -542.33 526.53 -15.80 06/01/2018 DD 06/01/03SECID: 9/l/2005 31401NP520CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL#0713365 5.000% 9/l/2005 100.0000 -4,084.540 -4,136.87 4,084.54 -52.33 07/01/2018 DD 07/01/03SECID: 9/l/2005 31401NQSIOCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2UU5' PD FNMA POOL 1#0720319 5.000% 9/l/2005 100.0000 -14,951.260 -15,142.82 14,951.26 -191.56 07/01/2018 DD 07/01/03SECID: 9/1/2005 31401WG450CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005- PD FNMA POOL 40720369 5.000% 9/l/2005 100.0000 -38,946.940 -40,115.35 38,946.94 -1,168.41 06/01/2018 DD 06/01/03SECID: 9/l/2005 31401WJNO0CSF07522202: LONG TERM 9/1/2005 OPER-P1MCO 9/26/2005- PD FNMA POOL#0721629 5.000% 9/l/2005 100.0000 -7,636.780 -7,865.88 7,636.78 -229.10 07/01/2018 DD 06/01/03SECID: 9/l/2005 31401XVW40CSF07522202: LONGTERM 9/l/2005 OPER-PIMCO 9/26/2005- Workbench 'Actual Settle Date 42 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: usD OCSD.CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0723487 5.0001%) 9/1/2005 100.0000 -857.120 -866.76 857.12 -9.64 06/01/2018 DD 06/01/03SECID: 9/1/2005 31402AXQ40CSF07522202: LONG TERM 9/1/2005 OPER-PIM CO 9/26/2005" PD FNMA POOL#0725530 5.000% 9/1/2005 100.0000 -48,591.490 -49,252.03 48,591.49 -660.54 06/01/2019 DD 05/01/04SECID: 9/1/2005 31402DA750CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL90729601 5.000% 9/1/2005 100.0000 -11,077.360 -11,219.29 11,077.36 -141.93 07/01/2018 DD 07/01/03SECID: 9/1/2005 31402HRW30CSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL U0732873 5.000% 9/1/2005 100.0000 -211.700 -214.41 211.70 -2.71 11/01/2018 DD 10/01/03SECID: 9/1/2005 31402MFN50CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL#0735227 5.500% 9/1/2005 100,0000 -19,552.080 -19,717.05 19,552.08 -164.97 02/01/2035 DD 01/01/05SECID: 9/1/2005 31402QYYIOCSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL#0735856 5.000% 9/1/2005 100.0000 -3,144.800 -3,175.27 3,144.80 -30.47 08/01/2020 DD 08/01/05SECID: 9/1/2005 31402RQH50CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL#0737130 5.0000/6 9/1/2005 100.0000 -2,698.030 -2,732.60 2,698.03 -34.57 10/01/2018 DD 10/0 1/03SEC ID: 9/1/2005 31402S4P90CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005" PD FNMA POOL 90738211 5.000% 9/1/2005 100.0000 -8,627.600 -8,738.14 8,627.60 -110.54 10/01/2018 DD 10/01/03SEC ID: 9/1/2005 31402UDQ20CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005" NVorkbeach Actual Settle Date 43 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL#0738487 5.000% 9/1/2005 100.0000 -2,823.460 -2,859.64 2,823.46 -36.18 10/01/2018 DD 10/01/03SEC ID: 9/1/2005 31402UNC2OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0740457 5.000% 9/1/2005 100.0000 -25,514.710 -25,861.55 25,514.71 -346.84 10/01/2018 DD 10/01/03SEC ID: 9/1/2005 31402WTN8OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0740471 5.000% 9/1/2005 100.0000 -2,979.020 -3,017.19 2,979.02 -38.17 10/01/2018 DD 10/01/03SEC ID: 9/1/2005 31402WT40OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0740748 5.000% 9/1/2005 100.0000 -18,868.240 -19,109.99 18,868.24 -241.75 10/01/2018 DD 11/01/03SEC ID: 9/l/2005 31402W5H7OCSF07522202: LONGTERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0743868 5.000% 9/1/2005 100.0000 -871.500 -882.67 871.50 -11.17 11/01/2018 DD 10/01/03SEC ID: 9/1/2005 31403BMRIOCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0744008 5.000% 9/1/2005 100.0000 -4,267.950 -4,322.63 4,267.95 -54.68 07/01/2018 DD 09/01/03SEC 1D: 9/1/2005 31403BR540CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0744316 5.000% 9/1/2005 100.0000 -3,560.550 -3,606.17 3,560.55 -45.62 09/01/2018 DD 09/01/03SECID: 9/1/2005 31403B3Z4OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0747914 5.000% 9/1/2005 100.0000 -10,105.090 -10,234.56 10,105.09 -129.47 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403F3XOOCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 Workbench *Actual Settle Date 44 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD i OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL#0748400 5.000% 9/1/2005 100.0000 -3,100.600 -3,140.33 3,100.60 -39.73 08/01/2018 DD 09/01/03SECID: 9/l/2005 31403GNR9OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL 40748899 5.000% 9/l/2005 100.0000 -26,948.500 -27,293.78 26,948.50 -345.28 12/01/2018 DD 11/01/03SECID: 9/l/2005 31403G7LOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0750377 5.000% 9/l/2005 100.0000 -37,604.280 -38,086.08 37,604.28 -481.80 11/01/2018 DD 11/01/03SECID: 9/l/2005 31403JUA2OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0750380 5.000% 9/1/2005 100.0000 -21,360.100 -21,633.78 21,360.10 -273.68 11/01/2018 DD 11/0 1/03SEC ID: 9/l/2005 31403JUD6OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0750445 5.000% 9/l/2005 100.0000 -619.990 -627.93 619.99 -7.94 11/01/2018 DD 11/01/03SECID: 9/l/2005 31403JWE2OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL 90751960 5.000% 9/l/2005 100.0000 -4,125.730 -4,178.59 4,125.73 -52.86 12/01/2018 DD 11/O1/03SECID: 9/l/2005 31403LMHIOCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0753425 5.000% 9/l/2005 100.0000 -8,428.980 -8,526.44 8,428.98 -97.46 11/01/2018 DD 11/O1/03SECID: 9/l/2005 31403NA23OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0755165 5.000% 9/l/2005 100.0000 -15,511.420 -15,710.16 15,511.42 -198.74 12/01/2018 DD 11/O1/03SECID: 9/1/2005 31403Q6A3OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 45 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: uSD OCSD-CONSOLIDATED-OCSG00020000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0756372 5.000% 9/l/2005 100.0000 -4,132.290 -4,180.07 4,132.29 -47.78 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403SJR8OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0784251 5.0000% 9/l/2005 100.0000 -129,147.340 -130,902.94 129,147.34 -1,755.60 11/01/2019 DD 11/01/04SECID: 9/l/2005 31405BH460CSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL#0789670 5.000% 9/l/2005 100.0000 -18,535.110 -18,787.07 18,535.11 -251.96 12/01/2019 DD 12/01/04SECID: 9/l/2005 31405HJP40CSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL#0792432 5.000% 9/1/2005 100.0000 -11,214.020 -11,366.46 11,214.02 -152.44 10/01/2019 DD 10/01/04SECID: 9/1/2005 31405LLM9OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL#0792437 5.000% 9/1/2005 100.0000 -172.439.800 -172,439.80 172,439.80 0.00 10/01/2019 DD 10/0 1/04SEC ID: 9/l/2005 31405LLS6OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2UU5* PD FNMA POOL#0794195 5.000% 9/l/2005 100.0000 -39,298.910 -39,833.13 39,298.91 -534.22 11/01/2019 DD 11/01/04SECID: 9/l/2005 31405NKG90CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0797160 5.000% 9/l/2005 100.0000 -264,012.690 -267,601.61 264,012.69 -3,588.92 12/01/2019 DD 12/01/04SECID: 9/1/2005 31405RTR7OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL 90797408 5.000% 9/l/2005 100.0000 -3,026,730 -3,067.87 3,026.73 -41.14 12/01/2019 DD 12/01/04SECID: 9/l/2005 31405R3RSOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* Workbench 'Actual Settle Date 46 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/200S Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Es Rate Shares/Par Base Base Base PD FNMA POOL#0797414 5.000% 9/l/2005 100.0000 -3,611.270 -3,660.36 3,611.27 -49.09 12/01/2019 DD 12/01/04SECID: 9/1/2005 31405R3X2OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0800370 5.000% 9/1/2005 100.0000 -1,510.950 -1,509.30 1,510.95 1.65 12/01/2019 DD 11/01/04SECID: 9/l/2005 31405VFK8OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26J2005* PD FNMA POOL 00800998 5.500% 9/1/2005 100.0000 -332.430 -332.14 332.43 0.29 11/01/2034 DD 11/01/04SECID: 9/l/2005 31405V3F2OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0803923 5.000% 9/l/2005 100.0000 -13,006.520 -13,183.33 13,006.52 -176.81 12/01/2019 DD 12/01/04SECID: 9/l/2005 31406AD4IOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0807711 5.000% 9/l/2005 100.0000 -79,445.900 -80,525.87 79,445.90 -1,079.97 01/01/2020 DD 01/01/05SECID: 9/l/2005 31406EKY90CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0808933 5.500% 9/l/2005 100.0000 -341.950 -341.66 341.95 0.29 01/01/2035 DD 01/01/05SECID: 9/l/2005 31406FV24OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 * PD FNMA POOL#0809350 5.500% 9/l/2005 100.0000 -3,612.140 -3,609.04 3,612.14 3.10 12/01/2034 DD 01/01/05SECID: 9/l/2005 31406GEX3OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* PD FNMA POOL#0814930 5.500% 9/l/2005 100.0000 -391.490 -391.15 391.49 0.34 04/01/2035 DD 04/01/05SECID: 9/1/2005 31406NLK80CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005* Workbench Actual Settle Date 47 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSGO0010O00 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD FNMA POOL#0815923 5.500% 9/l/2005 100.0000 -371.370 -371.05 371.37 0.32 03/01/2035 DD 03/01/05SECID: 9/l/2005 31406PPG8OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005 PD FNMA POOL#0816246 5.000% 9/l/2005 100.0000 -8,132.490 -8,123.60 8,132.49 8.89 03/01/2020 DD 03/01/05SECID: 9/l/2005 31406PZK8OCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005° PD FNMA POOL#0819566 5.500% 9/1/2005 100.0000 -5,540.940 -5,536.18 5,540.94 4.76 04/01/2035 DD 04/01/05SECID: 9/1/2005 31406TQTIOCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/26/2005= PD FNMA POOL#0822731 5.500% 9/l/2005 100.0000 -6,672.050 -6,666.32 6,672.05 5.73 O5/01/2035 DD 05/01/05SECID: 9/l/2005 31406XA85OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005' PD FNMA POOL40823232 5.500% 9/l/2005 100.0000 -375.490 -375.17 375.49 0.32 06/01/2035 DD 05/01/05SEC ID: 9/1/2005 31406XSV50CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/20U5' PD FNMA POOL#0823787 5.000% 9/l/2005 100.0000 -7,678.570 -7,670.17 7,678.57 8.40 05/01/2020 DD 05/0 1/05SEC ID: 9/l/2005 31406YF470CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/26/2005 PD GNMA POOLM0421389 6.500% 9/l/2005 100.0000 -22.770 -23.90 22.77 -1.13 04/15/2026 DD 04/01/96SECID: 9/l/2005 36206UC23OCSF07522202:LONG TERM 9/l/2005 OPER-PIMCO 9/15/2005' PD GNMA POOL 00449851 6.500% 9/1/2005 100.0000 -26.770 -28.10 26.77 -1.33 O1/15/2028 DD 01/01/98SECID: 9/i/2005 36208FWLOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO 9/15/2005* Workbench Actual Settle Date 48 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base PD GNMA POOL#0466845 6.500% 9/1/2005 100.0000 -49.270 -51.71 49.27 -2.44 06/15/2028 DD 06/01/98SECID: 9/1/2005 36209BTA6OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/15/2005* PD GNMA POOL#0468052 6.500% 9/1/2005 100.0000 -117.030 -122.83 117.03 -5.80 07/15/2028 DD 07/01/98SECID: 9/1/2005 36209C5M40CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/15/2UOS* PD GNMA POOL#0476041 6.500% 9/1/2005 100.0000 -4,385.560 -4,595.93 4,385.56 -210.37 06/15/2028 DD 06/01/98SECID: 9/1/2005 36209MZE7OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/15/2005* PD GNMA POOL#0478626 6.500% 9/1/2005 100.0000 -189.230 -198.31 189.23 -9.08 01/15/2029 DD 01/01/99SEC ID: 9/1/2005 36209QVT90CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/15/2005 PD GNMA POOL#0480598 6.500% 9/1/2005 100.0000 -41.110 -43.08 41.11 -1.97 10/15/2028 DD 10/01/98SEC ID: 9/1/2005 36209S3F6OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/15/2U05* PD GNMA POOL#0512235 6.500% 9/1/2005 100.0000 -8.340 -8.75 8.34 -0.41 11/15/2029 DD 11/01/99SECID: 9/1/2005 36211GBC60CSF07522202:LONGTERM 9/1/2005 OPER-PIMCO 9/15/2005 PD GNMA POOL#0514326 6.500% 9/1/2005 100.0000 -197.880 -207.37 197.88 -9.49 07/15/2029 DD 07/01/99SECID: 9/1/2005 3621IJLF20CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/15/2005* PD GNMA If POOL 90080023 VAR RT 12/20/20269/1/2005 100.0000 -8,164.590 -8,299.82 8,164.59 -135.23 DD 12/01/96SEC ID: 9/1/2005 36225CAZ9OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/20/2005" Workbench Actual Settle Date 49 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base PD GNMA II POOL#080088M 7.375% 9/1/2005 100.0000 -336.250 -343.61 336.25 -7.36 06/20/2027 DD 06/01/97SECID: 9/1/2005 36225CC200CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/20/2005* PD GNMA it POOL#0080395 VAR RT 9/1/2005 100.0000 -6,459.400 -6,400.86 6,459.40 58.54 04/20/2030 DD 04/01/OOSECID: 9/1/2005 36225CNM40CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/20/2005* PD GNMA II POOL#080408X VAR RT 9/1/2005 100.0000 -62,003.470 -61,373.75 62,003.47 629.72 05/20/2030 DD 05/01/OOSECID: 9/1/2005 36225CN280CSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/20/2005* PD GNMA 11 POOL#0080965 VAR RT 9/1/2005 100.0000 -37,393.080 -37,369.71 37,393.08 23.37 07/20/2034 DD 07/01/04SECID: 9/1/2005 36225DCB80CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO 9/20/2005* PD GNMA GTD REMIC TR 2000-9 FH VAR RT 9/16/2005 100.0000 -11,422.520 -11,422.52 11,422.52 0.00 02/16/2030SECID: 9/16/2005 3837H4NX90CSF07522202: LONG TERM 9/16/2005 OPER-PIMCO PD RESIDENTIAL ASSET 03-RSI 1 AIIB VAR RT 9/25/2005 100.0000 -22,595.550 -22,595.55 22,595.55 0.00 12/25/2033 DD 12/30/03SECID: 9/25/2005 760985K830CSF07522202:LONG TERM 9/25/2005 OPER-PIMCO 9/28/2005* PD SBA GTD DEV PARTN 2001-20C 1 6.3401/o 9/1/2005 100.0000 -276,215.980 -276,215.98 276,215.98 0.00 03/01/2021SECID: 9/1/2005 83162CLJOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO TOTAL FIXED INCOME SECURITIES U.S.DOLLAR: -1,790,038.160 -1,806,875.90 1,790,038.16 -16,837.74 Workbench Actual Settle Date 50 Transaction Detail Report ID: EVIBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base TOTAL FIXED INCOME SECURITIES BASE: -1,790,038.160 -1,806,875.90 1,790,038.16 -16,837.74 TOTAL PRINCIPAL PAYMENTS BASE: -1,790,038.160 -1,806,875.90 1,790,038.16 -16,837.74 MATURITIES CASH&CASH EQUIVALENTS U.S. DOLLAR MT DU PONT DE NEMOUR DISC 09/16/2005SEC 9/16/2005 100.0000 -1,000,000.000 -998,646.67 998,646.67 0.00 ID:26354AWG50CSF07511 102: LIQUID 9/16/2005 OPER-PIMCO 9/16/2005 MT DU PONT DE NEMOUR DISC 09/28/2005SEC 9/28/2005 100.0000 -1,900,000.000 -1,890,525.33 1,890,525.33 0.00 ID: 26354AWU4OCSF07511102: LIQUID 9/28/2005 OPER-PIMCO 9/28/2005 MT DU PONT DE NEMOUR DISC 09/29/2005SEC 9/29/2005 100.0000 -1,000,000.000 -998,671.11 998,671.11 0.00 ID:26354AWV2OCSF07511102:LIQUID 9/29/2005 OPER-PIMCO 9/29/2005 MT FEDERAL HOME LN BK CONS DISC MAT 9/6/2005 100.0000 -4,100,000.000 -4,098,460.22 4,098,460.22 0.00 09/06/2005SECID: 9/6/2005 313385LJ3OCSF07511102: LIQUID OPER- 9/6/2005 PI MCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/7/2005 100.0000 -4,100,000.000 -4,099,612.78 4,099,612.78 0.00 09/07/2005SECID: 9/7/2005 313385LKOOCSF07511102: LIQUID OPER- 9/7/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC MAT 9/8/2005 100.0000 -1,300,000.000 -1,299,877.94 1,299,877.94 0.00 9/8/2005SEC ID:313385LL8OCSF07511102: 9/8/2005 LIQUID OPER-PIMCO 9/8/2005 Workbench Actual Settle Date 51 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base MT FEDERAL HOME LN BK CONS DISC MAT 9/9/2005 100.0000 -2,300,000.000 -2,281,279.28 2,281,279.28 0.00 9/9/2005SEC ID:313385LM6OCSF07511102:9/9/2005 LIQUID OPER-PIMCO 9/9/2005 MT FEDERAL HOME LN BK CONS DISC N MAT 9/12/2005 100.0000 -3,800,000.000 -3,798,929.67 3,798,929.67 0.00 09/12/2005SEC ID: 9/12/2005 313385LQ70CSF07511102:LIQUID OPER- 9/12/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC MAT 9/13/2005 100.0000 -6,500,000.000 -6,499,382.50 6,499,382.50 0.00 09/13/2005SECID: 9/13/2005 313385LR5OCSF07511102: LIQUID OPER- 9/13/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/15/2005 100.0000 -2,800,000.000 -2,799,735.56 2,799,735.56 0.00 09/15/2005SECID: 9/15/2005 313385LTIOCSF07511 102: LIQUID OPER- 9/15/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC BOND 9/16/2005 100.0000 -6,500,000.000 -6,499,353.61 6,499,353.61 0.00 MATURITYSEC ID: 9/16/2005 313385LU8OCSF07511102: LIQUID OPER- 9/16/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/19/2005 100.0000 -6,500,000.000 -6,498,087.92 6,498,087.92 0.00 09/19/2005SECID: 9/19/2005 313385LX2OCSF07511102: LIQUID OPER- 9/19/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/20/2005 100.0000 -6,500,000.000 -6,499,359.03 6,499,359.03 0.00 09/20/2005SECID: 9/20/2005 313385LYOOCSF07511102:LIQUID OPER- 9/20/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/21/2005 100.0000 -6,500,000.000 -6,499,368,06 6,499,368.06 0.00 09/21/2005SECID: 9/21/2005 313385LZ7OCSF07511102: LIQUID OPER- 9/21/2005 PIMCO Workbench "Actual Settle Date 52 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/200S Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base MT FEDERAL HOME LN BK CONS DISC N MAT 9/22/2005 100.0000 -6,500,000.000 -6,499,350.00 6,499,350.00 0.00 09/22/2005SECID: 9/22/2005 313385MAIOCSF07511102: LIQUID OPER- 9/22/2005 PIMCO MT FEDERAL HOME LN BK CONS SYSTEM MAT 9/23/2005 100.0000 -6,500,000,000 -6,499,373.47 6,499,373.47 0.00 09/23/2005SECID: 9/23/2005 313385MB9OCSF07511102: LIQUID OPER- 9/23/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/26/2005 100.0000 -6,500,000.000 -6,498,060.83 6,498,060.83 0.00 09/26/2005SECID: 9/26/2005 313385ME3OCSF07511102: LIQUID OPER- 9/26/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC MAT 9/27/2005 100.0000 -6,500,000.000 -6,499,350.00 6,499,350.00 0.00 09/27/2005SECID: 9/27/2005 313385MFOOCSF07511102: LIQUID OPER- 9/27/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC MAT 9/28/2005 100.0000 -6,500,000.000 -6,499,346.39 6,499,346.39 0.00 09/28/2005SECID: 9/28/2005 313385MG80CSF07511 102: LIQUID OPER- 9/28/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC N MAT 9/29/2005 100.0000 -6,500,000.000 -6,499,350.00 6,499,350.00 0.00 09/29/2005SECID: 9/29/2005 313385MH60CSF0751 1102: LIQUID OPER- 9/29/2005 PIMCO MT FEDERAL HOME LN BK CONS DISC MAT 9/30/2005 100.0000 -6,700,000.000 -6,699,330.00 6,699,330.00 0.00 09/30/2005SECID: 9/30/2005 313385MJ20CSF07511102:LIQUID OPER- 9/30/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/6/2005 100.0000 -2,600,000.000 -2,593,641.91 2,593,641.91 0.00 09/06/2005SECID: 9/6/2005 313397W8OCSF07511102: LIQUID OPER- 9/6/2005 PIMCO Workberich Actual Settle Date 53 Transaction Detail Report M: EWBA09 J Reported b Transaction Category p y g ry Base Currency: USD OCSD-CONSOLIDATED-OCSG000100OO 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base MT FEDERAL HOME LN MTG CORP DISC 9/13/2005 100.0000 -2,000,000.000 -1,983,569.44 1,983,569.44 0.00 0.000%09/13/2005 DD 09/13/04SECID: 9/13/2005 313397LROOCSF07511102: LIQUID OPER- 9/13/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/16/2005 100.0000 -3,800,000.000 -3,799,622.11 3,799,622.11 0.00 09/16/2005SECID: 9/16/2005 313397LU30CSF07511102: LIQUID OPER- 9/16/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/19/2005 100.0000 -3,800,000.000 -3,798,882.17 3,798,882.17 •0.00 09/19/2005SECID: 9/19/2005 313397LX7OCSF07511102: LIQUID OPER- 9/19/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/20/2005 100.0000 -3,800,000.000 -3,799,625.28 3,799,625.28 0.00 09/20/2005SECID: 9/20/2005 313397LY5OCSF07511102: LIQUID OPER- 9/20/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/21/2005 100.0000 -3,800,000.000 -3,799,635.83 3,799,635.83 0.00 09/21/2005SECID: 9/21/2005 313397LZ2OCSF07511102:LIQUID OPER- 9/21/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/22/2005 100.0000 -3,400,000.000 -3,399,667.56 3,399,667.56 0.00 09/22/2005SECID: 9/22/2005 313397MA60CSF07511 102: LIQUID OPER- 9/22/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/23/2005 100.0000 -3,100,000.000 -3,099,698.61 3,099,698.61 0.00 09/23/2005SECID: 9/23/2005 313397MB4OCSF07511102:LIQUID OPER- 9/23/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/26/2005 100.0000 -3,100,000.000 -3,099,088.08 3,099,088.08 0.00 09/26/2005SECID: 9/26/2005 313397ME8OCSF07511102: LIQUID OPER- 9/26/2005 PIMCO Workbench *Actual Settle Date 54 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Bain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base MT FED HOME LN MTG CORP DISC NTS MAT 9/27/2005 100.0000 -3,100,000.000 -3,099,692.58 3,099,692.58 0.00 09/27/2005SECID: 9/27/2005 313397MF50CSF0751 1102: LIQUID OPER- 9/27/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/28/2005 100.0000 -600,000.000 -599,940.50 599,940.50 0.00 09/28/2005SECID: 9/28/2005 313397MG3OCSF07511102: LIQUID OPER- 9/28/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/29/2005 100.0000 -1,100,000.000 -1,099,890.92 1,099,890.92 0.00 09/29/2005SECID: 9/29/2005 313397MH1OCSF07511102: LIQUID OPER- 9/29/2005 PIMCO MT FEDERAL HOME LN MTG CORP DISC MAT 9/30/2005 100.0000 -3,400,000.000 -3,399,662.83 3,399,662.83 0.00 09/30/2005SECID: 9/30/2005 313397MJ7OCSF07511102: LIQUID OPER- 9/30/2005 PIMCO MT GENERAL ELEC CAP DISC 09/09/2005SEC 9/9/2005 100.0000 -1,896,000.000 -1,889,711.25 1,889,711.25 0.00 ID:36959HW94OCSF07511102: LIQUID 9/9/2005 OPER-PIMCO 9/9/2005 MT U S TREASURY BILL 0.000%,09/01/2005 DD 9/1/2005 100.0000 -800,000.000 -798,492.67 798,492.67 0.00 03/03/05SEC ID:912795VP3OCSF07511102: 9/1/2005 LIQUID OPER-PIMCO 9/1/2005 MT U S TREASURY BILL DUE 09/15/2005 DD 9/15/2005 100.0000 -10,800,000.000 -10,793,656.88 10,793,656.88 0.00 03/17/20005SECID: 9/15/2005 912795VR9OCSF07511102: LIQUID OPER- 9/15/2005 PIMCO MT WELLS FARGO BANK NA INSTL C/D 3.500% 9/6/2005 100.0000 -1,800,000.000 -1,800,000.00 1,800,000.00 0.00 09/06/2005 DD 08/12/05SECID: 9/6/2005 9497P2H67OCSF07511102: LIQUID OPER- 9/6/2005 PIMCO Workbench 'Actual Settle Date 55 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSGO0010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base MT WELLS FARGO BANK NA INSTL C/D 3.500%, 9/14/2005 100.0000 -2,800,000.000 -2,800,000.00 2,800,000.00 0.00 09/14/2005 DD 09/07/05SECID: 9/14/2005 9497P2T230CSF0751 1 102: LIQUID OPER- 9/14/2005 PIMCO TOTAL CASH&CASH EQUIVALENTS U.S. DOLLAR: -156,196,000.000 -156,109,928.99 156,109,928.99 0.00 TOTAL CASH&CASH EQUIVALENTS BASE: -156,196,000.000 -156,109,928.99 156,109,928.99 0.00 TOTAL MATURITIES BASE: -156,196,000.000 -156,109,928.99 156,109,928.99 0.00 MISCELLANEOUS ACTIVITY FIXED INCOME SECURITIES U.S. DOLLAR SW TO DELIVER OFF FRACTIONAL UNIT FNMA 9/26/2005 -0.030 -0.03 0.00 -0.03 POOL tt0357328SEC ID: 9/26/2005 31376J4M8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO SW TO DELIVER OFF FRACTIONAL UNIT FNMA 9/26/2005 -0.010 -0.01 0.00 -0.01 POOL 40555453SEC ID: 9/26/2005 31385XBW6OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO SW TO DELIVER OFF FRACTIONAL UNIT FNMA 9/26/2005 -0.020 -0.02 0.00 -0.02 POOL#0709963SEC ID: 9/26/2005 31401JWYOOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO TOTAL FIXED INCOME SECURITIES U.S.DOLLAR: -0.060 -0.06 0.00 -0.06 TOTAL FIXED INCOME SECURITIES BASE: -0.060 -0.06 0.00 -0.06 Workbench "Actual Settle Date 56 Transaction Detail Report ID: EWEAO9 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base EA Rate Shares/Par Base Base Base TOTAL MISCELLANEOUS ACTIVITY BASE: -0.060 -0.06 0.00 .0.06 INTEREST CASH&CASH EQUIVALENTS U.S. DOLLAR IT DU PONT DE NEMOUR DISC 09/16/2005SEC 9/16/2005 1,000,000.000 1,353.33 1,353.33 0.00 ID:26354AWG5OCSF07511102: LIQUID 9/16/2005 OPER-PIMCO 9/16/2005 IT DU PONT DE NEMOUR DISC 09/28/2005SEC 9/28/2005 1,900,000.000 9,474.67 9,474.67 0.00 ID:26354AWU4OCSF07511102: LIQUID 9/28/2005 OPER-PIMCO 9/28/2005 IT DU PONT DE NEMOUR DISC 09/29/2005SEC 9/29/2005 1,000,000.000 1,328.89 1,328.89 0.00 ID:26354AWV2OCSF07511102: LIQUID 9/29/2005 OPER-PIMCO 9/29/2005 IT FEDERAL HOME LN BK CONS DISC MAT 9/6/2005 4,100,000.000 1,539.78 1,539.78 0.00 09/06/2005SECID: 9/6/2005 313385LJ3OCSF07511102: LIQUID OPER- 9/6/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/7/2005 4,100,000.000 387.22 387.22 0.00 09/07/2005SECID: 9/7/2005 313385LKOOCSF0751 1 102: LIQUID OPER- 9/7/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC MAT 9/8/2005 1,300,000.000 122.06 122.06 0.00 9/8/2005SEC ID:313385LL8OCSF07511102: 9/8/2005 LIQUID OPER-PIMCO 9/8/2005 Workbench Actual Settle Date 57 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base IT FEDERAL HOME LN BK CONS DISC MAT 9/9/2005 2,300,000.000 18,720.72 18,720.72 0.00 9/9/2005SEC ID:313385LM60CSF07511102:9/9/2005 LIQUID OPER-PIMCO 9/9/2005 IT FEDERAL HOME LN BK CONS DISC N MAT 9/12/2005 3,800,000.000 1,070.33 1,070.33 0.00 09/12/2005SECID., 9/12/2005 313385LQ70CSF07511102: LIQUID OPER- 9/12/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC MAT 9/13/2005 6,500,000.000 617.50 617.50 0.00 09/13/2005SECID: 9/13/2005 313385LR50CSF07511102:LIQUID OPER- 9/13/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/15/2005 2,800,000.000 264.44 264.44 0.00 09/15/2005SECID: 9/15/2005 313385LTIOCSF07511 102: LIQUID OPER- 9/15/2005 PIMCO IT FEDERAL HOME LN BK CONS DISCSEC ID: 9/16/2005 6,500,000.000 646.39 646.39 0.00 313385LU80CSF07511102: LIQUID OPER- 9/16/2005 PIMCO 9/16/2005 IT FEDERAL HOME LN BK CONS DISC N MAT 9/19/2005 6,500,000.000 1,912.08 1,912.08 0.00 09/19/2005SECID: 9/19/2005 313385LX20CSF07511102: LIQUID OPER- 9/19/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/20/2005 6,500,000.000 640.97 640.97 0.00 09/20/2005SECID: 9/20/2005 31338SLYOOCSF07511102:LIQUID OPER- 9/20/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/21/2005 6,500,000.000 631.94 631.94 0.00 09/21/2005SECID: 9/21/2005 313385LZ70CSF07511102: LIQUID OPER- 9/21/2005 PIMCO Workbench •Actual Settle Date 58 Transaction Detail Report ID: EWBA09 Reported b Transaction Category p y g ry Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base IT FEDERAL HOME LN BK CONS DISC N MAT 9/22/2005 6,500,000.000 650.00 650.00 0.00 09/22/2005SECID: 9/22/2005 313385MAIOCSF07511102: LIQUID OPER- 9/22/2005 PIMCO 1T FEDERAL HOME LN BK CONS SYSTEM MAT 9/23/2005 6,500,000.000 626.53 626.53 0.00 09/23/2005SECID: 9/23/2005 313385MB9OCSF07511102: LIQUID OPER- 9/23/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/26/2005 6,500,000.000 1,939.17 1,939.17 0.00 09/26/2005SECID: 9/26/2005 313385ME3OCSF07511102: LIQUID OPER- 9/26/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC MAT 9/27/2005 6,500,000.000 650.00 650.00 0.00 09/27/2005SECID: 9/27/2005 313385MF0OCSF07511102: LIQUID OPER- 9/27/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC MAT 9/28/2005 6,500,000.000 653.61 653.61 0.00 09/28/2005SECID: 9/28/2005 313385MG8OCSF07511102: LIQUID OPER- 9/28/2005 PIMCO IT FEDERAL HOME LN BK CONS DISC N MAT 9/29/2005 6,500,000.000 650.00 650.00 0.00 09/29/2005SECID: 9/29/2005 313385MH6OCSF07511102: LIQUID OPER- 9/29/2005 PIMCO 1T FEDERAL HOME LN HK CONS DISC MAT 9/30/2005 6,700,000.000 670.00 670.00 0.00 09/30/2005SEC ID: 9/30/2005 313385MJ2OCSF07511102:LIQUID OPER- 9/30/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/6/2005 2,600,000.000 6,358.09 6,358.09 0.00 09/06/2005SECID: 9/6/2005 313397LJ8OCSF07511102: LIQUID OPER- 9/6/2005 PIMCO Workbench Actual Settle Date 59 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FEDERAL HOME LN MTG CORP DISC 9/13/2005 0.000 16,430.56 16,430.56 0.00 0.000%09/13/2005 DD 09/13/04SEC113: 9/13/2005 313397LROOCSF07511102:LIQUID OPER- 9/13/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/16/2005 3,800,000.000 377.89 377.89 0.00 09/16/2005SECID: 9/16/2005 313397LU30CSF07511102: LIQUID OPER- 9/16/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/19/2005 3,800,000.000 1,117.83 1,117.83 0.00 09/19/2005SECID: 9/19/2005 313397LX7OCSF07511102:LIQUID OPER- 9/19/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/20/2005 3,800,000.000 374.72 374.72 0.00 09/20/2005SECID: 9/20/2005 313397LY50CSF07511102: LIQUID OPER- 9/20/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/21/2005 3,800,000.000 364.17 364.17 0.00 09/21/2005SECID: 9/21/2005 313397LZ2OCSF07511102: LIQUID OPER- 9/21/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/22/2005 3,400,000.000 332.44 332.44 0.00 09/22/2005SECID: 9/22/2005 313397MA6OCSF07511102: LIQUID OPER- 9/22/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/23/2005 3,100,000.000 301.39 301.39 0.00 09/23/2005SECID: 9/23/2005 313397MB4OCSF07511102: LIQUID OPER- 9/23/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/26/2005 3,100,000.000 911.92 911.92 0.00 09/26/2005SECID: 9/26/2005 313397ME8OCSF07511102:LIQUID OPER- 9/26/2005 PIMCO Workbench 'Actual Settle Date 60 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FED HOME LN MTG CORP DISC NTS MAT 9/27/2005 3,100,000.000 307.42 307.42 0.00 09/27/2005SECID: 9/27/2005 313397MF50CSF07511102:LIQUID OPER- 9/27/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/28/2005 600,000.000 59.50 59.50 0.00 09/28/2005SECID: 9/28/2005 313397MG30CSF07511102: LIQUID OPER- 9/28/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/29/2005 1,100,000.000 109.08 109.08 0.00 09/29/2005SECID: 9/29/2005 313397MHIOCSF07511102: LIQUID OPER- 9/29/2005 PIMCO IT FEDERAL HOME LN MTG CORP DISC MAT 9/30/2005 3,400,000.000 337.17 337.17 0.00 09/30/2005SECID: 9/30/2005 313397MJ70CSF07511102:LIQUID OPER- 9/30/2005 PIMCO 1T GENERAL ELEC CAP DISC 09/09/2005SEC 9/9/2005 1,896,000.000 6,288.75 6,288.75 0.00 ID:36959HW940CSF07511102: LIQUID 9/9/2005 OPER-PIMCO 9/9/2005 IT U S TREASURY BILL 0.000%09/01/2005 DD 9/1/2005 800,000.000 1,507.33 1,507.33 0.00 03/03/05SEC ID:912795VP30CSF07511102:9/1/2005 LIQUID OPER-PIMCO 9/l/2005 IT U S TREASURY BILL DUE 09/15/2005 DD 9/15/2005 10,800,000.000 6,343.12 6,343.12 0.00 03/17/20005SECID: 9/15/2005 912795VR90CSF07511102: LIQUID OPER- 9/15/2005 PIMCO IT WELLS FARGO BANK NA INSTL C/D 3.500% 9/6/2005 1,800,000.000 4,375.00 4,375.00 0.00 09/06/2005 DD 08/12/05SECID: 9/6/2005 9497P2H670CSF07511102: LIQUID OPER- 9/6/2005 PIMCO Workbench Actual Settle Date 61 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base IT WELLS FARGO BANK NA INSTL C/D 3.500% 9/14/2005 2,800,000.000 1,905.56 1,905.56 0.00 09/14/2005 DD 09/07/05SECID: 9/14/2005 9497P2T23OCSF07511102: LIQUID OPER- 9/14/2005 PIMCO CW SHORT TERM FDS INT ADJ NET OF 9/30/2005 0.000 -8,220.66 -8,220.66 0.00 OVERNIGHT INTERESTSEC ID: 9/30/2005 990000PJ4OCSF07511102: LIQUID OPER- 9/30/2005 PIMCO CW SHORT TERM FDS INT ADJ NET OF 9/30/2005 0.000 -484.36 -484.36 0.00 OVERNIGHT INTERESTSEC ID: 9/30/2005 990000PJ4OCSF07522202: LONG TERM 9/30/2005 OPER-PIMCO IT DREYFUS TREASURY CASH MGMTSEC ID: 9/6/2005 0.000 5,114.93 5,114.93 0.00 996085247OCSF07522202:LONG TERM 9/1/2005 OPER-PIMCO 9/6/2005 9/6/2005" IT DREYFUS TREASURY CASH MGMTSEC ID: 9/6/2005 0.000 1,047.33 1,047.33 0.00 996085247OCSF07511102: LIQUID OPER- 9/1/2005 PIMCO 9/6/2005 9/6/2005- TOTAL CASH&CASH EQUIVALENTS U.S.DOLLAR: 154,196,000.000 89,808.81 89,808.81 0.00 TOTAL CASH&CASH EQUIVALENTS BASE: 154,196,000.000 89,808.81 89,808.81 0.00 FIXED INCOME SECURITIES U.S.DOLLAR IT BEAR STEARNS COS INC GLOBAL NT 3.000%9/30/2005 112,000.000 1,680.00 1,680.00 0.00 03/30/2006 DD 02/19/03SECID: 9/30/2005 073902CB2OCSF07511102: LIQUID OPER- 9/30/2005 PIMCO Workbench Actual Settle Date 62 Transaction Detail Report ID: EWBA09 Reported b Transaction Category i p Y Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/200S- 9/30/2005 status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT CIT GROUP INC NEW SR NT VAR RT 9/22/2005 1,500,000.000 14,734.38 14,734.38 0.00 09/22/2006 DD 09/23/03SECID: 9/22/2005 125581AF50CSF07522202: LONG TERM 9/22/2005 OPER-PIMCO IT WMP/HUNTOON PAIGE#000-1 1 150 7.500% 9/29/2005 890.500 5,808.44 5,808.44 0.00 12/01/2030 DD 10/21/99SEC ID: 9/1/2005 302998GF-30CSF07522202:LONG TERM 9/29/2005 OPER-PIMCO 9/29/2005* IT FEDERAL HOME LN MTG CORP MTN 4.000%9/22/2005 10,000,000.000 200,000.00 200,000.00 0.00 09/22/2009 DD 09/22/04SECID: 9/22/2005 3128X3WY50CSF07522202:LONG TERM 9/22/2005 OPER-PIMCO 1T FHLMC MULTICLASS MTG SER E3 A VAR RT 9/16/2005 13,104,750 2,447.19 2,447.19 0.00 08/15/2032 DD 12/01/97SEC 1D: 8/1/2005 3133TCE950CSF07522202: LONG TERM 9/16/2005 OPER-PIMCO 9/16/2005* IT FHLMC MULTICLASS MTG SER E3 A VAR RT 9/16/2005 0.650 0.65 0.65 0.00 08/15/2032 DD 12/01/97SECID: 8/l/2005 3133TCE950CSF07522202: LONG TERM 9/16/2005 OPER-PIMCO 9/16/20U5* IT FHLMC GROUP#78-6064 6.384% 9/15/2005 205.290 181.19 181.19 0.00 01/01/2028 DD 12/01/97SECID: 8/l/2005 31348SWZ30CSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005* IT FEDERAL NATL MTG ASSN DEBS 6.625% 9/15/2005 2,100,000.000 69,562.50 69,562.50 0.00 09/15/2009 DD 09/01/99SECID: 9/15/2005 31359MEY50CSF07522202:LONG TERM 9/15/2005 OPER-PIMCO IT FEDERAL NATL MTG ASSN DEBS 3.125% 9/16/2005 6,800,000.000 106,250.00 106,250.00 0.00 03/16/2009 DD 03/16/04SECID: 9/16/2005 31359MUQ40CSF07522202: LONG TERM 9/16/2005 OPER-PIMCO Workbench *Actual Settle Date 63 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base IT FNMA POOL#0254510 5.000% 9/26/2005 13,658.530 2,356.15 2,356.15 0.00 11/01/2017 DD 10/01/02SECID: 9/1/2005 31371KVB40CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005. IT FNMA POOL#0254631 5.000% 9/26/2005 2,479.450 503.70 503.70 0.00 02/01/2018 DD 01/01/03SECID: 9/1/2005 31371KY470CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005` IT FNMA POOL#0254760 5.000% 9/26/2005 2,186.440 455.75 455.75 0.00 06/01/2018 DD 05/01/03SECID: 9/1/2005 31371K5V90CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0254866 5.000% 9/26/2005 1.064.990 208.45 208.45 0.00 09/01/2018 DD 08/01/03SECID: 9/1/2005 31371LCB3OCSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0254907 5.000% 9/26/2005 8,164.160 1,549.64 1,549.64 0.00 10/01/2018 DD 09/01/03SECID: 9/1/2005 31371LDLOOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0254953 5.000% 9/26/2005 5,742.450 1,103.88 1,103.88 0.00 11/01/2018 DD 10/0 1/03SEC ID: 9/1/2005 31371LE2IOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0254987 5.000% 9/26/2005 11,695.010 2,957.40 2,957.40 0.00 12/01/2018 DD 11/O1/03SECID: 9/1/2005 31371LF460CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0323980 6.000% 9/26/2005 3,059.130 581.57 581.57 0.00 04/01/2014 DD 09/01/99SEC ID: 9/1/2005 31374T2MOOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 64 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0357328 5.0001%, 9/26/2005 322.160 84.23 84.23 0.00 O1/01/2018 DD 01/01/03SEC ID: 9/1/2005 31376J4M8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0357430 5.0001% 9/26/2005 26,487.270 4,513.48 4,513.48 0.00 09/01/2018 DD 09/01/03SEC ID: 9/1/2005 31376KA71OCSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005 ' IT FNMA POOL#0456482 6.000% 9/26/2005 1,265,750 173.20 173.20 0.00 02/01/2014 DD 02/01/99SECID: 9/1/2005 31381CCT2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0509649 6.000% 9/26/2005 815,650 465.50 465.50 0.00 09/01/2014 DD 09/01/99SECID: 9/1/2005 31383QEWOOCSF07522202: LONG TERM 9/26/2005 OPER-P1MCO 9/26/2005 IT FNMA POOL#0535451 6.000% 9/26/2005 2,534.290 454.22 454.22 0.00 06/01/2015 DD 07/01/OOSEC ID: 9/1/2005 31384VZQ8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0555363 5.000% 9/26/2005 5,717.340 1,087.20 1,087.20 0.00 04/01/2018 DD 03/01/03SEC ID: 9/1/2005 31385WSYIOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 - IT FNMA POOL 40555453 5.000% 9/26/2005 601.250 113.26 113.26 0.00 05/01/2018 DD 04/01/03SEC ID: 9/1/2005 31385XBW6OCSF07522202: LONG TERM 9/26/2005 OPER-P1MCO 9/26/2005* IT FNMA POOL 40555545 5.0000% 9/26/2005 5,016.020 907.76 907.76 0.00 06/01/2018 DD 05/01/03SECID: 9/1/2005 31385XES2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 Workbench *Actual Settle Date 65 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0555621 5.000% 9/26/2005 14,721.870 3,117.24 3,117.24 0.00 07/01/2018 DD 06/01/03SECID: 9/1/2005 31385XG68OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0681309 5.000% 9/26/2005 6,922.370 1,729.83 1,729.83 0.00 02/01/2018 DD 02/01/03SECID: 9/1/2005 31391Y3S40CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0681334 5.000% 9/26/2005 932.850 207.56 207.56 0.00 02/01/2018 DD 01/01/03SECID: 9/1/2005 31391Y4T1OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0684798 5.500% 9/26/2005 12,344.930 1,407.57 1,407.57 0.00 03/01/2033 DD 03/01/03SECID: 9/1/2005 31400DX31OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* 1T FNMA POOL#0684908 5.000% 9/26/2005 8,723.500 1,131.67 1,131.67 0.00 06/01/2018 DD 05/01/03SECID: 9/1/2005 31400D3R1OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0685200 5.000% 9/26/2005 4,412.950 617.23 617.23 0.00 03/01/2018 DD 03/01/03SECID: 9/1/2005 31400EGH70CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0685665 5.000% 9/26/2005 643.950 103.23 103.23 0.00 02/01/2018 DD 02/01/03SECID: 9/1/2005 31400EW22OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL 90686318 5.000% 9/26/2005 4,930.280 925.93 925.93 0.00 03/01/2018 DD 03/01/03SECID: 9/1/2005 31400FPB7OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 Workbench "Actual Settle Date 66 i Transaction Detail Report ID: EWEA09 Reported by Transaction Category Base Currency: uSD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0688739 5.000% 9/26/2005 511.880 363.70 363.70 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31400JEL90CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0689859 5.0000% 9/26/2005 405.130 334.38 334.38 0.00 05/01/2018 DD 05/01/03SECID: 9/l/2005 3140OKMG80CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0693834 5.000% 9/26/2005 11,809.060 1,930.37 1,930.37 0.00 03/01/2018 DD 03/01/03SECID: 9/1/2005 3140OPY740CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0695852 5.000% 9/26/2005 3,876.460 719.25 719.25 0.00 05/01/2018 DD 05/01/03SECID: 9/l/2005 31400SBVOOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0695889 5.000% 9/26/2005 8,405.730 2,566.70 2,566.70 0.00 05/01/2018 DD 05/01/03SECID: 9/l/2005 31400SC230CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0697026 5.000% 9/26/2005 426.010 76.92 76.92 0.00 05/01/2018 DD 04/01/03SECID: 9/1/2005 3140OTLF20CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL 90702210 5.000% 9/26/2005 4,180.140 718.22 718.22 0.00 05/01/2018 DD 05/01/03SECID: 9/1/2005 3140IADP90CSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0702328 5.000% 9/26/2005 2,072.710 427.81 427.81 0.00 05/01/2018 DD 04/01/03SECID: 9/l/2005 31401AHD20CSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 67 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0709148 5.000%, 9/26/2005 3,685.250 942.67 942.67 0.00 06/01/2018 DD 06/01/03SEC ID: 9/1/2005 31401HZM7OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0709360 5.000% 9/26/2005 25,504.790 2,113.76 2,113.76 0.00 07/01/2018 DD 06/01/03SECID: 9/1/2005 3140IJB560CSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0709826 5.000% 9/26/2005 1,880.920 361.63 361.63 •0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401JSP4OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0709917 5.000% 9/26/2005 2,463.100 750.81 750.81 0.00 06/01/2018 DD 06/01/03SECID: 9/l/2005 31401JVJ4OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0709963 5.000% 9/26/2005 83.740 72.25 72.25 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401JWYOOCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0710235 5.000% 9/26/2005 15,145.700 1,905.88 1,905.88 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401KBC80CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 - IT FNMA POOL#0713344 5.0000/t, 9/26/2005 526.530 51.24 51.24 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401NP520CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0713365 5.000% 9/26/2005 4,084.540 771.69 771.69 0.00 07/01/2018 DD 07/01/03SECID: 9/1/2005 31401 NQS I OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* Workbench *Actual Settle Date 68 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0720319 5.000% 9/26/2005 14,951.260 2,366.05 2,366.05 0.00 07/01/2018 DD 07/01/03SECID: 9/1/2005 31401WG450CSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0720369 5.000% 9/26/2005 38,946.940 7,762.81 7,762.81 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31401WJNOOCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0721629 5.000% 9/26/2005 7,636.780 1,017.14 1,017.14 0.00 07/01/2018 DD 06/01/03SECID: 9/1/2005 31401XVW40CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0723487 5.000% 9/26/2005 857.120 763.58 763.58 0.00 06/01/2018 DD 06/01/03SECID: 9/1/2005 31402AXQ4OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0725530 5.000% 9/26/2005 48,591.490 11,667.25 11,667.25 0.00 06/01/2019 DD 05/01/04SEC ID: 9/1/2005 31402DA75OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0729601 5.000% 9/26/2005 11,077.360 1,367.57 1,367.57 0.00 07/01/2018 DD 07/01/03SECID: 9/1/2005 31402HRW3OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0732873 5.000% 9/26/2005 211.700 122.76 122.76 0.00 11/01/2018 DD 10/01/03SECID: 9/1/2005 31402MFN5OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0735227 5.500% 9/26/2005 19,552.080 4,347.28 4,347.28 0.00 02/01/2035 DD 01/01/05SECID: 9/1/2005 31402QYY)OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* Workbench 'Actual Settle Date 69 i Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0735856 5.000`%u 9/26/2005 3,144.800 2,083.34 2,083.34 0.00 08/01/2020 DD 08/01/05SEC ID: 9/1/2005 31402RQH5OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0737130 5.000% 9/26/2005 2,698.030 2,056.30 2,056.30 0.00 10/01/2018 DD 10/01/03SEC 1D: 9/1/2005 31402S4P9OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0738211 5.000% 9/26/2005 8,627.600 1,794.18 1,794.18 0.00 10/01/2018 DD 10/0 1/03SEC ID: 9/1/2005 31402UDQ2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0738487 5.000% 9/26/2005 2,823.460 649.31 649.31 0.00 10/01/2018 DD 10/01/03SECID: 9/1/2005 31402UNC2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0740457 5.000% 9/26/2005 25,514.710 7,588.94 7,588.94 0.00 10/01/2018 DD 10/01/03SECID: 9/1/2005 31402WTN8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0740471 5.000% 9/26/2005 2,979.020 2,666.26 2,666.26 0.00 10/01/2018 DD 10/01/03SEC ID: 9/1/2005 31402WT40OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- 1T FNMA POOL#0740748 5.000% 9/26/2005 18,868.240 2,649.45 2,649.45 0.00 10/01/2018 DD 11/01/03SECID: 9/1/2005 31402WSH7OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0743868 5.000% 9/26/2005 871.500 126.06 126.06 0.00 11/01/2018 DD 10/01/03SECID: 9/1/2005 31403BMRIOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/20054 Workbench "Actual Settle Date 70 O Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT FNMA POOL#0744008 5.000% 9/26/2005 4,267.950 3,594.96 3,594.96 0.00 07/01/2018 DD 09/01/03SECID: 9/1/2005 31403BR34OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/'?0O5 IT FNMA POOL#0744316 5.000% 9/26/2005 3,560.550 554.30 554.30 0.00 09/01/2018 DD 09/01/03SECID: 9/1/2005 31403B3Z4OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL 90747914 5.000% 9/26/2005 10,105.090 1,034.17 1,034.17 0.00 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403F3XOOCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0748400 5.000'% 9/26/2005 3,100.600 635.15 635.15 0.00 08/01/2018 DD 09/01/03SECID: 9/1/2005 31403GNR9OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0748899 5.000% 9/26/2005 26,948.500 3,376.37 3,376.37 0.00 12/01/2018 DD 11/01/03SECID: 9/1/2005 31403G7LOOCSF07522202: LONG TERM 9/26/2005 OPER-P1MCO 9/26/2005* IT FNMA POOL#0750377 5.000% 9/26/2005 37,604.280 7,204.45 7,204.45 0.00 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403JUA2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0750380 5.000% 9/26/2005 21,360.100 6,102.10 6,102.10 0.00 11/01/2018 DD 11/01/03SEC ID: 9/1/2005 31403JUD6OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0750445 5.000% 9/26/2005 619.990 577.26 577.26 0.00 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403JWE2OCSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005 Workbench *Actual Settle Date 71 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ea Rate Shares/Par Base Base Base IT FNMA POOL#0751960 5.000'Y 9/26/2005 4,125.730 2,732.65 2,732.65 0.00 12/01/2018 DD 11/01/03SECID: 9/1/2005 31403LMH 1 OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0753425 5.000% 9/26/2005 8,428.980 2,856.77 2,856.77 0.00 11/01/2018 DD 11/01/03SECID: 9/l/2005 31403NA230CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005' IT FNMA POOL#0755165 5.000% 9/26/2005 15,511.420 2,025.19 2,025.19 0.00 12/01/2018 DD 11/01/03SECID: 9/1/2005 31403Q6A30CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0756372 5.000% 9/26/2005 4,132.290 3,385.16 3,385.16 0.00 11/01/2018 DD 11/01/03SECID: 9/1/2005 31403SJR80CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005' IT FNMA POOL#0784251 5.000% 9/26/2005 129,147.340 12,039.39 12,039.39 0.00 11/01/2019 DD 11/01/04SECID: 9/1/2005 31405BH460CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005' IT FNMA POOL#0789670 5.000% 9/26/2005 18,535.110 3,437.00 3,437.00 0.00 12/01/2019 DD 12/01/04SECID: 9/1/2005 31405HJP40CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL 40792432 5.000% 9/26/2005 11,214.020 3,436.84 3,436.84 0.00 10/01/2019 DD 10/01/04SECID: 9/1/2005 31405LLM90CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0792437 5.000% 9/26/2005 172,439.800 19,839.16 19,839.16 0.00 10/01/2019 DD 10/01/04SECID: 9/1/2005 31405LLS60CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005' Workbench "Actual Settle Date 72 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD•CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status:FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base 1T FNMA POOL#0794195 5.000% 9/26/2005 39,298.910 3,662.26 3,662.26 0.00 11/01/2019 DD 11/0 1/04SEC ID: 9/1/2005 31405NKG9OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0797160 5.000% 9/26/2005 264,012.690 12,444.80 12,444.80 0.00 12/01/2019 DD 12/01/04SECID: 9/1/2005 31405RTR7OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0797408 5.000% 9/26/2005 3,026.730 3,283.83 3,283.83 0.00 12/01/2019 DD 12/01/04SECID: 9/1/2005 31405R3R5OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL 90797414 5.000% 9/26/2005 3,611.270 3,238.34 3,238.34 0.00 12/01/2019 DD 12/01/04SEC ID: 9/1/2005 31405R3X2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005* IT FNMA POOL#0800370 5.000% 9/26/2005 1,510.950 1,482.51 1,482.51 0.00 12/01/2019 DD 11/01/04SECID: 9/l/2005 31405VFK8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0800998 5.500% 9/26/2005 332.430 1,381.83 1,381.83 0.00 11/01/2034 DD 11/01/04SECID: 9/1/2005 31405V3F2OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0803923 5.000% 9/26/2005 13,006.520 12,083.06 12,083.06 0.00 12/01/2019 DD 12/01/04SECID: 9/1/2005 31406AD410CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0807711 5.000% 9/26/2005 79,445.900 12,132.95 12,132.95 0.00 01/01/2020 DD 01/0 1/05SEC ID: 9/1/2005 31406EKY90CSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005` Workbench Actual Settle Date 73 j Transaction Detail Report 1D: EWBA09 j Reported by Transaction Category Base Currency: USD OCSD•CONSOUDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base IT FNMA POOL 90808933 5.500% 9/26/2005 341.950 1,520.05 1,520.05 0.00 01/01/2035 DD 01/01/05SEC ID: 9/1/2005 31406FV24OCSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0809350 5.500% 9/26/2005 3,612.140 1,451.91 1,451.91 0.00 12/01/2034 DD 0 1/0 1/05SEC ID: 9/l/2005 31406GEX3OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0814930 5.500% 9/26/2005 391.490 1,487.39 1,487.39 0.00 04/01/2035 DD 04/01/05SECID: 9/1/2005 31406NLK80CSF07522202: LONG TERM 9/26/2005 OPER-PI MCO 9/26/2005 IT FNMA POOL#0815923 5.500% 9/26/2005 371.370 1,482.70 1,482.70 0.00 03/01/2035 DD 03/01/05SECID: 9/l/2005 31406PPG8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0816246 5.000% 9/26/2005 8,132.490 2,583.15 2,583.15 0.00 03/01/2020 DD 03/01/05SEC ID: 9/1/2005 31406PZK8OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005- IT FNMA POOL#0819566 5.500% 9/26/2005 5,540.940 1,486.27 1,486.27 0.00 04/01/2035 DD 04/01/05SECID: 9/l/2005 31406TQTIOCSF07522202: LONGTERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0822731 5.500% 9/26/2005 6,672.050 1,510.66 1,510.66 0.00 05/01/2035 DD 05/0 1/05SEC ID: 9/1/2005 31406XA85OCSF07522202: LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 IT FNMA POOL#0823232 5.500% 9/26/2005 375.490 1,518.88 1,518.88 0.00 06/01/2035 DD 05/01/05SEC ID: 9/1/2005 31406XSV50CSF07522202:LONG TERM 9/26/2005 OPER-PIMCO 9/26/2005 Workbench 'Actual Settle Date 74 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCS000020000 9/l/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Es Rate Shares/Par Base Base Base IT FNMA POOL#0823787 5.000% 9/26/2005 7,678.570 8,076.72 8,076.72 0.00 05/01/2020 DD 05/01/05SECID: 9/1/2005 31406YF47OCSF07522202: LONG TERM 9/26/2005 OPER-PIM CO 9/26/2005' IT GNMA POOL#0421389 6.500% 9/15/2005 22.770 42.86 42.86 0.00 04/15/2026 DD 04/01/96SECID: 9/1/2005 36206UC23OCSF07522202: LONG TERM 9/15/2005 OPER-PI M CO 9/15/2005' IT GNMA POOL 90449851 6.5000% 9/15/2005 26.770 64.71 64.71 0.00 O1/15/2028 DD 01/01/98SECID: 9/1/2005 36208FWLOOCSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005' IT GNMA POOL#0466845 6.500% 9/15/2005 49.270 175.12 175.12 0.00 06/15/2028 DD 06/01/98SECID: 9/1/2005 36209BTA6OCSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005' IT GNMA POOL#0468052 6.500% 9/15/2005 117.030 216.44 216.44 0.00 07/15/2028 DD 07/01/98SECID: 9/1/2005 36209CSM4OCSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005' IT GNMA POOL#0476041 6.500% 9/15/2005 4,385.560 627.40 627.40 0.00 06/15/2028 DD 06/01/98SECID: 9/1/2005 36209MZE7OCSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005* IT GNMA POOL#0478626 6.500% 9/15/2005 189.230 645.27 645.27 0.00 01/15/2029 DD 01/01/99SECID: 9/1/2005 36209QVT9OCSF07522202: LONG TERM 9/15/2005 OPER-P1MCO 9/l5/2005' IT GNMA POOL#0480598 6.500% 9/15/2005 41.110 154.13 154.13 0.00 10/15/2028 DD 10/0 1/98SEC ID: 9/1/2005 36209S3F60CSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005 Workbench 'Actual Settle Date 75 ! Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD I OCSD-CONSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPO Description Reported Date Base Ex Rate Shares/Par Base Base Base IT GNMA POOL#0512235 6.500% 9/15/2005 8.340 31.48 31.48 0.00 11/15/2029 DD 11/01/99SECID: 9/1/2005 36211GBC60CSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005* IT GNMA POOL#0514326 6.500% 9/15/2005 197.880 416.74 416.74 0.00 07/15/2029 DD 07/01/99SECID: 9/1/2005 3621IJLF2OCSF07522202: LONG TERM 9/15/2005 OPER-PIMCO 9/15/2005* IT GNMA It POOL#0080023 VAR RT 12/20/20269/20/2005 8,164.590 451.37 451.37 0.00 DD 12/01/96SECID: 9/1/2005 36225CAZ9OCSF07522202: LONG TERM 9/20/2005 OPER-PIMCO 9/20/2005* IT GNMA 11 POOL#080088M 7.375% 9/20/2005 336.250 581.42 581.42 0.00 06/20/2027 DD 06/01/97SECID: 9/1/2005 36225CC20OCSF07522202: LONG TERM 9/20/2005 OPER-PIMCO 9/20/2005* IT GNMA II POOL#0080395 VAR RT 9/20/2005 6,459.400 501.34 501.34 0.00 04/20/2030 DD 04/01/OOSECID: 9/1/2005 36225CNM4OCSF07522202: LONG TERM 9/20/2005 OPER-PIMCO 9/20/2005 IT GNMA II POOL#080408X VAR RT 9/20/2005 62,003.470 4,454.33 4,454.33 0.00 05/20/2030 DD 05/01/OOSECID: 9/1/2005 36225CN280CSF07522202:LONG TERM 9/20/2005 OPER-PIMCO 9/20/2005. IT GNMA 11 POOL#0080965 VAR RT 9/20/2005 37,393.080 3,353.84 3,353.84 0.00 07/20/2034 DD 07/01/04SECID: 9/1/2005 36225DCB8OCSF07522202: LONGTERM 9/20/2005 OPER-PIMCO 9/20/2005* IT GOLDMAN SACHS GRP MTN#TR00203 VAR 9/30/2005 2,000,000.000 18,348.89 18,348.89 0.00 RT 03/30/2007 DD 04/01/04SECID: 9/30/2005 38141EJL4OCSF07522202: LONGTERM 9/30/2005 OPER-PIMCO Workbench Actual Settle Date 76 a .. . s Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CORSOLIDATED-OCSG00010000 9/1/2005- 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Ex Rate Shares/Par Base Base Base IT GOLDMAN SACHS GRP VAR RT 06/28/2010 9/28/2005 4,250,000.000 41,033.75 41,033.75 0.00 DD 06/28/05SECID: 9/28/2005 38143UBD2OCSF07522202:LONG TERM 9/28/2005 OPER-PIMCO IT GNMA GTD REMIC TR 2000-9 FH VAR RT 9/16/2005 11,422.520 1,398.66 1,398.66 0.00 02/16/2030SECID: 9/16/2005 3837H4NX9OCSF07522202:LONG TERM 9/16/2005 OPER-PIMCO IT HSBC BK USA MTN USR00012 VAR RT 9/21/2005 250,000.000 2,242.10 2,242.10 0.00 09/21/2007 DD 09/21/04SECID: 9/21/2005 4042QOAM10CSF07522202: LONGTERM 9/21/2005 OPER-PIMCO ITC HSBC FIN CORP MTN 8 TR 00002 VAR RT 8/31/2005 -3,000,000.000 -25,760.00 -25,760.00 0.00 02/28/2007 DD 03/29/05SECID: 8/31/2005 40429JAB30CSF07522202: LONG TERM 9/1/2005 OPER-PIMCO IT HSBC FIN CORP MTN #TR 00002 VAR RT 8/31/2005 3,000,000.000 25,480.00 25,480.00 0.00 02/28/2007 DD 03/29/05SECID: 8/31/2005 40429JAB3OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO IT PUBLIC SVC ELEC&GAS CO 1ST VAR RT 9/23/2005 1,400,000.000 12,797.28 12,797.28 0.00 06/23/2006 DD 06/25/04SECID: 9 23/2005 744567FN3OCSF07522202: LONG TERM 9/23/2005 OPER-PIMCO IT RESIDENTIAL ASSET 03-RS11 A1I13 VAR RT 9/28/2005 22,595.550 1,318.44 1,318.44 0.00 12/25/2033 DD 12/30/03SECID: 9/25/2005 760985K830CSF07522202: LONG TERM 9/28/2005 OPER-PIMCO 9/28/2005 IT SBA GTD DEV PARTN 2001-20C 1 6.340% 9/1/2005 276,215.980 94,905.71 94,905.71 0.00 03/01/2021SECID: 9/1/2005 83162CLJOOCSF07522202: LONG TERM 9/l/2005 OPER-PIMCO Workbench "Actual Settle Date 77 Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSG00010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss Type Description Reported Date Base Es Rate Shares/Par Base Base Base IT TOYOTA MTR CR MTN #TR00413 VAR RT 9/19/2005 2,000,000.000 6,272.23 6,272.23 0.00 09/18/2006 DD 03/16/05SECID: 9/18/2005 89233PTE6OCSF07522202: LONG TERM 9/19/2005 OPER-PIMCO 9/]9,/2005 " CD US TREASURY INFLATION INDEX NT 3.375% 9/1/2005 0.000 3,940.98 3,940.98 0.00 01/15/2007 DD 01/15/97SEC ID: 9128272M3OCSF07522202: LONG TERM 9/1/2005 OPER-PIMCO CD US TREASURY INFLATION INDEX NT 3.375% 9/30/2005 0.000 38,096.14 38,096.14 0.00 O1/15/2007 DD O1/15/97SEC 1D: 9128272M3OCSF07522202: LONG TERM 9/30/2005 OPER-PIMCO CD US TREASURY INFLATION INDEX NT 3.625/0 9/30/2005 0.000 11,340.00 11,340.00 0.00 01/15/2008 DD 01/15/98SEC ID: 9128273T7OCSF07522202: LONG TERM 9/30/2005 OPER-PIMCO CD US TREASURY INFLATION INDEX NT 3.875% 9/30/2005 0.000 50,540.00 50,540.00 0.00 01/15/2009 DD 01/15/99SEC ID: 9128274Y50CSF07522202: LONG TERM 9/30/2005 OPER-PIMCO CD US TREASURY INFLATION INDEXED 2.000% 9/30/2005 0.000 472.00 472.00 0.00 01/15/2014 DD 01/15/04SEC ID: 912828BW9OCSF07522202: LONG TERM 9/30/2005 OPER-PIMCO CD US TREASURY INFLATION INDEX NT 2.000% 9/30/2005 0.000 14,353.00 14,353.00 0.00 07/15/2014 DD 07/15/04SEC ID: 912828CP3OCSF07522202:LONG TERM 9/30/2005 OPER-PIMCO IT VIRGINIA ELEC&PWR O1 SER A 5.750% 9/30/2005 1,750,000.000 50,312.50 50,312.50 0.00 03/31/2006 DD 03/27/01SEC ID: 9/30/2005 927804ENOOCSF07522202:LONG TERM 9/30/2005 OPER-PIMCO Workbench Actual Settle Date 78 I Transaction Detail Report ID: EWBA09 Reported by Transaction Category Base Currency: USD OCSD-CONSOLIDATED-OCSGO0010000 9/1/2005 - 9/30/2005 Status: FINAL Trade Date Local Price Tran Settle Date Base Price Cost Amount Net Gain/Loss TYPe Description Reported Date Base Ex Rate Shares/Par Base Base Base TOTAL FIXED INCOME SECURITIES U.S. DOLLAR: 33,951,160.000 993,021.92 993,021.92 0.00 TOTAL FIXED INCOME SECURITIES BASE: 33,951,150.000 993,021.92 993,021.92 0.00 TOTAL INTEREST BASE: 188,147,150.000 1,082,830.73 1,082,830.73 0.00 TOTAL TRANSACTIONS: 199,098,082.760 -8,267,939.45 -29,5319249.05 31,643.82 Workbench "Actual Settle Date 79 FAHR COMMITTEE Meeting Date To Bd.of Dir. 10/12/2005 10/26/2005 AGENDA REPORT Item Number Item Number FAHR05-84 13 c Orange County Sanitation District FROM: Lisa Tomko, Director of Human Resources Originator: James Matte. Safety and Health Supervisor SUBJECT: Safety Policy, Injury and Illness Prevention Program Policy GENERAL MANAGER'S RECOMMENDATION Approve Revisions to SAFETY-POL-115, Backflow Prevention Program Policy and SAFETY-POL-202, Accident Investigation Program as provided for in Resolution No. OCSD 02-5 regarding the District's Injury and Illness Prevention Program. SUMMARY The District is revising three of its Safety and Health Policies to reflect changes brought about by regulatory issues, Unifying Strategies and internal administrative decisions. The written Backflow Prevention Program Policy (SAFETY-POL-115) is being revised to update policy requirements in accordance with revised workplace procedures and to remove obsolete definitions. These changes are designed to make the policy more efficient as a best management practice. The District is revising its written Accident Investigation Policy (SAFETY-POL-202) to place into policy, a revised definition of a near miss accident based on the work of the Unifying Strategy Team for Safety and Health. This definition broadens the definition of a near miss based on the unifying strategy goal of zero incidents. This definition is considered a best management practice and goes beyond what is required in Cal- OSHA regulations. These documents are presented for your review and adoption represents the Districts revised written Safety and Health Policies that conforms to applicable regulations found in the California Code of Regulations. PRIOR COMMITTEE/BOARD ACTIONS Approval of Resolution No. OCSD 02-5 regarding the District's Injury and Illness Prevention Program. PROJECT/CONTRACT COST SUMMARY N/A BUDGET IMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS Attachment 1- Backflow Prevention Program Policy (SAFETY-POL-115) Rev. 2 Attachment 2- Accident Investigation Policy (SAFETY-POL-202), Rev.1 H:ldeptWgenda\Board Agenda Reports\2005 Board Agenda&Agenda Reports\1005\Item 13(c).Salety and Health Policies.doc Revised: 8/20/01 Page 2 a +i T� c� C� L: ORANGE COUNTY SANITATION DISTRICT Safety and Health Division SAFETY-POL-115 Backflow Prevention Policy APPROVALS Approved by: Date: Director of Human Resources Approved by: Date: Human Resources Manager Approved by: Date: Safety Supervisor REVISION HISTORY Rev. Date Approval Q 02/19/2003 1 12/13/04 2 10/26/2005 This document is controlled when viewed online. When downloaded and printed, this document becomes UNCONTROLLED, and users should check the Safety and Health Division Intranet site to ensure that they have the latest version. i Backflow Prevention Program SAFETY-POL-115 Contents 1. Purpose.................................................................................................3 2. Responsibility.......................................................................................3 3. Definitions ............................................................................................3 4. Requirements.......................................................................................5 4.1 General Requirements.......................................................................................5 4.2 New Construction ..............................................................................................5 4.3 Testing...............................................................................................................6 4.5 Notification.........................................................................................................6 4.5 Training..............................................................................................................7 4.6 Record Keeping.................................................................................................7 5. References............................................................................................7 6. Attachments .........................................................................................8 Rev. 2 Hard Copy Is Uncontrolled Date 10/26/2005 2 of 8 e �> Number: SAFETY-POL-115 Orange County Sanitation District y , - Revision Number: 2 Backflow Prevention Program Date: October 26, 2005 Approved by: Lisa Tomko 1 . Purpose This policy has been developed to protect the Orange County Sanitation District (District) water distribution system from contamination and/or pollution resulting from backflow, back-siphonage, or cross connection. OCSD shall develop and implement a Backflow Prevention Program that includes cross connections and that complies with state and local regulations. This policy applies to all designs, installations, operation, maintenance, or testing function related to the District's water distribution system. 2. Responsibility The User Supervisor as defined by Title 17 of the California Code of Regulations (CCR), is responsible for the avoidance of cross-connections during the installation, operation and maintenance of the District's pipelines and equipment. 3. Definitions Air Gap Separation (AG) A physical separation between the free flowing discharge end of a water supply pipeline and an open or non-pressure receiving vessel. Regulated Water Supply A water supply whose potability is regulated by a State or local health agency. AWWA Standard An official standard developed and approved by the American Water Works Association. Backflow The undesirable reversal of flow of water or mixtures of water and other liquids, gases or other substances in the distribution pipes of the water supply from an Rev. 2 Hard Copy Is Uncontrolled Date 04/27/2005 3 of 8 Backflow Prevention Program SAFETY-POL-115 D source or sources. Backsiphonage A form of backflow due to a reduction in system pressure which causes a subatmospheric pressure to exist in the water system. Backpressure Any elevation of pressure in the downstream piping system (by pump, elevation of piping, or steam and/or air pressure) above the supply pressure at the point of consideration which would cause, or tend to cause, a reversal of the normal direction of flow. Contamination An impairment of the quality of water which creates an actual hazard to the public health through poisoning or through the spread of disease by sewage, industrial fluids, waste, etc. Cross Connection An unprotected actual or potential connection between a potable water system and any source or system containing unapproved water or a substance that is not or cannot be approved as safe and potable. By-pass arrangements, jumper connections, removable sections, swivel or changeover devices or other devices through which backflow could occur, shall be considered cross-connections. Double Check Valve An assembly composed of two independently acting, Backflow Prevention approved check valves, including tightly closing Assembly (DC) resilient seated shutoff valves attached at each end of the assembly and fitted with properly located resilient seated test cocks. Pollution An impairment of the quality of water to a degree which does not create a hazard to the public health but which does adversely and unreasonably affect the aesthetic qualities of such waters for domestic use. Recycled Water Water which, as a result of treatment of wastewater, is suitable for a direct beneficial use or a controlled use that would not otherwise occur, and is not safe for human consumption. Reduced Pressure Principle An assembly containing two independently acting Backflow Assembly (RP) approved check valves together with a hydraulically operating, mechanically independent pressure differential relief valve located between the check Rev. 2 Hard Copy Is Uncontrolled Date 10/26/2005 4 of 8 ' Backflow Prevention Program SAFETY-POL-115 valves and at the same time below the first check valve. The unit shall include properly located resilient seated test cocks and tightly closing resilient seated shutoff valves at each end of the assembly. User Connection The point of connection of a user's piping to the water supplier's facilities. Water Supplier The person or entity who owns or operates a public water system. Water User Any person or entity obtaining water from a public water supply. 4. Requirements The goal of the District's Backflow Prevention Program is to establish requirements to protect the health of employees and the public and to meet regulatory requirements. 4.1 General Requirements 1. The District shall install, operate, maintain, and protect its water systems by controlling actual or potential cross- connections via: A. Promoting elimination of existing or future cross- connections through scheduled inspections and regulation of water system construction and operation within OCSD facilities. B. Properly installing and maintaining backflow preventers where actual or potential cross-connections exist to prevent backflow or backsiphonage of contaminants or pollutants into OCSD water systems. 2. All installations shall comply with regulatory requirements and shall be commensurate with the degree of hazard that exists. 4.2 New Construction 1. Backflow prevention assemblies shall be on the List of Rev. 2 Hard Copy Is Uncontrolled Date 10/26/2005 5 of 8 Backflow Prevention Program SAFETY-POL-115 Approved Backflow Prevention Assemblies by the University of Southern California (USC) Foundation for Cross Connection Control and Hydraulic Research (8t' edition or newer) and installed in accordance with the latest USC Manual of Cross-Connection Control and the Uniform Plumbing Code. 2. Prior to connecting to any District water service and/or installing or removing a backflow prevention assembly approval must be provided by the User Supervisor. The following information must be provided to the User Supervisor prior to approval: A. Identify the location and purpose for the connection and/or backflow prevention assembly, or removal of backflow prevention assembly. B. Identify the size, type, manufacturer, and model number of the backflow prevention assembly. 3. The District Construction Inspector ensures that any project specific backflow prevention assembly is approved by the User Supervisor and tested by a Backflow Tester Certified by the Orange County Health Care Agency. A. Copies of the test results are forwarded to the CMMS Group for inclusion in the CMMS. 4.3 Testing Backflow prevention assemblies shall be tested annually by a Backflow Tester Certified by the Orange County Health Care Agency. Any backflow assembly that fails during an annual test will be repaired or replaced. Upon completion of repairs or replacement, the backflow assembly shall be re-tested. 4.5 Notification Report any failing or failed devices, and potential violations of California Code of Regulations, Title 17 and 22, to the User Supervisor via the CMMS system. Rev.2 Hard Copy Is Uncontrolled Date 10/26/2005 6 of 8 e Backflow Prevention Program SAFETY-POL-115 q 4.5 Training A training program shall be developed to ensure that District employees understand, the requirements of this policy, the operating procedures by which it is implemented, and job- specific roles and responsibilities. Additional training topics will depend on the functions of a specific individual. 4.6 Record Keeping 1. A database within the Computer Maintenance Management System (CMMS) to properly inventory and maintain existing backflow preventers. 2. The database shall include backflow prevention assemblies currently in service on District property. This database should include but not be limited to the following elements: • The name of the device • Manufacturer • Serial Number (manufacturer) • Loop Tag Number (OCSD) • Location • Date of purchase • Date of manufacture • Most recent certification test data • Date of the next scheduled or required certification test 3. A list of approved backflow prevention assemblies which will be made available to District employees and the public by written or electronic request. 5. References OCSD Engineering Specifications, Sections 15100 and 15115 OCSD Engineering Guidelines, Chapters 2 and 6 Rev. 2 Hard Copy Is Uncontrolled Date 10/26/2005 7 of 8 Backflow Prevention Program SAFETY-POL-115 a OCSD Instrument and Equipment Tagging Procedure California Code of Regulations, Title 17, Chapter 5 California Code of Regulations, Title 22, Division 4 American Water Works Association, Standard C506 Water Recycling 2030: Recommendations of California's Recycled Water Task Force, California Department of Water Resources, June 2003 Approved Backflow Prevention Assemblies for Service Isolation, California Department of Health Services, August 2002 California Health Laws Related to Recycled Water, "The Purple Book". Most Recent Edition. California Department of Health Services, Recycled Water Unit. Manual of Cross-Connection Control. Most recent edition. University of Southern California Foundation for Cross- Connection Control and Hydraulic Research. Uniform Plumbing Code. Most recent edition. International Association of Plumbing and Mechanical Officials. 6. Attachments None Rev. 2 Hard Copy Is Uncontrolled Date 10/26/2005 8 of 8 4 ORANGE COUNTY SANITATION DISTRICT Safety and Health Division SAFETY-POL-202 Accident Investigation and Reporting APPROVALS Approved by: Date: Director of Human Resources Approved by: Date: Manager, Human Resources Approved by: Date: Safety Supervisor PROCEDURE REVISION HISTORY Rev. Date Approval 0 9/25/02 1 10/26/2005 This document is controlled when viewed online. When downloaded and printed, this document becomes UNCONTROLLED, and users should check the Safety and Health public folder to ensure that they have the latest version. Accident Investigation and Reporting SAFETY-POL-202 0 Contents 1. Purpose.................................................................................................3 2. Definitions ............................................................................................3 3. Requirements and Responsibilities ...................................................5 3.1 General Requirements.............................................................................5 3.1.1 Safety and Health Division Responsibilities ........................................6 3.1.2 Manager and Supervisor Responsibilities ...........................................7 3.1.3 Employee Responsibilities ..................................................................7 3.2 Accidents In Which Personnel Are Injured or Equipment is Damaged.....8 3.2.1 Off Site Accidents................................................................................9 3.2.2 On Site ..............................................................................................11 3.3 Near Miss Accidents...............................................................................12 3.4 Safety-Health Investigation Team ..........................................................13 3.5 Employee Training ................................................................................14 3.6 Program Administration..........................................................................14 4. References..........................................................................................15 5. Attachments .......................................................................................15 Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 2 of 15 B 0Number: SAFETY-POL-202 Orange County Sanitation District 0 Revision Number: 1 Accident Investigation and Reporting Date: October 26, 2005 [Approved by: 1 . Purpose The purpose of this policy is to outline the process to report incidents and accidents and to ensure investigations of these incidents and accidents are properly conducted. This policy applies to all Cal-OSHA recordable injuries, all incidents involving $ 2,500.00 of property damage, all motor vehicle accidents and all near miss accidents that may have resulted in any of the above. Other incidents or accidents may be investigated at the discretion of the supervisor or the Safety and Health Division. This policy includes all district employee, contractor and visitor accidents and incidents 2. Definitions Accident An unplanned, undesired event, not necessarily resulting in injury, but damaging to property and/or interrupting the activity in process, maintenance or construction. Contractor A company performing work for the district under a contract. This includes subcontractors. First aid Is any one-time treatment, and any follow-up visit for the purpose of observation of minor scratches, cuts, burns, splinters, and so forth, which do not ordinarily require medical care. Such one-time treatment, and follow-up visit for the purpose of observation, is considered first aid even though provided by a physician or registered professional personnel. Incident An incident has occurred if any one of the following conditions are met; a near miss, an injury/illness to a person during the course of employment on OCSD property of from use of OCSD equipment, OCSD property damaged resulting in replacement or repairs of the equipment in excess of $1,000.00, contractor injury/illness resulting from contract work, or contractor property damage in excess of $ 1,000.00 Rev. 1 Hard Copy Is Uncontrolled Date: April 27, 2005 3 of 15 Accident Investigation and Reporting SAFETY-POL-202 i Lost workdays The number of days (consecutive or not) after, but not including, the day of injury or illness during which the employee would have worked but could not do so; that is, could not perform all or any part of his normal assignment during all or any part of the workday or shift, because of the occupational injury or illness. Manager Employee who : • manages, plans, supervises and coordinates the operations and activities of one or more major District divisions and works under general direction or administrative direction of a Department Director or the General Manager, exercising discretion in applying general goals and policy statements and in resolving organizational and service delivery problems and; • Organizes and directs the work of subordinate staff, and; • Assumes significant responsibility for a variety of personnel activities in such areas as selection, training and disciplinary actions and; • Assumes significant responsibility for the preparation and administration of assigned budget(s) Near Miss Any potentially hazardous situation that has not resulted in a personal injury or property damage and/or an observed breaking of a District policy, procedure or regulatory requirement as they relate to safety and health. Recordable Injury Any occupational injuries or illnesses which result in fatalities, regardless of the time between the injury and death, or the length of the illness; or lost workday cases, other than fatalities, that result in lost workdays; or nonfatal cases without lost workdays which result in transfer to another job or termination of employment, or require medical treatment (other than first aid) or involve loss of consciousness or restriction of work or motion. This category also includes any diagnosed occupational illnesses which are reported to the employer but are not classified as fatalities or lost workday cases. Reportable Injury Any serious injury or illness, or death, of an employee occurring in a place of employment or in connection with any employment. Serious Injury or Means any injury or illness occurring in a place of employment Illness or in connection with any employment which requires inpatient hospitalization for a period in excess of 24 hours for other than medical observation or in which an employee suffers a loss of Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 4 of 15 0 Accident Investigation and Reporting SAFETY-POL-202 1 any member of the body or suffers any serious degree of permanent disfigurement. Supervisor Employee who: *Supervises, assigns and reviews the work of subordinates in assigned sections or work units, and; *Works under direction or general direction of higher level supervisory or management staff, exercising discretion in selecting appropriate resources to use in accomplishing assigned work, and; *Assumes responsibility for recommending a variety of personnel actions in such areas as performance evaluation, training, selection and disciplinary measures, and; *Ensures that appropriate policies and procedures are followed by subordinates, and; *Monitors, coordinates and assists in developing the budget for assigned area Vehicle Is a device by which any person or property may be propelled, moved, or drawn upon a highway, including devices moved exclusively by human power or used exclusively upon stationary rails or tracks. This includes electric carts and bicycles. 3. Requirements and Responsibilities 3.1 General Requirements 1. Accident/incident investigations shall be fact-finding. Root cause determination is the primary goal. 2. The Safety and Health Division shall be immediately notified by the responsible manager/supervisor of all accidents/incidents that : A. Require an outside agency to respond to a medical aid situation. B. Involve a vehicle and an injury while the driver is on Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 5 of 15 Accident Investigation and Reporting SAFETY-POL-202 l district business. C. Involve a vehicle that is on district property. D. Involve more than $2,500 in property damage. E. Is a Cal-OSHA reportable or recordable injury (1) Including contractors hired by OCSD. F. Involve a response of the district's emergency medical unit. G. Require any report to be made to any regulatory authority. 3. Completed accident/incident investigation reports involving district staff shall be returned to the Safety and Health Division Office no later than three (3) days following the accident/incident by the supervisor/manager of the person(s) injured. 4. Completed accident/incident investigation reports for accidents involving contractor personnel or visitors shall be submitted to the Safety and Health Division office with in five (5) business days of the accident/incident by the division responsible for managing the contractor or visitor. A. If the incident, in the opinion of the Safety and Health Division, had the potential to lead to an imminent danger situation, the Safety and Health Division may stop all work on a jobsite until an incident report has been received. (1) Work shall be stopped in accordance with the requirements of "safety stand downs" as specified in SAFETY-POL-101, Injury, Illness Prevention Programs. 3.1.1 Safety and Health Division Responsibilities 1. The Safety and Health Division shall be responsible for developing and implementing the Accident/incident Investigation and Reporting Program. 2. The Safety and Health Division shall be responsible for maintaining accident reports and OSHA recordkeeping Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 6 of 15 • Accident Investigation and Reporting SAFETY-POL-202 D activities. 3. The Safety and Health Division shall be responsible for coordinating the activities for supplemental accident/incident investigations as outlined in section 3.1. 4. The Safety and Health Division shall be responsible for notifying Cal-OSHA of all reportable accidents. 5. The Safety and Health Division shall be responsible for conducting training for employees on proper accident investigation techniques. 3.1.2 Manager and Supervisor Responsibilities 1. Managers and supervisors shall be responsible for conducting accident/incident investigations in accordance with established procedures. 2. Managers and supervisors shall be responsible for ensuring all accident and incident reports are completed and returned to the Safety and Health Division within 3 days of the accident. (Five days for contractor or visitor accidents/incidents) 3. Managers and/or supervisors shall be responsible for ensuring all recommended corrective actions are addressed and completed. 3.1.3 Employee Responsibilities 1. Employees shall report all accidents and incidents to their manager/supervisor on the same shift the accident or incident occurred. A. The manager/supervisor shall document the accident or incident and forward the report to the Safety and Health Division. 2. Employees shall report all near miss accidents/incidents to either their manager/supervisor or the Safety and Health Division on the same shift the accident or incident occurred. 3. Employees shall fully cooperate with managers, supervisors and Safety and Health personnel who are conducting the Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 7 of 15 Accident Investigation and Reporting SAFETY-POL-202 0 accident/incident investigation. A. Employees may have bargaining unit representation present during accident investigations. 4. Employees shall promptly complete and return all paperwork regarding the incident/accident as required. 3.2 Accidents In Which Personnel Are Injured or Equipment is Damaged 1. If the accident is serious and the employee is unable to leave the scene of the accident, help shall be summoned, using the extension 222 emergency number. A. The Control Center shall notify: (1) The Medical Unit Team if the accident/incident is at Plant 1 or Plant 2. (2) Outside Medical services as required (911). (3) Safety and Health Division personnel. (4) The appropriate management personnel. B. Notification shall be by (1) Land telephone. (2) Cellular telephone (including Nextel). (3) Mobile radio. 2. The Control Center shall dispatch personnel to meet outside medical services at the front gate as necessary and escort them to the accident site. 3. The employee or another employee shall notify their supervisor of an accident. 4. After the injured person is tended to, an accident/incident investigation shall be started by the supervisor as soon as possible. A. The supervisor shall complete the Accident Report form. Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 8 of 15 Accident Investigation and Reporting SAFETY-POL-202 1 5. The accident investigation shall be conducted in accordance with SAFETY-SOP-202.1, Accidents In Which Personnel Are Injured. 6. The supervisor/manager may contact the Safety and Health Division for assistance with the accident investigation. 7. The accident scene shall be preserved until the accident investigation has been completed. 3.2.1 Off Site Accidents Employees and 1. If safe, stop immediately and determine possible damage. Passengers Avoid obstructing traffic if possible. The vehicle shall be moved to a safe location as soon as possible. 2. Aid the injured and see to it that they receive medical attention as soon as possible. 3. If the vehicle is equipped with a radio, call the Control Center and have the Control Center call the local police. If the vehicle does not have a radio, call the police from a nearby telephone and call your supervisor. Request assistance in the investigation process if necessary. Note: A police report is needed when the accident involves the public or non-district property. If the police do not respond, the employee should obtain all pertinent information available from the other driver and the accident scene and then go to the police department with local jurisdiction to file a report. 4. Identify as many witnesses as possible and obtain their name, address, and home and work phone numbers. 5. Using the camera in the vehicle, take pictures of each vehicle involved and the road conditions. (See SAFETY- SOP-202.2) 6. Do not discuss the accident with anyone other than the police and District personnel. A. Provide only your name, agency name and address, and work telephone number. B. Obtain a business card from the police officer and ask Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 9 of 15 Accident Investigation and Reporting SAFETY-POL-202 them to record the accident case number on the card. Supervisor 7. The driver, and each employee passenger, and each employee witness should assist in completion of the Vehicle Accident Report (unless involved parties are incapacitated or deceased) during the shift in which the accident occurred. 8. The Safety and Health Division must be notified of the accident as soon as possible. 9. Conduct an accident investigation (at the accident scene if possible) and determine actions to prevent accident recurrence. A. The accident investigation shall be conducted in accordance with SAFETY-SOP-202.2, Investigating On/Offsite Vehicle Accidents. 10. Complete and sign the Vehicle Accident Report. Division Manager 11. The completed and approved Vehicle Accident Report must be delivered to the Safety and Health Division and the appropriate Division Manager before the end of the shift. If the accident occurs during evening, weekend, or holiday hours, the Vehicle Accident Report shall be distributed at the beginning of the next week day shift. 12. Determine if participation in the investigation at the scene of the accident is warranted. This decision is based on personal injury and the severity of the equipment/property damage. 13. Review and approve the Vehicle Accident Report. 14. Ensure that actions to prevent accident recurrence are completed and documented. Safety and Health 15. Send written verification of completion to the Safety and Health Division. 16. Track completed and outstanding actions to prevent accident recurrence and forward completed items to the Safety and Health Division. 17. Participate in the investigation at the scene of the accident if the accident resulted in personal injury and/or significant Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 10 of 15 Accident Investigation and Reporting SAFETY-POL-202 8 equipment/property damage. 18. Review the Vehicle Accident Report and determine if an additional investigation is warranted. 19. Forward copies of the Vehicle Accident Report to the Fleet Services Supervisor. 20. Distribute completed and outstanding actions and recommendations to prevent accident recurrence. 3.2.2 On Site Employee 1. Stop immediately and determine possible damage. Move the vehicle to the side of the road if possible. Avoid obstructing traffic if possible. A. Call for assistance if traffic/crowd control is required. 2. Aid the injured and see to it that they receive medical attention as soon as possible. A. Notify the Control Center who will notify the Medical Team via 222 reporting 3. Call the Control Center and have the Control Center call the Safety and Health Division. 4. Call your supervisor. Request assistance in the investigation process if necessary. A. The accident investigation shall be conducted in accordance with SAFETY-SOP-202.2, Investigating Vehicle Accidents. 5. Identify as many witnesses as possible and obtain their name. Supervisor 6. The driver, and each employee passenger, and each employee witness should assist in completion of the Vehicle Accident Report during the shift in which the accident occurred. 7. The supervisor shall conduct an accident investigation (at the accident scene if possible) and determine actions to prevent accident recurrence. Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 11 of 15 T Accident Investigation and Reporting SAFETY-POL-202 f 8. The supervisor shall complete and sign the Vehicle Accident Report. 9. The completed and approved Vehicle Accident Report must Division Manager be delivered to the Safety and Health Division and the appropriate Division Manager before the end of the shift. 10. The division manager shall review and approve the Vehicle Accident Report. 11. The division manager shall ensure that actions to prevent accident recurrence are completed and documented. 12. The division manager shall send written verification of completion to the Safety and Health Division. 13. The division manager shall track completed and outstanding Safety and Health actions to prevent accident recurrence and forward completed items to the Safety and Health Division. 14. The Safety and Health Division shall participate in the investigation at the scene of the accident if the accident resulted in personal injury and/or significant equipment/property damage. 15. The Safety and Health Division shall review the Vehicle Accident Report and determine if an additional investigation is warranted. 16. The Safety and Health Division shall distribute completed and outstanding actions and recommendations to prevent accident recurrence. 3.3 Near Miss Accidents 1. The employee shall notify their supervisor of a near miss accident. 2. The employee and supervisor shall conduct an investigation into the causes of the near miss accident. A. The near miss shall be documented on the accident report form. Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 12 of 15 Accident Investigation and Reporting SAFETY-POL-202 B 3. The accident investigation shall be conducted in accordance with SAFETY-SOP-202.1. 4. The supervisor/manager may contact the Safety and Health Division for assistance with the Near Miss Accident Investigation. 5. The near miss scene shall be preserved until the near miss accident investigation has been completed. 3.4 Safety-Health Investigation Team 1. The Safety and Health Division shall coordinate the formation of a Safety-Health Investigation Team for all accidents 2. The members of the Safety-Health Investigation Team shall receive training in conducting an accident investigation. A. Training shall be conducted at least biennially. 3. The Safety and Health Division shall ensure that team members have the proper equipment to conduct a thorough investigation. 4. The team shall conduct investigations on all accidents/incidents that meet the following criteria: A. Accidents resulting in injuries. (District employees, visitors, contractors, etc.) B. Property damage of more than $5,000.00. C. Issues reported to any regulatory agency. D. As requested by executive management. E. As requested by of legal counsel. F. To supplement investigations lacking in proper information and/or details. G. As requested by the Safety and Health Supervisor for training purposes. 5. The team shall be made up of a cross section of District employees as determined by the Safety and Health Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 13 of 15 Accident Investigation and Reporting SAFETY-POL-202 r Supervisor. 6. Safety and Health Investigation Team may request meetings with all involved parties and witnesses in order to collect factual data of the accident. A. As a result, Safety and Health Investigation Team may determine corrective action as a measure to prevent future accidents. B. Managers/supervisors are responsible for implementation of corrective actions recommended by the Safety and Health Investigation Team. C. Safety and Health Investigation Team may recommend disciplinary action of involved parties but shall not determine the type or magnitude of the action. This shall remain the responsibility of the employee's manager/supervisor. 7. Each bargaining unit shall be represented on the team. 3.5 Employee Training 1. The Safety and Health Division shall be responsible for developing and implementing an Accident Investigation Process Training Program. 2. All managers and supervisors shall attend the Accident Investigation Process Training Program. A. Non-management personnel may attend Accident Investigation Process Training Program training with their supervisor's permission. 3. Training shall be conducted as an initial course and as required. 3.6 Program Administration 1. The Safety and Health Division shall be responsible for reviewing the Accident Investigation and Reporting Program every two years. Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 14 of 15 Accident Investigation and Reporting SAFETY-POL-202 4. References 8 California Code of Regulations, §3203. Injury and Illness Prevention Program 8 California Code of Regulations, §330, Definitions 8 California Code of Regulations, Chapter 7, Subchapter 1. Occupational Injury or Illness Reports and Records 8 California Code of Regulations Chapter 3.2. , Subchapter 2, Article 3. Reporting Work-Connected Injuries, §342. Reporting Work-Connected Fatalities and Serious Injuries. California Vehicle Code, Division 1, Section 670 SAFETY-POL-101 Injury and Illness Prevention Program SAFETY-POL-108 Contractor Safety Program SAFETY-SOP-202.1, Accidents In Which District Personnel Are Injured. SAFETY-SOP-202.2, Investigating Vehicle Accidents SAFETY-SOP-202.3, Investigating Contractor Accidents SAFETY-SOP-202.4, Safety-Health Investigation Team 5. Attachments None Rev. 1 Hard Copy Is Uncontrolled Date: October 26, 2005 15 of 15 FAHR COMMITTEE Meeting Date To Bd.of Dir. 10/12/2005 10/26/2005 AGENDA REPORT Item Number Item Number FAHR05-85 13 d Orange County Sanitation District FROM: Lisa Tomko, Director of Human Resources Originator: James Matte, Safety and Health Supervisor SUBJECT: Adoption of the National Incident Management System GENERAL MANAGER'S RECOMMENDATION Adopt Resolution No. OCSD05-25 approving the National Incident Management System for use at the Orange County Sanitation District during emergencies. SUMMARY In Homeland Security Presidential Directive (HSPD-5), Management of Domestic Incidents, the President of the United States directed the Department of Homeland Security to develop, review and administer a National Incident Management System. This directive also requires Federal departments and agencies to make adoption of the National Incident Management System by State, tribal and local government organizations a condition for Federal preparedness assistance. In order to be in compliance with HSPD-5, the Orange County Sanitation District must adopt the National Incident Management System (NIMS). This acceptance is required in order to maintain the Orange County Sanitation District's eligibility to receive federal grant funding related to emergency management and homeland security. In 1998. the Orange County Sanitation District began to utilize the statewide Standardized Emergency Management System (SEMS), which provides for a coordinated approach to emergency preparedness, response, and recovery. The NIMS was built on the foundation of the successes found through the SEMS and the Incident Command System (ICS). Thus, the components involved in the NIMS are already an integral part of the system Orange County Sanitation District currently uses for emergency management activities. The NIMS represents a consistent nationwide approach to work together more effectively and efficiently to prevent, prepare for. respond to and recover from domestic incidents, regardless of cause, size or complexity. It is necessary and desirable for all federal, state. local and tribal emergency agencies and personnel to coordinate their efforts to effectively and efficiently provide the highest level of incident management. The use of the NIMS standardized procedures for managing personnel, communications. facilities. and resources will ensure the Orange County Sanitation District's ability to enhance readiness, maintain safety, and streamline the incident management processes. The National Incident Management System is designed to utilize standardized terminology, standardized organizational structures, interoperable communications, consolidated action plans, unified command structures, uniform personnel qualification standards, uniform standards for planning, training, and exercising, comprehensive resource management, and designated incident facilities during emergencies or disasters. The Orange County Sanitation District currently utilizes these standardized processes in responding to emergency situations. PRIOR COMMITTEE/BOARD ACTIONS None PROJECT/CONTRACT COST SUMMARY N/A BUDGET IMPACT ❑ This item has been budgeted. (Line item: ) ❑ This item has been budgeted, but There are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION N/A ALTERNATIVES N/A CEQA FINDINGS N/A ATTACHMENTS 1. Resolution No. OCSD 05-25 H:\dept\egenda\Board Agenda Reports\2005 Board Agenda&Agenda Reports\1005Utem 13(d(.NIMS Resoluuon.doc Revised: 9/12105 Page 2 Resolution No. OCSD 05-25 A RESOLUTION OF THE BOARD OF DIRECTORS OF ORANGE COUNTY SANITATION DISTRICT APPROVING THE ADOPTION OF THE NATIONAL INCIDENT MANAGEMENT SYSTEM (NIMS) WHEREAS, the President of the United States in Homeland Security Presidential Directive (HSPD)-5, directed the Secretary of the Department of Homeland Security to develop and administer a National Incident Management System (NIMS), which would provide a consistent nationwide approach for Federal, State, local, and tribal governments to work together more effectively and efficiently to prevent, prepare for, respond to and recover from domestic incidents, regardless of cause, size or complexity; and WHEREAS, the collective input and guidance from all Federal, State, local, and tribal homeland security partners has been, and will continue to be, vital to the development, effective implementation and utilization of a comprehensive NIMS; and WHEREAS, it is necessary and desirable that all Federal, State, local and tribal emergency agencies and personnel coordinate their efforts to effectively and efficiently provide the highest levels of incident management; and WHEREAS, to facilitate the most efficient and effective incident management it is critical that Federal, State, local, and tribal organizations utilize standardized terminology, standardized organizational structures, interoperable communications, consolidated action plans, unified command structures, uniform standards for planning, training, and exercising, comprehensive resource management, and designated incident facilities during emergencies or disasters; and WHEREAS, the NIMS standardized procedures for managing personnel, communications, facilities and resources will improve the Orange County Sanitation District's ability to utilize federal funding to enhance agency readiness, and streamline incident management processes; and WHEREAS, the Incident Command System (ICS) components of NIMS are already an integral part of various incident management activities at the Orange County Sanitation District, including current emergency management training and exercise programs; and WHEREAS, the Orange County Sanitation District utilizes the statewide Standardized Emergency Management System (SEMS), and participates in an emergency management program involving all local water and sewer utilities r through the Water Emergency Response Organization of Orange County (WEROC); and WHEREAS, the California Standardized Emergency Management System substantially meets the objectives of the National Incident Management System; and WHEREAS, the General Manager, will ensure that Orange County Sanitation District personnel who are part of the emergency organization, and who are designated as California Disaster Service Workers (according to California Government Code 3100-3109), are trained and prepared to respond; and WHEREAS, the National Commission on Terrorist Attacks (9-11 Commission) recommended adoption of a standardized Incident Command System; WHEREAS, pursuant to the President's Executive Order, Homeland Security Directive (HSPD) 5, local governments are. required to establish the National Incident Management System (NIMS) as the standard for incident management. NOW, THEREFORE, BE IT RESOLVED that the RESOLUTION OF THE BOARD OF DIRECTORS of Orange County Sanitation District does hereby approve and adopt the National Incident Management System as the Orange County Sanitation District's standard for incident management, and further more directs staff to implement the NIMS, including the delivery of an employee training program. PASSED AND ADOPTED at a regular meeting held October 26, 2005. Chair ATTEST: Board Secretary FAHR COMMITTEE Meeting Date To Bd.of Dir. 10/12/05 10/26/05 AGENDA REPORT Item Number Item Number OMT505-86 13 e Orange County Sanitation District FROM: Michael D. White, Controller Originator: Angela Brandt, Accounting Supervisor SUBJECT: RESULTS OF NON-RESIDENTIAL PARCEL REVIEW PROJECT GENERAL MANAGER'S RECOMMENDATION Approve the results of the non-residential parcel review project, direct staff to use the corrected database on a "going-forward" basis, and provide direction to staff on the collection of past charges. SUMMARY In June of 2004, the Committee and Board directed staff to (1) review all non-residential parcels as to property use and square footage to determine as to whether non- residential parcels were being billed correctly; and (2) to correct the non-residential parcel database for any errors uncovered in order to collect the proper charges on the property tax bill in the future. All non-residential properties totaling 46,232 were reviewed. Adjustments were made to 1,628 parcels for a total net increase in fees of $2,984,000 for fiscal year 2005-06. Square footage adjustments were made to 51 parcels, use code adjustments were made to 1 ,514 parcels, and both use code and square footage adjustments were made to 63 parcels. Also in June 2004. the Committee and Board decided that they would wait to receive the results of the in-house review before making a determination as to whether any errors resulting in under or overcharges would be billed or refunded for prior years. PRIOR COMMITTEE/BOARD ACTIONS In June 2004, the Committee and Board directed staff to improve the database in-house over an extended time period using temporary employees and to determine at a later date as to whether to bill or provide refunds for under/overcharged parcels. PROJECT/CONTRACT COST SUMMARY N/A Page 1 a BUDGET IMPACT ❑ This item has been budgeted. ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ® Not applicable (information item) ADDITIONAL INFORMATION Results of the Review of All Non-Residential Parcels Revenue Section staff of the Accounting Division had specific reports generated from the database of all non-residential parcels in the Sanitation District's service area from contracted computer programmers. A total of 46,232 non-residential parcels were identified to be reviewed over the course of 10 months for accurate use code and square footage information. The project began on September 8, 2004, and was completed on May 5, 2005: two months ahead of schedule. The original estimated cost was $696.600 not including mileage reimbursement. The final cost of the project, including mileage reimbursement, was $495,175.28. All 46,232 non-residential properties were reviewed. Numerous properties were reviewed multiple times to ensure the accuracy of the information. The site inspector's notes and calculations were compared to the data currently in the Sanitation District's database, the data obtained from RealQuest, Switchboard, and aerial maps, before determining if an adjustment to the original data was warranted. Adjustments were made to 1 ,628 parcels, resulting in an increase in fees of $3,174,929 for 1 .563 parcels and a decrease in fees of S190,589 for 65 parcels. for a total fiscal year 2005-06 net increase of S2,984,340. Square footage adjustments were made to 51 parcels. Use Code adjustments were made to 1 .514 parcels, while both use code and square footage adjustments were made to 63 parcels. Of the total net fee increase of S2,984,340, a total of $58,321 has been rebated backed to the property owners based on claims submitted documenting actual water usage was less than the amount that would normally be expected to be discharged by the class of property in question. An additional 22 rebate claims have been submitted for refunds that are currently being reviewed. The amount of rebates is expected to increase significantly once the database of the revised 1 ,628 parcels is made available to firms specializing in utility cost recovery services. The need for a Laundromat and Nightclub use code was also identified during this project and was included in the adoption of Ordinance OCSD-26 for fiscal year 2005-06. Page 2 i Consideration of Prior Year Corrections Adjustments have been made on a going forward basis. The Board also has the option of pursuing refunds back four years as the State law requires the Sanitation District to make refunds back four years because the user fees are collected on the property tax bill. Following are obstacles or detriments to consider in enforcing collection of unbilled or under-billed parcels for up to four years ago: • Staff would have to determine who the property owner was for each year invoiced. • Staff would also have to verify what improvements existed on the property and the use code for those improvements for each prior year invoiced. • Prior years' charges that apply to prior owners would have to be directly invoiced. This would require locating the current mailing address for prior property owners. It would also require a procedure and a practice to collect amounts invoiced but unpaid. It is expected that this collection process would incur additional legal costs. • The decision to pursue undercharged parcels back for up to four years may cause hardship to our customers. The user did nothing to cause the undercharge. They paid what we billed. It was the Sanitation District's reliance on incorrect data that caused the error. • The potential exists for class action lawsuits and higher legal fees if the Sanitation District decides to bill for four years back. • The billing and collection of all past undercharges are subject to rebate if the property owner can substantiate that the property sewer use was less than the underlying basis used in calculating the sewer service user fee based on actual water consumption. Maintenance of the Non-Residential Parcel Database Staff is committed to maintaining the accuracy of the non-residential parcel database by reviewing with in-house resources 20 percent of all non-residential parcels to ensure the accuracy of site use and building square footage. Under this program, all non- residential parcels will be reviewed at least once every five years. The number of non-residential parcels for fiscal year 2005-06 is 46,695. Revenue Section staff will review 20 percent, or 9,339 of these parcels during the current year using the same procedures identified during the parcel review project. Page 3 FUTURE ALTERNATIVES FOR CONSIDERATION ► Direct staff to analyze the 65 parcels overcharged in FY 2004-05 and provide rebates for each year of overcharges back for a period of four years; and 1. Direct staff to collect the additional fees on the 1,563 parcels undercharged in FY 2004-05 for a specific number of years up to four; or 2. Direct staff to solicit water consumption data on the 1,563 parcels undercharged in FY 2004-05, and to collect past undercharges based on the correct user charge fee or fee as calculated by water consumption, which ever is less, for a specific number of past years up to four; or 3. Direct staff to focus solely on maintaining the accuracy of the database and to collect the adjusted fees only on a "going-forward" basis. ATTACHMENTS 1. Staff Report to FAHR dated June 9, 2004 • Memo from Director Mike Duvall • Matrix Comparing Alternatives MW Page 4 FAHR COMMITTEE Meeting Date To Bd.of Dir. 06 09 04 06 23 04 AGENDA REPORT Item Number Item Number FAHR04-60 Orange County Sanitation District FROM: Mike Duvall, Director Blake P. Anderson, General Manager Gary G. Streed, Director of Finance SUBJECT: PROPOSAL FOR CONTRACTUAL SERVICES TO REVIEW AND TO COLLECT SEWER SERVICE USER CHARGES ASSESSED NON-RESIDENTIAL PARCELS GENERAL MANAGER'S RECOMMENDATION That the FAHR Committee recommend the Board of Directors direct staff to proceed to evaluate non-residential parcels to determine if they have been undercharged for annual sewer service user fees and, if so, to collect the proper charges on the property tax bill on a going forward basis. SUMMARY In December 2003, the FAHR Committee reviewed a staff report and consultant's proposal and a verbal presentation from the consultant's representative. The Committee voted to move the proposal directly to the Board without a Committee recommendation. At the January 2004 Board meeting, the Directors again heard from the consultant's representative. After considerable discussion, the Board referred the proposal and alternatives to the FAHR Committee for a recommendation. At the March 2004 FAHR Committee meeting, the Committee asked Director Mike Duvall to accept the recommendation of the consultant to visit his business. Director Duvall did spend several hours at the site as he briefly reported at the last Committee meeting. Subsequent to that visit and the Committee meeting, Director Duvall also interviewed staff. Attached to this agenda report is Director Duvall's report and recommendation to the Committee. Also attached is a matrix that staff developed in an attempt to summarize the pros and cons of the three alternatives. PRIOR COMMITTEE/BOARD ACTIONS N/A Y 1 i PROJECT/CONTRACT COST SUMMARY The original Revenue Enhancement Group proposal for this work was $2.5 million, plus 15% of any identified undercharges over $3.5 million. The proposal is for undercharges to be calculated for the current tax year and for the prior four tax years, for a total of five years. An additional amount of $90 per parcel would be charged if the number of parcels reviewed exceeds 28,608, in addition to the 15%. The first $1 million would be due when the contract is signed. The work was originally proposed to be completed by August 1, 2004. Because the scope of the project is recommended to increase to include all non-residential parcels, the number of parcels has been established as 46,500. Staff has not received a revised proposal, but at the January 2004 Board meeting, the consultant's representative stated that the price was now $90 per parcel. This was verbally confirmed by the consultant at the March Committee meeting. Assuming the revised parcel count of 46,500, the total cost would be $4,185,000. No competitive proposals have been solicited from other potential consultants. However, staff has discussed a hypothetical project of this type with two other "direct assessment" firms. One firm said it would definitely submit a proposal if asked and the other said it would not, because of its work for property owners and the potential for a conflict of interest. A private citizen who seems to review these fees as a hobby has also suggested he would like to help us. Subsequent to an article in the Orange County Register, three additional consulting firms contacted the District and asked to be considered if an RFP was issued. The consultant has told the Directors, and claims in their proposal, that there are recoverable undercharges of at least $3.5 million. This would be the total of alleged undercharges for five years, not the annual undercharge or recovery. One of the other consultants that staff contacted estimated that statistically there could be as much as $1 million per year, but it had no real data. The other reported that it seldom came across undercharges while researching for refund clients. The cost for staff to complete the review of the non-residential parcels that have not already been reviewed, including site visits is estimated to be a maximum of 2,902 person days, or about 11 person years. To complete the work in nine months with staff and temporary employees would require an additional 13.5 employees for the nine months. Staff estimates the review could be completed in-house for under$750,000 or approximately $16 per parcel. BUDGET IMPACT ® This item has been budgeted. (Line item: 2004-05 Collection System O&M) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. (See Additional Information below) ❑ Not applicable (information item) H:\depf%genda\Board Agenda Reparts\2005 Board Agenda&Agenda Reports\1005\Item 13(e).Resulls of Non-Residential Paroel Review•Att 1.doc Revised: 06/04/03 Page 2 ADDITIONAL INFORMATION Please see attached memo from Director Duvall. ALTERNATIVES 1. Direct staff to conduct a formal RFP process, compare the results to the costs to complete the process in-house and return to FAHR with a recommendation. 2. Direct staff to improve the database in house over an extended time period using fewer temporary employees. 3. Direct staff to improve the database in-house over an extended time period using a combination of additional FTEs and temporary employees. Two additional FTEs would ensure that the database was reviewed and updated annually. 4. Direct staff to determine the feasibility of agreements with all or several firms that process refund requests to also process undercharge adjustments on a contingency basis. 5. Authorize the consultant's work but do not go back four years to collect past undercharges. CEQA FINDINGS N/A ATTACHMENTS 1. Memo from Director Mike Duvall 2. Matrix Comparing Alternatives GGS H:\dept\agenda\Board Agenda Reports12005 Board Agenda&Agenda Reports\1005\Item 13(e).Resulis of Non-Residential Parcel Review-Att t.doc Revised: 06/04/03 Page 3 May 24, 2004 MEMORANDUM To: FAHR Committee From: Mike Duvall Subject: NON-RESIDENTIAL SEWER SERVICE FEES Revenue Enhancement Group At the Committee's direction and as I reported at the meeting last month, I spent several hours with the Revenue Enhancement Group. Subsequently I met with Gary and his staff for a few hours to review my findings. The Revenue Enhancement Group has a very impressive operation. They have computers, data bases, programs and internet access that they have developed to sort properties and to compare the District's sewer service fee for apparent reasonableness. They have purchased a copy of the sewer service fees charged each parcel in our data base from the District. The staff at Revenue Enhancement Group seemed knowledgeable with their programs and about their capabilities and their results. They told me they run across undercharges all the time, but do nothing with them since they are paid for getting refunds. They did not show me any examples of parcels that were apparently undercharged except for parcels that are owned by some of the member cities. They did show me two Permit User files that Revenue Enhancement Group believes are being mismanaged by District staff. They believe that the current charges are incorrect for the Register and for Kimberly-Clark. Basically, they want us to refund property taxes paid by the Register if they exceed the water based fee for use. Of course, the rates for Permit Users are calculated after deducting property taxes from our costs. Besides that, property taxes are governed by the State and are based upon property value; they are not related to sewer use. Kimberly-Clark was pointed out as an example of poor use of the data base because the square feet of building jumped significantly, nearly doubled, in one year. While this jump may not accurately reflect the growth on the site, it is the way the data appeared on the Assessor's data base as I confirmed with staff. In this case, that jump didn't Non-Residential Sewer Service Fees Page 2 of 4 May 24, 2004 affect the total charges because Permit Users are charged based upon their actual flow and strength. I'll talk some more about new construction later. District Staff When I met with Gary and his staff expert, Angela, I was very blunt about what I had seen and what I had been told. I also told them that I had been very impressed with the operation at Revenue Enhancement Group. Staff walked me through a couple of examples of how a fee gets put on the property tax bill. They showed me the information that they get from the County Assessor and how that information determines the sewer user fee. Staff told me that the Assessor and his IT contractors were meeting to be certain that they were giving us everything we wanted and needed. Turns out that some Assessor programs had been changed without appropriate updates to their programs that share data with the District. These will be fixed. We discussed the timing of changes to the non-residential data base for additions and new construction because I wondered why the connection fee data was not used. Staff told me that the information received from some cities was not sufficiently detailed to get the specific site information and that the connection fees were paid at the start of construction while the user fee wouldn't be due until after occupancy. Nonetheless, staff will work with the cities and the sanitary districts to get additional site information with the connection fees. This is expected to take a few months to get in place. This information will be used to flag the parcel for review each year pending the change on the Assessor's data base. I asked staff about parcels that are not being charged on the property tax bill. Staff told me that policy is for every parcel that uses the sewer to be charged on the property tax bill but that they have become aware during the last year that some are not. In 1999- 2000, the Board hired a consultant, like Revenue Enhancement Group, to review parcels that were not being charged. Because the Directors preferred a contract with a set cost rather than one based upon fees recovered, the number of parcels reviewed had to be limited. The limitation method staff and the consultant agreed upon was to select parcels that had development indicated but no corresponding square feet. This method resulted in additional income that offset the consultant cost, but it left many parcels un-reviewed and uncharged. Many parcels owned by governmental agencies were shown in the District's copy of the data base as having no square feet and no improvement value. This was unknown and unexpected at the time, but seems obvious today. My next question was why these mistakes, errors or omissions hadn't been corrected if staff was aware of them. Staff reminded me that the sewer user fees are only generated once a year on the property tax bill. They have been accumulating changes waiting for resolution of who will do the data base review so that any changes can be Non-Residential Sewer Service Fees Page 3 of 4 May 24, 2004 properly reported, accounted for and paid for in the event that a consultant is hired to review all of the non-residential properties. Staff will make all of the changes they are aware of before the next assessment run as it appears unlike that any consultant will be able to provide meaningful data or changes in time for this year's process. Sometime during my discussion with Gary and Angela I became comfortable with their understanding of the user fee program, of the problems with using the Assessor's data base and of their commitment and ability to improve the system and the results. They also told me that the Accounting Division has requested, and Blake has authorized, two additional permanent full time positions in next year's budget to keep the data base current and to research past and future changes. These additional resources will allow more frequent site visits as well as data base review and will provide the opportunity to make certain that past adjustments are appropriate in the future. Four year recovery When I started my meeting with staff I was convinced that it was only fair to bill users to recover any undercharges for the same four-year period that we make refunds. Staff reminded me that the State law requires us to make the refunds for four years only because we collect the user fees on the property tax bill. They also reminded me that most of the uncharged parcels are uncharged because they are coded as "tax-exempt". This means that most of the parcels that we could be billing for four years, or for however many years we decided, would be publicly owned or would be churches. These users would have to be treated the same as other non-residential users for this recovery. I know that cities and sanitary districts are struggling to adopt balanced budgets at this time, and that the State is taking money away from all of us. I'm not certain it is good public policy to ask us to use even more of our scarce tax-payer money to pay an enterprise special district that can raise user fees, just because that agency failed to charge fees when they were due. Determining the appropriate fee for prior years would be easy for properties that have not changed over the period. It will be much more difficult, time-consuming and costly if the property has been remodeled, developed, sold or changed use in any or each of the prior years. We don't know if any additional fees would be due and we don't know if they would offset the cost. Prior year's charges could probably be placed on the property tax bill. This would require programming changes and a new code from the County Auditor Controller's Office. Staff suggests that using the County data processing contractor to improve our data base rather than to make these changes would be more cost effective in the long run. Prior years' charges that apply to prior owners would have to be directly invoiced. This would require locating the current mailing address for prior property owners. It would also require a procedure and a practice to collect amounts invoiced but unpaid. It is expected that this collection process would incur additional legal costs. s Non-Residential Sewer Service Fees Page 4 of 4 May 24, 2004 + When I considered all of these issues and I weighed them against the uncertain amount of the returns, as well as the fact that the District has the ability to raise rates and that our local agencies could be paying most of the fees, I changed my mind. I recommend that we fix the problems in the data base and in the billing system and we move forward. I believe staff understands how important it is to the Directors to manage this program properly and to collect the fair share from every user. Their efforts should be put into correcting and managing the system. Correcting the Data Base Over the past several months, the FAHR Committee has considered three options to correct the data base. I think each of us has probably developed a favorite plan by now and I'm certain that each of us is anxious to move forward. The first option appears to be the most expensive and the least time consuming. The Revenue Enhancement Group first brought us a potential proposal which has been subsequently modified. The current proposal is to review every non-residential parcel for a fee of $90 per parcel. The total cost to review every parcel would be nearly $4.2 million. Perhaps some parcels could be excluded or a range of per parcel fees could be negotiated. The fee has not been tested in the marketplace. The second option will take somewhat more time, but would allow the Revenue Enhancement Group to compete for the work while providing payment to the private sector. This option is to release an RFP to several firms that have expressed interest in the work and that have experience in this type of work. Besides the firms that process refund requests from the District, two national and well-known firms have asked to be included if an RFP is released. Staff brought us a draft RFP in February and could have that on the street by the end of the month. The cost for this option is unknown at this time. The final option is the least expensive, places the highest demand on staff, can be started immediately and is staff recommendation as well as my own. Staff wants to manage and to conduct this process. They have estimated a total maximum cost of nearly $750,000. This is a sizeable project. Costs include up to 20 temporary employees with either business or math background or education. Much of this work can be completed this summer while colleges are not in session. Staff has many of the same programs that the private consultants have and has an even better understanding of the data bases and of our user fee program. Perhaps most importantly, whatever staff learns from the process will stay in-house for future benefit and use. MD:Ic ti i June 9, 2004 Non-Residential User Fee Evaluation Alternatives Award Sole Source to Conduct RFP for Use Staff and Temporary REG Consultant Employees Pros: Allows immediate start after Provides price competition. Estimated cost to evaluate is about Board award. 15-20% of REG proposal. Utilizes proven knowledge, skills RFP will be sent to companies Existing staff is expert in evaluating and abilities. currently in assessment business properties and has proven skills and and expected to be competent. abilities. REG understands District user Follows Purchasing Resolution Agreements are already in place with fee program. protocol. agencies for temporary help. Provides mechanism for District to Temporary staff will be paid by the define payment terms. hour, not based upon new revenue reduction. Provides choice of consultant based Existing staff completely understands on cost or other significant District program and Assessor codes. differences. Revenue Enhancement Group will No conflict for staff. be invited to propose during process. Upon completion staff will be 100% certain of diligence and accuracy of effort. Cons: Doesn't provide price Requires 60 days or so for RFP Requires some time to recruit and competition. process and Board award. train temporary staff. Requires staff time to audit and Requires staff time to audit and Requires staff time to audit and manage consultant efforts and manage consultant efforts and supervise temporary staff. results. results. Doesn't follow Purchasing Consultant may require some Resolution protocol. training, but is probably familiar with District program. Creates possibility of consultant Creates possibility of consultant processing refund requests processing refund requests based based upon adjustments they upon adjustments they recommended. recommended. Could create conflict of interest Could create conflict of interest with with existing REG fee reduction existing fee reduction clients. clients. Upon completion of the project, Upon completion of the project, District will be relying on District will be relying on diligence diligence and accuracy of and accuracy of consultant's effort. consultant's effort. Price per parcel needs to be clarified as proposal was modified in Board presentation. i GWR System Steering Committee September 12, 2005 MINUTES GROUNDWATER REPLENISHMENT SYSTEM STEERING COMMITTEE STEERING COMMITTEE (A Committee of Orange County Water District and Orange County Sanitation District Directors) OCWD Boardroom, 10500 Ellis Avenue, Fountain Valley Monday, September 12, 2005, 5:30 p.m. Committee Members Philip L. Anthony OCWD Director, Chairman ............. Present Kathryn Barr OCWD Director ..............................Present Roger Yoh OCWD Director...............................Present Steve Anderson OCSD Director .........................Not Present Mike Duvall OCSD Director, Vice Chairman ....... Present Carolyn Cavecche OCSD Director ...............................Present Alternates Jan Debay OCWD Director(No. 1) ...................Present Denis Bilodeau OCWD Director(No. 2) .................Present Steve Sheldon OCWD Director(No. 3) ............Not Present Jim Ferryman OCSD Director(No. 1) ....................Present Don Bankhead OCSD Director(No. 2) .................... Present Larry Crandall OCSD Director(No. 3) ....................Present Other Directors Present None. CONSENT CALENDAR(ITEM NO. 1 ) MOTION/VOTE ACTION TAKEN 1. MINUTES OF PREVIOUS MEETING ANTHONY-AYE RECOMMENDATION:Approve Minutes of the August 8, 2005 BARR-AYE APPROVED Groundwater Replenishment System YOH-AYE Steering Committee Meeting as mailed DUVALL-MOTION,AYE -AYE FERRYMAN-SECOND,AYE END OF CONSENT MATTERS FOR CONSIDERATION 2. INTEGRATED INFORMATION SYSTEM PROGRAM ANTHONY-AYE APPROVED REVISIONS BARR-AYE DIRECTOR ANTHONY RECOMMENDATION:Agendize for the September 21 OCWD YOH-SECOND,AYE STATED A REQUEST Board meeting: DUVALL-MOTION,AYE FOR PROPOSALS CAVECCHE-AYE SHOULD BE SENT 1} Authorize the issuance of an amendment to FERRYMAN-AYE OuT FOR ITEMS 4 the Professional Service Agreement to EMA AND 5. Inc.to modify the scope and reduce the budget of$1,407,825 by$846,105 to $561,720. - 1 - GWR System Steering Committee September 12, 2005 2) Authorize the issuance of an amendment of the Professional Service Agreement to MRO Software Inc.to modify the scope and increase the budget of$850,000 by$71,250 to $921,250. 3) Authorize the issuance of an amendment of the Professional Service Agreement to Global Engineering&Management Services to modify the scope and increase the budget of $293,720 by$254,600 to$548,320. 4) Authorize staff to solicit proposals for a Financial Systems specialist for a lump sum not to exceed amount of$161,000 based on 40 hours per month over the next 23 months at$175 per hour. 5) Authorize staff to solicit proposals for a Process Control System Integration specialist for a lump sum not to exceed $80,500 based on 20 hours per month over the next 23 months at$175 per hour. INFORMATIONAL ITEMS 3. ADVANCED WATER PURIFICAITON FACILITY COST INFORMATIONAL SAVINGS UPDATE 4. PROJECT SCHEDULE AND BUDGET UPDATE INFORMATIONAL 5. CONSTRUCTION PROJECTS PROGRESS INFORMATIONAL 6. MONTHLY CHANGE ORDER UPDATE INFORMATIONAL 7. STATUS REPORT INFORMATIONAL • Grants and Loans Update • Public Information and Education Update 8. AMERICAN SOCIETY OF CIVIL ENGINEERS INFORMATIONAL DIRECTORS'ANNOUNCEMENTS/REPORTS GENERAL MANAGERS' ANNOUNCEMENTS!REPORTS ADJOURNMENT INTO CLOSED SESSION 9. CONFERENCE WITH LEGAL COUNSEL—EXISTING LITIGATION [GOVERNMENT CODE SECTION 54956.9(A)] ONE CASE: 1) PALL CORPORATION V. OCWD AND OCSD-SUPERIOR COURT CASE No. 02CCO6622 RECONVENE IN OPEN SESSION ADJOURNMENT 7:10 P.M. - 2 - BOARD OF DIRECTORS Meeting Date To 13d.of Dir. 10/26/05 AGENDA REPORT item Number Item Number 14 b Orange County Sanitation District FROM: David Ludwin, Director of Engineering Originator: Wendy Sevenandt, CIP Project Manager SUBJECT: GROUNDWATER REPLENISHMENT SYSTEM, JOB NO. J-36 GENERAL MANAGER'S RECOMMENDATION (1) Approve a Professional Service Agreement to Faubel Public Affairs for $292,560 for outreach support services for the Groundwater Replenishment System; (2) Approve a Professional Service Agreement to KW Communications for $86,640 for construction outreach services for the Groundwater Replenishment System; (3) Approve a Professional Service Agreement to JD Communications for $74,385 for construction outreach services for the Groundwater Replenishment System; (4) Approve a Professional Service Agreement to Tashiro Choi and Associates for $42,480 for multicultural outreach services for the Groundwater Replenishment System; and (5) Establish a budget of $20,000 for miscellaneous construction outreach expenses; all sum to a total amount of $516,065 to be equally cost-shared with the Orange County Water District. SUMMARY • An outside public relations consultant, Porter Novelli, has supported the Groundwater Replenishment (GWR) System public outreach and information program for the past 4 years. • Because the current agreement terminates in October, staff proposed going out with a Request for Proposal (RFP) to area public relations (PR) firms to obtain new public outreach support and to retain via direct contracts, the construction and multicultural outreach consultants currently working on the project. • Two PR firms submitted proposals and were interviewed by staff from both agencies. • Staff brought the matter to the GWR System Public Information and Education (PIE) subcommittee and was directed to negotiate with Faubel Public Affairs to provide outreach support services for the GWR System. PRIOR COMMITTEE/BOARD ACTIONS Sept. 26, 2001 — Orange County Sanitation District (Sanitation District) Board approved a two-year task order for Porter Novelli (formerly NCG Porter Novelli) in the amount of $1 ,800,000, not to exceed $900,000 per year. Revised: 06/04/03 Page 1 I Oct. 22. 2003 — Sanitation District Board approved a one-year task order for Porter Novelli in the amount of $900,000. Oct 27, 2004 - Sanitation District Board approved a one-year task order for Porter Novelli in the amount of $615,000. See attached GWR System Steering Committee Agenda Item Submittal for prior GWR Steering Committee actions and Orange County Water District Board (Water District) actions. PROJECT/CONTRACT COST SUMMARY Authorization of $258,032.50 from the Construction Phase budget is being requested as shown in the attached Budget Information Table. BUDGET IMPACT X This item has been budgeted. (Line item: Section 8 - Page 121) ❑ This item has been budgeted, but there are insufficient funds. ❑ This item has not been budgeted. ❑ Not applicable (information item) ADDITIONAL INFORMATION See attached GWR System Steering Committee Agenda Item Submittal. ALTERNATIVES There are no alternatives. CEQA FINDINGS The Environmental Impact Report/Environmental Impact Statement (EIR/EIS) for the GWR System was certified by the Sanitation District and the Water District Boards of Directors on March 24, 1999. Addendum No. 1 was approved on March 28, 2001. Addendum No. 2 was approved by Sanitation District on January 23, 2002, and by Water District on January 16, 2002. Amendment No. 3 was approved by Sanitation District on March 24, 2004 and by the GWR System Steering Committee on December 1, 2003. ATTACHMENTS 1. Budget Information Table 2. Agenda Item Submittal to the GWR System Steering Committee Regarding Continuation of GWR System Outreach WS:eh H:\dept\agenda\Board Agenda Reports\2005 Board Agenda&Agenda Reports\1005\Item 14(b).J-36.doc Revised. W04/03 Page 2 BUDGET INFORMATION TABLE GROUNDWATER REPLENISHMENT(GWR) SYSTEM JOB NO. J-36 PROPOSED ORIGINAL CURRENT PROPOSED" t'UNd3 BUDGET x, THIS :, PROPOSED ESTIMATED ESTIMATED PROJECT/PHASE AUTHORIZED PROJECT REVISED AUTHORIZED TO AUTHORIZATION TOTAL. EXPENDITURE EXPENDED TO BUDGET BUDGET INCREASE BUDGET DATE REgUEST' AUTHORIZATION TO DATE DATE(%) /DECREASE q. Phase 1 -Project Development $ 700,000 $ 11,000 $ 11,000 $ 11,000 $ 11,000 $ 10,088 92% Phase 2-Preliminary Design $ 3,321,000 $ 3,321,000 $ 3,321,000 $ 3,321,000 $ 3,319,874 100% Phase 3-Design $ 9,849,000 $ 17,246,540 $ 17,246,540 $ 17,246,540 $ 17,246,540 $ 15,614,375 91% Phase 4-Construction $ 98,481,000 $ 217,933,460 $ 217,933,460 $ 215,663,674 $ 258,032.50 $ 215,921,707 $ 63,606,194 29% Phase 5-Commissioning $ 977,000 $ 977,000 $ 977,000 $ 977,000 $ 451,841 46% Phase 6-Close-Out $ 171,000 $ 171,000 $ 171,000 $ 171,000 $ 81.761 48% Phase 7-Contingency $ 12,895,000 $ 12,000,000 $ 12,000,000 $ 0% PROJECT TOTAL $ 121,925,000 $ 251,660,000 $ $ 251,660,000 $ 237,390,214 $ 258,032.50 $ 237,648,247 1 $ 83,084,133 35% Reimbursable Costs 1 $ 45,000,000 $ 45,000,000 $ 45,000,000 1 $ 45,000,000 1 33,037,910 73% PROJECT NET $ 121,925,000 $ 206,660,000 $ $ 206,660,000 $ 192.390,214 $ 258,032.50 $ 192,648,247 1 $ 50,046,22.1 26% PSA/Contract Design PSA $ 19,000,845 $ 19,000,845 $ 18,979,757 $ 18,979,757 $ 16,226,359 85% Construction Manangement Services PSA $ 6,994,542 $ 6,994,542 $ 6,786,623 $ 6,786,623 $ 2,209,630 33% Construction Contract $ 203,294,901 $ $ 203.294,901 $ 193,697,953 $ 193,697,953 $ 34,500,000 18% H:\dept\agenda\Board Agenda Repons\2005 Board Agenda&Agenda Reports\1005\[Item 14(b).J-36-att 1.xls]PR 1 AGENDA ITEM SUBMITTAL Meeting Date: October 10, 2005 Budgeted: Yes Funding Source: OCWD/OCSD/Grants To: Groundwater Replenishment Program/Line No.: 501-4030-600.70-01 System Steering Committee Cost Estimate: $516,065 From: Virginia Grebbien. General Counsel Approval: Yes Blake Anderson Project Report Approved: Yes CEQA Compliance: Yes Staff Contact: R. Wildermuth/I. Hellebrand Subject: CONTINUATION OF GROUNDWATER REPLENISHMENT (GWR) SYSTEM OUTREACH SUMMARY An outside public relations consultant, Porter Novelli, has supported the Groundwater Replenishment (GWR) System public outreach and information program for the past 4 years. Because the current agreement terminates in October, staff proposed going out with a Request for Proposal (RFP) to area public relations (PR) firms to obtain new public outreach support; and to retain via direct contracts, the construction and multicultural outreach consultants currently working on the project. Two PR firms submitted proposals and were interviewed by staff from both agencies. Staff brought the matter to the Public Information and Education (PIE) subcommittee and was directed to negotiate with Faubel Public Affairs to provide outreach support services for the Groundwater Replenishment System. RECOMMENDATION Agendize for the October 19 OCWD and October 26 OCSD Board meetings: 1) Authorize the issuance of a Professional Service Agreement to Faubel Public Affairs for$292,560 for outreach support services for the GWR System. 2) Authorize the issuance of a Professional Service Agreement to KW Communications for$86,640 for construction outreach services for the GWR System. 3) Authorize the issuance of a Professional Service Agreement to JD Communications for $74,385 for construction outreach services for the GWR System. 4) Authorize the issuance of a Professional Service Agreement to Tashiro Choi and Associates for $42,480 for multicultural outreach services for the GWR System. 5) Authorize establishing a budget of $20,000 for construction outreach expenses. DISCUSSION/ANALYSIS General Outreach Support The GWR System is an indirect potable reuse project that will greatly enhance the seawater barrier protecting Orange County's large groundwater basin, and also provide additional water to help meet future water needs in an arid region. Like all indirect potable reuse projects, there is the requirement for extensive public education and outreach. Indirect potable reuse projects have a mixed record of public acceptance, based on the timelines and effectiveness of the public outreach efforts. The GWR System was fortunate to start its outreach efforts early in the project development stage. The GWR System program budget for public outreach was originally based on expending $3,600,000 over a 4-year period. We are currently completing the fourth year of outreach and will have sufficient budget remaining to fund a fifth year of outreach and still remain within the original budget. Next year, there will be a need to ramp-up the outreach effort with the approach of bringing the Advanced Water Purification Facility on-line and additional budget will need to be provided to support outreach efforts. General Outreach Public Relations Firm Selection Process. On July 21, 2005, a Request for Proposals (RFP) was sent to an extensive list of area public relations/public outreach firms to support the GWR System public outreach effort for one-year (with contract extension provisions). Notice of the RFP was also posted on both Districts' Web sites. On August 19, 2005, two proposals that met the requirements of the RFP were received from Faubel Public Affairs and O'Rorke, Inc. A third agency proposal was received that did not comply with the specifications of the RFP and was considered non-responsive. On September 13, 2005, presentations and interviews were scheduled and conducted with the two public relations firms for evaluation purposes. Staff brought the matter forward to the Public Information and Education (PIE) subcommittee on September 29, 2005 to discuss the matter. Staff acknowledged that next years program will mirror the current program and either firm could adequately perform the work. The PIE expressed the opinion that it was very important to have a local firm that understood Orange County and its politics and directed staff to negotiate with Faubel Public Affairs to provide outreach support services for the Groundwater Replenishment Project. After meeting with Faubel Public Affairs and further discussing the outreach philosophy for the coming year, they provided a revised proposal that reflected supporting the core program with optional services that can be provided, as the Committee deems appropriate. Table 1 outlines the core work that will be provided directly by Faubel Public Affairs and their subconsultant K-COMM. Table 2 outlines specific optional services and costs associated with them. Table 1 Task Hours Cost Strategy, Project Management, Administration 462 $61,490 Crisis Management/Advertising Management/Advertising 155 $23,600 Community Outreach/Website 696 $94,590 Research, Polling, Focus Groups 110 $15,350 Media Relations 205 $30,625 Government Outreach 281 $41,825 Totals 1909 $267,480 K-COMM (Analysis of website and user data 152 $25,080 Grand Total 2061 $292,560 Table 2 Task Cost Probolsky Research-Pollin /Focus Group $89,500 K-COMM Webinars, e-newsletter, use of 11,000 name e-mail database $34,920 Revisions and updating collateral material $30,000 Brochure to 242,418 service territory homeowners (print and mail $89,072 Advertising/Media Buy $232,324 Special events (per event $2,000 E-mail to 120,418 service territory households $8,550 Phone call to service territory households $15,487 Grant writing 87 hours @ $115.00 per hour $10,005 It would be staffs recommendation to issue a professional services agreement to Faubel Public Affairs based on their attached proposal, as outlined in Table 1. Construction and Multicultural Outreach It is important that public members impacted by construction understand the reasons behind the project and its many benefits. This helps them understand the need for the project and better tolerate the temporary inconveniences and impacts of construction. The successful construction outreach program to date has focused on ensuring that noise, dust and other impacts of construction are mitigated as much as possible to lessen the affect on neighborhoods where construction is taking place. The two construction outreach firms work very closely with both the neighbors and the construction team. KW Communications (Kira Erquiaga) works with the neighborhoods impacted by the Advanced Water Purification Facility construction and the work on the expanded Seawater Intrusion Barrier. JD Communications (Jill DeCriscio) works with the communities along the pipeline construction areas. Staff is recommending approval of Professional Services Agreements with these consultants to continue their work on the project due to their effectiveness and high quality work; their excellent r understanding of the project; and the positive relationships that they have established with the construction communities. Local city council members have commended their work and their outreach program has won a local Public Relations Society of America Protos Award for excellence. Orange County is composed of many cultures, some of which come from countries where the water in their country of origin is of inconsistent or poor quality. This tends to make them distrustful of all water systems. It is important that everyone in Orange County understand the very high quality of the water produced by the GWR System. To date, the outreach to Orange County's many cultures has been very effective. Staff is recommending we continue to contract with the current multicultural outreach specialist (Suzanna Choi) because of her high level of outreach success. She has obtained significant support for the GWR System from several different cultural leaders; the leaders she has obtained support from have in turned brought on board other community leaders; she has developed supporters who are actively engaged in promoting the project via conducting media interviews, opening additional doors into the community and sponsoring project talks to various new organizations; she understands the project; she has maintained and improved the relationships she has developed; and she continues to obtain the additional support for the project from the most influential leaders in the various communities. Continuing to contract with Tashiro Choi and Associates is needed to build and retain multicultural support for the project. Staff is recommending contracting for this specialized outreach for the duration of construction and for a short period of time after commissioning of the facility, a total period of two years, due to the importance of this aspect of the GWR System outreach. The two construction outreach consultants and the multicultural consultant's efforts will be integrated into the overall outreach program and will be managed by the water agency staff and coordinated with Faubel Public Affairs. Also attached are the work proposals from the construction outreach and multicultural outreach consultants. All of these consultants have the required insurance coverage. In the case of the construction outreach agreements, they have been specifically tailored for the GWR System construction program and terminate when there is a cessation in construction activity and corresponding outreach support is no longer needed. The term of the agreement for KW Communications, who manages the seawater barrier expansion and the Advanced Water Purification Facility construction outreach, is proposed to be from November 1 , 2005 until November 1, 2006. At that time, depending on construction progress of the AWPF, the contract will be reevaluated to determine if additional Advanced Water Purification Facility outreach is warranted. The level of effort required for this outreach is anticipated to be 20 hours per week, but these hours will be reduced 50% in July 2006 to coincide with the completion of major construction on the barrier expansion. KW Communication's hourly billing rate for this V work is proposed to be $95.00 per hour, which would amount to a total agreement amount of (95.00 $/hr) ((87 hr/mo)(9 mo)+(43 hr/mo)(3mo)) _ $86,640. The term of the agreement for JD Communications will be from November 1, 2005 until August 1, 2006. This length of time coincides with the end of the major construction of the pipelines and includes the clean up and restoration of the impacted bike and equestrian trail. The level of effort required for this outreach is anticipated to be 20 hours per week. JD Communication's hourly billing rate for this work is proposed to be $95.00 per hour, which would amount to a total agreement amount of (95.00 $/hr)(87 hr/mo)(9 mo) _ $74,385. There are other costs associated with construction outreach, which need to be budgeted that are not provided by the outreach consultants. The construction outreach program relies on communicating with affected neighborhoods and communities by sending flyers and newsletters to those stakeholders, holding neighborhood meetings and sponsoring monthly site tours. Such items as graphics, postage, equipment rentals, reprographic services and food are required to support this effort. Staff is recommending setting up a budget of $20,000 to cover these expenses. The term of the agreement for Tashiro Choi & Associates will be from November 1, 2005 until November 1, 2007 in order to provide multicultural outreach until the project is operational and for a short period thereafter. At that time the contract will be reevaluated to see if additional multicultural outreach is warranted. The level of effort required for this outreach is anticipated to average 2 hours per week and additional budget of $2,000 per year is needed for services to translate project material into different languages. Suzanna Choi's hourly billing rate for this work is proposed to be $185.00 per hour, which would amount to (185.00 $/hr)(2 hr/wk)(52 wk/yr)(2 yr) _ $38,480, plus $4,000 for two years of translation services for a total amount of $38,480 + $4,000 = $42,480. Table 3 lists the proposed total program budget for the GWR System public outreach program for this coming year. It is important to note that Tashiro Choi & Associates agreement extends beyond the one-year time frame as the other three contracts. Table 3 Agency Proposed Cost Faubel Public Affairs $292,560 KW Communications $86,640 JD Communications $74,385 Tashiro Choi & Associates $42,480 Consultant Total $496,065 Construction Outreach Expenses $20,000 Grand Total $516,065 0 Both OCSD and OCWD staffs have reviewed the Public Information Program and determined that this is the best approach for maintaining a successful GWR System Public Information Program. PRIOR COMMITTEE ACTIONS Sept. 29, 2005 The Public Information and Education (PIE) Subcommittee voted to recommend Faubel Public Affairs as the Public Relations Firm for the Groundwater Replenishment System Outreach and Continuation of Three Outreach Specialists. July 11, 2005 Public Information and Education (PIE) Program: Request for Proposal (RFP) for Replacement Public Relations Firm for the Groundwater Replenishment System Outreach and Continuation of Three Outreach Specialists. Sept. 13, 2004 The GWR System Steering Committee recommends authorizing issuance of a one-year Professional Services Agreement to Porter Novelli in the amount of $615,000 for the GWRS Public Information and Education Program. July 15, 2004 The Public Information and Education (PIE) Subcommittee voted to recommend the Porter Novelli task order for renewal to the Steering Committee for $615,000 for one year. Oct. 22, 2003 OCSD Board approved a one-year task order for Porter Novelli in the amount of $900,000. Oct. 15, 2003 OCWD Board approved a one-year task order for Porter Novelli in the amount of $900,000. Sept. 8, 2003 The GWR System Steering Committee recommends a one-year task order for Porter Novelli in the amount of $900,000. Aug. 26, 2003 The Public Information and Education (PIE) Subcommittee voted to recommend the Porter Novelli task order for renewal to the JCC for $900,000 for one year, with the condition that the $132,000 allocated in the budget for direct mail, advertising and phone banks cannot be utilized until further discussion and approval of the PIE. Oct. 17, 2001 OCWD Board approved a two-year task order for NCG Porter Novelli in the amount of $1,800,000, not to exceed $900,000 per year. Sept. 26, 2001 OCSD Board approved a two-year task order for NCG Porter Novelli in the amount of $1,800,000, not to exceed $900,000 per year. c �I Aug. 27, 2001 The JCC selected NCG Porter Novelli as the Public Information and Education firm for Phase IV of the GWR Public Outreach Program. June 11, 2001 The Joint Groundwater Replenishment System Cooperative Committee (JCC) approved a Request for Proposals (RFP) to solicit public relations teams for a level of effort of $900,000 per year for two years, with an option to renew for at least an additional $900,000 per year for two additional years. HAntglobal\Agenda Draft ReportsVoint BoardsU-36 AR PR Program.att2.doc