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HomeMy WebLinkAbout1997-05-28 I' COUNTY SANITATION DISTRICTS OF ORANGE COUNTY, CALIFORNIA ' May21, 1997 NOTICE OF MEETING phone: JOINT BOARDS OF DIRECTORS (714)962.2411 COUNTY SANITATION DISTRICTS mailing address: NOS. 1, 2, 3, 5, 6, 7, 11, 13 AND 14 Po. Valley.C CA en.B1A Fmno9 OF ORANGE COUNTY, CALIFORNIA 2 92728b12J mnataddresa: WEDNESDAY. MAY 28 1997 - 7:30 P.M. 1G Bid Avenue F am valley.CA 927o 7018 DISTRICTS' ADMINISTRATIVE OFFICES 10844 Ellis Avenue Fountain Valley, California 92708 Member Agencies The Regular Meeting of the Joint Boards of Directors of County Sanitation • Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange County, California, will Goes be held at the above location, time and date. Aneheim Bred Buena Park Cypress Fountein Valley Fullerton I 4�zvd Huntington Beach Bo r etary Irvine La Habra La Palmo Los Alam Tentatively - Scheduled UpcoMi itos ng Meetings Newport Beach Grange Placentia OPERATIONS,MAINTENANCE AND - Wednesday,June 4, 1997,at 5:30 m. Same AnaBeach Y. P Beet Beach TECHNICAL SERVICES COMMITTEE Branton r sun PLANNING, DESIGN AND - Thursday,June 5, 1997.at 5:30 p.m. ✓lla Park Yorba Linea CONSTRUCTION COMMITTEE Count, of Orange JOINT ORANGE COUNTY REGIONAL - Tuesday,June 10, 1997,at 5:30 p.m. WATER RECLAMATION PROJECT sanitary Districts COORDINATION COMMITTEE costa Mace RATE ADVISORY COMMITTEE - Thursday,June 19, 1997,at 9:00 a.m. Garden Grave Y� Midway City JOINT ORANGE COUNTY REGIONAL - Tuesday,June 24, 1997.at 5:30 p.m. Water Districts WATER RECLAMATION PROJECT Irvine Ranch COORDINATION COMMITTEE FINANCE,ADMINISTRATION AND - Wednesday,June 11, 1997,at 5:30 p.m. HUMAN RESOURCES COMMITTEE STEERING COMMITTEE - Wednesday,June 25,1997 at 5:30 p.m. A Public Wastewater and Gnmro enlal Management Agency committed to Protecting the Environment Since 1954 JOINT BOARD MEETING DATES Month Joint Board Meeting June June 25, 1997 July July 30, 1997 August August 27, 1997 September September 24, 1997 October October 22, 1997 November November 19, 1997 December December 17, 1997 January January 28, 1998 February February 28, 1998 March March 25, 1998 April April 22, 1998 May May 27, 1998 June June 24, 1998 AGENDA BOARDS OF DIRECTORS COUNTY SANITATION DISTRICTS NOS. 1, 2, 3, 5, 6, 7, 11, 13 AND 14 OF ORANGE COUNTY, CALIFORNIA DISTRICTS' ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CA 92708 REGULAR MEETING May 28, 1997 - 7:30 P.M. ................................................................................................................................................................................. In accordance with the requirements of California Government Code Section 54954.2, this agenda has been posted in the main lobby of the Districts'Administrative Offices not less than 72 hours prior to the meeting date and time above. All written materials relating to each agenda item are available for public inspection in the office of the Board Secretary. In the event any matter not listed on this agenda is proposed to be submitted to the Boards for discussion and/or action, it will be done in compliance with Section 54954.2(b) as an emergency item or that there is a need to take immediate action which need came to the attention of the Districts subsequent to the posting of the agenda, or as set forth on a supplemental agenda posted not less than 72 hours prior to the meeting date. ........................................................................................................................................................................................ (1) Invocation and Pledge of Allegiance (2) Roll call (3) Consideration of motion to receive and file minute excerpts of member agencies relating to appointment of Directors, if any. (See listing in Board Meeting folders) (4) EACH DISTRICT Annual election of Chair and Chair pro tem of the Boards: (a) District 1 (f) District 7 (b) District 2 (g) District 11 (c) District 3 (h) District 13 (d) District 5 (i) District 14 (a) District 6 (5) Appointment of Chair pro tem, if necessary (6) Public Comments: All persons wishing to address the Boards on specific agenda items or matters of general interest should do so at this time. As determined by the Chair, speakers may be defamed until the specific item is taken for discussion and remarks may be limited to five minutes. Matters of interest addressed by a member of the public and not listed on this agenda cannot have action taken by the Boards of Directors except as authorized by Section 54954.2(b). 0512I3197 (7) The Joint Chair, General Manager and General Counsel present verbal reports on miscellaneous matters of general interest to the Directors. These reports are for information only and require no action by the Directors. (a) Report of Joint Chair; consideration of Resolutions or commendations, presentations and awards (b) Report of General Manager (c) Report of General Counsel (8) EACH DISTRICT If no corrections or amendments are made, the following minutes will be deemed approved as mailed and be so ordered by the Chair: District 1 - April 23, 1997 regular, and May 12, 1997 special District 2 - April 23, 1997 regular District 3 - April 23, 1997 regular District 5 - April 23, 1997 regular District 6 - April 23, 1997 regular District 11 - April 21, 1997 special, April 23, 1997 regular, and May 12, 1997 special District 13 - April 23, 1997 regular District 14 - April 23, 1997 regular (9) Ratifying payment of claims of the joint and individual Districts, by roll call vote, as follows: (Each Director shall be called only once and that vote will be regarded as the same for each District represented unless a Director expresses a desire to vote differently for any District.) ALL DISTRICTS 03/19/97 04/02/97 MM. Joint Operating Fund - $824,446.25 $700,635.12 $71,074.47 Capital Outlay Revolving Fund - 3,012,193.39 415,626.21 135,534.07 Joint Working Capital Fund - 130,958.36 146,445.36 595.36 Self-Funded Insurance Funds - 22,975.14 31,381.04 4,212.50 DISTRICT NO. 1 - 18,157.28 60.00 0.00 DISTRICT NO. 2 - 86,218.97 11.330.59 2,367.37 DISTRICT NO. 3 - 59,579.19 19.562.44 7,451.89 DISTRICT NO. 5 - 4,283.05 2,301.26 905.60 DISTRICT NO. 6 - 1,431.14 420.00 0.00 DISTRICT NO. 7 - 5,825.33 8,552.04 1,786.28 DISTRICT NO. 11 - 9,567.10 66,160.32 7,133.07 DISTRICT NO. 13 - 41.38 0.00 0.00 DISTRICT NO. 14 - 0.00 24.86 0.00 DISTRICT NOS. 5 &6 - 80.71 13,477.80 4,253.10 DISTRICT NOS. 6 & 7 - 0.00 2.029.94 1,711.51 DISTRICT NOS. 7 & 14 - 19.90 10,095,70 4,425.01 $4.175.777.19 $1,428,102.68 1241.450.23 -2- 05/28/97 CONSENT CALENDAR - ITEMS (10) - (13) ........................................................................................................................................................................................................................... All matters placed on the consent calendar are considered as not requiring discussion or further explanation and unless any particular item is requested to be removed from the consent calendar by a Director, staff member or member of the public in attendance, there will be no separate discussion of these items. All items on the consent calendar will be enacted by one action approving all motions, and casting a unanimous ballot for resolutions included on the consent calendar. All items removed from the consent calendar shall be considered in the regular order of business. Members of the public who wish to remove an item from the consent calendar shall, upon recognition by the chair, state their name, address and designate by number the item to be removed from the consent calendar. The Chair will determine if any items are to be deleted from the consent calendar. ......................................................................................................................................................................................................................... Consideration of motion to approve all agenda items appearing on the Consent Calendar not specifically removed from same, as follows: ALL DISTRICTS (10) SUMMONS AND COMPLAINT RE BAY BRIDGE PUMP STATION SEWAGE SPILL(All Districts): Receive and file Summons and Complaint, Mr. and Mrs. William T. White, III, Orange County Superior Court Case No. 775952, relative to alleged property damage and personal property damage, diminution in value of property and annoyance, inconvenience, discomfort and mental distress due to a sewage spill. RECOMMENDED ACTIONS: Motion to: 1) Receive and file Summons and Complaint; and 2)Authorize the Districts' General Counsel to appear and defend the interests of the Districts. (11) SPECIFICATION NO. V-012R, PURCHASE OF FOUR 12-PASSENGER COMMUTER VANS (All Districts): The Maintenance Manager, in conjunction with the Director of General Services Administration, requests that a purchase contract be issued to California Comfort Vans for the purchase of four 12-passenger commuter vans for a total amount not to exceed $111,744.00 plus tax. RECOMMENDED ACTIONS: Motion to: 1) Receive and file bid tabulation and recommendation; and 2) authorize the issuance of a purchase contract for Specification No. V-012R, Purchase of Four 12-Passenger Commuter Vans to California Comfort Vans to be used for ride sharing to the southern and eastern Orange County Areas, in an amount not to exceed $111,744.00 plus lax. These replacement vans will provide safe and reliable transportation for Districts' staff and take the place of V-256, 325, 377 and 378 which have or are about to reach 100,000 miles. -3- [CONSENT CALENDAR CONTINUED ON PAGE 4] 05/28/97 DISTRICT 3 (CONSENT CALENDAR Continued) (12) REIMBURSEMENT AGREEMENT WITH THE CITY OF LA HABRA FOR STREET IMPROVEMENTS IN CONJUNCTION WITH IMPROVEMENTS TO MILLER-HOLDER TRUNK SEWER SYSTEM, REACH 3, CONTRACT NO. 3-38-3 (District 3): The Engineering Department requests approval of an agreement that provides for reimbursement by the City of La Habra to District No. 3 for all construction and administrative casts to construct right turn pocket improvements at Imperial Highway and Idaho Street for the City during the construction of Contract No. 3-38-3. RECOMMENDED ACTION: Motion to: Approve reimbursement agreement with the City of La Habra, providing for reimbursement by the City for all construction and administrative costs in an estimated amount of$479,029.00 plus 10% to construct street improvements in connection with Contract No. 3-38-3. DISTRICT 11 (13) REIMBURSEMENT AGREEMENT WITH ORANGE COUNTY FLOOD CONTROL DISTRICT (OCFCD) AND COUNTY SANITATION DISTRICT NO. 11 OF ORANGE COUNTY (District No. 11): The Engineering Department requests approval of an agreement that provides for reimbursement by District No. 11 to OCFCD for construction and administration costs for OCFCD to provide services including administration, inspection and associated costs to construct replacement sewers underneath the East Garden Grove Wintersburg Channel in Goldenwest Street, Contract No. 11-3 during the OCFCD construction. RECOMMENDED ACTION: Motion to: Approve reimbursement agreement with Orange County Flood Control District authorizing District No. 11 and to deposit the sum of$125,000 with OCFCD for the cost of construction and administration of replacement sewers underneath the East Garden Grove Wintersburg Channel in Goldenwest Street, Contract No. 11-3. END OF CONSENT CALENDAR (14) Consideration of items deleted from Consent Calendar, if any -4- 05/28/97 NON-CONSENT CALENDAR ALL DISTRICTS (15) (a) Verbal Report by Chair of Steering Committee re May 28, 1997 meeting. (b) DRAFT STEERING COMMITTEE MINUTES NO ACTION REQUIRED(Information only): The Chair will order the draft Steering Committee Minutes for the meeting held on May 28, 1997 to be filed. (16) (a) Verbal Report by Chair of Planning, Design and Construction Committee re May 1, 1997 meeting. (b) DRAFT PLANNING, DESIGN AND CONSTRUCTION COMMITTEE MINUTES NO ACTION REQUIRED(Information only): The Chair will order the draft Planning, Design and Construction Committee Minutes for the meeting held on May 1, 1997 to be filed. (c) CHANGE ORDER NO. 5 TO JOB NO. J-31-2 WITH SHASTA ELECTRIC, LP FOR OCEAN OUTFALL BOOSTER STATION CONTROL SYSTEM UPGRADE AT PLANTS NOS. 1 AND 2, ACCEPT CONTRACT AS COMPLETE, AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION, AND APPROVE THE FINAL CLOSEOUT AGREEMENT (All Districts): The Construction Manager and the Director of Engineering request approval of Change Order No. 5 deleting one item of work, execution of the Final Closeout Agreement, and filing of the Notice of Completion. (PDC97-20) RECOMMENDED ACTIONS: Motion to: 1) Approve Change Order No. 5 to Jab No. J-31-2 with Shasta Electric LP authorizing a deduction of$4,500.00 for a total contract amount of$942,434.00, and 2) approve the Final Closeout Agreement and filing of the Notice of Completion. (d) CHANGE ORDER NO. 2 TO JOB NO. J-11-2 WITH VARKEL CONSTRUCTION, INC. FOR RESTORATION OF OLD LABORATORY FOR HUMAN RESOURCES DEPARTMENT, ACCEPT CONTRACT AS COMPLETE, AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION, AND APPROVE THE FINAL CLOSEOUT AGREEMENT. The Construction Manager and the Director of Engineering request approval of Change Order No. 2 providing for seven items of additional work and a time extension of 14 calendar days, increase of the budget, execution of the Final Closeout Agreement, and filing of the Notice of Completion. (PDC97-21) RECOMMENDED ACTIONS: Motion to: 1)Approve Change Order No. 2 to Job No. J-11-2 with Varkel Construction, Inc. for an addition of$30,085.00 increasing the total contract amount to $342,303.00, 2) increase the project budget by $30,085.00, and 3) approve the Final Closeout Agreement and filing of the Notice of Completion. -5- [ITEM NO. (16) CONTINUED ON PAGE 6] 05/28/97 (16) ALL DISTRICTS- (Continued from page 5) (a) APPROVE AN ENGINEERING DEPARTMENT REQUEST TO CONSTRUCT A NEW WAREHOUSE AT PLANT NO. 2 IN LIEU OF RENOVATION OF EXISTING WAREHOUSE AT PLANT NO. 2, JOB NO. P2-23-6-2R, AND APPROVE A BUDGET AMENDMENT FOR A NEW WAREHOUSE AT PLANT NO. 2 TO REPLACE THE EXISTING WAREHOUSE. (PDC97-22) RECOMMENDED ACTIONS: Motion to: 1) Approve the deletion of Renovation of Existing Warehouse at Plant No. 2, Job No. P2-23-6-2R, formerly approved by the Boards in November 1995; 2)Authorize the design and construction of a New Warehouse at Plant No. 2, Job No. 132.65; and 3)Approve a new CORF project budget with an increase from the existing CORF project budget of$789,500 for a total of$1,179,500. (17) (a) Verbal Report by Chair of Operations, Maintenance and Technical Services Committee re May 7, 1997 meeting. (b) DRAFT OPERATIONS, MAINTENANCE AND TECHNICAL SERVICES COMMITTEE MINUTES NO ACTION REQUIRED(Information only): The Chair will order the draft Operations, Maintenance and Technical Services Committee Minutes for the meeting held on May 7, 1997 to be filed. (c) SPECIFICATION NO. E-272, PURCHASE OF A DR-300 ACOUSTIC DOPPLER CURRENT PROFILER (AIL Districts): The Environmental Compliance and Monitoring Manager, together with the Director of Technical Services, request a purchase contract be issued to RD Instruments for the purchase of a DR-300 Acoustic Doppler Current Profiler for a total amount not to exceed $56,300.00 plus tax and shipping. RECOMMENDED ACTION: Motion to: 1) Authorize the issuance of a purchase contract for Purchase of a DR-300 Acoustic Current Profiler to RD Instruments in the total amount not to exceed $56,300.00 plus tax and shipping. (d) TEMPORARY DISCHARGE AGREEMENT WITH IRVINE RANCH WATER DISTRICT (IRWD) FOR THE DISCHARGE OF GROUNDWATER FROM PLANNING AREA 10 OF THE HARVARD SQUARE PROJECT TO THE DISTRICTS' SEWERAGE SYSTEM (AIL Districts): Technical Services Department requests approval of a Temporary Discharge Agreement with Irvine Ranch Water District for the discharge of groundwater by the Irvine Community Development Company during the 7-month project. RECOMMENDED ACTION: Motion to: 1)Authorize execution of Temporary Discharge Agreement with IRWD for the discharge of groundwater from the Irvine Community Development Company during the 7-month Planning Area 10 project. -6- 05/28/97 ALL DISTRICTS (18) (a) Verbal Report by Chair of Finance, Administration and Human Resources Committee re May 14, 1997 Meeting. (b) DRAFT FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE MINUTES NO ACTION REQUIRED (Information only): The Chair will order the draft Finance, Administration and Human Resources Committee Minutes for the meeting held May 14, 1997 to be filed. (c) TREASURER'S REPORT FOR THE MONTH OF APRIL 1997 (FAHR97-26) RECOMMENDED ACTION: Motion to receive and file Treasurers Report for the month of April 1997. (d) RECEIVE AND FILE QUARTERLY INVESTMENT MANAGEMENT PROGRAM REPORT FOR THE PERIOD JANUARY 1 THROUGH MARCH 31, 1997 (All Districts). (FAHR97-29) RECOMMENDED ACTION: Motion to receive and file this information-only item. (a) PROPOSED CHANGE IN DISABILITY PROGRAM (All Districts): To be effective July 1, 1997. (FAHR97-30) RECOMMENDED ACTIONS: Motion to change disability insurance carrier to Fortis Insurance and authorize the Human Resources Director to negotiate change with the employee unions. (f) RECEIVE AND FILE 1996-97 THIRD QUARTER FINANCIAL AND OPERATIONAL REPORT FOR PERIOD ENDING MARCH 31, 1997. (FAHR97-32) RECOMMENDED ACTION: Motion to receive and file 1996-97 Third Quarter Financial and Operational Report for the period ending March 31, 1997. (19) DISTRICTS 1. 2. 3. 6. 7 & 11 (a) ANNUAL SEWER SERVICE USER FEES: Public hearing relative to the following proposed Ordinances of the Boards of Directors of County Sanitation Districts Nos. 1, 2, 3, 6, 7 & 11 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: -7- [ITEM (19) CONTINUED ON PAGE 8] 05/28/97 (19) DISTRICTS 1 2 3 6 7 8 11 - (Continued from page 7) District Ordinance No. 1 133 2 223 3 326 6 629 7 736 11 1125 (a) (1) Open hearing (2) Verbal report of General Counsel (3) Receive and file written comments, if any (4) Oral public comments, if any (5) Staff response to comments (6) Close hearing (b) (1) DISTRICT 1 Ordinance No. 133 , An Ordinance of the Board of Directors of County Sanitation District No. 1 of Orange County, Califomia, Establishing Increased Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 133 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 133. (2) DISTRICT 2 Ordinance No. 223, An Ordinance of the Board of Directors of County Sanitation District No. 2 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 223 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 223. -8- (ITEM (19) CONTINUED ON PAGE 91 D5f28f97 (19) DISTRICTS 1. 2. 3. 6. 7 & 11 - (Continued from page 8) (b) (3) DISTRICT 3 Ordinance No. 326, An Ordinance of the Board of Directors of County Sanitation District No. 3 of Orange County, California, Establishing Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 326 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 326. (4) DISTRICT 6 Ordinance No. 629, An Ordinance of the Board of Directors of County Sanitation District No. 6 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 629 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 629. (5) DISTRICT 7 Ordinance No. 736, An Ordinance of the Board of Directors of County Sanitation District No. 7 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 736 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 736. -9_ [ITEM (19) CONTINUED ON PAGE 10] 05/28/97 (19) DISTRICTS 1. 2. 3. 6. 7 8 11 - (Continued from page 9) (b) (6) DISTRICT 11 Ordinance No. 1125, An Ordinance of the Board of Directors of County Sanitation District No. 11 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: RECOMMENDED ACTIONS: 1) Motion to read Ordinance No. 1125 by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt Ordinance No. 1125. DISTRICTS 1. 2. 3. 6. 7 8 11 (20) ADOPT RESOLUTIONS DIRECTING THE COUNTY TAX COLLECTOR TO INCLUDE SEWER SERVICE CHARGES ON THE PROPERTY TAX BILLS, PURSUANT TO ORDINANCES OF COUNTY SANITATION DISTRICTS NOS. 1, 2, 3, 6, 7 AND 11 OF ORANGE COUNTY, COMMENCING WITH THE 1997-98 FISCAL YEAR: istrict Resolution No. Ordinance No. 1 97-13-1 133 2 97-14-2 223 3 97-153 326 6 97-16-6 629 7 97-17-7 736 11 97-18-11 1125 ALL DISTRICTS (21) CHANGE ORDER TO JOB NO. J-34-1 WITH ADVANCO CONSTRUCTORS FOR PAYMENT OF CONSTRUCTION COSTS ASSOCIATED WITH FACILITIES TO PERMIT DISCHARGE OF EXCESS RECLAIMED WATER TO THE COUNTY SANITATION DISTRICTS' OCEAN OUTFALL SYSTEM TO BE FUNDED BY DISTRICT 5 (All Districts): Engineering Department requests approval of change order for construction costs for an increased amount not to exceed $100,000. RECOMMENDED ACTIONS: Motion to: 1) Authorize the General Manager to negotiate and execute a change order for Job No. J-34-11with Advanco Constructors to construct intertie facilities between the Green Acres Project distribution system and the Sanitation Districts' ocean outfall system at a cost not to exceed $100,000; and, DISTRICT 5: Motion to: 2) Approve District 5 funding of a change order for Job No. J-34-1, with Advanco Constructors, to construct intertie facilities between the Green Acres Project distribution system and the Sanitation Districts' ocean outfall system at a cost not to exceed $100,000. -1D 05/28/97 (22) ALL DISTRICTS ............................................................................................................. ............................................ ..........................; CLOSED SESSION: During the course of conducting the business set forth on this agenda as a regular meeting of the Boards,the Chair may convene the Boards in closed session to consider matters of pending real estate negotiations,pending or potential litigation, or personnel matters,pursuantto Government Code Sections 54956.8,54956.9,54957 or 54957.6,as noted. Reports relating to(a)purchase and sale of real property; (b)matters of pending or potential litigation; (c)employment actions or negotiations with employee representatives;or which are exempt from public disclosure under the California Public Records Act, may be reviewed by the Boards during a permitted closed session and are not available for public inspection. At such time as final actions are taken by the Boards on any of these subjects,the minutes will reflect all required disclosures of information. (a) Convene in dosed session, if necessary (1) Confer with Districts' Negotiator re pending MOU Labor Negotiations, Government Code Section 54957.6. (2) Confer with Districts' Management and General Counsel re appeals of termination of employees from investigation (Government Code Section 54956.9(b)(1),(2)). (3) Confer with Spedal Counsel re status of litigation, Louis Sangerrnano v. County Sanitation Districts of Orange County, Orange County Superior Court Case No. 732680 (Govemment Code Section 54956.9[a]). (b) Reconvene in regular session (c) Consideration of action, if any, on matters considered in dosed session (23) Matters which a Director would like staff to report on at a subsequent meeting (24) Matters which a Director may wish to place on a future agenda for action and staff report (25) Other business and communications or supplemental agenda items, if any (26) Adjournments ........._....................._._........_.._............P......._..................._..._a...........-.____.._�._..........._..... ...__..........................................., i NOTICE TO DIRECTORS: To lace items on the agenda for the Regular Meetingof the Joint Boards, Directors shall submit items to the Board Secretary not later than the close of business 14 days preceding the Joint Board meeting. The Board Secretary shall include on the agenda all items submitted by Directors,the General Manager and General Counsel and all formal communications. Board Secretary: Penny Kyle (714)962-2411.ext.2026 -11- H:\W P.DTMADMIm0SAG97"AY97\A.05 ,w t COUNTY SANITATION DISTRICT NO 11 OF ORANGE COUNTY. CALIFORNIA MINUTES OF SPECIAL MEETING April21, 1997 -2:00 p.m. Orange County Hall of Administration Office of Supervisor Todd Spitzer 10 Civic Center Plaza Santa Ana, CA 97201 The Board of Directors of County Sanitation District No. 11 of Orange County, California, met in a Special Meeting at the above hour and date. The Chair called the meeting to order at 2:12 p.m. In the absence of the Secretary, Penny Kyle, Chair Dettloff appointed Gary Streed Secretary pro tem. The roll was called and the Secretary pro tem reported a quorum present. DIRECTORS PRESENT: Shirley Dettloff, Chair, Todd Spitzer, Dave Sullivan DIRECTORS ABSENT: None STAFF MEMBERS PRESENT: Donald F. McIntyre, General Manager, Gary Streed, Director of Finance and Secretary pro tem OTHERS PRESENT: Thomas L. Woodruff, General Counsel, Denis Bilodeau 1997-98 SEWER SERVICE USER FEES: The Directors approved the philosophy of Scenario "C" at the FAHR Committee Meeting of April 9, 1997. The Committee directed staff to return in one week with a proposal that included smooth and gradual fee adjustments, provided five years for individual Districts to comply with the Districts' internal accumulated funds policy, allowed total expenditures to exceed current revenues, if necessary, and included a capital financing program. The FAHR Committee approved the revised plan at their April 16, 1997 meeting and recommended it to the individual Districts. District No. 11 held a special meeting on April 21, 1997 to preview the discussions for the regular April Board meeting. ' 1 Gary Streed made a presentation on the need for user fee increases, referring to a hard copy of a slide presentation mailed to the District No. 11 Directors with their agendas. Several questions were raised by Board Members including how rate payers would be notified. The General Manager said that the capital program was based on the best information available now and that to wait for the completion of the Strategic Plan would require even higher fees, since the total cost of the Strategic Plan would not be any less and possibly more. At the conclusion of his presentation, Gary Streed passed out a special report on District No. 11's financial history, which was discussed. Chair Dettloff asked if the other Directors were prepared to vote on the question of increasing the District No. 11 1997-98 Sewer Service User Fees. The Directors indicated they would be prepared to vole at its regularly scheduled meeting on April 23, 1997, Adjournment It was moved, seconded and duly carried that this meeting of the Board of Directors of County Sanitation District No.11 of Orange County, California, be adjourned. The Chair then declared the meeting so adjourned at 3:25 p.m. LV4 ecretary pr tem of the Board of Directors of County Sanitation District No. 11 H:1WP.DTAIADMINSSW1N9]`DC2197W PD April 15, 1977 ' nm Special District 11 Financial Issues 1. Significant capital improvement program @ Slater Stn: $6.6 million since 1993 2. Residential users pay 80% of fees vs 65% Districts-wide 3. COP service is $150,000 greater than taxes and will grow to $550,000 in 5 years 4. Only 50,800 EDU to share costs; requires $20 fee to raise $1 million 5. Paid $6.3 million for share of Joint Works over last 5 years 6. Joint Works purchases are at historical cost with no adjustment for depreciation 7. Potential annexation fees from BDlsa Chica area at $6,200 per acre, 123 ac prepaid B. Potential connection fees from Bolsa Chica area at $2,360 per SFR 9. Coast Hwy Trunk siphon costly to maintain because of petroleum discharges 10. Two pump stations, Edinger and Slater, to maintain & operate 11. Average User Fees per person vs Districts-wide average: $25/year vs $30/year 12. Average Property Taxes per person vs Districts-wide average: $17/year vs $15/year 13. Average flow per person vs Districts-wide average: 150 gpd vs 116 gpd H:\WP.DTA\FINU210%STREEM97 BUDGM11 FEE.WPD CSDOC 4 P.O.Box 6127 0 Founlaln Valley.CA 9272"127 0 (714)962-2411 Y COUNTY SANITATION DISTRICTS NOS. 1, 2, 3, 5, 6, 7, 11, 13 AND 14 OF ORANGE COUNTY, CALIFORNIA MINUTES JOINT BOARD MEETING APRIL 23, 1997 S`O�Q\gtRICTS OFo99y G Z .t J a wvv VYW �FCl/p�TFiE ENS\P�a� ADMINISTRATIVE OFFICES 10844 ELLIS AVENUE FOUNTAIN VALLEY, CALIFORNIA 92708-7018 ROLL CALL A regular meeting of the Boards of Directors of County Sanitation Districts Nos. 1,2,3, 5,6,7, 11, 13,and 14 of y Orange County, California,was held on April 23 1997,at 7:30 p.m.,in the Districts'Administrative Offices. Following the Pledge of Allegiance and invocation the roll was called and the Secretary reported a quorum present for Districts Nos. 1,2, 3, 5,6, 7, 11, 13,and 14 as follows: ACTIVE ALTERNATE DIRECTORS DIRECTORS DISTRICT NO.1: x _ Pat McGuigan,Chair _ Thomas E. Lutz x James M. Ferryman,Chair pro tam _ Arthur Perry x Mark A Murphy _ Joanne Coontz x Thomas R.Sallarelli Jim Potts x Todd Spitzer William G.Steiner DISTRICT NO.2: x Norman 7 Eckenrode,Chair Michael L Maertzweiler Mark A Murphy,Chair pro tam _ Joanne Coontz x Steve Anderson John Holmberg x John Collins James Petdkin x Barry Denes Bob Beg a Burnie Dunlap Marty Simonog x Pat McGuigan Thomas E.Lutz x Chris Norby Don Bankhead x Sheldon Singer George L.Baker x Todd Spitzer William G.Steiner x Hank Weall Mark Schwing x Bob Zemel Tom Day DISTRICT NO.3: a Margie L. Rice,Chair James V.Evans x Sheldon Singer,Chair pro tam George L.Zlaket x Steve Anderson John Holmberg _x George Brown Gwen Forsythe x Tom Carroll Mary Ann Jones x John Colrms James Petrikin x Stan Donahue _ Harry M.Dotson -a- Burnie Dunlap Marty Simonoft x Patsy Marshall _ Jack Mauller x Eva Miner-Bradford Paul F.Walker x Pat McGuigan Thomas E.Lutz _x Chris Norby Don Bankhead x Todd Spitzer William G.Steiner x Dave Sullivan Tom Hannan x Charles E.SyMa Alice B.Jempse x Bob Zemel Tom Day DISTRICT NO.5: x Jan Debay,Chair John E. Noyes x ArMam G.Steiner,Chair pro tam Todd Spitzer John E.Noyes x Jan Debay DISTRICT NO.6: x James M.Ferryman,Chair _ Arthur Perry x Jan Debay,Chair pro tam Tom W.Thomson x Wlliam G. Steiner _ Todd Spitzer DISTRICT NO.7: x Mark A Murphy Joanne Coontz x Thomas R.Sallarelli,Chair pro tam _ Jim Potts x Jan Debay _ Tom W.Thomson x James M. Ferryman _ Arthur Perry x Pat McGuigan _ Thomas E.Lutz x Christina Shea Barry Hammond x William G.Steiner _ Todd Spitzer DISTRICT NO. 11: x Shirley Dettiol[Chair _ Tom Haman x Dave Sullivan,Chair pro tam Tom Harman x Todd Spitzer _ William G. Steiner DISTRICT NO.13: _a Burnie Dunlap,Chair Mary Simono6 x William G.Steiner,Chair pro tam _ Todd Spitzer x Mark A. Murphy Joanne Coontz Mark Schwing x Hank Wedaa • Bob Zemel _ Tom Day DISTRICT NO.14: M Thomas R.Sabirelli,Chair Jim Potts x Mark A Murphy,Chair pro tam _ Joanne Coontz • Christina Shea _ Barry Hammond • William G.Steiner Todd Spitzer • Peer A Swan — Deny!Miller -2- V County Sanitation Districts of Orange County Minutes 04/23/97 STAFF MEMBERS PRESENT: Don F. McIntyre, General Manager, Blake P. Anderson, Assistant General Manager- Operations, Penny Kyle, Board Secretary, John Dettle, Irwin Haydock, Jim Herberg, Ed Hodges, Terri Josway, John Linder, David A Ludwin, Charlie McGee, Mike Moore, Bob Ooten, Mike Petennan, Doug Stewart, Gary Streed, Dan Tremblay, Michelle Tuchman, Nancy Wheatley, Ryal Wheeler, Chuck Winsor OTHERS PRESENT: Thomas L. Woodruff, General Counsel, Bill Knopf, Kris Lindstrom, Rich Masters, Leslie Moulton, Phil Stone, Alternate Director George Zlaket REPORT OF THE JOINT CHAIR The Joint Chair reported that 48 responses had been received for the Districts first Annual Legislators' Day to take place on Friday, May 2, between 8:30 a.m. and 11:30 a.m. The Event will include a discussion of the districts' legislative agenda and a tour of the Plant 1 wastewater facility. Joint Chair Collins also reported that the Rate Advisory Committee would be meeting on May 1 and urged the Directors to attend. Members of the Executive Committee were then reminded that reservations were required for the CASA Spring Technical Conference scheduled for May 29-31, 1997 in San Francisco. The Joint Chair then announced the Districts had received resolutions supporting our consolidation effort from the Cities of Anaheim, Brea, Buena Park, Cypress, Fountain Valley, Huntington Beach, La Habra, Newport Beach, Santa Ana, Stanton, County of Orange, Midway City Sanitary District, League of Cities, Council of Govemments, 501 Operating Engineers, Orange County Water Task Force and a letter of support from the Local Agency Formation Commission. He urged those Directors whose cities had not yet adopted a resolution of support to recommend adoption. REPORT OF THE GENERAL COUNSEL The General Counsel referred the Directors to the detailed annual litigation status report and summarized the major findings. Counsel also advised that the Districts had succeeded in obtaining a defense judgement in their favor in the wrongful employment termination case of Jane Kaye v. County Sanitation Districts of Orange County. -3- County Sanitation Districts of Orange County ° Minutes 04/23/97 APPROVAL OF MINUTES (All Districts) There being no corrections or amendments to the minutes of the regular meeting held April 23, 1997, the Chair ordered that said minutes be deemed approved, as mailed. RATIFICATION OF PAYMENT OF JOINT AND INDIVIDUAL DISTRICT CLAIMS (All Districts) A motion was made, seconded and duly carried that payment of Joint and Individual District claims set forth on exhibits"A", "B", and"C", attached hereto and made a part of these minutes, and summarized below, be, and are hereby, ratified: ALL DISTRICTS 02/19/97 03/05/97 MISC. Joint Operating Fund - $ 747,795.90 $1,005,546.21 $ 626.60 Capital Outlay Revolving Fund - 2,735,905.63 899,576.25 250.00 Joint Working Capital Fund - 203,854.97 247.082.48 2,029.76 Self-Funded Insurance Funds - 28,834.19 26,728.13 0.00 DISTRICT NO. 1 - 2,219.90 8,075.36 0.00 DISTRICT NO. 2 - 23,613.73 37,076.99 0.00 DISTRICT NO. 3 - 106,376.64 37.452.40 1,365.00 DISTRICT NO. 5 - 3,406.02 7,672.28 0.00 DISTRICT NO. 6 - 774.85 2,239.78 0.00 DISTRICT NO. 7 - 19.771.36 12,651.73 0.00 DISTRICT NO. 11 - 16,969.32 9,304.52 0.00 DISTRICT NO. 13 - 35.81 130.93 0.00 DISTRICT NO. 14 - 210.63 494.83 0.00 DISTRICT NOS. 5 &6 - 116,194.86 5,088.83 0.00 DISTRICT NOS. 6 & 7 - 1,829.29 2,336.11 0.00 DISTRICT NOS. 7 & 14 - 5,813.18 7,924.50 0,00 54.013.606.28 $2.309.381.33 14211. 66 Director Todd Spitzer requested that his abstention from voting on this item be made a matter of record. OUT-OF-COUNTRY TRAVEL RE MEETING ATTENDANCE (All Districts): The Director of Operations and Maintenance requests approval for Vladimir Kogan to travel to Toronto, Canada to make presentation at 90th annual meeting of the Air and Waste Management Association (AWMA). A motion was made, seconded and duly carried to approve out-of-country travel by Vladimir Kogan to Toronto, Canada to participate in AWMA meeting June 8 through 12, 1997. -4- County Sanitation Districts of Orange County ' Minutes 04/23/97 DRAFT STEERING COMMITTEE MINUTES (All Districts): A verbal report was presented by John Collins, Chair of Steering Committee, re the April 23, 1997 meeting. A motion was made, seconded and duly carried to receive and file draft Steering Committee Minutes for the meeting held on April 23, 1997. DRAFT OPERATIONS MAINTENANCE AND TECHNICAL SERVICES COMMITTEE MINUTES (All Districts): A verbal report was presented by Director Pat McGuigan, Chair of the Operations, Maintenance and Technical Services Committee, re the April 2, 1997, meeting summarizing the actions taken and referring to the draft minutes of the meeting. A motion was made, seconded and duly carried to receive and file draft Operations, Maintenance and Technical Services Committee Minutes for the meeting held April 2, 1997. SPECIFICATION NO, P-156R. ENVIRONMENTAL MONITORING PROFESSIONAL SERVICES CONTRACT FOR DISTRICTS' 120-INCH OCEAN OUTFALL WITH SCIENCE APPLICATIONS INTERNATIONAL CORPORATION (SAIL): The Director of Technical Services requests approval of the second of two one-year contract extensions to SAIC to carry out the Districts' required ocean monitoring program. A motion was made, seconded and duly carried to approve Professional Services Agreement Amendment No. 2 with SAIC for marine monitoring services, extending the existing contract for monitoring services from July 1, 1997 to June 30, 1998 and until February 28, 1999 to complete required data reports, interpretation and summary for an additional cost not to exceed $1,483,800. Total contract cost not to exceed $4,444,361 (July 1, 1995 to February 28, 1999). DRAFT PLANNING. DESIGN AND CONSTRUCTION COMMITTEE MINUTES (All Districts): A verbal report was presented by Director Sheldon Singer, Chair of the Planning, Design and Construction Committee, re the April 3, 1997, meeting, summarizing the actions taken and referring to the draft minutes of the meeting. A motion was made, seconded and duly carried to receive and file draft Planning, Design and Construction Committee Minutes, as amended, for the meeting held April 3, 1997. -5- '2 County Sanitation Districts of Orange County Minutes 04/23/97 CHANGE ORDER NO, 7 TO JOB NO, P1-36-2 WITH MARGATE CONSTRUCTION, INC. FOR SECONDARY TREATMENT IMPROVEMENTS AT PLANT NO, 1: The Construction Manager and Director of Engineering request approval of Change Order No. 7 providing 15 items of additional work, and granting a time extension of 28 calendar days for completion of the additional work. (PDC97-16) A motion was made, seconded and duly carried to approve Change Order No. 7 to Job No. P1-36-2 with Margate Construction Inc. for an addition of$130,573.00 and 28 calendar days, increasing the total contact amount to $35,257,797.00. CHANGE ORDER NOS, 9 AND 10 TO JOB NO, P1-38-2 WITH PASCAL & LUDWIG ENGINEERS FOR PRIORITY PROJECTS ELEMENT OF MISCELLANEOUS IMPROVEMENTS TO FACILITIES AT PLANT NO. 1. AND ACCEPT THE CONTRACT AS COMPLETE AND AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION AND APPROVE THE FINAL CLOSEOUT AGREEMENT: The Construction Manager and Director of Engineering request approval of Change Order No. 9 providing six items of additional work, three credit items and a time extension of 21 days, Change Order No. 10, providing for an adjustment of Engineer's estimated quantities, and execution of the Final Closeout Agreement, and filing of the Notice of Completion. (PDC97-17) A motion was made, seconded and duly carried to: 1) Approve Change Order No. 9 to Job No. P1-38-2 with Pascal & Ludwig Engineers for an addition of$62,350.00; 2) Approve Change Order No. 10, authorizing a deduction of$31,194.00 for a total contract amount of$3,474.505.00; and 3) Approve the final Closeout Agreement and filing of the Notice of Completion. Director Todd Spitzer requested that his opposition to the motion be made a matter of record. JOB NO J-00-4. AGREEMENT WITH ENVIRONMENTAL SCIENCE ASSOCIATES (All Districts): The Director of Engineering requests approval of a Professional Services Agreement for the preparation of a Program Environmental Impact Report for Phase III of the Strategic Plan. (PDC97-18) A motion was made, seconded and duly carried to: -6- b County Sanitation Districts of Orange County a Minutes 04/23/97 1)Approve Professional Services Agreement with Environmental Science Associates for Preparation of Program Environmental Impact Report, Phase III of the Strategic Plan, in an amount not to exceed $237,138. 2) Further authorize staff to make changes to the agreement as deemed necessary by the General Manager or the PDC Committee in accordance with Resolution No. 95-9, Delegation of Authority. Director Steve Anderson requested that his abstention from voting on this item be made a matter of record. DRAFT FINANCE ADMINISTRATION AND HUMAN RESOURCES COMMITTEE MINUTES (Alf Districts): A verbal report was presented by Director George Brown, Chair of the Finance, Administration, and Human Resources Committee, re the April 9 and 16, 1997 meeting, summarizing the actions taken and referring to the draft minutes of the meetings. A motion was made, seconded and duly carried to receive and file draft Finance, Administration and Human Resources Committee Minutes for the meetings held April 9 and 16, 1997. TREASURER'S REPORT FOR THE MONTH OF MARCH 1997 (FAHR97-22) (All Districts) A motion was made, seconded and duly carried to receive and file Treasurer's Report for the month of March 1997. PROFESSIONAL CONSULTING AGREEMENT WITH THOMAS M. DAWES (All Districts): The Director of Engineering requests approval of a Professional Services Agreement providing professional engineering services for the completion of the Strategic Plan. (FAHR97-25) A motion was made, seconded and duly carried to: 1) Approve a waiver to Resolution 95-105, Article XLIV, Section 99, to retain Thomas M. Dawes as a professional consultant; -7- County Sanitation Districts of Orange County g Minutes 04/23/97 2)Approve a Professional consulting Agreement with Thomas M. Dawes providing professional engineering services for the completion of the Strategic Plan, not to exceed 1,000 hours over a period of 18 months, at an hourly rate of$85 per hour, in an amount not to exceed $85,000. Directors Tom Carroll, Mark Murphy, Chris Norby, Christina Shea, William Steiner, Peer Swan and Bob Zemel requested that their opposition to the motion be made a matter of record. ANNUAL SEWER SERVICE USER FEES (Districts 1.2.3.6.7&11): The FAHR Committee considered three alternative fee proposals and has recommended that those Districts meeting to increase revenues to approve Alternate C, which is a five-year annual sewer service user fee schedule for the period effective July 1, 1997 through June 30, 2002. (FAHR97-20) Gary Streed, Director of Finance, gave a brief presentation to the Directors on the sewer service user fees. The Directors then entered into a lengthy discussion. MOTION: Approve the FAHR Committee recommendation of Alternate C and urging the individual Districts to approve a five-year annual sewer service user fee schedule so that annual increases are minimized but resulting in each District complying with the Joint Districts' policies regarding accumulated funds, revenues and borrowing. The following recommended actions must be taken re first reading and introduction of proposed ordinances amending ordinances increasing sanitary sewer service charges: DISTRICT 1 Ordinance No. 133 . An Ordinance of the Board of Directors of County Sanitation District No. 1 of Orange County, California. Amending Ordinance No. 109 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 121: A motion was made, seconded and duly carried to: 1) Make the finding that adoption of Ordinance No. 133 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; -8- County Sanitation Districts of Orange County Minutes 04/23/97 2) Read Ordinance No. 133 by title only, and waive reading of entire ordinance; 3) Introduce Ordinance No. 133 and pass to second reading and hearing on May 28, 1997. Directors Mark Murphy and Todd Spitzer requested their opposition to the motion be made a matter of record regarding the third motion only. DISTRICT 2 Ordinance No 223 An Ordinance of the Board of Directors of County Sanitation District No 2 of Orange County, California, Amending Ordinance No 210 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 216: A motion was made, seconded and duly carried to: 1) Make finding that adoption of Ordinance No. 223 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; 2) Read Ordinance No. 223 by title only, and waive reading of entire ordinance; 3) Introduce Ordinance No. 223 and pass to second reading and hearing on May 28, 1997. Directors Mark Murphy, Todd Spitzer and Bob Zemel requested their opposition to the motion be made a matter of record. DISTRICT 3 Ordinance No. 326, An Ordinance of the Board of Directors of County Sanitation District No. 3 of Orange County. California. Amending Ordinance No. 309 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 319: A motion was made, seconded and duly carried to: 1) Make finding that adoption of Ordinance No. 326 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to -9- County Sanitation Districts of Orange County ' Minutes 04/23/97 meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; 2) Read Ordinance No. 326 by title only, and waive reading of entire ordinance; 3) Introduce Ordinance No. 326 and pass to second reading and hearing on May 28, 1997. Directors Tom Carroll, Chris Norby, Todd Spitzer and Bob Zemel requested their opposition to the motion be made a matter of record. DISTRICT 6 Ordinance No. 629, An Ordinance of the Board of Directors of County Sanitation District No 6 of Orange County California Amending Ordinance No 609 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 622: A motion was made, seconded and duly carried to: 1) Make finding that adoption of Ordinance No. 629 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; 2) Read Ordinance No. 629 by title only, and waive reading of entire ordinance; 3) Introduce Ordinance No. 629 and pass to second reading and hearing on May 28, 1997. DISTRICT 7 Ordinance No. 736. An Ordinance of the Board of Directors of County Sanitation District No 7 of Orange County. California Amending Ordinance No. 725 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 729: A motion was made, seconded and duly carried to: 1) Make finding that adoption of Ordinance No. 736 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to -10- County Sanitation Districts of Orange County Minutes r 04/23/97 meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; 2) Read Ordinance No. 736 by title only, and waive reading of entire ordinance; 3) Introduce Ordinance No. 736 and pass to second reading and hearing on May 28, 1997. Directors Mark Murphy and Christina Shea requested their opposition to the motion be made a matter of record. DISTRICT 11 Ordinance No 1125. An Ordinance of the Board of Directors of County Sanitation District No 11 of Orange County, California Amending Ordinance No. 1108 Establishing Sanitary Sewer Service Charges and Repealing Ordinance No. 1115, A motion was made, seconded and duly carried to: 1) Make finding that adoption of Ordinance No. 1125 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; 2) Read Ordinance No. 1125 by title only, and waive reading of entire ordinance; and 3) Introduce Ordinance No. 1125 and pass to second reading and hearing on May 28, 1997. Director Todd Spitzer requested that his opposition to the motion be made a matter of record. CONTRACT NO. 2-35, MODIFICATIONS TO PORTIONS OF EUCLID TRUNK SEWER AND EUCLID INTERCEPTOR SEWER FOR 1-5 WIDENING PROJECT. "SEGMENT C" (District No. 2): The Director of Engineering requests approval of an agreement which provides for the reimbursement by the State of California, Department of Transportation, District 12 to County Sanitation District No. 2 for all costs to provide design review, inspection and administrative support associated with the relocation of the Euclid Trunk -11- County Sanitation Districts of Orange County Minutes 04/23/97 Sewer and the Euclid Interceptor Sewer underneath the Southern Pacific Transportation Company, railroad and Right of Way just south of the 1-5 Freeway. A motion was made, seconded and duly carried to: 1)Adopt Resolution No. 97-09-2, approving Utility Agreement No. 12-UT-187 with the State of California, Department of Transportation, District 12 (Caltrans), providing for the reimbursement by Caltrans for all costs to provide design review, inspection and administrative support associated with the relocation of the Euclid Trunk Sewer and the Euclid Interceptor Sewer to accommodate the 1-5 Freeway widening for a total estimated amount of$52,600.00; 2) Adopt Resolution No. 97-10-2, approving License Agreement with Southern Pacific Transportation Company (SPTCO); and 3) Authorize payment in the amount of $5,950.00 to SPTCO for rights granted and administrative fees. REIMBURSEMENT AGREEMENT WITH ORANGE COUNTY FLOOD CONTROL DISTRICT (OCFCD)AND COUNTY SANITATION DISTRICT NO. 2 OF ORANGE COUNTY (District No. 21: The Engineering Department requests approval of an agreement that provides for reimbursement by District No. 2 to OCFCD for construction and administration costs for OCFCD to provide services including administration, inspection and associated construction costs to protect CSD2 51-inch sewer in the Santa Ana River Reach 8. A motion was made, seconded and duly carried to adopt Resolution No. 97-11-2, authorizing execution of a reimbursement agreement with Orange County Flood Control District allowing CSD2 to deposit the sum of$35,000 to OCFCD for the cost of construction and administration of the CSD2 Santa Ana River Reach 8 project, with a total cost of the project not to exceed $50,000. DISTRICTS 5 & 6 REIMBURSEMENT AGREEMENT WITH CITY OF NEWPORT BEACH FOR GAS COLLECTION PIPELINE BUILT IN CONJUNCTION WITH REPLACEMENT OF PACIFIC COAST HIGHWAY GRAVITY SEWER PHASE 3. CONTRACT NO. 5-37-3 (Districts 5 & 6): The Engineering Department requests approval of a reimbursement agreement with the City of Newport Beach for construction of a 4-inch PVC gas collection pipeline in Pack Coast Highway. -12- County Sanitation Districts of Orange County Minutes 04/23/97 A motion was made, seconded and duly carried to adopt Resolution No. 97-12, approving the Agreement with the City of Newport Beach, providing for reimbursement of$16,951.00 by the City of Newport Beach to pay for one-half of the Districts incurred costs due to the construction of a gas collection pipeline in Pacific Coast Highway in the City of Newport Beach. DISTRICTS 7 & 14 CONTRACT NO 7-7-1 IMPROVEMENTS TO MAIN STREET PUMP STATION (Districts 7 & 14): The Director of Engineering requests that a construction contract be awarded to Sverdrup Civil, Inc. to increase the capacity of the existing Main Street Pump Station. A motion was made, seconded and duly carried to: 1) Receive and file bid tabulation and recommendation; 2) Approve Addendum No. 1 to the Plans and Specifications; and 3) Authorize award of a contract to Sverdrup Civil, Inc. for Improvements to Main Street Pump Station, Contract No. 7-7-1, for increasing the capacity of the Main Street Pump Station in a total amount of$2,394,700.00. CONVENE IN CLOSED SESSION PURSUANT TO GOVERNMENT CODE SECTION 54957.6 AND 54956.9 (All Districts): The Boards convened in closed session at 9:11 p.m. pursuant to Government Code Section 54957.6 and 54956.9. Confidential Minutes of the Closed Session held by the Boards of Directors have been prepared in accordance with California Government Code Section 54957.2 and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. No action was taken re Agenda Item Nos. 19(a)(1), (2) and (3). RECONVENE IN REGULAR SESSION (All Districts): At 10:15 p.m., the Boards reconvened in regular session. ADJOURNMENTS (All Districts): The Chair declared the meeting adjourned at 10:15 P.M. Secretary of Bo r s of Directors of County Sanit on tricts Nos. 1, 2, 3, 5, 6, 7, 11, 13 & 14 -13- FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSINGDATE 0200r97 PAGE1 ~ ' REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02/19M7 POSTING DATE O2H9197 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157106 ASS LOGISTICS CENTER $1,847.62 VALVE 157107 AGX CORPORATION $222.11 VALVE 157108 AIT FREIGHT SYSTEMS $309.00 FREIGHT 157109 AOAC INTERNATIONAL $346.75 PUBLICATIONS 157110 ASTD PUBLISHING SERVICE $106.00 PUBLICATIONS 157111 A T&T-MEGACOM SERVICE $2,239.73 LONG DISTANCE TELEPHONE SERVICES 157112 A T&T-PRO WATTS $843.32 LONG DISTANCE TELEPHONE SERVICES 157113 A T&T-CELLULAR CR 8 R $7,65 LONG DISTANCE TELEPHONE SERVICES 167114 AWSI $66.00 D.O.T.PROGRAM 157115 ABRASIVE ENG.TOOLING&EQUIP. $380.30 HARDWARE 157116 ADVANCO CONSTRUCTORS,INC. $125,470.80 CONSTRUCTION PI-38-1,P1.38-1,P1J8.4,P2.43.3 157117 AIR PRODUCTS&CHEMICALS $233.83 O&M AGREEMENT OXY GEN.SYST.M.OA-9.89 157118 AMERIDATA $46,664.54 OFFICE EQUIPMENT 167119 AMERICAN COMPENSATION ASSOC $855.00 SEMINAR REGISTRATION 167120 AMER INDUST HYGIENE ASSOC $75.00 PUBLICATIONS 157121 AMERICAN WATER WORKS ASSOC. $500.00 TRAINING REGISTRATION 157122 AMOT CONTROLS CORPORATION $551.76 VALVE 157123 ANAHEIM TRUCK DEPOT41 $1,514.15 REFUND USER FEE OVERPAYMENT 1y 167124 SLAKE P.ANDERSON $73.04 REIMBURSE CELLULAR TELEPHONE hL$0y5 157125 ANGEL SCIENTIFIC PRODUCTS INC. $779.30 LAB SUPPLIES 157126 ANTHONY PEST CONTROL $180.00 SERVICE AGREEMENT 167127 A-PLUS SYSTEMS $2.013.26 NOTICES&ADS 167128 ASBURY ENVIRONMENTAL SERV. $80.00 WASTE OIL REMOVAL q 157129 A.S.O.C. $107.20 TRAINING PUBLICATIONS 157130 AUTOMATIC DATA PROCESSING $462.31 PAYROLL SERVICES 157131 BC WIRE ROPE&RIGGING $690.67 SAFETY SUPPLIES 157132 BAR TECH TELECOM,INC. $1.708.50 TELEPHONE EQUIPMENT 157133 BATTERY SPECIALTIES $337.16 BATTERIES 157134 BERENDSEN FLUID POWER $1,161.56 VALVE 157135 BEVERLY MANOR WESTMINSTER 52,432.90 REFUND USER FEE OVERPAYMENT 167136 BLACK&VEATCH $65,390.59 ENGINEERING SERVICES PI46 157137 BON-A-RUES $303.88 TRUCK PARTS 157138 BOYLE ENGINEERING CORP. $6,728.17 ENGINEERING SERVICES 157139 BRENNER-FIEDLER B ASSOC.,INC. $711.49 GENERATORS 167140 BROWN&CALDWELL CONSULTANTS $38,871.74 ENGINEERING SERVICES RES 93-101 157141 BUSH&ASSOCIATES,INC. $6,576.D0 SURVEYING SERVICES M.0.64-94 157142 CWEASRSSl97 $226.00 SEMINAR REGISTRATION 157143 CALIFORNIA AUTOMATIC GATE $85.00 SERVICE AGREEMENT 157144 CA.ENVIRONMENTAL CONTROLS INC $738.41 PUMP PARTS 167145 CALLAN ASSOCIATES,INC. $635.97 PROFESSIONAL SERVICES 157146 CAMP DRESSOR&MC KEY INC $246,492.00 ENGINEERING SERVICES J40-1,J40.2 157147 CANUS CORPORATION $2,700.00 FIBER OPTIC CABLE 157148 CARDLLO ENGINEERS $62,135.04 ENGINEERING SERVICES M05.24-95 167149 CATAPULTING. $1,000.00 TECHNICAL TRAINING 15715D CENTREPOINT COMMERCIAL INT. $13,108.62 OFFICE FURNITURE 1167151 CHAPMAN UNIVERSITY $500.00 MEMBERSHIP FEES-ECONOMIC FORUM FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 0211097 PAGE 2 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02/19/97 POSTING DATE 02/19/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157152 CORINACHAUDHRY $155.06 EXPENSE REIMS. 157153 CHEMWEST INC $344.67 LAB SUPPLIES 157154 BRIAN CHESHER,MFCC $125.00 WELLNESS PROGRAM 157166 COAST FIRE EQUIPMENT $210.11 SERVICE AGREEMENT 157166 COAST RUBBER STAMP $83.94 OFFICE SUPPLIES 157157 COLS-PARMER INSTRUMENT CO. $55.19 LAB SUPPLIES 157158 CONSOLIDATED PLASTICS CO ' $81.78 BOXES 157159 CONSUMER PIPE $187.80 PLUMBING SUPPLIES 157160 AOI CONTROL TECHNIQUES,INC. $60.80 REGULATOR REPAIR 157161 COOK BROTHERS $1.525.74 MECHANICAL SUPPLIES 157162 COOPER CAMERON CORP. $1.982.39 ENGINE PARTS 157163 COPELCO CAPITAL $1.432.00 COLOR COPIER LEASE 157164 CORPORATE EXPRESS $1.489.94 OFFICE SUPPLIES 157165 COUNTERPART ENTERPRISES 5229.47 MECHANICAL SUPPLIES 157166 COUNTY WHOLESALE ELECTRIC 577.58 ELECTRIC PARTS 157167 CUSTOM CONTROL SENSORS,INC. $129.80 PRESSURE SWITCH 157168 STATE BOARD OF EQUALIZATION $1.581.00 HAZARDOUS WASTE GENERATOR FEE 157169 DME,INC. $171.09 COMPRESSOR PARTS Ly 157170 TOM DAWES $200A0 EXPENSE REIMS. �^ 157171 DELL MARKETING L.P. $31.189.31 COMPUTERS 157172 DEPT OF PARKS&RECREATION $1,319.79 REFUND USER FEE OVERPAYMENT i..i 167173 DOVER ELEVATOR COMPANY $1,065.W ELEVATOR MAINTENANCE '9 157174 ROBERT DUMMY $112.50 EXPENSE REIMS, Y 167175 DUNN EDWARDS CORP. 8963.13 PAINT SUPPLIES N 157176 EIMCO PROCESS EQUIPMENT CO. $1,373.81 MECHANICAL SUPPLIES 1571" ESP INDUSTRIES,INC. $260.76 OFFICE SUPPLIES 167178 ENCHANTER,INC. 52,800.00 OCEAN MONITORING M.O.5-20.95 157179 ETEX COMPANY $116.83 REPAIR KIT 157180 EXECUTIVE SOFTWARE $2,375.88 SOFTWARE 167181 EP(THE EXECUTIVE PROGRAM) $23.59 SUBSCRIPTION 157182 FMC CORPORATION $18,86C95 HYDROGEN PEROXIDE NO 9-1494 157183 FAIRBANKS SCALES INC $75.00 REPAIR FLOOR SCALE 157184 FEDERAL EXPRESS CORP. $325.05 AIR FREIGHT 157195 FILTER SUPPLY CO. $407.18 FILTERS 157186 FIRST CHOICE $442.16 COMMUNICATIONS EQUIPMENT 157187 FISCHER&PORTER CO. $2,210.13 CHLORINATION SUPPLIES 157188 FISHER SCIENTIFIC CO. $1,237.74 LAB SUPPLIES 157189 FLICKINGER CO $636.21 GAUGE 157190 FOUNTAIN VALLEY CAMERA $92.45 PHOTO SUPPLIES 157191 CITY OF FOUNTAIN VALLEY $10,543.44 WATER USE 157192 THEFOXBOROCO. $3,026.04 INSTRUMENT SUPPLIES 157193 FRANKLIN QUEST CO $6,167.36 OFFICE SUPPLIES 157194 FRY'S ELECTRONICS $3.296.43 ELECTRONIC&COMPUTER SUPPLIES 167195 CITY OF FULLERTON $120.26 WATER USE 157196 GST,INC. $168.76 OFFICE SUPPLIES 167197 GANAHL LUMBER CO. $114.31 LUMBERHARDWARE FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSINGDATE O2110R7 PAGES ' REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02JIM7 POSTING DATE 02/19/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157198 GENERAL BINDING CORP. $350.91 OFFICE MACHINE REPAIRS 157199 GENERAL ELECTRIC ELECTRICAL $24,48890 PROFESSIONAL SERVICES 157200 GENERAL PETROLEUM $10.293.80 UNLEADED GASOLINE 157201 GENERAL TELEPHONE CO. $1.174.23 TELEPHONE SERVICES 157202 GIERLICH-A9TCHELL,INC. $11.190.91 PUMP PARTS 157203 GRAND HOTEL $4.501.51 REFUND USER FEE OVERPAYMENT 157204 GRASBY S.T.I. $607.26 ENGINE PARTS 157205 GRAYBAR $2,479.39 OFFICE SUPPLIES 157208 DGA CONSULTANTS $11.168.54 PROFESSIONAL SERVICES 157207 HACH COMPANY $121.23 LAB SUPPLIES 157208 WILLIAM HAMILTON AND ASSOCIATE $5,220.00 PROFESSIONAL SERVICES 157209 HARVARD BUSINESS REVIEW $55.00 SUBSCRIPTION 157210 HELLO DIRECT $408.30 OFFICE EQUIPMENT 157211 HIGH-POINT RENDEL $50D.00 PROFESSIONAL SERVICES J-34-1 157212 HOERBIGER CVS CALIF.,INC. $966.69 COMPRESSOR PARTS 157213 HOUGHTON INTERNATIONAL INC. $3,240.70 REFUND USER FEE OVERPAYMENT 157214 PIS HUGHES CO,INC. $628.45 PAINT SUPPLIES 157215 CITY OF HUNTINGTON BEACH $11.207.67 WATER USE 157218 IC ENGINE B EQUIP SERVICE $2.178.71 GENERATOR 157217 IPCO SAFETY $4,152.15 SAFETY SUPPLIES I..I 157218 IMAGING PLUS $275.47 OFFICE SUPPLIES to 157219 INTELLIGENCE PRESS,INC. $22A.00 PUBLICATIONS y 157220 IRVINE RANCH WATER DISTRICT $2.90 WATER USE 157221 IRVINE SCI-TECH BOOKS $56.41 PUBLICATIONS w157222 JAY'$CATERING $835.27 DIRECTORS'MEETING EXPENSE 157223 JOSSEY-BASS INC.,PUBLISHERS $548.89 PUBLICATION 157224 BRIAN KEATING $10.00 EXPENSE REIMB. 157225 KEMIRON PACIFIC,INC. $278,732.86 FERRIC CHLORIDE NO 9.27-95 157226 KERRY CONSULTING GROUP $442.01 PROFESSIONAL SERVICES M.O.11-15.95 167227 KNOX INDUSTRIAL SUPPLIES $1,959.96 TOOLS 157225 KROHNE AMERICA INC 3286.53 ELECTRONIC PARTS 157229 LA CELLULAR TELEPHONE CO. $1,246.89 CELLULAR TELEPHONE SERVICE 157230 LEE B RO CONSULTING ENGR. $17,186.29 ENGINEERING SERVICES P140-2 157231 LIEBERT CASSIDY a FRIERSON 52,500.00 MOU CONSULTANT 157232 LIFECOM-SAFETY SERVICE SUPPL $700.48 ANALYZER REPAIR 157233 LIMSOURCE $99.00 ADVERTISEMENT 157234 MDT $936.00 MAINTENANCE CONTRACT 157235 MPS $325.58 PHOTOGRAPHIC SERVICES 157236 MACOMCO $464.10 SERVICE AGREEMENT 157237 MSA $97.04 LAB SUPPLIES 167238 MAINTENANCE TECHNOLOGY CORP. $41.66 WELDING SUPPLIES 157239 MAINTENANCE PRODUCTS,INC. $9,333.31 MECHANICAL SUPPLIES 157240 MARGATE CONSTRUCTION,INC. 31,444,786.00 CONSTRUCTION P1.38.2 157241 MARGATE CONSTRUCTION,INC. $413.191.30 CONSTRUCTI0NP141,P143 157242 MARGATE CONSTRUCTION,INC. $58.120.20 CONSTRUCTION P140-2(REBID),P2-47-2(REBID) 157243 MARVAC ELECTRONICS $40.39 INSTRUMENT SUPPLIES FUND NO 9199 • JT DIST WORKING CAPITAL PROCESSINGDATE 02/10197 PAGE4 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02HSM7 POSTING DATE 02H9M7 WARRANT NO. VENDOR AMOUNT DESCRIPTION 167244 MC JUNKIN CORP $795.55 PLUMBING SUPPLIES 157245 MCKENNA ENGR.&EQUIP. $4,465.07 PUMP PARTS 157246 MEDLIN CONTROLS CO. $2,192.04 INSTRUMENT SUPPLIES 157247 MELLON TRUST $14.549.46 INVESTMENT CUSTODIAN BANK 157240 MICROFLEX MEDICAL CORP $710.00 SAFETY SUPPLIES 157249 MIDWAY MFG.&MACHINING $2.121.46 MECHANICAL REPAIRS 157250 MINNESOTA WESTERN VISUAL PRIES. $162.52 LAB SUPPLIES 157251 MISSION ABRASIVE SUPPLIES $155.10 SAFETY SUPPLIES 157252 MISSION INDUSTRIES $6,876.46 UNIFORM RENTALS 167263 MONITOR LABS $899.03 INSTRUMENT 157254 MOORE PRODUCTS CO $311.04 VALVE POSITIONER 157255 NASCO $265.97 WATER SAMPLER 157256 NATIONAL CIVIC LEAGUE $23.20 PUBLICATION 157257 NATIONAL FIRE PROTECTION $204.73 PUBLICATION 157258 NATIONAL PLANT SERVICES $21,448.80 VACUUM TRUCK SERVICES 157259 NICKEY PETROLEUM COMPANY $575.58 LUBRICANTSIDIESEL FUEL 157260 OFFICE DEPOT BUSINESS SERVICES DIVISION $1,666.35 OFFICE SUPPLIES 157261 OFFICE PAVILIONS[INTERIOR RESOURCES $1,208.34 OFFICE FURNITURE REPAIRS k+f 157262 ORANGE COUNTY WHOLESALE $879.64 INSTRUMENT SUPPLIES fly 157263 ORANGE VALVE&FITTING CO. $755.21 FITTINGS 157264 ORRICK HERRINGTON&SUTCLIFFE $2,500.00 PROFESSIONAL SERVICES-TAXABLE COMER.PAPER H 167265 OXYGEN SERVICE 55,310.37 SPECIALTYGASES 157256 COUNTY OF ORANGE $1,770.00 ADMINISTRATIVE SEWER SERVICE FEES 5' 157257 COUNTY SANITATION DISTRICT $25,556.12 REIMBURSE WORKERS COMP ,p 157268 COUNTY OF ORANGE $35.00 PERMIT FEES 157289 PSOC(POOL SUPPLY OF OC) $128.79 OPERATING SUPPLIES 157270 PACIFIC INVESTMENT MGMT CO 55,381.00 INVESTMENT MGMT.SERVICE RESOL.95-75 157271 PACIFIC MECHANICAL SUPPLY $257.40 PLUMBING SUPPLIES 157272 PACIFIC PARTS&CONTROLS,INC. $50,171.05 INSTRUMENT PARTS 157273 PACIFIC BELL $17.11 TELEPHONE SERVICES 157274 PACIFIC TECHNICAL $22,829.40 SOFTWARE 157275 PADGET THOMPSON $298.00 SEMINAR REGISTRATION 157276 PADGETT-THOMPSON $139.00 WORKSHOP REGISTRATION 157277 PAN ENERGY TRADING&MARKET $86.302.96 NATURAL GAS 157278 PARKER HANNIFIN CORP. 5303.10 FILTERS 167279 PATRIOT VIDEO PRODUCTIONS $300.79 TRAINING VIDEO'S 157280 PERKIN-ELMER CORPORATION $1.820.00 LAB SUPPLIES 157251 PERMA SEAL CHESTERTON $2.742.49 SEALS 157282 CTY SAN.DIST.OF ORANGE CTY $005.40 REIMB.PETTY CASH 157283 PIMA GRID SYSTEMS,INC. $154,113.05 RESIDUALS REMOVAL M.0.3.29-95 157284 PITNEY BOWES $327.02 POSTAGE MACHINE SERVICE AGREEMENT 157285 POLYPURE,INC. $1Q580.D4 CATIONIC POLYMER M.0.3-11-92 157255 PRENTICE HALL $84.52 PUBLICATION 157287 HAROLD PRIMROSE ICE $80.00 ICE FOR SAMPLES 157288 MIKE PRUCH&SONS $63,136.02 CONSTRUCTION 3-3511-1 157289 PROMINENT FLUID CONTROL,INC. $799.00 EQUIPMENT RENTAL FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 021IW97 PAGE 5 - REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02H9M7 POSTING DATE 021ISM7 WARRANTNO. VENOM AMOUNT DESCRIPTION 157290 PUBLIC SERVICE SKILLS,INC. $750.00 DATABASE USAGE FEE 157291 PUMPING SOLUTIONS INC $857.01 PUMP PARTS 157292 OMC $126.35 PLUMBING SUPPLIES 157293 RPM ELECTRIC MOTORS $334.03 ELECTRIC MOTOR PARTS 157294 RAINBOW DISPOSAL CO. $202.72 TRASH REMOVAL 157295 KEN RAMEY $1.193.19 EXPENSE REIMB. 157296 RANCHO AUTO WASH INC. $184.50 TRUCK WASH TICKETS 157207 REAL TIME SYSTEMS CORP. $2.583.05 INTEGRATION 8 SUPPORT SERVICES 157298 REDWINGSHOES $112.92 REIMBURSABLE SAFETY SHOES 157299 SOLT DELIVERY $99.00 FREIGHT 157300 THE REGISTER $984.00 NOTICES 8 ADS 167301 REMEDYTEMP $16,743A5 TEMPORARY EMPLOYMENT SERVICES 157302 RICHARDSON ENGINEERING SER,INC $995.00 SEMINAR REGISTRATION 157303 S.S.MECHANICAL $900.00 INSTALL DRAINAGE PIPE 157304 ST JUDE MEDICAL CENTER $5,277.33 REFUND USER FEE OVERPAYMENT 167305 BARBS $500.00 ANNUAL MEETING 157306 SANTA FE INDUSTRIAL PLASTICS $1,596.85 PLUMBING SUPPLIES 157307 SCHWING AMERICA.INC. $833.93 PUMP PARTS [� 157306 R.CRAIG SCOTT B ASSOC. $1.084.88 LEGAL SERVICES-PERSONNEL ISSUES 157309 SCOTT SPECIALTY GASES,INC. $2,311.04 SPECIALTYGASES IW310 SEA-BIRD ELECTRONICS,INC. $217.00 LAB REPAIRS �.1 157311 CITY OF SEAL BEACH $116.75 WATER USE 13 167312 STUARTSEVERN $781.61 EXPENSE REIMB. b 157313 SHAMROCK SUPPLY $775.54 TOOLS 157314 SHASTA ELECTRIC $14.878.00 CONSTRUCTION J-31-2 157316 SHURELUCK SALES $1,544.00 TOOLS/HARDWARE 167316 SIGMA CHEMICAL CO. $251.15 LAB SUPPLIES 157317 M.E.SILBERMANN COMPANY $8,905.83 SEWER REPAIR 15731E SKILL PATH SEMINARS $395.00 SEMINAR REGISTRATION 157319 SKILL PATH,INC. $129.00 SEMINAR REGISTRATION 157320 SMITH-EMERY 00. $7.811.00 SOIL TESTING M.0.7-13.94 167321 SMITH PIPE B SUPPLY $139.45 PLUMBING SUPPLIES 157322 SO COAST AIR DUALITY $18.309.74 PERMIT FEES 157323 SO COAST AIR QUALITY $12.350.64 PERMIT FEES 157324 SOUTH COAST WATER $337.59 LAB SUPPLIES 157325 SO CALIF EDISON GO 559,641.03 POWER 157326 SO.CAL.GAS.CO. $10.59 NATURAL GAS 157327 SPRINT $30.75 LONG DISTANCE TELEPHONE CHARGES 157328 STANDARD SUPP&EQUIP CO INC $85.00 SEALS 157329 STATE STREET BANK $4,771.18 COP TRUSTEE SERVICES 157330 KEITH D STOLZENBACH $17.337.00 EXPENSE REIMB. 167331 STRATEGIC FRAMEWORKS,INC. $8.457.00 PROFESSIONAL SERVICES 157332 SUMMIT STEEL $1.319.73 METAL 157333 SUNSET FORD $360.59 TRUCK PARTS 157334 SUPERB ONE-HOUR PHOTO $57.85 PHOTOGRAPHIC SERVICES 157335 TEXAS COMMERCE BANK $10,631.49 COP TRUSTEE SERVICES FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 02/10197 PAGE 6 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02/19/97 POSTING DATE 02IW97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157336 THEODORE ROBBINS FORD $1,585.33 VEHICLE RENTAL 157337 THERMO SEPERATION PRODUCTS $32.13 LAB SUPPUES 157338 THOMPSON INDUSTRIAL SUPPLY $1,923.30 MECHANICAL PARTS 157339 TIME WARNER COMMUNICATIONS $38.78 CABLE SERVICES 157340 TORNELL B GOTTEN S361.00 EMPLOYEE STATEMENTS 157341 TRAFFIC CONTROL ENGINEERING $1.425.00 TRAFFIC CONTROL PLANNING 157342 TREBOR ELECTRONICS $1.362.27 ELECTRIC SUPPLIES 157343 TRUESDAIL LABS $1,011.00 LAB SERVICES 1573" ULTRA SCIENTIFIC $323.00 LAB SUPPLIES 157345 UNITED PARCEL SERVICE $46.57 PARCEL SERVICES 157346 DATAVAULT/US SAFE DEPOSIT CO $204.00 OFFSITE BACK-UP TAPE STORAGE 157347 VWR SCIENTIFIC $9,639.27 LABSUPPUES 157348 VALLEY CITIES SUPPLY CO. $1,028.72 PLUMBING SUPPLIES 167349 VARIAN ANALYTICAL INSTRUMENTS $1.400.00 FREIGHT 157350 VARKEL CONSTRUCTION INC $49,210.08 CONSTRUCTION J-11-2 157351 VERTEX BUSINESS INTERIORS $1,142.15 OFFICE FURNITURE 157352 VISIBLE COMPUTER SUPPLY $65.93 1099TAXFORMS 157353 WACKENHUTCORP. $12,454.75 CONTRACT SERVICESECURITY GUARDS 157354 WAL-CON CONSTRUCTION CO. $111,757.18 CONSTRUCTION 5-37-3 157355 WATER ENVIRONMENT FEDERATION $75.25 PROFESSIONAL DEVELOPMENT COURSES �y 157356 WATERS CORPORATION $81.46 SERVICE AGREEMENT LHV 157357 THE WASTEWATER CONNECTION S486.33 SAFETY SUPPLIES y 157368 WESTERN STATES CHEMICAL SUPPLY $18,785.05 CAUSTIC SODA MO 8-23.95 157359 WEST-LITE SUPPLY CO. 1292.43 ELECTRIC SUPPLIES 'b 157360 JUDITHA.WILSON $78.69 CELLULAR PHONE REIMB. 157361 XEROX CORP. $19,743.84 COPIER LEASES TOTAL CLAIMS PAID 2119/97 $4.013.80628 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 02/1097 PAGE 7 I REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 02/19/97 POSTING DATE 02N997 SUMMARY AMOUNT #1 OPER FUND $1.366.75 #1 CONST FUND $653.15 #2 OPER FUND $21,024.88 #2 CAP FAC FUND $784.00 #2 CONST FUND $1,804.85 #30PER FUND $20.080.33 #3 CAP FAC FUND $84.584.82 93 CONST FUND $1,711A9 050PER FUND $3,237.21 #5 CONST FUND $168.81 96OPER FUND $728.78 06 CONST FUND $0.07 #7 OPER FUND $19.641.70 #7 CONST FUND $129.66 #11 OPER FUND $1,858.30 #11 CAP FAC FUND $15.053.87 #11 CONST FUND $57.16 #13 OPER FUND $35.81 #14 OPER FUND $210.63 H #588 OPER FUND $4,437.68 q #586 CAP FAC FUND $111,757.18 #687 OPER FUND $1.829.29 #7314 OPER FUND $5.813.18 JT OPER FUND $747,795.90 CORF $2,736,905.63 SELF-FUNDED INSURANCE FUND $28,834.19 .IT DIST WORKING CAPITAL $203,854.97 $1,013,fi0fi.28 FUND NO 0199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/03W PAGE 1 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03/0597 POSTING DATE 03/05197 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157416 ABF FREIGHT SYSTEM,INC. $2,239.35 FREIGHT CHARGES 157417 ABM BUSINESS MACHINES,INC. $809.80 MAINTENANCE AGREEMENT 157418 AGM ELECTRONICS INC $312.35 ELECTRONIC PARTS 157419 AGX CORPORATION $419.05 GAUGE 157420 ASOC QUALTTY PRESS $87.25 PUBLICATIONS 157421 AT&T-MEGACOM SERVICE $843.30 LONG DISTANCE TELEPHONE SERVICES 157422 AWSI $132.00 D.O.T.TRAINING PROGRAM 157423 ABRASIVE ENG.TOOLING&EQUIP. $453.36 HARDWARE 157424 ADMORE MEMORY $1.734.32 COMPUTER PARTS 157425 AIR LIQUIDE AMERICA CORP. $963.29 SPECIALTY GASSES 157426 AIR TREATMENT CORPORATION $2,745.30 GAS HEATERS 157427 AIR PRODUCTS&CHEMICALS $37.332.90 O&M AGREEMENT OXY GEN.SYST.M.O.&M 157426 ALHAMBRA FOUNDRY CO LTD $2,812.28 MANHOLE FRAMES&COVERS 157429 AMERIDATA $3.439.22 OFFICE EQUIPMENT 167430 AMSA $425.00 WORKSHOP REGISTRATION 157431 ANTHONY PEST CONTROL $215.00 SERVICEAGREEMENT 157432 A-PLUS SYSTEMS $2,248.99 NOTICES&ADS 157433 ACS(APPLIED COMPUTER SOLUTION) $636.74 COMPUTER SOFTWARE 157434 AQUATIC BIOASSAY&CONSULT $235.00 LAB SERVICES 157435 ATKIWJONES COMPUTER SER.INC. $321.30 SERVICE AGREEMENT 157436 AUTOMATIC DATA PROCESSING $4,401.81 PAYROLL SERVICES 157437 AWARDS&TROPHIES $65.34 PLAQUES H 157438 BANANA BLUEPRINT $4.256.57 PRINTING M.O.11-07-94 I`0 157439 BANK OF AMERICA $14.12 BANKING SERVICES H. 157440 LAYNE BAROLDI $309.11 EXPENSE REIMB. 157441 BASLER ELECTRONICS CO DEPT 590 $1.055.08 ELECTRICAL SUPPLIES 157442 BATTERY SPECIALTIES $840.72 BATTERIES 157443 BAUER COMPRESSOR $37.00 COMPRESSOR PARTS 167444 ANGIE BERDANIS $200.00 EXPENSE REIMB. 157445 BEST TOWING SERVICE $158.50 TOWING SERVICES 157446 BEV CUSTER $120.96 MAPS 157447 BIO-GRO DIVISION $15,498.12 RESIDUALS REMOVAL MO 4-2&95 157448 RON BLACKLEDGE CONSTRUCTION $500.00 DIVING SERVICES 157449 DR.ELEANOR BUTT $44.52 LIABILITY CLAIM 157450 BOYLE ENGINEERING CORP. $3,124.32 ENGINEERING SERVICES 157451 BRRHINEE ELECTRIC $1.517.62 ELECTRIC PARTS 157462 BUREAU OF BUSINESS PRACTICE $138.51 PUBLICATION 157453 CH2M HILL INC $76,730.44 ENGINEERING SERVICES J-31 157454 CS COMPANY $1.093.51 PLUMBING SUPPLIES 167455 CWO 97 $103.00 CONFERENCE REGISTRATION 167466 CWEA $250.00 CONFERENCE REGISTRATION 157457 CWEA-SRSS97 $90.00 CONFERENCE REGISTRATION 157458 CAD ONE,INC. $857.88 PRINTER SUPPLIES 157459 CAL-GLASS FOR RESEARCH INC. $207.95 LAB EQUIPMENT REPAIRS 157460 CALTROL,INC. $993.95 HARDWARE 167461 CALIF MUNICIPAL TREASURERS ABC $75.00 ANNUAL MEMBERSHIP FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSINGDATE 03/G397 PAGE2 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 039597 POSTING DATE 03/05197 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157462 CAMP DRESSER B MC KEE INC $119,838.00 ENGINEERING SERVICES J40-1,J40-2 157463 CANUS CORPORATION $4.223.38 FIBER OPTIC CABLE 157464 CAREER TRACK SEMINARS $79.0D SEMINAR REGISTRATION 157465 CARDLLO ENGINEERS $12,364.55 ENGINEERING SERVICES MO 5-24-95 157466 MARK CASTILLO $250.00 EXPENSE REIMB. 157467 MDTACASTLE $117.77 OFFICE SUPPLIES 157468 CENTREPOINT COMMERCIAL INT. $9,383.20 OFFICE FURNITURE 157459 CHEMWEST INC $13,066.22 PUMP PARTS 157470 COMPUTERS AMERICA,INC. $9,327.35 PROJECTOR 157471 COW COMPUTER CENTERS.INC. $238.82 SOFTWARE 157472 CONNELL GM PARTS/DIV. $171.01 TRUCK PARTS 157473 CONSOUDATED ELECTRICAL DIST $1,777.53 ELECTRIC PARTS 157474 CONSOLIDATED REPOGRAPHICS $116.39 PRINTING SERVICES 157475 CONSUMER PIPE $1,554.29 PLUMBING SUPPLIES 157476 CONTINENTAL-MCLAUGHLIN $130.07 TOOLS 157477 COOPER CAMERON CORP. $707.68 ENGINE PARTS 157478 CORPORATE EXPRESS $6.361.12 OFFICE SUPPLIES 157479 COSTA MESA AUTO SUPPLY $12.44 TRUCK PARTS 157460 DELL MARKETING L.P. $49.717.83 COMPUTERS 1574BI DEL MAR ANALYTICAL $570.00 BIOSOLIDS ANALYSIS 157482 DIGITAL EQUIPMENT CORP. $6.570.34 OFFICE EQUIPMENT H 157483 DISCO PRINT COMPANY $1,729.74 OFFICE SUPPLIES H 157484 DISPOSABLE WASTE SYS. $4.469.85 MECHANICAL SUPPLIES 157485 DUNN EDWARDS CORP. $1.439.19 PAINT SUPPLIES N 157485 DUALS SALES $31.98 FITTINGS 157487 ENS RESOURCES INC $179.47 PROFESSIONAL SERVICES 167488 ESP INDUSTRIES.INC. $62.28 GREASE NEEDLE INJECTORS 157489 J.D.EDWARDS $32.981.20 SOFTWARE LICENSE FEES MO7-24-96 15749D EDWARDS HIGH VACUUM INTER. $520.08 LAB SUPPLIES 157491 EDWARDS DIV.OF GS BLDG SYS. $2.721.00 SERVICE AGREEMENT 157402 ELCAN TECHNOLOGIES CORP $5.070.00 FIBER OPTICS 157493 ELECTRO TEST,INC. $2.649.00 ELECTRIC SUPPLIES 157494 ELECTRICAL INSULATION $100.37 EPDXY 157495 ELECTRO NUMERICS INC $1,417.95 LEVEL INDICATOR 157496 EMED '$1,227.4B VINYL DECALS 157497 ENCHANTER,INC. $4,900.00 OCEAN MONITORING M.O.5.24-95 157498 ENVIRONMENTAL RESOURCE ASSOC. $995.40 LAB SERVICES 157499 FEDERAL EXPRESS CORP. $437.76 AIR FREIGHT 167500 FIBERTRON $2,895.79 FIBER OPTIC CABLE 167501 FINNIGAN CORP $123.40 THERMOCOUPLER 157502 FISHER SCIENTIFIC CO. $97.88 LABSUPPUES 157503 FLOSYSTEMS INC. $489.45 PUMP PARTS 157504 FORKERT ENGINEERING B SURVEY S2,396.68 PROFESSIONAL SERVICES MO 6$94 157505 FOSS ENVIRONMENTAL SERVICES $450.82 3M OIL ABSORBENT 1576M FRANKLIN QUEST CO. $8.08 OFFICE SUPPLIES 157507 FURON CO. $579.11 CABLE FUNDNO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03103/97 PAGE REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY - CLAIMS PAID 03/05/97 POSTING DATE 03/05/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157508 GE INDUSTRIAL SYSTEMS $3,500.00 TRAINING REGISTRATION 157509 GASS $150.00 PROFESSIONAL PUBLICATION 157510 GE INDUSTRIAL B POWER SYSTEMS $3.115.54 MEMORY CARD INTERFACE 157511 GST,INC. 523.579.26 OFFICE SUPPLIES 157512 GARRATT-CALLAHAN COMPANY $4,115.25 CHEMICALS 157513 GEARY PACIFIC SUPPLY $660.33 BLOWERASSEMBLY 167614 GENERAL BINDING CORP. $B76.14 OFFICE MACHINE REPAIRS 157515 GENERAL ELECTRIC SUPPLY CO. $1,018.75 ELECTRICPARTS 157516 GENERAL TELEPHONE CO. $5,448.19 TELEPHONE SERVICES 157517 GENICOM CORPORATION $839.00 PRINTING SUPPLIES 157518 GIERLICH-MITCHELL,INC. $6.446.90 PUMP PARTS 157519 GOLDENWEST WINDOWS $1,658.00 WINDOWCLEANING 157520 W W GRAINGER,INC. $63.02 COMPRESSOR PARTS 157521 GRAPHIC DISTRIBUTORS $121.28 PHOTOGRAPHIC SUPPLIES 157522 GRASSYS.T.I. $1,097.85 ENGINE PARTS 157523 GRAYBAR $3,138.83 TOOLS 157524 GREAT AMERICAN PRIMING $133.13 PRINTING 157525 DGA CONSULTANTS $11.167.99 PROFESSIONAL SERVICES 157526 GRIFFIN CARRICK $3,615.80 LEGAL SERVICES-TECHITE M.O.9.27-95 157527 HACH COMPANY $1,190.84 LAB SUPPLIES 157528 HARRINGTON INDUSTRIAL PLASTIC $798.35 PLUMBING SUPPLIES H 157529 HATCH B KIRK,INC. $113.78 TRUCK PARTS 157530 HAWKINS ASSOCIATES $11,207.71 LAB EQUIPMENT I� 157531 PL HAWN CO,INC. $746.90 ELECTRIC SUPPLIES w 157532 INGRID HELLEBRAND $164.48 EXPENSE REIMB. 157M HIGH-POINT RENDEL $1.935.28 PROFESSIONAL SERVICES J-34-1 157534 HILTI,INC. $1.685.32 TOOLS 157535 HOME DEPOT $1.184.45 SMALLHARDWARE 157536 HOWARD INDUSTRIES $5.414.44 HEATER 157537 RS HUGHES CO,INC. $71.74 PAINT SUPPLIES 157538 IPCO SAFETY $4,544.17 SAFETY SUPPLIES 157539 INDUSTRIAL STEAM $392.87 PUMP PARTS 157540 INDUSTRIAL THREADED PRODUCTS $269.64 CONNECTORS 157541 INTERSTATE BATTERY SYSTEMS $154.70 BATTERIES 157642 INTUITIVE TECHNOLOGY $4,624.00 MAINTENANCE AGREEMENT 167643 IRVINE PIPE SUPPLY,INC. $104.46 FLOOR DRAIN 157544 IRVINE PHOTO GRAPHICS $13.38 PHOTOGRAPHIC SERVICES 157545 IRVINE RANCH WATER DISTRICT $54.50 WATER USE 157546 IRVINE RANCH WATER DISTRICT $3,074.04 HATS CAPACITY PURCH 157547 JAMISON ENGINEERING,INC. $22,96475 CONSTRUCTION SERVICES 157548 GREAT WESTERN SANITARY SUPPLY $653.72 JANITORIAL SUPPLIES 157549 JAYS CATERING $754.40 DIRECTORS'MEETING EXPENSE 157550 MARK KAWAMOTO $184.14 EXPENSE REIMB. 157551 KEENAN SUPPLY $15.08 STEEL PIPE 157552 KELLY SPRINGFIELD TIRE COMP $210.00 REFUND USER FEE OVERPAYMENT 157563 KEMIRON PACIFIC,INC. $2.308.04 FERRIC CHLORIDE MO 947-95 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/03197 PAGE 4 , REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03M5197 POSTING DATE 03105N7 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157554 KERRY CONSULTING GROUP $4.785,46 PROFESSIONAL SERVICES M.O.11.15.95 157555 KEYE PRODUCTIVITY CENTER $278,00 SEMINAR REGISTRATION 157556 KNOX INDUSTRIAL SUPPLIES $5.696.45 TOOLS 157557 LAB SAFETY SUPPLY CO. $243.83 SAFETY SUPPLIES 157558 LEAGUE OF CALIFORNIA CITIES $35.00 PUBLICATION 157559 LEE B RO CONSULTING ENGR. $4.881.85 ENGINEERING SERVICES Pi-40.2 157560 LEVOLOR HOME FASHIONS $210.00 REFUND USER FEE OVERPAYMENT 157561 LEWCO ELECTRIC $108.10 TRUCK PARTS 157662 LEYBOLD VACUUM PRODUCTS $192.75 OIL 157583 K.P.LINDSTROM,INC. $4,446.11 ENVIR.CONSULTING SERVICES MO 12-9-90 157554 LISA LOREY $268.96 EXPENSE REIMB. 157665 MPS $49.89 PHOTOGRAPHIC SERVICES 157556 MSA $2,278A7 PUMP PARTS 157567 MAINTENANCE TECHNOLOGY CORP. $808.78 WELDING SUPPLIES 167668 MAINTENANCE PRODUCTS,INC. $168.75 MECHANICAL SUPPLIES 157569 MANOIC MOTORS $91.00 TOWING SERVICES 157570 MANGAN,INC. S23,705.00 CONTRACT SERVICES 157571 MARVAC ELECTRONICS $42.09 INSTRUMENT SUPPLIES 167572 DONALD F.MCINTYRE $905.69 EXPENSE REIMB. 157673 MC JUNKIN CORP $294.01 PLUMBING SUPPLIES 157574 MEDIAGROUPINC $1,950.00 ADVERTISEMENT Iy 157575 MEDLIN CONTROLS CO. $117.70 INSTRUMENT SUPPLIES �l 157576 MESA MUFFLER $201.63 AUTO PARTS If 157577 MIDWAY MFG.B MACHINING $1,505.19 MECHANICAL REPAIRS ,p 157578 MITCHELL INSTRUMENT CO. $466.00 INSTRUMENT 157679 MITCHELL INTERNATIONAL INC $77.58 PUBLICATION 157580 MICHAEL D.MOORE $437.99 EXPENSE REIMB. 157581 MOORE PRODUCTS CO $72.46 SPRING KIT 157582 MOTION INDUSTRIES,INC. $1,420.18 PUMP PARTS 157683 CITY OF NEWPORT BEACH $59.35 WATER USE 167584 NU-WEST FABRICATION $954.52 WELDING SUPPLIES 157585 OI CORPORATION $30,355.25 LAB SUPPLIES 157586 OFFICE DEPOT BUSINESS SERVICES DIVISION $4,056.05 OFFICE SUPPLIES 157587 ROBERTJ.00TEN $1.044.13 EXPENSE REIMB. 157588 ORANGE COUNTY PUMP CO $744.99 PUMP PARTS 157589 ORANGE COUNTY WHOLESALE $443.32 INSTRUMENT SUPPLIES 157590 ORTIZ FIRE PROTECTION $782.57 SERVICE AGREEMENT 157591 OXYGEN SERVICE $1.146.64 SPECIALTY GASES 157592 COUNTY OF ORANGE $465.00 PROCESSING FEE 157593 ORANGE COUNTY WATER DISTRICT $82.455.50 GAP WATER USE M.0.6.9.93 157594 PSB INDUSTRIES INC S475.67 VALVE 157595 PACIFIC INVESTMENT MGMT CO $111,584.00 INVESTMENT MGMT.SERVICE RESOL.95.75 157596 PACIFIC MECHANICAL SUPPLY $1,673.77 PLUMBING SUPPLIES 157697 PACIFIC PARTS&CONTROLS,INC. $3.147.34 INSTRUMENT PARTS 157598 PACIFIC BELL $1,312.75 TELEPHONE SERVICES 157599 PAINE WEBBER $60A48.43 REMARKETING AGREEMENT FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/0397 PAGE 5 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 0310597 POSTING DATE 0310597 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157600 PAT PAN $557.40 EXPENSE REIMS. 1578D1 PAN ENERGY TRADING B MARKET $134,424.55 NATURAL GAS 1576D2 PARTS UNLIMITED $343.15 TRUCK PARTS 157603 PERKIN-ELMER CORPORATION $1,087.23 LAB SUPPLIES 157804 PERMA SEAL $2,538D3 LUBE OIL 157505 CTY SAN.DIST.OF ORANGE CTY $1,483.00 REIMS.PETTY CASH 157608 PIMA ORO SYSTEMS,INC. $74.720.05 RESIDUALS REMOVAL M.O.3-29-95 157607 THE PITSBURGE CONFERENCE $300.00 REGISTRATION 1576M US FILTER POLYMETRICS INC $1,262.75 LAB SUPPLIES 157M POLYPURE,INC. $38,658.84 CATIONIC POLYMER M.O.3.11-92 157610 PRECON,INC. $670.00 REFUND USER FEE OVERPAYMENT 157611 PRIME EQUIPMENT $367.95 SLOPE SENSOR 157612 PROFESSIONAL TRAINING INTL $39%00 TRAINING REGISTRATION 157613 PROMINENT FLUID CONTROL,INC. $799.00 EQUIPMENT RENTAL 157614 PUTZMEISTER,INC. $2,685.16 PUMP PARTS 157615 REAL TIME SYSTEMS CORP. $255.00 INTEGRATION&SUPPORT SERVICES 137616 THE REGISTER $705.60 NOTICES&ADS 157517 THE ORANGE COUNTY REGISTER $124.45 SUBSCRIPTION �J 157818 REISH MARINE STUDIES,INC. $480.00 OCEAN MONITORING 157019 REMEDYTEMP $18.489.04 TEMPORARY EMPLOYMENT SERVICES 157020 ADRIANA RENESCU $112.25 EXPENSE REIMS. H 167021 ANDREW ROZENTRATEN $499.30 EXPENSE REIMS. H 157022 S.S.MECHANICAL $900.00 INSTALL DRAINAGE PIPE 157623 SCHWIND AMERICA,INC. $4,038.33 PUMP PARTS an 157824 SCIENCE APPLICATIONS INTL $284,161.62 OCEAN MONITORING M.O.841-94 157625 R.CRAIG SCOTT B ASSOC. $7,760.93 LEGAL SERVICES-PERSONNEL ISSUES 157626 SCOTT SPECIALTY GASES,INC. $1,280.61 SPECIALTY GASES 157627 SHAMROCK PAVING,INC. $2,950.00 PAVING SERVICES 157628 SHURELUCK SALES $6,209.38 TOOLSMARDWARE 167629 SKILL PATH SEMINARS $30.00 SEMINAR REGISTRATION 157630 SMITH-EMERY CO. $8,116.50 SOIL TESTING M.O.7-13.94 157031 SOUTH COAST WATER $125.00 LAB SUPPLIES 157632 SOUTHERN CALIFORNIA EDISON CO $64.671.64 POWER 157633 SOUTHERN CALIFORNIA EDISON CO $53,432.74 POWER 157634 SO CALIF EDISON CO $8,500.011 DEPOSIT 157635 80.CAL.GAS.CO. $30.059.40 NATURAL GAS 157836 SO.CALIFORNIA MARINE INST. $880.00 RENTAL EQUIPMENT 167637 SPARKLETTS DRINKING WATER $452.55 DRINKING WATERICOOLER RENTALS 157638 SPEX CERTIPREP INC. $139.37 LAB SUPPLIES 157639 SPRINT $36.15 LONG DISTANCE TELEPHONE SERVICES 157540 STATE CHEMICAL MANUFACTURING $988.57 JANITORIAL SUPPLIES 157541 MANFRED STOFFER $820.56 EXPENSE REIMS. 167642 SUMMIT STEEL $3.675.39 METAL 157643 SUNSETFORD $1,036.78 TRUCK PARTS 1576" SUPERB ONE44OUR PHOTO $71.38 PHOTOGRAPHIC SERVICES 157645 SUPER ICE CORP. $86.48 LAB SUPPLIES FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 0310M PAGER w REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 0310597 POSTING DATE 03105417 WARRANT NO, VENDOR AMOUNT DESCRIPTION 157646 SVERDRUP CIVIL,INC. $417,301.20 CONSTRUCTION P2-36-3,PI.38.5,P246,P255 157547 SVERDRUP CIVL,INC. $1,000.00 RELOCATE CONSTRUCTION TRAILERS 157648 TCH ASSOCIATES $1,316.42 LABSUPPLIES 157649 TAYLOR-DUNN MFG.COMPANY $198.64 ELECTRIC CART PARTS 157650 THOMPSON INDUSTRIAL SUPPLY $49720 MECHANICAL PARTS 157651 TIME WARNER COMMUNICATIONS $36.78 CABLE SERVICES 157652 TONYS LOCK 8 SAFE SERVICE 5345.90 LOCKS 8 KEYS 157653 THE TRAINING CLINIC $1,500.00 ON SITE TRAINING CLASS 157654 TRANSCAT $7M.46 BEARING TESTER 157655 TRINITY CONSULTANTS INC $450.00 TRAINING REGISTRATION 157658 TROPICAL PLAZA NURSERY,INC. $3,973.84 CONTRACT GROUNDSKEEPING M.O.5-11-94 167657 TRUCK 6 AUTO SUPPLY,INC. $890AS TRUCK PARTS 157656 TRUESDAIL LABS $1.424.00 LAB SERVICES 157659 TUSTIN DODGE $38.91 TRUCK PARTS 157660 UNITED PARCEL SERVICE $623.24 PARCEL SERVICES 167661 DATAVAULT I US SAFE DEPOSIT CO $94.00 OFFSITE BACK-UP TAPE STORAGE 157662 VWR SCIENTIFIC $4.912.86 LAB SUPPLIES 157663 VALCOM $2,207.64 SOFTWARE E'J 157664 VALLEY CITIES SUPPLY CO. $2,333.19 PLUMBING SUPPLIES 157665 VARIAN ASSOCIATES $1.201.58 LAB SUPPLIES 157656 VERNE'S PLUMBING $140.00 PLUMBING SERVICES H 157657 VERTEX SYSTEMS $1.870.00 COMPUTER DATA SUPPORT 157668 VILLAGE NURSERIES $18.02 LANDSCAPING SUPPLIES 1p 157WB WACKENHUT CORP. $6,951.66 CONTRACT SERVICE-SECURITY GUARDS 157670 WALL STREET JOURNAL $178.71 SUBSCRIPTION 157671 WARREN GORHAM B LAMONT INC $193.75 SUBSCRIPTION 157672 WASTE MARKETS $12,189.25 RESIDUALS REMOVAL MO 3-27-98 167873 WATER ENVIRONMENT FEDERATION $54.60 PROFESSIONAL DEVELOPMENT COURSES 157674 WATERS CORPORATION $694.63 SERVICE AGREEMENT 157675 WATEREUSE ASSOCIATION $275.00 MEMBERSHIP 157676 WAXIE $156.42 JANITORIAL SUPPLIES 157677 WESTERN STATES CHEMICAL SUPPLY $23,292.70 CAUSTIC SODA MO 8.23-95 157678 WEST-LITE SUPPLY CO. $21.12 ELECTRIC SUPPLIES 167679 WESCO DISTRIBUTION INC. $3,223.09 INSTRUMENT SUPPLIES 1576BO NANCY WHEATLEY $513S5 EXPENSE REIMS. 157681 WOODRUFF,SPRADUN B SMART $23,024.97 LEGAL SERVICES NO 7-26-95 157682 XEROX CORP. $5,322.61 COPIER LEASES 157683 JOHNSON YOKOGAWA CORP. $1,053.17 INSTRUMENT SUPPLIES TOTAL CLAIMS PAID 03MS97 52.30B,381.33 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/0M7 PAGE 7 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03I05/97 POSTING DATE 03I05r97 SUMMARY AMOUNT #1 OPER FUND $56.Q #1 CONST FUND $8.018.96 #2 OPER FUND $16,272.84 92 CAP FAC FUND $335.00 #2 CONST FUND $20.469.15 #3 OPER FUND $14,212.36 #3 CAP FAC FUND $4.607.98 03CONSTFUND $18,632.06 95 OPER FUND $3.371.61 05 CONST FUND $4.300.67 06 OPER FUND $56.40 #6 CONST FUND $2.183.38 #7 OPER FUND $5.499.01 #7 CAP FAC FUND $3,126.79 [�f #7 CONST FUND $4.025.93 ny 411 OPER FUND $6.430.20 #11 CAP FAC FUND $169.00 H #11 CONST FUND $2.705.32 #13 OPER FUND $56A0 013 CONST FUND $74.53 #14 OPER FUND $56.40 914 CONST FUND $438A3 0586 OPER FUND $5.088.83 0687 OPER FUND $2,336.11 #7814 OPER FUND $7,924.50 JT OPER FUND $I.CD5,546.21 CORF $899.676.25 SELF-FUNDED INSURANCE FUND $2Q728.13 JT DIST WORKING CAPITAL $247.DB2.48 E2.309.381.33 FUNDNO 0199 - JT DIST WORKING CAPITAL PROCESSING DATE -VARIOUS PAGE y REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID-MISCELLANEOUS HANDWRITE WARRANTS WARRANT DATE WARRANT NO. VENDOR AMOUNT DESCRIPTION 0320197 157962 TERRY R.BEEZLEY $1,365.00 LEGALFEES 0320197 157963 CONFIDENTIAL MGMT SERVICES $625.60 LRIGATION SUPPORT SERVICES 03120/97 157964 ROBERT DUMFTY $700.00 CASHADVANCE 03120/97 157965 IPCO SAFETY $87976 SAFETYSUPPUES 03120197 157966 POSTMASTER $450A0 POST OFFICE BOX RENTAL FEE 04/07/97 15825E ROBERT DUMITY $250.00 CASH ADVANCE TOTAL CLAIMS PAID $4271.36 SUMMARY AMOUNT k3 CAP FAC FUND 1,365.00 [.� JT OPER FUND $626.60 �5 CORF $250.00 JT DIST WORKING CAPITAL $2,029.76 H f1 COUNTY SANITATION DISTRICT NO, 1 OF ORANGE COUNTY. CALIFORNIA MINUTES OF SPECIAL MEETING May 12, 1997 - 9:00 A.M. 10844 Ellis Avenue Fountain Valley, California The Board of Directors of County Sanitation District No. 1 of Orange County, California, met in a Special Meeting at the above hour and date at the Districts' administrative offices. The Chair called the meeting to order at 9:00 a.m. In the absence of the Secretary, Penny Kyle, Chair McGuigan appointed Debra Lacuna Secretary pro tem. The roll was called and the Secretary pro tem reported a quorum present. DIRECTORS PRESENT: Pat McGuigan, Chair; James M. Ferryman, Thomas R. Saltarelli DIRECTORS ABSENT: Mark A. Murphy, Todd Spitzer STAFF MEMBERS PRESENT: Donald F. McIntyre, General Manager, Judith A. Wilson, Assistant General Manager - Administration, Debra Lacuna, Secretary pro tem, Gary Streed, OTHERS PRESENT: Thomas L. Woodruff, General Counsel, .. .. .. ... ............. DISTRICT 1 1997-98 SEWER SERVICE USER FEES: Gary Streed, Director of Finance gave a brief overview of his Staff Report regarding proposed Ordinance No. 133. After discussion among the Directors and questions answered by staff, the following actions were taken: DISTRICT 1 Ordinance No. 133 , An Ordinance of the Board of Directors of County Sanitation District No. 1 of Orange County. California. Establishing Increased Sanitary Sewer Service Charges: A motion was made, seconded and duly carried to: 1) Make the finding that adoption of Ordinance No. 133 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to District No. 1 Minutes 05/12/97 meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; A motion was made, seconded and duly carried to: 2) Read Ordinance No. 133 by title only, and waive reading of entire ordinance; A motion was made, seconded and duly carried to: 3) Introduce Ordinance No. 133 and pass to second reading and hearing on May 28, 1997. Adjournment It was moved, seconded and duly carried that this meeting of the Board of Directors of County Sanitation District No. 1 of Orange County, California, be adjourned. The Chair then declared the meeting so adjourned at 9:30 a.m. l Wretary pro tern of the Board of Directors of County Sanitation District No. 1 -2- H:\W P.DTA%DMI NIBSW1N97051197.01 COUNTY SANITATION DISTRICT NO. 11 OF ORANGE COUNTY, CALIFORNIA MINUTES OF SPECIAL MEETING May 12, 1997 -9:00 A.M. 10844 Ellis Avenue Fountain Valley, California The Board of Directors of County Sanitation District No. 11 of Orange County, California, met in a Special Meeting at the above hour and date at the Districts' administrative offices. The Chair called the meeting to order at 9,00 a.m. In the absence of the Secretary, Penny Kyle, Chair Dettloff appointed Debra Lacuna Secretary pro tem. The roll was called and the Secretary pro tem reported a quorum present. DIRECTORS PRESENT: Shirley Dettloff, Chair; Dave Sullivan DIRECTORS ABSENT: Todd Spitzer STAFF MEMBERS PRESENT: Donald F. McIntyre, General Manager, Judith A. Wilson, Assistant General Manager- Administration, Debra Lacuna, Secretary pro tem, Gary Streed, OTHERS PRESENT: Thomas L. Woodruff, General Counsel, DISTRICT 11 1997-98 SEWER SERVICE USER FEES: Gary Streed, Director of Finance gave a brief overview of his Staff Report regarding proposed Ordinance No. 1125. After discussion among the Directors and questions answered by staff, the following actions were taken: DISTRICT 11 Ordinance No 1125 An Ordinance of the Board of Directors of County Sanitation District No 11 of Orange County. California Establishing Increased Sanitary Sewer Service Charges: A motion was made, seconded and duly carried to: 1) Make the finding that adoption of Ordinance No. 1125 is statutorily exempt pursuant to California Environmental Quality Act (CEQA) Guidelines Section 15273(a) and Public Resources Code Section 21080(b)(8) in that the revenues to be received will be used to District No. 11 Minutes 05/12/97 meet operational and maintenance expenses and meeting financial reserves and capital requirements which are necessary for the continued maintenance of service within existing defined service areas of the Districts as set forth in the comprehensive Master Plan; A motion was made, seconded and duly carried to: 2) Read Ordinance No. 1125 by title only, and waive reading of entire ordinance; A motion was made, seconded and duly carried to: 3) Introduce Ordinance No. 1125 and pass to second reading and hearing on May 28, 1997. Adjournment It was moved, seconded and duly carried that this meeting of the Board of Directors of County Sanitation District No. 11 of Orange County, California, be adjourned. The Chair then declared the meeting so adjourned at 9:30 a.m. Secretary pro tern of the Board of Directors of County Sanitation District No. 11 -2- H:WP.DTAWDM1N0SW1N97`051297.D11 FwBd s� OsaON AGENDA ❑ COMa.NFO.ITEM ITEM O Cow AC1KTEM W I ❑ Jr.BIDS.CO TRANSMITTAL ❑ JT.SDS. ENT)DISCUSSION MONK+SENT) ❑ PUBLIC HEARING -2f T.BDS.MEETING RATE 'Y lr BDS.AGENDA ITEM NO, MEETING DATE comm.to,NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (Onginalor) PDC: PDC FAHR: FAHR 2160, Penny Kyle,2026 EXEC: EXEC All STEER: STEER Dmsion No.,Name,and Exlensm JT.BDS:0528/97 AGENDA WORDING AND RECOMMENDED ACTION(5): Agenda Wording: EACH DISTRICT Annual election of Chair and Chair pro tern of the Boards. Recommended Action(s): 1) District 1; 2) District 2; 3) District 3; 4) District 5; 5) District 6; 6) District 7; 7) Distdct 11: 8) District 13: 9) District 14 CEQA REVIEW: ProjrM is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Dale Notice of Exemption FiW: Negative Declaration Appovea on May 22, 1996 Final EIR ApprmreE on_and Notice of Determination Bkd on_ y CURRENT BUDGET/COST CURRENTYEAR CURRENTYEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES 9 1B~016 Tr.imml TOTAL BUDGETED AMT.: $ N/A N/A N/A N/A SOURCE: CORF JO DISTRICTS Schedule/Une Items. AMOUNT OF TRANSFER: Schedua(Une Item'. TOTAL PROJECT BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS Air PROJECT BUDGET First Year in Budget. $0.00 Master Plan Estimate. Year of First Oosts'. THIS AITNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED AT AMOUNT $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? WA REQUIRES BOARD POLICY ACTION? NOT APPLICABLE If YES,state number' _Pemanent Lindell Term If YES,explain in ADDITIONAL INFORMATIONsection R,,,, .I.1 Pape i of 2 1-1.0 P.DTAVAGENDAWITS-9PMAYVISO4.WPD ATTACHMENTS TO COMMITTEE AGENDA(List): Originator i Date CONCURRENCES: Signature Date Division Manager(Or Designee) ATTACHMENTS TO JOINT BOARDS AGENDA(List) t. Signature Date Department Head(Or Designee) Sign ur Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION (Background and/or Summary) In accordance with the Districts' policies, a Chair and Chair pro lent for each District Board is elected annually at the May meeting. The Boards' rules of procedures are as follows: Chair of the District-A Chair(and Chair pro tem) shall be elected by majority vote as the first order of business by the members of each District's Board of Directors at the first meeting in May of each year, and said Chair (and Chair pro tem) shall serve at the pleasure of the majority of said members. For the information of the new Directors, each Chair automatically becomes a member of the Executive Committee, which meets on an as needed basis at the call of the Joint Chair. This Committee also includes the Joint Chair, Vice Joint Chair, the representatives of the County Board of Supervisors and each past Joint Chair who is currently active. The Executive Committee's sole function at this time is to deal with Consolidation issues. Once the Consolidation is completed in June 1998, there will no longer be a need for this Committee. The current Chair and Chair pro tent are as follows: District No. C air Chair pro tem 1 Pat McGuigan James M. Ferryman 2 Norman Z. Eckenrode Mark A. Murphy 3 Margie L. Rice Sheldon Singer(off Board eff. 6/1197) 5 Jan Debay William G. Steiner 6 James M. Ferryman Jan Debay 7 Mark A. Murphy Thomas R. Saltarelli 11 Shirley Dettloff Dave Sullivan 13 Burnie Dunlap William G. Steiner 14 Thomas R. Saltarelli Mark A. Murphy Annual nominations for Joint Chair are made at the regular June meeting and the election takes place at the regular July meeting. Annual nominations and election of the Vice Joint Chair are conducted at the regular July Meeting. c: Department Head AGM-Administration AGM-Operations General Manager as vee W. Page 2 of 2 H:IWP.DTAIAGENDAWITS-9M,AY%aSO4.WPD For Bd Ser °°°"" - AGENDA ❑ COMM.INFO.ITEM ❑ COMM.ACTION ITEM ITEM 0 JTBOS.CONSENT TRANSMITTAL ❑ JT.BDS.DISCUSSION HONLONSENT) ❑ PUBLIC HEARING '?fr T.DOS.MEETING DATE 1T.BUS.AGENDA ITEM NO. MEETING DATE COMM.ID.NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMITS (Originator) PDC: PDC FAHR: FAHR f}L L 2220/ROBS H. Tipps/2558 EXEC: EXEC STEER: STEER Division No.,Name,and Extension JT.BDS: 05/28/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: RATIFYING PAYMENTOF CLAIMS OF THE JOINT AND INDIVIDUAL DISTRICTS BY ROLL CALL VOTE (each Director shall be called only once and that vote will be regarded as the same for each District represented unless a Director expresses a desire to vote differently for any District). Recommended Actionfsl: 1. Staff recommends approval of payment of claims/warrant listing. CEQA REVIEW: Project Is Exempt: YES NO NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ORIe Notice of Exemption Filed: ITEM: Negative Declaration Approved on Final EIR Approved on_and Notice of Determination filed an_ CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES Rmi ewae ee• Trwlxal TOTAL BUDGETED AMT.:$ N/A N/A N/A N/A SOURCE: CORF JO DISTRICTS Schedule/Une Items: AMOUNT OF TRANSFER: Schedual-me Item: TOT TOTA PROJECT BUDGET ORIGINAL PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION BUDGETTOTAL CHANGES THIS An PROJECT BUDGET First Year in Budget $0.00 Master Plan Estimate: Year of First Costs. THIS AITIVENDOR/PROJECT COST ORIGINAL 810, CHANGE ORDERS, AMOUNT AMENDED INFORMATION PO,CONTRACT FUNDS PREV. REQUESTED THIS PROJECT AMOUNT APPROVED AIT AMOUNT $0,00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO YES REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE If YES,state number. _Permanent Limited Tenn If YES,explain in ADDITIONAL INFORMATION aection wmes06,1 a7 Page 1 of 2 H:\W P.DTAIF IN1222D\TI P PS W T.W PD ATTACHMENTS TO COMMITTEE AGENDA W): o Origi�er Date coNcuRReNcgs/ 7 D Signature � T om/ ate D"N�"// na Mager Design ) /„tea , / 7 ATTACHMENTS TO JOINT BOARDS AGENDA(List) signatuure ty� 'IJDrata Department Head(Or Designee) Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) c: Department Head AGM-Administration AGM-Operations General Manager a.a.aosnaN Page 2 of 2 H:1W P.DTAtFIN=OITPPS%A[T.W PD FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/17/97 PAGE 1 REPORT NUMBER AP43 COUNTY SANITATION DISTRICf6(W 607WG@ bbUW CLAIMS PAID 031i9197 P0SUG'DATE03I19197 WARRANT NO. VENDOR AMOUNt DESCRIPTION 157702 ASS LOGISTICS CENTER $1,500.53 ELECTRICAL SUPPLIES 167703 ADS ENVIRONMENTAL SERVICES $1100.00 PROFESSIONAL SERVICES 157704 AIHE $670.00 CONFERENCE REGISTRATION 157705 AMA/PADGETT-THOMPSON DIV 11t139.00 SEMINAR REGISTRATION 157706 AT&T-MEGACOMSERVICE $2.414.93 LONG DISTANCE TELEPHONE SERVICES 157707 AT&T-CELLULAR CR&R " $6.96 LONG DISTANCE TELEPHONE SERVICES 157708 AT&T-PRO WATTS $177.08 LONG DISTANCE TELEPHONE SERVICES 157709 A T&T-CELLULAR CR&R 1 $5.82 LONG DISTANCE TELEPHONE SERVICES 167710 AWSI - $80.00 DEPARTMENT OF TRANSPORTATION PROGRAM 157711 ABRASIVE ENG.TOOLING B EQUIP. $176.76 HARDWARE 157712 ADMORE MEMORY $254.26 COMPUTER PARTS 157713 ADVANCO CONSTRUCTORS,INC. $399,891.80 CONSTRUCTION P7-36.1 157714 AIR COLD SUPPLY,INC. `�5221.92 AIR CONDITIONER REPAIRS 157715 AIR PRODUCTS&CHEMICALS 1 $14.02 O&M AGREEMENT OXY GEN.SYST.M.O.8-9419 157718 AMERICAN AIRLINES $4.353.74 TRAVEL SERVICES 157717 AMERICAN MANAGEMENT ASSOC. "$230.85 PUBLICATION 167T18 BLAKE P.ANDERSON E706.08 REIMBURSE CELLULAR TELEPHONE 157719 ARMOR-VAC $440.00 VACUUM TRUCK SERVICES 157M AUTOMATIC DATA PROCESSING '`'$373.87 PAYROLL SERVICES 157721 AWARDS&TROPHIES $168.17 PLAQUES 167722 BAR TECH TELECOM,INC. "$250.00 TELEPHONE INSTALLATION 157723 BARCLAYS BANK PLC $98,387.90 LETTER OF CREDIT QUARTERLY FEES 157724 BARNEBYSUTCUFFE CORP. :*36.96 FILTERS 157725 API BASCO INC. $1,201.40 HEAT EXCHANGER 157726 BATTERY SPECIALTIES ' $400.30 BATTERIES 157727 BAUER COMPRESSOR $43.02 COMPRESSOR PARTS 157728 BENTLY NEVADA $1,290.03 INSTRUMENT PARTS 157729 0I0-0RO DIVISION $17.808.87 RESIDUALS REMOVAL MO 4-26-95 157730 BIOMERIEUXVITEK,INC. $415.59 LAB SUPPLIES 157731 BLACK&VEATCH $3,373.60 ENGINEERING SERVICES P7-46 157732 BLACK LIFE MAGAZINE $2,145.00 ADVERTISEMENT 167733 BLACK PROGRESS REVIEW $395.00 ADVERTISEMENT 157734 BLANCHARD TRAINING&DEV $598.27 TRAINING MATERIALS 157735 BONA-RUES --$603.88 TRUCK PARTS 157738 BRENNER-FIEDLER&ASSOC.,INC. $257.73 GENERATORS 157737 BROWN&CALDWELL CONSULTANTS $11,097.86 PROFESSIONAL SERVICES M09-8-93 157736 BNI BOOKS $232.29 BOOKS 157739 BUSH&ASSOCIATES,INC. $9,192.00 SURVEYING SERVICES M.O.6e-94 157740 BUSINESS&LEGAL REPORTS INC $211.58 PUBLICATION 157741 MICROBAC LABORATORIES,INC. $720.00 GAS ANALYSIS 157742 CLE INTERNATIONAL "$495.00 CONFERENCE REGISTRATION 157743 ON-THE ALTERNATIVE $1.629.51 LABSUPPLIES 157744 CS COMPANY $1,701.00 PLUMBING SUPPLIES 157745 CWEA $82.65 PUBLICATION 157746 CALIFORNIA AUTOMATIC GATE $95.00 SERVICE AGREEMENT 157747 CALIF&THE WORLD OCEAN'97 $162.00 CONFERENCE REGISTRATION FUND NO 9199 • JT DIST WORKING CAPITAL PROCESSING DATE 03/17/97 PAGE 2 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03/19/97 POSTING DATE 03/19/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 167748 CWEA $4.329.00 TRAINING CONFERENCE REGISTRATION 157749 CALOLYMPIC GLOVE B SAFETY $477.96 SAFETY SUPPLIES 157750 CANUS CORPORATION $2,550.00 FIBER OPTIC CABLE 157751 CARDLLO ENGINEERS $12.793.08 ENGINEERING SERVICES MO 6-24-95 157752 C.S.U.F.FOUNDATION $2,200.00 PROFESSIONAL SERVICES 157763 CENTREPOINT COMMERCIAL INT. $5.010.38 OFFICE FURNITURE 157754 CERFNET $20.00 COMPUTER SERVICES 157755 CHANNITA COIN LAUNDRY $37.51 REFUND USER FEE OVERPAYMENT /57758 BRUCE CHAPMAN $102.04 EXPENSE REIMB. 157757 CHEM-DRY OF HUNTINGTON BEACH $550.00 CARPETCLEANING 157758 CHMIA $350.00 TRAINING REGISTRATION 157759 CLAYTON ENVIRO CONSULT $280.00 INSPECTION SERVICES 15TM COLD SAWS OF AMERICA.INC $161.29 TOOLS 157761 COLE-PARMER INSTRUMENT CO. $91.12 LASSUPPLIES 157762 COUCH 8 SONS $3,750.00 CONSTRUCTION 11.17.1 157703 COLUNSBAIKMAN $8.328.30 CARPET 167764 COMMUNICATIONS PERFORMANCE GRP '$8.328.70 PROFESSIONAL SERVICES 157766 COMPRESSOR COMPONENTS OF CA $2.610.03 PUMP PARTS 157766 COMPUTERS AMERICA.INC. $908.46 COMPUTER SUPPLIES 157767 COMPUSERVE $963.19 COMPUTER SERVICES 157768 CONNELL GM PARTS/DIV. - - $318.65 TRUCK PARTS 157769 CONSOLIDATED ELECTRICAL DIST $8,114.66 ELECTRIC PARTS 157770 CONSUMER PIPE $266.97 PLUMBING SUPPLIES 157771 CONTINENTAL-MCLAUGHLIN $132.17 TOOLS 157772 COOPER CAMERON CORP. $7,556.08 ENGINE PARTS 157773 COPELCO CAPITAL $1,432.00 COLOR COPIER LEASE 157774 CORE LABORATORIES,INC. $400.00 LAB ANALYSIS 157775 CORPORATE EXPRESS $2,189.40 OFFICE SUPPLIES 157776 COSTA MESA AUTO SUPPLY $121.34 TRUCK PARTS 167777 COUNTERPART ENTERPRISES $1,680.82 MECHANICAL SUPPLIES 157778 ORANGE COUNTY CLERK RECORDER $38.00 PERMIT FEE 157779 COUNTY WHOLESALE ELECTRIC $248.84 ELECTRIC PARTS 157780 CRANE PRO SERVICES $2,384.30 CRANE PARTS 157781 DELL MARKETING L.P. $12,603.53 COMPUTERS 157782 DEL MAR ANALYTICAL $1,064.00 BIOSOLIDS ANALYSIS 157783 DELTA DENTAL PLAN OF CALIF. $358.23 DENTAL INSURANCE PLAN M.0.1-12-94 157784 DELTA PACKAGING PRODUCTS,INC. $154.30 LAB SUPPLIES 157785 DIAMOND H RECOGNITION $139.01 SERVICE AWARDS 157786 DIGITAL EQUIPMENT CORP. $5,903.18 OFFICE EQUIPMENT 157787 DOVER ELEVATOR COMPANY $1,065.00 ELEVATOR MAINTENANCE 157788 ROBERT F.DRIVER ASSOC. $79.207.00 PERSONNEL INSURANCE CONSULTANT 157789 MARC DUBOIS $520.21 EXPENSE REIMB. 157790 ESP INDUSTRIES $995.21 MECHANICAL SUPPLIES 157791 EST(ELECTRICAL SYS.TESTING) $5.200.00 SWITCH GEAR TESTING 157792 ETC W/CAREER TRACK MS2 $79.00 SEMINAR REGISTRATION 157793 LINDA EISMAN $283.33 EXPENSE REIMB. b �l FUND NO 9199 • JT DIST WORKING CAPITAL PROCESSING DATE 0311797 PAGES REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03H997 POSTING DATE 03I19ST WARRANT NO. VENDOR AMOUNT DESCRIPTION 157794 ELECTRA-BOND,INC. $1.562.38 PUMP REPAIR 157795 ENCHANTER,INC. 52,800.00 OCEAN MONITORING M.O.5.24-95 157796 FEDERAL EXPRESS CORP. $359.85 AIR FREIGHT 157797 FISCHER&PORTER GO. 1$776.10 CHLORINATION SUPPLIES 157798 FISHER SCIENTIFIC CO. $1,450.26 LABSUPPLIES 157799 FLOSYSTEMS $3,127.97 PUMP PARTS 157800 FOUNTAIN VALLEY CAMERA 575.62 PHOTO SUPPLIES 157801 FRANCE COMPRESSOR PRODUCT $774.63 VALVE GUIDE 157802 FRY'S ELECTRONICS - $4,153.15 ELECTRONIC B COMPUTER SUPPLIES 157803 GST,INC. $51358.58 OFFICE SUPPLIES 167804 GATEWAY MEDICAL CENTER $449.38 PRE-EMPLOYMENT PHYSICAL EXAMS 157805 GENERAL TELEPHONE CO. $6.065.36 TELEPHONE SERVICES 1578M GOVT FINANCE OFFICERS ASSOC. $249.50 PUBUCATIONS 157807 THE GRAMMAR GROUP - $1.376.00 GRAMMAR WORKSHOP 157808 THOMAS GRAY&ASSOC INC $624.00 LAB ANALYSIS 157B09 GRAYBAR $384.42 CONNECTOR PANELS 157810 GREAT AMERICAN PRINTING $198.97 PRINTING 157811 DGA CONSULTANTS $14.077.63 SURVEYING SERVICES M.O.64-94 157812 WILLIAM HAMILTON AND ASSOCIATE 51,935.00 PROFESSIONAL SERVICES 157813 HARRINGTON INDUSTRIAL PLASTIC "5863.08 PLUMBING SUPPLIES 157814 HAULAWAY CONTAINERS $2,226.00 CONTAINER RENTALS 157815 HERTZ CLAIM MANAGEMENT 54,166.66 WORKERS COMP CLAIMS ADMIN. 157816 HOLMES B NARVER,INC. 117257.36 ENGINEERING SERVICES 157817 HOME DEPOT $554.46 SMALL HARDWARE 157818 HUNSAKER&ASSOC IRVINE,INC $7,457.00 PROFESSIONAL SERVICES 157019 CITY OF HUNTINGTON BEACH $11,671.06 WATER USE 157820 IPCO SAFETY 31,W5.71 SAFETY SUPPLIES 157821 INFORMATION RESOURCES 3250.00 PERSONNEL SERVICES 157622 INGERSOLL-RAND EQUIP CORP SIOB.SB PLASTIC FENDER 157923 INTERSTATE BATTERY SYSTEMS $1.286.43 BATTERIES 157824 IRVINE RANCH WATER DISTRICT $2.90 WATER USE 157825 J2 PRINTING SERVICES $914.80 PRINTING 157826 JAYS CATERING $57269 DIRECTORS'MEETING EXPENSE 157827 JOHNSTONE SUPPLY $955.71 ELECTRIC PARTS 157828 KEMIRON PACIFIC,INC. $112,214.94 FERRIC CHLORIDE MO 947-95 157829 KNAPP MARSH JONES&DORAN $4.716.01 LEGAL SERVICES 157830 KNOX INDUSTRIAL SUPPLIES $1.631.87 TOOLS 157831 VLADIMIR KOGAN $250.00 EXPENSE REIMB. 167832 STEVE KOZAK $166.65 EXPENSE REIMB. 157833 LEE GRAPENTINE $4,400.00 OCEAN MONITORING 157834 LIFECOMSAFETY SERVICE SUPPLY $8.623.39 DETECTORS 1578M NICE INC. $1,149.10 LAB SUPPLIES 157836 MPS $440.07 PHOTOGRAPHIC SERVICES 157837 MACOMCO $464.10 SERVICE AGREEMENT 1578M MANDIC MOTORS $255,00 TOWING SERVICES 157839 MARGATE CONSTRUCTION,INC. $1.537,776.00 CONSTRUCTION P7-362 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03117197 PAGE REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 03l19/97 POSTING DATE 03/1"7 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157840 MARGATE CONSTRUCTION,INC. $401,089.33 CONSTRUCTION P147,P143 157841 MARGATE CONSTRUCTION,INC. $20.543.40 CONSTRUCTION P140-2(RESID),P2-W2(REBID) 157842 MARVAC ELECTRONICS $47.53 INSTRUMENT SUPPLIES 157843 DONALD F.MCINTYRE $134.61 CELLULAR PHONE REIMB. 157844 MCMASTERCARR SUPPLY CO $148.92 STEPLADDER 157845 PATRICKMCNELLY $165.00 EXPENSE REIMB. 157846 MEASUREMENT VARIABLES,INC. $357.44 FILTER 157847 JOHN R.MEISENBACH $28,417.53 CONSTRUCTION&EASEMENT AGREEMENT 157548 MESA MUFFLER $354.12 AUTO PARTS 157849 METALCLAD INSULATION CORP $14.180.00 PIPING INSULATION 157850 MISSION INDUSTRIES $4,719.86 UNIFORM RENTALS 157851 MITCHELL INSTRUMENT CO. $386.00 INSTRUMENT 157852 MOBILE MODULAR MANAGEMENT CORP $1.330.80 OFFICE TRAILER LEASE 157853 MOODY'S INVESTORS SERVICE S5.0DOAO RATING MAINTENANCE FEES 157854 MOTION INDUSTRIES,INC. E444.64 PUMP PARTS 157855 NATIONAL OCEANOGRAPHIC DATA $86.00 PUBLICATION 157856 NICKEY PETROLEUM COMPANY $7.71021 LUBRICANTS/DIESEL FUEL 157857 NORCO DEUVERYSERVICE :$98.95 MAIL DELIVERY SERVICE 157858 OCCUPATIONAL VISION SERVICES '$66729 SAFETY GLASSES 157859 OFFICE DEPOT BUSINESS SERVICES DIVISION $3,134.25 OFFICE SUPPLIES 167850 ORACLE CORPORATION $1293.CD SOFTWARE 157861 ORACLE CORP. $1,920.00 TRAINING REGISTRATION 157862 ORANGE COUNTY WHOLESALE $16.10 INSTRUMENT SUPPLIES 157863 ORANGE VALVE&FITTING CO. $214.91 FITTINGS 157864 OXYGEN SERVICE $2,374.63 SPECIALTY GASES 157865 COUNTY OF ORANGE ($3,195.00 ADMINISTRATIVE FEES 157856 COUNTYOFORANGE -$2,795.81 AUG I CONT.PROCEESSING FEE 157867 COUNTY OF ORANGE - - $38.00 PERMIT FEE 157868 COUNTY OF ORANGE - $374.00 PLAN CHECK&INSPECTION FEE 157869 ORANGE COUNTY BUS.JOURNAL .'. '$106.00 SUBSCRIPTION 157870 COUNTY SANITATION DISTRICT $18.170.26 REIMBURSE WORKERS COMP 157871 PACIFIC MECHANICAL SUPPLY $228.11 PLUMBING SUPPLIES 167872 PACIFIC PARTS&CONTROLS,INC. $4,39D.36 INSTRUMENT PARTS 157873 PACIFIC BELL $33.28 TELEPHONE SERVICES 157874 PAGENET $370.43 RENTALEOUIPMENT 167875 PARTS UNLIMITED $576.37 TRUCK PARTS 167876 PERKIN-ELMER CORPORATION $543.53 LAB SUPPLIES 157877 CTY SAN.DIST.OF ORANGE CTY $1,069.18 REIMB.PETTY CASH 157878 PIMA GRO SYSTEMS,INC. $230,118.64 RESIDUALS REMOVAL M.O.3-29-95 157879 PITNEY BOWES $1,872.00 POSTAGE MACHINE SERVICE AGREEMENT 157880 POLYPURE,INC. $22.659.10 CATIONIC POLYMER M.0.3-11-92 157881 PRESENTATION PRODUCTS INC. $119.80 COLOR LASER FILM 167882 PROLIFICS S2,800.00 TRAINING REGISTRATION 157883 PRYOR REPORT $445.00 SEMINAR REGISTRATION 157864 OMS INC $29D.00 PRINTER REPAIR 157855 OUICKSTART TECHNOLOGIES $1.876.00 TRAINING REGISTRATION s ` FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 0311797 PAGE 5 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS ECOUt14 CLAIMS PAID 03H8/S7 f1b$n Q31,187 WARRANT NO. VENDOR A�1Olia.T DESCRIPTION 157886 RAINBOW DISPOSAL CO. $2,002.72 TRASH REMOVAL 157887 REBIS $b,977.88 MAINTENANCE AGREEMENT 157888 THE REGISTER "F$100.OD NOTICES&ADS 157889 REMEDYTEMP 110,382.86 TEMPORARY EMPLOYMENT SERVICES 157890 MARCY ROTHENBERG $825.011 PROFESSIONAL SERVICES 157891 S&J CHEVROLET 32.879.52 TRUCK REPAIRS 157892 SKC WEST $875.00 SAFETY SUPPLIES 157893 SCIENCE APPLICATIONS INT'L $111,508.93 OCEAN MONITORING M.O.641-94 157894 SCOTT SPECIALTY GASES,INC. $97.74 SPECIALTY GASES 157895 SEA-BIRD ELECTRONICS,INC. ,-4591.00 LAB REPAIRS 157896 SEA COAST DESIGNS $85.00 LAB SUPPLIES 157897 SENTIENT SYSTEMS,INC. �$24,430.21 FACILITATOR SERVICES-EXECUTIVE RETREAT 157898 SHAMROCK SUPPLY $1.087.31 TOOLS 157899 SHURELUCK SALES - $1,468.97 TOOLSIHARDWARE 157900 SKILL PATH.INC. y.�$207.00 SEMINAR REGISTRATION 157901 SMITH-EMERY CO. ,545.0D SOIL TESTING M.O.7-13.94 157902 SO COAST AIR QUALITY 1$738.40 PERMIT FEES 157903 SOUTH COAST WATER $291.57 LAB SUPPLIES 157904 5O CALIF EDISON OO $46.087.41 POWER 157905 SO CALIF EDISON CO $19.90 POWER 157900 SO.CAL GAS.CO. $17.887.08 NATURAL GAS 157907 SO.CALIF.WATER CO. � $53.45 WATER USE 157906 SOUTHERN PACIFIC $2.975.00 LEASE&LICENSE AGREEMENT 157909 SPARKLETTS DRINKING WATER $3,925.46 DRINKING WATERICOOLER RENTALS 151910 SQUARE 01 CRISP AUTOMATION SYS $109.678.75 SOFTWARE LICENSE AGREEMENT 157911 SRECO FLEXIBLE $1.796.97 MECHANICAL SUPPLIES 167912 STANDARD SUPP&EQUIP GO INC $182.20 GASKETS 157913 SUMMIT STEEL -$001.79 METAL 157914 SUNSET FORD $3,8W.43 TRUCK PARTS 167915 SUPELCO,INC. $386.26 LAB SUPPLIES 157916 SVERDRUP CAL.INC. $420.179.40 CONSTRUCTION P2-3S3,P1-38.5,P246,P2-55 157917 TECHNIC COMPUTER SERVICE CORP $588.62 PRINTER SUPPLIES 157918 THERMO SEPERATION PRODUCTS $109.39 LAB SUPPLIES 157912 THOMAS BROS MAPS $3.232.50 PRINTING 15792D THOMPSON INDUSTRIAL SUPPLY $80.26 MECHANICAL PARTS 157921 3 COM CORPORATION $2.900.00 TRAINING REGISTRATION 157922 TONY'S LOCK&SAFE SERVICE $23.71 LOCKS&KEYS 157923 EDWARD M.TORRES $250.00 EXPENSE REIMB. 157224 TRUCK&AUTO SUPPLY,INC. $427.77 TRUCK PARTS 157925 TRUESDAIL LASS - '$740.00 LAB SERVICES 157926 JG TUCKER&SON,INC. $1,890.82 INSTRUMENT PARTS 157927 ULI-THE URBAN LAND INSTITUTE $32.95 PUBLICATION 157928 US POSTAL SERVICE $5,000A0 POSTAGE 157929 UNISOURCEWOR BUTLER PAPER $763.78 OFFICE SUPPLIES 157930 UNITED PARCEL SERVICE $11.33 PARCEL SERVICES 157931 DATAVAULT I US SAE DEPOSIT CO $94.00 BACK-UP TAPE STORAGE FUND NO 9199 IT DIST WORKING CAPITAL PROCESSINGDATE 03NTM7 PAGES REPORT NUMBER AP43 COUNTYSANITATION DISTRICT,$OF ORANGE COUNTY CLAIMS PAID 03119197 PO99R4G DATE 03/19/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 1S7932 ULTRA SCIENTIFIC $525.00 LAB SUPPLIES 157933 VWR SCIENTIFIC $9,273.33 LAB SUPPLIES 157934 ANTONIO VALENZUELA $175.00 EXPENSE REIMS.-SOFTWARE 157935 VALLEY CITIES SUPPLY CO. $1.453.96 PLUMBING SUPPLIES 157936 VANIER BUSINESS FORMS -'$691.22 OFFICE SUPPLIES 157937 VARIAN ASSOCIATES $1,511.25 LAB SUPPLIES 157938 VARKEL CONSTRUCTION INC 521,839.72 CONSTRUCTION J-11-2 157939 WACKENHUT CORP. $5.370.40 CONTRACT SERVICE-SECURITY GUARDS 157940 WATER ENVIRONMENT FEDERATION 11.030.00 CONFERENCE REGISTRATION 157941 WATERS CORPORATION $3,864.59 SERVICE AGREEMENT 157942 WAXIE $089.26 JANITORIAL SUPPLIES 167943 WAYNE ELECTRIC $107.75 ALTERNATOR REPAIR 157944 WEAR GUARD $169.46 UNIFORMS 157945 WESTERN STATES CHEMICAL SUPPLY $15,129.30 CAUSTIC SODA MO 8-23-95 167M WEST-LITE SUPPLY CO. $257.37 ELECTRIC SUPPLIES 157947 WHITE HOUSE SEPTIC TANK $31.25 REFUND USER FEE OVERPAYMENT 157948 XEROX CORP. $11,505.36 COPIER LEASES 157949 ZYMARK CORP. S412.50 LAB EQUIPMENT TOTAL CLAIMS PAID 03119/97 FUND NO 9199 - IT DIST WORKING CAPITAL PROCESSINGDATE 03117/97 PAGE? p ' REPORT NUMBER AP43 COUNTY SANITATION DISTRIMOFORANGE COUNTY CLAIMS PAID 03/1997 POST,ING{7AW 03119W SUMMARY AMOUNT 91 OPER FUND $414.37 91 CONST FUND $17.742.91 #2 OPER FUND $12,448.73 02 CAP FAC FUND $35,912.53 92 CONST FUND $37,857.71 #3 OPER FUND $7,583.69 03 CAP FAC FUND $15.719.51 #3 CONST FUND $36,275.99 #5 OPER FUND $872.65 #5 CONST FUND $3,410A0 #BOPERFUND $144.82 #6 CONST FUND $1,286.32 #7 OPER FUND $1.712.99 07 CAP FAC FUND $1.112.40 #7 CONST FUND $2,999.94 #11 OPER FUND $3.982.24 #11 CAP FAC FUND $3,770.23 #11 CONST FUND $1.814.63 #13 OPER FUND $41.38 05&6 CAP FAC FUND '$80.71 #7&14 OPER FUND $19.90 JT OPER FUND $824,446.25 CORF $3.012,193.39 SELF-FUNDED INSURANCE FUND $22,975.14 JT DIST WORKING CAPITAL $130,958.36 $4.175,777.19 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSINGDATE 037J1/97 PAGE1 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 04/02/97 POSTING DATE 04102/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 157981 ADS ENVIRONMENTAL SERVICES $55,700.00 PROFESSIONAL SERVICES 157M AEE ENERGY SEMINARS $143.00 PUBLICATIONS 157983 AGM ELECTRONICS INC $380.18 ELECTRONIC PARTS 157984 ASOC QUALITY PRESS $250.00 PUBLICATIONS 157985 ASTD(AM SOC FOR TRNG&DVLPT) $229.00 MEMBERSHIP FEE 157986 AT&T-CELLULAR CR&R $1.94 LONG DISTANCE TELEPHONE SERVICES 157957 A T&T-CELLULAR CR&R $11.28 LONG DISTANCE TELEPHONE SERVICES 157988 A T&T-MEGACOM SERVICE $843.30 LONG DISTANCE TELEPHONE SERVICES 157989 A T&T-CELLULAR OR&R '• $3.70 LONG DISTANCE TELEPHONE SERVICES 157990 AWSI $274.00 D.O.T.PROGRAM 157991 ACTION DOOR REPAIR CORP. $401.84 DOOR REPAIRS 167992 AIR PHOTO SERVICES $1,450.88 PHOTO ENLARGEMENTS 157993 AMERICAN AIRLINES $6.879.40 TRAVEL SERVICES 157994 AMERICAN BANKER NEWSLETTERS $915.88 SUBSCRIPTION 157995 AMERICAN DIGITAL TECHNOLOGIES $1.676.00 TRAINING REGISTRATION 157996 AMERICAN MEDIA INC $30.00 TRAINING VIDEOS 157997 AMERICAN SIGMA $33.456.86 MECHANICAL SUPPLIES 157998 AMS 97TH GENERAL MEETING $225.00 MEETING REGISTRATION 157999 AMSCO SCIENTIFIC $246.97 LAB SUPPLIES 168000 ANTHONY PEST CONTROL $395.00 SERVICE AGREEMENT 158001 A-PLUS SYSTEMS $1.750.20 NOTICES&ADS 168002 AQUATIC BIOASSAY&CONSULT $235.00 LAB SERVICES 158003 NICHOLAS ARHONTES $437.70 EXPENSE REIMS. 158004 ARTS DISPOSAL SERVICE,INC. " $827.26 TOXIC WASTE REMOVAL 158005 ASBURY ENVIRONMENTAL SERV. I$80.00 WASTE OIL REMOVAL 158006 ATKINIJONES COMPUTER SERVICE $321.30 SERVICE AGREEMENT 158007 BANANA BLUEPRINT $6,108.61 PRINTING M.0.11-07-94 158008 BATTERY SPECIALTIES $222.51 BATTERIES 158009 BERENDSEN FLUID POWER $30.13 MECHANICAL SUPPLIES 158010 BLACK&VEATCH $4.229.49 ENGINEERING SERVICES P1-16,P2-55 156011 BLACKWELL WISSENSCHAFT $288.00 PUBLICATIONS 158012 BLOOMBERG L.P. $4,994.21 FINANCIAL MONITORING M.0.4-14-93 168013 BUDGET JANITORIAL $5.190.00 JANITORIAL SERVICES MO 1.12-94 158014 BUREAU OF BUSINESS PRACTICE $03.88 PUBLICATION 158015 BURKE ENGINEERING CO. $119.34 ELECTRIC SUPPLIES 158016 CH2M HILL $39.375.45 ENGINEERING SERVICES J-31 158017 MICROBAC LABORATORIES,INC. $640.00 GAS ANALYSIS 168018 CPI-THE ALTERNATIVE :$185.21 LAB SUPPLIES 158019 CRWQCB $11.60 PUBLICATION 158020 CS COMPANY $4.259.30 PLUMBING SUPPLIES 168021 CWEA $1,043.00 CONFERENCE REGISTRATION 158022 CALTROL,INC. :.$958.04 HARDWARE 158023 CALIFORNIA AUTOMATIC GATE $267.03 SERVICE AGREEMENT 158024 CA.ENVIRONMENTAL CONTROLS INC $108.05 MECHANICAL PARTS 158025 CMTA 1997 CONFERENCE ,4190.00 TRAINING REGISTRATION 158026 CNITA $20.00 SEMINAR REGISTRATION FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSINGOATE 03/31/97 PAGE2 REPORT NUMBER AP43 COUNTY SANITATION DISTRICT$OF BNAND@ D'OUNff CLAIMS PAID 04I0247 FOSTINOf7AfEb8bill WARRANT NO. VENDOR AMOUNT DESCRIPTION 158027 CANUS CORPORATION $1,000.00 FIBER OPTIC CABLE 158028 CARNOT TECHNICAL SERVICES $8.494.00 EMISSIONS SOURCE TESTING 158029 CAROLLO ENGINEERS $156,402.12 ENGINEERING SERVICES NO 8-23.95,5-24-95,6-28-95 158030 MARK CASTILLO ''$250.00 EXPENSE REIMB. ISBO31 RICHARD CASTILLON $1.103.81 EXPENSE REIMB. 158032 CERFNET $20.00 COMPUTER SERVICES 150033 CH2M HILL ' $78.00 ENGINEERING SERVICES J-31 158034 CLAYTON ENVIRO CONSULT $1,276.73 INSPECTION SERVICES 158035 COLEMAN.HAAS.MARTIN 8 $2,119.55 LEGAL FEES 158036 COUCH 8 SONS $28,873.00 CONSTRUCTION 11-17-1 158037 JOHN COLLINS ''$146.20 EXPENSE REIMB. 158038 JAMES E.COLSTON $318.48 EXPENSE REIMB. 158039 COMPUTERS AMERICA $1,446.00 COMPUTER SUPPLIES 158060 JAMES CONG $1,494.39 EXPENSE REIMB. 1SNMI CONSOLIDATED ELECTRICAL DIST $1,621.97 ELECTRIC PARTS 15BO42 CONSOLIDATED REPOGRAPHICS $202.74 PRINTING SERVICES 15B043 CONSUMER PIPE $427.34 PLUMBING SUPPLIES 158044 CONTINENTAL-MCLAUGHLIN $313A2 TOOLS 158045 CDS I NEDCO ' $63.14 ELECTRICAL PARTS 158046 CONTROLCO $373.38 MECHANICAL SUPPLIES 158047 COOPER CAMERON CORP. $3,593.02 ENGINE PARTS 158048 COPELCO CAPITAL $1,432.00 COLOR COPIER LEASE 158049 CORPORATE EXPRESS $1,471.59 OFFICE SUPPLIES 158050 COUNTERPART ENTERPRISES - $130.98 MECHANICAL SUPPLIES 158051 JAMES COWAN $285.00 EXPENSE REIMB. 158052 CREATIVE MANAGEMENT SOLUTIONS $7,370.00 CONSULTING SERVICES 158053 CUSTOM CONTROL SENSORS,INC $141.76 ELECTRICAL PARTS 158054 J.W.UANGELO CO.,INC. $430.95 BUILDING MATERIALS IM55 DAPPERTIRE `' -$129.87 TIRES 158058 DEAVER MANUFACTURING CO. -$118.52 SPRINGS REPAIR 168057 DEFOUR $195.00 TRAINING REGISTRATION 158058 DELL MARKETING L.P. S30,057.83 COMPUTERS 158059 DIAMOND H RECOGNITION ' $517.36 SERVICEAWARDS IS8080 DUNN EDWARDS CORP. $202.89 PAINT SUPPLIES 158051 EMA SERVICES INC $3,080.83 PROFESSIONAL SERVICES 158062 ELECTRA-BOND,INC. $4,261.51 REPAIR 158083 EMERGENCY MGMT NETWORK,INC $1,020.00 CPR/FIRST AID TRAINING 15B064 ENCHANTER,INC. $3.500.00 OCEAN MONITORING M.O.5-24-95 15B065 ENVIRONMENTAL RESOURCE ASSOC. $484.20 LAB SERVICES 158056 MORRIS S.FARKAS $3.875.00 LEGAL FEES 158067 FEDERAL EXPRESS CORP. $126.96 AIR FREIGHT 158068 FILTER SUPPLY CO. $178.35 FILTERS _ 158069 FISHER SCIENTIFIC CO. $393.33 LAB SUPPLIES 158070 FLAT 8 VERTICAL,INC. $365.50 CONCRETE CUTTING 158071 FLEET SERVICES $984.20 TRUCK REPAIR 158072 FLOSYSTEMS $13,769.25 PUMP PARTS FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/31/97 PAGE 3 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 04/02/97 POSTING DATE 04102197 WARRANT NO. VENDOR AMOUNT DESCRIPTION 158073 FLORIDA CONVEYOR&EQUIP $3,170.48 MECHANICAL PARTS 158074 FORKERT ENGINEERING&SURVEY $$,743.08 PROFESSIONAL SERVICES M06.9-94 158075 CITY OF FOUNTAIN VALLEY $8,354.28 WATER USE 158076 FRANKLIN QUEST $9,920.07 TIME MANAGEMENT SEMINARS 158077 FRY'S ELECTRONICS +$96.98 ELECTRONIC&COMPUTER SUPPLIES 158078 GST,INC. $9.689.61 OFFICE SUPPLIES 158079 GANAHL LUMBER CO. $224.03 LUMBER/HARDWARE 158080 GARRATT-CALLAHAN COMPANY $0.532.35 CHEMICALS 158051 GE COMPUTER SERVICE $2,301.00 COMPUTER PARTS 158082 GENERAL ELECTRIC SUPPLY CO. 581.51 ELECTRIC PARTS 158083 GENERAL TELEPHONE CO. 5896.43 TELEPHONE SERVICES 158084 GERKARDTS INC .$703.81 ENGINE PARTS 158085 GIERLICH-MITCHELL,INC. 59,094.64 PUMP PARTS 158086 N.GLAN Z&SON INC. $107.75 TOOLS 158057 GOVT FINANCE OFFICERS ASSOC. Im.00 MEMBERSHIP 158086 GOVERNING c415.00 SUBSCRIPTION 158089 W W GRAINGER,INC. ;$961.85 COMPRESSOR PARTS 158090 GRAPHIC DISTRIBUTORS $1.381.10 PHOTOGRAPHIC SUPPLIES 158091 GRAYBAR S '4343.94 CABLE 158092 GRIFFIN CARRICK $7.36 LEGAL SERVICES-TECHITE M09-27-95 158093 HACH COMPANY �:;$808.45 LIB SUPPLIES 158094 HARRINGTON INDUSTRIAL PLASTIC $1,389.83 PLUMBING SUPPLIES 158095 HERTZ CLAIM MANAGEMENT -$2,063.33 WORKERS COMP CLAIMS ADMIN. 158096 HIGH-POINT RENDEL S/5,193.28 - CONSULTING SERVICES 153097 HOME DEPOT "" — $78.28 SMALL HARDWARE 158098 HONEYWELL INC $241.59 CONTROLLER REPAIR 158099 HYCLONE LABORATORIES INC $719.55 LAB SUPPLIES 158100 1 C M A DISTRIBUTION CTR $87.00 PUBLICATION 188101 IPCO SAFETY $2.982.34 SAFETY SUPPLIES 158102 IMAGING PLUS $438.01 OFFICE SUPPLIES 158103 INDUSTRIAL POWER SYSTEMS $650.25 CONTROL BOARD REPAIR 168104 INDUSTRIAL THREADED PRODUCTS $503.16 CONNECTORS 158105 INFO EDGE,INC $3.220.00 PUBLICATIONS 158108 INORGANIC VENTURES 5869.43 LABSUPPUES 158107 INTER-CITY&CONSLTG CORP $5.382.25 LEGAL FEES 158108 INSTITUTE FOR RESEARCH& $40.00 TRAINING REGISTRATION 168109 IRVINE RANCH WATER DISTRICT $53.86 WATER USE 168110 J2 PRINTING SERVICES $310.32 PRINTING 158111 GREAT WESTERN SANITARY SUPPLY $245.03 JANITORIAL SUPPLIES 158112 JAYS CATERING $830.05 DIRECTORS'MEETING EXPENSE 158113 JENSEN INSTRUMENTS CO. $88.08 GAUGE 158114 JENSEN TOOLS,INC. $281.23 OFFICE EQUIPMENT 158115 JOHNSTONE SUPPLY $314.24 ELECTRIC PARTS 168116 KEENAN SUPPLY $1,112.28 MECHANICAL SUPPLIES 155117 KELLY PAPER $981.43 PAPER 158118 KEMIRON PACIFIC,INC. $124,347.57 FERRIC CHLORIDE MO 9.27-95 FUNDNO 9199 JT DIST WORKING CAPITAL PROCESSINGDATE 03/31/97 PAGE4 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OP ORANGE COUNTY CLAIMS PAID 04/02/97 POSYINO L1Att bIIOP/97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 158119 KERRY CONSULTING GROUP $1.208.36 PROFESSIONAL SERVICES M.O.11-15-95 158120 KNOX INDUSTRIAL SUPPLIES $1.142.55 TOOLS 158121 KONEXX-UNLIMITED SYSTEMS CORP $284.81 COMPUTER EQUIPMENT 168122 LA CELLULAR TELEPHONE CO. $1.019.04 CELLULAR TELEPHONE SERVICE 156123 LA MOTTE CHEMICAL PRODUCTS ''$129.01 CHEMICALS 158124 LAB SAFETY SUPPLY CO. 1$133.12 SAFETY SUPPLIES 158126 LAIDLAW ENVIRONMENTAL SERVICES $184.60 HAZARDOUS MATERIAL DISPOSAL 158128 LAKEWOOD INSTRUMENTS,INC. - $49.20 ELECTRICAL PARTS 158127 LEE 6 RO CONSULTING ENGINEERS,INC. $40,897.35 ENGINEERING SERVICES 158128 LIQUID HANDLING SYSTEMS '$666.56 VALVE 158129 MPS $31.74 PHOTOGRAPHIC SERVICES 158130 MACOMCO $464.10 SERVICE AGREEMENT 158131 MSA $3,346.87 SAFETY SUPPLIES 158132 MAINTENANCE PRODUCTS,INC. $1,893.81 MECHANICAL SUPPLIES 150133 MARDEN SUSCO INC. $1.058.90 PLUMBING SUPPLIES 168134 DENISE MARTINEZ $422.75 EXPENSE REIMB. 158135 DONALD F.MCINTYRE $03.42 EXPENSE REIMB. 168136 MCJUNKIN CORP '$1,013.12 PLUMBING SUPPLIES 158137 MCMASTER-CARR SUPPLY CO $1.054.86 INSTRUMENT SUPPLIES 158138 MCWELCO RACK-N-BOX CO $699.86 TOOLBOX 158130 MECHANICAL DRIVES CO -' '$68.82 MECHANICAL SUPPLIES 158140 MEDLIN CONTROLS CO ,. $3,620.45 GAUGES 158141 MICROBE MASTERS $99.24 FREIGHT CHARGE 158142 MIDWAY MFG.B MACHINING $15.576.14 MECHANICAL REPAIRS 158143 MINNESOTA WESTERN VISUAL PRES. $162.52 LAB SUPPLIES 158144 MISSION INDUSTRIES $5,483.79 UNIFORM RENTALS 158145 MITECH CONTROLS $664.82 VALVE 158146 MORTON SALT AND/OR $694.81 SALT 158147 MOTION INDUSTRIES,INC. $708.79 PUMP PARTS 168148 NATIONAL ASSOCIATION OF $167.95 TRAINING VIDEO 158149 NATIONAL NOTARY ASSOCIATION $50.00 MEMBERSHIP - 188150 NATIONAL SAFETY COUNCIL $201.05 SAFETY FILM RENTALS 156161 NATIONAL SEMINARS GROUP $395.00 SEMINAR REGISTRATION 158152 NATIONAL TECHNICAL INFORMATION $144.00 PUBLICATIONS 158153 NETWORK CATALYST,INC $12.273.72 HARDWARE UPGRADES 158154 BY NIELSON SERVICE INC $105.00 MAINTENANCE 158155 NORCO DELIVERY SERVICE $100.60 MAIL DELIVERY SERVICE 1S81S8 NORTEL PRODUCT TRAINING $1,603.00 PUBLICATION 158157 OI CORPORATION $163.10 LAB SUPPLIES 158158 OCCUPATIONAL VISION SERVICES $125.19 SAFETY GLASSES 156159 OFFICE DEPOT BUSINESS SERVICES DIVISION $4,002.04 OFFICE SUPPLIES 158160 OMEGA CORP $3.600.00 SECURITY SYSTEM REPAIRS 158161 THE ORANGE COUNTY FORUM $25.00 SEMINAR REGISTRATION 158182 ORANGE VALVE 8 FITTING CO. $2,182.78 FITTINGS 158183 OXYGEN SERVICE $1.044.19 SPECIALTY GASES 158164 COUNTY OF ORANGE $1,260.00 ADMINISTRATIVE FEES FUNDNO 9199 - JT DIST WORKING CAPITAL PROCESSINGDATE 03/31/97 PAGE5 REPORT NUMBER AP43 COUNTY SANITATION DISTRIOT$CF'ORANOEZbu*-f CLAIMS PAID 0"2/91 POSYIN&DATE91Vtl21911"71 WARRANT NO. VENDOR "AMOUNT DESCRIPTION 158165 COUNTY SANITATION DISTRICT I $d;13D.81 REIMBURSE WORKERS COMP 158166 ORANGE COUNTY WATER DISTRICT "$87,533.20 GAP WATER USE M.O.6-9-93 158167 PSI $443.44 HARDWARE Isaias PACIFIC PARTS S CONTROLS,INC. " $498.19 INSTRUMENT PARTS 158169 PACIFIC BELL ^" f1,307.72 TELEPHONE SERVICES 158170 PADRE JANITORIAL SUPPLY - $709.94 JANITORIAL SUPPLIES 158171 PAGENET '$559.98 RENTAL EQUIPMENT ISIH72 PAN ENERGY TRADING 3 MARKET $76,351.19 NATURAL GAS 158173 PARKER HANNIFIN CORP. $275.03 AIR REGULATORS 155174 PARTS UNLIMITED . . .. $478.08 TRUCK PARTS 158175 PERKIN-ELMER CORPORATION $144.41 LAB SUPPLIES 158176 CTY SAN.DIST.OF ORANGE CTY ._ - $1,298.28 REIMS.PETTY CASH 168177 PIMA GRO SYSTEMS,INC. $98.187.75 RESIDUALS REMOVAL M.O.3.29-95 158178 US FILTER POLYMETRICS INC $1.262.75 LAB SUPPLIES 156179 POLYPURE,INC. $51,282.48 CATIONIC POLYMER M.0.3.11-92 150180 PRENTICE HALL $38.19 PUBLICATION 158181 PUMPING SOLUTIONS INC $342.47 MECHANICAL SUPPLIES 158182 PRYOR RESOURCES INC. $89.00 SEMINAR REGISTRATION 158183 RPM ELECTRIC MOTORS -' $254.06 ELECTRIC MOTOR PARTS 168184 RANCHOAUTOWASH $283.50 TRUCK WASH TICKET'S 159185 RAND MATERIALS HANDLING $1,668.75 MATTING 158186 REAL TIME SYSTEMS CORP. 1$1,743.75 INTEGRATION a SUPPORT SERVICES 158187 R.T.CORPORATION 1255.00 LAB SUPPLIES 158188 RED WING SHOES - $225.84 REIMBURSABLE SAFETY SHOES Isaias BOLT DELIVERY AND/OR $99.00 FREIGHT 158190 REISH MARINE STUDIES,INC. $440.00 OCEAN MONITORING 158191 REMEDYTEMP - $5,11DO.00 TEMPORARY EMPLOYMENT SERVICES 158192 ADRIANA RENESCU $565.25 EXPENSE REIMS. 158193 ROBINSON FERTILIZER CO.INC. $1,233.61 WEED KILLER 158194 ROSEMOUNT,INC. ($306d2 INSTRUMENT PARTS 158195 ROSEMOUNT ANALYTICAL,INC. $919.57 INSTRUMENT SUPPLIES 158196 SCAOMD SUBSCRIPTION SERVICES - 4026.67 SUBSCRIPTIONS 158197 THE SACRAMENTO BEE " $30.00 PUBLICATION 158198 SCOTT SPECIALTY GASES,INC. $275.54 SPECIALTY GASES 158199 SEA COAST DESIGNS _ . .$997.77 LAB SUPPLIES 158200 SHAMROCK SUPPLY CO.,INC. $1.144.58 TOOLS 158201 SHURELUCK SALES $2,620.66 TOOLS/HARDWARE 168202 SIEMON,LARSEN a MARSH $5,130.00 SUPPORT SERVICES 158203 M.E.SILBERMANN COMPANY $24.407.63 SEWER REPAIRS 158204 SKILL PATH,INC. $99.00 SEMINAR REGISTRATION 158205 SMITH-EMERY CO. $4.328.50 SOIL TESTING M.0.7-13.94 158206 SOUTH COAST WATER $160.00 LAB SUPPLIES 158207 SO CALIF EDISON CO $57.875.73 POWER 158208 SO.CAL.GAS.CO. $7.492.74 NATURAL GAS 158209 SO.CALIFORNIA MARINE INST. $1,760.00 RENTAL EQUIPMENT 158210 SOUTHWEST SCIENTIFIC INC $1.080.96 INSTRUMENT SUPPLIES FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03/31/97 PAGE 6 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY CLAIMS PAID 04/02/97 POSTING DATE 04/02J97 WARRANT NO. VENDOR AMOUNT DESCRIPTION 158211 SPARLING INSTRUMENT CO.,INC. $2,200.00 METER 158212 SPRINT $30.75 LONG DISTANCE TELEPHONE SERVICES 158213 STAMINETINC $58.41 COMPUTER CASE 158214 SUMMIT STEEL $1,512.38 METAL 158215 TEXAS ANALYTICAL CONTROLS $993.35 INSTRUMENT REPAIRS 158216 THEODORE ROBBINS FORD $361.39 VEHICLE RENTAL 158217 THOMPSON INDUSTRIAL SUPPLY $1.088.86 MECHANICAL PARTS 156218 3 COM CORPORATION $3.350.00 TRAINING REGISTRATION 158219 TIME WARNER COMMUNICATIONS $36.78 CABLE SERVICES 159220 EDWARD M.TORRES $409.59 EXPENSE REIMB. 168221 TOSHIBA INTERNATIONAL $1.671.48 INSTRUMENT PARTS 158222 TRAFFIC CONTROL SERVICE,INC. $415.00 TRUCK PARTS 158223 TREBOR ELECTRONICS $1.363.10 ELECTRIC SUPPLIES 156224 TROPICAL PLAZA NURSERY,INC. $4,853.54 CONTRACT GROUNDSKEEPING M.O.5-11-94 158225 TRUESDAIL LABS $3,601.40 LAB SERVICES 158226 MICHELLE TUCHMAN $570.06 EXPENSE REIMB. 158227 UNISOURCEWOR BUTLER PAPER $5,792.64 OFFICE SUPPLIES 168228 UNITED PARCEL SERVICE $431.09 PARCEL SERVICES 158229 VWR SCIENTIFIC $3.900.52 LAB SUPPLIES 158230 VALLEY CITIES SUPPLY CO. $829.84 PLUMBING SUPPLIES 158231 VALVATE ASSOCIATES $236.27 VALVE 158232 VERNIFS PLUMBING 540.00 PLUMBING SERVICES 158233 WACKENHUT CORP. $6,083.16 CONTRACT SERVICE-SECURITY GUARDS 158234 WASTE MARKETS $42,811 A2 RESIDUALS REMOVAL MO 3.27-96 158236 WATER ENVIRONMENT FEDERATION $21.00 PROFESSIONAL DEVELOPMENT COURSES 158238 WESTERN STATES CHEMICAL SUPPLY $24.834.47 CAUSNC SODA MO 8.23-95 158237 WEST-LITE SUPPLY CO. $145.46 ELECTRIC SUPPLIES 168238 JUDITH A.WILSON $593.03 CELLULAR PHONE CHARGES B EXPENSE REIMB. 158239 WOODRUFF,SPRADLIN B SMART $73,325.57 LEGAL SERVICES MO 7-26-95 158240 XEROX CORP. $13,330.81 COPIER LEASES 158241 GEORGE YARDLEY CO. $1.023.32 LAB SUPPLIES TOTAL CLAIMS PAID 04/021% $1,428,102.68 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE 03I3V97 PAGE 7 REPORT NUMBER AP43 COUNTY SANITATION DISTRICTS qF ORANGE COUNFy CLAIMS PAID 04WA7 POSTING DATE O4/M7 SUMMARY 'AMOUNT #1 OPER FUND $80.00 #2 OPER FUND $11,330.59 #3 OPER FUND $19.020.62 #3 CAP FAC FUND $541.82 #5 OPER FUND $2,301.26 #B OPER FUND $420.00 97 OPER FUND $5,11612 #7 CAP FAC FUND $3.435.32 #11 OPER FUND $3,924.47 #11 CAP FAC FUND $62.235.85 #14 OPER FUND . $24.86 #566 OPER FUND $5,165.02 #586 CAP FAC FUND $8,312.78 #687 OPER FUND $2.029.94 #7814 OPER FUND $10,095.70 JT OPER FUND $700.835.12 CORE $416,626.21 SELF-FUNDED INSURANCE FUND $3{,381.04 Jr DIST WORKING CAPITAL $T46,445.36 $1.428.102.68 FUND NO 9199 - JT DIST WORKING CAPITAL PROCESSING DATE-VARIOUS PAGE 1 REPORT NUMBER AP43 COUNTY SANITATION.DISTRICTS OF ORANGE COUNTY CLAIMS PAID-MISCELLANEOUS HANDWRITE WARRANTS WARRANTDATE WARRANT NO. VENDOR AMOUNTT DESCRIPTION 04/16/97 158512 STATE BOARD OF EQUALIZATION $33767 - UNDERGROUND PETROLEUM STORAGE FEE 04/16/97 158513 J.D.EDWARDS 399,790.00 SOFTWARE LICENSE FEE MO 7.24-96 04/16/97 158514 PENN WILSON $25,149.50 CNG FUELING STATION EQUIPMENT 04/16/97 158515 R.D.&LYNDA SCHERER $4,212.50 SEWER BACK-UP CLAIM NO.7-CSM7-L-2 04/16/97 158516 SOUTHERN CALIFORNIA EDISON CO $46,016.81 POWER 04/17/97 168617 LAW OFFICES OF $10.594.57 CLAIM SETTLEMENT 0425/97 158803 CASA $340.00 CASA REGISTRATION 0425l97 156B04 CROWN PLAZA PARC 55 HOTEL $255.36 CASA HOTEL RESERVATIONS 05MB197 159046 SOUTHERN CALIFORNIA EDISON CO $5D,883.54 POWER 05/08/97 159D49 SOUTHERN CALIFORNIA EDISON CO $2,976.28 POWER TOTAL CLAIMS PAID $241,450.23 SUMMARY AMOUNT 32 OPER FUND S667.37 33 OPER FUND $7,451.89 05 OPER FUND $905.60 $7 OPER FUND 31,780.28 911 OPER FUND $3.756.36 S71 CAP FAC FUND $3,376.71 95&6 OPER FUND $4,253.10 96&7 OPER FUND $1,711.51 37&14 OPER FUND $4.425.01 JT OPER FUND $71,874.47 CORF $135,634.07 SELF-FUNDED INSURANCE FUND $4,212.50 JT DIST WORKING CAPITAL $595.36 $241,450.23 AGENDA ❑ CQtM.8JP0.REM ❑ COMM,ACTION ITEM ITEM ❑ JT.9DS'WC`USSI TRANSMITTAL ❑ JT NON-CCINSENT) N (NONLDNSENi) ❑ NBIIC(�HryEARING .�,f'/n�S AT.BDS,MF ING DATE JT.SOS_AGENDA ITEM NO. MEETING DATE COMM.to.NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (Originator) PDC: POC FAHR: FAHR 2160,Penny Kyle,2026 EXEC: EXEC All STEER: STEER Division No.,Name,and Extension JT.BDS:OS/28/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Aaenda Wordina: SUMMONS AND COMPLAINT RE BAY BRIDGE PUMP STATION SEWAGE SPILL (All Districts): Receive and file Summons and Complaint, William T. White, III, and Lynn S. White, Orange County Superior Court Case No. 775952 relative to alleged property damage and personal property damage, including diminution in value of property, and damages for annoyance, inconvenience, discomfort and mental distress due to a sewage spill. Recommended Action(s): 1) Receive and file Summons and Complaint; and 2) Authorize the Districts' General Counsel to appear and defend the interests of the Districts. CEQA REVIEW: Project is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC REM: Date Notice of Exemplim Filed: Negative DeGaration Approved on Final FIR Approved on and Notice of Determination fled on CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TOJJATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-0ATE BUDGET BALANCE TOTAL EXPENDITURES fro lsudse0 S Tnn.) TOTAL BUDGETED AMT.:$ N/A N/A N/A NIA SOURCE: CORF JO DISTRICTS Scheduleure Items: AMOUNT OF TRANSFER: Scheduleuine Item: TOTAL PROJECT BUDGET ORIGINALBUDGET PREWOUSBUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AR PROJECT BUDGET First Year In Budget; $0.00 Master Plan Estimate: Year of First Casts: THIS AITNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED Art AMOUNT $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NOT APPLICABLE IT YES state number: _Permanent Limited Term I(VES,explain in ADDITIONAL INFORMATION section no-dud�1. 7 Page 1 of 2 H9W P.DTAWGENDAVOINTBDSWGENDA%1997'MAY`05-1 0.W PD ATTACHMENTS TO COMMITTEE AGENDA(Ud): Originator Dale CONCURRENCES: Signature Date Division Manager(Or Designee) ATTACHMENTS TO JOINT BOARDS AGENDA(UN) 1. Signature Dale Department Head(Or Designee) Sign Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Summons and Complaint was delivered to and received by the General Counsel's office on April 29, 1997. Please refer to the attached memorandum from General Counsel dated May 1, 1997. c: Department Head AGM-Administration AGM-Operations General Manager ee:eea ssnwr Page 2 of 2 H:\wP.DTANGENDAUOINTBDSNGENDA%i997MAYOStO.W PD O COMM.INFO.REM For Bd.Gee.Use Oniv AGENDA ❑ COMM ACTION ITEM ITEM ❑ JT.SOS.CONSENT TRANSMITTAL ❑ JT.BDS.DIS N (NON-CONSENT) a HEARING �OT. MEETING GATE JT-BOG.AGENDA REM NO, MEETING DATE COMM.to.NO. DISTRICT NO. CONTACT FOR INFORMATION (Initials of Originator) OMITS: OMITS PDC: PDC FAHR: FAHR All 2460, Nick Arhontes, Extension 3011 EXEC: EXEC STEER: STEER Division No., Name, and Extension Jr.BDs: 528197 AGENDA WORDING AND RECOMMENDED ACTIONISI: Aaenda Wording: SPECIFICATION NO. V-012R, PURCHASE FOUR TWELVE-PASSENGER COMMUTER VANS (All Districts): The Maintenance Manager, in conjunction with the General Services Administration Director, requests that a purchase contract be issued to California Comfort Vans for the purchase of four twelve-passenger commuter vans for a total amount not to exceed $111,744.00 plus tax. Recommended Action(s): 1. Receive and file bid tabulation and recommendation; and 2. authorize the issuance of a purchase contract for Specification No. V-012R to California Comfort Vans for the purchase of four twelve-passenger commuter vans to be used for ride sharing to the southern and eastern Orange County areas, in an amount not to exceed $111,744.00, plus tax. These replacement vans will provide safe and reliable transportation for Districts' staff and take the place of V-256, 325, 377 and 378 which have or are about to reach 100,000 miles. CEQA REVIEW: Project is Exempt:NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Date Notice of Exemption Filed: Negative Declaration Approved on Final EIR Approved on_and Notice of Determination Bled on CURRENT BUDGETICOST CURRENTYEAR CURRENTYEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES ITa.1301011u.T-1—I TOTAL BUDGETED AMT.: $409,490.00 $409,490 $49,179 $360,311 $409,490 SOURCE: CORF EQUIP-GM Contingency Schedule/Une Items:Section 8,Page 105 AMOUNT OF TRANSFER: Schedule/Line Item: 0 TOTAL PROJECT BUDGET ORIGINAL PREVIOUS BUDGET SUDGETCHANGE REVISED TOTAL INFORMATION BUDGETTOTAL CHANGES THIS AR PROJECT BUDGET First Year in Budget: N/A N/A N/A N/A Master Plan Estimate: Year of First Costs: THIS AITNENDORIPROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED PROJECT INFORMATION CONTRACT FUNDS PREV. REQUESTED THIS AMOUNT AMOUNT APPROVED Art $111,744.00 $111,744.00 $111,744.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NO If YES,state number: _Permanent Limited Tenn IfYES,explain in ADDITIONAL INFORMATION section 11. 01/1497 Page 1 of 2 AAVANS.NJA 60 ATTACHMENTS TO AGENDA(list) SZa q7 To Committee'. 1. None Signature mDate Y Division Man er(Or Designee) C( S zo 97 Signature Dale Departmgnt ( r Designee) To A.Btls.: 1. BidTabutationand rj _I Re 7 Recommandaaon Signature Dale Department Head /�'Lcgc/�1. LJclrra s�20I4"7 Signet Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION (Background and/or Summary) Employee van pools are part of the Districts' rideshare program as required by the Air Quality Management District (AQMD). Our next plan is due August 15, 1997. Employees pay between $24 and $60 per month to participate in the van pools. The average annual cost of maintaining and fueling four van pools is $15,000. Straight-line depreciation of the vehicles equals $22,000. Fees collected from employees to cover fuel and maintenance is $18,000 annually. The total annual cost of the van pool program is $19,000 ($15,000 + $22.000- $18.000). Net Avg Annual Cost Annual 'Out-of-pocket' Adiusted Inflation Depreciation Charge Cost $15,000 $22.000 ($18,000) $19,000 The Districts has two options that will satisfy AQMD requirements. The first option is to continue the rideshare program. The rideshare incentives included in our program are the vanpools, guaranteed ride home, preferred parking and rideshare matching. Because we recently dropped the compensatory time off incentive for ridesharing, the Director of Human Resources believes that the vanpool program would need to be continued in order to have our rideshare plan approved in August. Our second option would be to pay the AQMD$60 per employee or approximately$30,000 per year. Assuming the Districts' rideshare program is approved with the continuance of the van pool program, staff recommends the first option beause it is more cost effective and demonstrates our commitment to the environment. In March, staff received bids on three vanpool vans. A copy of the bid tab is attached. After the bids were received, staff re-evaluated the need and determined that one additional van was needed to replace a unit reaching As high mileage in the fall of 1997. Since bids had recently been received, analyzed and since monies were available in this yearb capital funds, staff requests that this vehicle be replaced at this time. Thereby reducing the need to replace it next year. BUDGET INFORMATION Sufficient funds exist in the General Managers Contingency fund of the FY 1996-97 equipment budget for the purchase of this equipment. Re 0111 isr Page 2 of 2 A'NANS.NJA RECOMMENDED ACTIONS Staff recommends the following actions: 1. Receive and file bid tabulation and recommendation 2. Authorize the issuance of a purchase contract for Specification No. V-012R to California Comfort Vans for the purchase of four twelve-passenger commuter vans to be used for ride sharing to the southern and eastern Orange County areas, in an amount not to exceed $111,744.00, plus tax. EHWP:fw c: Department Head AGM-Administration AGM-Operations General Manager Rn 0111 r Page 3 of M ANSMA ' March 14, 1997 eo 0 MEMORANDUM TO: Edwin E. Hodges Director of General Services Administration FROM: Marc Dubois Contracts/Purchasing Manager SUBJECT: Purchase of Three (3) 12-passenger Vans with Commuter Package, Specification No. V-012R Sealed bids were opened Tuesday, March 11, 1997, for the Purchase of Three 12- Passenger Vans With Commuter Package, Specification No. V-012R. Tabulation of bids is as follows: UNIT PRICE: SUBTOTAL Twelye Three(3) Paasenger. T"Iye Commuter Passenger- SUBTOTAL: Van Commuter Leer COMPANY Including Van DISCOUNT DISCOUNT Discount TOTAL PRICE kwlker Step/ Including Running Kwlker % $ Board Step/ Running Board Celilomle Comlort Vans $27,938.00 $$3,808.00 -0- -0- $89,808.00 $83,808.00 Fuller Ford $28.177.00 $86,531.00 -0- -D- $84,531.00 $54.531.00 Downey Ford $26,490.71 $85,472.13 1% $854.73 $84,817.40 $84.617.40 Staff recommends the award be made to California Comfort Vans, the lowest responsible bidder, for the Purchase of Three (3) 12-Passenger Vans with Commuter Package for$83,808.00, plus sales tax. Respectfully submitted, rc Dubois Contracts/Purchasing Manager �r ry G. cWeed Edwin E. Hodges Ir Director of Finance Director of General Servid6s Administration HM P.DTA/FINN23WYARQSHIBIDSN012RCOM.97 CSDOC • P.O.Box 8127 0 Fountain Valley,CA 92728-8127 0 (714)962.2411 For Sec.UM,0,1 AGENDA a ❑ COMM INFO,REM fl ❑ COMM.ACnON REM ITEM ❑ JT.WS.CONSENT TRANSMITTAL ❑ Jr.BDS.DISCUSSION rpm (NONLCON$ENT) ❑ NLIC O HHEARINAT.WS.MEETING DATE W 11P, JT.BDS.AGENDA ITEM NO. MEETING DATE COMM.ID.NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (Orginator) PDC: PDC FAHR: FARR 3 3720,Chuck WIESER,5052 EXEC: EXEC STEER: STEER Division No.,Name,and Extension JT.BDS:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Aaenda Wording: REIMBURSEMENT AGREEMENT WITH THE CITY OF LA HABRA FOR STREET IMPROVEMENTS IN CONJUNCTION WITH IMPROVEMENTS TO MILLER-HOLDER TRUNK SEWER SYSTEM,REACH 3,CONTRACT NO.3-38-3(District 3): The Engineering Department requests approval of an agreement that provides for reimbursement by the City of La Habra to District No.3 for all construction and administrative casts to construct right turn pocket improvements at Imperial Highway and Idaho Street for the City during the construction of Contract No.3-38-3. Recommended Action(s): Approve reimbursement agreement with the City of La Habra,providing for reimbursement by the City for all construction and administrative costs in an estimated amount of$479,029.00 plus 10%to construct street improvements in connection with Contract No. 3-38-3. CEGAREVIEW: ProjeRls Exempt: NO DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Final EIR Approved on July 19,19119;and Notice of Determination filed on July 20,1989 CURRENT BUDGET/COST CURRENT YEAR CURRENTYEAR. YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGETAMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES 9W1 auaab oms T.M.) TOTAL BUDGETED AMT.:$2,932,000 $1,500,000 $181,382 $1,318,618 $2,932,000 SOURCE: DISTRICT3CIP ScheduiellJne Items:D3,Item 10 AMOUNT OF TRANSFER: SchedulwUne Item: TOTAL PROJECT BUDGET ORIGINALBUDGET PREVIOUSBUDGET BUDGET CHANGE REVISEDTOTAL INFORMATION TOTAL CHANGES THIS AIR PROJECT BUDGET Flml Year in Budget: 1995-9e $2,932,000.00 N/A N/A $2,932,000.00 Master Plan Estimate: $1,440,000 Year of Flat Costs: 1995-M THIS AITNENDOR/PROJECT COST ORIGINAL BID,PD, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREV. REQUESTED THIS PROJECT AMOUNT APPROVED AIT AMOUNT N/A N/A N/A N/A WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NO If YES,stale number: _Permanent LlmAed Term If YES,explain In ADDITIONAL INFORMATION section Ravu W oa W Page 1 of 2 H:WP.DTA%GENDAUOINTBDSWGENDA11997VAAY\05.12.W PD 6� 1 l ' / /97 ATTACHMENTS TO coMMnlEE AGENDA(Ust): Odglnator �D to CID f.IJR ENCE 0 t ` Iq-?- (gnat re Date Divislo ana r rDesi ATTACHMENTS TO JOINT BOARDS AGENDA(Ual) SlgneNrdJ Data Deps ,,rLi(+ rl( esi a igna ure Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) In 1998, the City of La Habra is scheduled to begin the Imperial Highway"Smart Street" project. District No. 3 has designed the Improvements to Miller-Holder Trunk Sewer System, Reach 3, Contract No. 3-38-3 to replace an existing deficient sewer in Imperial Highway in the City of La Habra between Beach and Harbor Boulevards. The construction is scheduled to be Completed prior to the start of the "Smart Street" project. The City of La Habra has also designed some street improvements in the same section of Imperial Highway that would Otherwise be in conflict with the CSD3 construction. To avoid conflicting construction schedules and the other alternative of digging up a portion of the street after it had been improved, CSD3 and the City have negotiated a cooperative agreement. The Districts frequently conduct cooperative reimbursement agreements like this for the mutual benefit of both parties. CSD3 will construct a right turn pocket and related street improvements for the east bound lanes on Imperial Highway at Idaho Street for the City during construction of Contract No. 3-38-3. Contract No. 3-38-3 is budgeted at$2,932,000 and is expected to be completed in 1998. The City has estimated that the cost of constructing the street improvements should be $479,029.00. The City has agreed to reimburse CSD3 after it has accepted the street improvements portion of the job for the actual cost of Construction including all approved change orders plus 10% of the actual cost to cover CSD3 administrative and inspection costs. Staff recommends approval of the reimbursement agreement,which will result in no budgetary impacts on CSD3. CFW:jmf H:\WP.DTAWGENDAVOINTBDSWGENDA\IW9 Y\0&12WPD c: Department Head AGM-Administration AGM-Operations General Manager R-.sa oa . Page 2 of 2 H:\WP.DTA\AGENDAUOINTBDS\AGENDA\1997'MAYWr12.W PD FdadSe ��N AGENDA a ❑ CONM.ACMEN IT NF ITEM❑ COMM.ACTION RE}.1 ❑ JT. DS.DOCUSSI ❑ JFT.SDS.DIS TRANSMITTAL ENT) {p p ❑ PUBL/IJC-SHEARING 44 -8DS.AEE'rm DATE JT.B05.AGENDA REM NO. MEETING DATE COMM.M.W. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (Orginator) PDC: PDC FAHR: FAHR 11 3720,Chuck Wnsor, 5052 EXEC: EXEC STEER: STEER Division No,Name,and E.ten u JT.BDs:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wording: REIMBURSEMENT AGREEMENT WITH ORANGE COUNTY FLOOD CONTROL DISTRICT(OCFCD) (District No. 11): The Engineering Department requests approval of an agreement that provides for reimbursement by District No. 11 to OCFCD for construction and administration costs for OCFCD to provide services including administration,inspection and associated costs to construct replacement sewers underneath the East Garden Grove Wintersburg Channel in Goldenwest Street during the OCFCD construction. Recommended Action(s): Approve reimbursement agreement with Orange County Flood Control District authorizing District No. 11 to deposit the sum of$125,000 with OCFCD for the cost of construction and administration of replacement sewers underneath the East Garden Grove Wintersburg Channel in Goldenwest Street. CEQA REVIEW: Project is Exempt: NO DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Final EIR Approved on July 19,1989;aM Notice or Determination filed on July 20,19159 CURRENT BUDGET/COST CURRENT YEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES R��Bwxtgw' inKlertl TOTAL BUDGETED AMT.:$2,650,000 $50,000 $36,735 $13.265 $2,650,000 SOURCE: DISTRICTIICIP Sc ule!L.Items:D11.Item 5 AMOUNT OF TRANSFER: Schedule/Line Item: TOTAL PROJECT BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AFT PROJECT BUDGET First Ymrin Budget: 1993.94 $2,650,000.00 N/A N/A $2,650,000.00 Master Plan Estimate: $5,980,000 Year of First Costa: 19919a THIS AITNENDORIPROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED Arr AMOUNT N/A N/A $125,000.00 $125,000.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NO If YES,state number Permanent Urnle Term If YES,explain in ADDITIONAL INFORMATION section Rmud.IWI Page 1 of 2 HiW P.DTAV GENDAUOINTBDSWGENDA1199TMAY`Ob13.W PD ATTACHMENTS TO COMMRTEE AGENDA Originator �, DDkaa CONC REN St r Date D ' 'on M ( Dew ATTACHMENTS TO JOINT BOARDS AGENDA(LM) Signatur Date` Dep n e (Or gne SkIinature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Last year, the Orange County Flood Control District (OCFCD) announced that they will widen and deepen the East Garden Grove- Wintersburg Flood Control Channel. That channel crosses Goldenwest Street which contains the existing Goldenwest Trunk Sewer, Contract No. 11-3. The new proposed channel invert is at a lower elevation than the top of the existing 15-inch pipe for the Goldenwest Trunk Sewer. District 11 has designed a replacement sewer at a lower elevation for OCFCD to include in their construction prior to starting the flood control channel improvement work. This work includes a portion of the sewer within the flood control channel right of way and additional manholes on each side of the channel . This requires a reimbursement agreement between CSD11 and OCFCD to pay for the work. The Engineers estimate for the work is $125,000, The proposed reimbursement agreement provides for District 11 to deposit the sum of$125,000 with OCFCD within 60 days from execution of the agreement. It is estimated that with OCFCD approval following District 11, the actual deposit of the funds will occur no sooner than July 1, 1997. Those funds will be paid from the fiscal year 1997-98 budget, which is projected to be $500,000. Staff recommends approval of the reimbursement agreement. BUDGET INFORMATION TABLE TASK BUDGET FUNDS THIS PROPOSED ESTIMATED ESTIMATED (ADOPTED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE % By DIST.11) TO DATE REQUEST AUTHORIZED TO DATE COMPLETE FUNDS TO DATE Goldenwest Trunk Sewer Replace.Design $69,700 $69,700 $36,735 18.9% Wintersburg $0.00 $125,000 Channel Construction: Total: $2,650,000 $69,700 $125,000 $194,700 $367735 1.5°% CFW:jmf H\WP.DTAWGENDAWITS-97wA NGCFW.07 c: Department Head AGM-Administration AGM-Operations General Manager R..MWrr Page 2 of 2 -- County Sanitation Districts M of Orange County,California P.O. Box 8127 • 10844 Ellis Avenue Fountain Valley, CA 92728-8127 Telephone: (714) 962-2411 DRAFT MINUTES OF THE STEERING COMMITTEE WEDNESDAY, APRIL 23, 1997 AT 5:30 P.M. The regular meeting of the Steering Committee of the County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange County, California was held on Wednesday, April 23, 1997 at 5:30 p.m., at the Districts' Administrative Office. ROLL CALL The roll was called and a quorum declared present, as follows: OTHERS PRESENT: PRESENT: Thomas L. Woodruff, General Counsel John J. Collins, Joint Chair Craig Scott, Special Counsel Peer A. Swan, Vice Joint Chair Nancy Whitehead, Special Counsel George Brown, Chair, FAHR Pat McGuigan, Chair, OMITS STAFF PRESENT: Sheldon Singer, Chair, PDC Donald F. McIntyre, General Manager Bill Steiner, Supervisor Blake P. Anderson, Chief Operations Officer ABSENT: Ed Hodges, Acting Chief Admin. Officer None Jean Tappan, Committee Secretary APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. PUBLIC COMMENTS There were no comments by any member of the public. RECEIVE. FILE AND APPROVE MINUTES OF PREVIOUS MEETING MOTION: Receive, file and approve draft minutes of the March 26, 1997 Steering Committee meeting. MOTION UNANIMOUSLY CARRIED. Minutes of the Steering Committee i Page 2 April 23, 1997 W REPORT OF THE COMMITTEE CHAIR The process of introducing the ordinance for increasing user fees at the Joint Board Meeting was discussed. Any vote must reflect the vote of each member by name. REPORT OF THE GENERAL MANAGER The General Manager gave the members a heads up on three items of discussion that needed to be addressed which were not listed on the agenda, including recent developments in Sacramento with the Pringle Bill, the possibility of diverting the SARI line to Plant 1, and the contract with Tom Dawes. REPORT OF GENERAL COUNSEL A verdict was reached today on a wrongful termination suit today, in favor of the Districts. This was a binding arbitration case with a cap. DISCUSSION ITEMS (Nos. 1-4) 1. Delegation of Authority: Blake provided the Committee with a heads up on streamlining the agenda procedures and amending the Delegation of Authority. In May staff will present the first set of proposed changes to the PDC Committee including: 1) approving plans and specifications at the time the contract is awarded; 2) consider pre-approving not-to-exceed contracts with from five to eight engineering firms for small projects. A short-form RFP will be distributed to these firms, and limits on sizes of contracts will be established. In June formal presentations will be made to the PDC and the Joint Boards; and 3) Increase the General Manager's level of authority for change orders. Later in the year other proposed changes will be presented for consideration. Staff is recommending the streamlining while ensuring that the checks and balances are still in place, including a reporting system to the Directors. 2. Minutes of Committee Meetings: Staff is recommending that Committee minutes be presented to the Joint Boards to receive and file only. The Committees will approve the minutes of their meetings. Copies of the minutes will be provided in the Board agenda age- 1 Increase User Fees: The General Manager reported that he met with Directors Ferryman, and McGuigan on the finances of District 1. There was also a Special District 11 meeting in Supervisor Spitzer's office with Directors Dettloff and Sullivan. Chair Collins also spoke with Directors Dettloff and Spitzer and the potential political ramifications of a "yes" vote to increase fees. 4. There were no changes to the Committees agenda items list. CLOSED SESSION There was no closed session. i� Minutes of the Steering Committee " Page 3 April 23, 1997 OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY The possibility of diverting the SARI line to Plant 1 was discussed. The flow was originally diverted to Plant 2 because of concems associated with discharging Stringfellow into the reclamation plant. While the Directors approved funds to construct diversion facility, the action did not preclude the discharge from entering Plant 1. Staff has suggested that diverting this flow to Plant 1 could save up to $80,000 annually in power costs and in the long term it could provide additional needed flow for the OCR Project. Because of the high total dissolved salt in the SARI discharge, there could be increased costs to OCWD. Staff received direction to present this issue to DART for their consideration before moving it to the OMTS Committee. Chair Collins announced several interest points, including the Fountain Valley Mayors Breakfast. Jim Van Haun of OCWD will discuss the OCR Project. He also had discussions with Dave Garafolo on the landscaping at Plant 2. Dave Ludwin will accompany John when he next meets with him. Director Swan will be sent a copy of the criteria for evaluating the General Managers performance. The criteria will be discussed at the May Steering Committee meeting. Directors should contact Chair Collins before the meeting if they have questions or comments. The General Manager reported on the status of the Pringle bill, which was heard today by the Assembly's Local Government Committee. The bill failed 4-3. This was the last opportunity for the bill to be heard this year, however, if the bill does not die, it may be reconsidered next year. The Committee discussed several actions on the FAHR Committee agenda that the Boards will consider tonight. MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING There were none. CONSIDERATION OF UPCOMING MEETINGS The next Steering Committee meeting is scheduled for Wednesday, May 28, 1997 at 5:30 p.m. ADJOURNMENT The Chair declared the meeting adjourned at 7:26 p.m. bmitted by: J n Tappan, Steerijfg C mmittee Seuetary rve.mwuny euoe,re�wensrm�wc mvrmr�m»Pm.pa m�wv.e: ' County Sanitation Districts w,. of Orange County,California P.O. Box 8127 • 10844 Ellis Avenue V Fountain Valley, CA 92728-8127 Telephone: (714)962-2411 DRAFT MINUTES OF THE PLANNING, DESIGN, AND CONSTRUCTION COMMITTEE MEETING Thursday. May 1. 1997 at 6:30 p.m. A meeting of the Planning, Design, and Construction Committee of the County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange County, California was held on May 1, 1997, at 6:30 p.m., at the Districts' Operations Center at Plant No. 2. Prior to the meeting, there was a tour of the Warehouse and Scott Tunnel. There also was a demonstration of COBS Automation in the Operations Center. ROLL CALL The roll was railed and a quorum declared present, as follows: Present, Staff Present: Sheldon Singer, Chair Don McIntyre, General Manager John Collins, Joint Chair Blake Anderson, Assistant General Manager Shirley Dettloff Judith Wilson, Assistant General Manager Brian Donahue David Ludwin, Director of Engineering Burnie Dunlap, Vice Chair Ed Hodges, Director of GSA Patsy Marshall Bob Ooten, Director of Operations & Maintenance Eva Miner-Bradford Gary Streed, Director of Finance Peer Swan, Vice Joint Chair Michelle Tuchman, Director of Communications John Linder, Construction Manager Absent Doug Stewart, Engineering Manager Mark DuBois, Purchasing Manager Tom Carroll Chris Dahl, Information Technology Manager Christina Shea Chris Cervellone, Engineering Supervisor Todd Spitzer Doug Cook, Chief Operator Bob Zemel Paul Mitchell, Engineering Supervisor Rob Thompson, Plant Automation Manager Jack Vincent, Senior Engineer Mark T. Mutz, Instrument Tech II Others Present: Alan Carrie, Westin Engineering Bill Knopf, Carollo Engineers Mary Lee, Carollo Engineers APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. PUBLIC COMMENTS No comments were made. Minutes of the Planning, Design and Construction Committee Page 2 May 1, 1997 APPROVAL OF MINUTES The revised minutes of the April 3, 1997 Planning, Design, and Construction Committee meeting were approved as drafted. REPORT OF THE COMMITTEE CHAIR The Chair had no report. REPORT OF THE GENERAL MANAGER The last Rate Advisory Committee Meeting was held May 1. We continue to get wide participation and high quality discussions and input from the members who represent industrial, commercial, and homeowner interests. The appeal hearings resulting from last year's drug and theft investigation continue. We have received the first determination from one of the four hearing officers who upheld the Districts' decision to terminate. Other determinations should begin arriving in the next few weeks. Hearings continue through May. REPORT OF THE ASSISTANT GENERAL MANAGER-ADMINISTRATION The Assistant General Manager, Administration, reminded everyone that Friday, May 2, 1997, is Legislator's Day. The program will begin at 8:45 a.m. There have been 57 responses so far by people who plan to attend. The user fee increases were presented in the L.A. Times and Orange County Register. The Orange County Register printed Michelle Tuchman's name and telephone number for people who had questions. There were a total of five calls. REPORT OF THE ASSISTANT GENERAL MANAGER-OPERATIONS The Assistant General Manager, Operations, had no report. REPORT OF THE DIRECTOR OF ENGINEERING The Director of Engineering advised that last month Blake Anderson brought to the Steering Committee some issues relative to the Delegation of Authority and proposed changes to help streamline the process of Board approval on PDC Committee items. Staff recommendations will go to the June PDC Committee meeting for discussion and adoption, if so determined. REPORT OF GENERAL COUNSEL General Counsel had no report. REPORT OF THE JOINT CHAIR The Joint Chair had no report. D Minutes of the Planning, Design and Construction Committee Page 3 May 1, 1997 MONTHLY REPORT ON CHANGE ORDERS Information Item. The Director of Engineering reviewed the Monthly Change Order Report dated May 1, 1997. QUARTERLY REPORT ON PSA ADDENDA The Director of Engineering reviewed the Quarterly PSA Addenda Report forth dated April 3, 1997. This report was reviewed again at this meeting to answer questions Directors had from the PDC Committee Meeting on April 3, 1997. A corrected version of the report was handed out. PRESENTATION ON DART GROUP AND PLANT AUTOMATION/REINVENTION PROJECT Information Only Item. The Engineering Manager and the Chief Operator, Plant No. 2, presented to the PDC Committee an update on the status of the Districts'Assessment and Reinvention Team (DART), and the Plant Automation Project. DISCUSSION ITEMS (Nos. 1-6) 1. PDC97-19: THE DIRECTOR OF ENGINEERING WILL PRESENT THE COMMITTEE WITH A REPORT ON THE REVIEW OF CONSTRUCTION CONTRACT CHANGE ORDER PRACTICES. RECOMMENDED ACTION: Information Only Item. The Director of Engineering gave a slide presentation on construction contract change order practices. 2. PDC97-20: CHANGE ORDER NO. 5, JOB NO. J-31-2, WITH SHASTA ELECTRIC J.V. FOR OCEAN OUTFALL BOOSTER PUMP STATION CONTROL SYSTEM UPGRADE, AND ACCEPT THE CONTRACT AS COMPLETE AND AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION AND APPROVE THE FINAL CLOSEOUT AGREEMENT. The Construction Manager and the Director of Engineering request approval of Change Order No. 5 deleting one item of work and execution of the Final Closeout Agreement, and filing of the Notice of Completion. RECOMMENDED ACTION: It was moved, seconded, and duly carried to recommend 1) Approval of Change Order No. 5 to Job No. J-31-2 with Shasta Electric J. V. for a deduction of $4,500.00 for a total contract amount of$942,434.00, and 2)Approval of the Final Closeout Agreement, and filing of the Notice of Completion. 3. PDC97-21: CHANGE ORDER NO. 2 TO JOB NO. J-11-2 WITH VARKEL CONSTRUCTION, INC. FOR RESTORATION OF OLD LABORATORY FOR HUMAN RESOURCES DEPARTMENT AND ACCEPT CONTRACT AS COMPLETE AND AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION AND APPROVE THE FINAL CLOSEOUT AGREEMENT. The Construction Manager and the Director of Engineering request approval of Change Order No. 2 providing seven items of additional work and a time extension of 14 calendar days, increase of the budget, execution of the Final Closeout Agreement , and filing of the Notice of Completion. Minutes of the Planning, Design and Constriction Committee Page 4 May 1, 1997 RECOMMENDED ACTION: It was moved, seconded, and duly carried to recommend 1) Approval of Change Order No. 2 to Job No. J-11-2 with Varkel Construction, Inc. for an addition of$30,085.00 increasing the total contract amount to$342,303.00, 2) Increasing the project budget by$30,085.00, and 3)Approval of the Final Closeout Agreement and filing of the Notice of Completion. 4. PDC97-22: APPROVE AN ENGINEERING DEPARTMENT REQUEST TO CONSTRUCT A NEW WAREHOUSE AT PLANT NO. 2 IN LIEU OF REHABILITATING THE EXISTING WAREHOUSE AND APPROVE A BUDGET AMENDMENT FOR A NEW WAREHOUSE AT PLANT NO. 2 TO REPLACE THE EXISTING WAREHOUSE. RECOMMENDED ACTION: It was moved, seconded, and duly carried to recommend approval to delete the warehouse rehabilitation job formerly approved by the Joint Boards in October 1995, and to design and construct a new warehouse at Plant No. 2 This will be a new CORF project budget with an increase from the existing CORF project budget of$789,500 for a total of$1,179,500. 5. PDC97-23: REVIEW CAPITAL OUTLAY REVOLVING FUND FOR FISCAL YEAR 1997-98 (All Districts). The Director of Engineering will present information on the proposed Capital Outlay Revolving Fund (CORF) budget. RECOMMENDED ACTION: Information Only Item. The CORF budget will be approved at the June Board meeting as part of the Fiscal Year 1997-98 budget. 6. PDC97-24: DISCUSSION REGARDING SELECTION PROCESS OF PROFESSIONAL SERVICES WITH RESPECT TO OFFICE LOCATION OF THE FIRMS. RECOMMENDED ACTION: No action recommended by staff. The Committee members asked that this item be carried overto the June 5, 1997 PDC Committee Meeting. CLOSED SESSION There was no closed session. OTHER BUSINESS. COMMUNICATIONS, OR SUPPLEMENTAL AGENDA ITEMS IF ANY There were none. MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING Director Miner-Bradford requested that an item be placed on a future PDC Agenda to discuss the issue of a Contracts Administrator for Engineering Department contracts. Y Minutes of the Planning, Design and Construction Committee Page 5 May 1, 1997 CONSIDERATION OF UPCOMING MEETINGS The next Planning, Design, and Construction Committee meeting is scheduled for Thursday, June 5, 1997, at Plant No. 1. ADJOURNMENT The Chair declared the meeting adjourned at 8:45 p.m. Submitted by: 4 .'�e2 el.') Gail Cain Planning, Design, and Construction Committee Secretary :go M:\WP pTNENG1PCd11MAWAM.WGD Fa,Bid_s, D^I. AGENDA ❑ COMM INFO.ITEM b^ ❑ COMM.ACTION ITEM ITEM ❑ JT. O .°°"U TRANSMITTAL ❑ JT.DOS.DISCUSSION SSI N bm (NON�CONBENT) ❑ PUBLIC HEARING eh A, BDS.MEETING DATE Jr.BDS.AGENDA ITEM NO. MEETING DATE COMM.to.NO. DISTRICT NO. CONTACT FOR INFORMATION (Initials of Originator) OMTS: OMTS PDC: 5/1/97 FAHR: FAHR 3790, Dean Fisher,6304 EXEC: EXEC All STEER: STEER DMsion No.,Nam,sm Extension JT.BDS:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Aaenda Wordina: CHANGE ORDER NO. 5 TO JOB NO. J-31-2 WITH SHASTA ELECTRIC,LP FOR OCEAN OUTFALL BOOSTER STATION CONTROL SYSTEM UPGRADE AT PLANTS NOS. 1 AND 2, ACCEPT THE CONTRACT AS COMPLETE , AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION, AND APPROVE THE FINAL CLOSEOUT AGREEMENT. The Construction Manager and the Director of Engineering request approval of Change Order No. 5 deleting one item of work, execution of the Final Closeout Agreement, and filing of the Notice of Completion. Recommended Action(s): 1) Approve Change Order No. 5 to Job No. J-31-2 with Shasta Electric, LP for a deduction of$4,500.00 for a total contract amount of$942,434.00, and 2) approve the Final Closeout Agreement and filing of the Notice of Completion. CEQA REVIEW: Proltet Is Exempt: YES DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: 12/95 CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES meal adaN Flu.m,W.n1 TOTAL BUDGETED AMT.:$400,000 $400,000 $897,741 ($497,741) $1,218,000 SOURCE: CORP ScheduWLlne Items:Line C(4)b AMOUNT OF TRANSFER:SBt 13,000 Schedule/Line Item: Line C(4)Reallocation TOTAL PROJECT BUDGET ORIGINALBUDGET PREVIOUSBUDGET BUDGETCHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AT PROJECT BUDGET First Year In Budget::1994 $950,000.00 $843,300.00 $0.00 $1,793,300.00 Master Plan Estimate:N/A Year of First Costs:1993 THIS AITIVENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED PROJECT INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS AMOUNT AMOUNT APPROVED AIT $880,820.00 $66,114.00 ($4,500.00) $942,434.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO I REQUIRES BOARD POLICY ACTION? NO 11.0111/.97 Page 1 of 2 H:\WP.DTAIAGENDAWITS-97WAY105.16C.W PD CON U C/! ' / /� ATTACHMENTS TO AGENDA(Lisq jf/ - 4 —% To Committee 1, Change Order No.5 Sig r Date D ion 1a er r Desi ) Sign re eei To A,Bds.: 1. Signed Change Order No.5 Departmen g ,DateU—"/'L Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Job No. J-31-2, Ocean Ouffall Booster Pump Station Control System Upgrade, provides a replacement of the existing control system of the outfall pump station while maintaining the facility in service at all times. Additional work on the contract includes replacement of the Influent Flow Monitoring System at each plant. The Design for this $0.9 Million project was performed by CH2MHill and the construction contract was awarded in November 1995 to Shasta Electric J.V. This contract is 100% complete. Change Order No. 5 is a deletion of one item of work from the contract. Original Contract Price $880,820.00 Prev. Authorized Changes $66,114.00 Change Order No. 5 ($4.500,001 Amended Contract Price $942,434.00 Percentage Increase T.00% ITEM DESCRIPTION AMOUNT DAYS TYPE 1 Delete Software Manufacturer Technical Support ($4,500.00) 0 Design Change Total Change Order No.5 ($4,500.00) 0 The change order item would not have been included in the scope of the original contract if discovered or known in the design phase. Liquidated damages on this contract is$500.00 per day. The contract was completed within the original contract time period. For additional information see attached Change Order. DF:sl:lh c: Department Head AGM-Administration AGM-Operations General Manager Rm 01MW - Page 2 of 2 H 9W P.DTMENG1E NGV�31-21C05.AIT 5 BUDGET INFORMATION TABLE Job No. J-31-2 Ocean Outfall Booster Station Control System Upgrade BUDGET FUNDS THIS PROPOSED ESTIMATED EST.% ADOPTED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE COMPLETE TASK IN CORF TO DATE REQUEST AUTHORIZED TO DATE TO DATE (Note 1) FUNDS DESIGN $410,000 $410,000 -0- $410,000 $380.000 93% CONST. $1,000.000 $1,000.000 (4,500) $995,500 $942,434 95% STAFF $383.300 $383.300 -0- $383,300 $340.000 89% ADMIN. TOTAL $1,793,300 $1793.300 (4,500) $1,788.800 $1,662,434 93% Note 1 -The J-31 project consists of five separate jobs which include J-31-2. The February 1997 Board authorized and approved revised project budgets and reallocating funds among the five projects. H:\WP.DTAXENG\ENGU-31-2V ITI COSTTBL Page 1 of 3 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 108"ELLIS AVENUE, P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Shasta Electric, LP. C.O. No.: Five (5) Date: Mav 28 1997 Job: Ocean Outfall Booster Station Control Svstem Upgrade, Jab No. J-31-2 Amount of this Change Order(Add)(Deduct) $ (4,500 00) In accordance with contract provisions, the following changes in the contract and/or contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM 1 - DELETE MANUFACTURER SUPPORT The contract documents required the contractor to inslnde one week of services to be provided from the software manufacturer, Square D, in the event software support was needed in order to complete the project. The software performed as planned and the support was not needed to complete the project. This change order item deletes the costs associated with this work from the contract. CREDIT THIS CHANGE ORDER ITEM: $ (4,500.00) TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL CREDIT THIS CHANGE ORDER: $ (4,500.00) TOTAL TIME EXTENSION THIS CHANGE ORDER: 0 Calendar Days Page 2 of 3 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 10844 ELLIS AVENUE, P.O. BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Shasta Electric,LP. C.O. No.: Five (5) Date: May 28, 1997 Job: Ocean Outfall Booster Station Control System Upgrade Job No. J-31-2 The additional work contained within this Change Order can be performed incidental to the prime work and within the time allotted for the original Contract and any extensions to the Contract time made by this and all previously issued Change Orders. It is therefore mutually agreed that no extension of time is required for this Change Order, and that no direct or indirect, incidental or consequential costs, expenses, losses or damages have been or will be incurred by Contractor, except as expressly granted and approve by this Change Order. SUMMARY OF CONTRACT TIME Original Contract Date: January 4, 1996 Original Contract Time: 442 Calendar Days Original Completion Date: March 20, 1997 Original DOSS PCMS Milestone Time: 396 Calendar Days Original GOBS PCMS Milestone Date: February 2, 1997 Time Extension this C.O.: 0 Calendar Days Total Contract Time Extension: 0 Calendar Days Revised Contract Time: Not Applicable Revised Final Completion Due Date: Not Applicable Revised GOBS PCMS Milestone Time: 360 Calendar Days Revised OOBS PCMS Milestone Date: December 27, 1996 Actual GOBS PCMS Milestone Date: November 20, 1996 Time Subject to Liquidated Damages: Not Applicable - Actual Final Completion Date: March 5, 1997 Original Contract Price $ 880,820.00 Prev. Authorized Changes $ 66,114,00 This Change (Add)(Deduct) $ (4,500,00) Amended Contract Price $ 942.434.00 Page 3 of 3 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 10944 ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 927284127 CHANGE ORDER Contractor. Shasta Electric.LP. C.O.No.: Fhre (M Date: May 28. 1997 Job: Ocean Outfall Booster Mellon Control System Uoarade. Job No.J-31-2 Board Authorization Date: May 28, 1997 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY, CALIFORNIA Reviewed by. / Submitted by: Engineerin anger Date of CtstmcUon Manager Date Approved by 'p 7 Approved as to Form: lle 4 Dire tpr of Engineering Date Ge ral Counsel Date Accepted by. Shasta Electric Cont Date Fww Sec.UaeOn AGENDA ❑ corml.INFo.rrEM a ❑ ComwAcTaNITeM ITEM ❑ JT.SCS,CONSENT TRANSMITTAL ❑ ,T.BDs.DiscussioN ecsro (NDNSUN5EN1) a ❑ P11atx:HEARING ���/7Jr.1XXs.r.�Eru+c nAre Ji,aDs.AGENDA GEM ND. MEETING DATE COMM.10.NO. DISTRICT NO. CONTACT FOR INFORMATION —TF of Orghmtor) 01 OMTS FCC:5/1/97 PDC '-,.7 / FAHR: FAHR All 3790.John Falkenstein, 5141 EXEC: EXEC STEER: STEER DNiebn NA.Name,and Extension JT.BDs:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wording: CHANGE ORDER NO. 2 TO JOB NO. J-11-2 WITH VARKEL CONSTRUCTION, INC. FOR RESTORATION OF OLD LABORATORY FOR HUMAN RESOURCES DEPARTMENT AND ACCEPT CONTRACT AS COMPLETE AND AUTHORIZE EXECUTION OF THE NOTICE OF COMPLETION AND APPROVE THE FINAL CLOSEOUT AGREEMENT. The Construction Manager and the Director of Engineering request approval of Change Order No. 2 providing seven items of additional work and a time extension of 14 calendar days, increase of the budget, execution of the Final Closeout Agreement , and filing of the Notice of Completion. Recommended Actiori 1)Approve Change Order No. 2 to Job No. J-11-2 with Varkel Construction, Inc. for an addition of$30,085.00 increasing the total contract amount to $342,303.00. 2) increase the project budget by$30,085.00 3) approve the final Closeout Agreement and filing of the Notice of Completion. CEQA REVIEW: Project is Exempt: YES DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC REM: 326/97 CURRENT BUDGETICOST CURRENT YEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDRURES 9 1BWW 0, T,amknl TOTAL BUDGETED AMT.:$353,700, $330,000 $287,100 $42,900 $525,000 SOURCE: CORF AMOUNT OF TRANSFER:$171,3D0. Scheduiekine Item: Board Appraetl 112MJr> TOTAL PROJECT BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECT BUDGET First Year in Budget. 19% $353,700.00 $194,718.00 $30,085.00 $578,503.00 Master Plan Estimate:NIA Year of First Casts 19S5 THIS AITtVENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED PROJECT INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS AMOUNT AMOUNT APPROVED AIT $288,800.00 $23,418.00 $30,085.00 $342,303.00 WILLPRWECTREOUIREADDRIONALPERSONNEL7 NO REQUIRES BOARD POLICY ACTION? NO CON U ENCES: o ATTACHMENTS TO AGENDA(Ust) D. To Committee: 1. Change Order No.2 Si t a Date ision M 7e r De a) SignaW Dat Ta Jt.Bds.: 1. signed Change Order No.2 Depa ee �(Or es nee ��! -Z -7 Y' Sig ature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background andlor Summary) Job No. J-11-2, Restoration of Old Laboratory for Human Resources Department, consists of repairs and remodeling of the existing old Lab Building to office space for use by the Districts Human Resources Department. The building area is nearly 5,000 square feet. Related site work includes asphalt paving, landscaping/lawn, regrading, constructing an exterior ramp and stairs and other items such as concrete paving and curbs. The job was designed by GKK Corporation and the Contract was awarded in October 1996 to Varkel Construction, Inc. - The contract is 100% complete. The following is a summary of the contract. Original Contract Price $ 288,800.00 Prev. Authorized Changes $ 23,418.00 Change Order No. 2 $ 30.085.00 Percent Increase/Decrease $ 18.5% Amended Contract Price S 342,303.00 ITEM DESCRIPTION AMOUNT DAYS TYPE 1 Miscellaneous building security and $2,101.00 0 Design Change communications modifications. by Districts 2 Miscellaneous landscape and paving $2,128.00 0 Design Change modifications. by Districts 3 Framing and miscellaneous modifications. $4,075.00 0 Changed Condition 4 Glass and storefront modifications. $6,860.00 0 Design Change by Districts 5 Handrail Addition .$1,569.00 0 Omission 6 Miscellaneous electrical modifications. $11,354.00 14 Omission 7 Level existing subfloor in rooms 111 and 112 $1,998.00 0 Changed Condition Total Change Order No. 2 $30,085.00 14 All of the items would have been included in the scope of the original contract if discovered or known in the design phase. Total time extension on the contract is 38 calendar days. Liquidated damages on the contract are$500 per day. This time extension is not subject to liquidated damages. For additional information see attached Change Order. JBF:Idh H.\W P.DTANENGtENGV-11-2W IT-FORM.CO2 c: Department Head AGM-Administration AGM-Operations General Manager BUDGET INFORMATION TABLE Job No. J-11-2 Restoration of Old Laboratory for Human Resources Department TASK BUDGET FUNDS THIS PROPOSED ESTIMATED ESTIMATED (ADOPTED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURES %COMPLETE IN CORF) TO DATE REQUEST AUTHORIZED TO DATE TO DATE FUNDS Design Consultant $30,000 $43,070 -0- $43,070 $43,070 100% City Permit -0- $2,200 -0- $2,200 $2,200 100% Construction $323,700 $312,218 $30,085 $342,303 $342,303 100% Contractor Asbestos Removal 1 -0- $13,745 -0- $13,745 $13,745 100% Termite -0- $2,500 -0- $2,500 $2,500 100% Extermination Furnishings -0- $80,200 -D- $80,200 $78,563 100% Moving and -0- $11,430 -0- $11,430 $9,075 100% Hook Up Administration and -0- $83,055 -0- $83,055 $71,911 98% Inspection TOTAL $353,700 $548,418 $30,085 $578,503 $563,367 H:1W P.DTAIENGIENGV-11-21BUDGET.TBL Revised:April 11, 1997 Page 1 of 5 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 110844 ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Varkei Construction.Inc. C.O.No.: Two(2) Date: May 28, 1997 Job: Restoration of Old Laboratory for Human Resources Department Job No.J-11-2 Consultant: GKK Cornomtion Amount of this Change Order(Add)(Bednct)$30,085.00 In accordance with contract provisions,the following changes In the contract andfor contract work are hereby authorized and as compensation, the following additions to or deductions from the contract price are hereby approved. ITEM I -SECURITY AND COMMUNICATIONS MODIFICATIONS The Contractor was directed to perform the following modifications to the building security and communications system as follows: A. Terminate voice/data cables In all office and furniture work station locations throughout the building and at the main telephone panel Inside Room 114. Test and certify the system as operational. B. Delete furnishing,installation and splicing of new fiberoptic cable between the existing Districts' communication vault outside of utility Room 110 to Room 114. Install conduit for fiberoptic cable as shown on the contract drawings. C. Upgrade the contract specified card reader system to new Districts'standards and add one additional card reader. Three(3)card readers were specified on the contract drawings. The building has four(4)exterior doors. These modifications and additions were not shown on the contract drawings or Included in the contract specifications. These items of work were negotiated with the Contractor pursuant to Section 10-6(B)2(a)of the General Provisions. (Reference:FCO#11;Varkel RFC#20,#27) ADDED COST THIS CHANGE ORDER ITEM: $2,101.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 2-LANDSCAPE AND PAVING MODIFICATIONS The Contractor was directed to perform the following modifications to the landscaping and paving as shown on the contract drawings: A. Remove existing deteriorated planter concrete wall on the east side of the building. Extend new concrete curb(for planter)to the building. B. Remove portions of existing concrete sidewalk adjacent to the east side of the building. C. Provide new 2x6 redwood headers and add 100 sq.feet of new asphalt paving at the northeast side of the building. D. Core drill existing planter brick wall and extend roof drain at the northwest comer of the building. E. Extend new roof drains over planter walls at the southeast and southwest comers of the building. F. Remove 400 sq.feet of deteriorated concrete slab and provide grading and new asphalt paving Inside the existing equipment enclosure at the northwest comer of the building. These items of work was negotiated with the Contractor pursuant to Section 10-6(B)2(a)of the General Provisions. (Reference: PCH#3;Varkel RFC#16,#17,#28) ADDED COST THIS CHANGE ORDER ITEM: $2,128.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days `^ Page 2 of 5 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 10944 ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Varkel Constmc6on.Inc. C.O.No.: Two (2) Date: May 28. 1997 Job: Restoration of Old Leboratow for Human Resources Department Job No J-11-2 Consultant: GKK Corporation ITEM 3-FRAMING AND MISCELLANEOUS MODIFICATIONS The Contractor was directed to perform the fallowing modifications to the building as follows: A. Strengthen existing floor framing under Room 114 to support weight of now UPS unit B. Add 2xG roof rafters in mechanical Room 1101n conformance with current Uniform Building Code. C. Remove and replace existing 2x4 ceiling joists over men's and women's restrooms and replace with 24 ceiling joists to conform with current Uniform Building Code. Add draft stop blocking at ceiling joist ledgers. D. Add supports to existing headers above interior storefront window wall system. E. Add missing cripple wall framing above north storefront entrance. F. Add roof framing to support four new roof drains. G. Frame recessed opening for two fire extinguisher cabinets required by the City of Fountain Valley Fire Marshal. H. Modify interior door rough openings to fit new aluminum door frames and door height change from 8'-0"to T-10". I. Reframe access passage to roof. J. Furnish and install vinyl composition sheet flooring in Rooms 23 and 24. K. Furnish and install door deadbolt in men's bathroom 119. The existing building was constructed approximately 20 years ago. Many of the above changes were required to assure that this building be in complaince with the latest Building Codes. These were not known during the design phase of the project. These modifications and additions were not shown on the contract drawings or included in the contract specifications. These items of work were negotiated with the Contractor pursuant to Section 10-6(B)2(a)of the General Provisions. (Reference:PCH#4;Varkel RFC#9,#23,#24) ADDED COST THIS CHANGE ORDER ITEM: $4,075.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITlv 4-GLASS AND STOREFRONT MODIFICATIONS The Contractor was directed to perform the following modifications to the building windows and storefront systems: A. Change all interior office window glass from non-tempered to tempered to comply with current Uniform Building Code. B. Furnish and install new anodized aluminum window framing and him to match existing as required. Many pieces of existing anodiized aluminum window framing and trim could not be reused due to previous damage- C. Remove existing spandrel glass pane and replace with clear glass in room 111. D. Remove deteriorated caulking material and recaulk around exterior window frames. E. Modify existing exterior doorjambs on the south and east sides of the building in order in install new panic hardware. The contract specified panic hardware would not fit the existing doorjambs without required modifications. The above modifications and additions were not shown on the contract drawings or included in the contract specifications. These items of work were negotiated with the Contractor pursuantto Section 10-6(B)2(a) of the General Provisions. (Reference:PCH#4;Varkel RFC#14REV,#29) ADDED COST THIS CHANGE ORDER ITEM: $6,860.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days Page 3 of 5 ,,�, COUNTY SANMATION DISTRICTS OF ORANGE COUNTY 109"ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor: Varkel Construction,Inc. C.O. No.: Two f2) Date: May 28. 1997 Job: Restoration of Old Laboratory for Human Resources Department.Job No.J-11-2 Consultant: GKKComoration ITEM 5 - HANDRAIL ADDITION The Contractor was directed to modify the contract specified handrails at the north and east entrances to the building. An additional horizontal rail was added to bring the handrails into compliance with the current edition of the Uniform Building Code. The additional rail was not shown on the contract drawings. This item of work was negotiated with the Contractor pursuant to Section 10-6(B)2(a)of the General Provisions. (Reference:Varkel RFC#18) ADDED COST THIS CHANGE ORDER ITEM: $1,569.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days ITEM 6-MISCELLANEOUS ELECTRICAL MODIFICATIONS The Contractor was directed to perform the following modifications to the new building electrical system as follows: A. Install card readers on dedicated UPS circuit. B. Furnish and install four way switches in lieu of occupancy sensors in open office area. C. Furnish and install timers in lieu of switches in Rooms 108 and 114. D. Furnish and install separate neutrals for all circuits in the building. E. Furnish and install 150 amp circuit, disconnect switch, breakers, conduit and wire from panel HR1 in utility room 110 to the new UPS unit in Room 114. The above modifications and additions were not shown on the contract drawings or included In the contract specifications. These hems of work were negotiated with the Contractor pursuant to Section 10.6(B)2(a)of the General Provisions. (Reference FCO#5,#10;Varkel RFC#22REV,#26) ADDED COST THIS CHANGE ORDER ITEM: $11,354.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 14 Calendar Days ITEM 7-LEVEL EXISTING SUBFLOOR The Contractor was directed to level the subfloor in the Rooms 111 and 112. Due to the erisbng subfloor sloping within each room up to one and one-helf inches,it was necessary to level the subfloor prior to placement of floor covering,using a filler material. The elevation change in the subfloor was not shown on the contract drawings. This item of work was negotiated with the Contractor pursuant to Section 10-6(B)2(a)of the General Provisions. (Reference: FCO#12;Varkel RFC#7) ADDED COST THIS CHANGE ORDER ITEM: $1,998.00 TIME EXTENSION THIS CHANGE ORDER ITEM: 0 Calendar Days TOTAL COST THIS CHANGE ORDER: $30,O85.00 TOTAL TIME EXTENSION THIS CHANGE ORDER: 14 Calendar Days Page 4 of 5 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 108"ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGEORDER Contractor: Varkel Construction. Inc. C.O.No.: Two(2) Date: Mav28. 1997 Job: Restoration of Old LaboratOry for Human Resources Department,Job No.J-11-2 Consultant: GKKComoration The additional work contained within this Change Order can be performed incidental to the prime work and within the time allotted for the original Contract and any extensions to the Contract time made by this and all previously issued Change Orders. 8 is therefore mutually agreed that 14 days extension of time to perform the work is required for this Change Order, but that no direct or indirect,incidental or consequential casts,expenses,losses or damages have been or will be Incurred by Contractor,except as expressly granted and approved by this Change Order. SUMMARY OF CONTRACT TIME Original Contract Date: October 7, 1996 Original Contract Time: 120 Calendar Days Original Completion Date: February 3, 1997 Time Extension this C.O.: 14 Calendar Days Total Contract Time Extension: 38 Calendar Days Revised Contract Time: 158 Calendar Days Revised Final Completion Due Date: March 13, 1997 Time Subject to Liquidated Damages: Not Applicable Actual Final Completion Date: March 13, 1997 Original Contract Price $ 288,800.00 Prev.Authorized Changes $ 23,418.00 This Change(Add) (Bedell) S 30,085.00 Amended Contract Price $ 342,303.00 Page 5 of 5 i+ COUNTY SANITATION DISTRICTS OF ORANGE COUNTY 10844 ELLIS AVENUE,P.O.BOX 8127 FOUNTAIN VALLEY,CALIFORNIA 92728-8127 CHANGE ORDER Contractor. Varkel Construction. Inc. C.O. No.: Two (2) Date: May 28, 1997 Job: Restoration of Old Laboratory for Human Resources Deoartment.Job No.J-11-2 Consultant GKK Corporation Board Authorization Date: May 28, 1997 COUNTY SANITATION DISTRICTS OF ORANGE COUNTY,CALIFORNIA Submitted by. Reeo ended by. Enginead a agar Data ndmCuon Lumew Date Appro ed ' i Approved as to Form: Director of Engineering Date Gene P I Counsel Date Accepted by VARKEL ��l 4J Contractor Date v,WS V,O"N AGENDA ❑ caua.INFO,REM n ❑ COMM ACTION ITEM ITEM ❑ JT.BGS CONSENT TRANSMITTAL ❑ (NON-CJT .OISENI) N p m MONLONSERIG ❑ PUBLIC HEARING 5 07 BDS MEE M GATE Jr.80S.AGENDA ITEM NO. MEETING DATE COMM. DISTRICT NO. CONTACT FOR INFORMATION OMITS: OMTS (OrBinator) PDC: 05MM7 POC G FAHR: FAH R Division 3720,Jack Vincent,Ext.5050 EXEC: EXEC ALL STEER: STEER D'Msion No.,Name,and Extension JT.BDS:OSrAM AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: APPROVE AN ENGINEERING DEPARTMENT REQUEST TO CONSTRUCT A NEW WAREHOUSE AT PLANT NO. 2, JOB NO. P2-65 IN LIEU OF RENOVATION OF EXISTING WAREHOUSE AT PLANT NO. 2, JOB NO. P2-23-6-21R, AND APPROVE A BUDGET AMENDMENT FOR JOB NO. P2-65 TO REPLACE THE EXISTING WAREHOUSE. (PDC97-22) Recommended Action(ss): 1. Approve the deletion of Renovation of Existing Warehouse at Plant No. 2, Job No. P2-23-6-2R, formerly approved by the Boards in November, 1995; 2)Authorize the design and construction of A New Warehouse at Plant No. 2, Job No. P2-65; and 3)Approve a new CORF project budget with an increase from the existing CORF project budget of$789,500 for a total of$1,179,500. CEQAREVIEW: ProjM is Exempt: NO DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Date Notice of Exemption Filed: Negative Declaration Approved on Final EIR Approved on Jules 1989 and Notice of Determination fled m CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TOZATE BUDGET BALANCE TOTAL EXPENDITURES ndsl euWn o. T.m ) TOTAL BUDGETED AMT.:$485,000 $450,000 $60,852 $389,148 $485,000 SOURCE: CORE JO DISTRICTS SOredulelune Items: AMOUNT OF TRANSFER: Schedule/Lim Item: TOTAL PROJECTSUDGET ORIGINALBUDGET PREVIOUSBUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECTSUDGET First Yearin Budget:: 190 $485,000.00 ($95,000.00) $789,500.00 $1,179,500.00 Master Plan EsUmate: Year of First Costs: lass THIS AITNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREV. REQUESTED THIS PROJECT AMOUNT APPROVED AIT AMOUNT -0- -0- $789,500.00 $1,179,500.00 O WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE IMSI.&ak numaeo Permenenl _Umked Tenn If YES,egleln In ADDITIONAL INFORMATION section � / # —7�5 Q? ATTACHMENTS AGENDA(List): glnator 11 ?Date To Comm: CONCURRENCE VzAA Sign r ate D' ' 'on la r r Dealt J(;3 ATTACHMENTS JL Bas.((List) Signature Date Depe tt) SignatL= unlyeAe AwStant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) In March 1989, the Board approved a PSA to Brown &Caldwell to design a warehouse for the Districts which would satisfy the Districts'warehouse needs through the year 2050. The criteria was developed in the 1989 Master Plan when it was determined that the long term flaw requirements should be divided equally between Plants No.1 &2 and a full built out plan to the year 2050 for each site was developed. This would Cause the flow at Plant No. 2 to eventually reach an estimated 250 MGD (verses today's 160 MGD). Full secondary treatment, while forecasted as being improbable, was assumed to be in place by 2050. Under this scenario, a full service warehouse was required at the Huntington Beach Plant. The city of Huntington Beach required the design to be approved by their Building and Safety Division, their Planning Division and also required public approval through the Coastal Development Permit process. The public approval process required several months and meetings to which the public was invited and encouraged to participate. The result was a design that would meet the Districts' needs through the year 2050. The Cost was estimated to be $3.4 million. The plans and specifications were approved by the Board in January 1995, but the Orange County bankruptcy problem precluded the project being bid, which had been scheduled for June 1995. The project was submitted to the Ad Hoc Committee re: Space Utilization for review in July 1995. The Ad Hoc committee determined the Cost of the warehouse to be excessive, especially in light of the bankruptcy, and directed the staff to develop an estimate to renovate and refurbish the existing warehouse at Plant No. 2, instead of constructing a new warehouse. The existing warehouse at Plant No. 2 was originally Constructed in 1997 by the contractor that built the Plant No. 2 secondary facilities, for his own Convenience as a temporary storage facility to store and protect the contractor's equipment and materials during construction. There was no scope-of-work, no inspections nor requirements for this structure. The contractor was obligated to remove the structure and the concrete slab and leave the area in its original Condition. The Districts elected to purchase the structure via a change order as a part of a claim settlement in 1981 and to provide interim storage for Districts' property. This temporary storage facility is now 20 years old. The structure does not meet the building codes which are in force today and does not meet the requirements or functionality of the Purchasing Division's warehouse staff. DART is developing procedure for streamlining the day-to-day interaction of maintenance personnel and the warehouse. Sophisticated record keeping, automatic ordering and gathering parts into kits the day before they are needed will need a clean, dry, warm, well lighted and well organized building that has set-up areas for assembling parts kits and holding them for the arrival of maintenance crews. The proposed renovation Consists of replacing the building skin, strengthening the existing frame work to meet the seismic codes, heating and insulating only the north end of the building, and building a dam around the building to stop flooding inside the building that occurs during the rains. The cost to renovate the building was estimated to be $485,000, which the PDC Committee approved in November 1995. Staff concludes, and strongly recommends, that a rehabilitation not be attempted. Renovating the existing warehouse does not meet the current needs of the warehouse staff to operate efficiently and effectively. Mitigation of many of the warehouse deficiencies are both costly and difficult. The existing warehouse does not have a dock to unload trucks. The staff currently uses ropes and cables to drag equipment and materials from the trucks, which is unsafe. Dock construction is not feasible because the warehouse floor is constructed at grade and would therefore require excavation and construction of an underground ramp. The lighting originally designed for storing equipment and materials is of low intensity and must be upgraded for warehouse work. The existing structure does not meet the seismic requirements necessary to maintain warehouse operations during an earthquake. The concrete floor was constructed at grade without proper drainage. During rain the warehouse floor floods and the roof leaks. A perimeter curb and trench drains will be required to prevent flooding. The warehouse staff has been told they will have the potential to prepare approximately 400 maintenance kits per month to facilitate new work practices being implemented by the maintenance staff, which will require a large well lighted and heated area. The warehouse staff stores lumber, piping, sand, gravel and structural shapes which must be stored in an outside area. The existing building is not secure and a new security system must be installed. The warehouse staff has been directed by the Board of Directors to remove all equipment and materials from the tunnels to the warehouse. It is also expected that instruments, Computer parts and appurtenances required for the plant automation system will be warehoused at Plant No. 2. The environment at Plant 2 is very harsh due to the salt content of the air causing rust and corrosion. The existing warehouse does not meet the requirements of the "Energy Efficiency Standards-Title 24". It must meet Title 24 before heating and/or cooling can be installed to provide the environmental control required to protect equipment and sensitive parts. The following are minimum costs to meet the Current requirements of the warehouse staff and to correct the deficiencies of the existing warehouse outlined above. Onoinal Estimate Approved November 1995 Design Coats $ 25,000 Design Staff $ 84,000 Construction Staff $ 60,400 Administrative Staff $ 4,800 Building Permits $ 38,000 Construction $282,700 Subtotal: $485,000 Additional Construction Costs ReouireB Loading Dock $ 6,000 New Roof $ 48.000 Trench Drains $ 4,800 Lighting,Wiing, Conduit $ 18,000 Security $ 4,800 Insulation $ 30,000 Office and Service Counter 00 Subtotal: $118 80b Subtotal: $003,800 AddNonal Staff Costs Required: Design Staff $ 65.800 Construction Staff $ 20.000 Administrative Staff $ 10.000 Subtotal: 5 95 000 GRAND TOTAL: $899,600 The above costs are for current warehouse needs and do not include the fixture requirements to establish a maintenance kit area, and an environmentally controlled area to store sensitive electronic computer and plant automation parts. The covered outside area required to store lumber, pipe, structural steel shapes, sand and gravel is also not included in the above cost. These costs were not included in the rehabilitation project scope of work as they were not viewed as required for a retrofit project. If the new warehouse project alternative is approved, these scope items are included in that project. The Board approved budget for the renovation is $485,000, The expenditures to date for preliminary design total $95,000 which equates to 13% of the budget. The design is currently on hold pending the decision on this AIT. The$699,600 is the cost to renovate the existing 20 year old building to current needs and still does not have the flexibility for future needs. Staff felt this cost was too high for an old building and recommends that the following alternative is more advantageous to the Districts. The staff, with the above in mind, approached the Steering Committee in February 1997, with a request to investigate a new warehouse in lieu of renovating the existing warehouse. The Steering Committee approved staff development of a proposal and directed staff to bring this item to the PDC Committee. Staff obtained the services of Himes, Peters and Jepson Architects, Inc., specialists in warehouse design and construction, to scope and budget a warehouse that will meet the current needs of the Districts and be flexible so that outside storage can be added and future building additions can be constructed as warehouse requirements increase. The architectural firm met with staff on several occasions to obtain the pertinent criteria. The new warehouse will have the same exterior as the one previously approved by the City of Huntington Beach, with a landscaped setback, and be parallel with Brookhurst Street to act as a partial visual and noise barrier to the plant. The new warehouse will have only the space currently required, 20,000 square feel, and one loading dock with provisions for a second. The new warehouse will enable the warehouse staff to be more efficient, and improve safety, in addition to satisfying current warehouse requirements and afford them the opportunity to expand in the future. The cost for a new warehouse at Plant No. 2 is estimated to be $1,179,500. See attached Budget Table. The cost to renovate the existing warehouse cost is $699,600, which equates to $35.00 per square foot, however meeting the warehouse staff requirements to work efficiently and effectively is still in doubt. The resulting structure is inflexible and will not be adequate for future expansion. The cost to build a new warehouse, $1,179,500, equates to $59.00 per square fool. The cost to construct the new warehouse is higher than private sector cost due to the Districts having to follow state laws such as paying prevailing wage. The new warehouse has the features required by the warehouse staff to work efficiently and effectively, will meet all current building codes and standards and has flexibility for future additions. c: Department Head AGM-Administration AGM-Operations General Manager BUDGET INFORMATION TABLE WAREHOUSE RENOVATION Job No. P2-23-6-2R TASK BUDGET FUNDS THIS PROPOSED ESTIMATED ESTIMATED% (ADOPTED AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE COMPLETE TO DATE BY CORF) TO DATE REQUEST AUTHORIZED TO DATE FUNDS Design Consultant $25,000 $25.000 -0- $25,000 $25,000 100% Design Staff $84,000 $84,000 $65,800 $149,800 $67.000 45% Construction Staff $50,400 -0- $20,000 $70,400 -0- -0- Administrative $ 4,800 $ 4,800 $ 10,000 $ 14,800 $ 3,000 21% Staff Building Permits $38,000 $38,000 -0- $38,000 -0- -0- Construction $282,800 -0- $118,800 $401,600 -0- -0- TOTAL $485,000 $151,800 $214,600 $699,600 $95,000 13% HiWP.DTMENWDCWWAV 7- AIT BUDGET INFORMATION TABLE NEW WAREHOUSE Job No. P2-23-7 TASK PROPOSED FUNDS THIS PROPOSED ESTIMATED ESTIMATED% BUDGET AUTHORIZED AUTHORIZATION TOTAL EXPENDITURE COMPLETE TO DATE TO DATE REQUEST AUTHORIZED TO DATE FUNDS Design Consultant $ 95,000 -0- $95,000 $95,000 -0- -0- Design Staff $ 122,100 -0- $122,100 $122,100 -0- -0- Construction Staff $ 117,600 -0- -0- -0- -0- -0- Administrative $ 19,200 -0- $19,200 $ 19,200 -0- -0- Staff Building Permits $ 45,600 -0- $45,600 $45,600 -0- -0- Construction $ 780,000 -0- -0- -0- -0- -0- TOTAL $1,179,500 -0- $281.900 $281,900 -0- -0- HAW P.DTAtENMPDC97WAVW7-M.A1T \ County Sanitation Districts r of Orange County,California P.O. Box 8127 • 108" Ellis Avenue Fountain Valley, CA 92728-8127 Telephone: (714)962-2411 DRAFT MINUTES OF THE OPERATIONS, MAINTENANCE AND TECHNICAL SERVICES COMMITTEE WEDNESDAY. MAY 7. 1997 - 5:30 P.M. A meeting of the Operations, Maintenance and Technical Services Committee of the County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange County, California was held on May 7, 1997, at the Districts'Administrative Office. ROLL CALL The roll was called and a quorum declared present, as follows: Present: Staff Present: Pat McGuigan, Chair Blake P. Anderson, Asst. General Manager James M. Ferryman,Vice Chair Nancy J. Wheatley, Director of Technical Services John Collins, Joint Chair Bob Ooten, Director of O&M Peer Swan, Vice Joint Chair Mike Moore, ECM Manager Steve Anderson Fred O'Brien, Scientist for ECM Chris Norby Adrana Renescu, Enforcement & Permit Supv John E. Noyes Ed Torres, Eng Supv, O&M Margie L. Rice Angela Holden, Committee Secretary Charles E. Sylvia Pat Magnante, Backup Committee Secretary Hank Wedaa Others Present: Absent' Mary Clybum Lee, Carollo Engineering Dave Sullivan APPOINTMENT OF CHAIR PRO TEM No appointment was necessary. PUBLIC COMMENTS There were no comments by any member of the public. APPROVAL OF MINUTES The minutes of the April 2, 1997 Operations, Maintenance and Technical Services Committee meeting were approved as drafted. Minutes of the Operations, Maintenance f and Technical Services Committee ,a Page 2 May 7, 1997 ' REPORT OF THE COMMITTEE CHAIR Director McGuigan gave a heads-up that District 1 is facing second thoughts about the amount of the rate increase proposal for the next five years. District 1 will be meeting to discuss this. This will be discussed at the next FAHR Committee meeting. REPORT OF THE GENERAL MANAGER No report was given. REPORT OF THE CHIEF OPERATIONS OFFICER Blake Anderson, Chief Operations Officer, reported on the newspaper article about the South County agency that had criminal action taken against their G.M. for dumping sewer cleaning waste onto the grounds of their treatment plant. How to dispose of the captured sewer cleaning is a problem that small agencies face because they normally don't have facilities to dry out the cleanings. Blake suggests that this issue be discussed with the public works personnel so that they are conforming according to the State regulations. REPORT OF THE CHIEF ADMINISTRATIONS OFFICER No report was given. REPORT OF THE DIRECTOR OF OPERATIONS AND MAINTENANCE Robert Ooten, Director of Operations and Maintenance, reported last month on a possible leak in a pipe at our outfall. It now appears that we did not have a leak in the pipe. Last week during construction at the surge tower, a five-foot valve leaked effluent filling the excavation and delaying construction for a half day. There now is one person assigned to oversee the interface between construction activities and Operations and Maintenance. O&M Monthly Report Operations & Maintenance Monthly Report: An Operations & Maintenance (O&M) Monthly Report for the OMTS Committee is submitted for review. The report focuses on compliance, safety, financial projects and performance measure for O&M and is intended to provide the Committee members O&M information on a timely basis. Current perceptions of Central Gen and Edison relative to open competition was discussed. Committee requested that staff put charts on wastewater flow into graphic form rather than tabular form. This would show what the flow looks like over a 12-month period. Committee requested that the Central Gen Report be a quarterly report including percent utilization, hours of service vs potential hours of service. Committee requested that the unit processes being used be shown. Committee requested staff to check mineral rights at the Plants and assess whether natural gas deposits were under the plants. �- Minutes of the Operations, Maintenance and Technical Services Committee Page 3 May 7, 1997 Director Wedaa requested copies of the Central Gen Reports. Director Wedaa requested copies of Orange County Reclamation Feasibility Report. Recommended Action(s): Review the attached report, no action needed. REPORT OF THE DIRECTOR OF TECHNICAL SERVICES Nancy J. Wheatley, Director of Technical Services, reported on four items: Nancy reported on the following key issues from the Association of Metropolitan Sewerage Agencies (AMSA) meeting she attended: • Speakers John Chafes, Chairman of the Senate Committee on Transportation and Sherman Bowler, Chairman of the House Subcommittee on Transportation and Interstructure, are discussing legislation in moving the Clean Water Act. Looks unlikely that the Clean Water Act will go anywhere this year. John Chafee wants this to be on next year's agenda. This year's agenda includes an upcoming bill for interstate transportation of solid waste which may affect us if we want to ship our biosolids out-of-state. So far bills have exempted biosolids. Also on Chaise's agenda are water-related highway issues including wetlands restoration dealing with water quality runoff from highway projects; and, Superfund. • Nancy visited several Congressional offices on behalf of the Orange County Reclamation Project (OCR). She visited Ron Packard's office. The project is looking for$2 million authorization for this year. The project budget is only $3 million. The delegation is very supportive of this project, but because so many are looking for monies,there is a possibility the project may not get the authorization for the $2 million. Director Wedaa requested a copy of the OCR Project Report - The Regional Water Quality Control Board (RWQCB)did have the Basin Plan Amendment Rem at their last meeting. There was a discussion relating to a few questions from the Surfriders Foundation. The amendment was passed. The Sanitation Districts will provide the Regional Board staff with a scope of work to look at where REC 1 occurs in the offshore zone. REPORT OF GENERAL COUNSEL No report was given by General Counsel. Blake Anderson reported that the appeal hearings are moving forward. DISCUSSION ITEM ( Items) 1. OMTS97-005 SPECIFICATION NO. PURCHASE ACOUSTIC DOPPLER CURRENT PROFILER (All Districts): The Environmental Compliance and Monitoring Manager, together with the Director of Technical Services, request a purchase contract be issued to RD Instruments for the purchase of a DR-300 Acoustic Doppler Current Profiler for a total amount not to exceed $60,663.25. Minutes of the Operations, Maintenance ! and Technical Services Committee Page 4 May 7, 1997 Recommended Action(s): Authorized the issuance of a purchase contract for Specification No._ Purchase Acoustic Current Profiler to RD Instruments in the total amount not to exceed $60,663.25. Substitute motion failed. Original motion was passed by majority(6 to 4) with an additional request that staff investigate feasibility of leasing Rending this instrument to other agencies. Staff is to report back to Committee on the permit- what the exposure, risk, cost, philosophy, current and likely regulations. 2. OMTS97-006 TEMPORARY DISCHARGE AGREEMENT WITH IRVINE RANCH WATER DISTRICT (IRWD) FOR THE DISCHARGE OF GROUNDWATER FROM PLANNING AREA 10 OF THE HARVARD SQUARE PROJECT TO THE DISTRICTS' SEWERAGE SYSTEM (District No. 14): Technical Services Department requests approval of a temporary discharge agreement with Irvine Ranch Water District for the discharge of groundwater by the Irvine Community Development Company during the seven month project. Recommended Action(s)7 Authorized execution of a temporary discharge agreement with IRWD. for the discharge of groundwater from the Irvine Community Development Company during the seven months of construction to the Planning Area 10 Project. 3. OMTS97-007 RECEIVE AND FILE MICROFILTRATION PROJECT REPORT(All Districts): The Operations and Maintenance Department requests that the project report prepared by staff be received and filed. This project evaluated microfittration as an alternative to conventional activated sludge and tertiary treatments. Recommended Action(s): Information only. 4. OMTS97-008 BIOFILTRATION RESEARCH PROJECT: FINAL PROJECT REPORT (All Districts): The Operations& Maintenance Department requests that the project report prepared by staff be received and filed. The report evaluated the feasibility of using biofltration to remove hydrogen sulfide and volatile organic compounds, including toxics from our foul air streams. Staffs conclusion Is that biofikration can cost-effectively remove these pollutants from our foul air stream and should be used for new odor control facilities in the treatment plants and outlying pump stations. Recommended Action(s): Information only. CLOSED SESSION There was no closed session. Minutes of the Operations, Maintenance and Technical Services Committee Page 5 May 7, 1997 OTHER BUSINESS, COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS, IF ANY MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING - Staff is to report back to the Committee on the 301(h)permit- what is the exposure, risk, cost, philosophy, current and likely regulations. - Staff to discuss the flow- the results of the infiltration study. Since we have new members, present how the water gets into the plant, treatment and capacity, utilization peak and unpeak etc. - Discuss Strategic Plan CONSIDERATION OF UPCOMING MEETINGS The July meeting will include a Tour at Plant No. 2. Suggested date of August 2 for the next Boards Workshop. The Permit and the Rao 1 Standards will be discussed in laymen terms. The next Operations, Maintenance and Technical Services Committee meeting is scheduled for June 4, 1997. There will not be OMTS meetings in August and December. ADJOURNMENT The Chair declared the meeting adjourned at 7:40 p.m. Submitted by: i � Angeli Holden Operations, Maintenance and Technical Services Committee Secretary J.Wp1351 WangelabmM97May VninuWs.597 Fe,Btl.Be:.Use OnN AGENDA �as,uDr ❑ COMM INFO, ITEM "❑ COMA.ACTION ITEM 4? ❑ JT.BOS.CONSENT CUSSIN❑ J TRANSMITTAL T.e08.gS (NON-CONSENT) ❑ PUBLIC HEARING b 6 BDS.I.EETWG DATE .BDS AGENDA ITEM NO MEETING DATE COMM.IO.NO. DISTRICT NO. CONTACT FOR INFORMATION (Inxiala of Onginator) OMTS: 5/7197 POC: P.C. FAHR: FAHR ALL 3550, Fred O'Brien,X3703 EXEC: EXEC STEER: STEER Division No.,New,arof Extension JT.Bos:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Aoenda Wordina: SPECIFICATION NO.E-272, PURCHASE OF A DR-300 ACOUSTIC DOPPLER CURRENT PROFILER(All Districts):The Environmental Compliance and Monitoring Manager,together with the Director of Technical Services, request a purchase contract be issued to RD Instruments for the purchase of a DR-300 Acoustic Doppler Current Profiler for a total amount not to exceed$56,300.00 plus tax and shipping. Recommended Aclion(s): 1. Authorize the issuance of a purchase contract for Purchase of a DR-300 Acoustic Current Profiler to RD Instruments in the total amount not to exceed$56,300.00 plus tax and shipping. CEQA REVIEW: Project is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC REM: Date Notice of Exemption FikH: Negative Dedaratlon Approveol on Final EIR Approved on_arsi Notice of Determination filed on None CURRENT BUDGET/COST CURRENT YEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES Rmleuaae Towel TOTAL BUDGETED AMT.:$44.100 $123,460 $31,140 $92,320 $123,460 SOURCE: CORF Sche fulNUne Items:SSS6FXJX1 AMOUNT OF TRANSFER:$12,200•tax S ship. ScheduleR-ine Item:55556-X-00 TOTAL PROJECTBUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECT BUDGET First Year in Bueget: N/A WA N/A $0.00 Master Plan Eshmale: Year of First Costs: THIS AITNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED PROJECT INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS AMOUNT AMOUNT APPROVED AIT $56,300.00 $0.00 $56,300.00 $56,300.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NOT APPLICABLE If YES,Nate numter: Permanent LimAW Term It YES,tograin in ADDITIONAL INFORMATION section R....ao,n.m Page 1 of 2 H:\W P.DTAADMINVJSWG971MAY971E.272.WPD CONCURRENCES' C ATTACHMENTS TO AGENDA(LIM) ���� To Commlltee: 1. Signature Date Msiui Manager(Or Desi nee) ignature Date To R.Btls.: 1. Depart nt Or ign — 3 9i Sig a u D to Assistant General Manager(Or Designee) ADDITIONAL INFORMATION (Background and/or Summary) The Districts' new proposed ocean monitoring program contains three program elements: (1) Core Monitoring, (2) Strategic Process Studies, and (3) Regional Monitoring. When adopted by state and federal regulators the Districts will be conducting both monitoring and research activities that will better assess the impact and ultimate fate of our discharge to the marine environment. Currents area fundamental component of the ocean dynamics. Measuring currents needs to be a fundamental component of our ocean monitoring program. We need to understand current velocity, direction and duration to understand and model plume dynamics. The purchase and use of an acoustic Doppler current profiler(ADCP)will provide Districts' scientists with data needed to look at permit compliance issues under our Core Monitoring and to better understand the processes affecting the Districts' wastewater plume. Although we do not expect that a new NPDES permit to be issued until at least fall of 1997, we are presently working with regulators to make changes to our monitoring program beginning this summer. One of the first strategic process studies we will conduct is to study how the two submarine canyons within our study area effect and/or are affected by the plume. Staff has evaluated ADCP products from three major manufacturers of ADCPs: RD Instruments, Aanderra Instruments, Inc., and SonTek. Purchasing RDI's ADCP, we conclude, would give the Districts the greatest capability and Flexibility in use and deployment of the current meter. RDI's ADCP combines the various features needed to be deployed from a moving vessel. RDI's ADCP provides the greatest number of user defined sampling bins (resolution), bottom tracking and heading data incorporated into the instrument and software. It has the added flexibility of being deployed from vessel or a sea bottom mounted mooring. This flexibility in configuring the ADCP allows Districts' staff to design projects based upon the needs of the project and not on the capability or limitations of the instrumentation. Staff recommends the purchase of a RD Instruments BroadBand ADCP Model DR-300 for$56,300.00 plus tax and shipping. FO:mcm H:1WP.DTAWDMIMBSWG97UAY9TE-772.WPD c: Department Head AGM-Administration AGM-Operations General Manager a.MnW Page 2of2 H:1WP.DTANDMINIBSAGgT Y9TE-272.WPD AGENDA ITEM TRANSMITTAL � silo- MEETING DATE t�r), DISTRICT NO. CONTACT FOR INFORMATION fif_(InIdalsofOriginator) OMTS:517197 PDC: FAHR: €'. Division 3590,Addana Renescu, Extension 3828 EXEC: i, . ao }LL STEER: l�•, m .. r, DMslon No.,Name,and Extension JT.BDS:5128/97 , 'i 8,° '�u-�` _ AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: TEMPORARY DISCHARGE AGREEMENT WITH IRVINE RANCH WATER DISTRICT(IRWD) FOR THE DISCHARGE OF GROUNDWATER FROM PLANNING AREA 10 OF THE HARVARD SQUARE PROJECT TO THE DISTRICTS' SEWERAGE SYSTEM (District No. 14): Technical Services Department requests approval of a Temporary Discharge Agreement with Irvine Ranch Water District for the discharge of groundwater by the Irvine Community Development Company during the 7-month project. Recommended Action(s): Authorize execution of Temporary Discharge Agreement with IRWD for the discharge of groundwater from the Irvine Community Development Company during the 7-month Planning Area 10 project. CEQA REVIEW: Project Is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: N/A CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGETAMOUNT TO-DATE BUDGETBALANCE TOTAL EXPENDITURES rroa1 ewyei p n Tmmmml TOTAL BUDGETED AMT.:NIA N/A N/A NIA N/A SOURCE: CORF JO DISTRICTS Schedule/Une Items: AMOUNT OF TRANSFER: Schedule/Une Item: TOTAL PROJECT BUDGET ORIGINAL PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION BUDGETTOTAL CHANGES THIS AIT PROJECT BUDGET Estimated revenue of over$130.000 N/A N/A N/A $0.00 THIS AITNENDORIPROJECT COST ORIGINAL BID, CHANGE ORDERS, AMOUNT AMENDED PROJECT INFORMATION PO,CONTRACT FUNDS PREV. REQUESTED THIS AMOUNT AMOUNT APPROVED AIT NIA N/A N/A $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NO If YES,stele number: _Permanent Limited Term REQUIRES explain In ADDITIONAL INFORMATION section aeweaamwr Page 1 of 2 J:\W P13590LLAU RIE W ITI R W D. CONCURRENCES: ATTACHMENTS TO AGENDA(Ust) q yr To Committee: 1. Draft Agreement Re Temporary Discharge From Signature Date Irvine Ranch Water Disbid 'v' ion Man Or Will ) Sig ure De)A To A ads.: 1. Dep rt in ea si ee Signature ate Assistant General Manager(Or Designee) ADDITIONAL INFORMATION (Background and/or Summary) Irvine Community Development Company(ICDC)is a Delaware corporation involved in the construction of a residential project known as Planning Area 10, Harvard Square(Planning Area 10). As part of the project, ICDC will be constructing Improvements to the Peters Canyon Wash, including excavation to lower and widen the channel cross section. Due to the existence of shallow groundwater in the vicinity, dewatering will be necessary during construction of channel improvements. ICDC has requested that it be allowed to discharge the groundwater from the dewatering activity to the Districts'sewer system. It is anticipated that the discharge rate will be 1,200 gallons per minute(1.7 million gallons per day)for the 7-month agreement period. Through a proposed Special Purpose Discharge Permit that County Sanitation District No. 14 (District No. 14)would issue to ICDC, ICDC would be required to measure the flow, biochemical oxygen demand(BOD), and suspended solids (SS)and provide these measurements to the Irvine Ranch Water District(IRWD)and District No. 14 on a monthly basis. Under the proposal,District No. 14 and IRWD would charge ICDC for the actual cost at$263.32 per million gallons,$92.92 per thousand pounds of SS, and $118.03 per thousand pounds of BOD, related to the conveyance,treatment and disposal of the discharge. District No. 14 will invoice IRWD for District No. 14's costs of the discharge by ICDC separately from all other wastewater discharges. The Districts will lease to IRWD temporary capacity rights to transport the groundwater discharge of ICDC from District No. 14 to the Districts'treatment plant during the term of this agreement. IRWD will pay to the Districts,for the temporary capacity right,$138,321,which is estimated based on the flow of 1,200 gpm(1.7 million gallons per day)for the period of seven months, until November 30, 1997.The Districts will adjust the amount of the temporary capacity right based on the actual flow discharged by ICDC and will invoice IRWD accordingly. The temporary capacity right and Special Purpose Discharge Permit are proposed to terminate on the earlier of 1) November 30, 1997,or 2)the date of completion of the project improvements by ICDC and acceptance of the of the improvement project by the Orange County Flood Control District. The permit will include a provision to preclude ICDC from discharging stormwater to the sewer system. ICDC currently has an NPDES permit for the discharge of stormwater directly to the storm drain. In order to prevent interference to the Districts'facilities from ICDC's discharge,pursuant to Section 613 of the Districts' Wastewater Discharge Regulations,the Districts has the authority to suspend sewer service when the Districts'General Manager determines that such a condition exists. If the construction of Planning Area 10 is not completed by that date,the temporary capacity rights and Special Purpose Discharge Permit may be extended on terms mutually agreeable to IRWD and District No. 14. It is our understanding that the request to discharge to the sewer system is not long-term. AR:Ivw c: Department Head AGM-Administration AGM-Operations General Manager Pewee ovusr Page 2 of 2 J:\WPX3590XLAURIEWT1RWD ITIRWD County Sanitation Districts of Orange County,California P.O.Box 8127•10644 Ellis Avenue P Fountain Valley,CA 92728-8127 Telephone: (714)962-2411 MINUTES OF FINANCE, ADMINISTRATION AND HUMAN RESOURCES COMMITTEE Wednesday. May 14, 1997, 5:30 P.M. A meeting of the Finance, Administration and Human Resources Committee of the County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 and 14 of Orange County, California was held on Wednesday, May 14, 1997, at 5:30 p.m., at the Districts' Administrative Offices. ROLL CALL The roll was called and a quorum declared present, as follows: Committee Directors Present: Staff Present: George Brown, Chair Donald F. McIntyre, General Manager John J. Collins, Joint Chair Blake P. Anderson, Assistant General Manager Jan Debay Judith A. Wilson, Assistant General Manager Barry Denes Ed Hodges, Director of General Services Admin. Norman Z. Eckenrode David Ludwin, Director of Engineering Mark A. Murphy Bob Oolen, Director of Operations & Maintenance Mark Schwing Mike Fetterman, Director of Human Resources William G. Steiner Gary Streed, Director of Finance Peer Swan, Vice Joint Chair Chris Dahl, Information Technology Manager Linda Eisman, Training Manager Committee Directors Absent : Steve Kozak, Financial Manager Mike White, Controller None Greg Mathews, Principal Administrative Analyst Rob Thompson, Plant Automation Manager Other Directors Present: Bill Webster, Operations Specialist Doug Cook, Chief Operator None Lisa Lorey, Human Resources Manager Lenora Crane, Committee Secretary Others Present: Mark Conway, Insurance Broker APPOINTMENT OF A CHAIR PRO TEM No appointment was necessary. PUBLIC COMMENTS No comments were made. APPROVAL OF MINUTES It was moved, seconded and duly Carried to approve the draft minutes of the April 9, and April 16, 1997, meetings of the Finance, Administration and Human Resources Committee. Minutes of Finance, Admin. and Human Resources Committee Page 2 May 14, 1997 � REPORT OF THE COMMITTEE CHAIR The Committee Chair had no report. REPORT OF THE GENERAL MANAGER • General Manager Don McIntyre advised the Committee that the Senate Local Government Committee hearing regarding the Districts' consolidation has been moved to June 18. • Mr. McIntyre reported that we continue to get reports from the hearing officers involved in the - post-dismissal hearings in support of the Districts' findings. One of the appellates has withdrawn his appeal; the fourth verdict is due this week; and there are four separate hearing officers engaged in the appeals process. REPORT OF ASSISTANT GENERAL MANAGER-ADMINISTRATION • Judy Wilson reported that the Third Quarter Financial and Operational Report was included in the agenda package and appears on the Consent Calendar. The total cost per million gallons have dropped to$511 as of April 30. This figure should be closer to $525 by year end, even with the June accrual. • Mrs. Wilson updated the Committee on some issues regarding the Districts' consolidation efforts and the status of the Pringle Bill, AS 694, relating to LAFCO and the proposal to give them authority to reallocate the reserves of special districts. It is now a two-year bill. REPORT OF ASSISTANT GENERAL MANAGER-OPERATIONS The Assistant General Manager of Operations had no report. REPORT OF THE DIRECTOR OF FINANCE • Finance Director Gary Streed advised the Committee that the monthly Treasurers Report was distributed prior to the meeting in accordance with policy. • Mr. Streed further advised the Committee that the presentation listed as Item number 8 on the Agenda will be delivered at the June meeting instead of this evening. REPORT OF THE DIRECTOR OF HUMAN RESOURCES • The Director of Human Resources Mike Petennan introduced and welcomed Lisa Loney, who has recently been appointed as Human Resources Manager, and Mark Conway who represents Burnham Benefits Insurance Services, the Districts' new health benefits insurance broker. Mark has been working with Use Lorey in resolving most of the employee insurance problems. • Mr. Peterman advised that he received the broad banding report last night and is currently in the process of reviewing it. He will make a presentation on the report at the June meeting. REPORT OF THE DIRECTOR OF GENERAL SERVICES ADMINISTRATION The Director of General Services Administration had no report. V Minutes of Finance, Admin. and Human Resources Committee Page 3 May 14, 1997 REPORT OF THE DIRECTOR OF COMMUNICATIONS The Director of Communications had no report. REPORT OF GENERAL COUNSEL General Counsel had no report. CONSENT CALENDAR ITEMS fA-FI A. FAHR97-26: RECEIVE AND FILE TREASURER'S REPORT FOR THE MONTH OF APRIL 1997 (All Districts): The April Treasurers Report was handed out at the FAHR Committee meeting in accordance with the Board-approved Investment Policy, and in conformance to the Government Code requirement to have monthly reports reviewed within 30 days of month end. RECOMMENDED ACTION: Receive and file Treasurers Report for the month of April 1997 and forward to the Joint Boards. B. FAHR97-27: CERTIFICATES OF PARTICIPATION (COP) REPORT(All Districts): RECOMMENDED ACTION: Receive and file this information-only item. C. FAHR97-20: EMPLOYMENT STATUS REPORT (All Districts): Total head count at the Districts as of April 21, 1997 RECOMMENDED ACTION: Receive and file this information-only item. D. FAHR97-29: RECEIVE AND FILE QUARTERLY INVESTMENT MANAGEMENT PROGRAM REPORT FOR THE PERIOD JANUARY 1 THROUGH MARCH 31, 1997 (All Districts) RECOMMENDED ACTION: Receive and file this information-only item E. FAHR97-30: PROPOSED CHANGE IN DISABILITY PROGRAM (All Districts): To be effective July 1, 1997. RECOMMENDED ACTION: Change disability insurance carrier to Fortis and authorize the Human Resources Director to negotiate change with the unions. F. FAHR97-32: THIRD QUARTER FINANCIAL AND OPERATIONAL REPORT COVERING THE PERIOD ENDED MARCH 31, 1997 RECOMMENDED ACTION: Staff recommends that the Committee review, approve and forward the 1996-97 Third Quarter Financial and Operational Report for the period ended March 31. 1997, to the Joint Boards. DISCUSSION: In response to Chair Brown, Mr. Peterman advised that the Districts'two-year disability benefits were insufficient, therefore, he asked his staff to survey other agencies. The survey found that most other public agencies had disability coverage to age 65. When Robert F. Driver was Minutes of Finance, Admin. and Human Resources Committee Page 4 May 14, 1997 asked to solicit bids for Long-Tenn Disability benefits, Driver quoted the Districts a cost increase of$200.000 -which was too expensive. Mark Conway was able to find the Districts Long-Tenn Disability coverage to age 65 at a savings to the Districts of$15,000 annually. Director Swan requested that the monthly Employment Status Report include a table and graph showing the month-to-month employment changes. MOTION: A motion was made, seconded and unanimously carried to approve the recommended actions for items specked as A through F under "Consent Calendar." ACTION ITEMS (Nos. 1 -4) The Chair requested that items 5 and 6 be presented out of Agenda order. However, the minutes will reflect those items in sequential order for continuity purposes. 1. FAHR97-21: PLANT AUTOMATION DEMONSTRATION (All Districts) COMMITTEE DISCUSSION: Ed Hodges introduced Rob Thompson, Plant Automation Manager and Bill Webster, Operations Supervisor. Ed advised that Bill Webster has been with the Districts 16 years and has worked with the Plant Automation Group since its inception. Bill is a Certified Operator. Rob and Bill proceeded to perform a"live" demonstration of the Districts five pumps in the Districts' Outfall Booster Pump Station. Automation of the pumps has allowed the department to reduce operator staff by five positions. MOTION: Received and filed. 2. FAHR97-23: REVIEW CAPITAL OUTLAY REVOLVING FUND FOR FISCAL YEAR 1997-98 (All Districts): COMMITTEE DISCUSSION: Director of Engineering David Ludwin gave a slide presentation and reviewed the proposed Capital Outlay Revolving Fund budget. The CORF budget will be presented to the Joint Boards in June as part of the Fiscal Year 1997.98 Budget. The 1997 CORF Budget is expected to be $54,226,200, an increase of 21% over last year. During discussion, Director Swan requested that Dave rework the spreadsheets to report projects that are in construction, new projects and future projects. MOTION: Received and filed. 3. FAHR97-31: ACCUMULATED FUNDS POLICY(All Districts) COMMITTEE DISCUSSION: Director of Finance Gary Streed advised that in order to allow the Directors to have a better understanding of the accumulated funds policy, it appears a revision to the policy is needed. This project is included as part of the Strategic Plan, however, there is a need to accelerate the work. The recommendation to accelerate the financial plan phase of the Minutes of Finance. Admin. and Human Resources Committee Page 5 May 14, 1997 Strategic Plan will not change the scope of work or compensation for the consultants. After discussion, the Committee requested staff to begin a preliminary assessment of what the replacement needs will be of the Districts over time, whether or not to fund depreciation, and review the pay-as-you-go portion of capital projects. An engineering fine may be needed for this type of analysis. Staff was requested to bring this item back to the September meeting. MOTION: Received and filed. 4. FAHR97-33: FIVE-YEAR STAFFING PLAN REPORT (All Districts) COMMITTEE DISCUSSION: Director of Human Resources Mike Peternan reported on the proposed five-year staffing plan and provided details on the administrative procedures that will be used to implement the targeted reductions. The staffing plan is expected to be met through attrition, retirements and cross-training. No lay-offs are planned. A 15% staffing reduction over three years, and more over five years, is the Districts' objective. The only reasons the Districts would change the staffing plan would be if there are changes in EPA and Air Quality requirements, and unforeseen problems with automation and cross-training, stated Don McIntyre. The Committee determined that some Collection System work would be contracted out, however the Districts would still achieve a net savings of $600,000 per year without jeopardizing the standard of service provided to the public. MOTION: Received and filed. INFORMATIONAL PRESENTATIONS (Nos. 5 -6) 5. STATUS REPORT ON PROPOSED USER FEE INCREASES IN DISTRICTS 1 AND 11 (Districts 1 and 11): (FAHR97-20) COMMITTEE DISCUSSION: Assistant General Manager Judy Wilson gave a status report of the proposed user fee increases. The Districts were asked to meet with City of Santa Ana staff, their City Manager David Ream, and District 1 Chair Director Pat McGuigan to review proposed increases in District 1. Santa Ana felt they were getting the steepest increases, while they are the poorest District. They asked CSDOC staff to try to find another way to bring down the proposed user fee increases to politically acceptable rates. Gary Streed prepared a new financial scenario for District 1 assuming 100% financing rather than 50% financing - 50% pay-as-you-go. This had the result of significantly decreasing the steepness of the user fee increases, although their debt service was costlier in the long run. Having done this analysis of District 1, it was also prepared for District 11 Directors. Judy Wilson reported that Director Shirley Detloff, District 11 Chair, also requested a special meeting be scheduled for District 11 to consider this alternative. ei Minutes of Finance, Admin. and Human Resources Committee Page 6 May 14, 1997 Meetings were held with the Boards of Districts 1 and 11 on Monday, May 12. The fee schedule for District 1 has been revised to reflect a 10-year program, and an annual increase of 9.75%. Staff used a 100% borrowing formula rather than a 50% borrowing- 50% pay-as- you-go program. The District 11 fee schedule has been revised to reflect a 10-year program with a 17% high in 1997-98 and gradually declining to 10%, using the 100% borrowing methodology. District 11 was the only District not to increase fees to replace taxes lost in the 1992 property tax shift to the State. The ten-year fee schedules are more attractive to the investment community. First readings of the amended Ordinances were heard at the respective Board meetings incorporating these changes. In response to questions from the Committee, Judy advised that District 11 will be paying their highest fees in the first year to make up for the 1992-93 property tax shift to the State, when they chose not to increase rates. The two Districts will not be in total compliance with the Districts' Reserves Policy. District 1 will be putting off a major rehabilitation project until later in their fee schedule. Districts 1 and 11 have not deferred maintenance. Some Committee members expressed their concern that the rest of the Districts might have to carry part of Districts 1 and 11's financial burden when the Districts are consolidated. 6. DART COMMITTEE PRESENTATION (All Districts) COMMITTEE DISCUSSION: Doug Cook, Chief Operator, gave a verbal presentation of the Districts Assessment and Reinvention Team Program, describing the mission of the DART program, the program's five phases and the costs of the program. The third phase of the program is expected to cost $50,000 and is included in next year's proposed budget. It is hoped that with plant automation projects, the Districts will receive a return on its investment in this program. INFORMATION ITEM -COMMITTEE CHAIR Chair Brown advised the Committee he recently received a letter from Committee Member Barry Danes regarding a workshop he attended on April 26. The letter contained some observations that Director Danes felt the FAHR Committee should examine. Chair Brown asked Director Danes to explain the contents of his letter to the Committee. Director Danes felt it was unfortunate that more Directors were not able to attend the Saturday workshop. He advised a slide demonstration given at the workshop was very interesting because it reviewed the actual costs for the services we provide, and the residential and commercial rates charged to our customers. There were 15 or 20 categories of commercial users. Director Danes felt the Committee should look at ways to make residential rates uniform across the board, and increase revenue by increasing commercial rates to reflect the true commercial costs of those users. Considerable discussion ensued regarding this issue. CLOSED SESSION The Chair reported the need for a closed session, as authorized by Government Code Sections 54957.6. to discuss and consider the item specified under"Closed Session" as Item 9(a) on the published Agenda. The Committee convened in closed session at 7:32 p.m. At 7:45 p.m., the Committee reconvened in regular session. Minutes of Finance, Admin. and Human Resources Committee Page 7 May 14, 1997 Confidential Minutes of the Closed Session held by the Committee have been prepared in accordance with California Government Code Section 549057.2 and are maintained by the Board Secretary in the Official Book of Confidential Minutes of Board and Committee Closed Meetings. OTHER BUSINESS. COMMUNICATIONS OR SUPPLEMENTAL AGENDA ITEMS. IF ANY There were none. MATTERS WHICH A DIRECTOR WOULD LIKE STAFF TO REPORT ON AT A SUBSEQUENT MEETING There were none. MATTERS WHICH A DIRECTOR MAY WISH TO PLACE ON A FUTURE AGENDA FOR ACTION AND STAFF REPORT There were none. FUTURE MEETING DATES The next Finance, Administration and Human Resources Committee Meeting is scheduled for Wednesday, June 11, 1997, at 5:30 p.m. ADJOURNMENT The meeting was adjourned at 7:50 p.m. Submitted by: �it,DhaJ ��na� Lahore Crane Finance, Administration and Human Resources Committee Secretary H'\WP.DTATIN\7210\C RAN ETPCMWGTAHR.9 VM MIN.97 Farms s« G^°°mN AGENDA ❑ COMA.INFO.ITEM a ❑ COMM.ACTION ITEM ITEM F' ❑ JT.SDS.CCNSENT TRANSMITTAL ❑ JT.SOS.DISCUSSION rc ' (NON{CONSENT) ❑ PUBLIC HEARING �JT.BDS.MEETING DATE G BDS.AGENDAITEM NO. COMM.10.NO. DISTRICT NO. CONTACT FOR INFORMATION MEETING DATE OMITS (Orginator) OMTS: POC�� PDC: FAR ALL ALL 2210,Gary G. Streed, Ext.2500 PAHR:5I1497 EXEC EXEC: STEER STEER: Ditlabn No..Name,and Extension JT.BDS:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: RECEIVE AND FILE TREASURER'S REPORT FOR THE MONTH OF APRIL 1997 (All Districts) Recommended Aclion(s): 1. Receive and file Treasurers Report for the month of April 1997. CEOA REVIEW: Project Is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Data Notice of Exemption Filed: Negative Declaration Approved on Final EIR Approved on and Notice of Determination Ned on CURRENT BUDGET/COST CURRENTYEAR CURRENTYEAR. YEAR-TO-0ATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES (Taal Budget RN• rnmNnl TOTAL BUDGETED AMT.:N/A N/A N/A N/A N/A SOURCE: CORE JO DISTRICTS SchedulellJne Items: AMOUNT OF TRANSFER: Schedule/Une Its.: TOTAL PROJECT BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECT BUDGET First Year In Budget: N/A N/A N/A $0.00 Master Plan Estimate: Year of First Costs: THIS AITNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREV. REQUESTEDTHIS PROJECT AMOUNT APPROVED AT AMOUNT N/A N/A N/A $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POUCY ACTION? NOT APPLICABLE If YES,able number: _Permanent Limited!Term If YES,explain in ADDITIONAL INFORMATION Section RmW WIM7 Page 1 of 2 H:\W P.DTA\FIN\721 O\CRANEIFPC.MTGTAHR.97WAYT-AHR97.26 ATTACHMENTS TO COMMITTEE AGENDA(Lil �« Originator Date 1. Monthly In rts vestment Repo . 2. Monthly Transaction Repot. ,' CONCURRENCES: Sign {{Ire Date D" oh MTOr 1 nee) S 7 ATTACHMENTS TO JOINT BOARDS AGENDA(List) nature Date t. Monthly Investment Reports. epamnent ad(Or Designee) 2. Monthly Transaction Repot. Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Pacific Investment Management Co. (PIMCO), has served as the Districts'professional external money manager, and Mellon Trust as the Districts'third-party custodian, since September 1995. The Districts' Investment Policy, adopted by the Joint Boards, Includes reporting requirements as listed down the left most column Of the attached PIMCO Monthly Report for the "Liquid Operating Monies'and for the'Long-Term Operating Monies.' All of the Investment Policy requirements are being complied with. Historical cost and the current market ('mark-to-mal values are shown as estimated by both PIMCO and Mellon Trust. The slight differences are caused by differing assumptions regarding marketability at the estimate date. The Districts' Investments are in compliance with the Districts'adopted Investment Policy, and the California Government Code. In addition, sufficient funds are available for the Districts to meet Its operating expenditure requirements for the next six months. The table below details the book balances of the Districts' funds at month-end. Book Balances Funds/Accaunts APri130,1987 State of Carl.LAW $19.931,490 5.6 Union Bank Checking Account 1,749,496 4.9 Union Bank Overnight Repurchase Agreement 1,430.000 4.6 Bank of America Checking Account 387,378 4.4 Bank of America Money Market Account 124,389 4.0 Bank of America Overnight Repurchase Agreement 2.035,000 3.9 PIMCO-Short-term Portfolio 16,898,776 57 PIMCO-Long-term Portfolio 315,319,793 6.7 District 11 GO Bond Fund 921 3,770 5.3 Debt Service Reserves Q Trustees 33,111,916 6.2 Petty Cash 4.400 — Deferred Compensation 10,390,235 See Attached TOTAL 401986.643 Schedules are attached showing the detail for both the short-term and long-term investment portfolios. The performance detail for the deferred compensation program is also attached. In addition, a consolidated report of posted investment portfolio transactions for the month of April 1997 is attached, in compliance with SIB 109,which became effective on January 1, 1997. Mellon Trust,the Districts'custodian bank, is the source for this report. Transactions that were pending settlement at month end may not be reflected. GGS:Ic c: Department Head .ornam Page 2 of 2 H iWP.DTA\FIM2210\CRANEffPC MTG\FAHR.9TMAYTAHR97.26 al Ce MONTHLY REPORT COUNTY SANITATION DISTRICTS OF ORANGE COUNTY INVESTMENT MANAGEMENT PROGRAM PIMCO'S PERFORMANCE MONITORING & REPORTING ((or the month ending 30 April 1997) Liquid Operating Monies 15.1.1 PORTFOLIO COST AND MARKET VALUE Current Market Value Estimate: PIMCO $16,973,815 • Mellon $16,970,731 Historical Cost: $16,982,789 15.1.2 MODIFIED DURATION Of Portfolio: 0.04 Of Index: 0.25 15.1.3 1% INTEREST RATE CHANGE Dollar Impact(gain/loss)of I%Change: $6,790 0.04% 15.1.4 REVERSE REPOS %of Portfolio in Reverse Repos: see attached schedule 00/0 - 15.1.5 PORTFOLIO MATURITY %of Portfolio Maturing within 90 days: 100% 15.1.6 PORTFOLIO QUALITY Average Portfolio Credit Quality: AAA 15.1.7 SECURITIES BELOW "A" RATING %of Portfolio Below"A": 0% 15.1.8 INVESTMENT POLICY COMPLIANCE "In Compliance" 15.1.9 PORTFOLIO PERFORMANCE Portfolio Total Rate of Return: I Month: 0.51 3 Months: 1.35 12 Months: 5.52 Year-to-Date: 1.82 Index Total Rate of Return: 1 Month: 0.43 H.L..WINANCMJOIKOZA Q0497.UT MONTHLY REPORT . COUNTY SANITATION DISTRICTS OF ORANGE COUNTY INVESTMENT MANAGEMENT PROGRAM PIMCO'S PERFORMANCE MONITORING & REPORTING (for the month ending 30 April 1997) Long Term Operating Monies 15.1.1 PORTFOLIO COST AND MARKET VALUE Current Market Value Estimate: PIMCO 316,256,176 • Mellon 1315,942,794 Historical Cost: $338,595,236 15.1.2 MODIFIED DURATION Of Portfolio: 2.25 Of Index: 2.30 15.1.3 1% INTEREST RATE CHANGE Dollar Impact(gain/loss)of I%Change: $7,115,764 15.1.4 REVERSE REPOS %of Portfolio in Reverse Repos: see attached schedule % 15.1.5 PORTFOLIO MATURITY %of Portfolio Maturing within 90 days: NA 15.1.6 PORTFOLIO QUALITY Average Portfolio Credit Quality: AAA 15.1.7 SECURITIES BELOW "A" RATING %of Portfolio Below"A": 00/9 15.1.8 INVESTMENT POLICY COMPLIANCE "In Compliance" 15.1.9 PORTFOLIO PERFORMANCE Portfolio Total Rate of Return: 1 Month: 0.97 3 Months: 1.07 12 Months: 6.75 Year-to-Date: 1.53 Index Total Rate of Return: 1 Month: 0.96 H:lJF/NANCELUIOWOLK1 "497."T OCSF075111 MELLON TRUST w1 LIQUID OPER-PIMCO PORTFOLIO SUMMARY BY SECTOR BASE: USD 30-APR-1997 HB1100 % OF UNREALIZED ESTIMATED CURR PORTFOLIO DISTRIBUTION COST MARKET VALUE TOTAL GAIN/LOSS ANNUAL INCOME YIELD ______________________________ __________________ __________________ ________ _________________ ________________ ------- CASH & CASH EQUIVALENTS CASH 0.78 0.78 0.00% 0.00 0.00 0.00 COMMERCIAL PAPER - DISCOUNT 2 183,847.28 2,183 847.28 12.87% 0.00 0.00 0.00 FEDERAL HOME LOAN MORTGAGE -LE 13:843,738.06 13,843:738.06 81.57% 0.00 0.00 0.00 BSDT RESERVE DEPOSIT ACCOUNTS 158,716.00 158,716.00 0.94% 0.00 5,951.85 3.75 __________________ __________________ ________ _________________ ________________ _______ TOTAL CASH & CASH EQUIVALENTS 16,186,302.12 16,186,302.12 95.38% 0.00 5,951.85 0.04 FIXED INCOME SECURITIES BANKING & FINANCE 712,474.00 700,105.00 4.13% -22,369.00 89,250.00 12.75 __________________ __________________ ________ _________________ ________________ _______ TOTAL FIXED INCOME SECURITIES 712,474.00 700,105.00 4.13% -12,369.00 89,2SO.00 12.75 OTHER PORTFOLIO ASSETS PAYABLES/RECEIVABLES 84,323.39 84,323.39 0.50% 0.00 0.00 0.00 __________________ __________________ ________ _________________ _____ ____ _______ TOTAL OTHER PORTFOLIO ASSETS 84,323.39 84,323.39 O.SO% 0.00 0.00 0.00 NET PORTFOLIO ASSETS 16,983,099.51 767970,730.51 100.00% -12,369.00 ea 95,201.85 0.56 Page 1 OCSF075111 MELLON TRUST LIQUID OPER-PIMCO PORTFOLIO DETAIL BY SECTOR BASE: USD 30-APR-1997 HB1100 MARKET % OF UNREALIZED ESTIMATED CURR SHARES/PAR SECURITY DESCRIPTION PRICE MARKET VALUE TOTAL COST GAIN/LOSS ANNUAL INCOME YLD _______________ ____________________________________________________________________________________________________________________ CASH & CASH EQUIVALENTS CASH 0 CASH 1.000 0.78 0.00 0.78 0.00 0.00 0.00 _____________________________________________________________________________ SUBTOTAL CASH 0.78 0.00 0.78 0.00 0.00 0.00 COMMERCIAL PAPER - DISCOUNT 800.000 AMERICAN TEL & TL DISC 99.606 796,851.11 4.70 796,851.11 0.00 0.00 0.00 05/14/1997 800,000 DU PONT DE NEMOUR DISC 99.282 794,255.56 4.68 794,255.56 0.00 0.00 0.00 06/04/1997 100,000 OFORD MTR 5/07/1997R CO DISC 98.626 98,625.67 0.58 98,625.67 0.00 0.00 0.00 200,000 GENERAL ELEC CAP DISC 98.220 196,440.00 1.16 196,440.00 0.00 0.00 0.00 05/13/1997 100,000 GENERAL ELEC CAP DISC 99.042 99,042.44 0.58 99,042.44 0.00 0.00 0.00 06/24/1997 200,000 NATIONAL RURAL DISC 99.316 198,632.50 1.17 198,632.50 0.00 0.00 0.00 SUBTOTAL COMMERCIAL PAPER - DISCOUNT 2,183,847.28 12.87 2,183,847.28 0.00 0.00 0.00 FEDERAL HOME LOAN MORTGAGE -LESS THAN 1 YR 2,500,000 FED HOME LN MTG CORP DISC NTS 99.579 2,489,480.56 14.67 2,489,480.56 0.00 0.00 0.00 MAT O5/08/1997 11,400,000 FED OHOME LN S/15/1997G CORP DISC NTS 99.599 11,354,257.50 66.90 11,354,257.50 0.00 0.00 0.00 MATSUBTOTAL FEDERAL HOME LOAN MORTGAGE 13,843,738.06 81.57 13,843,738.06 0.00 0.00 0.00 BSDT RESERVE DEPOSIT ACCOUNTS 158,716 BSDT RESERVE DEPOSIT ACCOUNT- 100.000 158,716.00 0.94 158,716.00 0.00 5,951.85 3.75 PUBLIC II _____________________________________________________________________________ SUBTOTAL BSDT RESERVE DEPOSIT ACCOUN 158,716.00 0.94 158,716.00 0.00 5,951.85 3.75 _____________________________________________________________________________ TOTAL CASH & CASH EQUIVALENTS 16,186,302.12 95.38 16,186,302.12 0.00 5,951.85 0.04 FIXED INCOME SECURITIES BANKING & FINANCE 700,000 FIRST %NOS/O1/1997 ORP SUB NT 100.015 700,105.00 4.13 712,474.00 -12,369.00 89,250.00 12.75 SUBTOTAL BANKING & FINANCE 700,105.00 4.13 712,474.00 _12,369.00 89,250.00 12.75 _____________________________________________________________________________ TOTAL FIXED INCOME SECURITIES 700,105.00 4.13 712,474.00 -12,369.00 89,250.00 12.75 Page 1 OCSF075111 MELLON TRUST .1 LIQUID OPER-PIMCO PORTFOLIO DETAIL BY SECTOR BASE' USD 30-APR-1997 HBI100 MARKET % OF UNREALIZED ESTIMATED CURR SHARES/PAR SECURITY DESCRIPTION PRICE MARKET VALUE TOTAL COST GAIN/LOSS ANNUAL INCOME YLD --------------- -------------------------------------------------------------------------------------------------------------------- OTHER PORTFOLIO ASSETS PAYABLES/RECEIVABLES 0 INTEREST RECEIVABLE 1.000 84,323.39 0.50 84,323.39 0.00 0.00 0.00 ----------------------------------------------------------------------------- SUBTOTAL PAYABLES/RECEIVABLES 84,323.39 0.50 84,323.39 0.00 0.00 0.00 ----------------------------------------------------------------------------- TOTAL OTHER PORTFOLIO ASSETS 84,323.39 O.SO 84,323.39 0.00 0.00 0.00 . NET PORTFOLIO ASSETS 16,970,730.51 100.00 16 983,099.51 -12,369.00 95,201.85 0.56 Page 2 OCSFO75222 MELLON TRUST LONG TERM OPER-PIMCO PORTFOLIO SUMMARY BY SECTOR BASE: USD 30-APR-1997 HB1100 % OF UNREALIZED ESTIMATED CURR PORTFOLIO DISTRIBUTION COST MARKET VALUE TOTAL GAIN/LOSS ANNUAL INCOME YIELD ------------------------------ ------------------ ------------------ -------- ----------------- ---------------- ------- CASH & CASH EQUIVALENTS CASH 0.83 0.83 0.00% 0.00 0.00 0.00 PAYABLES -19 993,750.00 -19,993 750.00 -6.33% 0.00 0.00 0.00 COMMERCIAL PAPER - DISCOUNT 26:643 071.9S 26,643:071.95 8.43% 0.00 0.00 0.00 FEDERAL HOME LOAN MORTGAGE -LE 98:989.83 98,989.83 0.03% 0.00 0.00 0.00 BSDT RESERVE DEPOSIT ACCOUNTS 79,742.00 79,742.00 0.03% 0.00 2,990.33 3.75 ------------------ ------------------ -------- ----------------- ---------------- ------- TOTAL CASH & CASH EQUIVALENTS 6,828,054.61 6,828,054.61 2.16% 0.00 2,990.33 0.04 FIXED INCOME SECURITIES U.S. GOVERNMENTS 159,390.831.88 158,324,655.00 50.11% -1,066,176.88 11,014,375.00 6.96 U.S. AGENCIES 109 032,687.50 108,022,636.00 34.19% -1,010,051.50 7,112,540.00 6.S8 BANKING & FINANCE 28:561.119.00 28,461,849.00 9.01% -99,270.00 1,921,935.00 6.75 INDUSTRIAL 11,507,100.00 11,022,8S5.00 3.49% -484,245.00 988,500.00 8.97 ------------------ ------------------ -------- ----------------- ---------------- ------- TOTAL FIXED INCOME SECURITIES 308,491,738.38 305,831,995.00 96.80% -2,659,743.38 21,037,350.00 6.88 OTHER PORTFOLIO ASSETS PAYABLES/RECEIVABLES 3,282,744,68 3,282,744.69 1.04% 0.00 0.00 0.00 ------------------ ------------------ -------- ----------------- ---------------- ------- TOTAL OTHER PORTFOLIO ASSETS 3,282,744.68 3,282,744.68 2.04% 0.00 0.00 0.00 NET PORTFOLIO ASSETS 318,602,537.67 315,942,794.29 100.00% 2,659,.743.38 21,040.340.33 6.66 Page 1 OCSF075222 MELLON TRUST LONG TERM OPER-PIMCO PORTFOLIO DETAIL BY SECTOR BASE: USD 30-APR-1997 HB1100 MARKET % OF UNREALIZED ESTIMATED CURR SHARES/PAR SECURITY DESCRIPTION PRICE MARKET VALUE TOTAL COST GAIN/LOSS ANNUAL INCOME YLD _______________ ____________________________________________________________________________________________________________________ CASH & CASH EQUIVALENTS CASH 0 CASH 1.000 0.83 0.00 0.83 0.00 0.00 0.00 _____________________________________________________________________________ SUBTOTAL CASH 0.83 0.00 0.83 0.00 0.00 0.00 PAYABLES 0 PAYABLE FOR INVESTMENTS 1.000 -19,993,750.00 -6.33 -19,993,750.00 0.00 0.00 0.00 PURCHASED ----------------------------------------------------------------------------- SUBTOTAL PAYABLES -19,993,7S0 00 -6 33 -19,993,750.00 0.00 0.00 0.00 COMMERCIAL PAPER - DISCOUNT 3,300,000 BELLSOUTH TELECOM DISC 99,246 3,275,116.17 1.04 3,27S,116.17 0.00 0.00 0.00 05/21/1997 3,100,000 ODU 6/18%1997 NEMOUR DISC 99.143 3,073,429.56 0.97 3,073,429.56 0.00 0.00 0.00 5,400,000 GENERAL ELEC CAP DISC 99.168 5,355,045.00 1.69 5,355,045.00 0.00 0.00 0.00 06/17/1997 6,100,000 GGENERAL E97EC CAP DISC 98.606 6,014,945.67 1.90 6,014,945.67 0.00 0.00 0.00 1,000,000 MOTOROLA INC DISC 99.446 994,459.11 0.31 994,459.11 0.00 0.00 0.00 05/22/1997 1,500,000 NATIONAL RURAL DISC 99.247 1,488,709.58 0.47 1,488,709.58 0.00 0.00 0.00 4,300,000 NATIONAL RURAL DISC 98.863 4,2S1,087.50 1.35 4,251,087.50 0.00 0.00 0.00 05/08/1997 2,200,000 UNITED PARCEL SVC DISC 99.558 2,190,279.36 0.69 2,190,279.36 0.00 0.00 0.00 05/07/1997 SUBTOTAL COMMERCIAL PAPER - DISCOUNT 26,643,071.9E 8.43 26.643,071.95 0.00 0.00 0.00 FEDERAL HOME LOAN MORTGAGE -LESS THAN 1 YR 100,000 FEDERAL HOME LN MTG CORP DICS 98.990 98,989.83 0.03 98,989.83 0.00 0.00 0.00 MAT 07/03/1997 SUBTOTAL FEDERAL HOME LOAN MORTGAGE 98,989.83 0.03 98,989.83 0.00 0.00 0.00 BSDT RESERVE DEPOSIT ACCOUNTS 79,742 BSDT RESERVE DEPOSIT ACCOUNT- 100.000 79,742.00 0.03 79,742.00 0.00 2,990.33 3.75 PUBLIC II _____________________________________________________________________________ SUBTOTAL BSDT RESERVE DEPOSIT ACCOUN 79,742.00 0.03 79,742.00 0.00 2,990.33 3.75 _____________________________________________________________________________ TOTAL CASH & CASH EQUIVALENTS 6,828,054.61 2.16 6,828,054.61 0.00 2,990.33 0.04 FIXED INCOME SECURITIES U.S. GOVERNMENTS 10,000,000 U S TREASURY NOTES 100.891 10,089,100.00 3.19 10,038,281.25 50,818.75 675,000.00 6.69 Page 1 OCSF075222 MELLON TRUST - LONG TERM OPER-PIMCO PORTFOLIO DETAIL BY SECTOR BASE: USD 30-APR-1997 HB1100 MARKET % OF UNREALIZED ESTIMATED CURR SHARES/PAR SECURITY DESCRIPTION PRICE MARKET VALUE TOTAL COST GAIN/LOSS ANNUAL INCOME YLD _______________ ____________________________________________________________________________________________________________________ 06.750% 06/30/1999 DD 06/30/94 64,500.000 075125%A0SURY NOTES 9N30NOTES DD 09/30/94 101.703 65,598,435.00 20.76 66,763,761.56 -1,165,326.56 4,595.625.00 7.01 10,000,000 07575EEASURYSNNOTES DD 02/15/91 104.094 10,409,400.00 3.29 10,327,343.75 82,056.25 775,000.00 7.45 18,500,000 U S TREASURY NOTES 103.250 19.101,250.00 6.05 19,065,117.19 36,132.81 1,433,750.00 7.51 07.750% 12/31/1999 DO 01/03/95 25,000,000 06550E%AS8N31/2NOTES DD 09/03/96 99.781 24,945,250.00 7.90 24,671,875.00 273,375.00 1,625.000.00 6.51 15,000,000 075750EASUR30NNOTES 00 11/30/94 103.172 15,475,800.00 4.90 15,421,875.00 53,925.00 1,162,500.00 7.51 13,000,000 055750EASURY NOTES YINOTES o0 10/31/95 97.734 12,705,420.00 4.02 13,102,S78.13 -397,158.13 747,S00.00 5.88 SUBTOTAL U.S. GOVERNMENTS 158,324,655.00 50.11 159,390,831.88 -1,066,176.88 11,014.375.00 6.96 U.S. AGENCIES 20,000,000 COMMIT TO PUR FNLMC 98.438 19,687,500.00 6.23 19,993,750.00 -306,250.00 1,400,000.00 7.11 7.000% 05/15/2027 39,600.000 FFEDEERAL0 HOME L000K CO09/13/95 99.016 39,210,336.00 12.41 39,890,500.00 -680,164.00 2,570,040.00 6.55 15,000.000 FEDERAL 0HO06/2001TDD ORP06N96 97.234 14,585,100.00 4.62 14,554,687.5E 30,412.50 898,SR0.00 6.16 5.990%25,000,000 FEDERAL10HOME LN MIG DES NO2/LOOM DD 10/02/95 99.640 24,910,000.00 7.88 25,000,000.00 -90,000.00 1,680,000.00 6.74 6.720%10,000,000 FEDERAL 02N20/20M1ASSN0M%20/96 96.297 9,629,700.00 3.05 9,593,750.00 35,950.00 564,000.00 5.86 5.640%SUBTOTAL U.S. AGENCIES 108,022,636.00 34.19 109,032,687.50 -1,010,051.50 7,112,540.00 6.S8 BANKING & FINANCE 4,500,000 8 780%I07/15/1EEBMDDSITR00389 99.447 4.475,115.00 1.42 4,466,745.00 8,370.00 260,100.00 5.81 2,900.000 CHRYSLER FINL1MTN DD 04/1306 100.843 2,924,447.00 0.93 2,952,896.00 -28,449.00 210,830.00 7.21 1,000,000 CH260%ER7/2RN19TN TR DD 0700335 100.033 1,000,330.00 0.32 993,160.00 7,170.00 62,600.00 6.26 6.7,100,000 FORD MOTOR3RN1999 DD 03/30/7 99.859 7,089,989.00 2.24 6,999,748.00 90,241.00 431.680.00 6.09 4,000,000 FORD MTR11N09/NETS DDH11N08/93 100.231 4,009.240.00 1.27 3,970,480.00 38,760.00 241,200.00 6.02 LTG3,000.000 8 625%C1N10/TERM DD MED TERM S1/10/95 104.604 3,138,120.00 0.99 3,227,070.00 -88.950.00 258,750.00 8.25 3,700,00E GENERAL MTRS ACCEP MTN TR00324 103.084 3,814,108.00 1.21 3,911,640.00 -97,532.00 309,875.00 8.12 8.375% 02/03/1999 DO 0/03/95 1,000,000 LEHMAN BROS 5N15/1NC SR SUB27N94 100.017 1,000,170.00 0.32 1,007,520.00 -7,350.00 70,000.00 7.00 .000%1,000,000 7S E6ARS 90%ROEB27/199N DDT02004915 101.033 1,010,330.00 0.32 1,031,860.00 -21,530.00 76,900.00 7.61 SUBTOTAL BANKING & FINANCE 28,461,849.00 9.01 28,561,119.00 -99,270.00 1,921,935.00 6.75 Page 2 OCSF075222 MELLON TRUST LONG TERM OPER-PIMCO PORTFOLIO DETAIL BY SECTOR BASE: USD 30-APR-1997 HB1100 MARKET % OF UNREALIZED ESTIMATED CURR SHARES/PAR SECURITY DESCRIPTION PRICE MARKET VALUE TOTAL COST GAIN/LOSS ANNUAL INCOME YLO _______________ ____________________________________________________________________________________________________________________ INDUSTRIAL 1,S00,000 CHRYSLER000RP D999 oD OB/01/87 100.999 1,514,98S.00 0.48 1.603,320.00 -88,33S.00 1S6,000.00 10.30 9,000,000 PHILIP MORRIS COS NT 105.643 9,SO7,870.00 3.01 9,903,780.00 -395,910.00 832,500.00 8.76 9.250% 02/15/2000 SUBTOTAL INDUSTRIAL 11,02208S5.00 3.49 11,507,100.00 -484,24S.00 988,S00.00 8.97 _____________________________________________________________________________ TOTAL FIXED INCOME SECURITIES 305,831,99S.00 96.80 308.491,738.38 -2,659,743.38 21,037,350.00 6.88 OTHER PORTFOLIO ASSETS PAYABLES/RECEIVABLES 0 INTEREST RECEIVABLE 1.000 3,282,744.68 1.04 3,282,744.68 0.00 0.00 0.00 ----------------------------------------------------------------------------- SUBTOTAL PAYABLES/RECEIVABLES 3,282,744.68 1.04 3,282,744.68 0.00 0.00 0.00 ----------------------------------------------------------------------------- TOTAL OTHER PORTFOLIO ASSETS 3,292,744.68 1.04 3,282,744.68 •0.00 0.00 0.00 -- ----.........=========.............eve........ .__..._...__........... NET PORTFOLIO ASSETS 315,942,794.29 100.00 318,602,S37.67 -2,6S9,743.38 21,040,340.33 6.66 Page 3 OCS0000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR WIN LOSS BASE XRATE/ ______________________________________________________________ __________________ ____________________ LONG TERM OPER-PIMCO 0.00 FED WIRE FEES 23-APR-1997 -3.00 -3.00 0.000000 9933SR998 GOLDMAN SACHS LP REPO ----------- -3.00 0.00 0.000000 Cw 05.220% 04/23/1997 Do 04/22/97 ----------- 0.00 0.00 1.000000000 0.00 PURCHASES U.S. DOLLAR CASH & CASH EQUIVALENTS LIQUID OPER-PIMCO 800,000.00 AMERICAN TEL & TL DISC 18-APR-1997 -796,851.11 -796,851.11 99.606389 0301SASE2 OS/14/1997 18-APR-1997 796,8S1.11 796,851.11 99.606389 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 800,ODO.00 AMERICAN TEL & TL DISC 18-APR-1997 -796,851.11 -796,851.11 99.606389 03018ASE2 05/14/1997 18-APR-1997 -796,8S1.11 0.00 99.606389 FC GOLDMAN SACHS & CO, NY 18-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3.300,000.00 BELLSOUTH TELECOM DISC 02-APR-1997 -3,27S,116.17 -3,27S,116.17 99.24594S 07815JSMI OS/21/1997 02-APR-1997 3,27S,116.17 3,27S,116.17 99.24S94S B MERRILL LYNCH GOVT SECS/MONEY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3,300 000.00 BELLSOUTH TELECOM DISC 02-APR-1997 -3,275,226.17 -3,275,116.17 99.245945 07615JSM1 05/21/1997 02-APR-1997 -3,275.116.17 0.00 99.24S94S FC MERRILL LYNCH GOUT SECS/MONEY 02-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3,100,000.00 DU PONT DE NEMOUR DISC 23-APR-1997 -3 073,429.56 -3,073,429.56 99.142889 263S4AT33 06/18/1997 23-APR-1997 3:073,429.56 3,073,429.S6 99.142889 B FIRST BOSTON CORP. NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3,100,000.00 DU PONT DE NEMOUR DISC 23-APR-1997 -3,073,429.S6 -3,073,429.S6 99.142889 26354ATJ3 06/18/1997 23-APR-1997 -3,073,429.56 0.D0 99.142889 FC FIRST BOSTON CORP, NY 23-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 800 000.00 DU PONT DE NEMOUR DISC 18-APR-1997 -794,2SS.56 -794,2SS.S6 99.281945 26i54AT46 06/04/1997 18-APR-1997 794,255.56 794,255.S6 99.28194S B FIRST BOSTON CORP, NY ----------- 0.00 0.00 1.000000000 0.00 LIQUID OPER-PINCO Page 2 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 800,000.00 DU PONT DE NEMOUR DISC 18-APR-1997 -794,25S.56 -794,255.56 99.281945 26354AT46 06/04/1997 18-APR-1997 -794,255.56 0.00 99.281945 FC FIRST BOSTON CORP. NY 18-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 12,500 000.00 FED HOME LN MTG CORP DISC NTS 17-APR-1997 -12,498,159.72 -12,498,159.7E 99.98S278 M397EM9 MAT 04/18/1997 17-APR-1997 12,498,159.72 12,498,159.72 99.985278 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 12,500,000.00 FED HOME LN MTG CORP DISC NTS 17-APR-1997 -12.498,159.72 -12,498,159.72 99.985278 313397EM9 MAT 04/18/1997 17-APR-1997 -12,498,159.72 0.00 99.985278 FC GOLDMAN SACHS & CO, NY 17-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 2,500,000.00 FED HOME LN MTG CORP DISC NTS 10-APR-1997 -2.489,480.56 -2,489,480.56 99.579222 313397FH9 MAT 05/08/1997 10-APR-1997 2,489.480.56 2,489,480.56 99.579222 B MORGAN STANLEY & CO INC, NY ----------- 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 2,500,000.00 FED HOME LN MTG CORP DISC NTS 10-APR-1997 -2,489,480.56 -2,489,480.56 99.579222 313397FH9 MAT 05/08/1997 10-APR-1997 -2,489.480.56 0.00 99.579222 FC MORGAN STANLEY & CO INC, NY 10-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 11,400,000.00 FED HOME LN MTG CORP DISC NTS 18-APR-1997 -11,354,257.50 -11,354,257.50 99.598750 313397FQ9 MAT 05/15/1997 18-APR-1997 11,354.257.50 11,354,257.50 99.598750 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 11,400 000.00 FED HOME LN MTG CORP DISC NTS 18-APR-1997 -11,354,257.50 -11.354,257.50 99.598750 31i397FQ9 MAT OS/15/1997 18-APR-1997 -11,354,257.50 0.00 99.598750 FC LEHMAN GOVERNMENT SECURITIES I 18-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 100,000.00 FEDERAL HOME LN MTG CORP DICS 25-APR-1997 -98,989.83 -98,989.83 98.989830 313397HRS MAT 07/03/1997 28-APR-1997 98,9B9.83 98,989.83 98.989830 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 100,000.00 FEDERAL HOME LN MTG CORP DICS 25-APR-1997 -98,989.83 -98,989.83 98.989830 313397HR5 MAT 07/03/1997 28-APR-1997 -98,989.83 0.00 98.989830 FC LEHMAN GOVERNMENT SECURITIES I 28-APR-1997 0.00 0.00 1.000000000 Page 3 OCSG000100 - MELLON TRUST CSDDC-CDNSOLIDATED POSTED TRANSACTIONS - LOCAL/RASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURB GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 0.00 LONG TERM OPER-PIMCO 5,400,000.00 GENERAL ELEC CAP DISC 24-APR-1997 - -5,355 04S.00 -5,355,045.00 99.167S00 36959HTHO 06/17/1997 24-APR-1997 51355:045.00 5,3S5,045.00 99.167500 B CITIBANK/CP/IPA, NEW YORK ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 5,400,000.00 GENERAL ELEC CAP DISC 24-APR-1997 -S,355,045.00 -5,355,045.00 99.167500 36959HTHO 06/17/1997 24-APR-1997 -5,355,045.00 0.00 99.167500 FC CITIBANK/CP/IPA, NEW YORK 24-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 100,000.00 GENERAL ELEC CAP DISC 23-APR-1997 -99,04244 -99 042.44 99.042440 36959HTQO 06/24/1997 23-APR-1997 99,042:44 99:042.44 99.042440 B CITIBANK/CP/IPA, NEW YORK ----------- 0.D0 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 100.000.00 GENERAL ELEC CAP DISC 23-APR-1997 -99.042.44 -99,042.44 99.042440 36959HTQO 06/24/1997 23-APR-2997 -99,042.44 0.00 99.042440 FC CITIBANK/CP/iPA, NEW YORK 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 6,100,000.00 GENERAL ELEC CAP DISC 25-APR-1997 -6,024,945.67 -6 014,94S.67 98.605667 36959HUP0 07/23/1997 2S-APR-1997 6,014,94S.67 6:014,945.67 98.605667 B CITIBANK/CP/IPA, NEW YORK ----------- 0.00 0.00 1.000000000 0.DO LONG TERM OPER-PIMCO 6,100.000.00 GENERAL ELEC CAP DISC 25-APR-1997 -6,014,945.67 -6,014,945.67 98.605667 36959HUPO 07/23/1997 25-APR-1997 -6,014,94S.67 0.00 98.605667 FC CITIBANK/CP/IPA, NEW YORK 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 400 000.00 MOTOROLA INC DISC 14-APR-1997 -397,747.11 -397,747.11 99.436778 62608ASNO OS/22/1997 15-APR-1997 397,747.11 397,747.11 99.436778 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 400,000.00 MOTOROLA INC DISC 14-APR-1997 -397,74712 -397,747.11 99.436778 62008ASNO 05/22/1997 15-APR-1997 -397,747:31 0.00 99.436778 FC GOLDMAN SACHS & CO, NY 15-APR-1997 0.00 0.00 1.0000000DO 0.00 LONG TERM OPER-PIMCO Page 4 OCSG000100 MELLON TRUST CSOOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SNARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 600 000.00 MOTOROLA INC DISC 16-APR-1997 -596 712.00 -S96,712.00 99.452000 6266SA5NO 05/22/1997 16-APR-1997 596:712.00 596,712.00 99.452000 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 600,000.00 MOTOROLA INC DISC 16-APR-1997 -596,712.00 -S96,712.00 99,452000 62008ASNO OS/22/1997 16-APR-1997 -596,712.00 0.00 99.452000 FC GOLDMAN SACHS & CO, NY 16-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 1,500,000.00 NATIONAL RURAL DISC 04-APR-1997 -1,488,70958 -1 488,709.58 99.247305 63743CSP9 OS/23/1997 04-APR-1997 1,488,709:58 1:488,709.58 99.247305 B LEHMAN COMMERCIAL PAPER INC (L ----------- 0.00 0.00 1.000OOODDO 0.00 LONG TERM OPER-PIMCO 1,S00,000.00 NATIONAL RURAL DISC 04-APR-1997 -1 488 709.58 -1,488,709.S8 99.247305 63743CSP9 05/23/1997 04-APR-1997 -1:488:709.58 0.00 99.24730S PC LEHMAN COMMERCIAL PAPER INC (L 04-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2.200,000.00 UNITED PARCEL SVC DISC 08-APR-1997 -2,.190,279.36 -2,190,279.36 99.SS81S3 91130TS74 05/07/1997 08-APR-1997 2:190,279.36 2,190,279.36 99.SS81S3 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2,200 000.00 UNITED PARCEL SVC DISC 08-APR-1997 -2,190 279 36 -2,190,279.36 99.558153 91f30T574 05/07/1997 08-APR-1997 -2,190:279:36 0.00 99.SS81S3 PC GOLDMAN SACHS & CO, NY 08-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 400,000.00 LEHMAN BROTHERS REPO 14-APR-1997 -400,000.00 -400,000.00 100.000000 99338KS06 OS.470% 04/1S/1997 DD 04/14/97 14-APR-1997 400,000.00 400,000.00 100.000000 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 400.000.00 LEHMAN BROTHERS REPO 14-APR-1997 -400,ODO.00 -400,000.00 100.000000 99338K506 05.470% 04/15/1997 DO 04/14/97 14-APR-1997 -400,000.00 0.00 100.000000 PC LEHMAN GOVERNMENT SECURITIES I 14-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2,500,000.00 LEHMAN BROTHERS REPO 21-APR-1997 -2 5000000.00 -2,500,000.00 100.000000 9933SQ891 OS.350% 04/22/1997 DO 04/21/97 21-APR-1997 2:500,000.00 2,500,000.OD 100.000000 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 Page 5 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SNARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURB GAIN LOSS BASE %RATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 0.00 LONG TERM OPER-PIMCO 2,500 000.00 LEHMAN BROTHERS REPO 21-APR-1997 -2,500,000.00 -2,500,000.00 100.000000 99138Q891 05.350% 04/22/1997 DD 04/21/97 21-APR-1997 -2,500,000.00 0.00 100.000000 PC LEHMAN GOVERNMENT SECURITIES I 21-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2,600,000.00 GOLDMAN SACHS LP REPO 22-APR-1997 -2,600,000.00 -2,600,000.00 100.000000 99338R998 05.220% 04/23/1997 DO 04/22/97 22-APR-1997 2,600,000.00 2,600,000.00 100.000000 B GOLDMAN SACHS & CO, NV ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2,600.000.00 GOLDMAN SACHS LP REPO 22-APR-1997 -2,600,000.00 -2,600,000.00 100.000000 99338R998 05.220% 04/23/1997 DO 04/22/97 22-APR-1997 -2,600,000.00 0.00 100.000000 FC GOLDMAN SACHS & CO, NV 22-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 387.00 BSDT RESERVE DEPOSIT ACCOUNT- 01-APR-1997 -387.00 -387.00 1.000000 999495906 PUBLIC II 01-APR-1997 387.00 387.00 1.000000 B 01-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 324 317.00 BSDT RESERVE DEPOSIT ACCOUNT- 01-APR-1997 -324,317.00 -324,317.00 1.000000 994495906 PUBLIC II 01-APR-1997 324,317.00 324,317.00 1.000000 B 01-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 9,720.00 BSOT RESERVE DEPOSIT ACCOUNT- 08-APR-1997 -9,720.00 -9,720.00 1.000000 999495906 PUBLIC II 08-APR-1997 9,720.00 9,720.00 1.000000 B 08-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 10,520.00 BSDT RESERVE DEPOSIT ACCOUNT- 10-APR-1997 -10,520.00 -10,520.00 1.000000 999495906 PUBLIC II 10-APR-1997 10,520.00 10,520.00 1.000000 B 10-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 714,348.00 BSDT RESERVE DEPOSIT ACCOUNT- 14-APR-1997 -714,348.00 -714,348.00 1.000000 999495906 PUBLIC II 14-APR-1997 714,348.00 714,348.00 1.000000 B 14-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO Page 6 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 2,314.00 BSDT RESERVE DEPOSIT ACCOUNT- 1S-APR-1997 -2,314.00 -2,314.00 1.000000 996495906 PUBLIC II 15-APR-1997 2,314.00 2,314.00 1.000000 8 15-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 54.636.00 BSDT RESERVE DEPOSIT ACCOUNT- 18-APR-1997 -54,636.00 -54,636.00 1.000000 999495906 PUBLIC II 18-APR-1997 54,636.00 S4,636.00 1.000000 B 18-APR-1997 0.00 0.00 1.000000D00 0.00 LIQUID OPER-PIMCO 9S7.00 8SDT RESERVE DEPOSIT ACCOUNT- 23-APR-1997 -957.00 -9S7.00 1.000000 999495906 PUBLIC II 23-APR-1997 957.00 957.00 1.000000 e 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 698,835.00 BSOT RESERVE DEPOSIT ACCOUNT- 23-APR-1997 -698,83S.00 -698,83S.00 1.000000 999495906 PUBLIC ii 23-APR-1997 698,835.00 698,835.00 1.000000 B 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO 60,928.00 BSDT RESERVE DEPOSIT ACCOUNT- 2S-APR-1997 -60,928.00 -60,928.00 1.000000 999495906 PUBLIC II 25-APR-1997 60,928.00 60,928.00 1.000000 B 25-APR-1997 0.00 0.00 1.000000000 0.00 U.S. DOLLAR FIXED INCOME SECURITIES LONG TERM OPER-PIMCO 4,500,000.00 CATERPILLAR FINL MTNS TR00389 28-APR-1997 -4,466,745.00 -4,466,745.00 99.261000 14912LSE2 8.780% 07/1S/1998 DD 12/1S/9S 23-APR-1997 4,466,74S.00 4,466,745.00 99.261000 B GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 4,S00 000.00 CATERPILLAR FINL MTNS TR00389 18-APR-1997 -15,895.00 -1S,89S.00 99.261000 14412LSE2 8.780% 07/15/1998 DO 12/15/95 23-APR-1997 0.00 0.00 99.261000 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 4,500,000.00 CATERPILLAR FINL MTNS TR00389 18-APR-1997 -4,482,640.00 -4,482,640.00 99.261000 14912LSE2 8.780% 07/15/1998 DO 12/15/95 23-APR-1997 -4,482,640.00 0.00 99.261000 FC GOLDMAN SACHS & CO, NY 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 10,000 000.00 U S TREASURY NOTES 24-APR-1997 -10,038.281.25 -10,038 281.2S 100.382812 91H27Q47 06.750% 06/30/1999 DO 06/30/94 25-APR-1997 10,038.281.25 10,038:281.25 100.382812 Page 7 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ - BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE %RATE/ ----------------- ---------------------------------- ------------------ -------------------- ------------------ B DONALDSON, LUFKIN & JENRETTE- ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO 10,000,000.00 U 5 TREASURY NOTES 24-APR-1997 -214,433.70 -214,433.70 100.382812 912827Q47 06.750% 06/30/1999 DO 06/30/94 25-APR-1997 0.00 0.00 100.382812 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 10,000,000.00 U S TREASURY NOTES 24-APR-1997 -10,252.714.95 -10,252.714.95 100.382812 912827Q47 06.750% 06/30/1999 DO 06/30/94 25-APR-1997 -10,252,714.95 0.00 100.382812 FC DONALDSON. LUFKIN & JENRETTE, 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 15,000,000.00 U S TREASURY NOTES 08-APR-1997 -15,421,875.00 -15,421,875.00 102.812500 912827S29 07.750% 11/30/1999 DO 11/30/94 10-APR-1997 15,421,875.00 15,421,875.00 102.812500 B LEHMAN BROTHERS INC ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 15,000,000.00 U S TREASURY NOTES 08-APR-1997 -418,372.25 -418,372.25 102.812500 912827529 07.750% 11/30/1999 DO 11/30/94 10-APR-1997 0.00 0.00 102.812500 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 15,000,000.00 U S TREASURY NOTES 08-APR-1997 -15,840,247.25 -15,840,247.25 102.812500 912827S29 07.750% 11/30/1999 DO 11/30/94 10-APR-1997 -15,840,247.25 0.00 102.812500 FC LEHMAN BROTHERS INC 10-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 18,500,000.00 U S TREASURY NOTES 29-APR-1997 -19,065,117.19 -19,065,117.19 103.054687 912827545 07.750% 12/31/1999 DO 01/03/95 30-APR-1997 19,065,117.19 19.065,117.19 103.054687 B MORGAN STANLEY & CO INC, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 18.500.000.00 U S TREASURY NOTES 29-APR-1997 -475,276.24 -475,276.24 103.054687 912827545 07.750% 12/31/1999 DO 01/03/95 30-APR-1997 0.00 0.00 103.054687 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 18,500,000.00 U S TREASURY NOTES 29-APR-1997 -19,540,393.43 -19,540,393.43 103.054687 912827S45 07.750% 12/31/1999 DO 01/03/95 30-APR-1997 .-19,540,393.43 0.00 103.054687 FC MORGAN STANLEY & CO INC, NY 30-APR-1997 0.00 0.00 1.000000000 0.00 Page 8 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ LONG TERM OPER-PIMCO 10,000 00000 U S TREASURY NOTES 24-APR-1997 -10,327,343.75 -30,327,343.75 103.273437 9D827iX3 07.750% 02/15/2001 0O 02/15/91 25-APR-1997 10,327,343.75 10,327,343.7S 103.273437 B MERRILL LYNCH PIERCE FENNER SM ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 10,000,000.00 U S TREASURY NOTES 24-APR-1997 -147,720.99 -147,720.99 103.273437 912827ZX3 07.750% 02/1S/2001 DO 02/15/91 25-APR-1997 0.00 O.GO 103.273437 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 10,000 000.00 U 5 TREASURY NOTES 24-APR-1997 -10,475,064.74 -10,475,064.74 103.273437 9D827ZX3 07.750% 02/15/2001 DO 02/15/91 25-APR-1997 -10,47S,064.74 0.00 103.273437 FC MERRILL LYNCH PIERCE FENNER SM 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO 25,000 00000 U S TREASURY NOTES 11-APR-1997 -24,671,87S.00 -24,671,875.00 98.687500 9US27i39 06.500% 08/31/2001 DO 09/03/96 14-APR-1997 24,671,875.00 24,671,87S.00 98.687500 B MORGAN STANLEY & CO INC, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 25,000 000.00 U 5 TREASURY NOTES 11-APR-1997 -198,709.24 -198,709.24 98.687500 9U827239 06.500% 08/31/2001 00 09/03/96 14-APR-1997 0.00 0.00 98.687500 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPEN-PIMCO 25,000,000.00 U S TREASURY NOTES 11-APR-1997 -24 $70,584.24 -24,870,584.24 98.687500 912827Z39 06.500% 08/31/2001 DO 09/03/96 14-APR-1997 -24:870,584.24 0.00 98.687500 FC MORGAN STANLEY & CO INC, NY 14-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000,000.00 U S TREASURY NOTES 22-APR-1997 -19,651,562.50 -19 651 S62.50 98.257812 9128272H4 05.87S% 02/15/2000 DO 02/18/97 23-APR-1997 19,651,562.50 19:652:562.50 98.257812 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000,000.00 U S TREASURY NOTES 22-APR-1997 -207,734.81 -207,734.81 98.2S7812 9128272H4 OS.875% 02/15/2000 DO 02/18/97 23-APR-1997 0.00 0.00 98.257812 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000 000.00 U 5 TREASURY NOTES 22-APR-1997 -19,859,297.31 -19,859,297.31 98.257812 08272H4 05.875% 02/15/2000 DO 02/18/97 23-APR-1997 -19,859,297.31 0.00 98.257812 Page 9 OCSGB00100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ FC LEHMAN GOVERNMENT SECURITIES I 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000,000.00 U S TREASURY NOTES 22-APR-1997 -19,6S1,562.50 -19,651,S62.50 98.257812 9128272H4 05.87S% 02/15/2000 DO 02/18/97 23-APR-1997 19,651,562.SO 19,651,S62.50 98.257812 B LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000 000.00 U S TREASURY NOTES 22-APR-1997 -207,734.81 -207,734.81 98.257812 9U8272H4 OS.875% 02/15/2000 DO 02/18/97 23-APR-1997 0.00 0.00 98.2S7812 IB ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO .20,000 000.00 U S TREASURY NOTES 22-APR-1997 -19,859 297 31 -19,BS9,297.31 98.257812 91f8272H4 05.87S% 02/15/2000 DO 02/18/97 23-APR-1997 -19,859:297:31 0.00 98.2S7812 FC LEHMAN GOVERNMENT SECURITIES I 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000 000.00 COMMIT TO PUR FHLMC GOLD 17-MAR-1997 -20,075,000.00 -20,07S,000.00 100.375000 996ABS909 7.000% 04/15/2002 21-APR-1997 -20,07S,000.00 0.00 100.375000 FC FREDDIE MAC SECURITIES SALES & 21-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000,000.00 COMMIT TO PUR FHLMC O8-APR-1997 -19,993,750 00 -19,993,750.00 99.968750 994AB8044 7.000% 05/15/2027 21-MAY-1997 19,993,750:00 19,993,750.00 99.969750 B FREDDIE MAC SECURITIES SALES & ----------- 0.00 0.00 1.000000000 0.00 SALES U.S. DOLLAR CASH & CASH EQUIVALENTS LONG TERM OPER-PINCO -1,500,000.00 GENERAL ELEC CAP DISC 10-APR-1997 1,479,600 83 1,479,600.83 98.640055 36959HRE9 04/14/1997 10-APR-1997 -1,479,600:93 -1,479,600.83 98.640OSS S MORGAN (I.P.) SECURITIES - FIX ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -1,500,000.00 GENERAL ELEC CAP DISC 10-APR-1997 19,499.17 19,499.17 98.640055 36959HRE9 04/14/1997 10-APR-1997 0.00 0.00 98.640055 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -1,500,000.00 GENERAL ELEC CAP DISC 10-APR-1997 1,499,100.00 1,499,100.00 98.640055 36959HRE9 04/14/1997 10-APR-1997 1,499,100.00 0.00 98.640OSS FC MORGAN (I.P.) SECURITIES - FIX 10-APR-1997 0.00 0.00 1.000000000 _..- Page 10 -_ OCSGOOOIOO MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SNARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ - BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ ___ ____________________ ------------------ 0.00 LONG TERM OPER-PIMCO -2,300,000.00 GENERAL ELEC CAP DISC 10-APR-1997 2,287,672.00 2,287,672.00 99.464000 36959HRQ2 04/24/1997 10-APR-1997 -2,287,672.00 -2,287,672.00 99.464000 S MORGAN (J.P.) SECURITIES - FIX ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,300,000.00 GENERAL ELEC CAP DISC 10-APR-1997 7,435.39 7,435.39 99.464000 36959HRQ2 04/24/1997 10-APR-1997 0.00 0.00 99.464000 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,300.000.00 GENERAL ELEC CAP DISC 10-APR-1997 2,295,107.39 2,295,107.39 99.464000 36959HRQ2 04/24/1997 10-APR-1997 2,295,107.39 0.00 99.464000 PC MORGAN (J.P.) SECURITIES - FIX 10-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -600,000.00 NATIONAL RURAL DISC 30-APR-1997 593,175.00 593,175.00 98.862500 63743CS87 05/08/1997 30-APR-1997 -593,175.00 -593,175.00 98.862500 S MERRILL LYNCH GOVT SECS/MONEY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -600,000.00 NATIONAL RURAL DISC 30-APR-1997 6,085.00 6,085.00 98.862500 63743CS87 05/08/1997 30-APR-1997 0.00 0.00 98.862500 TS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -600,000.00 NATIONAL RURAL DISC 30-APR-1997 599,260.00 599,260.00 98.862500 63743CS87 05/08/1997 30-APR-1997 599,260.00 0.00 98.862500 FC MERRILL LYNCH GOUT SECS/MONEY 30-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -12,000,000.00 SHELL OIL SER A DISC 10-APR-1997 11,956,640.00 11,956,640.00 99.638667 82263JREO 04/14/1997 10-APR-1997 -11,956,640.00 -11,956,640.00 99.638667 S MORGAN (J.P.) SECURITIES - FIX ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -12.000,000.00 SHELL OIL SER A DISC 10-APR-1997 36,160.00 36,160.00 99.639667 822633REO 04/14/1997 10-APR-1997 0.00 0.00 99.638667 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO Page 11 OCSGOOOIOO MELLON TRUST " CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE WIN LOSS CURB GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ -12,000,000.00 SHELL OIL SER A DISC 10-APR-1997 11,992,800.00 11,992,800.00 99.638667 822631REO 04/14/1997 10-APR-1997 11,992,800.00 0.00 99.638667 FC MORGAN (I.P.) SECURITIES - FIX 10-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PI14CO -400,000.00 LEHMAN BROTHERS REPO 1S-APR-1997 400,000.00 400,000.00 100.000000 99338KS06 OS.470% 04/15/1997 DO 04/14/97 IS-APR-1997 -400,000.00 -400,000.00 100.000000 S LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO -400,000.00 LEHMAN BROTHERS REPO 15-APR-1997 60.78 60.78 100.000000 99338K506 05.470% 04/15/1997 DO 04/14/97 15-APR-1997 0.00 0.00 100.000000 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PI14CO -400,000.00 LEHMAN BROTHERS REPO 15-APR-1997 400,060.78 400.060.78 100.000000 - 99338K506 05.470% 04/15/1997 DO 04/14/97 15-APR-1997 400,060.78 0.00 100.000000 FC LEHMAN GOVERNMENT SECURITIES I 15-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,S00,000.00 LEHMAN BROTHERS REPO 22-APR-1997 2,S00,000.00 2,500,000.00 100.000000 9933SQ891 05.350% 04/22/1997 DO 04/21/97 22-APR-1997 -2,500,000.00 -2,S00,000.00 100.000000 S LEHMAN GOVERNMENT SECURITIES I ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,500,000.00 LEHMAN BROTHERS REPO 22-APR-1997 371.53 371.53 100.000000 99338Q891 OS.350% 04/22/1997 DO 04/21/97 22-APR-1997 0.00 0.00 100.000000 is ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,500,000.00 LEHMAN BROTHERS REPO 22-APR-1997 2,500,371.53 2,S00,371.53 100.000000 99338Q891 05.3SO% 04/22/1997 DO 04/21/97 22-APR-1997 2,500,371.S3 0.00 100.000000 FC LEHMAN GOVERNMENT SECURITIES I 22-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,600,000.00 GOLDMAN SACHS LP REPO 23-APR-1997 2,600,000.00 2,600,000.00 100.000000 99338R998 05.220% 04/23/1997 DD 04/22/97 23-APR-1997 -2,600,000.00 -2,600,000.00 100.000000 S GOLDMAN SACHS & CO, NY ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,600,000.00 GOLDMAN SACHS LP REPO 23-APR-1997 377.00 377.00 100.000000 9933SR998 05.220% 04/23/1997 DD 04/22/97 23-APR-1997 0.00 0.00 100.000000 IS ----------- 0.00 0.00 1.000000000 -_ Page 12 -_-�- OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ 0.00 LONG TERM OPER-PIMCO -2,600,000.00 GOLDMAN SACHS LP REPO 23-APR-1997 2,600,377.00 2,600,377.00 100.000000 99338R998 05.220% 04/23/1997 DO 04/22/97 23-APR-1997 2,600,377.00 0.00 100.000000 FC GOLDMAN SACHS & CO, NY 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,435,116.00 BSDT RESERVE DEPOSIT ACCOUNT- 02-APR-1997 2,435,116.00 2,435,116.00 1.000000 999495906 PUBLIC II 02-APR-1997 -2,435,116.00 -2,435,116.00 1.000000 S 02-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -1,188,709.00 BSDT RESERVE DEPOSIT ACCOUNT- 04-APR-1997 1,188,709.00 1.188,709.00 1.000000 999495906 PUBLIC II 04-APR-1997 -1,188,709.00 -1,188,709.00 1.000000 S 04-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -53,240.00 BSDT RESERVE DEPOSIT ACCOUNT- 10-APR-1997 53,240.00 53,240.00 1.000000 999495906 PUBLIC II 10-APR-1997 -53,240.00 -53,240.00 1.000000 S 10-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -596,718.00 BSDT RESERVE DEPOSIT ACCOUNT- 16-APR-1997 596,718.00 596,718.00 1.000000 999495906 PUBLIC II 16-APR-1997 -596,718.00 -596,718.00 1.000000 S 16-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO -98,160.00 BSDT RESERVE DEPOSIT ACCOUNT- 17-APR-1997 98,160.00 98,160.00 1.000000 999495906 PUBLIC I1 17-APR-1997 -98,160.00 -98,160.00 1.000000 S 17-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -8,139.00 BSDT RESERVE DEPOSIT ACCOUNT- 21-APR-1997 8,139.00 8,139.00 1.000000 999495906 PUBLIC II 21-APR-1997 -8,139.00 -8,139.00 1.000000 S 21-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -99,632.00 BSDT RESERVE DEPOSIT ACCOUNT- 22-APR-1997 99,632.00 99,632.00 1.000000 999495906 PUBLIC II 22-APR-1997 -99,632.00 -99,632.00 1.000000 S 22-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO Page 13 OCSG000100 MELLON TRUST ` CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ -555 054.00 BSDT RESERVE DEPOSIT ACCOUNT- 24-APR-2997 SSS,054.00 555,054.00 1.000000 994495906 PUBLIC II 24-APR-1997 -S55,054.00 -SS5,054.00 1.000000 S 24-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -98,993.00 BSDT RESERVE DEPOSIT ACCOUNT- 28-APR-1997 98,993.00 98 993.00 1.000000 999495906 PUBLIC II 28-APR-1997 -98,993.00 -98:993.00 1.000000 S 28-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -140 384.00 BSDT RESERVE DEPOSIT ACCOUNT- 30-APR-1997 240 38400 140,384.00 1.000000 994495906 PUBLIC II 30-APR-1997 -140:384:00 -140,384.00 1.000000 S 30-APR-1997 0.00 0.00 1.000000000 0.00 U.S. DOLLAR FIXED INCOME SECURITIES LONG TERM OPER-PIMCO -25,000,000.00 FEDERAL NATL MTG ASSN DEB 22-APR-1997 24,952,500.00 24,952,500.00 99.810000 313S9CBM6 6.850% OS/26/2000 DO OS/26/95 23-APR-1997 -25,351,562.50 -25,351,562.50 99.810000 S LEHMAN GOVERNMENT SECURITIES i ----------- -399,062.50 -399,062.50 1.000000000 0.00 LONG TERM OPER-PIMCO -25,000 000.00 FEDERAL NATL MTG ASSN DEB 22-APR-1997 699,270.83 699,270.83 99.810000 31i59CBM6 6.850% 05/26/2000 DO 05/26/95 23-APR-1997 0.00 0.00 99.810000 is ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -25,000,000.00 FEDERAL NATL MTG ASSN DEB 22-APR-1997 25,6S1,770.83 25,651,770.83 99.810000 31359CBM6 6.850% OS/26/2000 DO 05/26/95 23-APR-1997 25,651,770.83 0.00 99.810000 FC LEHMAN GOVERNMENT SECURITIES I 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -20,000 000.00 FEDERAL NTAL MTG ASSN 22-APR-1997 19,685,937.50 19,685,937.SO 98.429687 3h59CBX2 6.375% 10/13/2000 DO 10/10/95 23-APR-1997 -20,128 125.00 -20,128,125.00 98.429687 S SMITH BARNEY, HARRIS UPHAM & C ----------- -442:187.50 -442,187.50 1.000000000 0.00 LONG TERM OPER-PIMCO -20,000 000.00 FEDERAL NTAL MTG ASSN 22-APR-1997 35,416.67 35,416.67 98.429687 31§59CBX2 6.375% 10/13/2000 DO 10/10/95 23-APR-1997 0.00 0.00 98.429687 is ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -20,000 000.00 FEDERAL NTAL MTG ASSN 22-APR-1997 19,721,354 17 19,721,354.17 98.429687 31JS9C8X2 6.37S% 10/13/2000 DO 10/10/95 23-APR-1997 19,721,354:17 0.00 98.429687 Page 14 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ FC SMITH BARNEY, HARRIS UPHAM & C 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -25,000 000.00 U S TREASURY NOTES 11-APR-1997 25,279,296.88 2S,279,296.88 101.117187 91H27R46 07.125% 09/30/1999 DO 09/30/94 14-APR-1997 -25,877,426.96 -25,877 426.96 101.117187 S MORGAN STANLEY & CO INC, NY ----------- -598,130.08 -598:130.08 1.000000000 0.00 LONG TERM OPER-PIMCO -2S,000,000.00 U S TREASURY NOTES 11-APR-1997 68,135.25 68,135.25 201.117187 912827R46 07.125% 09/30/1999 DO 09/30/94 14-APR-1997 0.00 0.00 101.117187 IS ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -25,000 000.00 U S TREASURY NOTES 11-APR-1997 25,347,432 13 25,347,432.13 101.117187 91H27R46 07.125% 09/30/1999 DO 09/30/94 14-APR-1997 25,347,432:13 0.00 101.117187 FC MORGAN STANLEY & CO INC, NY 14-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO -2,500.000.00 U S TREASURY NOTES 18-APR-1997 2,534,765.63 2,534,765.63 101.390625 912827R46 07.125% 09/30/1999 DO 09/30/94 21-APR-1997 -2,587 742.70 -2.587,742.70 101.39062E S LEHMAN GOVERNMENT SECURITIES I ----------- -52:977.07 -52,977.07 1.000000000 0.00 LONG TERM OPER-PIMCO -2,500 000.00 U S TREASURY NOTES 18-APR-1997 10,220.29 10,220.29 101.390625 911827R46 07.125% 09/30/1999 DD 09/30/94 21-APR-1997 0.00 0.D0 101.390625 IS ----------- 0.00 O.DO 1.000000000 0.00 LONG TERM OPER-PIMCO -21500 000.00 U S TREASURY NOTES 18-APR-1997 2,544,985 92 2,544,98S.92 101.390625 91f827R46 07.125% 09/30/1999 DO 09/30/94 21-APR-1997 2,544,985:92 0.00 101.390625 FC LEHMAN GOVERNMENT SECURITIES I 21-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO -21,500 000.00 U S TREASURY NOTES 24-APR-1997 21,073,359.38 21,073,359.38 98.015625 91'[8272H4 05.875% 02/15/2000 DO 02/18/97 25-APR-1997 -21,125,429.69 -21,125 429.69 98.015625 S MERRILL LYNCH PIERCE FENNER SM ----------- -S2,070.31 -52:070.31 1.000000000 0.00 LONG TERM OPER-PIMCO -21,500 000.00 U S TREASURY NOTES 24-APR-1997 230,293.51 230,293.51 98.015625 9128272H4 05.875% 02/15/2000 DD 02/18/97 25-APR-1997 0.00 0.00 98.015625 IS ----------- 0.00 0.00 1.000000000 0.00 Page 15 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE %RATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ LONG TERM OPER-PIMCO -21,500 000.00 U S TREASURY NOTES 24-APR-1997 21,303 652 89 21,303,652.89 98.015625 RH272N4 05.875% 02/1S/2000 DO 02/18/97 25-APR-1997 21,303:652:89 0.00 98.015625 FC MERRILL LYNCH PIERCE FENNER SM 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -18,500,000.00 U S TREASURY NOTES 29-APR-1997 18,213,828.13 28,213,828.13 98.4S3125 9128272H4 05.875% 02/15/2000 DO 02/18/97 30-APR-1997 -18,177,69S.31 -18,177,695.31 98.453125 S MORGAN STANLEY & CO INC, NY ----------- 36,132.82 36,132.82 1.000000000 0.00 LONG TERM OPER-PIMCO -18,5gl18272H4 055875%TREASURY02/15/2000 DD 02/18/97 30-APR-1997 213,170.00 1.62 213,170.00 98.453125 is ----------- 0.00 0.00 1.D000OODDO 0.00 LONG TERM OPER-PIMCO -18,500,000.00 U S TREASURY NOTES 29-APR-1997 18,426,999.75 18,426,999.75 98.453125 9128272H4 05.875% 02/1S/2000 DO 02/18/97 30-APR-1997 18,426,999.75 0.00 98.453125 FC MORGAN STANLEY & CO INC, NY 30-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -20,000,000.00 COMMIT TO PUR FHLMC GOLD 08-APR-1997 20 021 875.00 20,021.875.00 100.109375 999ABS909 7.000% 04/15/2002 21-APR-1997 -20:075:000.00 -20,075,000.00 100.10937E S FREDDIE MAC SECURITIES SALES & ----------- -53,125.00 -S3,125.00 1.000000000 0.00 LONG TERM OPER-PIMCO -20,000 000.00 COMMIT TO PUR FHLMC GOLD 08-APR-1997 20,021,875.00 20,021,875.00 100.109375 994ABS909 7.000% 04/15/2002 21-APR-1997 20,021,875.00 0.00 100.109375 FC FREDDIE MAC SECURITIES SALES & 21-APR-1997 0.00 0.00 1.000000000 0.00 MATURITIES ' U.S. DOLLAR CASH & CASH EQUIVALENTS LONG TERM OPER-PIMCO -300,000.00 DU PONT DE NEMOUR DISC 04-APR-1997 298,303.SO 298,303.50 100.000000 26354AR48 04/04/1997 04-APR-1997 -298,303.50 -298,303.50 100.000000 MT BOND MATURITY 04-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO -2,500 000.00 FEDERAL HOME LN BK CONS DISC 10-APR-1997 2,493,966.67 2,493,966.67 100.000000 31A38SED4 MAT 04/10/1997 10-APR-1997 -2,493,966.67 -2,493,966.67 100.000000 MT BOND MATURITY 10-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO Page 16 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURE GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ -13,000 000.00 FED HOME LN KTG CORP DISC NTS 18-APR-1997 12,996,169.75 12,996,169.75 100.000000 M397EM9 MAT 04/18/1997 18-APR-1997 -12,996,169.75 -12,996,169.75 100.000000 MT BOND MATURITY 18-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO -100,000.00 FORD MTR CR CO DISC 23-APR-1997 99,S51.31 99,551.31 100.000000 34539TRP2 04/23/1997 23-APR-1997 -99,SS1.31 -99,551.31 100.000000 MT BOND MATURITY 23-APR-1997 0.00 0.00 1.000000D00 0.00 LONG TERM OPER-PIMCO -4,800,000.00 GENERAL ELEC CAP DISC 24-APR-1997 4.774 272.00 4,774,272.00 100.000000 369S9HRQ2 04/24/1997 24-APR-1997 -4,774:272.00 -4,774,272.00 100.000000 MT BOND MATURITY 24-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -5,S00,000.00 GENERAL ELEC CAP DISC 25-APR-1997 5,470,697.22 5,470,697.22 100.000000 369S9HRRO 04/25/1997 25-APR-1997 -S,470,697.22 -S,470,697.22 100.000000 MT BOND MATURITY 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO -2,200,000.00 NATIONAL RURAL DISC 08-APR-1997 2,177,609.50 2,177,609.50 100.000000 63743CRBB 04/08/1997 08-APR-1997 -2,177,609.50 -2,177,609.50 100.000000 MT BOND MATURITY 08-APR-1997 0.00 0.00 1.000000000 0.00 INTEREST U.S. DOLLAR LONG TERM OPER-PIMCO 300 000.00 DU PONT DE NEMOUR DISC 04-APR-1997 1,696.50 1.696.50 0.000000 26AS4AR48 04/04/1997 04-APR-1997 1,696.50 0.00 0.000000 IT 04-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 2,500 000.00 FEDERAL HOME LN BK CONS DISC 10-APR-1997 6,033.33 6,033.33 0.000000 31j385ED4 MAT 04/10/1997 10-APR-1997 6,033:33 0.00 0.000000 IT 10-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 13,000,000.00 FED HOME LN MTG CORP DISC NTS 18-APR-1997 3,830.25 3,830.25 0.000000 313397EM9 MAT 04/18/1997 18-APR-1997 3,830.2S 0.00 0.000000 IT 18-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2S,000,000.00 FEDERAL HOME LN MTG DEB 02-APR-1997 840,000.00 840,000.00 0.000000 Page 17 OCS0000100 MELLON TRUST ^ CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURB GAIN LOSS BASE XRATE/ ______________________________________________________________ __________________ ____________________ 3134AOMQ2 6.720% 10/02/2000 DO 10/02/95 02-APR-1997 840,000.00 0.00 0.000000 IT 02-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 20,000,000.00 FEDERAL NTAL MTG ASSN 14-APR-1997 637,SOO.00 637,500.00 0.000000 31359cax2 6.375% 10/13/2000 DO 10/10/95 13-APR-1997 637,500.00 0.00 0.000000 IT 14-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 100,000.00 FORD MTR CR CO DISC 23-APR-1997 448.69 448.69 0.000000 34539TRP2 04/23/1997 23-APR-1997 448.69 0.00 0.000000 IT 23-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 4,800,000.00 GENERAL ELEC CAP DISC 24-APR-1997 25,728.00 25,728.00 0.000000 36959HRQ2 04/24/1997 24-APR-1997 25,728.00 0.00 0.000000 IT 24-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 5.500,000.00 GENERAL ELEC CAP DISC 25-APR-1997 29,302.78 29,302.78 0.000000 36959HRRO 04/25/1997 25-APR-1997 29,302.78 0.00 0.000000 IT 25-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3,OD0,000.00 G M A C MED TERM NTS 01-APR-1997 129,375.00 129,375.00 0.000000 37042RKQ4 8.62S% 1/10/2000 DO 1/10/95 01-APR-1997 129,375.00 0.00 0.000000 IT 01-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 3,700,000.00 GENERAL MTRS ACCEP MTN TR00324 01-APR-1997 154,937.50 154,937.50 0.000000 37042RPM8 8.375% 02/03/1999 DO 0/03/95 01-APR-1997 154,937.50 0.00 0.000000 IT 01-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 2,200,000.00 NATIONAL RURAL DISC 08-APR-1997 22,390.50 22,390.50 0.000000 63743CR88 04/08/1997 08-APR-1997 22,390.50 0.00 0.000000 IT 08-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PINCO 1,000,000.00 SEARS ROEBUCK MTN # TR 00491 01-APR-1997 38,450.00 38,450.00 0.000000 81238XU78 7.690% 02/27/1998 DO 02/28/95 01-APR-1997 38,450.00 0.00 0.000000 IT 01-APR-1997 0.00 0.00 1.000000000 0.00 Page 18 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ LONG TERM OPER-PIMCO 13,000,000.00 U S TREASURY NOTES 30-APR-1997 373,750.00 373,750.00 0.000000 912827V66 05.750% 10/31/2000 DO 10/31/95 30-APR-1997 373,750.00 0.00 0.000000 IT 30-APR-1997 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 BS DT RESERVE DEPOSIT ACCOUNT- 01-APR-1997 1,554.94 1,554.94 0.000000 999495906 PUBLIC II O1-APR-1997 1,554.94 0.00 0.000000 IT O1-APR-1997 0.00 0.00 1.000000000 0.00 LIQUID OPER-PIMCO 0.00 BSDT RESERVE DEPOSIT ACCOUNT- 01-APR-1997 387.15 387.15 0.000000 999495906 PUBLIC II O1-APR-1997 387.15 0.00 0.000000 IT O1-APR-1997 0.00 0.00 1.000000000 0.00 Page 19 OCSG000100 MELLON TRUST CSDOC-CONSOLIDATED POSTED TRANSACTIONS - LOCAL/BASE BASE: USD 01-APR-1997 - 30-APR-1997 TM100 BASE AMOUNT/ SHARES/PAR VALUE EFFECTIVE DATE/ LOCAL AMOUNT/ COST/ LOCAL PRICE/ SECURITY ID/ DESCRIPTION/ SETTLE DATE/ COST/ INV GAIN LOSS/ BASE PRICE/ TRANS CODE BROKER COMPL DATE GAIN LOSS CURR GAIN LOSS BASE XRATE/ -------------------------------------------------------------- ------------------ -------------------- ------------------ RECEIPTS AND DISBURSEMENT TRANSACTIONS U.S. DOLLAR CASH/SECURITIES RECEIVED FROM PLAN ADMINISTRATOR LIQUID OPER-PIMCO 0.00 REC'D FROM PLAN ADMIN FROM 17-APR-1997 12,400,000.00 12,400,000.00 0.000000 NA9123459 UNION BANK OF CALIFORNIA ----------- 12,400,000.00 0.00 0.000000 CD ----------- 0.00 0.00 1.000000000 0.00 U.S. DOLLAR OTHER ADMINISTRATIVE EXPENSES LONG TERM OPER-PIMCO 0.00 FED WIRE FEE 24-APR-1997 -3.00 -3.00 0.000000 31359CBM6 FEDERAL NATL MTG ASSN DEB ----------- -3.00 0.00 0.000000 CW 6.850% 05/26/2000 DO 05/26/95 ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEE 24-APR-1997 -3.00 -3.00 0.000000 31359CBX2 FEDERAL NTAL MTG ASSN ----------- -3.00 0.00 0.000000 CW 6.375% 10/13/2000 DO 10/30/9S ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEE 15-APR-1997 -3.00 -3.00 0.000000 912827R46 U S TREASURY NOTES ----------- -3.00 0.00 0.000000 CW 07.125% 09/30/1999 DO 09/30/94 ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEE 22-APR-1997 -3.00 -3.00 0.000000 912827R46 U S TREASURY NOTES ----------- -3.00 0.00 0.000000 CW 07.125% 09/30/1999 DO 09/30/94 ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEE 28-APR-1997 -3.00 -3.00 0.000000 9128272H4 U S TREASURY NOTES ----------- -3.00 0.00 0.000000 CW 05.87S% 02/15/2000 DO 02/18/97 ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEES 15-APR-1997 -3.00 -3.00 0.000000 9933SK506 LEHMAN BROTHERS REPO ----------- -3.00 0.00 0.000000 CW 05.470% 04/15/1997 DO 04/14/97 ----------- 0.00 0.00 1.000000000 0.00 LONG TERM OPER-PIMCO 0.00 FED WIRE FEES 22-APR-1997 -3.00 -3.00 0.000000 99338Q891 LEHMAN BROTHERS REPO ----------- -3.00 0.00 0.000000 CW 05.350% 04/22/1997 DO 04/21/97 ----------- 0.00 0.00 1.000000000 0.00 Page 1 Lincoln Life Multi Puad& Variable Annuity Account C April 30, 1997 - Performance Bulletin Total Assets- (milliane) unit Year to One Three Five Ten Since 3/31/97 Value Date Year Years Years Years Inceptic Bond $ 259 $4.29 0.264 5.59% 6.03% 6.49% 7.36• 9.96% f12/28/81) Growth and Inc. 2,504 7.92 6.08 16.56 20.75 15.15 11.81 14.42 (22122102) Special Opp. 633 6.60 1.41 9.34 15.36 13.60 10.40 13.08 (12128152) Money Market-- 95 2.35 1.26 3.92 4.00 3.16 4.93 5.74 (1/7/82) Managed 700 4-.02 2.ar 11.13 13-63- -Ia." -B:YT- 10'.-44- (4/27/83) Global Adeet.aa• 341 2.40 4.32 14.36 13.4a 11.76 N/A 9.40 (8/3/87) Soo. Aware. 714 . 3.82.. 5.01 22.93 23.74 17.76 N/A 16.05 f5/2/88) Intl.aae 442 1.49 0.14 3.40 5.38 9.39 N/A 6.87 (4130192) Agg. Growth 238 1.29 (6.53) (2.32) 11.13 N/A N/A 7.35 (213104) Cap. App. 291 1.59 4.48 13.15 16.46 N/A N/A 14.66 (213194) Eq2/3/9( U 509 1.74 4.90 17.24 19.70 N/A N/A 17.74. De. Esters. or. 26 0.90 ($.so) N/A N/A N/A N/A (9.601 (5/1/96) De. Eq.-Inc. 24 1.20 6.56 N/A N/A N/A N/A 20.02 (512196) De. Global Bond 11 1.07 (3.95) N/A N/A N/A N/A 6.67 (5/1/96) • Total asset figures are sot We available for April. • money Market raven day average amwl yield: 4.00% (far week ending 4/25197) Tale is vet yield after all erpmm. • deductions. The Moneeyy Market rued is wither insured we guaranteed by the U.S. government. Aed there cue he ad assurance test the subaccouat will maintain a staple S1.00 She" price. ••• The risks aesaciated with iovedcieg on a worldwide bmsis include diffarenees io regulotian of financial data and reporting, curreoey exchange differences, as wall as ecm c and political syeteem which my be different fees, them in the United Stetec. ( ) = negative return The performance data quoted here represents past performance. This is a variable annuity contract. The investment return and principal value of an investment will fluctuate so that , investors share, when redeemed, may be worth more or less than their original cost. This contract has limitation and expense charges. par coats and complete details of the Coverage contact your Lincoln Life representative. This material must be preceded or accompanied by a current Multi Pundfi Variable Annuity Accou: C prospectua which provides additional information including charges and expenses. please re. the prospectus carefully before you invest or send money. 4 1997 Lincoln National Life Insurance Covgany may Smith, awimsa magimering SMR97-1226 Fa Bd.Sec Dae On" _ AGENDA ❑ COMM,INFO,ITEM , ❑ COMM.ACTIONITEM 7 ;, ITEM ° JT.BOS. E� TRANSMITTAL ❑ Jf.BOX.DISCUSSION .��"s'A' p :.'_.r.�-u=c =�., —1�'ry e�m (NORLONSEN'm ❑ I>t�L1C HEARING 3�Ay(d)`IJT.BDS.MEET W6 DATE 1<.BD.S.AGENM rEM NO. 'I') MEETING DATE COMM.ID.NO. DISTRICT NO. J/ CONTACT FOR INFORMATION OMTS: OMTS (Orginabq PDC: PDC FAHR:5/14/97 FAHrc -w L ALL 2210,Steve Kozak,2504 EXEC: EXEC STEER: STEER Division No.,Na..and Extension JT.BDS:528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: INVESTMENT MANAGEMENT PROGRAM REPORT FOR THE PERIOD JANUARY 1 THROUGH MARCH 31, 1997 (All Districts) Recommended Action(s): 1. Receive and file this information-only report. CECA REVIEW: Project is Exempt. NOT APPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Dale Notice of Exemption Filed: Negative Deelaa4 Approved on 0122197 Final EIR Approved on_arld Natice of Determination NM on_ CURRENT BUDGET/COST CURRENT YEAR CURRENT YEAR. YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGETAMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES gr 18 se0 s Te I TOTAL BUDGETED AMT.: WA N/A WA N/A WA SOURCE: CORF JO DISTRICTS Schedul une Lems: AMOUNT OF TRANSFER: ScheduWUne gem: TOTAL PROJECT BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECT BUDGET Fiat Yearin Budget: N/A N/A N/A $0.00 Master Plan Esdmale: Year of Fiat Costs: THIS AITfVENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED AFT AMOUNT N/A N/A N/A $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION?NO If YES,state num. _Permanent UnutMTenn If YES,explain in ADDITIONAL INFORMATION section R, alnW7 Page 1 of 2 HiW P.DTAIFINM10ICRANETPC.MTGWAHR.97WAYIFAHR97.29 Z I AM c)'j ATTACHMENTS TO COMMITTEE AGENDA(Dst)'. ' gina4 Date 1. SW Report 2. PIMCO Report C C RENCES: 3. Callan Report 2-1 APR 9: ,tign r Date DM age r eI ® eel U�17 ATTACHMENTS TO JOINT BOARDS AGENDA(Dst) SI ature Date 1. Swr(Repolt 'D parenent Hal(Or Designee) /�.�r�t'GUrexe. s�sl4� Si a Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION (Background and/or Summary) - On September 7, 1995, the Districts'Treasury Bill investments matured and funds were wired to PIMCO, the Districts' extemal money manager. The Districts'funds are invested to maximize safety, liquidity, diversification, flexibility, and yield in compliance with the Districts' adopted Investment Policy, and the California Gdvemment Code. SK:Ic c: Department Head AGM-Administration AGM-Operations General Manager R� oansm Page 2 of 2 H:1W P.DTAIFINt2210\CRANEIFPC.MTGIFAHR.97\MAYTAHR97.29 r n a May 14, 1997 mm STAFF REPORT Consideration of motion to receive and file Quarterly Investment Management Program Report for the period January 1 through March 31, 1997 Background The Districts' Investment Policy, first adopted by the Joint Boards on September 25, 1996, includes monthly and quarterly reporting requirements in Section 15.0 for the Districts' two investment portfolios. These two funds, the"Liquid Operating Monies; and the"Long-Tenn Operating Monies," are managed by PIMCO, the Districts' external money manager. The ongoing monitoring of the Districts' investment program by staff and Callan Associates, the Districts' independent investment advisor, indicates that the Districts' investments are in compliance with the Districts' adopted Investment Policy and the California Government Code, and that overall performance has tracked with benchmark indices. In addition, sufficient funds are available for the Districts to meet its operating expenditure requirements for the next six months. Quarterly performance reports prepared by PIMCO and Callan Associates are attached for your reference. Portfolio Performance Summary The following table presents a summary of the performance of the Districts'portfolios managed by PIMCO for the period January 1 through March 31, 1997. Portfolio Pedonni nee Summery Quarter Ended March 31,1997 tlquld Operating Manias(%) Long-Term Operating Monies(%) ToW Rate of Return 3 rr,onth 1.3 0,6 6 merge 23 2.8 9 months 4.1 4.7 Since Ineeotlon 5.6 5.6 SD Sept 95 Benchmark 3 Month 1.3 0.4 6 Month 2.6 2.5 9 Month 3.9 4.3 Market Value per PIMCO $4.5M $313.2M 31 March 97 Estimated Current Yield 5.4% 5.4% 31 March 97 Quarterly Deposlts(Wllhdnixals) ($10.0m) Estimated Annual Ineome SUM $20BM CSDOC 0 P.O.Boa 8127 0 Fountain Valley.CA 92728-8127 0 (714)962-2411 U FAHR97-29 ' Page 2 May 14, 1997 Market Recap Financial markets, including fixed income, entered 1997 on a confident note, as the bond market's 1996 fourth quarter performance ended stronger than prior periods. Earlier fears of economic overheating were being replaced by the notion of a "steady state economy,"where the economy would grow at a sustainable long-term pace, without inciting inflation. In February, the complexion of the markets changed with signals from the Federal Reserve that it would tighten monetary conditions preemptively, if economic conditions so warranted. On March 25th, the Federal Reserve raised the Fed Funds rate by 0.25%, to 5.5%. As a result, benchmark Treasury yields ended the quarter higher, while the S&P stock index retraced most of its year-to- date gains. PIMCO continued their diversified and long-term approach to managing the Districts' portfolios. With interest rates tightening, and a steepening yield curve, PIMCO moved from a slightly above- index duration strategy, to a shorter duration, for the Long-Term Operating Monies portfolio. This shift mitigated interest rate risk for the portfolio, and contributed to the portfolio performing better than its benchmark again this quarter(0.06% vs. 0.04%). PIMCO continued to maintain a below-index duration for the Liquid Operating Monies portfolio, which performed on its benchmark(1.3%), despite adverse moves in interest rates during the quarter. Comparative marked-to-market ending values of the portfolios are shown in the following table. On March 21, 1997, $10 million was withdrawn from the Liquid Operating Monies portfolio to meet cash flow requirements. On April 17, 1997, $12.4 million, received through the County Tax Collectors apportionment cycle, was deposited in the Liquid Operating Monies portfolio. Llqui4 Long-Term Opera0 Monies Operatin1g Monies quirts,EndingMM M) 3e1lett.96 142 287.1 31 Dee.M 14.4 311.5 31 MW.97 4.5 313.2 Recommendation Receive and file this information-only report. SK:Ic H UP.DTAT1N@21 MCRANEWPC.MrGTAHR 9A STAFFRPT 9TSRFAHR97.29 ATTACHMENT Frrr Sd.Sec.U.e Only AGENDA ❑ comm.INFO.ITEM ITEM ❑ COMM.ACTIONREM ❑ Jr.BIDS.CONSENT TRANSMITTAL ❑ Jr.SIDS.DISCUSSION (NON-CONSENT) ❑ IIUB/L�ICv dHEARING IT.BDS,MEETING DATE /R(e) IT.BIDS.AGENDA ITEM NO. / G MEETING DATE COMM.10.NO. DISTRICT NO. CONTACT FOR INFORMATION OMITS: OMITS (Orginator) PDC: POC FAHR: FAHR yT -SO 2520, Mike Pe erman, Ext. 2105 EXEC: EXEC STEER: STEER Division No.,Name,and Extension JT.BDS: AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Word no: PROPOSED CHANGE IN DISABILITY PROGRAM: To be effective July 1, 1997. Recommended Actionfsl: 1. Change disability insurance carrier to Fortis and authorize the H.R. Director to negotiate change with the unions. CEQA REVIEW: Project Is Exempt: NOT APPLICABLE DATE OF MOST RECENT BOAR ACTION ON THIS SPECIFIC Dale Notice of Exemption Filed: ITEM: Negative Declaration Approved on Final EIR Approved on_and Notice of Determination filed on_ NOT APPLICABLE CURRENT BUDGET/COST CURRENTYEAR CURRENT YEAR- YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGETAMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES (Total Budll Nu. T.W.) TOTAL BUDGETED AMT.: $ N/A N/A N/A N/A SOURCE: CORF JO DISTRICTS SchedulelUre Items: AMOUNT OF TRANSFER: Schedule/Line Item: TOTAL PROJECT BUDGET ORIGINAL PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION BUDGET TOTAL CHANGES THIS AIT PROJECT BUDGET First Year In Budget: $0.00 Master Plan Estimate: Year of First Costa: THIS AITNENDOR/PROJECT COST ORIGINAL BID, CHANGE ORDERS, AMOUNT AMENDED INFORMATION PO.CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED AIT AMOUNT $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE If YES.state number: _Permanent Limited Tenn II YES,explain in ADDITIONAL INFORMATION section R.N p411e417 Page 1 of 2 H:\WP.DTA\HR\2520\LOREY\AITLTD.W PD ATTACHMENTS TO COMMITTEE AGENDA(LIeQ: 1. Sample met breakdown and reommendaaon flour broker Originator Date CONCURRENCES: Signature �1 Date Divas n Ma agar(Or D ATTACHMENTS TO JOINT BOARDS AGENDA(List) Signature Date Department Head(Or Designee) - csl�16 Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) The Districts has been with the present disability carrier, Reliastar, for two years. The disability coverage provides our employees with both short and long term disability insurance for non-work related injury or illness. The short term disability (STD) insurance lasts for 90 days after which long lens disability (LTD) coverage begins. The Districts long term disability insurance provides a maximum limit on benefits of two years. The two year maximum limit for the LTD benefit is lower than industry standards. Seventy-five percent of cities in the Orange County League of Cities Benefits Survey report a maximum benefit to age 60-70. Fifty percent of water districts in the Orange County Water Association survey reported a maximum benefit greater than age 60. To bring our LTD benefit in line with other agencies, we asked the Robert Driver Company to solicit bids from carriers other than Reliastar. Driver noted us that the cost to the Districts would increase by$200,000 annually to increase the maximum limit on benefits from two years to age 65. Last November the FAHR committee authorized the H.R. Director to negotiate LTD with the unions despite the cost increase. The offer was made to Local 501, but they left the LTD plan on the table. Since then, we have had our new insurance broker, Mark Conway with Burnham Benefits, take a second look at the LTD market. We now have a quote from Fortis Insurance, an A+ rated company, that will increase the LTD benefit to age 65 and also reduce the cost to the Districts by$15,000 annually. We currently pay$17.14 per employee each month for Short Term Disability (STD)and .540% per$100 of payroll for Long Tenn Disability. Our proposed change will reduce the STD cost to $15.95 and LTD to .500%. MP/II ATTACHMENTS c: Department Head AGM-Administration AGM-Operations General Manager ea vas oanmw Page 2 of 2 A.IAITLTD.WPD ForW.s� G,D N AGENDA ❑ comm,WO.REM a ❑ COMI.ACTION ITEM ITEM ❑ JT.SDS.CONSENT TRANSMITTAL ❑ JT.SIDS.mcussION n o (NO NSENT) ❑ WBLIC HEARING e i7 Jr.SDS.I.ff'ETING DATE /y(eJr...AGENDA ITEM NO. /y MEETING DATE COMM.ID.NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (OrBinatur) PDC: POC FAHR:05-14-97 FAH ALL 2220,Michael D.White,2520 EXEC: EXEC STEER: STEER Division No.,Name,and Extension JT.BDS:05-28-97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: 1996-97 THIRD QUARTER FINANCIAL AND OPERATIONAL REPORT COVERING THE PERIOD ENDED MARCH 31, 1997 Recommended Action(s): 1. Staff recommends that the Committee review, approve and forward the 1996-97 Third Quarter Financial and Operational Report for the period ended March 31, 1997, to the Joint Boards. CEQA REVIEW: Project is Exempt: NOTAPPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Dale Notice of Exemption Filed: Negative DeclaratiturApproved n_anAppro Non June 26, 1996-Adoption of the 1996-97 Districts'Budget Final EIR Approved an_and Notice of Determination filed on_ P 9 CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR. YEAR-TO-DATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES Rum a.esu PN[ I—ea ) TOTAL BUDGETED AMT.:$44,895,000 N/A NIA N/A N/A SOURCE: CORF Sclledulati-se Items: SUPPLEMENTAL APPROPRIATION: $6,927,000 AMOUNT OF TRANSFER: SchedulelLine Item: TOTAL PROJECT BUDGET ORIGINALSUDGET PREVIOUSBUDGET BUDGETCHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AIT PROJECT BUDGET First Year in Budget: N/A N/A N/A $0.00 Master Plan Estimate: Year of First Costs: THIS AITNENDORIPROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREV. REQUESTED THIS PROJECT AMOUNT APPROVED Am AMOUNT N/A N/A N/A $0.00 WILLPROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? NOTAPPLICABLE If YES,state number: _Permanent Limited Term If YES,explain in ADDITIONAL INFORMATION sectbn R,„,,,.IM7 Page 1 of 2 A:IFAHR97.32 - f'- ATTACHMENTS TO COMMITTEE AGENDA(Ust): IA > 1. Third Quarter Femncial end Opera i Repoli trn the pe ended O in r Dee Mann 31,107. CONCUURRENCES: $lgnaNre f � Data D ron Man O gnee),� ( ATTACHMENTS TO JOINT WARDS AGENDA(lsu OQ ` -) I�(-7 1. Third Quarter Flrenclal end OperaWml Report for the period ended ature Dale March 31.1997. Deparanent lad(Or Designee) sign r Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Attached, in a separately bound document, is the Districts' Third Quarter Financial and Operational Report for the period ended March 31, 1997, This report is a consolidation of both the financial and operational accomplishments of the Districts' through March 31, 1997. Contained within this report are budget summary reviews of the Joint Operating, the Capital Outlay Revolving Fund, individual District Funds, and the Self-Insurance Funds. Also contained within this report is the status of the divisional performance objectives and workplan milestones identified in the 1996-97 Approved Budget. As indicated within the Overview Section of this report, 71,27 percent, or$34,709,000 of the 1996-97 net joint operating budget of$48.7 million has been expended. This is a net decrease of 3.01 percent, or$1,076,000 from the same period last year. The total cost per million gallons at March 31, 1997 is $517 based on flows of 67,139 million gallons. This is $39, or 7,01 percent below the budgeted cost per million gallons of$556. MW c: Department Head AGM-Administration AGM-Operations General Manager R.W0097 Page 2 of 2 A:IFAHR97.32 Fcr aA. o,N AGENDA Ma.wFo.IT [C] COMMS A((cC--�o tON M - - ITEM eos.dSSX TRANS MITTAL N AE BUCHE G Ar,SDS.MEETING GATE / If.SOS.AGENDA ITEM NO, MEETING DATE Comm'I4no, �. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OMTS (Originator) PDC: PDC FAHR: FAHR 1,2,3,6,7&11 2160, Penny Kyle,2026 EXEC: EXEC STEER: STEER DNfsbr No.,Name,and E#ension JT.BDS:05/28/97 AGENDA WORDING AND RECOMMENDED ACTION)S): Aaenda Wordina: ANNUAL SEWER SERVICE USER FEES: Public hearing relative to the following proposed Ordinances of the Boards of Directors of County Sanitation Distdats Nos. 1, 2, 3, 6, 7 & 11 of Orange County, California, Establishing Increased Sanitary Sewer Service Charges: istrid Ordinance No. 1 133 2 223 3 326 6 629 7 736 11 1125 1. Open hearing 2. Verbal report of General Counsel 3. Receive and file written comments, if any 4. Oral public comments, if any 5. Staff response to comments 6. Close headng Recommended Action(s): 1) Motion to read each ordinance by title only, and waive reading of entire ordinance (The waiver of the reading of the entire ordinance must be adopted by unanimous vote of Directors present); and, 2) Motion to adopt each ordinance. CEOA REVIEW: Proje Is Exempt: YES DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC ITEM: Dale Notice of Exemption Filed: Negative Declaration Approved w April 23, 1997 Final EIR Approved on_and Notice of Determination lied on CURRENT BUDGETICOST CURRENTYEAR CURRENTYEAR- YEAR-TO4)ATE REVISED BUDGET INFORMATION SUDGETAMOUNT TOZATE BUDGETBALANCE TOTAL EXPENDITURES smsm m„ann Page 1 of 2 H:\WP.DTAWGENDAWITS-97MAY'OSf 9.WPD TOTAL BUDGETED ANT.:$ WA N/A WA WA .' SOURCE: CORF JO DISTRICTS SchedulNUne Items: AMOUNT OF TRANSFER: Y Sohedula/Une Hem: TOTAL PROJECT BUDGET OWGINALBUDGET PREVIOUSBUDGET BUDGET CHANGE REVISED TOTAL INFORMATION TOTAL CHANGES THIS AR PROJECT BUDGET Feat Year in Budget: $0.00 Master Plan Esamate: Year of First Costs: THIS ArfNENDOR/PROJECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REOUESTEDTHIS PROJECT AMOUNT APPROVED AR AMOUNT $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NO REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE If YES tenumber. _Permarent UmHed Term If YES,� inin ADDITIONALINFORMATIONsapPon ATTACHMENTS TO COMMITTEE AGENDA(List): S- O acv�riginator Date CONCURRENCE Signature Date D" on Manag (O / ATTACHMENTS TO JOINT BOARDS AGENDA(List) ' 14,f7 t. General Counsel'smamorandumeatW0SH997 r Date 2. Ordennse D e t ( D Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) Please refer to General Counsel's memorandum dated May 19, 1997. c: Department Head AGM-Administration AGM-Operations General Manager a..aosn Page 2 of 2 W P.DTA�AGENDAWITS-97MAYOS-19.WPD ORDINANCE NO. AN ORDINANCE OF THE BOARD OF DIRECTORS OF COUNTY SANITATION DISTRICT NO. _ OF ORANGE COUNTY, CALIFORNIA ESTABLISHING INCREASED SANITARY SEWER SERVICE CHARGES The Board of Directors of County Sanitation District No. _of Orange County, California, does hereby FIND: A. That a Comprehensive 30-Year Master Plan of Capital Facilities entitled "Collection, Treatment and Disposal Facilities Master Plan - 1989", hereinafter referred to as the "Master Plan", which includes detailed financial and engineering reports, has been prepared, approved and adopted by the Board of Directors setting forth and identifying the required future development of District and jointly-owned facilities, including the financial projections for providing sewer service to all properties within the District service area; and, B. That the financial and engineering reports of the Master Plan have been made available to the public, both prior to and subsequent to the adoption of the Master Plan, and have been subject to noticed public hearings, all in accordance with the provisions of Government Code Section 66016, and other provisions of law; and, C. That the Joint Districts have commenced comprehensive planning, engineering and financial studies to develop an updated Comprehensive Master Plan of Capital Facilities, which studies are referred to as the Districts' "Strategic Plan", and, D. That the District has undertaken and completed specific financial studies relating to the capital needs, as well as the operation and maintenance needs of the facilities and system for the_years of 1997-98 to , and, E. That the financial requirements of the District, as shown in the current reports prepared by Staff and Consultants relating to the Strategic Plan, are based on current, reliable information and data relating to population projections, wastewater flow and capital facilities needs and are expected to be realized in each year of the report; and, F. That the revenues derived under the provisions of this Ordinance will be used for the acquisition, construction, reconstruction, maintenance and operation of the sewage collection, wastewater treatment and disposal facilities of the District; to repay principal and interest on debt instruments; or to repay federal and state loans issued for the construction and reconstruction of said sewerage facilities, together with costs of administration and provisions for necessary reserves; and, G. That the owners or occupants of properties upon which the fees established by this Ordinance are levied, discharge wastewater to the District's collection, treatment and disposal facilities. The costs of operating and maintaining said facilities have constantly increased due in part to increased regulatory requirements to upgrade the treatment process; and, H. That the need for upgraded and improved treatment of all wastewater collection, treatment and disposal facilities is required to protect the public health and safety, and to preserve the environment without damage; and, I. That the charges established and levied by this Ordinance are to allow the District to recover the reasonable costs to provide a service to individual parcels of real property which have been improved for any of multiple types of uses. The basis for the respective charge is the request of the owner of a parcel, for the benefit of him/herself or the occupants of the property, to receive a service based upon actual use, consumption and disposal of water to the District's system in lieu of disposal by other means; and, J. That the new fees established by this Ordinance do not exceed the estimated reasonable cost to provide the sewer service for which the fee is levied, as provided in Government Code Sections 66013 and 66016; and, K That the change in rate schedules will not necessarily result in an expansion of facilities to provide for growth outside the existing service area. The adoption of these rates will not result in any specific project nor result in a direct physical change in the environment; and, L. That the District has, on July 19, 1989, adopted a Final Program Environmental Impact Report in accordance with legally-required notices and public hearing, related to the Master Plan, including the financial program; and, M. That the adoption of this Ordinance is statutorily exempt under the California Environmental Quality Act from further environmental assessment pursuant to the provisions of California Public Resources Code Section 21080(b)(8) and California Code of Regulations Section 15273(a); and, N. That the proposed increases in the sewer service charges are established upon a rational basis between the fees charged each customer and the service and facilities provided to each new customer to the District, a portion of which are necessary to replace the loss of ad valorem property taxes which have been diverted from the District to the State General Fund as a result of state legislative action on September 2, 1992, and in subsequent years. -2- y NOW, THEREFORE, the Board of Directors of County Sanitation District No. _ of Orange County, California, does hereby ORDAIN as follows: Section 1 Purpose. The purpose of this Ordinance is to amend the established system of sanitary sewer service charges required to be paid by property owners for the services and facilities furnished by the District in connection with its sanitation treatment works and sewage collection system. Revenues derived under the provisions of this Ordinance shall be used for the acquisition, construction, reconstruction, maintenance and operation of the wastewater collection, treatment and disposal facilities of the District; to repay principal and interest on debt instruments; or to repay federal and state loans issued for the construction and reconstruction of said sewerage facilities, together with costs of administration and provisions for necessary reserves. Section 2: Annual Sanitary Sewer Service Charge. Commencing July 1, 1997, the owner of each parcel of real property located within the District which is improved with structures designed for residential, commercial or industrial use and which, at the request of the owner or the owner's predecessor-in-interest, is connected to the District's system, shall pay an annual sanitary sewer service charge based on the respective class of users, in the sum or sums, as set forth in Table A of this Ordinance. Act' Application of Ordinance. The provisions of this Ordinance shall be in addition to the provisions of Ordinance No. _of the District, establishing Wastewater Discharge Regulations for use of District's sewage facilities, including provisions for payment of charges or fees related thereto, and any other Ordinances and Resolutions not in conflict herewith. Section Exceptions. The provisions of this Ordinance shall apply to all owners of properties in the District, and no exception shall be provided for properties otherwise deemed exempt from payment of taxes or assessments by provisions of the State Constitution or statute, including properties owned by other public agencies or tax exempt organizations, except as expressly provided in Section 5 hereof. Section5: Exemptions and Appeals. In recognition that the owners of certain legal parcels of real property within the District have not requested to be connected to the District's system, and the property receives no service from the District, and that the owners of other properties acquire considerably greater potable water than is ultimately discharged to the District's system, it is the intent of the District that the owners of said parcels be exempt, totally or in part, from the payment of charges as prescribed herein. -3- Any property owner may appeal the levy of the charges adopted herein, and if the charges have been paid to the Orange County Tax Collector, together with property taxes, the owner may submit a claim for rebate to the District on the forms prescribed and provided by the District, within one hundred twenty (120) days after the annual property tax bill is mailed. All applications for rebate of the annual sewer service charge will be determined by the General Manager of the District, or his designee, who may grant a partial or full rebate or adjustment of the charge based on receiving satisfactory proof that an inequity exists between the amount of the charge and the amount of wastewater discharged to the District's systems. Such inequities may include, but are not limited, to the following instances: A. The owner's parcel of property is not connected to the District's system; B. The use of the parcel differs from the use indicated by the charge; C. The principal water use is agricultural; D. Any other use, wherein the amount of wastewater discharged to the District's system is significantly less on a regular basis than the amount that would normally be expected to be discharged by the class of property in question. Section 6: Annual Charge Based on Fiscal Year. The sanitary sewer service charges established by this Ordinance shall be effective as of July 1 of each year as set forth in Table A for the District's fiscal year, and shall remain in effect until such time as the rates adopted herein are changed by District Ordinance. There shall be no proration of such charges in any fiscal year. Section 7: Method of Collection. Pursuant to the authority granted by Califomia Health & Safety Code Section 5473, all charges established herein shall be collected on the County Tax Roll in the same manner, by the same persons and at the same time as, together with and not separately from, its general taxes. The County Tax Collector is authorized and hereby ordered to make said collections in accordance with the terms and conditions of agreements between the County of Orange and this District. In the event District determines that errors or inequities exist in the amount of charges collected by the County Tax Collector, District may submit a bill for any difference directly to the property owner. Said invoiced amount shall be due and payable within thirty (30) days of invoice date. -4- y Section Credit for Industrial Permittees. A credit shall be allowed to all discharges permitted pursuant to Article 3 of Ordinance No. _, as amended, in an amount equal to the annual sanitary sewer service charge established by Section 2 of this Ordinance in the same manner as credit is allowed for ad valorem taxes pursuant to Sections 302.6(B), 303.6(B), and 3D4.6(B)(4) of Ordinance No. Section 9: Severability. If any provision of this Ordinance or the application to any person or circumstance is held invalid by order of court, the remainder of the Ordinance or the application of such provision to other persons or other circumstances shall not be affected. Section 10: Effective Date: This Ordinance shall become effective June 30, 1997. Section 11: It is the intent of the District in adopting this Ordinance, that it shall constitute a republication and not a reenactment of those provisions contained in Ordinance Nos. _ and_that are consistent herewith and that the fees and charges established by this Ordinance No. _, Table A, shall be supplemental to and constitute an increase in fees only to the extent of any actual increase above the fees and charges set by prior District Ordinance No. —which remains in effect. Section 12: The Secretary of the Board shall certify to the adoption of this Ordinance and shall cause a summary of the same to be published in a newspaper of general circulation in the District, as required by law. PASSED AND ADOPTED by the Board of Directors of County Sanitation District No. _of Orange County, California, at a regular meeting held May 26, 1997. Chair of the Board of Directors County Sanitation District No. _of Orange County, California ATTEST: Secretary of the Board of Directors County Sanitation District No. _of Orange County, California -5- H:\WP.DTAW DMINOS\ORD197\SAMPLE.133 TABLE A ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO, 1 Adopted by Ordinance No. 121. September 16. 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTIFAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTIAL 1992-199311996-1997 $83.24 3,49.94 $59.5211,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 2O06-07 COUNTY SANITATION DISTRICT NO, 1 COMMERCIAL, SINGLEFAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR11 I ,PER UNIT" PER UNIT NON-RESIDENTIAL 1997-1998 $ 91.36 $ 54.82 $ 65.32/1,000 sq.ft. 1998-1999 $100.26 $ 60.16 $ 71.6911,000 sq.ft. 1999-2000 $110.04 $ 66.02 $ 78.68/1,000 sq.R 200D-2001 $120.77 $ 72.46 $ 86.35/1,000 sq.ft. 2001-2002 $132.54 $ 79.52 $ 94.77/1.000 sq.ft. 2002-2003 $145.47 $ 87.28 $104.01/1,OOD sq.ft. 2003-2004 $159.65 $ 95.79 $114.15/1,000 sq.ft. 2004-2005 $17521 $105.13 $125.28/1.000 sq.ft. 2005-2006 $192.30 $115.38 $137.49/1,000 sq.ft r2OT6-2006-2007 $211.05 $126.63 $150.90/1,000 sq.ft. TABLE ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO. 2 Adopted by Ordinance No 216, September 16, 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTIAL 1992-1993t1996-1997 $71.52 $42.91 $51.14/1,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 200"2 COUNTY SANITATION DISTRICT NO. 2 T"i��AIHHU- MR aw MM F., 1, bill XMIL' -MuLli�.AmildlzllR NO A Y, IND fig U 4 i lo, H. I"a i�RESIC PER UNIT_ N AL'lTFAR'-jp.,Wljl I 111WIRIIJ FT:!� low 1997-1998 $73.00 $43.80 $52.20/1,000 sq.ft. 1998-1999 $75600 $45.00 $53.6311,000 sq. ft. 1999-2000 $77.00 $46.20 $55.0611,000 sq.ft. 2000-2001 $80.00 1 $48600 $57.20/1.000 sq.ft. 2001-2002 $82.00 1 $49.20 W.63/1,00 TABLE A ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO, 3 Adopted by Ordinance No. 319. September 16, 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTUL 1992-1993/1996-1997 $73.89 S44.33 $52.83/1,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 2O01-02 COUNTY SANITATION DISTRICT NO, 3 COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NONRESIDENTIAL 1997-1998 $75.00 $45.00 $53.63/1,000 sq.ft. 1998-1999 $76.00 $45.60 $54.34/1,000 sq.ft. 1999-2000 $77.00 $4620 $55.06/1.000 sq.ft. 2000-2001 $78.00 $46.80 $55.77/1,000 sq.ft. 2001-2002 $80.00 1 $48.00 $5720/1,000 1q.R TABLE A ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO, 6 Adopted by Ordinance No. 622, September 16, 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTIFAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTIAL 1992-199311996-1997 $76.47 $45.88 $54.6811,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 2O01-02 COUNTY SANITATION DISTRICT NO. 6 COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, FISCAL YEAR RESIDENTIAL RESIDENTIAL GOVERNMENTAL, PER UNIT PER UNIT NON-RESIDENTIAL 1997-1998 $78.00 $46.80 $55.77/1,000 sq.it 1998-1999 $80.00 $48.00 $5720/1,000 sq.ft. 1999-2000 $82.00 $4920 $58.63/1,000 sq.ft. 2000-2001 $84.00 $50.40 $60.0611,000 sq.ft. 2001-2002 $86.00 $51.60 $61.49/1,000 sq.ft. TABLE A ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO. 7 Adopted by Ordinance No. 729. September 16 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTIAL 1992-1993/1996-1997 $50.09 $30.05 $35.8111,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 2O01-02 COUNTY SANITATION DISTRICT NO, 7 COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, FISCAL YEAR RESIDENTIAL RESIDENTIAL GOVERNMENTAL, PER UNIT PER UNrr NON-RESIDENTIAL 1997-1998 $55.00 $33.00 $39.33/1,000 sq. 8. 1998-1999 $60.00 $36.00 $42.9011,000 sq.R 1999-2000 $66.00 $39.60 $47.19/1,000 sq.R 2000-2001 $73.00 $43.80 $52.20/1,000 sq; f 2001-2002 $80.00 $48.00 $57.20/1,000 sq.R. TABLE A ANNUAL SEWER SERVICE USER FEES 1992-93 THROUGH 1996-97 COUNTY SANITATION DISTRICT NO, 11 Adopted by Q[dinance No 1115 September 16 1992 To remain in effect COMMERCIAL, SINGLE FAMILY MULTI-FAMILY INDUSTRIAL, RESIDENTIAL RESIDENTIAL GOVERNMENTAL, FISCAL YEAR PER UNIT PER UNIT NON-RESIDENTIAL 1992.199311996-1997 $60.00 $36.00 $42.90/1,000 sq.ft. ANNUAL SEWER SERVICE USER FEES 1997-98 THROUGH 2O06-07 COUNTY SANITATION DISTRICT NO, 11 ERCI�CL1, ,. SINGLE FAMILY MULTI-FAMILY '14NDO IND�lSTRU1L, RESIDENTIAL RESIDENTIAL GOVERNMENTAIyy',, 'h'yr FISCAL YEAR PER UNIT PER UNIT - NON-RESIDENTIAuw '.. 1997-1998 $ 70.00 $ 42.00 $ 50.05/1,000 sq.ft. 199&1999 $ 80.00 $ 48.00 $ 5720/1,000 sq.R 1999-2000 $ 90.00 $ 54.00 $ 64.35/1,000 sq.% 2000-2001 $101.25 $ 60.75 $ 72.39/1,000 sq.ft. 2001-2002 $113.91 $ 68.35 $ 81.45/1,000 sq.R 2002-2003 $125.02 $ 75.01 $ 89.39/1,000 sq.ft. 2003-2004 $13721 $ 82.33 $ 98.11/1.000 sq.It 20D4-2005 $150.58 $ 90.35 $107.66/1,000 sq.ft. 2005-2006 1 $16526 $ 99.16 $118.16/1,000 sq.R 200&2007 1 $181.37 1 $108.82 $129.66/1,000 sq.ft. For ad.sec.Uee OnN AGENDA ❑ COMM.INFO.ITEM ITEM ❑ CQ.M.ACTON1TEM ❑ JT.BDe.CONSENT TRANSMITTAL ❑ JT.aD5.d5CU551Mi (NONCONSENT) nHEARING JT.BDS.MEETXIO GATE Jr.Bos.AaENOA rtF a No. MEETING DATE COMMAD.NO. DISTRICT NO. CONTACT FOR INFORMATION OMTS: OUTS (Originator) POC: POC FAHR: FAHR 1,2,3,6,7 8 11 2160, Penny Kyle,2026 EXEC: EXEC STEER: STEER Division No..Name,and Eeension JT.BDS:0528/97 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wordina: ADOPT RESOLUTIONS DIRECTING THE COUNTY TAX COLLECTOR TO INCLUDE SEWER SERVICE CHARGES ON THE PROPERTY TAX BILLS, PURSUANT TO ORDINANCES OF COUNTY SANITATION DISTRICTS NOS. 1, 2, 3, 6, 7 AND 11 OF ORANGE COUNTY, COMMENCING WITH THE 1997-98 FISCAL YEAR Recommended Action(s): 1. Adopt the following resolutions: District Resolution No. Ordinance No. 1 97-13-1 133 2 97-14-2 223 3 97-15-3 326 6 97-16-6 629 7 97-17-7 736 11 97-18-11 1125 CECAREVIEVI: Project is EtengA: YES NO NOTAPPLICABLE DATEOF MOST RECENT BOARDACTION ON THIS SPECIFIC ITEM: Date Notice of Esernow Filed: Negative O ation Approved on Final EIR Approved on and Notice of Determination filed!on CURRENT BUDGET/COST CURRENTYEAR CURRENT YEAR. YEAR-TO-0ATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL EXPENDITURES U.,amen qm Tnmrenl TOTAL BUDGETED AMT_$ N/A N/A N/A WA SOURCE: CORE JO DISTRICTS ScliedulNLine Items: AMOUNT OF TRANSFER: ScMMulelLine Item' EF 7.t�. BUDGET ORIGINAL BUDGET PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL TOTAL CHANGES THIS AIT PROJECT BUDGET $0.00 e,—sl rs,,. Page 1 of 2 H:\WP.DTANGENDAV ITS-91nUAY`D5-20.WPD THIS AMNENDORIPRO.JECT COST ORIGINAL BID,PO, CHANGE ORDERS, AMOUNT AMENDED INFORMATION CONTRACT FUNDS PREY. REQUESTED THIS PROJECT AMOUNT APPROVED AR AMOUNT $0.00 WILL PROJECT REQUIRE ADDITIONAL PERSONNEL? NOYES REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE I,YE3,ebte number: _PenneneM L ft11W Term It YES,expgin In ADDITIONAL INFORMATION section ATTACHMENTS TO COMMITTEE AGENDA(List): Orgynator Date CONCURRENCES: Signa re Date D' n M pager r aei eQ /f S/U j+7 ATTACHMENTS JOINT BOARDS AGENDA(Ist) [/ 1. Resolution Ns..97-131 Sig r Date Depa n e (O De gn S-2m-Pz Signature Date Assstant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) The resolutions are required to be adopted in order to direct the County Tax Collector to Collect the sewer service charges on the 1997-98 property tax bills. c: Department Head AGM-Administration AGM-Operations General Manager a.we 0s 407 Page 2 of 2 H:\W P.DTA W GE N DA W ITS-97MAYOS20.W P D V RESOLUTION NO. DIRECTING COUNTY T x COLLECTOR TO COLLECT SEWER SERVICE CHARGES ON 1997-98 PROPERTY TAX BILLS A RESOLUTION OF THE BOARD OF DIRECTORS OF COUNTY SANITATION DISTRICT NO. _ OF ORANGE COUNTY, CALIFORNIA, DIRECTING THE COUNTY TAX COLLECTOR TO INCLUDE SEWER SERVICE CHARGES ON THE 1997-98 PROPERTY TAX BILLS WHEREAS, the Board of Directors of County Sanitation District No. _ has heretofore adopted Ordinance No. _, An Ordinance of the Board of Directors of County Sanitation District No. _ of Orange County, California Establishing Sanitary Sewer Service Charges; and, WHEREAS, California Health & Safety Code Section 5473 provides that such charges, as adopted by District Ordinances, may be collected on the County tax roll in the same manner, by the same persons, and at the same time as, together with and not separate from, its general taxes. NOW, THEREFORE, the Board of Directors of County Sanitation District No. _ of Orange County, California, DOES HEREBY RESOLVE, DETERMINE AND ORDER: Section 1: That pursuant to California Health & Safety Code Section 5473, the County Tax Collector is hereby ordered and directed to include sewer service charges, as established by Ordinance No. _, on the 1997-98 property tax bills, in the same manner, by the same persons, and at the same time as, together with and not separate from, the general taxes; and that such sewer service charges be included in the annual property tax bills for each year thereafter, for so long as the rates do not change and this Resolution remains in effect. f. Section That pursuant to California Health & Safety Code Section 5473, this Resolution shall remain in full force and effect until amended or repealed, or until such time as the rate of sewer service charges, as established by Ordinance No. is changed. Section 3: That the General Manager be, and is hereby, authorized and directed to execute any necessary documents or agreements to effect the order set forth in Section 1 herein. PASSED AND ADOPTED at a regular meeting held May 28, 1997. H'.\WPDTAWDMINBSWESU ES97W-13 SAM AGENDA Y v+ ITEM TRANSMITTAL d ; MEETING DATE DISTRICT NO. CONTACT FOR INFORMATION OMITS: v.. + (Odginatar) FDO:FAHR �z ALL DISTRICTS Blake P. Anderson,x2020 EXEC: David Ludwin,x5000 EXEC: `' STEER `i Division No.,Name,aid Extension JT.BDS: 528197 AGENDA WORDING AND RECOMMENDED ACTION(S): Agenda Wording: CHANGE ORDER TO JOB NO.J-34-1 WITH ADVANCO CONSTRUCTORS FOR PAYMENT OF CONSTRUCTION COSTS ASSOCIATED WITH FACILITIES TO PERMIT DISCHARGE OF EXCESS RECLAIMED WATER TO THE COUNTY SANITATION DISTRICTS'OCEAN OUTFALL SYSTEM TO BE FUNDED BY DISTRICT 5(All Districts). Engineering Department requests approval of change order for construction costs for an increased amount not to exceed $100.000. Recommended Action(s): All Districts 1. Authorize the General Manager to negotiate and execute a Change Order for Job No. J-34-1,with Advanco Constructors, to construct intertie facilities between the Green Acres Project distribution system and the Sanitation Districts'ocean outfall system at a Cost not to exceed$100,000, to be funded by District 5. District 5 2. Approve District 5 funding of a change order for Job No.J-34.1,with Advanco Constructors,to construct intertie facilities between the Green Acres Project distribution system and the Sanitation Districts'ocean oulfall system at a cost not to exceed$100,000. CEQAREV1EW: Projects Exempt NOTAPPLICABLE DATE OF MOST RECENT BOARD ACTION ON THIS SPECIFIC Date Notice of Exemption Filed: ITEM: Negative Dedaration Approved on Final EIR Approved on_and Notice of Determination filed on_ NA CURRENT BUDGETICOST CURRENTYEAR CURRENT YEAR- YEAR-TO43ATE REVISED BUDGET INFORMATION BUDGET AMOUNT TO-DATE BUDGET BALANCE TOTAL (97-98) EXPENDITURES R W� TOTAL BUDGETED AMT.:$100,000 $100,000 N/A NIA $100,000 SOURCE: DISTRICTS SchedukoLine Items:Dist 5 Mac.Protects AMOUNT OF TRANSFER: Schedule/Une Its.: TOTAL PROJECT BUDGET ORIGINAL PREVIOUS BUDGET BUDGET CHANGE REVISED TOTAL INFORMATION (J-34-1) BUDGETTOTAL CHANGES THIS AR PROJECT BUDGET First Year in Budget $8,750,000.00 $0.00 $0.00 $B,750,000.00 Master Plan Estimate: Year of First Cosa: ass ov1,97 Page 1 of J9WPG5101RECLAIMANT_5_1 AR CSDOC 0 P.O.Box 8127 0 Fountain Valley,CA 92728-a 127 Is (714)962-2411 I$AITNENDOR/PROJECT COST ORIGINAL BID, CHANGE ORDERS, AMOUNT AMENDED PO,CONTRACT FUNDS PREY. REQUESTED THIS PROJECT > INFORMATION AMOUNT APPROVED AIT AMOUNT $7,122,693.00 $0.00 $100,000.00 $7,222,693.00 WILL O CT REQUIRIADDITIONAL PERSONNEL? NOYES REQUIRES BOARD POLICY ACTION? YES NO NOT APPLICABLE II YE ,state number: 4Pemphent _Llmiled Tenn If YES,explain In ADDITIONAL INFORMATION section ATTACHMENTS TO COMMITTEE AGENDA(List): Originellor Date CONCURRENCES: i Sign unit Date Dlvi on M na r r sign ATTACHMENTS TO JOINT BOARDS AGENDA(List) ,. Signs a Date Der rt e d Or gn ) / 47 Signature Date Assistant General Manager(Or Designee) ADDITIONAL INFORMATION(Background and/or Summary) In September 1996, the Irvine Ranch Water District (IRWD), the Orange County Water District (OCWD), and the City of Newport Beach (Newport Beach) entered into a three-way agreement (titled the "Basic Integrated Reuse Project" or"BIRP") to allow for the year-round operation of IRWD's water reclamation facilities. This reclaimed water would be used during the winter months of October through March to serve OCWD's Green Acres Project (GAP) customers, who include the Sanitation Districts. It is expected that there will be excess water during these months when landscaping irrigation and other reuse demands are lower than 7.8 mgd of flow that OCWD is obligated to accept into it's system, it was necessary to have facilities to dispose of excess reclaimed water. The preferred solution was to use the Sanitation Districts' ocean outfall. Discharge through the ocean outfall system requires additional facilities (pipes, valve, and instrumentation) at the Sanitation Districts Plant 2. These facilities are referred to as the"outfall intertie" in this AIT. (Note that additional intertie facilities are under construction between the IRWD and OCWD reclaimed water distribution systems.) In January 1997, the Sanitation Districts renegotiated Its agreement with OCWD for the purchase of reclaimed water for use at the Districts'two treatment plants, in large part to allow for the discharge of IRWD/GAP excess reclaimed water through Districts'facilities during the winter months. The provisions of this renegotiated agreement included: • A commitment by the Sanitation Districts to purchase 4.2 million gallons per day of reclaimed water; • An agreement that up to 3.2 million gallons per day of excess reclaimed water could be discharged to the Districts' ocean outfall system; and • A provision that the construction costs for the intertie facilities necessary to get the excess reclaimed water into the ocean ouffall system would be paid by OCWD, or as otherwise agreed by the parties to the three-way agreement. The intertie to the ocean ouffall system had originally been designed to bring the excess reclaimed water to the surge tower. Sanitation Districts staff concluded that construction of such facilities was undesirable because of the Congestion at Plant 2. Perhaps more importantly, staff also realized that, with the OCR project moving forward quickly, the discharge of excess reclaimed water to the ocean was likely to go on only for a few years, making the R•w• WIW Page 2 of 3 J:%WM5101RECLAIMNNT_6 1.AIT investment in the pipeline of questionable value. Therefore, the plan now is to build a short connection to the Plant 2 process water system. The excess reclaimed water will be discharged through this system to the Ocean Outfall Booster Pump Station (OOBS). This plan requires additional pumping costs of about$10,000 per year for the discharge but reduces construction costs from over$300,000 to approximately $100,000. The Districts would be reimbursed for the pumping costs for the discharge on an annual basis by either OCWD or IRWD. An operating agreement for the disposal, will be brought to a later Joint Boards meeting. Construction of the intertle must begin as soon as possible to have the facilities in place by October 1, 1997, to avoid IRWD discharge to Upper Newport Bay. The Districts plan to accomplish the work using change order to Job No. J-34-1. The construction contractor for J34-1, Advanco, is working in the area where the facilities need to be constructed, and it is most efficient to request that this contractor do the work. At the request of IRWD and the City of Newport Beach, District 5 is now being asked to consider funding the cost of constructing the outfall intertie estimated to be $100,000. During a meeting between the Irvine Ranch Water District and the City of Newport Beach, attended by Directors Debay and Swan, it was suggested that District 5 could fund the change order using its capital funds. District 5 does have sufficient funds to pay for this change order. Following completion of all facilities to connect the Green Acres Project and the IRWD reclaimed water distribution system, the parties to the three-way agreement(City of Newport Beach, IRWD and OCWD) will discuss final funding responsibility for the project. The details and certainty of a reimbursement to District 5 are unknown at this time because the principals (City of Newport Beach, IRWD and OCWD) have not committed to a reimburement plan. BPA/NJW:dm c: Department Head AGM-Administration AGM-Operations General Manager . RmueWIM7 Page 3 of 3 JAWP13510RECLAIMUNT 5 J.AIT FINANCIAL & OPERATIONAL REPORT 4�N p\SiRICTS op .z 10 2�P � 2CF Q o i o o n 1 90 �CTTNG THE County Sanitation Districts of Orange County, California Table of Contents r Section1 - Overview........................................................................................................1 r Financial Report- Section 2 -Joint Operating & Working Capital Budget Review Charts on the Gallonage Charge by Department..................................................1 Divisional Contributions to Gallonage Charge.......................................................2 Summary of Expenses by Major Category............................................................3 Summary of Expenses by Line Item......................................................................4 Summary of Revenue by Line Item.......................................................................a r Comparison of Expenses by Department..............................................................7 Chartof Staffing Trends........................................................................................8 r Section 3 -Capital Outlay Revolving Fund Review Capital Outlay Revolving Fund Graphs by Type and Funding Source..................1 Summary of Joint Works Construction Requirement- Current Year.....................2 Summary of Joint Works Construction Requirement- Project Life .......................5 r Section 4 - Budget Review by Districts Summary Budget Reviews -All Districts...............................................................1 District No. 1 Budget Review.................................................................................2 District No. 2 Budget Review.................................................................................3 District No. 3 Budget Review.................................................................................4 District No. 5 Budget Review.................................................................................5 District No. 6 Budget Review.................................................................................6 District No. 7 Budget Review.................................................................................7 District No. 11 Budget Review ..............................................................................8 DistrictNo. 13 Budget Review...............................................................................9 District No. 14 Budget Review.............................................................................10 .• Section 5 - Self Insurance Funds Budget Reviews Public Liability Fund Budget Review.....................................................................1 Workers' Compensation Budget Review...............................................................2 Operational Report Section 6 - Performance Objectives and Work Plans......................................................1 r 1996-97 Third Quarter Report TMUS Ir THE YY V This Page Left Intentionally Blank u it 6w u u u Overview Third Quarter Financial & Operational Report March 31, 1997 The Finance Department is pleased to present the comprehensive financial and operational report for the third quarter ended March 31, 1997. This report consolidates the financial and operational accomplishments of the Districts with the intent of providing the Directors, staff, and the general public with a comprehensive overview of the financial condition of the Districts, reporting on the status of all capital projects in progress, and providing detailed analysis on the status of each Division's 1996-97 performance objectives as established in the 1996-97 adopted budget. A summary of the sections contained within this report is provided below. Joint Operating & Working Capital Budget Review: At March 31, 1997. 71.27 percent, or $34,709,000 of the 1996-97 net joint operating budget of$48.7 million has been expended. This is a net decrease in costs of 3.01 percent, or $1,076,000 from the same period last year. The total cost per million gallons at March 31, 1997 is $517 based on flows of 67,139 million gallons. This is $39, or 7.01 percent below the budgeted cost per million gallons of$556 while flows are two percent higher than projected. Comparison of Third Quarter Results with Year-End Actuals (Budget) Last Five Years 560 551.93 i 6501'' U20 516.31 1 - s3s.m 540 I t _ 5301' 523.a9 5204 514.5 5169 510- -` � 5001 690 92-93 93.90 94-95 9596 96-97 3rd Year 3rd Year 3rd Year 3rd Year 3rd Current Qtr and QV and Car and par and Qar ProiecOw Section 1 -Page 1 1996-97 Third Quarter Review U As highlighted in the graph shown above, the cost per million gallons at third quarter compared to year-end has fluctuated over the last five years. In 1993-94 and 1994-95, V the cost per million gallons was two to three percent lower at third quarter than at year end. Conversely, the cost per million gallons was less two percent higher for 1992-93 and less than one percent higher for 1995-96. v Based on results through March 31, staff believes that flows will remain 2 to 3 percent II. higher and total Joint Operating costs should come in under budget by one-half percent. The gallonage charge is therefore projected to be $542.09, 2.5 percent below the budget of$556. V Some of the significant Joint Operating results as of March 31, 1997: . • Salaries and Wages- Net Joint Operating Personnel Costs were at 74.16 percent of budget through the third quarter while staffing was 71 members or 11.38 percent below the total approved in the 1996-97 budget. Staffing declined by 54 employees ., since the first quarter primarily as a result of the work place investigations that occurred in December. Although there has been a significant decline in the staffing numbers, personnel costs still approximated budget as of the end of the third quarter primarily due to the first quarter payment of the annual performance bonuses to exempt employees. Salaries and wages should continue to decline in comparison to the budget during the fourth quarter because of the reduction in staff. �+ However, the majority of the savings will be more directly noticeable within the individual District funds since the Collections Division had the most staff reductions, u and the majority of their costs are not recorded within the Joint Operating Fund. • Sulfide Control/Chemical Coagulants- Combined, sulfide control and chemical U coagulants were at $1,782,000, or 69 percent of budget at third quarter and represents a $156,000, or 8 percent decrease over the prior year. Ferric Chloride is I ' allocated between sulfide control and chemical coagulant line item budgets. W Therefore, increased use of ferric chloride for chemical coagulation will offset the use of chemicals for sulfide control. In total, chemical expenses are projected to come within budget. y • Legal- At March 31, Legal expenses totaled $483,000, or 106 percent of budget . This overage is due to the legal costs incurred on the workplace investigations that took place during the second quarter. Staff believes that the unfunded legal expenses incurred as a result of the work place investigation will cause this line item to exceed budget, but will not cause the overall Joint Operating Fund to exceed V budget due to savings obtained in other line items. L' J Section 1 - Page 2 U Overview • Repairs and Maintenance- Expenses through the third quarter for"Materials and Services" and "Contracts" related to Repairs and Maintenance totaled $2,007,000, or only 53.2 percent of the combined budget of$3,772,700. However, staff still expects this account to approximate budget by year-end as unpredictable equipment failures occur. • Power- Electricity costs totaled $742,000, or 91 percent of budget through the third y quarter and represents a $163,000 increase over the prior year. The electrical expense increase is the result of the rate increases imposed by Southern California Edison. In addition, some electricity was purchased during the quarter to offset natural gas usage. Section 2 - Page 1 provides a graphical comparison of each Department's contribution towards the gallonage charge at third quarter, as budgeted for 1996-97, and as actually incurred for the year ended June 30, 1996. The chart covering the actuals through the third quarter of 1996-97 and the chart depicting the 1996-97 budget are quite similar. However, comparisons are difficult to make with the 1995-96 actual chart due to the consolidation of the operation and maintenance functions, the establishment of the " General Services Administration Department and the consolidation of Information Technology into the General Services Administration Department. `+ For more detailed information; Section 2 - Page 2 provides for the divisional contributions to the gallonage charge at March 31, 1997 with the year-end actuals for .. the prior four years; Section 2 - Page 3 provides a summary of expenses by category through March 31, 1997 and 1996; Section 2 - Page 4 and 5 provides a summary of expenses by line item through March 31, 1997 and 1996; Section 2- Page 6 provides a summary of Joint Operating Revenues by line item through March 31, 1997 and 1996; Section 2 - Page 7 provides for a comparison of expenses by department for 1994-95, 1995-96 and 1996-97 year-to-date; and Section 2 - Page 8 provides staffing trends over the last five years including total authorized, actual staffing positions filled, and vacant staffing positions. '� Section 1 - Page 3 1996-97 Third Quarter Review Capital Outlay Revolving Fund Review: $60,000,000 $50,000,000 $10.000,000 $w,000,000 $20,000,000 $10,000.000 $0 Original Estimated Capital Outlay Projected 1996-97 _ Capital Outlay- to bate- Capital Outlay- $44,895,000 $35,428,000 $56,587,000 At March 31 1997, total Capital Outlay Revolving Fund (CORF) expenditures totaled _ $35,428,000, as depicted by the chart above, or 78.9 percent of the original capital outlay estimate for 1996-97. Total projected capital expenditures for 1996-97 has been revised from $44.9 million to $56.6 million due to the acceleration of several major _ projects such as the: • Secondary Treatment expansion to 80 MGD at Plant No. 1 • Seismic Retrofitting • Fire Protection and Water System Modifications at both Plant No. 1 and 2 • Primary Clarifier Rehabilitation at Plant No. 2 • Chemical and Plant Water Modifications at Plant No. 2 • Maintenance Building at Plant No. 2 Section 3— Page 1 provides a graphical presentation on the dollar amount Of capital expenditures incurred this year through March 31 for each major type of capital improvement, and a graphical presentation On each Districts' share of the total amount of joint works capital outlay requirements incurred through March 31. For more detailed information; Section 3 — Page 2 through 4 provides a summary of the Joint Works construction requirements of each project for the current year and Section 3 — Page 5 through 8 provides a summary of the Joint Works construction requirements of each project over the project life. Section 1 -Page 4 Overview Budget Review by Districts: At March 31, 1997, revenues of all Districts totaled $89.6 million, or 69.2 percent of budget (see Section 4). Other (User) Fees, the largest revenue source of the individual Districts budgeted at$68.0 million, are only at 64.0 percent of budget, or$43.5 million. Likewise, property tax allocations are only at 54.4 ., percent of budget, or$16.9 million. These revenue sources are primarily below budget because the Districts' do not receive their largest property tax and user fee allocations for the current fiscal year from the County until April. Conversely, Connection Fees, budgeted at $4.53 million, are already at 163.9 percent, or $7,421,000 million due to higher than expected building activity within the member cities. Interest& Miscellaneous Receipts are also high at 85.7 percent of budget, or$17.6 million because of both larger available cash balances and higher interest rate yields than were anticipated in the 1996-97 budget. Expenses and outlays of all Districts totaled $107.3 million, or 72.4 percent of budget at March 31, 1997. District Operating and Other Expenditures, budgeted at $10.3 million, .. are already at 93.6 percent of budget, or $9.7 million primarily as a result of recognition of a net decline in Sale of Capacity Rights to the Santa Ana Watershed Protection Authority (SAWPA). There was a total of$14.6 million accrued in revenue in 1995-96 that has now been adjusted down to $9.6 million through recent contract negotiations with SAW PA. District Trunk Sewer Construction costs, budgeted at$8.3 million, are only at 26.5 percent of budget, or$2.2 million, due to the prioritization of joint works treatment construction projects over individual District construction projects. Self-insurance Funds Budget Reviews: The Districts' are self-insured for Workers' .e Compensation, and for General Liability claims in excess of$25 million. Separate fund accounting is utilized for the recording of revenue and expenses incurred in managing these liability claims. The revenues to these funds represent individual District contributions based on each District's share of Joint Works Operating Costs (sewage flows). Expenses to these funds include actual claims paid, claims administration, and excess loss policies. The Self-Insurance Fund revenues totaled $407,000 or 63.1 percent of budget at .. March 31, while total expenses were $774,000 or 117.3 percent of budget due to higher claim losses than anticipated. See Section 5 for more detailed information. Operational Review., The Operational Review section of this report (Section 6) pertains to the status of Performance Objectives as of March 31, 1997. Performance Objectives were established for each Division within the Districts and incorporated into the 1996-97 Adopted Budget. The adoption of these performance measures allows for the progress of the Departments and Divisions to be measured, achievements recognized, and opportunities for improvement identified. As a tool to further define divisional performance objectives and to ensure success of the Districts' critical goals for 1996-97, workplans were also developed at the Divisional level. .. Section 1 - Page 5 L' 1996-97 Third Quarter Review L At March 31, 1997, the Districts had nearly 450 workplan milestone tasks that required completion or some work progress and 80 percent of these milestones, or the required v progress toward the achievement of these milestones, had been met. In addition, 73 percent of the budgetary performance objectives for each division and department were also achieved. L L L" L I V L IL W L L U I� Section 1 -Page 6 L J. O. & W. C. Budget Review Actual Departmental Gallonage Charges For the Nine Months Ended March 31, 1997 Eng,neenng O d M % 57% GSA 12% F. v¢ I% Eves Mgml Tern Svo H1R — 15% a% Budgeted Departmental Gallonage Charges Fiscal Year 1996-97 Engineenng 1% GSA O&M 12% 59% Finanm 7% Exec Mgml 3% eU Sv® H/R 15% b% Actual Departmental Gallonage Charges Fiscal Year 1995-96 Omr H I R 4qae°b 3% em S. 15% Exz Mg r 3% En9neenng 2% Mo S % W. urce 26% 7% Section 2 - Page 1 u 1996-97 Third Quarter Report I U Divisional Contributions to Gallonage Charge For The Nine Months Ended March 31, 1997 1 IN243 198191 199445 199696 199&97 199697 V Ac I Rectal Actual Actual R WW BWam Amur Flow In Will.n Gall... BIm92 61818A 67.006.01 55WSA2 09.811O00 WSW.M Garreal Mangw 8.60 am 14.58 to]9 11.73 13.12 u em smmwy 081 ON am IA 1.85 1.31 tarapament Siwp0n 2To 2,70 IN am - - C ,fimaam. 5.32 72a 6.76 L Total l.Lnpament 12.17 t0A1 1766 17.13 20.78 M61 Ham 924 a79 Ito 1.03 - - r H.RecnuA9 - - - sm 516 B." L Salary B Emer9 Fmortve - - - 7N 11.15 7.M Ebumlun BTm a98 7.16 Taal Nwan Resounw ea an 11.0 1727 26V MIS I 1 oy al Fr 1e.16 1Ba5 16.07 Mas 20.8a 18.97 A=-." 6.81 8.N art 10,76 MN 11.38 Pwtl�6vw-ehro ass SON 6.21 7R0 501 7.63 I I Total Mr... 272i2 29.BB 31.01 MIS 39M 37.08 U Gainer Say2ee PR:rcliseatim 11.34 1313 13.10 2,17 1.93 768 Hal6ware SuppW - - - 8,18 Sea 5.77 6o ra s.ppwt - - - 13M 11.31 0.16 Nam Awoma6m - - d62 6.13 Ca1>4'n Far MabBaance 3.M 2.90 260 4,55 In 3.61 Ram Femme Makasanm 43.15 38.83 m 05 37,10 38.71 37.77 j To011GeNad8anlem Aamin 67.70 sets 60.75 DIM TIN ".at L op.B Maimwtanco AEmm 1024 9.N 11.21 20.74 17.0 1698 Opm&MabtlmMlm Soachft _ _ 5.47 5.13 4.71 Nam No.l Opaatbv - - - - 73.25 7629 L %ra No.2 OpaMm - - - - 11539 101.51 Meo,an lMa'v8aarca 6125 59.30 58.31 WIN 51,74 15.22 FJOSvI Marm,anm 1a.N 21.08 19.0 19.81 2419 Mac I INawnaglaT Mvl6ranm 2351 27m M.N 27.78 29.61 M99 V Carmel Gaaaaam - - - - 2502 25.73 Nam Operaaone 193.31 176,12 15T.59 2M.55 - TW1Opnsons 311.78 Man M1.79 N6.a Mae 31M/ Oho1TeNSaaees 3.71 281 ZM BST 8.0 7.0 Complance M77 37,18 37.83 - - - Cam.Rat.R. 70A2 @.BB 6T.16 - - ABOuaey 5.62 7.68 7.03 Eavonma0al MBmr - - - 4.N 1326 41.78 Em Sloan labwNay WA 4.0 Xw 3727 35.12 30.80 B L Candor 8.62 DIM 1.38 1.52 lA Total TaehB Ii INAB 10.69 Ian 811.11 91.74 B4.89 W al EW 027 082 on 1.12 0.76 1.16 POmbg81 0 (o-an 95.86) 211 am t.N am t.se aN V En ,Phiri, - - - IA 1.M Sao ImtrB LarmaY - - - - - CombM9mt 237 317 "1 IN 4.0 IN Total En0 eerino 676 1.M au 10.31 2.31 SIS V Taal Eyanaea 681.71 mm "Ian 6"" HIM ON.N l R. . T33.02) (15.11) AW) (aa.13) (46.26) (M 67) Not JO Ey rem MIS 6M.94 511.69 569.31 U&N 610.97 L Section 2- Page 2 V J. O. & W. C. Budget Review m Summary of Expenses by Major Category For The Nine Months Ended March 31, 1997 r Revised ap. EZP. Ina. Incr. Percent Budget Thru Thru (Deer.) (Door.) Budget Remalning 1999-97 3131fl97 =1196 $ % Realized Budeat Net Salaries,Wages B Berates 26,944590 20,075,227 20,508,482 (433.235) -2.11% 74.16% 6,869,363 re Ofrm Expense 526,300 232331 309,090 (76.759) - 44.14% 293,W9 Oda Central B Chemical Coagulants 4,327.600 2,795,977 3.325,114 (529,137) -15,91% 59.48% 1,531,623 m Contractual Servces 6,D79,0D0 4,125,784 5,030,316 (904.532) -17.98% 68.55% 1.893,216 Professional Services 1,573,200 1,2W,725 1.006.518 200,207 19.89% T7.59% 366.475 Equipment Charges 196,000 178,843 140.349 38,494 27.43% 91.25% 17.157 Repair B Maim..Materials B Services 3.772.700 2,006.686 2,400,322 (393,636) -16.40% 53.19% 1.768.014 r Reseereh8Mon8aing 2,504,900 1,934,388 1,683,221 251,145 16.92% 77.22% 570,534 Training 714.000 394.453 361,032 33,421 e26% 55.25% 319,547 d lxllmes 3,NB,800 2,420,392 1,795,290 625,1 D2 34.82% 94.96% 628,408 Other Materials,Supplies &Outside Services 3,122,910 1.933.963 2,07,211 00,228) .7.78% 61.57% 1.188.927 Total Joint Operating Expensas 52,750,000 37 M1,767 38,858.925 (1,352158) -3.50% 70.72% 15,445.233 e Ravanues801leats (4.050.0001 (2.595.740) (2.871.855) 278.215 482% 84.08% (1.454.280) Net Joint OpereOrg Experts, 48,700,000 34.708.027 35,784,970 (1,075,943) -3.01% 71.27% 13. 990.973 r Gallonage Flow(MG) 87.600.00 67.139.30 65.07642 2.084 3.1]% 76.64% 20. 660.70 r Gallonage Floe(MGO) 240.00 24503 23].50 T53 3.17% f5031 Gallonage Chage(VsIMG) 555.94 518.97 549.90 (32.931 -5.99% 92.99% 38.97 ,r Section 2- Page 3 L 1996-97 Third Quarter Report L Summary of Expenses by Line Item For The Nine Months Ended March 31, 1997 REVISED EXP EXP EXP INCR INGR BUDGET THRU THRU REMAINING THRU (DECK) (DECK) I rlcerRrRnnN 1996-97 3131197 3131197 BUDGET 3131/96 $ °F U Ses;� We,, R Rn..nem Solanes8 Wages 31,657,010 23,761,689 75.06 7,595,421 223653D4 1,396285 624 I ! Employee Beneft: u Retirement 3.107.310 1,850,751 59.56 1,256,559 2.244,561 (393.810) (17.56) Workers Comp 204,800 153,600 75.00 51,200 165,193 (11,593) (7.02) Unemployment Ins 59,000 46,364 78.58 12,636 27,141 19223 70.83 Group lnsumnee 2,733,970 2,313.300 84,61 420,670 2,740,004 (425,704) (15.67) ow Uniform Rental 76,500 46,983 61.42 29,517 49729 (2,746) (5.52) Total Benefits 6,181,580 4,410,998 71.36 1,770,582 5226628 (815AW (15.611 (nl Salaries,Wages,S Benefits 37,838,590 28.172.687 74.45 9,666,003 27591,932 590,655 2.10 W.O.Salaries 8 Ben.Alloc. r Di ChargesCorf/Dist (6,989,000) (5,045,946) 7220 (1,943,064) (4,496,481) (649.465) 1222. Cost Alloc-COR/Dat (3,905,000) (3,061,414) 78.14 (853.556) 586989 (464,425) 17.95 W.O.Salaries 8 Benefits (10,894.000) (8,097,350) 74.33 (2,795,640) 063470 (1,013,890) 14.31 I 82 Net J.O.Payroll 26,944,590 20,075,227 74.51 6.869.353 205084 1433.2351 (2.111 u MaS,Supply,8 Services 1 Gasoline,Diesel 8 O1 203,500 145.953 71.72 57,547 119.098 26.855 22.56 V Insurance 1.487,000 988,999 66.51 498,001 1,089,540 (100.541) (923) Memberships 79.600 66,868 84.01 12,732 55.305 11.50 20.91 Office Exp-Supplies 152,900 100,180 65.52 52,720 95,397 1.783 1.81 L Office Automation 207,500 53,898 26.97 153,804 134,174 (80278) (59.83) Other 105,600 63,431 60.07 42,169 76.519 (13,088) (17.10) Minor Furniture,FlMnes,a 60,300 14,624 24.58 45.476 - 14.824 rva I u Operating Supplies Odor Gontrol 1,343,300 798,803 59.47 544,497 1,135.195 (335,392) (20.63) Sulfide Combol 1,295,9W 466.554 3628 819.348 1,015,778 (552224) (5420) Chemical Coagulants 1,298,100 1,315,783 101.35 (17,563) 919,206 396.578 43.14 L Lab Chemicals 6 Supplies 400,30D 214,837 53.67 185,463 251,936 (37.099) (14.73) Tools 107,800 67.178 SZ32 40,622 80,808 (13,830) (16.87) Solv,Paints,8 Jan.Supplies 129200 68.404 52.94 60,796 84.904 (16,500) (19.43) V Other Operating Supplies 197,900 149,436 75.51 48,464 153,734 (4295) (2.80) Contractual Services Groundskeeping B Janaonal 159,700 49,6D5 31.05 110.095 49,937 (332) (0.68) I..1 Outside Lab Services 91200 36,087 39.57 55,113 41,285 (5,198) (1259) Solids Removal 4,704,000 3.098.021 65.86 1,805,979 3,980,058 (882.047) (2216) Other Waste Disposal 110.000 31.278 28.43 78,722 67.596 (36,318) (53.73) Ory9en Plant Oper 465,500 356,853 76.66 105,637 359,910 (3,047) (0.85) I..I Other 488,600 553,930 113.37 (65,33D) 531,520 22,410 4.22 i ; IJ L 'I Section 2 - Page 4 I J. O. & W. C. Budget Review Summary of Expenses by Line Item For The Nine Months Ended March 31, 1997 REVISED Exp Exp Exp INCR INCR BUDGET THRU THRU REMAINING TNRU (DECR) (OECR) m nvennlnonnN 1996-97 3131197 3131197 BUDGET 3131196 f % Profastional Services Legal 456.600 453,083 105.80 (26,483) 459,146 23,937 521 Audit&Accounting 44,100 39,056 88.56 5,045 27,618 11,437 41.41 Engineering 225,400 20,710 9.19 204,690 118,488 (97,778) 482.62) Other 847,100 663,877 78.37 183223 401,255 262,611 65.45 Printing&Publication Repro-In4rousa 252,400 187,979 74.48 64,421 183,412 4,567 2.49 ` Printing-Outside 107,300 36,190 33.73 71,110 30239 5,951 19.68 Photo Processing 31200 20.449 65.54 10,751 22,011 (1,562) (7.10) Nodees&Ads 21,600 18.195 84.19 3,415 36,973 (18,788) (50.82) Rents&Losses Outside Equip Rental 57.000 86.717 162.14 (29.717) 64,719 21,998 33.99 District Equip Rertel 139.000 92.126 66.28 46.874 75,630 16,498 21.81 Repairs&Maintenance Matenals&Services 2,843,6C0 1,544.608 54.32 1298,992 1,859.119 (314,511) (16.92) Contacts, 929.100 462.078 49,73 487,022 541,203 (79,125) (14.62) Research&Monitoring Erwin,Monitoring I.W.900 1,551,933 78.M 413,987 1,395,949 165,984 11.17 a Air Ouality Monitoring 68.600 8,484 12.37 60.116 650 7,834 1,205.23 Research 470,400 373,949 79.50 96.451 286,622 87,327 30.47 Travel,Meetings&Treeing Meetings 153,000 123.761 80.89 29=9 128,601 (4,740) (3.69) Training 561,000 270.692 48.25 290.308 232,631 38,161 1841 Uneolleelable Acoounl8 - - We 171 (171) (1D0.00) UBlities s Diesel For Generators 14,800 - 0.00 14.BDD - - rue Power 813,400 741.058 9120 71,542 578.565 163293 2822 Nawral Gas 1.480,000 1,067.071 72.10 412.929 630.848 436225 69.15 Telephone 106;000 92,826 87.57 13.174 113.854 (21,038) (18.46) ` Water 634,600 518,637 81.73 115,963 472,015 46,622 gas Other Expenses Freight 53,700 31,465 58.59 22,235 42,004 (10.539) (25.09) .. General&Safety 319,9D0 151,303 47.30 168,697 199,671 (45288) (24.19) Aqmd Operating Fees 186200 95,200 51.13 91,000 124,090 (28.690) (2328) Other Non-Oper Expense 70,300 33,567 47.75 35.733 41,595 (8,331) (19.88) General Manager Contingency 228,000 0.00 228.000 rVa ` Net J.0.4Hxtls,Supp,&Sam. 26,158,100 17,356,733 66.35 8,801,367 18315010 (958277) (5,23) Cost AllxLorf&Other (352,690) (127,193) 36.06 (225,4971 166547 39,354 (23.631 m Net J.O.-Matls,Supp.&SON. 25,805,410 17,229,540 66.77 8,575,870 18148463 (918,923) (5.06) Total J.O.Requirement 52.750.000 37,304,767 70.72 15,445,233 38656925 11,352,158) (3.50) Less:: Revenue (4,050,000) (2,652,243) 65.49 (1,397,757) (2,902,165) 249.922 (8.61) Cost Allocation -CORF,Dist,&Other 56,503 rda (56,503) 30210 26293 87.03 NO Ravenua (4.050.000) (2,595,740) 64.09 H4542601 12,871,9651 276215 (9,62) Not J.O.Expenditures 48,700,000 34,709,027 71.27 13,990,973 35784970 (1.075.9431 (3.01) •� Section 2 - Page 5 L 1996-97 Third Quarter Report Summary of Joint Operating Revenues by Line Item For The Nine Months Ended March 1997 L % VI ADJUSTED REV REV REV INCR INCR BUDGET THRU THRU REMAINING THRU (DECK) (DECR) ncarRlpnnN 1996-97 3/31197 3131197 BUDGET 3131196 $ % Inter Dist Sewer Use 1.700,000 985,230 57.95 714,770 1,362.298 (3T7,068) (27.68) L•� Wastehauler 400,000 263,156 65.79 136,844 225,933 37,223 16.48 D IRW sludge disposal 848,00D 551,331 65.02 296.669 519,993 31,338 6.03 r Waste hauler penalties - - - - - n/a Scrap sales 20,000 236 1.18 19,764 13,877 (13,641) (98.30) Olhersales 2,000 1.024 51.20 976 1,430 (406) (28.39) V Biosclids reuse 5,000 - 0.00 5,000 - - Na Rents&leases 75,000 69,253 92.34 5,747 73,201 (3,948) (5.39) General nonoperaling 100,000 15,871 15.87 84,129 71,693 (55,822) (77.85) Vehicle&equip 250,000 146,270 58.51 103,730 141,086 5,184 3.67 Mailing fee - 220 - (220) 170 50 29.41 , Sampling charges 250,000 212,426 84.97 37,574 189,656 22,770 12.01 Power Sales 400.000 350.723 87.68 49,277 272.618 78,105 28.65 TOTAL JO REVENUES 4.050,000 25� 84.09 1,454,280 2871955 2( 76.2151 (9.62) L � I V I� IsY I r V II v Li Section 2-Page 6 J. O. & W. C. Budget Review Comparisons of Expenses by Department For The Nine Months Ended March 31, 1997 19%-97 1994-95 1995-% 1995-% Revised Year Date Budget% Deusrtmemand Division Actual Budget Actual Budget 373V97 Realized Goneral Managers Department ExeadNe Mane,.t 1,410.640 763,700 856.554 1,027,d00 90g,%9 87.70% Bock Secretary 59,560 143.W0 112,948 191,840 88.138 54.53% Manapemem support - 64,700 28.573 - - - c mmmiCaSona 218,590 676.400 167,= 630no 307884 81.50% Total 1687798 1M3 mo 1415917 1819760 1377M9 7567% Human ResourcesDepartment Human R.,cea Admnlstntw 1,012,149 2%,000 372.312 ael."a 573,488 126.93% EduratiOn&Tminmg - 512.WO 507,123 7&5,010 01.027 6126% Safety&Emagemy R.Nnso - 611200 851.267 m6810 488800 5009% Total I U2.149 1,423000 1.530M 2,213,610 1,543.785 09.74% FlnanceDeparunent Finance Adminis0stion 1,510,739 1,549,o00 1,889,542 llu% 8o 1273.532 0.0% Acmunt N 817.505 1,042.800 901,M6 957,94o 7113,79a 79.73% Purchasing 6 Warehousing 54e.840 780.500 831036 702030 505A35 n00% _ Total 2874.885 3.%2 WO 3.402AM 3,489,030 ?542.705 72.88% Go neralServicesAdministralion General SeM.Atlniniatre5on 1,251.701 266,100 186,080 6%,010 508,789 n3 Hakware Support - 643260 859,575 583740 387,104 W.31% m software Support - 642250 1,061,433 990,360 834,301 64.05% Plant Aulomeson - - 404200 Ws" 8526% Collection Fe Glues Maintenance 249.469 342,300 370,392 328,100 242,344 74.M% Ptak FacilNes Maintenance 3.197821 3261 WO 3266.539 339300 2538.1115 74.73% Total 4.688.%l 5.155200 5.514019 6,393,160 4653A02 72,79% Operations&MalntenanceDepartment O&M Mdninisaation 1.M.W0 205,000 425,670 I.W1,810 984,524 W.04% 0&M SchWuling - 4%,400 471,9% 449,3W 316260 70.39% Plant No. 1 Openetlons 5.490250 - - 6.41"0 5.128,682 79.93% Plant No.2 Openatiom 7,431.450 - - 10,143,400 8,815,004 67.19% M anial Maimananoo 5,1R.640 5,816.WO 4,T1t,571 4.532,J10 3.035.871 68.6e% Elec al Maintenance 1,858p01 1,964,000 Ip81,300 2,145200 I,35B,152 6322% rr Instrumentation MwMenana 2,581.127 2,975.100 2,454.137 2,596,120 1,745.130 6722% Central Generation 1412.199 - - 2.228470 1.T27 We n.60% Total 25,576267 11,517,100 9.9m,n8 00.m9950 21.109A29 70.20% .,, OperatlonsDepertment Operaliona Administration - 1,241,700 1.302,424 - - - PlakOpemtions 2].%]600 19660909 - Total 24. WWO 21,183,332 TechnicalServlces Department Te&n.1 Service Adminiatra5on 193,053 833,100 573,567 M.970 479,193 61.91% Emdmmtekal Management 10,163.150 4.921.400 3.839,594 3,789,790 2,805,370 74.02% linvlre r ekal Sciences tab 3,241 nS 3,581,800 3,218.764 3.076260 2,074,345 6743% m sours Cokml $39 942 773 700 M 612 395.940 320 no 62.60% Total 14437870 10.109800 2.994537 8.035 NO 5us BOB 70,78% EnglneeringDepartmem Engineenng Admmstrabon 78.n9 125.400 WAS W.530 77,n9 116.63% Design Engineenng 281,346 243,800 291,846 134.480 59.055 N.91% Engheermg Planning - 54200 141275 11S.Mo 17.139 14.85% Constnrc mMenagenem 2Ba956 391.500 347.114 411240 236.556 Not% �. TOW 626531 754900 972.300 n7630 392A79 5391% Less Joint 0 perati n g Raven ues fd 6495151 (3 an NO) A1900641 140590001 12507401 64.09% Net Joint Operating Expenses 46295976 54,Wco0 47747,985 48700000 3/709027 7127% Section 2- Page 7 1996-97 Third Quarter Report Staffing Trends Total Head Count .. For the Nine Months Ended March 31, 1997 r 665 _ 664 06 673 624_ 7W r 5676 60 690 71 r 600 aoo r 300 �r zoo r w r 0 69N93 6lJMN B9095 6/ 16 M197 r •Actual OVacant r r At March 31, 1997, the total head count was 553 employees, or a full time r equivalency of 543.5. r r r Section 2 - Page 8 CORF Review Capital Improvement Program - FY 1996-97 For the Nine Months Ended March 31, 1997 Plant 1 $19.827.000 56% Equipnrent Items $865.000 2% Interplant B Join Fadlities $4,774.000 14% Plant 2 Spedal Projects $5,163.000 $1,799,000 23% 5% _ Total Capital improvement Expenditure - $35,428,000 Distnd No, 13 $364,900 1% District No,3 Oidrid No.2 $10,678,000 $10,341 400 30% 29% _ > Distnd No.S $1,353,400 District No. 1 4% $3.567,600 Di strict No.6 10% $1,Sfi5,900 Distrld No. 11 Distnct No.7 4% $2,412.700 Distnd No. 14 $3,188.500 7% $1,955,600 T1 6% Total Capital Improvement Funding - $35,428,000 Section 3 - Page 1 1996-97 Third Quarter Report L Summery of Joint Works Construction Requirements-Current Year For the Nine Months Ended March 31,1997 p9a) 1BeB.87 1B.1 1BB&B) tpH) Hor.jUDur) OX9nul EerlmeYJ pN31 ® RamanMa P�Over, ,%NI ft" Ou11ar OLIIR] OWar OulYr, OMlrul FatlMY a gaolamatlOn qam 1 MOMaM Onpnnp Pro)ecb: 2.Prlmery TrenmMO L e.PXmory TMnmMX)2MGRE RI n.lOIxn.Pl . - 4N 4N dN cmproea0xel Ml(La RelutlMB u 9 Ptbl - 1 (f .575law)) xr rem Is xW8.Ism MuapO%pMp MotlXmnPMn earlPIAI S-15 - 1I.M5 13,)10) d1.M 41.310 B.Prim l]eMlon3pfl5 Remo. Pt<t d28,Om 211.N5 213,Bp 1,411,918 888.316 3.bomllXely TmaTwnl Elecrdtry TnO}Pu119134rM. fa'am 9m.045 (2p,5ab1 m8.018 NS.Ou B.Se1UOEM Tlulmnn Erpemro T MGD,Pla 1].Be5,230 15,971.409 (1.B78,tp1 18.m4.40B S,aA,tp I 1 Vetrerrl meS Isr 9ecanXaryTMmm6 P1a0-1 4,780 d.]m - 4,]80 - U 5. 6rell aw;lIty byaMme O.F1tt C410IIIyMWenaB3arary UDlMaSe,Pti01 IW.mzxI 19.B35 51.3% 48,pb 193,3151 0.12pVO,se,t u9yalamlorbuppu Fxnnw,vte> 2m,Om 46.fU4 181,3p p,891 (111,]m) e.SerMYlmpmruxme I o.FIm PMMIu,Spm em WMer Bye MDOe..P1aa5 1,300,000 86],4x2 83x,9)8 1.I67,422 (4M.5]B) V B.Seimk ReeIrcRI xorml Item, a1a.3 d23,000 854.987 lows") a14,p7 429,857 c.aexmkR sPrc9errnwlllame,P1J4-1,2,3 3m.Om 1.IS1.S)3 1933,5Y4) 1,143,67! 813,5]] ]. sre. neaua PlpiMXe 1 e.lasc. 3lnMrftr, Pta PI 10,Cm 4.017 B,Bp 3,1m (a8pl L B.MIec.MOOe.PIIpXy FJenlua Plaex 10,Om 7d,917 (81,817) tm,817 B5.517 OMMc.Mwffl OloneIOPMMl.PIa 10.000 221,1m Oli,td) t21,154 211101 OFac WIft9&SMMYUMmam,Pl402 RAM N,x22 )]7,TM 682,222 (137."a) I.ChamkneM Wuroheubr Fnc04y MotlXna.PiM2.3 900.000 Km U4.437 53,553 (M0 17) a.alpnanm ror FMnma 9rreo PmJeeL lsu SemtluML) 3m.Om Im.028 137,872 6 ms 202E W h.Al...br Emm9on.,RepelnllmDr. "000 4MSQ 2Bomn It3o¢U1 Sub-TeMl-Ibclarmlim Mun11 1210001/ loull B0 ImB MOI 2916,3590 7n5m 6.PYM2 1Wan001 Maier PrgMXa: 1.xen8NOde y a,PNM2lefl. ventan tm,Om - 100.000 - (loom) 2.PIImmY TMnmml a.Nmq TrenmmX 24 MOD Upamlen,M41 - 3,N4 (3.7N) 3,794 379I c'ft.,claXBm Rueb. K2 I'M,= 821.102 T21,BB8 1,428,102 It21,B9B) 3.Semmery TlulnMnl e.Semntaryhutmmteapembn,Pti2a 10.Om 101112119 Ip.xp) 1p.38B 88,2p V a.9WMB PgpaxrM a.RMeO]irle WIn.P2aa1,23 NO.Om 124.00 V5.04 126,p1 (1 sM, 0111 O.Rarcal ne sy Slora9e FROIpnaM.P240 3m.Om Id.B4B 278,080 x4,B18 12]505q b.EBeellF Fee li nome asmatyl Fac MotlXmfl SnnYUppreOea.P2i)-1 1m,Op0 ]t,Nx 6].]p p,Nx 13?7581 8a Fsc lm%oremSnM a.Fec MOOMmflbeMy Up9rM®,PN]3 800,000 137.014 1WIM97.242 42],014 (372.7%) u b.&llm4 RnMXnxO1lSWft.P2tema,P2-m 4m,m0 201,)p I9).N2 402,M8 2ON 4.3nem4Rnrd PlarrunutnMema P2b3-2,]A.S,e ]33,000 118192 209,M 181,1p (103,eY) e.chem:ulutl Pxnt Wner`leL2 ,P3.85 1,420.000 1,Bp,2m (408.200) 2. 10,2W 1,2m2m e.RSCMIIutl WnMSYalom PnRt ZO,mO - 51.Om 10,Om (l0.751 Y/ I.FI5cPmlecllnn,3l9ne8 Wets Sya MOOXm.PliS 1.Bm,Om 1.348,]bt 551,NB 2,StB,7A1 449.751 7.MleuOonmu4 Pruods l— B.Aflaffly We.MeoialartimP2i31 10,000 e78S 1,2m em (1,205) i B.MMC Mw forIleu,P2d}J 10,000 342)- (14,2T3) .= 14,273 L c.Mvaenu for FmMBemY RopalMlmpr. 312,Bm - 312.5m 3u.000 27,400 4Sup,dcellr .rd 08mall Prxecta(SU SpiOXub DI 39],4m ]32.Bx8 54,ST! 333,p8 (54,Sn) 9.Suppotl FocllMbeentl She Imploremenle e.Opanbnev!Ulg,PlM,s% 15,OW 7.N20.02 ).148 ),&2 73,148) O.RemerancollululmWn9e,P2-I]&2fl 450.Om 05,852 em'I" ]8,p2 (373,108) U c. Trnomncoa,,rad 0 Oper 1023,Bp 2.875,m1 Ime,1651 8.)M.ml 4,BBB.1B5 Tr IINO&p u,rtn O)MNIn9ceMx 231H u.114 - ml - 114 O.PhewIlSXoflSmuXrylmp.,P2aS5 250.m0 134.881 115.11E ]ta Sv 56,881 e.C'ueWnbnMereOemmi ORln.M014(P2-35<) 190m 1B 515 us te.5t5 14M1 1 1 Sub-TNM -TMlebm%eM3 1055E mB a252910 2306060 15720 NO 51,No (Co.linIM) Li Section 3-Page 2 L.I _ CORF Review Summary of Joint Works Construction Requirements-Cunent Year For the Nine Months Ended March 31,1997 Im9'97 199997 199 7 l9 w 1OW97 Rel4aad OU y 0,191ru1 Estlmrbd /,cpul® p4mrinbq P,.O U Orm(a ') OWry DN1R7 OUWr OWcr Chi.1.1 By.ft C h 1sq'Um eM Jehn FedOaee '� 1.94eed Fa�Dm erd Sae Inpm7Hlab a PdaDrmmrm ddlLa9m011®.Y11-1� 3ID.611 425. (85214) 4m,975 154A14 ' OarpBm dOtl Wabdr4m.J11-1 tm In tm - tfi9 - dl2N3Rftz TMa5m mom - Mm (65.Wl r sldmlmisdons dm TrtlafbylWtMMt t5U,m0 315,m1 (at= 315m1 65,m1 I.Cpm Yy 6dwm mF4lrodplaa m,0m m,m0 - (m,0m) - - fb T &,gs 2C I.RRvrp 9abe a9193plmra0,J361 825,0m fim,323 171,67t 1,M0,323 1.m5323 3. ft C.Vuhr oxl v n 9lepne a fnnpumlmd Fac Reparmatl D49.aya 1S1 sm 14,480 4.141) 154m 2Up90 b Traem Rojed&ba (21,141141) - R1.141) - 24,141 INw5tltl7 Prmn 01r9>,JJ1-1 24,141 N.141 - 24,141 - SFemr2einto 0. 97Yan(If) 1,4W.000 5m.792 MIM Isom (639206) c l4dnora9lehan loEegldlm(1r) ix.m2 17r,115 (41,M) 177,115 41,M Rp;a Fua*a1eln Camel 5m1 6.601 - awn - Nebark9dalea(Ippada 11,619 11,e19 - 11.619 - e.bft alb l Gtrp MSllm n 15'm - 15,m0 - (150o n Mm Cedeup9edmb Wbaosa M,mO 877 64,m 677 (64,123) 1.upmeae floe 9/Mml(n) 3m,0m i.w 1962ra 1,727 (196273) g.NBhgklbdemallp0ade(ff) 85.m - m,m - 015,330) lMroek)re7®e Uppade'grai tide 7,® - 7,62U - (7.620) 14dvlclk RaWmstlflpa5e-Badmvle I".= laaas 16r,152 19,999 (107,152) h Redae Sscuih ma69man(rr) isa m 5.759 174.241 5.M (174241) i 51am6ew au:lm 3.4,upAaEa 1m.m0 - iso m - (IN.=) 4.Ram tat WftdLgOp SK J31 3M,8m 'MASI (362XI) M.091 362201 Flhxgeet)e1s MYUpgrade 5N0 5200 - 52m - aFeo epic hae7,J31-I I%= am 12g674 2a326 (12OW4) hO .Coed a,*,J313 40(xm0 919,26t (519.252) 9B9,262 m2m r c i0vt 1 Re9d4ob System J31J m.0m 300.000 Sam R50,000) d6eonfty fimada4 Ra42,J314 2m.m0 - 200.000 40,000 09am) - a n�aaceohpn a Rm a up9edm,Jot 3(10000 49.M9 250.771 235429 mwl) 5 Beddalp Opens r a Bed.f 9rd9le RdcD.Sa�.F2S'(384 m,m0 342276 (42275) 367276 arP6 h BWndby pbier ReleeBY amdhe.J33-12 I5a= los m 45R3 20&371 W.377 . . t 95p f2a 3 d Nmd4vb 2,3332 Qam0 - 400.000 Am (370.000) e I'mlmerelm mCmaalGmeellm m,010 - KM (50.010) fmhelnaLlm Odd6pn 4.900 16,V4 (11Ar4) 15674 11,674 San 9rylen abdln U,= till 34.4m 191 (3414m) inlayspM dCeeDIC>anaWm m.5m 26,640 31,00 26.640 (31,am) Kelm TglnpOlenmm som - m.m0 - (5a m) 7.MVYmoa Rgem a Inflaa 6.0m Sremn I.mdm n m0 - 25m (25Am) 6 NaambFlaael smi R ,= (S S,,dus E) 4om0 m,591 126.469 3a1,5al (131,4e9) e NDralmb 8 apps,Rs,� me. m.�D - as= 130.000 a3,Om 6.9mph0e D'osa Rafede Stall Rcpl - 1,274 (1274) 1274 1274 9.WM�Rego Foam 130,616 - 130.619 lamp OW..619) RedreSDn Rall W,1 WY Qm11Y "'y - 0056V(.11D Re9vul Water Redambn Ra45ndy 193m la394 19.3M r Su>Toel -mbpis, BJdm 6241 Am 4.M.800 3.0nIm fiAlam 03601M1 - Sub-Toll - wal.Ro)mb 3]Bm.Om 32a51390 5136." 495m.m 11590m (Coltinued) �' Section 3- Page 3 u 1996-97 Third Quarter Report Summary of Jolnt Works Construction Requirements-Current Year V For the Nine Months Ended March 31,1997 00.97 last-97 IOW97 Is".97 199607 Prgecb4 outlay Orlomi Fltlrrala4 A 1@ WmelnlW Projaete4 over(UMar) oueer DMIM? ow.r ow.r W.I.(Ffam.H III11 D.spewo P,alecle r 1.Mamas ta, e.Advi.Support Fee®Pe 1,Ja8-1 300.000 50.788 zn= 58.708 (2412M) 1.OOMn Ou8d1 PeMG,J 4w.00 370.425 YJ575 an'tt5 (18,578) 1 tp RymaWic DINa tiO,Mae S9Mw - - - IN= 1WAw y Dtlamnatan m Pm Ry&w4 0iuAarye.J l mcow Ba4,970 (284,879) 9M,879 2MAB B.Founctm FiamLg,J-062 - wome 180.812 19.188 230.812 30.812 e.Col.Tr0nm B DIN Fat strategic Nor,Jd03 101000 32.544 W.4w 232.544 132.5*1 � I LCE0A,i4Mb PwW,Nn.J a.= leffie (5.558) w.s55 55•556 YaI, 2.TechnW Se i.Proleck b.PMae I L.I.M.S.Imoemeibbw 15Oo0o 3.619 145381 3.619 (146.391) t Mist Lea Impmaereme 125.W0 - In= - (125,000) 0. BPDES P. 0 Suppal IN,= B27B3 172M 1U7,7w 71710 a Elnulon Mr4eIIn9Tu, AM w.000 to.= (M.000) V I.AUCMmBy Dambaae 0arebpmem WON - MAW 2.000 (48.000) 9.81aur MOMeNM 50,000 - w.wo slow (75.W0) A.CentlM oa,Peeneb ManXMrg 25.000 25Aw t0.= (15,w0) 1.Rmm9t aCtsmos saubbes 50.0M - scow lo,wo (40.0n0) L 3.Opatdma DepaMiml Frolecb a.OOasCmOretl Spem31uQy8Mo0 25.000 - M'ow - 125,093) b.fl W SbMka.Errv®t snsas - 328A98 5,w0 (321,398) 01.En9est UPU M Retell %604 3,BU4 - 3.804 I j t TubMlh Mm9a B Re,,Afte,Eglp SS,w0 - 85Aw WAw (65.00e) ICI tl.Fu09mb BbeotlM ReaaClal sscow - 330.O00 W,wo (310A00) e.5lbc OptlmU'tllen SWJbs8lmprwememe 181.205 - 181208 M.w0 (138205) Pence PW EMemm�enlol SoStla PmclPen Bl Evel asset 40.711 59.781 4.711 (50.701) konv Steam SleBC Maa Teel 24.593 71 U= 71 Zsn) IfTF Propan tabadoy Tests 14,7w - 14,700 - (14.7110) f Snubber Cbeol®I Fees S aiII Mob. woom - 2w,Ow am (1WAW) a.Prose-0oea Ml wDestugbn Pmjem wo,wo - 2w.Ow 38.000 (Iaiwa) 1 h.Tleed.wbs SPembg Mal Deaeler.0ev. 113,047 - 113A47 am (W3w) Ul fLlae Pwr ENmncen,voct Smbe Pl¢IPeo A)EaJ 38.40 24,045 12,475 44,00.5 7.525 Saeenegs Compactor Systems betl at Pb 182 433 4M - 4M - L M'amllenm,e Rellatltlry B RetluM.Pmlena 92732 - 82,]32 50.000 (42.732) Dear Dem9ula5m SWY 57.288 - 57,285 - (F.M8 ).Plam Weler FlkeaEen Syebm 1Mw0 1•XI.Ow - t1w Doy Sub-TOMI-Spa lftajects 4.W5.000 1.711112w 24w.710 2.4B2.2W (I TM7101 E.Equlpnnm Mane 27w.w0 985.071 t BL ffA e.526357 1994.357 ' 1 SU&TOTAL.JOW WORKS GPRAL REDU)ItFJ(I M 44.895.000 35.517TJ1 9377.279 58.597007 1192.w7 IYII CORSTrlU4TOR IR PROORES6 COMPlETEDAT BI30198 189 met M.7w TOTAL Jaw WORWI CAPITAL REOUIREMENT9 44.B95.w0 35420.m5 84889w 9s.58Tw7 11.B92.m7 L 14 )aal Section 3- Page 4 V CORF Review m Summary of Joint Works Construction Requirements -Project Life For the Nine Months Ended March 31, 1997 s Currsnt Teta1 Appmvad St30196 Year Pn)acmd Remel0in9 Prge Accumulated Protected cost at Future autleet cost Cost en0197 109111121. m Abnvr�am PYallYwea�P'Plta•: MmM9p _ aF�eegse.Aeety®9yaern 1,992,000 - 1,BBz.000 a rtoaala w.t wmtn U,B50,000 c m® T W2lm®eUPadry x,®O,m0 - - z.Bm,em 2Mgy Te •PTayTnemvt Tx aTRdMr,mM , ]0,1a0am zB009 ON xB0,113 35A19.313 - GSKV wma ca Raetry 9lam.M3t 036.310 320 - man laws 300.82] 5m,)51 %dppk 0NmA & nos 1,]80,000 - 10.010 19.306 1,301,805 ua aSaxa Pdhpateaa5a M IYN B-t3 dt.m0 120 a1,710 a1.030 30x b Pnmcbi0Pb30a5Paaa Mat t,0l5,Om 326.000 1,/11.30.5 1,738,031 IMMO M c RagaRmvyT�na4 xlW amlx 32F00,000 - - - 32600=Am s 6mrlwyrPam.a •aeadrmnanneunv Mat 1,010,000 sr a6Vmamsl ENBTYmevahrgatatl ESrymaWrnmaym TmmLtaweeb.MPtaazx I.MzW ID0 , R, 07 0, 916ILM 19.B1,400 29407 109 .= IMAM 1P09 0. 0 21.309 14.611 c tOMpa�ppn Md5lapaa 611 01,U.0o00 - - - B mwo n 0o Wa 0qm Aae aWlpboPF.mt7 31,000,000 - - - ]/,Om,m0 _ 18a a aen (4 - e®N Orel 10,m0,m0 10.3mAm aaamsm�20119ra) 10,100,m0 - - - 10IM.DD0 cepatea 2" mnw3 1.3M,00o - - - B,1m,Om a%. TdrlLBmaela3 1,m0,00o aRaemaTMSry Famxbt.m0l 1,.010.m0 1110a - aW ml2 t02110000". BawP�s.a mot 10,920,Om - - - t0.9m,BBo b asteblFWr6rym .EbN Falil/MeaM1ed Saery Upea0a.M@1 GAZ.000 1a07B0 Asses est 1a0.057 B.lal.we 61L0/eaagxlm 9ryanbbmpwt Fa®b,M-0 Z4M.Mb 151.503 80830 2a0,21T a,553,)03 c1Lv6YAlaIN 2001m ZOW,O0 - - - 1,0M.oZ450,0m nuaw..dmeea xbm-mtz Lo99,m0 - L999.am ast.�]Pw.�.aPlaaaxms 0,914,1p0 - - - a,ela,Bbo e aSaeylnp sv a Poe PeAV4talyeaa Wart9a5b MA3 z,e66.1m 121.Ml t1B),d2T 1,710.160 Bfi6,33t -. a6aac0arvalat nMy I Mal 1,3m,m0 1x1,Mt 0Q.M 910,0zB 023,57t csa.aetaeaz emmt.Iliem.Maslza 1,7so.mB wa,es] 1,taa,5)3 z.tt0.sm (30B,53D) )aaeaamewgms ♦Btaa Wet *Pa)Mat 1,7m,m0 1,00),070 3,617 1,0/0,710 1m2b bl0tclIR Plope l Maz 5,2m,Cm 3,319,7m tm,01) 6,4Z7M (t36,9t3) _- a19Ca1M1&Shcy Up,v MM z,m5.m0 2.]01A06 a1,1m ZWeZ ilrww) aFd'Valmasaay .P140,3 1Ba5,m0 335,z10 892.22z 9W,010 00DAM a FeaM]6R®Meh.P1J0.1 2,Im,mO - - 2100,me GQe1kala+a VYbIm4a at>axM 2,9m,000 MI=3 B3,SBl <10.251 ZO]B.3A e Alatmm MPAaadaral P.O.(3eesnWte c) 3,215.000 z]1,2z3 21QSM 533,z51 Z7n1.T09 n Atamola SPapvry PolYMnp. aood.mo 2eee6o zfio BBd 3.Tm000 r an-Taal 31T,921,100 M.09tM5 z0966.M 50.960.0% W.061" .teww a Pa924roaa a� 2AOO.Om - - 20m.000 2PF T. yiyT a Pin vmmmazO Mu'9�Pxat 14,3m,m0 ; 3.)Bt 8.210 3.729.190 Petry gea9 Pw,ee. Pz® 17mm,O SO;OM Bm 1,426.102 1,870,910 3,]z9.030 c Fgtom Mrrm]BenmA O.C.ZNJ 11703000 11.700,O0D 3 StmNq'T�mmad r a5mgmy TnafrmnE�Ma22 17,610.Om 1],0]O,@B tm.209 1),T]8,310 (1B0,310) (Contpued) ,. Section 3- Page 5 L 1996-97 Third Quarter Report Summary of Joint Works Construction Requirements-Project Life For the Nine Months Ended March 31,1997 Current Taut L Appreved 813019E Year Preject d Ramaininp Pmjeet Accumulated Projected Costal Felon Ruemat Com Coat WaterRutlaet r B. Pleld2 Raw eM Orlodne Molar ProiMs Icantl 4.Wft amosa9 a Remy]OM 7,K3 I.23 919201001D M.419 125,01 824,950 a.m.050 5.IkAW SW : 2W. 5.200.000 - - - S,2W,o0e 1 c eDLYo-WemMeNSpIUF1s1FOMOgmb sjoette - - S,1W,Oo0 I`'l e.RSt pFRepnm4P24e New Um Ulm475,051 5.9aWml hwN Byelem a FlealFCMoeMm98e1My Vp9me®.v1d]-1 2,870,000 1+3,216 Bz,242 205,497 2,664,531 e.Fadlrys Re®aMoe8,P2<]a 2.410,O0D - - - 2A10.O01) c." Pale OMmmtlm.20058]D15 - 6,F M Impaememe a.FCMpmm dN up®ee4 P2s]a 2,000,000 384,8E9 4 .758 1B1,E82 1,228A18 5.8emCReMaM Nan-5wmae9plems,P45a 1,600,000 182,154 191,10 636,512 1,08+,489 a EMmkRe�t eeufinelteme P[833,3.+.7B 4,m5,000 3,383,438 191,182 3, ,801 520,33E i d ChemkMme wMwmwMelnm,Pass 4,30, 825dM9 2858.201) 3,284274,BE9 915,131 V afltlemeeweW e/mmisn.2 3,335,WDOW 10,000 10.800 3,525,000 I.Fee Pmuctlpn,&yu swam Sys McMMs.nee 4,535,000 8291917 2,348,151 2,817,389 1.556.331 a.vMMy Mic.Mod,P1s31 5,145,000 5,183,948 8,795 S.YW.1W (80,1w) 0.Mlrc MadSpptlwm,M�s3 2.730,000 2.T30.908 24.213 2,155,1E2 (10.03)) c Aamm�wMr mmgflepwieft(. 3.00%OW - =.m.0W 473,819 3,910,OW euppalF brvUnm Im walsMs(em sdmauuo) 9.00O,OW 140,BB1 332,82E 4T3,81B 2,628,1E1 eaampmlF Bdmq 9He Impwmimib Opmme OU*PL2381 3.015.0W 3,505,171 T,843 3,513.494 401,831 0.ReawtlanM kUrs,wmn Pt-2M162H 485.oW 1,E13 ]E,E52 TB,M 403,50E u c MMeeM�adMaM,eopm 6,O23,25E 153.93 6,123,W1 ],528,234 (1,509.t100) T 115%&p9eemM R,K L+Mm 04.514 3.1183 M.88I 21,OT1 37,467 73m dnimaslleaan m.O. .,M4 2,2W,000 181,12J 334,EE1 T5260Moiaii 1,6]3,9E8 n CweWelm MmgmWOIP®,M-01YP3y+) 528.000 fl9].876 1e515 103.381 !1]).1911 SW-Tam -Trenem 2 125.5BO.EW 37.421.095 15133.9n 53.181.035 TZ429.195 C.ImmpMFe MNFWal. 1.liryeolFa'➢LYmtl&blmpwmwN e RaMtl11e11m1pnMOW teCm OIII®,Ytt-tAt 1Td,701) Oarl 483,In 531,182 (401,482we ) V OmndMm MOM leSla Om®.Nt-1 200,0W 43,BT1 1E9 48,880 1E1,14U 9 MmpltlmmRwmeMOle CaiaW CeMm 215,000 - 200.4N d,CNGRmn MSu{pa1 Mg1®PST..XZI z15.000 1W,504 - 108.504 105,483 ' 1 e.CXGRMUMtg aeSen 840,000 - - - 840,OW a IMwmMM TaeeMaBls TmlbrGmtls.vleel A00,000 155,151 315,081 410,342 ( ,242) �rl I.Opmi BOyF eaom MMtwamnwmo WON _ _ _ w E0,(p0 2gQMaA 8 Ewdm Pipa0 91 W wm BwpeTvwm Retleumm4.45Lt E,550,OW 8012T8 1,050.323 2,351,SBB 3,aB5.101 B dmeI RMMMlty BPampagMrmO0e9 Y'JJ+ 31,0E5,OW - - 31.oE5.OW n ee a R�I]efa D®p WMrw112PddM1 111,O00.O00 111,OW.W0 LJ 3.nlMametlm Mma9mnse 9yelme CanpeMmeFec RemMsene0vq.6yc}28t 3,049,900 E11,195 24.141 Nears Nim 9X(am , Naw3dey0hhim OM®,NI-1 80,1W 84@5 24.141 88188 (8,078) L 5.gwxl SYM 1m7 (ff)) 2,025.000 I"'Is? 1W,192 1,011.894 953,3W c XN.w l eeminlmmtlonlnl 834,911 1E3,161 1T1.131 380,39i 214,@3 R.O.F tl� W9,AnCmwMnp 43,10 22.tT8 1,18E P3,3B1 18.333 Radom Fua BlslUlc 80,O0 - 1,819 8,901 3,01139 XeMeklMMles Uppm' 49,60E 10,89E 11,(22 38.51T 2'1.053 1 Oopa DCanpulm Upamen 9.515 7541 (22) 8,522 1.053 L e.bdg cebadiMn90(F 15.0W - - 15,00e e lMmimtlm CaMnp Aeetlpn11T1 1s,= - - "'123 MICCeOMUPOmawNVdmbeea BS,we - E11 711 E1.123 tupPemmaMEy Upr 230,000 - 1,121 1.127 Me,= B Ne1wwEHaMwemUpMeMI- 3+5.330 - - - 3/5,330 H HeM,vOUpPaee-Bmell Xpb Tess - - T,E20 NelwwkHemnre UpPah-Bm(M IRON - 111.75E 19,BB9 171,162 R Raive. EmMTe"strmm(m IRON - 5,759 5,159 114.241 i.Mi+allmme 0.0 XM 91md5y VrBeea 1W,000 _ 1W,000 (Continued) j Section 3•Page 6 L CORF Review m Summary of Joint Works Construction Requirements-Project Life For the Nine Months Ended March 31, 1997 Currant Total Approved 6130196 Year Projected RemelPlaa - Project Accumulated pro)ae Camat Future eudaet Ceet Cest 6001111r Budget v C.Irderolam end Jtim Families(raRl 4,ft la2abdalCa4dal Jat 4,150,840 4.349,163 M/p91 5,056,244 005404) Fd Opw[Y1ty14a 49.1W 6369s 52W 74,0813 (24,929) a Fes OPklnw, -1 1,000,0W 789,772 23326 stows 1B0.9(2 .� DQBDa Camel ByMeJJM am= Waste 916,293 1,18248 (4w,248) c l4aat KHl.0bS/tlmlJafit =.am - WA00 W,000 No0w _ a6am,atryePaelgt Raa2 J�td 500.0)a - 40.000 401000 480.000 a 9fM+/MemdbiMdaRatd U,yaas.J42 1,=.oaa - M.429 236,429 1.113.571 6R 1 Pwc syedre d aEo:aF sytle�efte491ud® Zw l=.a0 97,Ml aW278 464AT 865,193 D Stam7lbra R4ad473b®ra.JJSt2 139Wm 6 .Im 20.m seem 13p09,w c B16P la 3dtlmdwd2J332 1.er5,000 - 30,OW 311.000 1.645,000 A Bs41uIFlve DabDiWttar ;M7,ODO - - 2707.00D m el„pwaMbta Ceud Caembn 571,240 - - 5772W eg3aCM®IOuai6 helm 297D 13,935 13.935 (11.135) PtaglnedOmAdnm 4,80D 1,m9 18A74 18.1m (13322) -- Smn92panModln 34,W0 956 191 I.M7 U453 BalaySya AM,d Coed Caadlm 60,59D 6.016 29.840 34.0% 25,906 tcd Tt lrry,waaatla zM1000 - - 3751001), e BanadlnspaaTvrtlieP®rad 26,100,00e - - - 23100.000 aIK Safteg9/Rappb W,740 - - 33746 Ste SmWsytlenlp®a4® W,IDO ia,654 - t33t4 1Q945 d DMawrabRarad3m4 n4Pd>ISeo SNedaa9l 3000,= 446,1t51 341,591 788,2A5 3211,755 c Abra4eb F4tapxryRryaentrp. 3221,We 1W,00o 130,030 301M,e90 B BmoOESO�evIFWeW a Canp m 30Ww , 278.3D7 0 DladAMakkn 2280.000 647O2 124 6I8,356 21.9DI. 23sw,000 MM dfadf WOOa0a WRODAM emOwJ Issaaaeo 15"acto 1BmdvbaEg#,Rla11e 11.5K= 0w 9b R F ]8,179.2p 10.01) t .w 76.1692w Pa INQWWIerevSerd 20A00 163 1.BB3 _- ausoacvoR�ad Ne:aReiar91mRa49udr am.lm 151472 t9.3e4 tMsss 229tmRM BUD-Tod-IrlsrlaKa0dta 437211,900 10,021,742 6.99D,3N 14ae45r2 MW7,= Ste-Tad - ayaPrgjw 91a721,s0e 71,W,= 49,590.390 12D.925.882 7N.M,ln - 1.A�ta Raeag a Pdmh 6rpaetfac®RtJb1 24720DD 93.660 58.799 152,458 Z.319.512 m e.mmtCWet P9ue.J38 I== SB,1W Mt im.611 783389 cF�1t)dWcaWaae'Pdd191Wm 349ADa 1WAw 1w,OD0 249,000 - odaaae5md4bek R/da2ar1a94JMt 1,151.wa 251,789 984,879 1239,678 (86879) d Rt9rltl Rs.ap JeD2 4)0.000 - 2ID,812 23os12 2fo1W ,� efiA,TnnrdaDlq roc WYryoSudi,140a 751D.000 - 2325m 23UU 51T iss 109AR Frtiy@dtJ IWODO - WSW some 94,4m - 2TaMz19Rd>9RgYlr a Camdl@Mglta 811,30p - - 6,41,30e ,a, Cemdl406maebt117J 308.00a 4R24 4.224 303778 e Rvegl�iMStnpmvWbt 28D,WD "'ass 3.610 l9,aaI 281,998 c raec toe lrtpaata4e 12s,00a 125,000 a 1a1s4bm %S 2951000 489,336 1w,783 994,129 (3ID,129) ,a eedmlmlb 7e@te 40,000 10.000 VIM 3a000 I W.OX) - ZOX) 2001) WON - B 5YM171Nddry =am 5.e00 5,e00 218.03D rt camel C'm l'amdat4v4blt9 457,000 3.519 Iowa, 13.519 473481 s i.mmcnUGGiadd 9meeae 93,e00 - 1a,000 to,tlw 4aOD0 s (Cm ued) Section 3- Page 7 L 1996-97 Third Quarter Report Summary of Joint Works Construction Requirements-Project Life For the Nine Months Ended March 31,1997 Current Total Approved GININ To4r P.J.,ed Remalnitp PmImt Accumulatod Projected Coat et Future nudaot Covet Cost fi=l nudud D.Soadel Pmlecla fcmtl 1 OpedlveOmaV�alAddm a oaeeNfim liomswdrd Moe 50.000 - - - 5D.00D 1 b FiepelWBR eMv 1219.Sm - 5000 5.00D 1,2K6)0 L Rl.F4a LVM'9rbodn 430,40) - 3,604 3.604 4X79e c Tdtl®y M.lmra PePwaY Fyp now - 2gUm 2,000 MOOD dN ^ Held, elm 1,500.0Do - M,000 21.000 1.480.000 '1 e MecCytlMndlm 66tl®3lnpwmvb 291,205 - M,000 25,000 NS205 LJ RMelVrbivm�atd SdW Aac(NdW&el seem - 40,711 4D,711 60,791 14vipl6tmn3eDCMro TB9 N.593 - 71 71 24,622 MF Ro®Lebvetoy Tree 14,7m - - A700 V t.SaWbe OimkalFmd Aden Mrt ODD ODDODD M,DDD 21,0DD SKOD0 eRbnvc MaWa Dvmudim Aged 1.655.000 - 35,Dm 95mD 1,619.000 h llmdrnle5v ql Mi Cantle.Der 213.480 - 20,0m 20,ODD 223,4110 R1®Ply Fiewisl d5 Wlftc(Ar1A)Bel 39,52D lz- 44,045 55.350 (1&113W. JJ 9vmep0�NArtmalr.tld Ro 182 130.000 - 433 433 129.W I.Madl.Rdbtllry a redre Atlede 92,732 - SDOOD 9DODO 42.M rregye§egl sbd7 67,M - - - 67255 ! I.Re4NMe FlAadim Aden 12000D 120000 Irk 9 .TOM-see ftj c 15,011,301) 92014 2,482,290 3,dm,701 lz2 . 9e E ESdpmdllme 24.32,.00D 740.,k5 e53.015 1.593.540 22TJ1460 Sub-Told-MMNhle G01W"dmaid 950,740,101) 73.010,211 52,915,eas 125,115,9m 520,914,194 cwatnrNm In Asp®GbnrAomd�ermw 81,723,976 (e9.706) 91.034209 all.S/IWI 1 I Ta Jdd nbtN Cohd Ruh. Mvb 950.]40.im 151.]34.198 52.e258B9 2(A.Sm.175 743.179.8?5 11 '410 Y I I`� L U L �u Section 3-Pape 8 u Budget Review by District All Districts Operating and Capital Facilities Budget Review For The Nine Months Ended .. March 31,1997 1996-97 Year-To- Remaining Year-To-Data ere Budget date Budget %Expended REVENUES: - Tax Levy(No. 11 Bend Fund Only) 10,OD0 5,399 4,601 53,99% Tax AllocafflonslSubventions(Share of 1%) 30,971.000 16,853,085 14,117,915 54,42% Connection Fees 4.528.000 7,421,026 (2,893,026) 163.89% IRWD Fees 4,842,000 3.719.536 1,122,464 78.82% Other Fees 97,957.000 43,509,511 24,447,489 64.03% Sale of Capacity Rights 700,50D 500,149 200,351 71.40% Interest B Misc.Receipts 20,502,000 17,575,335 2,926,665 55.72% Total Revenues 129,510.500 89,584,041 39,926,459 69.17% OUTLAYS: Share of Joint Works Trmt.Par 44.895.000 35,428,015 9,486,995 78.91% Daliict Trunk Saver ConsWpion 8,325,600 2208538 6,119,082 28.509A ,r GOP/Bond ReBlertent and Interest Expense 35,973,01D0 25244,283 10,728,717 70.18% Share of Joint Works Operating Expenses 48,700,000 34.709.027 13.990,973 7127% District Operating&Omer Expenditures 10,34ti 9,683,964 664,536 93.58% ,r Total Outlays 148242.100 107271,827 40,970273 7236% C^nital Faril'Yac Review _ Balance Adjustments Transfer to Balance 7MI96 &Additions Fixed Assets W31197 CONSTRUCTION IN PROGRESS: m Detects 1-14 Consmucton in Progress 21279,950 2.2D6,538 - 23.486,488 Share of Joint Works 74,857231 35.428.015 (6,941,405) 103,343.841 Sub-Total 96.137,101 37,634,553 (6,941,405) 126,830.329 m COMPLETED PROPERTY,PLANT B EQUIP: Land and Property Rights 2,645,921 - - 2,645.921 Collection Lines and Pump Sees. 292209,963 - - 292.209,963 Treatment Facilities 19.922 - - 19,922 Disposal Facilities 101,528 - - 101,529 General Plant and Admin.Fool. 880,037 - - 880.037 Equity in Joint Treatment Fadi. 689,550,495 (841.445) 6.941,405 695,680,465 Other Assets at Cost Less Amon 162270 (44.820) 137.450 Sub-Total 986,620.138 (886,285) 6,941,405 991,675276 Total Property,Plant&Equipment&LIP 1.051,757,317 36,748.288 - 1,1181505,605 Section 4- Page 1 L• 1996-97 Third Quarter Report J District No. 1 -Operating and Capital Facilities Budget Review For the Nine Months Ended 1 March 31, 1997 V i 1996-97 Year-To- Remaining Year-to-Date Budget Data Budget %Expended REVENUES: � I V Tax Levy(Bond Fund(s)Only) - - - 0.00% Tax Allocations/Subventions(Share of l%) 2.105,000 997,879 1.107,121 47.41% Connection Fees 112,000 145,896 (33,899) 130.20% V Other Fees 8,897,000 3,898,722 2,788,278 58.22% Sale of Capacity Rights 50,DD0 50,385 (385) 100.73% Interest&Misc. Receipts 963,000 1,025,093 (62.093) 106.45% L Total Revenues 9,927,000 6,117,955 3,809,045 61.63% OUTLAYS: li Sham of Joint WorksTmR Plant 4,503,000 3,567,801 935,388 79.23% District Trunk Sever Construction 125,000 125,000 0.OD% COP/Bond Retirement and Interest Expense 4,972,000 3,265,957 1,408.043 89.90% Share of Joint Works Operating Expanses 4,942,000 3,575,030 1,366,970 72.34% IlL Distinct Operating&Other Expenditures 538,000 793,373 (265.373) 147.47% Total Outlays 14,780,000 11,201.961 3,578,039 75.79% 11 Capital Faellltias Review Balance Adjustments Transfer to Balance U 711/96 &Additions Fixed Assets 3131197 CONSTRUCTION IN PROGRESS: 2-30 Memory Lane Interceptor 72 72 Sub-Total 72 - - 72 Share of Joint Works 7,526,531 3.567,601 (699,000) 10,395,132 I i Sub-Total 7,526.603 3.567,601 (699,000) 10,395,204 {al COMPLETED PROPERTY,PLANT&EQUIP: L Land and Property Rights 81,395 - - 61,398 Collection Lines and Pump Sins. 6,902,929 - - 6,902,929 Treatment Facilities - Disposal Facilities 11,593 - - 11.593 General Plant and Admin. Facil. 58.241 - - 58,241 Equity in Joint Treatment Facil. 70,884,881 (84,734) 999,000 71,499,147 V Other Assets at Cost Less Amon 285 (285) Sub-Total 77,939,327 (85,019) 699,000 78,553,308 r Total Property, Plant&Equipment&CIP 85,465,930 3,482.582 - 88.948.512 u Section 4-Page 2 J Budget Review by District e District No.2-Operating and Capital FacIIlties Budget Rev law For the Nine Months Ended March 31, 1997 1296-97 Ywr-To Remaining Year-To-Daft Budget Data Budget %Expanded REVENUES: Tax Levy(Bond Fund(s)Only) - - - 0.00% Tax Allocetona7Su5vardions(Share of 1%) 9,515.000 5.401.907 4,113.013 56.77% Connection Fees 2,242,OOD 2,579.373 (337.373) 115.05% Otlrn Fees 22,633,000 14,510,968 8,122,032 64.11% Sale of Capacity Rights 310,500 145.993 1"'507 47.02% ® Inerest&Misc.Receipts 6,071,OD0 5272,200 79ABoo 58.84% Total Revenues 40,771.500 27.910.521 12.860,979 68.46% OUTLAYS: Sham of Joint Works Tnnl Plant 13.077,000 10,341,438 2.735.562 79.00% e District Think Sewer construction 555,DDD 98.817 456,183 17.80% COPIRond Retirement and Interest Expense 11,617,ODD 6.601.630 3.215,370 72-79% Share of Joint Works Operating Expenses 15.465.000 11,113.830 4.351.170 71-88% District Operefing A Other Expend8ures 2,1155W 2,90i.784 (789,284) 137.31% Total Outlays 43,029,500 33,060,499 9.969.001 76.83% OTpliel FenillNwn Rwvlaw Balance Adjustments Transfer to Balance 7NI98 &Additions Runt Assets 3I31197 CONSTRUCTION IN PROGRESS: m 2-14-SR2 SARI Manhole 350,907 60.944 - 421,051 2-7 Ahvaod Sultrunk Modification 6.055 7.300 - 13,365 24A Design Engineering 7.478 2,295 - 9,773 2-33 Olive Sutmunk&SARI Crossing 13.625 - - 11525 2.37 Miscellaneous Improvements to Pump Stations 3,013 2,409 - 6= 2-39 SACSR Easement ModiOcation Ages 12,167 - 16.162 SA River Trunk Flood Protection 35.224 - - 35224 Aafalt Drawings Coyate Carryon - 9,017 - 9,017 e 2-32 SAWPA Trunk Line 2,954 - - 2,934 2-33 Palm Ave.Purchase A9mement 2,761 - - 2,761 Foul Air Bypass®SARI 3.129 - - 3,129 e 2-35 Euchd Trunk himceptor 9.741 3,764 - 13,505 Miscellaneous Charges N Closed W 0. 827 921 1,740 Sub-Total 450.549 08,817 - 549.365 m Share of Joint Works 21.882.418 10,341,438 (2.028.196) 30,1T7,SS0 Sue-Total 22,312.9117 10.440.255 (2,026,196) 30,727,025 COMPLETED PROPERTY,PLANT&EQUIP: 'D "no and Property Rights 517.094 - - 517,684 Collection Lines and Pump Soma. 96,004,898 - - 96,896,898 Treatment Fadlitres Disposal Faolidea 33.172 - - 33.172 General Plant end Men,Fatal. 215.420 - - 215,420 Equity in Joint Treatment Fatal. 2a2,773.252 (245,618) 2.025,196 204,553,830 Other Assets in Cast Less Amon 39.858 (15.331) 24.327 SuFTofel 300.474,094 (230.949) 2,025,196 302"9,341 Total Property,Plant&Equipment&GIP 322,787,081 10,179,3135 332.988,387 Section 4-Page 3 L 1996-97 Third Quarter Report U District No. 3 -Operating and Capital Facilities Budget Review For the Nine Months Ended March 31, 1997 1996-97 Year-To- Remeining Year-To43ata Budget Date Budget %Expended I REVENUES: J Tax Levy(Bond Fund(s)Only) - - - O.GD% Tax AllocetiunfoSubvontions(Share of 1%) 10,615.000 6.676.491 5,030,509 52.53% Connection F. 1,121,00D 1,905,754 (784.754) 170.00% Other Fees 22,514.000 14,352,457 8,161,543 63.76% Sale of Capacity Rights 150,000 - 150.745 (745) 100.50% Interest S Misc. Reoeipls 6.820,000 5,749,463 1,070.537 84.30% Total Revenues H.220.000 27.731.9W 1 67.29% v OUTLAYS: Share of Joint Works Trmt.Plant 13.581,000 10,678,004 2,902,996 78.62% District Trunk Sewer Construction 3,710,000 824,865 2,885,335 22.23% 1 COPSond Retiremeid and Inleresl Expense 11.477.000 7,78e,548 3,690,452 67.84% toll Share of Joint Works Operating Expenses 14,34BOD0 10225.279 4,123,721 7128% District Operating&Other Expenditures 4,049,500 2,652.861 1,396.639 65.51% Total Outlays 47.166,SOO 32,167.357 14,99BM 68.20% L Capital Far-Ilitiec Reviawr Balance Adjustments Tranelerto Balance LI 711198 &Addition. Fixed Assets 3131t97 CONSTRUCTION IN PROGRESS: 3-25 Orange-Western Sul>Trunk Relief Sewer 56,609 - - 50'We 11-17 Slater PS Upgrade-3& 11 1221,948 102.039 - 1.323.987 Ll 3-36 Techile Pipe Replacement 2,008,671 111.737 - 2.120,400 3.3611 Reel.Wevoninsfer Ave.Force Maine 4253,044 148,941 - 4,399,985 ' "71-5 Widening Project 8.411 3,891 - 12.302 IYII; 3.37-1 Magnolia Trunk Sewer Impnwments - 2,011 2.011 3-38 Miller-Holder Trunk Sewer Improvements 4 4.285 44,048 - 488.333 3.38-1 Improv,to Miller+lalder Trunk Sewer 4,486 47,226 - 51,892 3.38-3Improv.to Miller+lolder Trunk Sewer 57,145 161.352 - 248.627 3-39 Miller-Holder Easement 58,762 (50.000) - 8.752 2.37 Miscellaneous Improvements to Pump Stations 6.483 4,095 - 10.578 3.35R-1 Mag Trunk West - 161,108 - 181,109 3.8-1 Relocate Portion of Los Atomics Sewer - 50.000 - 50,01K, Miscellaneous Charges to Closed W.O. 3,596 186 3.782 Sub-Total 8,133.410 024.655 - 8,958,075 Share of Joint Works 22.677.426 10,878,OD4 (2,092,139) 31,163291 Sub-Total 30,710,835 11.502,669 (2,092,139) 40,121,366 1 COMPLETED PROPERTY,PLANT&EQUIP: 4 Land and Property Rights 280.231 - - 280231 Collection Lines and Pump Sims, 63,265.957 - - 63.265,957 Treatment Facilities 9,922 - - 9.922 Disposal Facilities 25.419 - - 28.419 Id General Plant and Admin.Facll. 317,991 - - 317,991 Equity in Joint Treatment Facil. 208248,103 (253,612) 2,092,139 210,088,630 Other Assets at Coat Leas Amort - Sub-Tool 272,150,623 (253,612) 2,092.139 273,989,150 Total Property,Plant&Equipment B CIP 302.861.459 11.249,057 314,110.516 Section 4-Page 4 V Budget Review by District District No. 5 -Operating and Capital Facilities Budget Review For the Nine Months Ended March 31, 1997 1996-97 Year To. Remaining Year-To-Date Budget Date Budget %Expanded REVENUES: Tax Levy(Bond Fund(s)Only) - - 0.00% Tax Allocatlons/Subventions(Sham or l%) 2,416.000 1.671,598 843,402 efim% Connection Fees 112.000 1.065.325 (953.325) 951.18% Other Fees 2714,000 1,843,428 870.572 67.92% Sale of Capacity Rights 23.000 19.106 3,894 83.0T% Interest&Misc.Receipts 1,643.000 I.W4,305 318.695 80.80% p Total Revenues 6,907,000 5,823,762 1,083.238 $4.32% OUTLAYS: Share of Joint Works Trmt. Plant 1,715,0D0 1,353.360 361,650 78.91% District Trunk Saw ar Construction 175,DDO 74.477 100,523 42.56% - COP/Bond Retirement and Interest Expense 1,545,000 1,545260 299,740 83.75% Share of Joint Works Operating Expenses 1,924,000 1,318,943 605,057 8a.55% s District Operating&Other ExpendiWres 675,0W 696,990 78,010 88.44% Total Outlays 6,334,000 4,889,020 1,444,980 77.19% Capitol Footage. Rudgal Review d Balance Adjustments Transfer to Balance - 7/1196 &Addition. Fixed Assets 3131197 CONSTRUCTION IN PROGRESS: ® 535 So.Coast Trunk Sewer-Intl Phases 1 &2 3,811 - - 3,811 636 Crystal Cove PIS 8 4T 1 - - 8,477 534-2 Sayside Drive Trunk 109,689 - - 109,689 237 Miscellaneous Improvements proveents to Pump Stations 11,440 7.227 - 18,667 ra Udo PIS#2 MSP Upgrade - 5.301 - 5.381 _ 541.1 Lido Pump Station Relocation - 2,0S0 - 2,080 Miscellaneous Charges to Closed W.O. 285 - - 286 532 Bier Pt&Rocky Pt PIS Imprev.5&6 514 - - 514 537-384 PCH Gravity Swr Rehab 5&6 527.823 59.210 - 687,033 639 Siphon 5&6 16 - 16 Bay Bridge PS Lighting 5&6 876 - - 876 r Say Bridge PS Platoon 5&14 11,993 (747) - 11.246 Bitterpoint PIS Fan Upgrade 5&6 2.881 - 2,881 Hydrogen Peroxide Trials 5&14 1.332 - - 1,332 541 Reloo.n4odil.of Swre-Newport Blvd/PCH 5&6 1.326 1.326 ee Sub-Total 679,138 74.477 753,615 Share of Joint Works 2,849.403 1,353,350 (285,161) 3,937,592 Sub-Tool 3,528,541 1,427,927 (265,161) 4,691,207 COMPLETED PROPERTY,PLANT&EQUIP: - Land and Property Rights 69,740 - - 69.740 Collection Lines and Pump She. 34,173,313 - - 34.173.313 Treatment Facilities 7.347 - - 7347 Disposal Facildies 7.115 - - 7,115 General Plant and Admin.Facil. 39,402 - - 39402 Equity in Joint Treatment Facil. 25,847,925 (32,142) 255,161 27,080.945 Other Assets at Cost Les.Amon Sub-Total 61,144,843 (32,142) 286.161 61.377,862 Total Property,Plant&Equipment&CUP 6$673,354 1.395.685 66,069.069 ® Section 4-Page 5 W 1996-97 Third Quarter Report U District No.6-Operating and Capital Facilities Budget Review For the Nine Months Ended I March 31, 1997 u 1996-97 Year-To- Remaining Year-To-Date Budget Date Budget %Expanded REVENUES: u Tax Levy(Band Funds)Only) - - - 0.00% Tax Allocasona/Subventions(Shareof l%) 1,225,OOD 642.949 582,051 62.49% )�I Connection Fees 45,000 58,056 (13,D56) 129.01% 1/ Other Fees 3.400,000 2,157,849 1.242,151 03.47% 1, Sale of Capacity Rights 31,000 22.107 8,893 71.31% Interest B Min.Receipts 1,146,OW 905.002 239,998 79.08% f i Total Revenues 5.847,000 3.786.953 2,060.037 64.77% IJ OUTLAYS: Share of Joint Works Trmt.Plant 1,953.000 1,565,918 387,082 80.18% DistrlctTmnk Sewer Construction 360,000 241,752 118,248 67.15% L1 COP/Bond Rebremenland Interest Expense 1,470.000 929.005 540,995 63.20% Share of Joint Works Operating Expenses 1,779,000 1,183,678 595,422 66.53% District Operating S Other Expenditures 179,50D 419,246 (239,746) 233.56% 1 Total Outlays 5,741,500 4,339,499 1,402,001 75.58% Jy Capital Facilities,Reviaw Balance At6uatments Transfer to BamiN. 4 7/1I96 L Additions Fixed Assets 313197 CONSTRUCTIONIN PROGRESS: J� Min.Chg.to Closed Work Order 12 - - 12 Realign Dover Trunk Sewer 3,09 - - 3,569 14-1-1 A 8 B Gisler Int.,14-1-2 Baker Street 79,955 (18) - 79,937 6.12 Fairvaiw Relief 354,553 2.088 - 356.641 Ir.) 6-13 Air Base Sewers Abandonment 57,558 934 - 58,492 P/S Lighting B Emergency Lde Upgrade (32,915) - - (32,915) l 2-37 Mlsoellaneaus Improvements to Pump Stations 572 361 - 933 I`II 5-32 Bitter Pt 6 Rocky Pt PIS Improv.5 8 6 187 - - 187 5-37-364 PCH Gravity Swr Rehab 5 6 6 2,035,667 236,941 - 2.272.508 "a Siphon 566 1 - - 1 Bitterpoint PIS Fan Upgrade 566 960 - - 950 u 5A1 Reloc.l Modif.of Swre-Newport Blvd/PCH 5 8 6 1,546 1,546 Sub-Total 2,500,119 241,752 - 2,741,871 Share of Joint Works 3,321,731 1.565,918 (306,810) 4,580,039 Sub-Total 5,821,850 1,807,670 (306.810) 7,322,710 COMPLETED PROPERTY,PLANT S EQUIP: Lend and Property Rights 562 - - 562 L Collection Linea and Pump Ems. 5.152,390 - - 5.152,390 Treatment Facilities 2.653 - - 2.653 ' Disposal Facilities 7,394 - 7.394 J General Plant and Admin.Facil. 113,749 - - 113,749 Equity in Joint Treatment Facil. 30,079,312 (37,192) 306,810 30.348,930 Other Assets at Cast Lees Amen. Sub-Total 36.356.050 (37,192) 305,810 35,625.678 Total Praperty,Plant S Equipment B CIP 41,177,910 1.770.478 - 42,948,388 fl u I � Section 4-Page 6 1J Budget Review by District District No. 7 -Operating and Capital Facilities Budget Review For the Nine Months Ended March 31, 1997 1996-97 Year-To- Remaining Year-to-Date Budget Data Budgat %Expanded ,d REVENUES: Tax Levy(Bond Fund(s)Only) - - - 0.00% Tax Alloca6on 1,471,48 e/Subventlons(Sham of l%) 3,055,000 6 1.03.534 48,17% Connection Fees 224,000 731,922 (507.922) 326,75% r Other Fees 5,960.000 3.960.079 1,999,921 a8.40% Sale of Capacity Rights 50,000 45,013 4.987 90.03% Interest&Misc.Receipts 1,746,0D0 1,548,488 197.532 a8.69% Total Revenues _ 11.035.000 ]]SB,948 3.278,052 70.29% OUTLAYS: Share of Joint Works Trod.Plant 4.041.000 3.188,521 852,479 78,90% Distdct Tmnk Sewer Construction 970,000 285,950 684.050 2948% COP/Bond Retirement and Interest Expense 2,316,000 1.657.694 658,306 71.58% Share of Joint Works Operating Expenses 4,695,000 2.957.209 1.737,791 62,99% District Operating&Other Expenditures 1.604.000 1,155,781 448,209 72.09% Total Outlays 13,626,000 9,245.165 4.380,835 67.85% C_rliml Facilities Bridget Rndgwt Rovlww Balance Adjustments Transfer to Balance .a 71!MS &Additions Fixed Assets 3137197 CONSTRUCTION IN PROGRESS: 7-22 Parallel&Real.Lemon Hel9hle 2.077,117 14,752 - 2,091.869 p 7-23-1 College Ave.Pump Sm Reel Force Maine 20,093 4,216 - 24,309 7-24 Manhole Access Modifications 15,121 - - 15,121 7-7-1 Mein St.PIS Improv. 155,246 41,479 - 196,725 2.37 Miscellaneous Improvements to Pump Stations 11.440 7,227 - 18.667 m I 1-1 A&B Gisler Int., 14-1-2 Baker Street Force Mein Districts 6,7&14 4J(03 (40) - 44,126 7-14A-1&2 Rehlll Pump Station - 6.867 - 6,867 7.14 Abandon 9 PIS,7-1&1&2 858,064 129.703 - 987.767 v 7-16 Lemon Heights Sewer 57.572 - - 57,572 Techlto Pipe Replacement 2,663 - - 2,663 7-17 Orange Park Acres Sewer Repl. 35,360 1.664 - 37,024 7-1-2 Gisler-Redhlll Trunk Relocation 25,329 72,764 - 98.093 Harvard Ave.Tmnk Sewer - 3,074 - 3,074 Miscellaneous Charges to Closed W.O. 1,663 4,244 5.07 Sub-Total 3,303,83l 285,950 3,589,784 .r Share of Joint Works 6,707,688 3,188,521 (624,727) 9.271,482 Sub-Total 10.011,522 3.474.471 (624.727) 12,861,265 ev COMPLETED PROPERTY,PLANT&EQUIP: Land and Property Rights 1.549,310 - - 1,509,310 Collection Lines and Pump Sent 38,438.218 - - 38,438,218 Treatment Facilities - -Disposal Families 10,782 - - 10.782 General Plant and Admin.Facll. 97.805 - - 97.805 Equity in Joint Tmabnenl Facil. 61,015,160 (75.730) 624.727 61,564.157 Other Assets at Cost Less AmoM1 142.327 (29.204) 113.123 Sub-Tail 101,253,602 (104,934) 624,727 101,773.395 Total Property,Plant&Equipment S CIP 111.265.124 3,369.537 114,6M,661 Section 4-Page 7 1996-97 Third Quarter Report District No. 11 -Operating and Capital Facilities Budget Review For the Nine Months Ended , , March 31, 1997 L 1996.97 Year-To- Remaining Year-to thrte Budget Date Budget %Expanded REVENUES: u Tax Levy(Bond Fund(s)Only) 10,000 5,399 4,601 53.99% Tax Allorations/Sulvamimm(Sham of l%) 2,041,000 1.190,715 850,285 58.34% , 1 Connection Fees 224,000 529,130 (3D5,130) 236.22% 1l,il Other Fees 3,220,000 2,310.813 909.187 71.76% Sale of Capacity Rights 40,000 34.060 5.940 85.16% Interest S Misc.Receipts 1,250,000 989.460 260.540 79.16% Total Revenues 6,785,000 5,059.577 1.725,423 74.57% OUTLAYS: Share of Joint Works Trmt.Plant 2,999,0D0 2,412,648 588.352 80.45% Disbict Trunk Sewer Construction 845,0D0 599,956 245.044 71.00°A COP43ond Retirement and Interest Expense 2,182,000 1,354,380 827,620 62.07% Share of Joint Works Operating Expenses 3,718,0D0 2,485,166 1,232,834 68.t14% 1 District Operating&Other Expenditures 770,000 569,119 20D,881 73.91% Total Outlays 10,514,000 7.421,259 3,092,731 70.68% Capital Facilities Review Balance Adjustments Transfer to Balance 711/96 &Additions Fixed Assets 3131197 CONSTRUCTION IN PROGRESS: 11-17 Slater PIS Sewage Sys Improv. 6,086,728 559,026 - 6,645,754 11-17-2 Goldenwsl Trunk Sewer Improvements - 36,735 - 36,735 , Huntington Besdr Wetlands Visitor Center - 1,425 - 1,425 2-37 Miscellaneous Improvements to Pump Stations 4,385 2,770 - 7,155 �r Miscellaneous Charge to Closed W.O. 6" - - 668 Sub-Total 6,091,781 599,956 - 6.691,737 Share of Joint Works 6,074,110 2,412,648 (472,710) 7,014,048 I� Sub-Total 11,165,891 3,012,604 (472.710) 13,705.785 COMPLETED PROPERTY,PLANT&EQUIP: L Land and Property Rights 146.988 - - 146,986 Collection Lines and Pump Sins. 19,048.602 - - 19,048,602 I± Treatment Facilities - Disposal Facilities 3,053 - - 3,053 General Plant and Admin.Facil. 30,682 - - 30682 Equity in Joint Treatment Facil. 46,133,177 (57,303) 472,710 46,548:584 L Other Assets at Cost Less Amon. Sub-Tatsl 65,362,500 (57,303) 472,710 65,777,907 Total Property,Plant&Equipment&CIP 76,528,391 2,955,301 79,483,692 L y I Section 4-Page 8 L Budget Review by District District No. 13 -Operating and Capital Facilities Budget Review For the Nine Months Ended March 31, 1997 1996-97 Year-To- Remaining Year-To-Date Budget Date Budget %Expended REVENUES: Tax Levy(Bond Fund(s)Ony) - - - 0.00% Tax AllocatiordSuliventions(Share of l%) - - - 0.00% Connection Fees 448,000 405,570 42,430 90.53% Other Fees 819,000 471,175 347,825 57.53% Sale of Capacity Rights 6.000 5,152 a48 a&87% .= Interest&Misc. Receipts 518,000 426,295 91.705 82.30% Total Revenues 1,791,000 1,308,192 482,808 73.04% OUTLAYS: Share of Joint Works Trmt.Plant 462,000 364,909 97,091 78.98% District Trunk Sewer Construction 670,500 - 670,500 0.00% COP/Bond Retirement and Interest Expense 28,OD0 15,083 12,917 63.87% Share of Joint Works Operating Expenses 524,000 381,799 142,201 7286% District Operating&Other Expenditures 23,000 63,792 (40,792) 277.36% Total Outlays 1,707,5W 825,683 881,917 48.36% Capital Fact itiec Br irlpet Review Balance Adjustments Tranalerto Balance 7/1/96 &Additlore Fixed Assets 3/31/97 CONSTRUCTION IN PROGRESS: Share of Joint Works 767.648 364,909 (71.496) 1,061,061 SubTotal 767,648 364.909 (71.495) 1,061,061 +' COMPLETED PROPERTY,PLANT&EQUIP: Land and Property Rights - - - - CollectonLines and Pump Stns. 2,751,557 - - 2.751,557 Treatment Facilities - - - _ Disposal Facilities General Plant and Admin.Facil. - - - - r Equity in Joint Treatment Fall. 6.839,993 (8,666) 71,496 6,902,823 Other Assets at Cost Less Amort. - Sub-Total 9,591.550 (8,666) 71,496 9,654,380 Total Property,Plant&Equipment&CIP 10,369,198 356,243 - 10,715,441 Section 4-Page 9 L 1996-97 Third Quarter Report L District No. 14- Operating and Capital Facilities Budget Review For the Nine Months Ended March 31, 1997 L 1996-97 Year-To- Remaining Year-to-Date Budget Date Budget %Expended REVENUES: u Tex Levy(Bond Fund(s)Only) - - - 0.00% Tax Allocaeons/Subverhtions(Sham of l%) - - - 0.00% (RIND Fees 4,642,000 3,719,536 1,122,464 76.82% Li Other Fees - 4,020 (4,020) 0.00% Sale of Capacity Rights 40,000 27,608 12,392 69.02% I Interest 8 Misc, Receipts 345,000 334,049 10.951 96.83% V Total Revenues 5,227,000 4,085,213 1,141.787 78.16% OUTLAYS: Stare of Joint Works Tmd. Plant 2,564,000 1,955,626 808,374 76.27% 1 V District Trunk Serer Construction 915,100 80,921 834,179 8.84% COP/Sol ReEremem and Interest Expense 166,D00 88,726 77,274 63.45% Share of Joint Works Operating Expenses 1,304,000 1.468,193 _ (164.193) 112.59% District Operating 8 Other Expenditures 394,000 528,008 (134.008) 134.01% L Total Outlays 5,343,100 4.121,474 1.221.626 T7.14% Capital Fa IIItI,e Raviavr L Balance Adjustments Transfer to Balance 711196 &Additions Fixed Assets 7131197 I j CONSTRUCTION IN PROGRESS: �1 14-1-1 A 8 B Gisler Ira., 14-1-2 Baker St. Force Main, Districts 6,78 14 21,444 (50) - 21394 Main St.Pump Station Improvements 7-7-1 98.838 81,010 - 179:848 LI Main St. Flume Flowmeter 40 - - 40 Say Bridge P/5 Ughting Improvements 5 8 14 46 - - 46 Hydrogen Peroadde Trials 5&14 70 - - 70 idge I Bay Br Platform Additon - (39) - 139) 444��a Biterpoint PIS Fan Upgrade 5 8 14 609 609 sao-rmal 121,047 80,921 - 2e1,e66 Share of Joint Works 4,170,276 1,955,626 (383.166) 5.742.736 Sub-Total 4,291,32.3 2,036,547 (353,166) 5.944,704 j COMPLETED PROPERTY,PLANT&EQUIP: Land and Property Rights Collection Lines and Pump Still. 25,582,099 - - 25,582,099 Treatment Facilities - - - - L Disposal Facilities - - - - Geneml Plant and Admin.Fact. 6,747 - - 6,747 1 : Equity in Joint Treatment Facil. 36,758,691 (46,448) 383,166 37.095,409 `,j Other Assets at Cost Less Amon. Sub-Total 62,347,537 (46,448) 383,166 62,684,255 Total Property,Plant 8 Equipment 6 CIP 66,638,860 1.990.099 68,628,959 V I Section 4- Page 10 1„I Self Insurance Review Public Liability Fund Budget Review For the Nine Months Ended March 31, 1997 P.ro.M d r AC .I eud,M R.malnln9 A4a,al 1999-97 Through Through 1996-97 Through I... 9uda41 3MI191 y3197 Budget m11m 11bc ,j 1. Beginning Rgeery 3.366.382 3,074.185 292.197 3.315,495 (241.310) Revenues 2. In4deu Premiums - - - - - - 3. Interest B Miscellaneous 250,OD0 99,620 39.85% 150.380 127,565 (27,945) 4. Reimburmmerdahom Other Funds 120,OOD 112,111 93.43% 7,889 54.679 57.432 r 0. Total Revenum 370,000 211,731 57.22% 158,269 182.244 29.487 EsMneas 6. Selenes,wages and BerreBb 4,500 12,205 271.22% (7,705) 3,542 8,663 r 7. 3enafWClelm9 90.000 105.895 117,66% (15.898) 82,877 23,021 8. Corftc al Se ims 6,000 4,882 93.04% 318 956 3,726 9, Legal Services 160,000 305,514 190.96% (145,514) 151,029 154,485 10. Pm(eaeionel Services 5.000 7,103 142.07% (2,103) 482 6,641 11. Supplies SOlher 500 293 58.52% 207 135 t5R ui 12. Sub-Talal Expenam MOOD 435695 97405% (170,6951 239001 t96894 13. Excess Lom Polity 120.000 92503 77.09% 27497 92503 14. Total Exmnem 311111.00D 528 198 13719% (143.1981 239001 269t97 16. Exmm 11ovenw(Exponsm) M50001 1316467) 210978% 301487 156 7571 /1597101 16. Ending Reserves' 3.351.382 2.767_718 82.29% 5 33.664 3.258.T3B (501.0201 Section 5-Page 1 1996-97 Third Quarter Report Worker's Compensation Fund Budget Review For the Nine Months Ended March 31, 1997 Pmee'n AM.1 of Budget Remaining Atlual 1"0.07 Tbmugb Thmugb 1999-W Through I... u Badaet =1197 3131197 Bud9at W31IN (Decmesel 1. Beginning Reserves' T1.110 800.939 (29,829) 648.241 152,698 I Rav4eues W 2. InA-leu Premiuno 225.000 168,750 75.00% 56,250 164,423 4,327 3. Inlennt&Miscellaneous 50,000 26.571 53.14% 23,430 28,508 (1,937. W 4. Total Revenues 275,000 195,321 71,03% 79,680 192,931 2,390 Expeoeee J S. Salaries,Wages and Bonafib - - - - - 6. BenafitalClalm 180,000 190,954 119.35% (30,954) 111.648 79,308 1 7. contectual Somlces 30,000 18.750 62.50% 11,250 18.750 - 1 8. Legal SerA a 5.000 - - 5.000 - 9. Protossional Somices 30,000 19,559 65.20% 10'"1 9,959 9.600 10. Supplie9809w 10.000 4 0.04% 9,996 4 11. Sub-Total Exponees 235.000 229,267 97,56% 5,733 140,357 88,910 12. Ezcess Lase Policy 40000 17010 4253% 22.990 16245 785 13. Total Expenses 275,000 246.2T7 89.56% 28,723 156,602 89.675 lowl 14_ Excess Revonue(Expsnses) (50.956) 50,956 36.329 187,2851 15. Ending Rosome9' T]1110 ]4A 983 g776% 21121 684.5]0 65413 1 W J Section 5 -Page 2 L,I Performance Objectives Executive Management (Division 2150) Executive Management is currently tracking four budgetary Performance Objectives: Treatment Cost in Dollars per Million Gallons Flow($/MG), Completion of Workplan Milestones, Completion of Budgetary Performance Objectives, and Ensuring Agenda Item Approval Upon Initial Submission. As shown in the table below, we have achieved most of our performance objectives. Cost per MG is$39/MG below projections. This is predominantly due to flows being 2% higher than projected with expenditures at approximately 71% of budget for the first nine months of the fiscal year. The Districts had nearly 450 third quarter Workplan milestone tasks that required — completion or some work progress. As shown,we have achieved this objective. Many of the budgetary Performance Objectives for each division and department, described in the subsequent pages,were achieved; however, some of these were missed. Based on these data, it is clear the second quarter Investigation had an impact on Districts' shorter-tern operations. Data further indicate that missed performance objectives were «. especially prevalent in maintenance types of services where field-work performance is measured. Finally, it was the Executive Management Division's objective to ensure Agenda Items are completed such that items are approved by sub-committees and the Boards upon initial staff submission. Ninety-seven (97%)percent of items submitted were passed over the course of the last nine months with limited or no revision; only 3%were rejected or continued. Performance Objective 1996-97 Target 9 Month Performance Treatment Cost, Dollars per $556 $517 Million Gallons($/MG) Achieve 1996-97 workplan 80% of the time 80°% milestones for all departments —' and divisions Achieve 1996-97 Budgetary 80% of the time 73% Performance Objectives for all departments and divisions Ensure Boards and Committees 80% of the time 97% �— approve agenda item upon initial submission Section 6- Page 1 L 1996-97 Third Quarter Report L Communications (Division 2190) The Communications Division implemented three on-going survey mechanisms to measure customer L satisfaction. Our focus on customer services continues to result in'above average" ratings in three important areas within the Communications Department—Visitor(tour/speakers), Photocopying Services and Graphic L Services. Two additional categories, employee satisfaction and information communicated,were not surveyed during the last quarter and are thus not included in this report. They are pan of our Internal Communications Audit, which Will not take place again until May. It is hoped that by May the effects of our workforce L investigation, labor negotiations and a general level of dissatisfaction caused primarily by ongoing change,will have subsided and will result in higher scores for employee satisfaction and information communicated. I Performance Objective 1996-97 Target 9 Month Performance Visitor Satisfaction Rating 75%+ 86% L Photocopying Services 75%+ 93% Satisfaction Rating L Graphic Services Satisfaction 75%+ 95% Rating V L L L L u L L u V Section 6-Page 2 L Performance Objectives GOALS TASK MILESTONES Fxa�,itiyp ManacipmPint niv"cinn r-nm NPtP $ehfpd Not cfannrr Develop and implement competitiveness plan 7 0 0 Re-engineer 08M organization procedures and practices 3 1 0 m Develop and implement plant automation plan 2 0 1 Re-engineer Administrative functions 1 0 0 Develop 5-year staffing plan 1 0 0 Restructure ocean monitoring program 1 1 0 Negotiate changes in ocean monhonng program 0 1 0 Coordinate with SCCWRP to improve regional monitoring 1 1 0 Develop new information products on compliance performance 1 1 0 Complete Strategic Plan financial program 1 0 0 r Complete Outall cleaning operation 1 0 0 IWhate a water conservation study 1 0 0 e Continue reclamation feasibility efforts with OCWD 3 0 0 Hold quarterly Board workshops 4 0 0 Continue Disthcts-rvide Safety Policy Review Committee 0 2 0 Develop communications strategy to promote competitiveness 1 0 0 Implement communications programs supportrng strategic plan 1 0 0 Evaluate employee communications 1 0 0 r Develop business technical assistance program 1 0 0 Establish community outreach on permh/comptance performance 1 0 0 Improve PRIDE program 1 0 0 .. Implement departmental training programs 1 0 0 Implement re-training and cross-training 1 0 0 m Publish annual training calendar 1 0 0 Implement performance measurement programs 2 0 0 Tie evaluations to workplan performance 2 0 0 Improve CIP process 2 0 0 TOTAL: 42 7 1 6nard SarrataWg nfFrra Develop agenda package preparation timeline 2 0 0 Monitor through daily time logs filing of monthly agenda hems 1 0 0 Develop agenda procedures manual 1 0 0 Improve records management processes 5 1 1 Assist HR staff whh conflict of interest filings 2 0 0 Provide employees with minutes/agenda through IT 1 0 0 r Continue cross-reference of easement and grant deed files 2 0 2 TOTAL: 14 1 3 Section 6- Page 3 L 1996-97 Third Quarter Report L GOALS TASK MILESTONES Cnmmunieatinn%rinnarfmanf Ommn/nIo $phjnd NOLStadad L Support Strategic Planning process 5 0 0 Prepare communications program for competitiveness plan 1 0 1 L Assist in 301(h)Permit renewal effort 0 3 0 Expand Internal communications programs 6 0 0 Keep Boards apprised of Districts' progress 3 0 0 V Establish outreach program for City Officials/State Legislators 1 0 1 Strengthen working relationship with business community 1 0 0 Implement outreach program to schools/unwereiges 2 D 0 ♦✓ Develop slide library 1 0 0 TOTAL: 20 3 2 L Grand Total: 76 11 6 LL L L L L L L L L L Section 6-Page 4 u Performance Objectives Executive Management Department 93 Milestone Tasks 100% f SO% 70% BO% Nat SW d _ w% ■Behind ❑comgne 4% 1 00 sox 10% 10% — r m6 t WW Idan"..t DMekn M.W SecrabNe Once Cammunbacm W.W Section 6- Page 5 L 1996-97 Third Quarter Report L Finance Administration (Division 2210) Finance Administration has three active Performance Objectives: Average Rate of Return on Investments, L Development of a Risk Management Workplan, and Average Interest Rate Paid on Certificate of Participation (COP) Borrowing.. As shown in the table below, objectives were met or exceeded. The average rate of return for the Districts' short and long-tern investment portfolios for the first nine months was 6.40%. Overall, the fixed u income market was unstable, based on mixed economic indicator reports, and fears that the Federal Reserve would increase interest rates which actually occurred in March of this year. A draft Risk Management Workplan L was completed and presented to the Safety and Risk Management Policy Review Committee for review and comment; However, milestones have been revised to reflect the development of a more comprehensive, multi- year planning document. The Districts' variable rate debt traded at an average interest rate lower than the benchmark, which, in this instance, is beneficial as it, reduced the Districts' borrowing costs for this period. I ; Li Performance Objective 1996-97 Target 9 Month Performance i , Maintain an average rate of 6.0% 6.4% LI return on investments of I Complete Risk Management 90%of the time 90% Workplan achieving progress milestone objectives by due date L Ensure average interest rate on 4.43% 3.3% COP borrowings does not exceed L L' L L u u L L Section 6- Page 6 L Performance Objectives Accounting (Division 2220) The Accounting Division has four budgetary Performance Objectives as identified in the table below. The distribution of monthly financial reports within 10 working days of the beginning of the month has been accomplished for 8 of the 9 months this fiscal year. July's report was not distributed until the 15th of August because of additional work required to complete the June 30 year-end dosing. It is expected, however,that our 90%objective will be reached by years end. The Division !son track with the development and phase implementation of a Financial Information System, and development of a comprehensive policies&procedures manual. Our annualized Joint Operating expenses fall under the amount budgeted for FY 1996/97. There are, however, issues in particular divisions where cost overruns have occurred. Examples include: Human _ Resources and the impact of the Investigation; under budgeted personnel costs in Cen Gen and Plant#1 Operations; Professional Services(Investigation)in the General Manager's Office; inability to charge to the CORF budget in Plant Automation; etc. Nevertheless, the year-end Districts' J.O.expenditures are expected to be under budget. Performance Objective 1996-97 Target 9 Month Performance Issue Financial Reports within 90%of the time 89% 10 working days Implement Financial 90%of the time 100% Information System (FIS) achieving progress milestone objectives by due date Develop Finance Policies& 90%of the time 90% Procedures Manual achieving progress milestone objectives by due date Ensure individual divisions 90%target 74%` come within/under budget 'Note however that overall J.O. Budget remains under annualized targets Section 6-Page 7 u 1996-97 Third Quarter Report j L Purchasing & Warehouse (Division 2230) The Purchasing 8 Warehouse Division has five Performance Objectives: Physical Inventory Accuracy, Supplier L Performance Measurement System, Disposal of Obsolete Items, Reduction of New Items to Inventory, and Improved Contract Oversight and Administration. The warehouse is still above its minimum 96%threshold by maintaining a 98%inventory accuracy rating for the 3rd quarter. The supplier data was being tracked by two L staff members who are now not with the Division; limited resources remain to address this data collection effort, requiring a re-thinking of priorities. The table reflects sale of all 2,761 obsolete items identified, well above our benchmark target. We currently have stocked twenty-eight (28)new items through mid-year which represents I 30% of our annual target and indicates a significant achievement in warehouse control. Finally,we are tracking LI with our contracts oversight and administration, having completed Districts-wide contracts training to ensure all contracts are being Geared through the Division for either in-house approval or general counsel review. We have monitored approximately 80%of the non-Public Works agreements during the first nine months. L Performance Objectives 1996.97 Target 9 Month Performance L' Physical Inventory Accuracy 96% 98% Disposal of obsolete inventory 20% of identified items 1000h L Items Maximum number of new stock 94 items 28 items(30%) V items to warehouse Review non-Public Works 75%of contracts —80% contracts to ensurs compliance IL L L � i +IJ L L L L Seclbn 6-Page 8 L _ Performance Objectives GOALS TASK MILESTONES Flnanna Ariminiefrafinn Complete Behind Nnt-Starm Complete contract negotiations and begin FIS implementation 1 0 0 Expand sewer connection fee and user fee programs 1 0 0 Revitalize Risk Management Task Force 2 1 0 Improve staffs abilities to monitor budgetary performance 1 0 0 Conduct RFP process to assemble investment bankers 0 0 1 Improve contract and consultant management skills 1 0 0 Earn GFOA, CAFR and MTA awards 1 0 0 TOTAL: 7 1 1 Accounting Implement FIS 1 0 0 Develop Districts-wide budget monitoring program 1 0 0 Complete Finance Policies and Procedures manual 2 0 0 Improve monthly accounting close cycle times 1 0 0 Increase level of division-wide training 2 0 0 �+ TOTAL: 7 0 0 Pnrrhacinn A Warphnucp Increase supplier performance ratings 1 1 0 Dispose of Districts'warehouse surplus by 201h* 3 0 0 Ensure Purchasing monitors contract compliance 0 1 0 TOTAL: 4 2 0 Grand Total: 16 3 1 Section 6-Page 9 1996-97 Third Quarter Report Finance Department 22 Mllestone7asks 100% t 90% — r 70% — 60% ' -- u ONWOhMd 50% sow .CAom 4M 00% 20% u Im 0% Fkwaco AOnFft ft. ACMXO a Pur h..ng a W..h.. u u u u Section 6- Page 10 Performance Objectives General Services Administration (Division 2410) General Services Administration has three Performance Objectives measured through the mid-year: The Re- engineering of Information Technology, the Installation of NT Network throughout the Districts, and a Market Analysis of the Collections System. With a recent hire of a new Information Technology Manager,the re- organization of the IT Division has progressed well; we have met our benchmarks identified in the table below. We are on schedule for complete implementation of the NT Network by year's end. Due to the implementation of FIS,we modified the workplan resulting in re-prioritizing certain departments; however we are on schedule through nine months. The market analysis for collections was completed early, nearly six months ahead of schedule. This cost analysis provided excellent data for restructuring the Division in the aftermath of the investigation. This restructuring was brought to the Boards in February. Performance Objective 1996.97 Target 9 Month Performance Re-engineer IT Division based 80%+ of recommendations 100% on Operational Study and implemented by 12/31/96 implement most recommendations identified Install an NT network 80%of the time 100% throughout Districts achieving progress milestone objectives by due date Conduct Collections System 100%Completion by 3131/97 100% Market Analysis Section 6-Page 11 L 1996-97 Third Quarter Report End User Support (Division 2420) The Division has recently been reorganized to improve customer service. Previously known as Hardware - L Support, the new End-User Support Division is tracking four budgetary Performance Objectives: Work Order Backlog, Work Order Turnaround Time, Productive Time of Staff, and Implementation of a Hardware(PC and I peripheral)Inventory Database. As shown in the table below, improvements have been made in some areas y while further opportunities exist in others. Our current work order backlog is larger than the benchmark target due to recent staff reductions in the division and focus on some special projects. Similarly, turnaround time, which is targeted at 90%of work orders completed in 5 calendar days or less, requires improvement. Conversely, however, our 9 month work productivity is well above the benchmark standard set. High work LI productivity`wrench time' is expected when staff levels are reduced as core business functions become more focused, often at the sake of important special projects. Also, we have completed the Hardware Inventory well ahead of schedule. I Performance Objective 1996-97 Target 9 Month Performance U Minimize service request work 50%or less of one week's staff 92% backlogs time � I Ensure service request 90%of the time 54% V turnaround time of 5-days or less Ensure high levels of productive 75%+ 83% V "wrench"time are recorded L L L II L' L L' Section 6-Page 12 L Performance Objectives Network, Communications, Programming & Database Support (Division 2430) The Division reorganized this fiscal year to improve customer service. Previously known as Software Support, the new Division is tracking three budgetary Performance Objectives: Productive Time of Staff, Windows NT Implementation Districts-wide, and Source Control Database Development. As shown in the table below, the Division is exceeding Its productive time benchmark. Additionally, based on milestones, Windows NT installation is on target. The source control database has recently taken a somewhat lower priority due to re-organization and goal/objective changes. Additionally, the primary programmer on the project resigned during this last quarter. Performance Objective 1996.97 Target 9 Month Performance `y Ensure high levels of productive 75%+ 80% -wench"time are recorded Install an NT network 80% of the time 100% throughout Districts achieving progress milestone objectives _ by due date Program internal Source 75% of the time 50% Control MonitoringlCompliance software achieving progress milestone objectives by due date .. Section 6- Page 13 L 1996-97 Third Quarter Report L Collection & Plant Facilities Maintenance (Division 245012460) The Plant Facilities Maintenance Division is tracking five budgetary Performance Objectives: Implement a L Plant-wide Zone Assignment Program for Division Staff, Ensure a Ratio of 80%/20% Planned/Preventive Maintenance versus Corrective Maintenance(repairs), Track Wrench Time for Fleet Services Mechanics and Pump Station Mechanics, and meet sewer cleaning benchmarks based on type of cleaning performed. As shown 6 j in the table below,the area/zone assignment project is underway, but slightly behind schedule,with full implementation targeted by year's end. Landscape zone assignment was completed by plant area maps and building drawings are being developed. Percentage of time spent on maintenance tasks during the first six month period yielded a distribution of 77%/23%PM/CM ratio; this is close to our benchmark targets. Both L wrench time for Fleet Services and pump station maintenance is close to,or exceeds, our annual benchmark targets. Such wrench time is high compared to most other public sector agencies,and in regard to Beet services, approaches private sector garage operations. Based on internal benchmarks developed the first quarter,we L have not met our weekly sewer cleaning production targets. This is a direct result of the Investigation and subsequent staffing reduction and the re-focus of resources to trouble spot"reactive"maintenance. L Performance Objective 1996-97 Target 9 Month Performance Implement Zone Assignment 90%of the time 60% V Program achieving progress milestone objectives by due date Ensure ratio of 80%/20% 80°h/20% Ratio 77%/23% Planned/Preventive versus Corrective(Repair) LJ Maintenance Ensure high levels of productive 70%+ 71% L 'wench"time are recorded in Beet services. Ensure high levels of productive 80%+ 83% °wrench"time are recorded in pump station maintenance Ensure Cable Rig sewer crew 3.280 feet(100%) 2,385 feet(73%) L achieves weekly benchmark production Ensure Hydro Rig sewer crew 6,250 feet(100%) 3,695 feet(59%) I" achieves weekly benchmark production ; I V L L Section 6-Page 14 V Performance Objectives GOALS TASKMILESTONES General Snrvirnc Adminisetrafinn (mnlnto 9phind Nnt Started Ensure Districts are competitive through proactive planninghech. 1 1 0 Maintain collection system regulatory compliance 2 0 0 Assist in development of strategic plan 1 0 0 Assist in development of compliant/cost-effective safety systems 1 1 0 Build stronger working relationships Within our watershed 2 0 0 Provide employee support and training 3 0 0 Support improvements in management performance 6 0 0 m TOTAL: 16 2 0 EndAl¢ar-UppoA e Replace security card access system 0 1 0 Upgrade Plant No. 1 PBX system 0 1 0 _ Install network hardware upgrades 1 0 0 Install IT voice/date cabling additions 1 0 0 TOTAL: 2 2 0 Natworkina Rmnrnnnlrafinne Prrgramming compleje $phin Not Started Phase in Windows NT 7 0 0 Meet programming milestones for source control database 0 0 3 Meet Oracle programming milestones for source control database 0 0 1 TOTAL: 7 O 4 Plant Arrtnmafinn Complete work orders on target 5 0 0 Conduct Plant Automation Performance Review 0 0 3 CRISP to RJN Interface 1 0 0 °^ Conduct Ocean Outfall Booster Station work 2 0 0 J31-3 Work 1 0 0 Develop CRISP report generation program 1 0 0 ..r Work on Power Monilonng 0 0 2 Install Streamline Clients-NT 0 0 1 Upgrade PLCs 0 0 1 TOTAL: tO O 7 Section 6- Page 15 L 1996-97 Third Quarter Report GOALS TASK MILESTONES L Farilifie� Mainfananr- � � Ensure vvoric units are competitive 4 1 0 v Maintain regulatory compliance 3 0 0 Develop strategic plan for service area 1 1 0 L Aerial development of comphant/costaRectivo solely systerm 2 0 0 Build relationships v In our vmerahed 1 1 0 Provide employee support and training 3 0 0 I support improvements in management performance 6 0 0 L TOTAL: 20 3 0 Grand Total: 65 T 11 L L L L L' L L L L L' L L L L' Section 6 - Page 16 I Performance Objectives GSA Department 73 Milestone Tasks tee'16 m6 A 7 Bgt6 CNol Slaeea ■eemne �e ❑Compete tg zo+c i gx L _ G snd aeMen End-User Suppml NeWortlnp, PlentAOmabw Faciltlim Mmntename Aftld� Communic bom Pmgmmming as uo Section 6-Page 17 it 1996-97 Third Quarter Report u Human Resources (Division 2520) V Human Resources Administration has four active Performance Objectives:, Number of Recruitment Days for Exempt Positions, Number of Recruitment Days for Non-exempt positions,ensuring a reasonable statistical distribution for the Performance Management Program and the Survey Rating for HR Services. As shown in the table below,the number of days for exempt recruitment met our target. Recruitment practices for non-exempt V positions, however, exceeded our target. It has been noted over the course of the year that both exempUnon- exempt recruitment days experience some significant fluctuation compared to the targeted benchmarks. This is i primarily due to the significant decline in number of new hires resulting in a single hiring event having a much V larger impact on the overall averages. During the first nine months, employees were reviewed and 56-1.fell within the"Meets Expectations"category. This is a good indication that the integrity of the performance management system is achieving appropriate statistical distribution. We nearly met the objective on the survey I rating. This represents a significant improvement compared to last year's survey results. u Performanos Objective 1996-97 Target 9 Month Performance I Average number of recruitment 51 51 Lrl days to hire exempt position Average number of recruitment 36 41 L� days to hire non-exempt position Ensure 50%-70%of employees 60%average 56% LI achieve"meet expectations' ratings Achieve"average+"rating on 2.5 score 2.42 human resources survey IL II II W jl Section 6- Page 18 V Performance Objectives - Safety & Emergency Response (Division 2530) The Safety and Emergency Response Division has three Performance Objectives with milestone deliverables: the Integrated Emergency Response Plan, the Industrial Hygiene Monitoring Program, and the Hazardous Energy Control Needs Assessment. The Division also has two Performance Objectives with internal standards of measure: Resolve Requests for Service within 5 working days and a total Injury Frequency Rate 45% below industry standard averages. As shown in the table below, all milestone deliverables and both internal standards were met. Injury frequency rate remains below target, and as predicted is well below industry averages. This may largely be influenced by the CMS Investigation's results which reduced on-site staff during the second quarter. Nearly all service requests were resolved within five days,well exceeding our standard. This success _ is largely attributed to two factors. First, the Division has made customer service and customer satisfaction an internal priority which has resulted in rapid turnaround times, Secondly, this is a new performance objective and ,d a historical baseline had not been previously established; therefore, the current target for performance may underestimate our ability to consistently deliver in a timely manner. Performance Objective 1996.97 Target 9 Month Performance Complete Phase II of Integrated 100%by 12/31/95 100% Emergency Response Plan Complete Industrial Hygiene 90%of time 100% Monitoring program achieving progress milestone objectives by due date r Complete Hazardous Energy 90%of time 100% Needs Assessment achieving progress milestone objectives by due date r Resolve Service Requests 75%of time 98% within 5 work days Ensure Injury Frequency Rate is 8.9 events(-45%) 6.2(-61%) 45% below industry average r r r r �, Section 6-Page 19 L 1996-97 Third Quarter Report Education & Training (Division 2540) The Education &Training Division has four active Performance Objectives: Develop&Implement a Cross L Training Program, Develop& implement an Automated Training Management System, Develop&Implement a Training Cost System, and collect data based on Training Class Evaluations. The first objective is based on project completion and is approximately one-half complete; somewhat behind the original schedule due to Vj extensively involving the Districts DART Committee which has formed four task teams. An automated training management system was implemented that can distribute weekly training reports that include no shows, quarterly training histories, and expenditures by department. Monthly reports are currently being requested and provided. We have reviewed nine months of training feedback surveys. Based on our survey mechanism, a 3.5 on a 5 U scale—or a 70%score—is classified as an'above average"rating for the overall training course. We exceeded this objective during the first nine months, achieving an average approval rating of 78%for all training courses offered based on a database of nearly 3,300 surveys. W Performance Objective 1996-97 Target 9 Month Performance Complete cross training 90%of the time 50% program achieving progress milestone objectives by due L date Develop automated training 900%of the time 100% management system achieving progress milestone objectives by due date VI Develop training cost system 90%of the time 100% achieving progress milestone objectives by due date L Ensure-Above Average+" 70%or 3.5 score 78%or 3.9 score rating on training class evaluations L L L L LJ L L Section 6-Page 20 u _ Performance Objectives GOALS TASK MILESTONES Human Reenurroc fdnnarfmont Complete Rhin Nnf Started Complete move of HR and Training to the renovated lab building 2 0 0 Develop an informal performance management strategy 2 0 0 e. Evaluate and implement recommendations of Broadbanding Con. 0 0 1 Develop new employee relations program 1 0 0 Revise benefds administration 1 0 0 .. Ensure fair and consistent application of Districts'P&P 3 1 1 Implement new FIS system and revise reporting procedures 0 1 1 Streamline the Districts'recruitment process 1 2 0 Complete labor negotiations to implement organizational goals 2 1 0 TOTAL: 12 5 3 qafpty and Emergency ReGDonen Develop an Integrated Emergency Response Plan 2 0 0 °tl Complete initiation of Industrial Hygiene Monitoring Program 4 0 0 Conduct needs assessment for hazardous energy control procedures 1 0 0 Provide material safety data sheets on-line 0 1 0 �.. Generate useful quarterly reports for managers&policy-makers 2 0 0 Develop and implement cost-effective safety systems,P&P 3 0 0 .. Implement a comprehensive safety training program for employees 2 0 0 TOTAL: 14 1 O Ednmtinn A Training Implement comprehensive safety training program for employees 2 0 0 Implement Individual Development Plans(IDPs)for employees 2 0 0 Implement departmental training programs 3 0 0 Implement retraining and am training programs 1 0 0 Publish annual training calendar FY 97 1 0 0 Implement centrelized backing and database 2 0 0 Implementtraning cost system tracked by department/category 2 0 0 Develop and implement retraining program to address new skills 5 0 0 TOTAL: 18 O D Grand Total: 44 6 3 Section 6- Page 21 1996-97 Third Quarter Report Human Resources Department 53 Milestone Tasks 100% jdl 80% 70% 60% ❑Not Starte50% to ■Behind 14 ❑Complete 40% 30% 2 20% 10% - 0% L Aiia,. Human Resources Department Safety and Emergency Respanfe Education&Training Section 6-Page 22 Performance Objectives - Operations Administration (Division 3410) Operations&Maintenance Administration has four Performance Objectives that include: Reduction of Dry Tons of Ferric Chloride, Number of Compliance Violations, Cost of Biosolids Disposal, and Reduction in O&M Administrative Staffing Levels. Operations Administration staff worked diligently during the first half year to identify, prioritize and Implement process optimization measures and cost reduction goals. Engineers were assigned as project managers to oversee the development of implementation strategies and data tracking mechanisms specific to their respective goals. Reduced ferric chloride consumption is one of the targeted performance objectives. Historically,the plants have used between 8,000 to 8,300 dry tons annually. The FY 96/97 annual target is 7,900 tons, with 5,743 dry tons consumed the first nine months. No air or effluent violations occurred. Both treatment plants maintained full operations during the August electrical blackout due to the Districts cogeneration facilities. Process optimization measures implemented in digestion and dewatering, in conjunction with increased Advanced Primary Treatment, reduced the quantities of solids In secondary treatment. Lower unit costs were negotiated for both biosolids and residuals disposal. Our annual cost benchmark is$4.9 million; as shown we are tracking at$3.1 million or 63%of this number. Operations& .d Maintenance Administration stalling is below our annual target. We expected an 8%decrease,to 22 FTE positions, by years' end through re engineering; however we have experienced a significant drop in staffing levels from 24 to 17 FTEs. Performance Objective 1996.97 Target 9 Month Performance d Dry tons of Ferric Chloride Used 7,900(100%) 5,743(73%) Number of Compliance 0 0 Violations Disposal Costs for Biosolids $4.90(100%) $3.10 (63%) (millions$) FTE's-O&M Administrative 22 17 Staff ,r Section 6- Page 23 1996-97 Third Quarter Report Plant No. 1 Operations (Division 3430) Plant No. 1 Operations has three active budgetary Performance Objectives: Percentage of Total Suspended V Solids(TSS) Removed, Percentage of Biochemical Oxygen Demand (BOD) Removal Efficiency, and Overtime as a Proportion of Time-off. As shovm in the table below, the plant performance numbers(BODITSS)are generally on track, yet can be improved. Our chemical system batching in advanced primary requires manual V operations thereby reducing effectiveness. Furthermore, secondary plant expansion impacts the primary process through increased demands. Finally, increased flows of an average 100 MGD has impacted our TSS figures I , slightly. Both areas are being evaluated to further improve performance. Overtime is slightly above target due 1� to some long term illnesses and the impact from the investigation. Performance Objective 1996-97 Target 9 Month Performance 6r % Total Suspended Solids >77% 75% I (TSS)removed from Primary L Treatment Process %Total Biochemical Oxygen >46% 51% n Demand (BOD)removed from Primary Treatment Process Overtime as a% of total leave 25% 27% V time taken L tJ L' I +Ir u LI u u Section 6-Page 24 V Performance Objectives Plant No. 2 Operations (Division 3440) Plant No. 2 Operations has three active budgetary Performance Objectives: Percentage of Total Suspended - Solids(TSS) Removed, Percentage of Biochemical Oxygen Demand(BOD)Removal Efficiency,and Overtime as a Proportion of Time-off. As shown in the table, the effluent TSS and BOD figures for the nine months are generally within targeted expectations. Current overtime control policy consists of closely monitoring and _. scheduling staff time off and setting minimum allowable shift staffing levels while safely staffing the Plant No.2 facility. We were able to reduce overtime significantly compared to last year by reducing minimum shift staffing by one position and directly working with staff to schedule their time off in such a way as to avoid"time-off coverage"overtime. e, Performance Objective 1996-97 Target 9 Month Performance -- %Total Suspended Solids >74% 70% (TSS)removed from Primary Treatment Process %Total Biochemical Oxygen >42% 48% Demand(BOD)removed from Primary Treatment Process Overtime as a%of total leave 12% 12% — time taken r Section 6- Page 25 L 1996-97 Third Quarter Report L Mechanical Maintenance (Division 3456) I ' The Mechanical Maintenance Division has two active Performance Objectives: Proportion of Wrench Turning it Time and Preventive Maintenance to Corrective Maintenance(PMICM) Ratios. As shown in the table below,the percentage of wrench time for mechanics in the third quarter has averaged 76%for a ten hour work period. We i are currently conducting an audit of the data and methodological approach for wrench time calculation to ensure V all divisions throughout the Districts conduct the calculation in a similar manner. The Maintenance Division has Implemented a time card system internal to the Computerized Maintenance Management System (CMMS) during the first quarter that has continued through the fiscal year. This allows us to track and report upon U preventive, predictive, and corrective data in man-hours as opposed to number of work orders completed. Based on data collection,the graph shows a 51%to 49% PM/CM ratio—less than our initial target benchmarks due to additional focus on updating the CMMS database wllh accurate baseline information, and the impact of the investigation. With the pending addition of a valve exercising (PM)program and other division modifications, these refinements should help us approach the expected ratios by years end. Performance Objective 1996.97 Target 9 Month Performance y Ensure ratio of 66%l34% 66%/34% Ratio 51%/49% l Planned/Preventive versus Corrective(Repair) L Maintenance Ensure high levels of productive 50%+ 76% "wrench"time are recorded in mechanical services. Lµ L L LI u L Section 6- Page 26 J Performance Objectives Electrical Maintenance (Division 3460) .. The Electrical Maintenance Division has four active Performance Objectives: Preventive Maintenance to Corrective Maintenance (PM/CM) Ratios, Proportion of Wrench Turning Time, Equipment Records Detailing in the Computerized Maintenance Management System (CMMS), and development of a 12-Kilovolt Electrical Distribution Baseline Program. The Electrical Division implemented a time card system internal to CMMS during the first quarter. This allows us to track and report upon preventive, predictive, and corrective data in man-hours as opposed to number of work orders completed. Based on nine months of data, the table shows a 49%to 51% PM/CM ratio—this is not reflective of the actual goal. Many hours which would have been focused on preventive and predictive maintenance were spent detailing the electrical CMMS database; a project that will continue but conclude at the end of the fiscal year. As shown in the table below,the percentage of wrench time for electrical technician staff has averaged 46%or approximately 4.6 hours per 10 hours worked. This is slightly below our target due to the need for some staff to provide a portion of "non-wench"clerical support. Fifty-five percent (55%)of the CMMS electrical database detailing has occurred which is behind our anticipated goal. Resources were shifted away from CMMS update to Preventive Maintenance; however, due to the addition of recent clerical assistance it is expected CMMS will be fully updated by years end. The 12-Kv program is to be conducted over five years incorporating 10 facilities. Two of the 10 facilities were completed in the 2nd and 3rd quarter resulting in full completion of this years project. Performance Objective 1996 97 Target 9 Month Performance Ensure ratio of 65%/35% 65%/35% Ratio 49%/51% Planned/Preventive versus Corrective (Repair) Maintenance Ensure high levels of productive 47%+ 46% 'wench"time are recorded in electrical services. Update CMMS Electrical Complete 100% of Project by 55% Database end of year Implement 12-Kv Baseline 2 facilities completed 2 Program Section 6- Page 27 L 1996-97 Third Quarter Report L Instrumentation Maintenance (Division 3470) The Instrumentation Maintenance Division has four active Performance Objectives: Preventive Maintenance to L Corrective Maintenance(PM/CM)Ratios, Proportion of Wrench Turning Time, Variable Frequency Drive(VFD) Evaluation Program, and Equipment Records Detailing in the Computerized Maintenance Management System I (CMMS). The Instrumentation Division implemented a time card system internal to CMMS during the first V) quarter. This allows us to track and report upon preventive, predictive, and corrective data in man-hours as opposed to number of work orders completed. Based on this new data collection method,the table shows a 52% to 48% PM/CM ratio—this is short of the anticipated goal. Many of the hours which would have been focused on V preventive maintenance were directed to cross-training with the Plant Automation Group. As shown in the table below,the percentage of wrench time for instrumentation technician staff has averaged 48% or approximately 4.8 hours per 10 hours worked. The database listing all VFD equipment in service at the Districts and pertinent data related to each unit has been compiled and shared with Engineering. The project close, expected in the first quarter,was completed one quarter early. Approximately 81%of the CMMS equipment records detailing has occurred and it is ahead of schedule. L Performance Objective 1996-97 Target 9 Month Performance Ensure ratio of 65%/35% 65%/35% Ratio 52%/48% Planned/Preventive versus Corrective(Repair) V Maintenance Ensure high levels of productive 47%+ 48% 'wrench"time are recorded in instrumentation services. Update CMMS Instrumentation Complete 100%of Project by 81% V Database end of year Implement VFD Evaluation Complete 100%of Project by 100% i i Program end of year L, L u L L L L Section 6- Page 26 W Performance Objectives Central Generation (Division 3490) The Central Generation Facility has four budgetary Performance Objectives: Dollars per Kilowatt Hour at Plant — No. 1, Dollars per Kilowatt Hour at Plant No. 2, Therms per Kilowatt Hour,and FERC Efficiency. The Central Generation Division operated satisfactorily for the first half of the fiscal year. Based on existing record-keeping, reportable data is for the first eight months of operation. This is due to the gas and water billing cycles as well as Accounting reporting procedures. Reportable data meets benchmark objectives. Lower costs for the production of power are attributed to the combining of O&M tasks with the Central Generation staff and the continued tuning of the CMMS database. Thermal efficiency has been reported as near the average of both plants. We are mandated to meet certain annual FERC efficiency averages. Because maintenance shutdowns will lower FERC efficiency in the near-tens,we are currently operating at a higher FERC rating (at a higher fuel cost)to ensure mandated target averages are reached by years end. .. Performance Objective 1995.97 Target 9 Month Performance _ Dollars per Kilowatt Hour $.071 $.056 ($/kWh)at Plant#1 Dollars per Kilowatt Hour $.027 $.023 - ($/kWh)at Plant#2 d Thermal Efficiency 0.103 0.106 (therms/kWh) FERC Efficiency >42% 56% Section 6- Page 29 11 1996-97 Third Quarter Report GOALS TASK MILESTONES nPeratinna Adminktratinn rampIQ(Q $phin Nnt StaAad r Develop and implement competitiveness plan 1 0 0 Reengineer O&M organization procedures&practices 1 0 2 ( j Develop and implement automation plan 10 0 u Improve management performance accountability 2 0 0 Develop Strategic Plan 1 0 0 IJ Develop employee training to ensure flexibility 1 0 0 Evaluate plant process and systems to reduce operating costs 2 0 0 Complete benchmarking efforts 0 1 0 Work to increase plant reliability,redundancy,and efficiency 4 0 0 Develop and Prioritize Special Projects and Research 1 0 0 I I Develop 3 year Special Projects and Research Plan 1 0 0 u Ensure compliance with air quality laws and SCAOMD permit 4 0 0 1 Maintain low number of odor complaints 2 1 1 V Title V Federal Operating Permit 0 1 0 TOTAL: 21 3 3 V Plant No d and 9 (Operations Develop and implement plant automation 3 0 0 Assist Training Division in developing/Implementing cross-training 1 0 0 Develop understanding of budget to control costs 0 2 0 / Consult with Safety to develop lockltag and head. energy control 2 0 0 Id Unify Operations&Maintenance groups at two plants 1 0 0 Develop and implement competitiveness plan 2 0 1 �l TOTAL: 9 2 1 Marhaniral Maintananra j I Develop wrench turning database 0 1 0 u Implement cross-training program 1 0 1 Identity training needs and implement training programs 3 0 0 L Define division staling needs for five year plan 0 1 0 Assist Safety with hazardous energy control needs assessment 2 0 0 Assist O&M with re-engineering 1 0 0 61 Manage division's capital and JO budgets cost effectively 1 0 0 Workplan development for fiscal year 1997-98 1 0 0 V TOTAL: 9 2 1 L J Section 6- Page 30 u Performance Objectives GOALS TASK MILESTONES r Flertriral Mainfenaneo camp/a gphin Not Started Assist Safety with hazardous energy control needs assessment 1 0 1 Identify training needs and implement training programs 1 0 0 Implement cross-training with O&M to maximize efficiency 0 0 1 - Implement 12 Kv Baseline program 2 0 0 r, Continue developing electrical CMMS database 0 2 0 Evaluate work practices to maximize wrench time 2 0 0 Obtain 2:1 PM to CM ratios 2 0 0 Manage division's capital and JO budgets cost effectively 1 0 0 TOTAL: 9 2 2 m Ins}rrrMen}a}Inn Main}Pnanr.P Assist O&M to reengineer organization toward total prod. operations 0 1 0 Assist Safety with hazardous energy control needs assessment 1 0 1 _ Identify training needs and implement training programs 1 0 0 Implement cross-training with O&M to maximize efficiency 0 0 1 Continue developing instrumentation CMMS database 1 0 0 Evaluate work practices to maximize wrench time 2 0 0 .e Obtain 2:1 PM to CM ratios 2 0 0 Manage division's capital and JO budgets cost effectively 1 0 0 TOTAL: 8 1 2 (ventral n ra}inn Reengineer O&M at CenGen 1 and CenGen 2 2 0 0 .. Develop Plant Automation Plan 2 0 0 Maintain safe work place 3 0 0 Maintain Compliance 3 0 0 Implement departmental training program 1 0 0 Define division staffing needs for 6-year plan 1 0 0 TOTAL: 12 0 0 Grand Total: 68 10 9 Section 6- Page 31 1996-97 Third Quarter Report O&M Department 87 Milestone Tasks m0% - B t z 2 BO% — I CNNSftd u ■ea,ma ❑compete I zt � a B B ZO% 0% ow".. ReM Na.l end 2 Me nir l electr Inebumml . Central Genxa0m Adminietream owmwe MelMene. M.IMenence MwM . 1A Section 6 - Page 32 Performance Objectives Environmental Compliance & Monitoring (Division 3550) The Environmental Compliance&Monitoring Division has four Performance Objectives that are tracked. These include: Percentage of Non-Compliance Incidents Re fling from ECMD Lack of Response, Meeting Regulatory Deadlines for Submittal, Prioritize& Disseminate Regulatory Material in 2-day Turnaround, and Review and Monhor Biosolids Processing/Handling. During the first nine months there were no noncompliance incidents _. resulting from lack of communication. All ECMD notifications occerred to ensure Districts' compliance. The Division met all of its regulatory deadlines including such responsibilities as monthly sewage spill reports,ocean monitoring field sampling, monthly biosolids report, etc. One-hundred percent(100%)of high priority legislative/regulatory actions were disseminated within two days. Finally, all biosolids consultation and advocacy occurred within the stipulated 5-day turnaround time. Performance Objective 1996.97 Target 9 Month Performance s' Limit non-compliant incidents Maximum 10%of identified 0% -_ resulting from lack of ECM incidents interdepartmental ,. communication Meet reporting deadlines 90%of the time 100% achieving progress milestone objectives by due dale Turnaround high priority 90%of the time 100% legislative materials review ' within 2 work days Review required biosolids 90% of the time 100% documentation and take any corrective action within 5 work days Section 6- Page 33 U 1996-97 Third Quarter Report J Environmental Sciences Laboratory (Division 3580) The Environmental Sciences Laboratory is currently tracking three budgetary Performance Objectives: Develop L Laboratory Productivity Enhancement Programs and Meet Milestones, Maintain Laboratory Sampling Workload Within Defined Parameters, and Implementation of a Laboratory Information System (LIMS). Programs to ; enhance lab productivity are currently focused in identifying task processes and opportunities for improvement; V developing customer defined quality standards; and implementing a process for monitoring lab quality. These have been delayed by approximately one quarter(with Director approval)due to unanticipated effort required to I keep the LIMS on/ahead of schedule. The goal of sampling is to maintain an analysis load within 10%of that projected in the budget. The lab performed dose to 3% less sample analyses than was originally projected, slightly less than our benchmark but within the established range of 90% -110%of estimated samples taken. Progress on LIMS has progressed such that 100%of milestones through nine months have been completed. i The project is on schedule for 75% implementation by the and of the fiscal year. y Performance Objective 1996-97 Target 9 Month Performance I Develop Laboratory Productivity 90%of the time 67% LI Program achieving progress I r milestone objectives by due date 6.1 Conduct Sampling/Testing such Complete 90%-110% of 971/6 i that workload remains within a average month's sample V narrow and predictable range workload Implement Laboratory 90%of the time 100% 1 Information System achieving L.I progress milestone objectives by due date LI Jdl U U U Li L L Section 6-Page 34 V Performance Objectives Source Control (Division 3590) The Source Control Division has four budgetary Performance Objectives: Source Control Inspector Field Productivity, Enforcement Follow-up Within 30 Days, Permit Issuance/Renewal, and Development of Automated _ Permit Program and Assistance Center. As shown in the table below, the overall performance of the Source Control activities relative to the budget performance objectives is on target. The field inspection productivity _. estimate at 2.7 monitoring events per employee/day nears our target of 2.5 events per day.. The enforcement follow-up and permit issuanoe/renewal is 100%on target. Automated permit and assistance center milestones .+ indicate that 80%of the work is completed during the first nine months of 1996-97. This is largely due to the resignation of an IT programmer who was in a lead role in this project. Performance Objective 1996-97 Target 9 Month Performance Conduct an average number of 2.5 per day 2.7 Daily Field Inspections Conduct non-compliance 100%of the time 100% enforcement action within 30 days Renew industrial wastewater 100%of the time 100% permits pdor to expiration ® Implement automated permit 90%of the time 60% program achieving progress milestone objectives by due date Section 6- Page 35 L 1996-97 Third Quarter Report L GOALS TASK MILESTONES Fnvirni mental rmmplianne & Monitoring r_omnlpfp Rehind Not Sfartpd U Restructure ocean monitoring program 3 1 0 Negotiate monitoring changes in ocean discharge permit 2 0 0 Coordinate SCCWRP to Improve regional monitoring efforts 4 0 0 v Improve teamwork and communications within ECMD 2 0 0 I � Develop clear identification for division 1 0 0 L�( Define and support compliance regulatory activities 5 0 0 Regulatory and legislative tracking 6 0 0 Provide quality control for compliance with CSDOC reg. requiremenL 6 0 0 U Provide technical support for the Districts'biosolids handling 4 0 0 Maintain Districts scientific and technical expertise 2 0 0 1 TOTAL: 35 1 0 u FnvirenmwnTal Srien�a 1 ahnrafnn V Benchmark Laboratory Productivity 1 2 0 Define Quality Standards 1 1 0 Monitor activities in support of general technical programs 1 0 1 1� Develop systems/processes for monitoring lab quality 1 4 0 Assist ECMD in optimizing productivity In Ocean Monitoring program 2 0 0 I i Support the District-wide Safety Policy 2 0 0 r TOTAL: 8 7 1 Son nna rnntrnl U Develop a technical assistance program for businesses 2 0 0 1 Develop marketable, automated permit and monitoring program 2 1 0 J� Ensure 90%+ Significant Industrial Users are in Qrtiy. Compliance 5 0 0 Ensure Inspection staff conduct ave.2.5 daily monitoring events 5 0 0 Renew 100% Discharge Permits prior to expiration 5 0 0 Develop technically based local limits 0 2 0 Achieve competitive practices 2 0 0 IJ TOTAL: 21 3 0 Grand Total: 64 11 7 L �rll Section 6-Page 36 Yr Performance Objectives Technical Services Department 76 Milestone Tasks 100% 1 ao% eo% 70% 60% D NO SladW 50% _ wsMnim 40% 30% 20% 7 Ero run.lal Comde.a M.RWN E,Ni. n lMal ad.laecrtl" Sauce CaXN Section 6-Page 37 L 1996-97 Third Quarter Report U Engineering Administration (Division 3710) The Engineering Administration has three Performance Objectives that are tracked: Management of the Capital Outlay Revolving Fund(CORF), Management of Major Projects and Management of the Department Budget. Of the total $44.89 million budgeted for CORF In fiscal year 96-97, $34.89 million(78%)has been expended through the first three quarters;this tracks well with our annual target of 80%+of the CORF budget spent by Yr years end. Similarly, management of the Major Projects budget,valued at$38 million, is close to target. Finally,the Engineering Department's budget is below target with expenditures representing 54%of the annual amount budgeted for all engineering divisions. This difference is largely due to proportionally larger salary/benefit charges to the CORF budget due to the numerous projects currently underway(as reflected in the CORF amounts above) . u Performance Objective 1996-97 Target 9 Month Performance j Manage the annual CORF Expend 80-100% budget 78%to date 1.1 Budget within estimated expenditures Manage Major Capital Project Expend 80-100% budget 85%to date CORF Budget within estimated I expenditures V Manage Department Budget Expend 100%or less of J.O. 54%to date budget i �rl �U M Il kV y ) I 'V L L Section 6-Page 38 j,j Performance Objectives Design Engineering (Division 3720) ® The Design Engineering Division has three Performance Objectives:The return of Construction Submittals by Due Date, the Bid of Construction Projects based on CIP Schedule, and the Implementation of Design Project Tracking Mechanisms by the first quarter. The entire backlog of construction submittals has been cleared and 'm submittals are now being processed within the allotted benchmark; of 491 submittals, 414 were processed on- time. With one exception,construction projects were bid at the approved bid dates as set by the Board of Directors. Project management software, SureTrak and Primavera, has been purchased, staff has been given training on the use of the software, and all the active capital project schedules are loaded into the software. Based on tracking of these projects,we have met our performance objective targets. .d Performance Objective 1996-97 Target 9 Month Performance Return Submittals by identified 80%of the time 84% d due date Bid construction projects based 80%of the time 86% on established CIP schedules Meet Design Project progress 80%of the time 100% milestone objectives by due date a Section 6-Page 39 L' 1996-97 Third Quarter Report L Engineering Planning (Division 3730) The Strategic Plan Is currently progressing on schedule as milestone targets have been met. As indicated in a L prior table, CORF expenditures are on schedule. All environmental correspondence has been responded to within five(5)working days or less. Water Reclamation Plan development is in progress; however, new opportunities and questions are being reviewed, thus milestone deliverables have changed resulting in the project being further delayed. It is expected that tasks accomplished this fiscal year will approximate half of those originally scheduled. Performance Objective 1996-97 Target 9 Month Performance Complete Strategic Plan 100%of the time 100% L achieving progress milestone objectives by due date I � Respond within 5 working days 100%of the time 100% `l to Environmental Comespondencell nquires Assist with Water Reclamation 90% of the time 40% L Plan(OCR)achieving progress milestone objectives by due date L L U �f L L L L L L Section 6-Page 40 L� Performance Objectives Construction Management (Division 3790) The Construction Management Division has four budgetary Performance Objectives: Change Orders no Greater Than 5%of Original Contract,Achievement of Beneficial Occupancy, and Conduct Quality Control Inspections to Ensure Minimum Correctable Deficiencies. Our change orders are currently below target based on plant and collections system jobs. Similarly,the beneficial occupancy figures have thus far exceeded our benchmark expectations. The Quality Control inspection checklist was finalized at the end of the first quarter and implemented the second quarter. Based on the quality control inspections, 10%correctable deficiencies have been identified;this is equivalent to the 10% benchmark cited and meets our internal expectations. Performance Objective 1996-97 Target 9 Month Performance Target Change Order costs to 5% 4.4% be no greater than 5%of original contract amount Achieve beneficial occupancy eax.mrm WdMv+�wmpl~ 64% within listed targets °09bx10tln Wdot Ooonb pi~ 36% Ensure Quality Control 10% or less identified 10% Inspections minimize identified ^comectable deficiencies^ Section 6- Page 41 L' 1996-97 Third Quarter Report L GOALS TASK MILESTONES Epginparin9 Administratinn 1"n IpfP 6Bhin Nnt Ctartad y Develop and implement competitiveness plan 1 1 0 Develop comprehensive plant automation plan 0 1 0 Improve CIP process and project delivery 1 0 0 TOTAL: 2 2 O V naei9n Fn9inaarinag . Improve competitiveness by streamlining design functions 2 1 0 Produce realistic 5-year division project/staff projections 3 0 1 Implement individual training programs for all staff 2 0 0 Implement retraining and cross-training programs 1 1 0 I Improve CIP process and project delivery 1 0 0 V TOTAL: 9 2 1 W Friginaarin0 Planning Achieve 90%•milestones for Strategic Plan development 3 0 0 Prepare a Design Manual for Engineering Department 1 1 0 L Assist in preparation of JO and Collections system budget 1 0 0 1 Retain Engineering library and as-builts for security and access ease 1 0 0 L TOTAL: 6 1 O r Gnnetrn�tinn Management V Enhance communications/feedback within division/department 2 0 0 Hold quarterly safety coordination meetings 3 0 0 L Improve technical slalls/competency through training 2 0 0 Develop/implement cost reduction methods for joint oper. budget 1 0 0 Update constuction policies and procedures manuals 0 1 0 Evaluate staffing needs vs.workload 3 0 0 Enhance design feedback for construction projects 2 0 0 TOTAL: 13 1 0 V Grand Total: 30 6 1 L U ll L Section 6-Pottle 42 Performance Objectives Engineering Department 37 Mi I es tone Tasks t ge% ae% — 7a% fp% 0 Na Sunea l011 •eamma to ocom e c 40% s — aox gg% ► tm Enginemng M.-Mntm pemgn En,nemN Engimmnng Planning Cmnlnc Management Section 6 - Page 43 COUNTY SANITATION DISTRICTS of Orange County, California (714) 962-2411 mailing address: P.O. Box 8127 Fountain Valley, California 92 728-81 2 7 street address: 10844 Ellis Avenue Fountain Valley, California 92708-7018 CSDOC 517197 STATE OF CALIFORNIA) ) SS. COUNTY OF ORANGE ) Pursuant to California Government Code Section 54954.2, 1 hereby certify that the Notice and Agenda for the Regular Board Meeting of Districts Nos. 1, 2, 3, S. 6, 7, 11, 13 and 14 held on 1? 194, was duly posted for public inspection in the main lobby of the Districts' offices on az 19312. IN WITNESS WHEREOF, I have hereunto set my hand this dkal day of 7)4adY �19 Penny Kyle, Se tary each of the Boards of Directhrs of County Sanitation Districts Nos. 1, 2, 3, 5, 6, 7, 11, 13 & 14 of Orange County, California BSffwn6F27A